SUPREME
COURT OF CANADA
Citation:
R. v. Magoon, 2018 SCC 14
|
Appeals Heard and
Judgments Rendered: November 27, 2017
Reasons
delivered: April 13, 2018
Dockets:
37416, 37479
|
Between:
Marie-Eve
Magoon
Appellant
and
Her
Majesty The Queen
Respondent
And
between:
Spencer
Lee Jordan
Appellant
and
Her
Majesty The Queen
Respondent
Coram: McLachlin C.J. and Abella, Moldaver, Karakatsanis, Wagner,
Gascon, Côté, Brown and Rowe JJ.
Joint Reasons For
Judgment:
(paras. 1 to 76)
|
Abella and Moldaver JJ. (McLachlin C.J. and Karakatsanis,
Wagner, Gascon, Côté, Brown and Rowe JJ. concurring)
|
Note: This document is subject to editorial revision before its
reproduction in final form in the Canada Supreme Court Reports.
r. v. magoon
Marie‑Eve Magoon Appellant
v.
Her Majesty The Queen Respondent
‑ and ‑
Spencer Lee Jordan Appellant
v.
Her Majesty The Queen Respondent
Indexed as: R. v. Magoon
2018 SCC 14
File Nos.: 37416, 37479.
Hearing and
judgments: November 27, 2017.
Reasons delivered: April 13, 2018.
Present: McLachlin C.J. and Abella, Moldaver, Karakatsanis,
Wagner, Gascon, Côté, Brown and Rowe JJ.
on appeal from the court of appeal for alberta
Criminal
law — First degree murder — Unlawful confinement — Elements of offence — Father
and stepmother convicted at trial of second degree murder in beating death of
six‑year‑old child — Court of Appeal holding that death caused
while child unlawfully confined and substituting first degree murder
convictions — Whether child unlawfully confined — Whether unlawful confinement
and murder part of same transaction — Criminal Code, R.S.C. 1985, c. C‑46,
ss. 231(5) , 279(2) .
Criminal
law — Appeals — Appeals to Supreme Court of Canada — Appeal as of right —
Accused charged with first degree murder but convicted at trial of second
degree murder — Accused appealing second degree murder convictions and Crown
appealing first degree murder acquittals — Court of Appeal dismissing appeals
by accused but allowing Crown appeals and substituting first degree murder
convictions — Accused appealing as of right to Supreme Court of Canada from
substituted verdicts — Whether accused can raise grounds of appeal relating to
second degree murder convictions — Meaning of “any question of law” — Criminal
Code, R.S.C. 1985, c. C‑46, s. 691(2) (b).
Criminal
law — Appeals — Appeals to Court of Appeal — Jurisdiction —Accused charged with
first degree murder but convicted at trial of second degree murder — Crown
appealing first degree murder acquittals to Court of Appeal — Whether Court of
Appeal had jurisdiction to hear Crown appeals — Criminal Code, R.S.C. 1985, c. C‑46,
s. 676 .
M,
who was six years old, died after spending a weekend at the home of her father
and stepmother, the two accused. During that period, M was burned, forced for
hours to run up and down the stairs as a form of punishment, and severely
beaten. She suffered damage to her internal organs, and a subdural hematoma and
cerebral swelling caused by at least five serious blows to the head. The
accused did not seek medical attention for M until she was in complete cardiac
and respiratory failure. She did not survive.
The
accused were charged with first degree murder and convicted of second degree
murder at trial. They appealed from their second degree murder convictions and
the Crown appealed from their first degree murder acquittals. The Court of
Appeal dismissed the accused’s appeals, but allowed the Crown appeals. It held
that the accused unlawfully confined M in circumstances that rendered them
liable for first degree murder under s. 231(5) of the Criminal Code .
It therefore set aside the acquittals for first degree murder and substituted
verdicts of guilty.
The
accused appealed to this Court as of right, under s. 691(2) (b) of the Criminal
Code . The Crown moved to strike portions of the accused’s notices of
appeal, on the basis that the accused did not have an appeal as of right
regarding the grounds of appeal that called into question their convictions for
second degree murder. The accused then filed applications for leave to appeal
under s. 691(1) (b) with respect to the grounds that the Crown sought to
strike. At the hearing of the appeals, the Crown’s motions to strike were
allowed, the accused’s applications for leave to appeal were dismissed, and the
accused’s appeals were dismissed, with reasons to follow.
Held:
The appeals should be dismissed.
The
accused did have an appeal as of right to this Court under s. 691(2) (b) of
the Criminal Code on any question of law relating to the reversal of
their first degree murder acquittals, but required leave to appeal under s. 691(1) (b)
in order to raise grounds of appeal relating to their second degree murder
convictions. The meaning of “any question of law” in s. 691(2) (b) is
restricted to questions of law relating to the substituted verdicts of guilty
for first degree murder. Sections 691(1) and 691(2) must be read and
interpreted harmoniously: s. 691(1) applies where a conviction has been
affirmed by the court of appeal, and s. 691(2) applies where an acquittal
has been set aside by the court of appeal. Each provision confers different
rights on an appellant, depending on the circumstances, and these parallel
routes of appeal must be kept separate and distinct.
The
Court of Appeal had jurisdiction to hear the Crown appeals from the first
degree murder acquittals in the present case. For appeal purposes, first degree
murder and second degree murder are treated as two distinct offences. Where an
accused is charged with first degree murder but convicted of second degree
murder, he or she has been acquitted of first degree murder. In such a case,
the accused may appeal the conviction for second degree murder, and the Crown
may appeal the acquittal of first degree murder under s. 676(1) (a) of the Criminal
Code .
The
Court of Appeal did not err in finding the accused guilty of first degree
murder. The five elements of the applicable test set out in R. v. Harbottle,
[1993] 3 S.C.R. 306, which are required for an accused to be convicted of first
degree murder under s. 231(5) of the Criminal Code , were met in
this case, including the first and fifth elements.
With
respect to the first element, unlawful confinement under s. 279(2) of the Criminal
Code was established: the accused confined M, and the confinement was
unlawful. M was coercively restrained and directed contrary to her wishes, and
the acts of discipline far exceeded any acceptable form of parenting. The legal
standard for proving unlawful confinement is the same for children as for
adults, but in the case of a parent‑child relationship, courts must keep
in mind that children are inherently vulnerable and dependent, and routinely
receive — and expect — directions from their parents. The Crown does not have
to prove some special or extreme form of confinement in cases involving parents
and their children. A finding of confinement does not require evidence of a
child being physically bound or locked up; it can also result from evidence of
controlling conduct. Although parents are lawfully entitled to restrict the
liberty of their children in accordance with the best interests of the child,
if a parent engages in abusive or harmful conduct toward his or her child that
surpasses any acceptable form of parenting, the lawfulness of his or her
authority to confine the child ceases. Disciplining a child by restricting his
or her ability to move about freely, by physical or psychological means,
contrary to the child’s wishes, which exceeds the outer bounds of punishment
that a parent or guardian could lawfully administer, constitutes unlawful
confinement.
The
fifth element of the test is also met: the unlawful confinement and murder of M
were two distinct criminal acts that formed part of a single transaction. The
unlawful confinement and the assaults leading to M’s death were part of the
same single transaction of coercion and abuse, and the unlawful confinement
persisted right up to the moment M lost consciousness. The unlawful confinement
was not consumed in the act of killing: not all acts of violence against M were
tied to the fatal blows, some of the assaults that met the causation standard
for the murder were distinct from the acts of confinement, and the assaults
against M were part, but not all, of what established the unlawful confinement,
since the confinement also involved non‑physical acts of coercion.
Cases Cited
Applied:
R. v. Harbottle, [1993] 3 S.C.R. 306; distinguished: R. v.
Farrant, [1983] 1 S.C.R. 124; Droste v. The Queen, [1984] 1 S.C.R.
208; R. v. Paré, [1987] 2 S.C.R. 618; R. v. Arkell, [1990] 2
S.C.R. 695; R. v. Nette, 2001 SCC 78, [2001] 3 S.C.R. 488; considered:
Guillemette v. The Queen, [1986] 1 S.C.R. 356; R. v. Keegstra,
[1995] 2 S.C.R. 381; R. v. Noureddine, 2015 ONCA 770, 332 C.C.C. (3d)
114; referred to: R. v. Hart, 2014 SCC 52, [2014] 2 S.C.R. 544; R.
v. Pritchard, 2008 SCC 59, [2008] 3 S.C.R. 195; R. v. Bottineau,
[2006] O.J. No. 1864 (QL), aff’d 2011 ONCA 194, 269 C.C.C. (3d) 227, leave
to appeal refused, [2012] 1 S.C.R. vi; R. v. Gratton (1985), 18 C.C.C.
(3d) 462; R. v. Kematch, 2010 MBCA 18, 252 C.C.C. (3d) 349; Canadian
Foundation for Children, Youth and the Law v. Canada (Attorney General), 2004
SCC 4, [2004] 1 S.C.R. 76.
Statutes and Regulations Cited
Criminal Code, R.S.C. 1985, c. C‑46,
ss. 43 , 231(5) , 279(2) , 662 , 675(1) (a)(i), 676 , 686(4) (b)(ii), 691(1) , (2) ,
745.4 .
APPEALS
from a judgment of the Alberta Court of Appeal (Paperny, Veldhuis and Wakeling JJ.A.),
2016 ABCA 412, [2016] A.J. No. 1349 (QL), 2016 CarswellAlta 2435 (WL
Can.), substituting convictions for first degree murder to the convictions for
second degree murder entered by Nation J., 2015 ABQB 351, 594 A.R. 272,
[2015] A.J. No. 607 (QL), 2015 CarswellAlta 975 (WL Can.). Appeals
dismissed.
Michael Bates and Nicole Rodych, for the appellant Marie‑Eve Magoon.
Brendan M. Miller and Jeinis S. Patel, for the appellant Spencer Lee
Jordan.
Christine Rideout and Andrew Barg, for the respondent.
The judgment of the Court was delivered by
Abella and Moldaver JJ. —
Overview
[1]
Meika Jordan died on November 14, 2011, after
spending a weekend at the home of her father, Spencer Jordan, and her
stepmother, Marie-Eve Magoon. She was six years old. Meika was burned, forced
for hours to run up and down the stairs as a form of punishment, and severely
beaten when Mr. Jordan and Ms. Magoon felt she was not complying. She suffered
damage to her internal organs and sustained at least five serious blows to the
head. Her father and stepmother did not seek medical assistance for her until
she lost consciousness at the end of the weekend.
[2]
Ms. Magoon and Mr. Jordan were charged with
first degree murder and convicted of second degree murder at trial. The trial
judge did not accept their explanation that Meika died from a single accidental
fall, and rejected their attempts to point the finger at one another. In her
view, the evidence established that both had repeatedly and intentionally
assaulted Meika, each knowing that their actions were likely to cause her
death. However, she was not satisfied that Ms. Magoon and Mr. Jordan had
unlawfully confined Meika while inflicting the fatal injuries on her, and she
acquitted them of first degree murder under s. 231(5) (e) of the Criminal
Code, R.S.C. 1985, c. C-46 .
[3]
Ms. Magoon and Mr. Jordan appealed from their
second degree murder convictions and the Crown appealed from their first degree
murder acquittals. The Court of Appeal of Alberta dismissed Ms. Magoon’s and
Mr. Jordan’s appeals, but allowed the Crown appeals. It held that the trial
judge applied an incorrect, unduly narrow test for unlawful confinement, and
that, applying the proper test, Ms. Magoon and Mr. Jordan did unlawfully
confine Meika in circumstances that rendered them liable for first degree
murder under s. 231(5) (e) of the Criminal Code . Accordingly, the Court
of Appeal set aside the acquittals for first degree murder, and substituted
verdicts of guilty.
[4]
Ms. Magoon and Mr. Jordan appealed to
this Court. We dismissed their appeals from the bench at the hearing, with
reasons to follow. These are our reasons.
Background Facts
[5]
At the time of Meika’s death, the custody
arrangements between Mr. Jordan and Meika’s mother were in flux. As a result of
a temporary family court order, Meika was with her father during the week and
with her mother on weekends.
[6]
Mr. Jordan texted Meika’s mother shortly before
Meika was due to be returned to her on Friday, November 11, requesting that
Meika be allowed to stay the weekend. He lied, using the excuse that Ms. Magoon
had left him and he did not want to be alone, in order to persuade the mother
that Meika should be permitted to stay for the weekend. The real reason that
Ms. Magoon and Mr. Jordan wanted to keep Meika was so that her mother would not
see the very serious burn Ms. Magoon had deliberately inflicted on Meika’s hand
by holding it over a flame on Thursday, the day before she was to be returned
to her mother for the weekend.
[7]
On the evening of Sunday, November 13, Ms.
Magoon and Mr. Jordan called paramedics. When they arrived, Meika was
unconscious. She died in hospital the next day. Her injuries included a
lacerated pancreas, a tear of the liver, a subdural hematoma and cerebral
swelling, extensive bruising all over her body, matted hair with clumps
missing, and a burn on her hand. An abdominal bleed had compromised her
cardiovascular system, making her less able to survive the repeated blows to
her head.
[8]
Ms. Magoon and Mr. Jordan told police that Meika had fallen down
the stairs, but the medical evidence established instead a pattern of repeated
and intentional violence that would have caused her considerable pain and
noticeable physical deterioration before she died.
[9]
To find out how the wounds were inflicted, police undertook a Mr.
Big undercover operation. Both Ms. Magoon and Mr. Jordan made admissions to
undercover officers that established the timing and extent of their physical
abuse of Meika. After a voir dire, the trial judge admitted a number of
these admissions pursuant to the framework set out in R. v. Hart, 2014
SCC 52, [2014] 2 S.C.R. 544.
[10]
Ms. Magoon and Mr. Jordan were charged with first degree murder,
and jointly tried by a judge sitting without a jury.
Prior Proceedings
Court of Queen’s Bench of Alberta,
2015 ABQB 351, 594 A.R. 272
[11]
The trial judge made the following findings of fact with respect
to Mr. Jordan. On Saturday, November 12, he pushed Meika,
causing her to fall backwards and hit her head with force. On Sunday,
November 13, in anger, he punched Meika’s stomach with full adult force,
causing abdominal injuries, including the laceration of her pancreas. After
hitting Meika in the stomach, Mr. Jordan forced her to run up and down the
stairs as punishment. When she failed to comply, he dragged her up and down the
stairs by her hair and ankles, causing her head to hit the stairs repeatedly.
He also threw her up the stairs into the kitchen and pushed her down to the
kitchen floor with force a number of times.
[12]
The trial judge made the following findings of
fact with respect to Ms. Magoon. On Thursday, November 10, Ms. Magoon
held Meika’s hand over a lighter until she suffered a serious, but not
life-threatening burn. Meika screamed and urinated on herself from the pain. On
the afternoon of Sunday, November 13, while Meika was trying to run up and down
the stairs, Ms. Magoon shoved and kicked Meika multiple times, causing her to
fall and hit her head on the wall and on hardwood siding. She pushed Meika into
a high chair several times, and also stood over Meika in the kitchen, holding
her by the arms and shaking her. This caused Meika’s head to hit the tile floor
repeatedly.
[13]
The trial judge found that the medical evidence
could not conclusively establish precisely which blow caused Meika’s death, but
the potential causes were identifiable. The internal injuries resulting from
the blow Mr. Jordan delivered to Meika’s abdomen would have accelerated her
death and met the standard of legal causation. Moreover, any one or a
combination of the (at least) five significant blows to Meika’s head
administered by both Ms. Magoon and Mr. Jordan could have been the fatal blow,
resulting in bleeding in Meika’s brain. Since each delivered a blow that was
capable of being one of the fatal blows, the trial judge found that the Crown
had met its burden of proving causation for both Ms. Magoon and Mr. Jordan.
[14]
The trial judge found that both accused were
frustrated with Meika and felt that she was not complying with the discipline
they had imposed. Each was generally aware of the disciplinary steps taken by
the other, having discussed making her run the stairs and spanking her. Mr.
Jordan was aware of the burn Ms. Magoon inflicted on Meika, and each knew that
the other was physically assaulting Meika on Sunday. The trial judge also found
that both Ms. Magoon and Mr. Jordan were aware of the deterioration of Meika’s
condition on Sunday, including her neurological deterioration. In her view,
they were acting in a common purpose throughout the weekend.
[15]
The trial judge was further satisfied that Ms.
Magoon and Mr. Jordan knew that the bodily harm they inflicted on Meika would
likely cause her death. She also found that they were reckless as to whether or
not death ensued. In this regard, she noted that even though the deterioration
of Meika’s level of function was apparent, both Ms. Magoon and Mr. Jordan
continued to assault her. Moreover, they did not seek medical attention until
Meika was in complete cardiac and respiratory failure.
[16]
For those reasons, the trial judge concluded
that Mr. Jordan and Ms. Magoon were guilty of second degree murder. The trial
judge then considered whether Mr. Jordan and Ms. Magoon were guilty of first
degree murder under s. 231(5) (e) of the Criminal Code .
[17]
The applicable test is set out in R. v.
Harbottle, [1993] 3 S.C.R. 306, which requires that for an accused to be
convicted of first degree murder under s. 231(5) of the Criminal Code (then
s. 214(5) ), the Crown must establish beyond a reasonable doubt that: (1) the
accused was guilty of the underlying crime of domination or of attempting to
commit that crime; (2) the accused was guilty of the murder of the victim; (3)
the accused participated in the murder in such a manner that he was a
substantial cause of the death of the victim; (4) there was no intervening act
of another which resulted in the accused no longer being substantially
connected to the death of the victim; and (5) the crimes of domination and
murder were part of the same transaction (p. 325).
[18]
The trial judge concluded that the Crown had
proven elements two, three, and four. Her inquiry therefore focused on elements
one and five: Did Ms. Magoon and Mr. Jordan unlawfully confine Meika, and, if
so, were the unlawful confinement and murder part of the same transaction?
[19]
The trial judge rejected the Crown’s submission
that withholding Meika from her biological mother under false pretences and
contrary to the existing custody order constituted unlawful confinement. The
trial judge also rejected the Crown’s submission that Ms. Magoon and Mr. Jordan
lost lawful authority to control Meika when they began assaulting her,
concluding that although “each accused had clearly overstepped any authority
they had to discipline Meika”, her mere presence in the house at the time the
assaults occurred did not establish that she was unlawfully confined (para.
202).
[20]
In light of this, the trial judge concluded that
the Crown had failed to prove the first and fifth elements of the Harbottle analysis.
As a result, she convicted Ms. Magoon and Mr. Jordan of second degree murder,
and acquitted them of first degree murder.
[21]
Ms. Magoon and Mr. Jordan each appealed their
second degree murder convictions, and the Crown appealed each of their first
degree murder acquittals.
Court of Appeal of Alberta, 2016
ABCA 412
[22]
In the Court of Appeal, Justice Paperny, writing
for herself and Justice Veldhuis, dismissed Ms. Magoon’s and Mr. Jordan’s
appeals from their second degree murder convictions. She saw no
reviewable error in the trial judge’s conclusion that the Mr. Big statements
were admissible and that Ms. Magoon had the requisite intent for murder. She
rejected Mr. Jordan’s submissions that the trial judge erred in her findings of
a common purpose, the absence of abandonment or any intervening act, and the
requisite intent for murder. She also saw no error in the trial judge’s
approach to causation and the concept of recklessness.
[23]
Justice Paperny allowed the Crown appeals from Ms. Magoon’s and
Mr. Jordan’s first degree murder acquittals. She concluded that the trial judge erred by applying an unduly narrow definition of
confinement in the case of children. She also held that the trial judge
conflated the issue of whether there was a confinement with the question of
lawful authority for the confinement. She explained that none of the defences related to the parent-child
relationship, such as “justified” use of force by way of correction under s. 43
of the Criminal Code , applied. According to Justice Paperny, had Meika been an adult, what she experienced would have constituted
unlawful confinement.
[24]
After addressing all five Harbottle elements,
Justice Paperny concluded that the test for first degree murder under s.
231(5) (e) of the Criminal Code had been met. Accordingly, she
substituted first degree murder convictions for both Ms. Magoon and Mr. Jordan
pursuant to s. 686(4) (b)(ii) of the Criminal Code .
[25]
Justice Wakeling, in concurring reasons, held
that Meika was unlawfully confined because Ms. Magoon and Mr. Jordan had no
legal right to care for Meika on the weekend because her mother’s consent was
vitiated by Mr. Jordan’s deception. For this reason, he agreed with Justice
Paperny that Ms. Magoon and Mr. Jordan were guilty of first degree murder under
s. 231(5) (e) of the Criminal Code .
[26]
Ms. Magoon and Mr. Jordan appealed to this
Court.
Analysis
The Crown’s Motions to Strike
[27]
Ms. Magoon and Mr. Jordan filed separate notices
of appeal pursuant to s. 691(2) (b) of the Criminal Code . Ms.
Magoon filed her notice of appeal on January 23, 2017, and Mr. Jordan filed his
on March 8, 2017, along with a motion for extension of time. The Crown
consented to the extension of time.
[28]
At the outset of the appeals, the Crown moved to
strike portions of Ms. Magoon’s and Mr. Jordan’s notices of appeal. It did so
on the basis that Ms. Magoon and Mr. Jordan did not have an appeal as of
right under s. 691(2) (b) of the Criminal Code regarding the grounds
of appeal that called into question their convictions for second degree murder.
Rather, it maintained that with respect to those grounds, Ms. Magoon and Mr.
Jordan required leave to appeal under s. 691(1) (b) of the Criminal Code .
[29]
At the hearing, this Court allowed the Crown’s
motions to strike (transcript, at p. 25). We did so on the basis that it was
not open to Ms. Magoon and Mr. Jordan to raise grounds of appeal relating to
their second degree murder convictions — grounds that were unanimously
dismissed by the Court of Appeal of Alberta — without first obtaining leave
from this Court.
[30]
The following questions arise from the Crown’s
motions to strike: What is the meaning of “any question of law” in s. 691(2) (b)
of the Criminal Code ? More precisely, does “any question of law” include
questions of law relating to Ms. Magoon’s and Mr. Jordan’s second degree murder
convictions? Or is “any question of law” restricted to questions of law
relating to the substituted verdicts of guilty for first degree murder? As we
will explain, the latter question accurately reflects the state of the law and
it should be answered in the affirmative.
[31]
Sections 691(1) and 691(2) of the Criminal
Code state:
Appeal from conviction
691 (1) A person who is convicted of an
indictable offence and whose conviction is affirmed by the court of appeal may
appeal to the Supreme Court of Canada
(a) on any question of law on which a judge of the court of appeal
dissents; or
(b) on any question of law, if leave to appeal is granted by the
Supreme Court of Canada.
Appeal where acquittal set
aside
(2) A
person who is acquitted of an indictable offence other than by reason of
a verdict of not criminally responsible on account of mental disorder and whose
acquittal is set aside by the court of appeal may appeal to the Supreme Court
of Canada
(a) on any question of law on which a judge of the court of appeal
dissents;
(b) on any question of law, if the Court of Appeal enters a
verdict of guilty against the person; or
(c) on any question of law, if leave to appeal is granted by the
Supreme Court of Canada.
[32]
A plain reading, as well as a contextual and
purposive approach to interpreting these provisions, leads to the conclusion
that Ms. Magoon and Mr. Jordan required leave under s. 691(1) (b) of the Criminal
Code in order to raise grounds of appeal relating to their second degree
murder convictions. This interpretation is also consistent with this Court’s
jurisprudence.
[33]
Sections 691(1) and 691(2) of the Criminal
Code set out the routes of appeal to the Supreme Court of Canada available
to an accused. Section 691(1) applies where a conviction has been affirmed by
the court of appeal; s. 691(2) applies where an acquittal has been set aside by
the court of appeal. In this case, both sections apply.
[34]
There were four separate and distinct appeals
heard by the Court of Appeal of Alberta. The first two appeals, by Ms. Magoon
and Mr. Jordan, related to their second degree murder convictions. The
Court of Appeal of Alberta unanimously dismissed those appeals thus affirming
the convictions. As such, with respect to the questions of law raised in those
appeals, s. 691(1) (b) provides the only appeal route to this Court. The second
two appeals, by the Crown, related to Ms. Magoon’s and Mr. Jordan’s first
degree murder acquittals. The Court of Appeal of Alberta allowed the
Crown appeals, and entered verdicts of guilty for first degree murder. Thus,
with respect to the questions of law raised in those appeals, s. 691(2) (b) is
the only appeal route to this Court.
[35]
A contextual analysis supports this conclusion.
Sections 691(1) and 691(2) of the Criminal Code must be read and
interpreted harmoniously. Each provision confers different rights on an
appellant, depending on the circumstances. These parallel routes of appeal must
be kept separate and distinct. An appellant cannot challenge a decision of a
court by appealing a different decision. That would be the illogical result if
we were to give effect to the interpretation sought by Ms. Magoon and Mr.
Jordan.
[36]
Ms. Magoon and Mr. Jordan cannot challenge the
Court of Appeal’s decisions relating to their second degree murder convictions
under the guise of s. 691(2) (b) (a route available only for appealing the first
degree murder acquittals), just as they cannot challenge the Court of Appeal’s
decisions relating to the first degree murder acquittals under s. 691(1) (b) (a
route available only for appealing the second degree murder convictions). Ms.
Magoon and Mr. Jordan must appeal from these separate decisions under the
appropriate sections of the Criminal Code .
[37]
And Ms. Magoon and Mr. Jordan suffer no
unfairness by interpreting “any question of law” in s. 691(2) (b) as meaning any
question of law relating to the substituted verdict of guilty. Such an
interpretation does not preclude Ms. Magoon or Mr. Jordan from raising issues
relating to their second degree murder convictions, as this option is still
available under s. 691(1) (b). Sections 691(1) and 691(2) simply provide
different routes of appeal to the appellants — one requires leave; the other
does not.
[38]
This analysis is also consistent with the
purpose of these provisions. The purpose of s. 691(2) (b) of the Criminal
Code is to allow an appellant to raise any question of law arising from a
conviction entered by the court of appeal. The right given to an appellant
under s. 691(2) (b) is equivalent to the right to appeal to the court of appeal
which is given to an appellant who has been convicted at trial: under
s. 675(1) (a)(i) of the Criminal Code , an accused who is convicted
at trial may appeal to the court of appeal, as of right, on any question
of law arising from that conviction. The same automatic right to appeal
a conviction entered by a court to the next level of court applies to an accused
who is acquitted at trial, and subsequently convicted at the court of appeal.
The appellant may appeal, as of right, to the Supreme Court of
Canada on any question of law arising from the substituted verdict of guilty.
[39]
In our view, it would be contrary to
Parliament’s intent to allow an appellant to re-litigate before this Court,
without leave, any and all issues the court of appeal had unanimously decided
against the appellant in upholding the trial decision. This is especially so
where, in cases like this one, the acquittals at trial were not outright
acquittals, but rather, acquittals for first degree murder coupled with
convictions for second degree murder.[1] But that is the consequence of too broad an interpretation of “any
question of law” in s. 691(2) (b). This cannot have been what Parliament
intended when it enacted two separate routes of appeal for accused persons
under ss. 691(1) and 691(2) of the Criminal Code .
[40]
This Court’s jurisprudence supports the same
conclusion. In Guillemette v. The Queen, [1986] 1 S.C.R. 356, Lamer J.
held that although an accused has an appeal as of right where the court of
appeal sets aside an acquittal for second degree murder, an accused can only
raise issues relating to that substituted conviction. The accused cannot seek
an acquittal on an underlying conviction on the lesser and included offence of
manslaughter without obtaining leave. In R. v. Keegstra, [1995] 2
S.C.R. 381, Lamer C.J. did not depart from the position he took in Guillemette.[2]
[41]
In sum, under s. 691(2) (b) of the Criminal
Code , an appellant has an appeal to the Supreme Court of Canada, as of
right, on any question of law relating to the offence for which he
or she was acquitted at trial, and for which the court of appeal has entered a
verdict of guilty. In contrast, under s. 691(1) (b), an appellant may appeal to
the Supreme Court of Canada, with leave, on any question of law relating
to the offence for which he or she was convicted at trial, where the court of
appeal has affirmed the conviction. Accordingly, Ms. Magoon and Mr. Jordan
have an appeal as of right on any question of law relating to the reversal of
their first degree murder acquittals, and they may appeal with leave any other
issues of law relating to their second degree murder convictions.
[42]
For these reasons, this Court allowed the
Crown’s motions to strike.
[43]
After concluding that Ms. Magoon and Mr. Jordan
required leave to appeal from their second degree murder convictions, this
Court then proceeded to deny them leave ([2017] 2 S.C.R. viii and [2017] 2
S.C.R. vii).
The Court of Appeal’s Jurisdiction to Hear
the Crown Appeals from Ms. Magoon’s and Mr. Jordan’s First Degree Murder
Acquittals
[44]
We turn now to the argument that the Court of
Appeal of Alberta lacked jurisdiction to hear the Crown appeals from the first
degree murder acquittals. Ms. Magoon submits that first degree murder and
second degree murder are not two distinct offences; rather, they are simply
sentencing designations for the underlying offence of “murder”. Because Ms.
Magoon and Mr. Jordan were charged with murder and convicted of murder, it
would then follow that there were no true verdicts of acquittal in this case.
[45]
In support of that position, Ms. Magoon relies
on the following decisions by this Court: R. v. Farrant, [1983] 1 S.C.R.
124; Droste v. The Queen, [1984] 1 S.C.R. 208; R. v. Paré, [1987] 2 S.C.R. 618; R.
v. Arkell, [1990] 2 S.C.R. 695; Harbottle; and R. v. Nette,
2001 SCC 78, [2001] 3
S.C.R. 488. Although this Court did indicate in those cases that first degree
murder and second degree murder were sentencing designations for the single
substantive offence of “murder” (see Farrant, at pp. 140-41; Droste,
at pp. 218-19 and 221-22; Paré, at pp. 624-25; Arkell, at pp.
702-3; Harbottle, at p. 323; and Nette, at para. 50), those
comments were made in an entirely different context — the trial context. None
of the cases upon which Ms. Magoon relies discuss the classification of first
degree murder and second degree murder in the appeal context. The cases are
therefore distinguishable on that basis.
[46]
As we will explain, for appeal purposes, first
degree murder and second degree murder are treated as two distinct offences.
Where an accused is charged with first degree murder but convicted of second
degree murder, he or she has been acquitted of first degree murder. In such a
case, the accused may appeal the conviction for second degree murder, and the
Crown may appeal the acquittal of first degree murder. The Court of Appeal of
Alberta therefore had jurisdiction to hear the appeals by the Crown in the
present cases.
[47]
We begin with the relevant Criminal Code
provisions. When ss. 662(2) and 676(2) of the Criminal Code are read
together, it becomes apparent that where an accused is charged with first
degree murder but convicted of second degree murder, the Crown may appeal the
first degree murder acquittal.
[48]
Section 662 of the Criminal Code provides
that where a person is charged with one offence, but only a part of that
offence is proved, he or she may be convicted of a lesser, included offence.
Specifically, under s. 662(2) , where an accused is charged with first degree
murder, and the evidence does not prove the offence of first degree murder, he
or she may still be convicted of second degree murder. Section 662 of the Criminal
Code states:
Offence charged, part only
proved
662 (1) A count in an indictment is divisible and where the commission
of the offence charged, as described in the enactment creating it or as charged
in the count, includes the commission of another offence, whether punishable by
indictment or on summary conviction, the accused may be convicted
(a) of an offence so included that is proved, notwithstanding that the
whole offence that is charged is not proved; or
(b) of an attempt to commit an offence so included.
First degree murder
charged
(2) For greater certainty and without limiting the generality of
subsection (1), where a count charges first degree murder and the evidence does
not prove first degree murder but proves second degree murder or an attempt to
commit second degree murder, the jury may find the accused not guilty of first
degree murder but guilty of second degree murder or an attempt to commit second
degree murder, as the case may be.
. . .
[49]
Section 676 of the Criminal Code sets out
the Crown’s rights of appeal to the court of appeal. Under s. 676(1)(a), the
Crown may appeal a verdict of acquittal on any ground that involves a question
of law alone. The meaning of “acquittal” in this section is clarified in s.
676(2) of the Criminal Code — an acquittal includes situations where an
accused is acquitted of the offence specifically charged but is convicted of
any other offence. The relevant portions of s. 676 of the Criminal Code
state:
Right of Attorney General
to appeal
676 (1) The Attorney General or counsel instructed by him for the
purpose may appeal to the court of appeal
(a) against a judgment or verdict of acquittal or a verdict of not
criminally responsible on account of mental disorder of a trial court in
proceedings by indictment on any ground of appeal that involves a question of
law alone;
. . .
Acquittal
(2) For the purposes of this section, a judgment or verdict of
acquittal includes an acquittal in respect of an offence specifically charged
where the accused has, on the trial thereof, been convicted or discharged under
section 730 of any other offence.
[50]
Reading ss. 662(2) and 676(2) together leads to
only one conclusion: the Crown may appeal to the court of appeal from an
acquittal for first degree murder where there has been a conviction for second
degree murder. Thus, for appeal purposes, first degree murder and second degree
murder are treated as two distinct offences.
[51]
The specific wording in ss. 662(2) and 676(2)
also supports this conclusion. In s. 662(2) we find the words “not guilty
of first degree murder but guilty of second degree murder”. Similarly,
in s. 676(2) we find the words “convicted . . . of any other offence”.
The language in these two provisions is conviction language, not
sentencing language. A person is not simply convicted of “murder” — he or she
is convicted of either first degree murder or second degree murder. Once a
conviction has been entered, the accused and Crown may appeal. While it is true
that in its effect, a conviction for first degree murder entails
a longer period of parole ineligibility,[3] there must nevertheless first be a conviction for first
degree murder. Again, the language in these provisions strongly indicates that
for appeal purposes, Parliament intended that first degree murder and second
degree murder be treated as two separate offences.
[52]
And accepting Ms. Magoon’s contrary argument
would lead to unacceptable consequences. If first degree murder and second
degree murder are merely sentencing designations, as Ms. Magoon suggests, then
where an accused is charged with first degree murder but convicted of second
degree murder, the Crown would presumably have to appeal only under the
sentencing appeal provisions in the Criminal Code , namely ss. 676(1) (d)
and 676(4) . If that is so, it would lead to the bizarre situation of the Crown
effectively arguing a conviction appeal under the guise of a sentence appeal.
In our respectful view, this is illogical and cannot have been what Parliament
intended.
[53]
Sections 676(1) (d) and 676(4) of the Criminal
Code govern Crown sentence appeals and set out
the circumstances in which they are permitted. They are meant to be relied on
when the Crown is of the view that the sentence imposed (or the period of
parole ineligibility in the case of second degree murder) is inadequate. These
provisions are not, however, meant to be used by the Crown to argue that an
accused who has been convicted of second degree murder should have been convicted
of first degree murder.
[54]
When it appealed in this case, the Crown did not
take issue with the length of the sentence imposed, or the period of
parole ineligibility that accompanied the second degree murder convictions. The
Crown’s concern was that the trial judge had erred when applying the test for
unlawful confinement. It defies logic and common sense to suggest that the
Crown must make such arguments under the guise of a sentence appeal. This
cannot have been what Parliament intended when it enacted ss. 676(1) (d) and
676(4) of the Criminal Code .
[55]
The sentence appeal provisions were not enacted
as a way to effectively convict persons of first degree murder by increasing
the length of their sentence (under s. 676(1) (d)) or increasing the period of
their parole ineligibility (under s. 676(4) ). The present appeals are entirely
separate and distinct from sentence appeals. The Crown is arguing that the
elements of the offence have been made out, not that the accused should have
received a longer sentence or period of parole ineligibility.
[56]
Conviction appeals and sentence appeals are
distinct, and care must be taken not to conflate them. The Crown has a right of
appeal under s. 676(1) (a) of the Criminal Code where an accused is
acquitted of first degree murder but convicted of second degree murder; the
Crown does not need to argue the merits of the appeal under the pretence of
arguing a sentence appeal under ss. 676(1) (d) or 676(4) of the Criminal Code .
Ms. Magoon’s interpretation of first degree murder and second degree murder as
mere sentencing designations in the appeal context is both illogical and runs
counter to Parliament’s intent in enacting the distinct conviction and
sentencing appeal provisions in the Criminal Code .
[57]
Again, the jurisprudence supports this
conclusion. In Keegstra, this Court held that “[w]hen an accused is
convicted of an included offence, he or she has been acquitted of the offence
originally charged”, and that in such a case, “[t]he accused can appeal the
conviction and the Crown can appeal the acquittal” (para. 32). This is what
occurred in this case. Accordingly, Ms. Magoon and Mr. Jordan could appeal
their second degree murder convictions, and the Crown could appeal their first
degree murder acquittals.
[58]
Indeed, in some cases it may well be necessary
for the Crown to appeal a first degree murder acquittal, as failing to do so
limits the remedies available to the court of appeal. In R. v. Noureddine,
2015 ONCA 770, 332 C.C.C. (3d) 114, for instance, two accused were charged with
first degree murder, and convicted of second degree murder. They appealed their
convictions, but the Crown did not appeal their first degree murder acquittals.
The Crown argued that a new trial on the charge of first degree murder was the
“inevitable legal consequence of the position advanced by the appellants that
the improper jury selection rendered the court improperly constituted to try
[them]” (para. 71). Doherty J.A., writing for a unanimous Court of Appeal,
rejected the Crown’s argument:
If an accused appeals
from conviction on an included offence, this court cannot set aside the
acquittal returned on the main charge absent an appeal by the Crown from that
acquittal: R. v. Guillemette, [1986] 1 S.C.R. 356 (S.C.C.), at p.
361; see also R. v. Bird (1952), 104 C.C.C. 286 (Ont. C.A.), at p. 289.
Section 686(8), which allows this court to make orders ancillary to an order
allowing an appeal from conviction if “justice requires”, does not extend to an
order setting aside an acquittal returned on the merits on a related charge at
the same trial: R. v. Sullivan, [1991] 1 S.C.R. 489 (S.C.C.), at pp.
505-506.
The Crown could have
appealed the acquittal on the first degree murder charge. For appeal purposes,
the acquittal on the first degree murder charge is distinct from the conviction
on the included offence of second degree murder. Section 676(2) gives the Crown
a right of appeal on the main charge even if there is a conviction on the
included offence. It follows in my view that the acquittal on the main
charge is not put in issue when an accused exercises his right to appeal a
conviction returned on the included offence. An order directing a new trial
on the main charge of first degree murder, available had the Crown successfully
appealed from the acquittal on that charge, cannot be regarded as an order
ancillary to the order made on the appeal brought by the accused quashing his
conviction on a charge of second degree murder. [Emphasis added; paras
75-76.]
Thus, as Doherty J.A.
aptly points out, absent a Crown appeal from the first degree murder acquittal,
the Court of Appeal could only order a new trial on the included offence of
second degree murder. If the Crown is of the view that a new trial should be
ordered on the offence originally charged, it must appeal the acquittal.
Such a requirement illustrates that, for appeal purposes, first degree murder
and second degree murder are to be treated as two distinct offences.
[59]
For these reasons, the Court of Appeal of
Alberta had jurisdiction to hear the Crown appeals from Ms. Magoon’s and Mr.
Jordan’s first degree murder acquittals — this despite the fact that Ms. Magoon
and Mr. Jordan were convicted of second degree murder at trial.
The Substituted Verdicts of Guilty for First
Degree Murder Under Section 231(5)(e) of the Criminal Code
[60]
We turn now to the substantive issue in these
appeals: Was the Court of Appeal correct in finding Ms. Magoon and Mr. Jordan
guilty of first degree murder under s. 231(5) (e) of the Criminal Code ?
In our view, it was.
[61]
Section 231(5) of the Criminal Code
states, in part:
Hijacking,
sexual assault or kidnapping
(5) Irrespective of whether a murder is
planned and deliberate on the part of any person, murder is first degree murder
in respect of a person when the death is caused by that person while committing
or attempting to commit an offence under one of the following sections:
. . .
(e) section 279 (kidnapping and forcible confinement); or
. . .
Under s. 231(5), second
degree murder becomes first degree murder where the accused commits the murder
in conjunction with one of the other offences listed in that section, such as
sexual assault or kidnapping. All of the offences listed in s. 231(5) involve
unlawful domination. The provision reflects Parliament’s intention to “treat murders committed in connection with crimes of domination as
particularly blameworthy and deserving of more severe punishment” (R. v.
Pritchard, 2008 SCC 59, [2008] 3 S.C.R. 195, at para. 19; see also Paré, at p. 633).
[62]
Unlawful or forcible confinement under s. 279(2)
of the Criminal Code is one of the enumerated offences of domination
that can give rise to liability for first degree murder under s. 231(5) (e).
Section 279(2) states:
Forcible
confinement
(2) Every one who, without lawful
authority, confines, imprisons or forcibly seizes another person is guilty
of
(a) an
indictable offence and liable to imprisonment for a term not exceeding ten
years; or
(b)
an offence punishable on summary conviction and liable to
imprisonment for a term not exceeding eighteen months.
[63]
To determine whether Ms. Magoon and Mr. Jordan
are guilty of first degree murder under s. 231(5) (e) of the Criminal Code ,
this Court must determine whether the test in Harbottle is met (see
para. 17 of these reasons). At issue in this case are the first and fifth Harbottle
elements: Was Meika unlawfully confined, and were the unlawful confinement
and murder part of the same transaction? We begin with the first element —
unlawful confinement.
[64]
Under s. 279(2) of the Criminal Code , the
Crown must establish that (1) the accused confined the victim, and (2) the
confinement was unlawful. In Pritchard, Binnie J. held that unlawful
confinement occurs if “for any significant period of time [the victim] was
coercively restrained or directed contrary to her wishes, so that she could not
move about according to her own inclination and desire” (para. 24). In R. v. Bottineau, [2006] O.J. No.
1864 (QL) (S.C.J.), aff’d 2011
ONCA 194, 269 C.C.C. (3d) 227, leave to appeal
refused, [2012] 1 S.C.R. vi, Watt J. held that an “unlawful confinement . . . consists
of restricting the victim’s liberty, but not his or her ability to
escape. The restriction need not be to a particular place or involve
total physical restraint” (para. 116 (emphasis in original); see also R. v. Gratton (1985), 18 C.C.C. (3d) 462
(Ont. C.A.)). Restraint of the victim through physical acts of violence is
sufficient but not necessary to establish unlawful confinement. Confinement can be effected “by fear,
intimidation and psychological and other means” (R. v. Kematch, 2010 MBCA 18, 252
C.C.C. (3d) 349, at para. 89).
[65]
Although the legal standard for proving
unlawful confinement is technically the same for children as for adults, the
parent-child context is relevant to both parts of the unlawful confinement
analysis. First, children are easier to confine and, in the case of young
children, are regularly confined for health and safety reasons, or as a
disciplinary measure. Second, there are lawful justifications for confinement
in the parent-child context that do not exist in other contexts. When dealing
with a parent-child relationship, courts must assess whether there has been
unlawful confinement with these two considerations in mind.
[66]
Children are easier to confine because they are
inherently vulnerable and dependent, and generally look to adults to define the
scope of permissible behaviour. This is especially so in the case of young
children, whose dependency is usually total. Parents are placed in a position
of trust and responsibility over children precisely because children are often
helpless without the protection and care of their parents. Parents are the
adults on whom children are most dependent and from whom they routinely receive
— and expect — directions. A child’s freedoms are, from the child’s point of
view, demonstrably circumscribed by the fact that parents are their primary
authority figures.
[67]
But this does not mean that the Crown must prove
some special or extreme form of confinement in cases involving parents and
their children. As Monnin J.A. said in Kematch:
In the present case, although
there were no actual physical restraints in the nature of bindings or handcuffs
or barriers over [the victim], except occasionally by a barrier, the young
child was clearly physically restrained and restricted and directed at times to
either remain in her bedroom or forbidden to leave the basement, to which she
was regularly banished. Actual physical restraint or coercive restraint,
as referred to by Binnie J. in Pritchard, is required, but depending on
the circumstances it can be effected, as here, by fear, intimidation and psychological
and other means. In a case of a child and a parent, or an adult and a
child, the need for physical bindings or the like would be even less of a
requirement because of the unequal relationship that already exists.
[Emphasis added; para. 89.]
Significantly, a finding
of confinement does not require evidence of a child being physically bound or
locked up; it can just as easily result from evidence of controlling conduct.
[68]
As indicated, there are lawful justifications
for confining a child in the parent-child context that do not exist in other
contexts. But acknowledging,
as we do, that parents are lawfully entitled to restrict the “liberty” of their
children in accordance with the best interests of the child, this authority is
not without limit (see Bottineau (S.C.J.), at para. 489; Bottineau
(C.A.), at para. 101). If a parent engages in abusive or harmful conduct toward
his or her child that surpasses any acceptable form of parenting, whether or
not physical violence is inflicted, the lawfulness of his or her authority to
confine the child ceases. In those circumstances, the lawful authority is
transformed into unlawful authority because it represents the exploitation of
authority for an improper purpose. This case does not
fall within s. 43 of the Criminal Code whereby a parent “is justified in using force by way of correction toward a . . . child
. . . who is under his care, if the force does not exceed what is
reasonable under the circumstances” (see Canadian Foundation for Children,
Youth and the Law v. Canada (Attorney General), 2004 SCC 4, [2004] 1
S.C.R. 76, at para. 40).
[69]
In short, disciplining a child by restricting
his or her ability to move about freely (by physical or psychological means),
contrary to the child’s wishes, which exceeds the outer bounds of punishment
that a parent or guardian could lawfully administer, constitutes unlawful
confinement. And that is what occurred in this case — Ms. Magoon and Mr. Jordan
clearly confined Meika, and the confinement was unlawful.
[70]
Justice Paperny concluded that Meika’s
experience over the entire weekend constituted confinement. Although Ms. Magoon
and Mr. Jordan quarrel with this finding, Ms. Magoon concedes that she confined
Meika when she forcibly burned her hand on Thursday. Mr. Jordan and Ms. Magoon
concealed that abuse from Meika’s mother, never sought medical treatment for
it, and created an atmosphere of abuse and intimidation.
[71]
But for present purposes, it is not strictly
necessary to determine exactly when Meika’s confinement began. Even viewed on
their own, Sunday’s events — namely, Ms. Magoon and Mr. Jordan forcing Meika to
run the stairs and physically assaulting her when she failed to comply —
amounted to unlawful confinement.
[72]
On Sunday, Meika was subjected to serious and
repeated physical abuse for what Ms. Magoon and Mr. Jordan perceived to be her
non-compliance with their orders. They made her run the stairs until she was
physically incapable of continuing. That course of physical abuse and coercive
direction continued until her injuries rendered her unconscious, enforced not
merely by the assaults but, as Paperny J.A. found, through “fear and
intimidation” (para. 114 (CanLII)). There is no doubt that Meika was confined
on Sunday. She was coercively restrained and directed contrary to her wishes.
And the confinement was clearly unlawful. The acts of “discipline” were grossly disproportionate, cruel,
degrading, deliberately harmful, and far exceeded any acceptable form of
parenting.
[73]
Having concluded that Meika was unlawfully
confined, we turn now to the fifth Harbottle element — whether the
unlawful confinement and murder were part of the same transaction. In our view,
they were. The unlawful confinement and the assaults leading to Meika’s death
were part of the same single “transaction” of coercion and abuse. The course of
unlawful confinement leading up to Meika’s death was, in the words of Wilson J.
in Paré, the “continuing illegal domination” of
Meika, representing an “exploitation of the position of power created by the
underlying crime” (p. 633). And the unlawful confinement persisted right up to
the moment Meika lost consciousness.
[74]
In Pritchard, this Court held that the
underlying crime of domination must be distinct from the act of killing (para.
27). In this case, Meika’s unlawful confinement and her murder constituted two
distinct criminal acts. The trial judge found that Ms. Magoon and Mr. Jordan
physically assaulted Meika in a number of ways, and not all acts of violence
were tied to the fatal blows. And some of the assaults that the trial judge
found met the causation standard for the murder, including Mr. Jordan’s blow to
Meika’s stomach, were distinct from the acts of confinement identified above.
Moreover, the assaults against Meika were part, but not all, of what
established the unlawful confinement, since the confinement also involved
non-physical acts of coercion. We see no basis, therefore, for concluding that
the unlawful confinement was, in the words of Binnie J. in Pritchard,
“consumed in the very act of killing” (para. 27).
[75]
Accordingly, the Harbottle test is met in
this case. Ms. Magoon and Mr. Jordan unlawfully confined Meika, and the
unlawful confinement and murder were two distinct criminal acts that formed
part of a single transaction. The Court of Appeal of Alberta did not err in
substituting verdicts of guilty for first degree murder.
Conclusion
[76]
For these reasons, this Court dismissed Ms.
Magoon’s and Mr. Jordan’s appeals.
Appeals
dismissed.
Solicitors for the
appellant Marie‑Eve Magoon: Ruttan Bates, Calgary.
Solicitors for the
appellant Spencer Lee Jordan: Walsh, Calgary; Kay Patel Mahoney — Criminal
Defence Lawyers, Calgary.
Solicitor for the
respondent: Attorney General of Alberta, Calgary.