Docket: A-84-16
Citation:
2018 FCA 11
CORAM:
|
GAUTHIER J.A.
DE MONTIGNY J.A.
WOODS J.A.
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BETWEEN:
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SUNCOR ENERGY
INC.
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Appellant
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and
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CANADA-NEWFOUNDLAND
AND LABRADOR OFFSHORE PETROLEUM BOARD
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Respondent
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and
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THE
INFORMATION COMMISSIONER OF CANADA
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Respondent
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REASONS
FOR JUDGMENT
DE MONTIGNY J.A.
[1]
This is an appeal of a judgment of the Federal
Court of Justice Heneghan (the Judge) dismissing Suncor Energy Inc.’s (Suncor)
application under section 44 of the Access to Information Act, R.S.C.
1985, c. A-1 (the Access Act) for judicial review of a decision of the
Canada-Newfoundland and Labrador Offshore Petroleum Board (the Board) to
release certain records with limited redactions (Suncor Energy Inc. v.
Canada-Newfoundland and Labrador Offshore Petroleum Board, 2016 FC 168
(Reasons)).
[2]
At issue in this case, just as in the companion
case released concurrently with the present decision (Husky Oil Operations
Limited v. Canada-Newfoundland and Labrador Offshore Petroleum Board and the
Information Commissioner, 2018 FCA 10 (Husky Oil)), is whether the
fact that employees’ names and their association with their employer, a
third-party organization, are publicly available on the internet, authorizes
the disclosure of these employees’ names contained in records responsive to an
access request under the Access Act. The originating access request is
the same as the one considered in Husky Oil.
[3]
For the reasons given in Husky Oil, I am
of the view that the names of Suncor’s employees and their association with
their employer, in the context of the requested records, do not meet the
definition of “personal information” in the Privacy
Act, R.S.C. 1985, c. P-21 which refers to section 19 of the Access Act.
I am further of the opinion that in any event, the Board did not err in finding
that the records at issue did not disclose anything more about the employees
than what had previously been made publicly available on the internet, and
could therefore lawfully exercise its discretion to disclose that information.
I.
Facts
[4]
The facts are not in dispute and are similar to
those in Husky Oil. Suncor is a Canadian energy corporation based in
Calgary, Alberta. It engages in oil exploration and production activities in
the offshore area of Newfoundland and Labrador. The respondent Board is
mandated under the Canada-Newfoundland and Labrador Atlantic Accord
Implementation Act, S.C. 1987, c. 3 to regulate oil exploration and
production activities in the offshore area of Newfoundland and Labrador,
including those of Suncor. The respondent Information Commissioner of Canada (the
Information Commissioner) is an officer of Parliament appointed pursuant to
subsection 54(1) of the Access Act and is authorized under section 30 to
receive and investigate complaints made under that same act. The Information Commissioner
was granted leave to participate in the Federal Court proceeding in accordance
with paragraph 42(1)(c) of the Access Act.
[5]
In February of 2014, the Board received an
access request as follows:
1. Please provide the submitted application
forms, correspondence, board response, work credit amounts granted, and all
associated items and attachments for each program number on the attached March
13, 2012 CNLOPB letter (attached).
2. Provide all records of any viewing,
disclosure, borrowing, and copies being made of these same program numbers
(attached) including but not limited to liability agreements, correspondence,
transmittals, copy disposition forms, emails and invoices.
Access to Information Request Form, Appeal
Book (Public Version), Tab 4.
[6]
Some of the requested records pertained to a
program number operated by Sun Oil Company, an entity related to Suncor.
Pursuant to section 27 of the Access Act, the Board gave written notice
to Suncor about the access request, and attached the documents that were
responsive to it. The Board invited Suncor to provide submissions on whether
the information contained in the records should be withheld or redacted, and if
so, on what basis.
[7]
In April 2014, Suncor provided the Board with
its views regarding the access request. Of particular relevance to this appeal
is Suncor’s position that the requested records were prohibited from disclosure
under subsection 19(1) of the Access Act. Suncor alleged that some of
the information was personal in nature as it involved the names and
affiliations of a number of its employees who had communicated with the Board
to request geophysical information on behalf of their employer in 2009. As can
be seen from section 19, the Access Act presumptively prevents personal
information from being disclosed, unless it can be shown, inter alia,
that the personal information was publicly available. Three of the Suncor
employees named in the requested records had LinkedIn profiles displaying their
association with Suncor to the public. The names of these employees is the
personal information at issue in the current appeal. In essence, Suncor
advocated for an expansive interpretation of what constitutes personal
information, and argued that the names of its employees, taken in the greater
context of permitting the identification of those Suncor employees who
communicated with the Board in 2009, constituted personal information that was
not available to the public.
[8]
On May 15, 2014, the Board communicated its
decision to Suncor. For some of the requested records, the Board determined
that the names of the Suncor employees would be disclosed on the basis that
this personal information was publicly available. The Board nevertheless
redacted most of the contact information for these employees.
II.
Decision of the Federal Court
[9]
Suncor raised a number of arguments before the
Judge in support of its position that certain parts of the requested records
ought to be redacted. As the only issue before us is Suncor’s submission that
some of the information is personal in nature, I will only deal with those
aspects of the decision addressing this particular question.
[10]
Suncor contended that the names, positions
and/or contact information for a number of its current and former employees
constituted personal information under the Access Act, and did not fit
into any of the exceptions from non-disclosure found under paragraph 19(2)(b)
of that same act. Suncor reiterated its earlier stated position that although
the names and positions of its employees are on LinkedIn, nothing in their
public profiles related to the email correspondence included in the records. In
addition, Suncor argued that having LinkedIn profiles did not mean that its
employees were waiving their right to privacy. Further, Suncor submitted that
given its concerns over the personal safety of its employees being identified,
arising from litigation involving Suncor and that may be related to the access
request, its employees’ right to privacy should trump the public’s right to
access in this case.
[11]
For the purpose of subsection 19(1) of the Access
Act, pursuant to which personal information in a record shall not be
disclosed, the Judge identified the standard of review as being that of
correctness (Canada (Information Commissioner) v. Canada (Commissioner of
the Royal Canadian Mounted Police), 2003 SCC 8 at para. 19, [2003] 1 S.C.R.
66 (Commissioner of the RCMP)). As for subsection 19(2), the provision
which deals with the discretionary decision to disclose personal information in
a limited number of circumstances, the Judge found that the reasonableness
standard applies (Information Commissioner of Canada v. Canada (Natural
Resources), 2014 FC 917 at para. 52, 464 F.T.R. 308).
[12]
On the merits, the Judge noted that “personal information” is to be read broadly (Commissioner
of the RCMP at para. 23, referring to Dagg v. Canada (Minister of
Finance), [1997] 2 S.C.R. 403 at paras. 68-69, 148 D.L.R. (4th) 385).
Accordingly, she agreed with the parties that the names, contact information
and business titles of the employees met the definition of “personal information” as found under the Privacy
Act. She then found that it was an unreasonable exercise of the Board’s
discretion to not redact the name of an employee whose affiliation with Suncor
was not publicly available from certain email correspondence, along with the
contact information for two other Suncor employees. As for the name of the
three Suncor employees who had LinkedIn profiles, she found that this
information was clearly in the public domain. Accordingly, she determined that
it was reasonable for the Board to disclose this personal information on the
basis that it was publicly available.
III.
Issues
[13]
The following appeal raises the issues of (1)
whether the Federal Court erred in its interpretation of what constitutes “personal information” under subsection 19(1) of the Access
Act, and (2) whether the Board erred in exercising its discretion to
disclose personal information under paragraph 19(2)(b) of that same act.
IV.
Analysis
[14]
For the reasons already given in Husky Oil,
I am of the view that the decision of this Court in Blank v. Canada
(Justice), 2016 FCA 189, [2016] F.C.J. No. 694 (QL) governs with respect to
the applicable standard of review. As a result, the standard of appellate
review of a Federal Court judge’s decision in a judicial review under section
41 of the Access Act is the standard generally used in appeals of
judicial review proceedings, as set out in Agraira v. Canada (Public Safety
and Emergency Preparedness), 2013 SCC 36, [2013] 2 S.C.R. 559. As in Husky
Oil, it is not in dispute that the Judge correctly identified the
applicable standard of review, being correctness, when deciding whether the
information is “personal information” pursuant
to subsection 19(1) and reasonableness, when deciding whether the information
is publicly available and may be disclosed.
[15]
Stepping into the shoes of the Judge, I must
therefore decide whether she correctly determined that the personal information
at issue was simply the names of Suncor’s employees and their affiliations with
Suncor, as the Board found, instead of looking beyond the employees’ names to
find that the personal information contained in the records extended to the
entire context under which the names were found. In other words, it is Suncor’s
submission that when properly interpreted, the scope of personal information at
issue does not only encompass the names of Suncor’s employees, but also their
involvement with the Board regarding Suncor’s procurement of copies of the
geophysical information. This information, according to Suncor, is “information about an identifiable individual” within
the meaning of the definition of “personal information”
set out in section 3 of the Privacy Act.
[16]
I fully appreciate that the parties, both before
the Judge and before this Court, acknowledge that the names, contact
information and business titles of Suncor’s employees at issue in this
proceeding constitute personal information within the meaning of the Privacy
Act. That being said, courts are not bound by the litigants’ agreement on
issues of law. Moreover, the Commissioner strongly urged this Court to clarify
what it perceives to be conflicting precedents with respect to the concept of “personal information” and to resolve the apparent
contradiction between Information Commissioner of Canada v. Canadian
Transportation Accident Investigation and Safety Board, 2006 FCA 157, [2007]
1 F.C.R. 203 and Janssen-Ortho Inc. v. Canada (Minister of Health), 2007
FCA 252, 367 N.R. 134.
[17]
Not only do I think that we ought to clarify as
much as possible such a crucial and fundamental notion as “personal information”, but I believe it is logically
a precondition before embarking upon an analysis of the discretionary power
conferred on the head of a government institution to disclose a record
containing personal information. As a matter of fact, Suncor’s first argument
is that the Judge erred in excluding from “personal
information” the information that appears with the employees’ names
about their involvement in the procurement of the geophysical information, and
in confining that concept to the employees’ names and their association with
their employer. To be sure, Suncor’s position is that “personal
information” should have been interpreted more broadly by the Judge, and
not, as I propose, more narrowly to take into account the purpose of the Access
Act and of the Privacy Act. Suncor’s submission nevertheless
illustrates that a proper understanding of what is “personal
information” in the context of a record is essential, and indeed
unavoidable, before turning to the application of subsection 19(2) of the Access
Act.
[18]
For the reasons set out in Husky Oil, I
find that the names and titles of Suncor’s personnel, as well as the
information revealing the employees’ involvement in Suncor’s procurement of
certain geophysical information from the Board, do not meet the definition of “personal information” in the Privacy Act and
therefore do not fall within the purview of subsection 19(1) of the Access
Act.
[19]
In any event, I also find that the Judge did not
err in concluding that the Board reasonably exercised its discretion concerning
the disclosure of the disputed information pursuant to paragraph 19(2)(b). The
Board could determine that information that is posted on LinkedIn is in the
public domain. The onus was on Suncor to demonstrate that the records at issue
disclosed something more about the employees than what had previously been made
publicly available on the internet. Suncor vaguely attempted to argue that its
employees could be subject to harassment if their involvement with the Board
was disclosed, as a result of an ongoing litigation between Suncor and other
undisclosed parties. As noted by the Board, there was insufficient evidence put
forward by Suncor to substantiate that claim, which in effect amounted to no
more than speculation.
[20]
For all of the foregoing reasons, I would
therefore dismiss this appeal and deny Suncor’s request for an order that the
Board redact the employees’ names and job titles from the records at issue,
prior to their disclosure. Costs should be awarded to the Board only.
“Yves de Montigny”
GAUTHIER
J.A. (Concurring Reasons)
[21]
I had the opportunity to review de Montigny
J.A.’s reasons, and agree with how he proposes to dispose of this appeal.
However, as in Husky Oil, I cannot concur with my learned colleague’s
views that the names of Suncor’s employees and their association with their
said employer do not meet the definition of “personal
information” under the Privacy Act. In my view, it is no more necessary
to deal with this issue here than it was in Husky Oil (see my concurring
reasons). Considering the terms of the judgment of the Federal Court in the
present appeal, it is even more important not to do so here.
[22]
As mentioned by my colleague, the Federal Court
agreed with the three parties before it that the name, contact information, and
relationship between the individuals involved and Suncor were “personal information” protected under the Privacy
Act. In fact, the Federal Court found that the Board missed some personal
information that should have been deleted pursuant to subsection 19(1) (see
Federal Court reasons at para. 80). The Federal Court ordered that part of this
information which was not in the public domain, such as the name of an employee
who had no profile on the internet, be redacted. This part of the judgment has
not been appealed.
[23]
Although I agree that a court is not legally
bound by the parties’ agreement on points of law, it should not, in my view,
decide an appeal on an issue that was not included in the Notice of Appeal or
the memoranda, as the parties did not have an opportunity to submit their
arguments on this point.
[24]
That said, I do agree with my colleague that
Suncor has not met its burden of establishing a reviewable error in the Board’s
decision to release the documents without deleting the names of the three
employees because their names and relationships with Suncor were publicly
available. I concur with his finding at paragraph 19 of his reasons.
[25]
I conclude that the appeal should be dismissed
because Suncor has not met its burden of establishing that the “information”
the Board intended to release was more than the information that was already
publicly available pursuant to subsection 19(2) of the Access Act.
[26]
As discussed at paragraph 62 of my reasons in Husky
Oil, the only standard of review relevant to this finding is reasonableness
and the approach set out by the Supreme Court of Canada in Agraira applies.
[27]
I do not accept Suncor’s argument that one does
not need any evidence to conclude that the fact that one corresponded with the
Board for whatever reason and however insignificant the nature of the
communication (such as information about printing costs that are already on the
website of the Board) does not fall within paragraph 19(2)(b) unless the
said correspondence was itself publicly available. As mentioned in Husky Oil,
it would, in my view, render paragraph 19(2)(b) meaningless to construe
it so restrictively and to decide such matters in a total vacuum.
[28]
As noted in Husky Oil, such issue should
not be decided without any evidence as to exactly what was actually made
publicly available in respect of the three employees involved here, especially
considering that the names of three of the employees involved only appear as
copied (cc) recipients in the chain of emails. For example, are we dealing with
the disclosure that a person publicly known to be a financial clerk at Suncor
was copied on an email dealing with the cost of copying some material? In my
view, to assess if the Board’s decision falls within the range of defensible
outcomes, one needs proper context. One certainly needs to know the role at
Suncor with which these individuals were publicly associated. We have no
information from or about these employees. There is no real evidence that the
information contained in such emails disclosed anything more about their work
at Suncor; we do not really know how extensive the profiles available on the
internet were.
[29]
Finally, I note that it is somewhat surprising
to me that there is no evidence that anybody sought the views of these
employees. When one considers that Suncor had even asked the Board to delete
the name of the Board’s own employees from this correspondence, one wonders
what this debate is really about. In any event, it appears that paragraph
19(2)(a) exists to avoid such sterile debate. It is quite important that
individuals who use social media and put their profile and other personal
information on the internet be made aware of the potential impact of such behaviour
on their right to privacy. Hopefully, the possible application of this
provision will be investigated more frequently in the future when the matter
also involves the use of social media.
“Johanne Gauthier”
“I agree
J. Woods J.A.”