Docket: T-2365-14
Citation:
2017 FC 557
Ottawa, Ontario, June 8, 2017
PRESENT: The
Honourable Madam Justice Kane
BETWEEN:
|
JOANNE FRASER,
ALLISON PILGRIM AND COLLEEN FOX
|
Applicants
|
and
|
ATTORNEY
GENERAL OF CANADA
|
Respondent
|
JUDGMENT AND REASONS
[1]
The Applicants, who are now all retired members
of the Royal Canadian Mounted Police [RCMP], bring this application pursuant to
sections 18 and 18.1 of the Federal Courts Act, RSC, 1985, c. F-7, seeking
declaratory and other relief. The Applicants allege that the Royal Canadian
Mounted Police Superannuation Act, RSC 1985, c R-11, [RCMPSA], and the Royal
Canadian Mounted Police Superannuation Regulations, CRC, c 1393, [the
Regulations] discriminate against them on the enumerated ground of sex and the
analogous ground of parental status (as agreed for the purpose of this
application), contrary to subsection 15(1) of the Canadian Charter of Rights
and Freedoms [the Charter]. The Applicants submit that the
provisions of the RCMPSA and the Regulations fail to provide the equal benefit
of the law to women with child‑care responsibilities because they do not
permit the members, who participated in job‑sharing arrangements and who
are predominantly women with parental status, to contribute to their pension in
the same way as members who worked full-time or who took Leave Without Pay
(LWOP). The Applicants argue that this violation cannot be justified in a free
and democratic society.
[2]
The Applicants seek a range of specific orders,
some of which were revised in their oral submissions, including a declaration
that the impugned provisions of the RCMPSA violate subsection 15(1) of
the Charter and an order to read in particular language to the impugned
provisions of the RCMPSA to permit the Applicants and those in the same
situation to make retroactive contributions to their pension at the full-time
rate (i.e., to “buy-back”) in order to receive
pension benefits as if they had worked full-time during the time they were
job-sharing.
I.
Overview
[3]
The Applicants submit that the RCMPSA
discriminates on the basis of sex and parental status, by denying them the
option of contributing to their pension at the full-time rate for the period of
service that they were job-sharing in order to meet their child-care
responsibilities. The Applicants state that they
will all receive a reduced retirement income compared to their colleagues with
the same years of service as a result of being denied this benefit.
[4]
The Applicants note that RCMP members who work
part-time and/or who job-share are overwhelmingly women and that this reflects
work force patterns for women more generally. The Applicants submit that the
RCMPSA makes a distinction that perpetuates a pre-existing disadvantage
with respect to the barriers women face to ensure a sufficient retirement
income and perpetuates a stereotype that women can only fill one of two roles-either
to work full time or to stay home and care for children and family-but that
they cannot do both.
[5]
The Respondent submits that the RCMPSA and the
Regulations do not create any direct or indirect distinction on the enumerated
ground of sex or on the analogous ground of parental status. The provisions at
issue do not cause or contribute to the disadvantage of a reduced pension. The
impact on the Applicants’ pension benefits is due to their decision to
job-share, and their resulting part-time employment status, and is not due to
the provisions of the RCMPSA which apply to all members equally.
[6]
The Respondent notes that all RCMP members
accrue pensionable service and make contributions at the same rate, and all are
entitled to pension benefits that reflect their years of service and assigned
hours of work. No pension plan contributor can augment their pension by “buying-back” pension benefits for periods of time not
worked. The Respondent submits that the Applicants are, in effect, seeking an
additional benefit to which no other member of the RCMP and no other public
servants are entitled.
[7]
For the reasons elaborated upon below, and
taking into consideration the principles of the jurisprudence, the social
science literature provided by the Applicants regarding the evolution of the
status of women in the workforce, the other limited evidence, and the oral and
written submissions of the Applicants and Respondent, the application is
dismissed.
[8]
Although the available evidence shows that the
vast majority of the few members of the RCMP who job-share and work part-time
are women and that at least 60% of these members do so for the purpose of
meeting their child-care responsibilities, the impact on their pension benefits
is not because they are women or because of their parental status. The impact
on their pension benefits is because they worked part-time. Their pension
reflects their part-time status just as it would for anyone who worked
part-time at some point in their career.
[9]
The Applicants chose to job-share to meet the
challenges of balancing their family responsibilities and the demands of
policing duties. While they note that this is an “economic
hit” and an adverse impact on their pension, this is so only if the
pension benefit is viewed in isolation from other economic and other factors
and without regard to other possible advantages of job-sharing. There is no
evidence on the record about the many other considerations that were part of
the Applicants’ decision to job-share and work part-time and there is little
evidence about the other pros and cons of working part-time while meeting
child-care responsibilities and remaining actively engaged with their children.
[10]
However,
accepting that there is an adverse impact for these Applicants, not all adverse
impacts are discriminatory. The jurisprudence has established a two-part
analysis to determine whether a law or policy infringes the guarantee of
equality: first, does the law create a distinction
based on an enumerated or analogous ground and second, does the distinction
create a disadvantage by perpetuating prejudice or stereotyping.
[11]
A
discriminatory distinction is one that has the effect of perpetuating an
arbitrary disadvantage because of membership in an enumerated or
analogous group. The RCMPSA does not create a distinction based on the
enumerated ground of sex or the analogous ground of parental status. The fact
that the majority of part-time members and members in a job-sharing arrangement
are women and that these job-sharers are denied the option of contributing to
their pension at the full-time rate is not because of the RCMPSA. Rather,
it is because of their personal circumstances and the decisions they made.
[12]
In the
event that I am wrong in my finding and that there is a distinction in the
RCMPSA based on sex or parental status, any such distinction
would not create a disadvantage by perpetuating prejudice or stereotyping.
[13]
The reality is that women continue to face barriers
in the work place, many of which are due to the daunting challenges of
balancing family and career. That the Applicants found a way to meet the
challenges and later returned to full-time duties and had long careers in the
RCMP is an example of more flexible arrangements that now exist to respond, to
some extent, to these challenges.
[14]
The Applicants efforts in pursuing this
litigation to raise awareness about the need for employment policies and
legislation to continue to evolve to better meet the needs of women and parents
in the work force are commendable. Although the RCMPSA does not fully
meet the Applicant’s needs and expectations or those of other members who
job-shared and worked part-time, and may initially appear to be out of step
with options for members who took LWOP, this does not mean that the RCMPSA is
discriminatory.
II.
Background
[15]
The Applicants, Joanne Fraser, Allison Pilgrim
and Colleen Fox, were police officers and members of the RCMP, and are now
retired. They all gave birth to their first children in the early to mid-1990s,
and all returned to full-time duties after taking a six-month maternity leave.
The Applicants all describe the challenges they encountered in returning to
patrol duties, arranging for child care, and juggling their many
responsibilities.
[16]
After giving birth to their second children, the
challenges were exacerbated. Ms. Fox found that working full-time while caring
for two children, including one with a disability, was not feasible. She
inquired about part-time work or other options, but none were available in the
RCMP at the time. Faced with no other options, she retired from the RCMP in
June, 1994.
[17]
Ms. Fraser also inquired about options to
address the competing demands of her career and her family after her second maternity
leave in March, 1997. The RCMP granted her a five year LWOP.
[18]
In December 1997, the RCMP adopted a job-sharing
policy; RCMP members could share a single full-time position with another
member or members for a limited or fixed period of time.
[19]
Ms. Pilgrim took advantage of the job sharing
policy and returned to duty in a job-sharing arrangement in 1999 after her
second maternity leave.
[20]
Ms. Fox re-enrolled in the RCMP in 2000 and
returned to duty in a job-sharing position.
[21]
Ms. Fraser was approached by the RCMP to return
from her LWOP in order to job-share with another member. She agreed and
returned to duty in 2000.
[22]
The Applicants all explain that they
participated in job-sharing arrangements for family reasons, primarily to
balance child care obligations with their work. They describe that job‑sharing
permitted them to remain active in their children’s lives and meet their day to
day needs as well as to maintain their expertise as police officers.
[23]
The Applicants do not dispute that they each
signed a Memorandum of Agreement [MOA] which set out the terms and conditions
of the arrangement. They do not allege any misrepresentation by the RCMP with
respect to the terms and conditions of job-sharing. However, Ms. Fraser and Ms.
Pilgrim note that they were given varying advice from pay and benefits advisors
about their status while job-sharing and their ability to buy-back their
pension benefits.
[24]
The Applicants describe that only after they had
commenced job-sharing and / or when they returned to full-time duties did they
become fully aware that, despite their expectation that they could “buy-back” full-time pension benefits for the period
of time that they were job‑sharing in the same way as if they had been on
LWOP, they could not do so. The Applicants state that they will receive lower
pension benefits on retirement than if they worked full-time because they chose
to participate in job-sharing arrangements for a fixed period of time to meet
their child care and family responsibilities. They note that if they had opted
to take LWOP they could have made contributions to “buy-back”
full-time pension benefits for the time not worked and would have ultimately
received pension benefits as if they had worked full-time for that period.
III.
Other initiatives, grievances and complaints
[25]
The Applicants and other RCMP Members who
participated in job-sharing arrangements raised their concerns with senior
management when they learned they would not be able to buy‑back full-time
pension benefits for the period of time they were job-sharing. Fourteen members
wrote to RCMP Commissioner J.P.R. Murray on May 31, 2000, outlining the
situation, expressing the view that the denial of this benefit was unfair and
illogical, and seeking support for changes to be made.
[26]
The RCMP Pension Advisory Committee [PAC],
established pursuant to the RCMP Act, RSC 1985, c R-10 [RCMP Act] to
provide advice on pension policy and related issues, also considered the issue
and retained an Actuary to provide advice on the options available under the
RCMPSA for part-time service. The Actuary acknowledged the flexibility provided
through the Income Tax Act, RSC, 1985, c. 1 (5th Supp.) [ITA] and
the ITA Regulations, CRC, c. 945 [ITA Regulations], which include
provisions with respect to pension contributions for those on temporarily
reduced hours, and noted that the RCMPSA could be amended to address periods of
reduced work-hours by RCMP members at various stages of their family life or
career.
[27]
The Actuary pointed out, in his November 1, 2000
letter summarising his opinion, that there were several restrictions in the ITA
Regulations. He noted that “if a member has always
rendered services on a part-time basis, it would not be possible to provide
pension benefits as if the employee rendered services on a full-time basis”.
[28]
Ms. Pilgrim and Nancy Noble (an affiant) filed
grievances in 2000 challenging the denial of their request to buy-back
full-time pension benefits for the time they were job-sharing. Both grievances
were referred to the External Review Committee (ERC). In 2007, the ERC found in
their favour. The ERC was of the view that there was nothing in law or policy
to prohibit the RCMP from defining the job-sharing arrangement as hours worked
plus a period of LWOP. The ERC relied on the Actuary’s opinion that the RCMPSA
could be amended and on a Treasury Board pre-retirement leave policy that
allowed public service employees nearing retirement to reduce their hours of
work and treat the unworked hours as LWOP.
[29]
The ERC decisions are not binding on the RCMP
Commissioner. In 2010, the Acting Commissioner dismissed both grievances and
found that the RCMPSA does not permit defining job-sharing as part LWOP, and
that legislative amendments to the RCMPSA would be required to permit members
to buy back pension benefits for the time spent job-sharing. The Commissioner
acknowledged the members’ situation but found that the inability for the job‑sharing
members to buy back full-time pension benefits was not discriminatory.
[30]
The Applicants also note that the RCMP PAC
supported a proposal to allow members who are job-sharing to buy back full-time
pension credits. In addition, RCMP Inspector Carma Mackie advised the
Applicants by email in 2006 that work had been completed to change the RCMPSA
and the Regulations to allow job-sharers to benefit from the pension
plan in the same way as full-time members.
IV.
The Evidence
[31]
The evidence was provided by way of affidavits. The
Applicants submitted their own affidavits with exhibits, along with the
affidavit of Nancy Noble. They describe their careers, the challenges of
returning to patrol duties full-time after their second maternity leave while
meeting their responsibilities to their children, and their job-sharing
arrangements.
[32]
The Applicants also submitted the affidavit of
Professor Christopher Higgins describing the conclusions of his research on
work and family issues, and the impact of “role
overload” (when work interferes with family obligations or when family
obligations interfere with work to the extent that the person feels the stress
of never having enough time) on individuals and organizations, including in the
policing environment.
[33]
The Respondent submitted the evidence of pension
experts, Shelly Rossignol and Kimberley Gowing.
[34]
Ms. Rossignol describes the RCMP pension plan
(the RCMPSA), part-time employment generally and in the RCMP, LWOP, and
job-sharing. Ms. Rossignol explains the difference between pensionable service,
pension contributions, pension benefits, and how pension benefits are
calculated (i.e. the amount the retired member will receive). Ms. Rossignol
also clarifies some of the information included in the affidavits of the
Applicants.
[35]
Ms. Gowing provides an overview of public sector
pension plans, including the RCMPSA, describes part-time pensionable service,
describes LWOP, and explains that the ITA Regulations regarding temporarily
reduced hours are optional and are not part of the RCMPSA or the Public
Service Superannuation Act, RSC 1985, c P-36 (PSSA).
[36]
A more detailed summary of the affiants’
evidence is attached as Annex A.
V.
The Concepts and Terminology
[37]
The Applicants used
various terms to refer to the contributions or benefits they hoped or intended
to “buy-back” in order to have the same pension benefits
upon retirement as if they had worked full-time throughout their years of
service. The relief initially requested by the Applicants also suggests some
misunderstanding of the terms and the operation of the RCMPSA. In addition, the
terms the Court has used in summarizing the submissions and capturing the issues
at stake may also vary. It is, therefore, helpful to
clarify the concepts of pensionable service,
pension contributions and pension benefits as well as part-time and full-time
employment status, LWOP, and temporarily reduced hours. Regardless, there may
be some inadvertent misuse of the proper terms regarding the “buy-back” concept.
[38]
With respect to pensionable
service, Ms. Rossignol explains the “one year equal one year” rule, which means that years of pensionable service
accrue at the same rate for part-time and full-time members; a member who works
for one year accrues one year of pensionable service, regardless of their
status. In other words, a member who worked for 20 years full-time and 5 years
part-time has 25 years of pensionable service, just as a member who worked full‑time
for 25 years.
[39]
With respect to pension
contributions, all members contribute the same legislated rate, i.e. 7.5%
of their salary, to the pension fund. This amount is pro-rated to reflect the
assigned hours of work, so that contributions are made proportional to the
actual salary during that period. The Applicants contributed to their pension
while they were job-sharing and their contributions were proportional to their
assigned hours.
[40]
Pension benefits refer to the amount a member will
receive from the pension plan upon retirement. The pension benefit is based on
the average annual pay received during the five best consecutive years of
highest paid pensionable service. Where a member has periods of part-time
pensionable service, the average annual pay is determined based on the
full-time equivalent of their pay so as not to disadvantage a member for
working part-time during the years that their position attracts the highest
salary rates. The pension is subsequently pro-rated to reflect the member’s
actual assigned hours of work.
[41]
The calculation
provided by Ms. Rossignol as an example shows that a member who worked for 30
years comprising 25 years full-time, two years at 18.75 hours per week, and
three years at 20 hours per week, with the five best years’ salary averaging
$50,000, would receive a pension benefit of $27, 600 per year. This reflects
the pro-rating of the 5 years on part-time status.
[42]
If that member had
worked full-time for 30 years, the pension benefit would be $30,000 based on
the same calculations. This reflects a difference of $2,400 per year or 92% of
the full pension based on five years of part-time status.
[43]
Employment status also requires clarification. The
Applicants characterize their status in a few different ways. The Applicants
submit that they were full-time members of the RCMP who agreed to temporarily
work reduced hours. They also submit that the time they were not working in the
job-sharing arrangement was LWOP. The Applicants also acknowledge that they were
temporarily working part-time while job-sharing. Under all scenarios the
Applicants argue that they were presumptively full-time, as their reduced or
part-time hours were only for a limited time, and could be changed by their
commanding officer.
[44]
Ms. Pilgrim states that
she viewed herself as being on LWOP half the time, and working the other half,
and that she submitted her time sheets accordingly, identifying the week she
did not work as LWOP.
[45]
The Applicants submit that the distinction
between part-time and full-time need not be so rigid because the social reality
is that full-time members will work reduced hours while their children are
young and return later to full-time duty. The Applicants submit that this
differs from the situation of a member who is hired to work part-time.
[46]
The Respondent
disagrees with the Applicant’s characterization of their status as
presumptively full-time. The RCMPSA or the Regulations do not include a
definition of “job‑sharing” and provide only that a member is either
full-time or part-time. The Respondent submits that job-sharing is and has
always been a form of part-time employment noting that this was acknowledged by
the Applicants under cross-examination. Although the Applicants had been
full-time members, their status changed to part-time while they were
job-sharing.
[47]
In my view, it is clear
that the Applicants worked part-time while they were in a job‑sharing
arrangement.
[48]
The 1997 Bulletin
described “job-sharing” as meaning two or three members sharing
the duties and responsibilities of one full-time position. It also describes “job-sharing employment” as applying to a member whose normal hours
of work are more than an average of 12, but less than 40 per week. This is
consistent with the definition of part-time work found
in the Public Service Superannuation Regulations, CRC, c 1358, s.3(2).
[49]
The RCMP Administration
Manual 11.10 (which Ms. Rossignol explains captures the contents of the 1997
previous Bulletins regarding job-sharing) includes a Chapter on “Compensation for Part-time or Job-sharing
Members”. Although it
uses both terms, which could suggest some difference between the two, the
provisions are the same for members who work part-time or members who
job-share. In addition, it clearly distinguishes those who job‑share and
those who are full-time members.
[50]
The
provisions of the standard MOA, which each member in a job-sharing arrangement
signed, also makes the distinction with full-time employment. For example, a
clause provides that if the member requests “full-time employment in the future” such a request will be considered only if
it is administratively or operationally feasible. If the commanding officer
requests the member to increase their hours up to full-time employment, one
month’s notice is required, which also signals a change in employment status.
[51]
The MOA signed by Ms.
Pilgrim stated, among other provisions, that the job-sharing arrangement would
begin on August 6, 1999 and end on August 6, 2002, “at which time [she] would revert to
full-time status or the appropriateness of continuing the job-sharing
arrangement will be re-evaluated”.
[52]
Ms. Noble’s MOA noted
that she would work “one-half
of a full-time member’s scheduled hours” and that each member in the job-sharing arrangement “will do one-half of a full time member’s
work”.
[53]
These provisions
support the conclusion that the members who were job-sharing were neither
full-time members, nor presumptively full-time, at that time. Full-time is a
different employment status than their status while job-sharing. The evidence
of Ms. Rossignol and Ms. Gowing explain that job sharing is part-time
employment and all compensation and related matters, including pension
contributions, are calculated on the basis of part-time employment status.
[54]
I also note that Ms.
Fox retired from the RCMP in 1994 and re-enrolled in 2000. Upon her
re-enrollment she immediately began to work in a job-sharing arrangement. This
is not consistent with the Applicants’ argument that they were presumptively in
a full-time position; Ms. Fox did not have any position prior to her
re-enrollment.
[55]
I do not agree that the
Applicants were partly on LWOP while job-sharing. LWOP is a different status
that reflects that the member has no assigned hours and no attachment to the
workplace during the time on LWOP. The Applicants had assigned hours, which
were on average 18.75 hours per week, which is half-time.
[56]
The Applicants’ reference to the ITA and the ITA
Regulations and their alternative characterization of their status as full-time
members on temporarily reduced hours does not reflect the reality or that
concept. As explained by Ms. Gowing, the notion of temporarily reduced
hours is distinct from part-time work or LWOP. An employee who works full-time
or part-time may be permitted to work temporarily-reduced hours. The ITA
Regulations do not create any right for an employee to work temporarily reduced
hours. Rather, they address the tax treatment for a pension plan member who has
worked temporarily reduced hours and who makes additional pension contributions.
This is only possible where the applicable Registered Pension Plan permits. Ms.
Gowing notes that neither the PSSA nor the RCMPSA permit this. The fact that
the ITA Regulations address this possibility does not buttress the Applicant’s
argument that they were on temporarily reduced hours or that the relevant
contextual analysis should consider that their situation should be compared
with those who do work temporarily reduced hours and can make additional
contributions.
[57]
Moreover, as explained by Ms. Gowing, even if
the Applicants’ situation were characterized as temporarily reduced hours, they
would not have had the ability to augment their pensions because the RCMPSA does
not provide for this.
[58]
To conclude on the issue of terms and employment
status, I find that the Applicants worked part-time while job-sharing. The
Applicants seek to avoid this characterization because they acknowledge that
part-time members cannot “buy-back” pension
benefits to augment their pension. In addition, employment status is not an
enumerated or analogous ground. However, the finding that the Applicants had
part-time status does not end the analysis in the present case, as that would
foreclose consideration of their claim. The focus is on substantive equality. The
Applicants claim is based on the impact of the RCMPSA on their situation as
job-sharers who worked part-time and the reasons that led them to do so.
[59]
I again note that, based on the clarification of
terms and the operation of the RCMPSA, the specific relief requested by the
Applicants has been modified.
VI.
The Issues
[60]
The key issue is whether the impugned provisions of the RCMPSA and the Regulations violate the
guarantee of equal protection and benefit of the law without discrimination
pursuant to subsection 15(1) of the Charter, and if so, whether that
violation can be saved by section one.
[61]
More specifically, the
issue is whether the impugned provisions of the RCMPSA that prevent the
Applicants from making pension contributions equal to those of full-time
members for the period of time they were working part-time while job-sharing
create a distinction on the basis of the enumerated ground of sex or the
analogous ground of parental status and whether that distinction is
discriminatory.
[62]
The Applicants and Respondent agree that the two-part
test established in the jurisprudence governs the analysis. As confirmed by the
Supreme Court of Canada in Withler v Canada (Attorney General), [2011] 1 S.C.R. 396 [Withler], at para
30,
The jurisprudence establishes a two-part
test for assessing a s. 15(1) claim: (1) Does the law create a distinction
based on an enumerated or analogous ground? (2) Does the distinction create a
disadvantage by perpetuating prejudice or stereotyping? (See Kapp, at
para. 17.)
[63]
As a preliminary issue, the Respondent submits that the affidavit of Professor Higgins should not
be admitted.
VII.
The Preliminary Issue; Should the Affidavit of
Professor Higgins be Admitted?
[64]
The Respondent submits that Professor Higgins’
evidence is not admissible; it is neither relevant nor necessary to assist the
Court and it does not meet the criteria established for the admission of expert
evidence in R v Mohan. [1994] 2 S.C.R. 9, [1994] SCJ No. 36 [Mohan].
[65]
The Respondent submits that Professor Higgins’
evidence does not provide information which is likely to be outside the
experience and knowledge of the Court. Professor Higgins is not an expert on
pensions and his evidence does not address the issue the Court must decide.
[66]
The Applicants respond that Professor Higgins’
evidence is not provided to address the issue of pensions per se.
Rather, Professor Higgins provides relevant context; women are more likely to
be responsible for child-care and this is particularly so for police officers.
Professor Higgins’ study shows that the culture of policing and shift work both
add to “role overload” and stress. The
Applicants submit that although only 10 RCMP members participated in the 2012
study, the results from 4,500 participants would equally apply within the RCMP.
A.
Professor Higgins Affidavit is Admitted
[67]
The Supreme Court of Canada set out the
requirements or criteria for accepting expert evidence in a trial in Mohan:
(a) relevance; (b) necessity in assisting the trier of fact; (c) the absence of
any exclusionary rule; and (d) a properly qualified expert. Only the
requirements of relevance and necessity are in issue in this case.
[68]
With respect to necessity, the Supreme Court of
Canada noted, at para 22 that an expert should not be permitted to testify if
their testimony is not “likely to be outside the
experience and knowledge of a judge”:
[22] This precondition is often
expressed in terms as to whether the evidence would be helpful to the trier of
fact. The word "helpful" is not quite appropriate and sets too low a
standard. However, I would not judge necessity by too strict a standard. What
is required is that the opinion be necessary in the sense that it provide
information "which is likely to be outside the experience and knowledge of
a judge or jury": as quoted by Dickson J. in R. v. Abbey, supra. As
stated by Dickson J., the evidence must be necessary to enable the trier of
fact to appreciate the matters in issue due to their technical nature. In
Kelliher (Village) v. Smith, [1931] S.C.R. 672, at p. 684, this court,
quoting from Beven on Negligence (4th ed. 1928), p. 141, stated that in order
for expert evidence to be admissible, "[t]he subject-matter of the inquiry
must be such that ordinary people are unlikely to form a correct judgment about
it, if unassisted by persons with special knowledge." […]
[69]
Professor Higgins’ evidence describes the
increased “role-overload” faced by women due to
child-care responsibilities and how they respond to this in terms of
restructuring work and family obligations.
[70]
As the Respondent notes, Professor Higgins is
not an expert on pensions and he does not address the central issue in this
application. However, he provides context to situate the Applicants’ job-sharing
status. His evidence reflects the Applicants’ position that women have sought
job-sharing arrangements in order to respond to child-care responsibilities,
that this is an example of women “scaling back”
at work to address “role overload”, and that
this has implications in the future. This notion underlies the Applicants’
submissions that the RCMPSA has an adverse effect on them on the grounds of sex
and/or parental status.
[71]
Much of Professor Higgins’ evidence comes as no
surprise to this judge and likely to many others based on personal experience
and on observations of the experiences of many parents who have juggled the
demands of work outside the home along with family responsibilities and who endured
the stress that results. “Role overload”, when
defined by Professor Higgins as having too much to do and not enough time to do
it, is indeed a commonly felt condition, not only by those with child-care
responsibilities, but for anyone who fulfills multiple roles. Professor Higgins
names this commonly understood concept, describes its impact and supports his
opinion regarding the greater role assumed by women with the results of
research.
[72]
The statistics cited and the references to other
published research on work, family and gender elevate Professor Higgins’
opinion beyond the knowledge and experience of the Court. Professor Higgins’
research suggests that while much has changed with respect to women in the
workforce, the division of family responsibilities has not changed a great
deal; women continue to assume traditional roles in the home and women are more
likely than their male counterparts to scale back at work to respond to “role overload” and work-life conflict. In addition,
the 2012 Report of Professor Higgins and Professor Linda Duxbury, Caring for
and about those who serve: Work-life conflict and employee well being within
Canada’s Police Departments, [the Police Study] notes some of the factors
that may be unique for women in policing. Although few RCMP members
participated in the study, the study addresses the policing environment in
general.
[73]
Professor Higgins affidavit provides information
that is more current and specific than earlier literature also cited by the
Applicant. The affidavit is admitted only for its relevance to the contextual
analysis.
VIII.
Step One – Does the law create a distinction
based on an enumerated or analogous ground?
A.
The Applicants’ Submissions
[74]
With respect to step one of the Withler
test, the Applicants submit that the RCMPSA creates a distinction on the
enumerated ground of sex and the analogous ground of parental status. They
submit that they are treated differently under the RCMPSA because they are denied the benefit that
is extended to members who did not need to job-share or work part-time and
either worked full-time or took the option of LWOP.
[75]
The Applicants submit that they are penalized
for their part-time employment unlike those on LWOP. Members who took LWOP and
did not work at all were able to “buy-back”
pension benefits upon their return to full-time employment. The Applicants
acknowledge that a mirror comparator group is not essential for the analysis,
but submit that comparison with those on LWOP provides necessary context. As a
result of being denied the same benefit available to those on LWOP, the
Applicants will “take an economic hit” in their
retirement.
[76]
The Applicants submit that the denial of this
benefit exacerbates long-standing disadvantages for women in the workforce,
perpetuates a stereotype that women can assume only one role as either
caregiver or full-time worker, and sends a message that they are not valued for
their dual role while in a job-sharing arrangement.
[77]
Although the Applicants and Ms. Noble are the
only members who job-shared that provided evidence in this application, they
estimate that up to 150 members who job-shared to meet child-care
responsibilities have been affected by the RCMPSA and will benefit from the
relief the Applicants request if the Court finds that the RCMPSA violates
section 15.
[78]
The
Applicants note the goal of substantive equality. Conduct that widens the
equality gap is discrimination, as recently articulated by Justice Abella in Kahkewistahaw First Nation v Taypotat, [2015] 2 S.C.R. 548 [Taypotat]at
para 17 and Quebec (Attorney General) v A, [2013] 1 S.C.R. 61 at para 332:
The root of s. 15 is our awareness that
certain groups have been historically discriminated against, and that the
perpetuation of such discrimination should be curtailed. If the state conduct
widens the gap between the historically disadvantaged group and the rest of
society rather than narrowing it, then it is discriminatory.
[79]
The Applicants submit that once an employer
extends a benefit, such as job-sharing, which was introduced to promote
work-life balance, it must do so in a non-discriminatory way. Although the RCMP
PAC recommended changes, and the ERC and the Commissioner were aware of the
distinction and the impact on members who job-shared, the RCMP failed to make
the necessary changes to extend the benefit to job-sharers to “buy-back” full-time pension benefits. The Applicants
submit that this widens the equality gap.
[80]
The
Applicants acknowledge that the RCMPSA is facially
neutral, but argue that it has a discriminatory effect on women with parental
status because they are disproportionately impacted. The Applicants submit that the overrepresentation of women in
part-time work in the RCMP is sufficient to prove that the distinction in the
RCMPSA has an adverse effect on women and is, therefore, based on sex.
[81]
The
Applicants point to the data provided by the RCMP for 2010 and 2014 which
demonstrates that 100% of regular and civilian members in job-sharing positions
were women, with a significant majority citing child care as the reason for
doing so. Professor Higgins’ 2012 Police Study demonstrates that 61% of female police constables also have primary responsibility for
child-care in their families, compared to 9% for male constables. The Police
Study also shows that only 1% of female officers have a spouse at home
full-time with their children, compared to 12% for male officers.
[82]
The Applicants submit that this data is consistent with the reality
that the majority of part-time workers in Canada are women, and that this
status is due to their child care obligations. The Applicants note the similar
findings of Justice Abella in the 1984 Report of the Commission on Equality
in Employment.
[83]
The
Applicants accept the Respondent’s proposal to characterize the analogous
ground they claim as parental status rather than as family status, but submit
that the obligation to provide for child-care is an
integral part of parental status.
B.
The Respondent’s Submissions
[84]
The Respondent notes
that the analysis of whether the impugned provisions of the RCMPSA violate
substantive equality calls for a contextual inquiry. The question is whether
there is a distinction in the RCMPSA that has the effect of perpetuating an
arbitrary disadvantage on the Applicants because of their membership in an
enumerated or analogous group (Taypotat, at para 16). The Respondent
submits that the RCMPSA does not perpetuate any such disadvantage.
[85]
The Respondent notes
that the Applicants have not been denied pension benefits. Their part-time
service is fully pensionable; “one
year equals one year”.
A member cannot make pension contributions at a greater rate than their
assigned hours of work permits. This policy choice is applied consistently in
all federal pension plans to all contributors. The Respondent reiterates that
the Applicants are seeking an additional benefit to which no other member is
entitled. If the Applicants receive a reduced pension, it is not because they
are women or because of their parental status, but because they worked
part-time.
[86]
The Respondent adds
that the RCMPSA is designed to provide retirement income to contributors who
meet the eligibility criteria. It is not intended to meet all needs of all
members or to provide universal benefits to all, such as to balance child-care
obligations or to off-set the costs of child-care, nor does it interfere with
the choices parents make.
[87]
The Respondent submits
that the differential treatment alleged by the Applicants does not stem from the
RCMPSA, but from their decision to job-share, which means part-time status. The
Applicants’ personal circumstances, not their membership in a protected group,
resulted in their change of employment status.
[88]
The Respondent adds
that the Applicants moved from full-time to part-time and back to full-time in
their career, which further reflects that their experience resulted from their
personal circumstances and employment status and not from their membership in a
protected group.
[89]
As noted above, the
Respondent proposes for the purpose of this application only, that the family
status of being in a parent-child relationship, in other words, parental status
as a subset of family status, is more reflective of the Applicants’
circumstances and is the appropriate analogous ground for protection under section
15. Contrary to the Applicants’ position, the Respondent submits that parental
status does not extend to the wide range of personal choices a parent makes
with respect to their work or their child care responsibilities.
[90]
The Respondent submits
that the RCMPSA and the Regulations treat all members of the RCMP equally
without any distinction, either direct or indirect, on the grounds of sex or
parental status. The RCMPSA applies equally to all part-time members of the
RCMP, as do similar provisions that apply to all part-time employees across the
federal public service. To the extent that there is a disadvantage, it is
experienced identically by men, women, parents and non‑parents, i.e. if a
member works part-time hours at some points during their career, their pension
benefits for that period will be pro-rated accordingly.
[91]
The Respondent adds
that job-sharing is a staffing policy, not a pension policy. Although the
limited data from the RCMP shows that child-care responsibilities are more
often the reason cited for part-time work and/or job-sharing, other reasons
include the care of elderly, returning to school, or simply work-life balance,
unrelated to child care. More evidence would be required to fully explore why
members job-share or otherwise work part-time. The Respondent also highlights
that the vast majority (99.59%) of all RCMP members work full-time, with only
0.41% working part-time.
[92]
The fact that more
women with child-care responsibilities choose to work part-time is not
sufficient to prove adverse-effects discrimination on the ground of sex (Grenon
v Canada, 2016 FCA 4 at para 41[Grenon]. A qualitatively different
impact of the law must be demonstrated; not just that more women than men are
adversely affected, but that some women are more adversely affected than the
equivalent group of men. The Respondent submits that this is not the case here.
[93]
The Respondent adds
that the Applicants’ proposed quasi-comparator group of full-time members who
take LWOP is inappropriate, noting that LWOP is a different employment status
and the ability to “buy-back” pension benefits is only available to
those who had full-time status before taking LWOP. Moreover, a mirror
comparator group is not required. The broader context of the legislative scheme
and the claimant within the scheme must be considered to assess the actual
effects of the provisions on substantive equality.
[94]
The Respondent
reiterates that there is no differential treatment or distinction on the basis
of any enumerated or analogous ground, but submits that, in the event that the
Court finds any distinction, it is not discriminatory.
C.
The principles from the
jurisprudence
[95]
The definition of discrimination articulated by
Justice McIntyre in Andrews v Law Society (British
Columbia), [1989] 1 S.C.R. 143 at para 19 [Andrews] is the starting point for any analysis:
I would say then that discrimination may be
described as a distinction, whether intentional or not but based on grounds
relating to personal characteristics of the individual or group, which has the
effect of imposing burdens, obligations, or disadvantages on such individual or
group not imposed upon others, or which withholds or limits access to
opportunities, benefits, and advantages available to other members of society. Distinctions
based on personal characteristics attributed to an individual solely on the
basis of association with a group will rarely escape the charge of
discrimination, while those based on an individual's merits and capacities will
rarely be so classed.
[96]
The approach to the analysis of whether a law or
other measure constitutes discrimination and violates the section 15 guarantee
of equal protection and benefit of the law has evolved to focus on substantive
equality. The definition, noted above, and the two stage test, first
established in Law v Canada (Minister of Employment and Immigration),
[1999] 1 S.C.R. 497 [Law], reiterated in R v Kapp, [2008] 2 S.C.R. 483, [Kapp] and in Withler, remains the framework for the analysis.
[97]
In Withler, the Supreme Court of
Canada stated the two stage test for discrimination:
(1) Does the law create a distinction based on an enumerated or
analogous ground?
(2) Does the distinction create a disadvantage by perpetuating prejudice
or stereotyping?
[98]
More recently, in Taypotat, the Supreme
Court of Canada emphasized that the focus of section 15 is on laws that draw “discriminatory distinctions” (at paras 16-17);
[16] The approach to s. 15 was most
recently set out in Quebec (Attorney General) v. A, [2013] 1 S.C.R. 61,
at paras. 319-47. It clarifies that s. 15(1) of the Charter requires a
“flexible and contextual inquiry into whether a distinction has the effect of
perpetuating arbitrary disadvantage on the claimant because of his or her
membership in an enumerated or analogous group”: para. 331 (emphasis
added).
[17] This Court has repeatedly
confirmed that s. 15 protects substantive equality: Quebec v. A, at
para. 325; Withler v. Canada (Attorney General), [2011] 1 S.C.R. 396, at
para. 2; R. v. Kapp, [2008] 2 S.C.R. 483, at para. 16; Andrews v. Law
Society of British Columbia, [1989] 1 S.C.R. 143. It is an approach which
recognizes that persistent systemic disadvantages have operated to limit the
opportunities available to members of certain groups in society and seeks to
prevent conduct that perpetuates those disadvantages. As McIntyre J. observed
in Andrews, such an approach rests on the idea that not every difference
in treatment will necessarily result in inequality and that identical treatment
may frequently produce serious inequality: p. 164.
[99]
In Withler, the Court explained (at paras
62-65) that mirror comparator groups are not required to establish a
distinction, but comparison as a contextual consideration continues to be
relevant at both steps of the analysis. With respect to
the first step, the Court noted at para 62, “[i]nherent in the word “distinction” is the idea that the claimant
is treated differently than others. Comparison is thus engaged, in that the
claimant asserts that he or she is denied a benefit that others are granted or
carries a burden that others do not, by reason of a personal characteristic
that falls within the enumerated or analogous grounds of s. 15(1).”
[100] The Court added that establishing indirect discrimination (i.e.
adverse effects) may be more difficult, at para 64:
. . . In other cases, establishing the
distinction will be more difficult, because what is alleged is indirect
discrimination: that although the law purports to treat everyone the same, it
has a disproportionately negative impact on a group or individual that can be
identified by factors relating to enumerated or analogous grounds. Thus in Granovsky,
the Court noted that “[t]he CPP contribution requirements, which on their face
applied the same set of rules to all contributors, operated unequally in their
effect on persons who want to work but whose disabilities prevent them from
working” (para. 43). In that kind of case, the claimant will have more work to
do at the first step. Historical or sociological disadvantage may assist in demonstrating
that the law imposes a burden or denies a benefit to the claimant that is not
imposed on or denied to others. The focus will be on the effect of the law
and the situation of the claimant group.
[Emphasis added]
[101] In Grenon, the Federal Court of Appeal found no direct
distinction based on an enumerated or analogous ground in the case of a
taxpayer who was denied a deduction for legal expenses incurred with respect to
the determination of child support payments. The Court noted at para 36, “[a] law which is neutral on its face may, unintentionally,
have a disproportionate or adverse effect on a group or individual, and if so,
satisfy the first step of the Withler analysis.”
[102] In Grenon, the Court highlighted the need to consider adverse
effects discrimination and framed the issue, at para 37:
. . . The question becomes whether paragraph
18(1)(a) and the definition of property in subsection 248(1), by indirectly
limiting the deductibility of payors’ legal expenses, intentionally or
otherwise, does so on the basis of a personal characteristic. If the answer to
that question is affirmative, the question becomes whether it is a
discriminatory distinction.
[103] In Grenon, the Court noted that the limited evidence
presented demonstrated that 92.8% of payors were men and based on this
evidence, the provisions of the ITA had a greater impact on men than on women.
However, the Court clarified that “this does not
necessarily translate into a finding that the effect is “adverse””, as
contemplated by section 15 and explained at para 39:
[39] This is the false syllogism that
underlies the appellant’s case. The appellant confounds the fact that virtually
all payors are men with the proof of adverse effect. While it is true that
virtually all payors are men, and that it is mostly men that are denied the
deduction, it is not a consequence of the legislation. There is no nexus
between what the ITA requires and the consequence.
[104] The Court added:
[41] . . . To establish a section 15
violation, the appellant must establish that the law, objectively applied, has
an adverse effect on men. The law, when applied to men as opposed to women,
must have a qualitatively different impact on men. A mere numerical imbalance
will not suffice. Just as the inquiry as to whether an impugned provision is
“discriminatory” is directed to the identification of substantive inequality,
adverse effect is equally infused with the requirement of substantive
discriminatory impact.
[105] The Court concluded, at para 43, that “[t]he Charter argument fails because
it confounds the underlying social circumstances with the consequences of the
law”, and added at para 44:
[44] In each case, it must be
established that the tax measure affects them because of or by reason of, a
prohibited ground, their gender, age or ethnicity, and not as a consequential
effect.
[106] More recently, in Thompson v Canada (Attorney General), 2016
FCA 253, the Federal Court of Appeal found that, although the applicant, a
civilian employee who was severely disabled in a crash of a Canadian Forces
aircraft, was treated differently than the military personnel who were also
injured in the crash, the differential treatment was not due to the nature of
the applicant’s disability but due to his employment status. The Court noted
the tragic circumstances, but found that the differential treatment based on
the applicant’s employment does not constitute discrimination on the basis of
an analogous ground pursuant to section 15.
[107] The relevant principles for step one of the analysis are summarized
as follows:
- Section 15 protects substantive equality. Substantive
equality seeks to prevent conduct that perpetuates arbitrary disadvantage because
of membership in an enumerated or analogous group.
- Discriminatory distinctions are those which have the effect of
perpetuating an arbitrary disadvantage because of membership in an
enumerated or analogous group.
- Not all differential treatment or distinctions that impose
burdens or deny benefits are discriminatory and, as a result, contrary to
the Charter.
- A mirror comparator group is not required to identify a
distinction. However, comparison is inherent in the notion of identifying
a distinction.
- Indirect or adverse effects discrimination focuses on the
effect of the law or measure on the group. Historical disadvantage may
demonstrate that the law imposes a burden or denies a benefit not imposed
on or denied to others.
- The qualitative differential impact must be assessed. Numerical
imbalances will not be sufficient to demonstrate that a law or measure is
discriminatory.
- Applied to the present case, the law must affect the Applicants
because of their sex or parental status and not as a consequence of this
status; there must be a “qualitative nexus between
the law and the group”
D.
The provisions of the
RCMPSA do not create a distinction on an enumerated or analogous ground
[108] To establish a prima facie violation
of subsection 15(1), the Applicants must demonstrate that the impugned
provisions of the RCMPSA have a disproportionate effect on them because of
their membership in an enumerated or analogous group (Taypotat, at para
21).
[109] Framing the issue as in Taypotat, the question becomes
whether the RCMPSA, which makes a distinction between part-time and
full-time members and prevents part-time members from contributing to their
pension at the full-time rate, has the effect of perpetuating an arbitrary
disadvantage on the Applicants because they are women and/or because of their
parental status which led them to work part-time.
[110] The RCMPSA does not, on its face, create any distinctions on an enumerated
or analogous ground. Any distinctions with respect to the pension and other
benefits to be paid to members on retirement are based on the eligibility
requirements of the plan (e.g. salary, years of service and part-time vs
full-time periods of employment).
[111] In the present case, the Applicants are not denied a benefit that
other part-time members are granted. Nor are they denied a benefit that other
full-time members are granted – because no part or full-time member can augment
their pension by making contributions in excess of those tied to the assigned
hours of work or employment status. The Applicants and Respondent agree that it is the impact or the
adverse effects as claimed by the Applicants that must be explored.
[112] The Applicant’s position is that the RCMPSA
has a resulting adverse impact on their pension benefits and that this impact
is because of their sex or parental status.
[113] Framing the issue as it was framed in Grenon, the question is
whether the RCMPSA provisions that tie
benefits to the employment status and assigned hours of work of the member
(full-time or part-time) and limit the part-time member’s ability to contribute
to their pension based on that status, do so on the basis of a personal
characteristic that falls within the enumerated ground
(sex) or analogous ground (parental status)?
[114] Subsection 15(1) protects substantive
equality. This recognizes that persistent systemic disadvantages have operated
to limit the opportunities available to members of certain groups in society
and that such disadvantages should not be perpetuated.
[115] The evidence provided by the Applicants
supports the view that the responsibility of child-care continues to
disproportionately fall upon women, regardless of their career obligations. The
social science research, gender-based studies of women in the Canadian
workforce, and earlier reports on the equality of women in the workforce
demonstrate that societal norms and expectations place women in a different
position than men, and that woman typically bear a greater burden in terms of
balancing competing work priorities with family obligations. The evidence also
shows that women represent a high percentage of the part-time work force,
particularly in the 25-44 age group.
[116] Although some studies are quite dated, Professor
Higgins refers to more recent studies, including the Police Study, which shows
that women remain primarily responsible for child-care in dual-earner families.
[117] The RCMP snapshot data, which is the only data available on part-time work and job-sharing in
the RCMP, shows that in May 2010, there were 22, 937 civilian and regular
members of the RCMP. Only 101 worked part-time, of which 31 were regular
members. Of the 31 regular members who worked part-time, 11 were in a
job-sharing arrangement. All of the job-sharers in 2010 (i.e. 100% of the 11) were women and over 60% cited child-care as one reason, if not the
only reason, for doing so.
[118] The snapshot data for May 2014 shows that
there were a total of 22,307 regular and civilian members of the RCMP. Only 92
members worked part-time, of which 29 were regular members. None worked in a
job-sharing arrangement.
[119] Although the Applicants submit that up to approximately 150 members
job-shared to meet child-care responsibilities since the inception of job-sharing,
there is no cumulative data to provide a reliable estimate. The limited
evidence provided by the snapshot data for 2010 and 2014 demonstrates a very
low number of part-time and job-sharers. Less
than half of one percent (0.41%) of all RCMP members work part-time, but those
who do are predominantly women and do so for child-care reasons. While the
impact of the inability to contribute to their pension more than their part-time
status would otherwise permit affects more women members with child-care responsibilities
who work part-time than other members who work part-time, this is only because
there are more women in this very small group.
[120] The social science research, including that
provided by Professor Higgins, describes the role of women in the workforce and
the multiple roles they fulfill. This evidence provides relevant context,
including that the Applicants’ reason for job-sharing reflects work-force
patterns for women more generally and for women in policing. However, as the Respondent notes, Professor Higgins is not an expert
in pensions and his opinion on “role overload”
and the strategies to address it, does not make any link with pension benefits.
[121] The limited data show that a very small
percentage of RCMP members works part-time. The fact that the majority of this
very small group who job-share and work part-time are women, most of whom cite
child-care as the reason for doing so, is consistent with Professor Higgins
research, but it does not establish that the RCMPSA is discriminatory.
[122] The Applicants’ claim that the fact that
more women job-share is sufficient to find discrimination based on sex cannot
succeed based only on the numbers. A more qualitative
assessment is required (Grenon).
(1)
Is the impact of the RCMPSA on the Applicants
adverse or disadvantageous?
[123] As noted in Taypotat, the distinction must have the effect of
perpetuating an arbitrary disadvantage. Not every difference in treatment will
constitute inequality. In the present case, a preliminary consideration in the
step one analysis is whether the claimed differential treatment or distinction
is adverse; i.e., does it result in a disadvantage?
[124] As described above, the Applicants’ evidence is that women who are
in a parental status disproportionately account for the small number of members
who job-share, and that they will take an “economic hit” on retirement compared
to others who did not job-share, compared to what their pension benefits would
be if they had worked full-time, and compared to those who take LWOP and then “buy-back”
their pension contributions.
[125] There is a general lack of evidence on the record to support the
Applicant’s claims of discrimination given the significant and wide-reaching
impact of the relief requested, including to find that provisions of the RCMPSA
violate the Charter, to read in language to specific provisions in this
complex scheme, and to direct a particular outcome. At the outset, I note that
there is limited evidence to determine whether there is an adverse impact in
terms of the “economic hit” on their pension.
[126] The “economic hit” the Applicants describe assumes that the only relevant benchmark is
to compare their pension benefits to the pension they would have received if
they had worked full-time throughout a 25 or 30 year career without considering
any other economic or other relevant factor. The Applicants also compare their pensions to those of other members
with the same years of service. However, this comparison assumes that these
other members had exactly the same best five years’ salary. There is no
evidence that this is the case; there could be wide variation based on
positions and salary.
[127] Ms. Fraser attests that her pension will be reduced due to her part-time
employment, but she does not elaborate. Ms. Pilgrim estimates that her pension
will be 5 % less annually after a 27 year career, due to job-sharing, but
provides only a hypothetical calculation. As noted above, the example provided by Ms. Rossignol, based on several
assumptions, shows that the pension would be 92% for a member who worked five
years part-time over a 30 year career. In the present case, none of the
Applicants worked more than three years in part-time status.
[128] The Applicants characterize their decision
to job-share as a difficult or reluctant choice given their patrol duties, shift
work and the need to ensure child-care, often in rural or remote areas, and to
meet other competing family responsibilities, but there is no evidence on the
record about other related considerations that may have influenced the Applicants’ decisions to job‑share. I acknowledge that the Applicants’ options
to meet their competing demands were limited. However, job-sharing may have
been an appealing option at that particular time. For example, there may have
been lower or no child-care costs and less stress, and there would have been
continuing income, albeit part-time, other benefits from employment and freedom
to choose whether and how to save in other ways for retirement in order to
augment their RCMP pension.
[129] There is also no evidence about the impact of continuing to work in
the job-sharing arrangement rather than taking LWOP, which the Applicants
propose as a contextual comparator. There is also little evidence about those
on LWOP. Ms. Fraser notes that she took LWOP for three years and later bought back
her pension benefits at a cost of $24,000. However, she would have been without
any income from the RCMP for that three-year period. For those on LWOP who did
not work elsewhere at all during that period, there would be economic
disadvantages that must be considered, even if the member on LWOP has the
option to buy-back their pension benefits. There is no evidence about how long
it takes to catch-up financially for the period of LWOP without any income, nor
is there any evidence about the challenges of reintegration. The Applicants
simply suggest that this group is better off.
[130] As noted, the data shows that very few
members chose to work part-time. There is no evidence to situate the Applicants
within the members who are women with parental status who did not choose
to job-share or work part-time.
[131] A broader contextual analysis means looking at the bigger picture.
This includes the benefits of job-sharing, which the Applicants acknowledge. Among
other things, they had more time with their children, different child-care
options and less stress. Ms. Fraser noted that she did not need child-care at
all while job-sharing as she had different shifts than her husband.
[132] The Applicants also benefitted in some ways from job-sharing
including that: they had income and employment benefits; they maintained their
skills; they were eligible to apply for other positions; they contributed to
their pensions on a pro-rata basis and accrued pensionable service at
the same rate as full-time members; and, they addressed the challenges of
balancing work and parental responsibilities. In addition, they will or do
receive a pension, albeit lower by an estimated average 5%.
[133] Although the Applicants describe the impact of the RCMPSA on them as
adverse, and their own evidence is that there is or will be a financial impact
on their pensions when only the pension is considered, in the overall context
and given the limited evidence on the record, it is difficult to conclude that
the impact is necessarily adverse.
(2)
If there is an adverse impact, is it
discriminatory?
[134] Accepting that the Applicants will receive
a reduced pension compared to the pension they would have received if they had
continuously worked full-time, and that this has an impact on them, and leaving
aside that the quantitative assessment of the “economic hit”
should take into account additional factors, I find, on an analogous basis as Grenon,
that the claimed distinction or differential treatment for the Applicants is
not because of their sex and/or their parental status. The distinction is
because they worked part-time in a job-sharing arrangement to meet the
competing demands of their child-care responsibilities and their career.
[135] As noted by the Federal Court of Appeal in Miceli-Riggins v Canada
Attorney General, 2013 FCA 158 at para 76 [Miceli-Riggins]:
The applicant alleges that the impugned
provisions have a disproportionately negative impact upon women. In making out
this claim, an indirect discrimination claim, the applicant must adduce
evidence showing that the impugned provision is responsible for the effect, not
other circumstances: Canada (Attorney General) v. Lesiuk, 2003 FCA 3. We
cannot just assume that the impugned provision is responsible:
If the adverse effects analysis is to
be coherent, it must not assume a statutory provision has an effect which is
not proved. We must take care to distinguish between effects which are wholly
caused, or are contributed to, by an impugned provision, and those social
circumstances which exist independently of such a provision.
(Symes v. Canada, [1993] 4 S.C.R. 695
at paragraph 134.)
[136]
Objectively applied, the RCMPSA does not have an
adverse effect on women. It does not have a qualitatively different impact on
women and women in a parental status as opposed to men or other RCMP members
who are not in parental status, but have worked part-time in their careers.
[137] The fact that the vast majority of
part-time members and members in a job-sharing arrangement are women, and that
these job-sharers do not have the option of contributing to their pension at
the full-time rate, is not a consequence of or connected to the provisions of
the RCMPSA. The “trigger” is whether the member works
part-time. This is not connected to the RCMPSA. Rather, this is based on the
decisions the member makes, as difficult as those may be, as a family to
balance work and child care, by having one parent, usually the woman, work part‑time
for a few years.
[138] There is no qualitative nexus between the requirements of the RCMPSA
and the consequences to women and women with parental status who job-shared.
The underlying social consequences which led them to job-share and to work
part-time does not turn the impugned provisions of the RCMPSA that base pension
contributions on part-time or full-time status into discriminatory
distinctions.
[139] As in Grenon at para 43 “[t]he
Charter argument fails because it confounds the underlying social circumstances
with the consequences of the law.”
[140] However, in the event that I am wrong in my
finding, and if the distinction or differential treatment for the Applicants
and any adverse impact on their pension that results is because of their
personal characteristics as women and/or their parental status (which, in turn,
led them to work part-time), the second step of the analysis will be conducted.
IX.
Step 2 – Does the distinction create a disadvantage by perpetuating prejudice or stereotyping?
A.
The Applicants’
Submissions
[141] The Applicants submit that the distinction
or differential treatment in the RCMPSA perpetuates the disadvantages
for women in the workforce. In addition, the RCMPSA unfairly and arbitrarily
affects women’s ability to freely choose how to balance their career and family
responsibilities.
[142] The Applicants note that the RCMP was well aware of the impact on
them yet it did not pursue legislative changes. The
Applicants submit that the RCMP’s failure to provide a rationale has been
provided which further demonstrates that the differential treatment is
arbitrary and illogical.
[143] The Applicants note that
historically, women have been disadvantaged in the workplace largely due to
discriminatory beliefs and attitudes about the role they should play in society
as mothers and caregivers. Policing,
a traditionally male profession, is a work environment in which historic
patterns of discrimination against women in the workforce are amplified. Patrol
duties, including shift work, and working in rural or isolated communities,
create greater challenges for balancing work and child-care obligations.
[144] The Applicants also note that pensions have
been highlighted as a source of inequality for women as they typically reward
permanent, full-time, and long-service employment, in other words, “male pattern” employment. The 1984 Report of the
Commission on Equality in Employment and the 1980 Report of the Royal Commission
on the Status of Pensions in Ontario found that facially neutral pension rules
had an adverse effect on women. Although changes have been made to promote
equality, the Applicants submit that more needs to be done.
[145] The Applicants argue that the impact of the
RCMPSA provisions exacerbates the pre‑existing disadvantages and perpetuates
stereotypes. They submit that the differential pension treatment perpetuates
the discriminatory attitude that women who choose to balance work and family
obligations are less valued adding that this is demeaning.
[146] The Applicants also submit that the RCMPSA
promotes a stereotype that women should either be full-time caregivers or
full-time members of the labour force, but they cannot be both at the same
time. They add that women who take LWOP to meet their family responsibilities
are “rewarded” with the option to “buy-back” their pension benefits and, in contrast, those who
work part-time and job-share are “penalized”.
B.
The Respondent’s
submissions
[147] The Respondent submits that if the Court
finds any distinction in the RCMPSA, it is not discriminatory. The Respondent
characterizes the Applicants’ claim as seeking an additional benefit that is
not available to any member; denying this additional benefit does not constitute
discrimination.
[148] The fact that the RCMPSA is more
restrictive than the Applicants prefer does not mean it is discriminatory. The
RCMPSA does not deny them a benefit in a way that reinforces, perpetuates or
exacerbates a disadvantage or stereotype.
[149] The Respondent again submits that the
disadvantage the Applicants claim flows from their child-care responsibilities,
which affected their ability to work full-time as RCMP officers. The impact of
their decision to work part-time on their pension benefits is an independent
circumstance that is not exacerbated by the RCMPSA.
[150] In assessing whether any distinction within
a social benefits scheme, which includes a pension plan, perpetuates a
disadvantage or stereotype, the Court must consider the broader and special context
of such legislation. Judicial restraint should be exercised when social benefit
programs are challenged given the impact to legitimate government interests
that may result. Distinctions arising under social benefits legislation will
not lightly be found to be discriminatory (Miceli-Riggins, at para 57).
[151] The Respondent highlights the need to
consider the ameliorative effect of the RCMPSA as well as the multiplicity of
interests it seeks to address (Withler at para 38). The aim of RCMPSA is
to provide benefits to members, not to off-set child care responsibilities or
costs. All benefits are tied to the employment status and assigned hours.
[152] The Respondent notes that there are other
advantages of the RCMPSA and related legislation, including provisions that
specifically aim to support women and members with child‑care
obligations, such as maternity and parental leave and job protection. The
Applicants acknowledged the benefits of the job-sharing program. There is no
evidence, other than a hearsay comment by one affiant, to suggest that the
pension implications of job-sharing deterred the Applicants or any other women
from joining the RCMP.
[153] The Respondent further notes that the
Applicants do not allege that women, mothers, or parents are significantly more
likely to work part-time. Women represent 26.5% of all RCMP members, but less
than 0.5% of all members who work part-time. In other words, the vast
majority of women, mothers and parents work full-time.
C.
Principles from the
Jurisprudence
[154] In Taypotat, at paras 16-18, the Supreme Court of
Canada emphasized that the focus of section
15 is on laws that draw “discriminatory
distinctions”; i.e. those that perpetuate
arbitrary disadvantage because of membership in an enumerated or
analogous group. The Court noted at para 21:
[21] To establish a prima facie
violation of s. 15(1), the claimant must therefore demonstrate that the law at
issue has a disproportionate effect on the claimant based on his or her
membership in an enumerated or analogous group. At the second stage of the
analysis, the specific evidence required will vary depending on the context of
the claim, but “evidence that goes to establishing a claimant’s historical
position of disadvantage” will be relevant: Withler, at para. 38; Quebec
v. A, at para. 327.
[155] Earlier, in Kapp, at para 19, the Supreme Court of Canada
noted that in Law, discrimination was viewed in terms of the impact on
the “human dignity” of members of the claimant group, having regard to four contextual
factors. The Court explained, at para 22, that Law had advanced the
understanding of substantive equality, but that the concept of human dignity
was difficult to apply. The Court clarified, at paras 23-24, that Law
did not create a new test, and explained how the contextual factors in Law should
be applied, noting that the focus is whether disadvantage and stereotyping are
perpetuated.
[156] In Withler, at paras 35 and 36, the Supreme Court of Canada
described the two ways that substantive inequality may be established: first, by
showing that the law, in its purpose or effect, perpetuates prejudice and
disadvantage to members of a group on the basis of personal characteristics (
i.e. on enumerated or analogous grounds); and second, by showing that the “disadvantage imposed by the law is based on
a stereotype that does not correspond to the actual circumstances and
characteristics of the claimant or claimant group”.
[157] The Court explained that perpetuating a disadvantage “typically occurs when the law treats a
historically disadvantaged group in a way that exacerbates the situation of the
group”.
[158] The Court added at para 37:
Whether the s. 15 analysis focusses on
perpetuating disadvantage or stereotyping, the analysis involves looking at the
circumstances of members of the group and the negative impact of the law on
them. The analysis is contextual, not formalistic, grounded in the actual
situation of the group and the potential of the impugned law to worsen their
situation.
[159] The Court also noted that a mirror comparator group is not required,
as such an approach could mask the assessment of substantive inequality.
Rather, the approach should look “at the full context, including the situation of the claimant group
and whether the impact of the impugned law is to perpetuate disadvantage or
negative stereotypes about that group” (at para
40). However, comparison still plays a role in assessing the broader context,
(at para 65),
At this step, comparison may bolster
the contextual understanding of a claimant’s place within a legislative scheme
and society at large, and thus help to determine whether the impugned law or
decision perpetuates disadvantage or stereotyping. The probative value of
comparative evidence, viewed in this contextual sense, will depend on the
circumstances.
[160] The Court also provided guidance about the analysis required where
social benefits legislation and pension programs are at issue, noting, at para
38, that “the ameliorative
effect of the law on others and the multiplicity of interests it attempts to
balance will also colour the discrimination analysis.” The Court elaborated on the relevant considerations at para 67:
In cases involving a pension benefits
program such as this case, the contextual inquiry at the second step of the s.
15(1) analysis will typically focus on the purpose of the provision that is
alleged to discriminate, viewed in the broader context of the scheme as a
whole. Whom did the legislature intend to benefit and why? In determining
whether the distinction perpetuates prejudice or stereotypes a particular
group, the court will take into account the fact that such programs are
designed to benefit a number of different groups and necessarily draw lines on
factors like age. It will ask whether the lines drawn are generally
appropriate, having regard to the circumstances of the persons impacted and the
objects of the scheme. Perfect correspondence between a benefit program and the
actual needs and circumstances of the claimant group is not required. Allocation
of resources and particular policy goals that the legislature may be seeking to
achieve may also be considered.
[161] In Miceli-Riggins, the Federal Court
of Appeal considered the applicant’s claim that her ineligibility for
disability benefits pursuant to the Canada Pension Plan, RSC 1985, c. C-8, [CPP], violated her equality rights. The Court noted the principles in Withler,
including that “perfect
correspondence” is not required.
[162] The Court reiterated, at paras 59 and 60, that not all
distinctions amount to discrimination and that a section 15 violation cannot be
found simply because “social
benefits legislation leaves a group, even a vulnerable group, outside the
benefits scheme”. The Court also observed the
caution of the Supreme Court of Canada in Withler, that the
assessment of whether social benefits legislation offends section 15 requires a
sensitive assessment. The contextual analysis regarding a social benefits
scheme must consider the goals of the scheme and what its architects intended
to achieve or address.
[163] In Canada (Attorney General) v Lesiuk, 2003 FCA 3, [Lesiuk]
the Federal Court of Appeal found that the claimant’s
eligibility for Employment Insurance benefits was affected by her parent-child
status and child-care responsibilities. Although the Court found that the
differential treatment was based on an analogous ground, it concluded that the
differential treatment was not discriminatory (at para 38).
[164] The Court noted that while women may have
historically faced barriers in entering the workforce which are rooted in
stereotypes and prejudices, the claimant had not established that in the
context of the employment insurance regime there was a history of disadvantage,
stereotyping, vulnerability or prejudice.
[165] The relevant principles regarding the analysis at step two were
summarized in Withler, at para 54:
In summary, the theme underlying virtually
all of this Court’s s. 15 decisions is that the Court in the final analysis
must ask whether, having regard to all relevant contextual factors, including
the nature and purpose of the impugned legislation in relation to the
claimant’s situation, the impugned distinction discriminates by perpetuating
the group’s disadvantage or by stereotyping the group.
[166] The other guiding principles for step two, which are primarily drawn
from Withler, are:
- The claimant must first demonstrate that the law at issue has a
disproportionate effect because of his or her membership in an
enumerated or analogous group (step one); if so, the analysis proceeds to
step two.
- Substantive inequality, or discrimination, may be established
by:
- Showing that the impugned law, in its purpose or effect,
perpetuates prejudice and disadvantage to members of a group on the basis
of their personal characteristics. Perpetuation of disadvantage typically
occurs when the law treats a historically disadvantaged group in a way
that exacerbates the situation of the group.
- Showing that the disadvantage imposed by the law is based on a
stereotype that does not correspond to the actual circumstances and
characteristics of the claimant or claimant group.
- In determining whether a social benefits scheme creates a
distinction and perpetuates a disadvantage, the contextual analysis
includes consideration of the ameliorative effect of the law or scheme,
the multiplicity of interests it seeks to balance, the intended beneficiaries,
whether the lines have been drawn appropriately vis a vis the
intent of the scheme and the persons impacted, the allocation of resources
and the policy goals of the architects of the scheme.
- Perfect correspondence between a social benefits scheme and the
needs and circumstances of its claimants is not required.
- Not all distinctions amount to
discrimination; a section 15 violation cannot be found simply because “social benefits legislation leaves a
group, even a vulnerable group, outside the benefits scheme” (Miceli-Riggins, at para
59).
D.
The distinction does not create a disadvantage
by perpetuating prejudice or stereotyping
[167] If the impugned provisions of the RCMPSA
create a distinction on the ground of sex and/ or parental status, step two of
the analysis requires the Court to consider whether this perpetuates disadvantage and prejudice or is based on stereotyping. A broader contextual analysis is required, including
consideration of the nature and purpose of the RCMPSA in relation to the
circumstances of the Applicants as women with parental status.
(1)
No disadvantage is perpetuated
[168] The historic disadvantages to women in the workforce are well
documented in the social science literature, including the 1984 Report of
the Commission on the Equality in Employment which noted, among other
things, that gender equality is not possible if the assumption continues to be
that women have the primary responsibility for child-care. More recent reports
demonstrate that women continue to make up a larger proportion of the part-time
labour force, particularly in the 25-44 age category when they are most likely
to be raising children. The 2010 Statistics Canada Report, Women in Canada:
a Gender-based Statistical Report-Paid Work, indicates that the proportion
of women who cite child-care as the reason for working part-time is
significantly higher than men who cite child care as the reason.
[169] The 1984 Report and the 1980 Report of the Royal Commission on
the Status of Pensions in Ontario note that women require financial security
in their earning years along with other measures in order to be financially
secure in retirement. However, since that time, there have been many changes,
including the enhancement of employment insurance, expansion of maternity and
parental leave, provisions for leave without pay, provisions that protect a job
while an employee takes leave, and job-sharing. In addition, vesting periods
for pensions have changed. The disadvantages that women previously experienced
in terms of employment and reduced pension income have been addressed and
ameliorated to some extent.
[170]
In the present case, the issue is whether the
RCMPSA perpetuates the historic disadvantage. As the Applicants note,
policing is traditionally a male dominated profession, women were not members
of the RCMP until the mid-1970s, and the demands of patrol duties, shift work
and rural and isolated postings are particularly challenging for women with
children. However, there is no evidence that the RCMPSA was or is a
disincentive in the recruitment of women to the RCMP. The Applicants did not provide any evidence that the RCMPSA
deterred them, or anyone else, from joining the RCMP. As the
Respondent’s affiants explain, the RCMPSA provides the same pension benefits to
all members. It would likely be regarded, as are the other public service
plans, as a good plan and an incentive to prospective employees.
[171] There is no evidence of any historic disadvantage to women or women
with parental status arising from this pension plan.
[172] The Respondent’s affiants explained how the RCMPSA and the PSSA
operate and how benefits are calculated. This portrays a stable and reliable
pension plan, managed to ensure retirement income for all members from the date
of retirement to death. The RCMPSA treats all members the same. The pension benefit is determined by a
formula, without regard to sex or any enumerated or analogous ground. The
pension benefits of each member will vary depending on input to the formula. The
Applicants have not provided any evidence about the historic or current
disadvantages of the RCMPSA other than their inability to “buy-back” full-time pension benefits for part-time
periods of employment resulting in their reduced annual pension benefit.
[173] Although the Applicants argue that the
RCMPSA has a different nature and purpose than the Employment Insurance
scheme and the CPP, the principles in Withler and Miceli-Riggins
regarding social benefits schemes remain applicable. The effect of the impugned
provisions of the RCMPSA on the Applicants cannot be considered in
isolation from the plan as a whole. All relevant considerations, including the ameliorative effects of the RCMPSA, the multiplicity of
interests it seeks to balance, the intended beneficiaries, the policy goals of
the architects of the RCMPSA, and whether the lines have been drawn
appropriately vis a vis the intent of the plan and the persons impacted,
as well as the resource implications, must be taken into account.
[174] As noted above, in Miceli-Riggins, the
Federal Court of Appeal reiterated at paras 76-79 that Courts cannot insist on “[p]erfect correspondence between a benefit
program and the actual needs and circumstances of the applicant group”, and that the exclusion of “a group, even a vulnerable group” from the benefits scheme does not
automatically constitute a section 15 violation.
[175] The Applicants have not been excluded or left out of
the RCMPSA; they receive pension benefits, albeit reduced by an approximate
estimate of 5%, reflecting up to three years job‑sharing in part-time
status. The denial of the option to “buy-back”
or contribute at the full‑time rate to their pension does not perpetuate
a disadvantage or a stereotype.
[176] The RCMPSA does not permit members to
augment their retirement income by making contributions that exceed those based
on assigned hours or employment status. Where would the line be drawn, if not
at employment status? Why would the Applicants be permitted to augment their
retirement income in this way and not other members who work part-time to meet
other equally challenging and worthy demands, for example, for elder care or
for personal mental health?
[177]
The RCMPSA
has an overall ameliorative effect on all members who contribute and later
receive a pension, who are the intended beneficiaries. The RCMPSA permits
pensionable service to accrue (one year equal one year) for part-time and full-time
at the same rate, but pro-rates both contributions and benefits to reflect
periods of part-time employment, as do other public service plans. The line is
drawn at calculating pension benefits based on employment status and, as
described by the Respondent’s affiants, years of service and the best five
years of salary. The formula applied based on these criteria ensure overall
fairness to all contributors and the integrity of the plan. There may be many
unique needs among the retirees that are not perfectly met, but the overall
goal of providing retirement income is met.
[178] In Miceli-Riggins, the claimant had
not qualified for disability benefits under the CPP because she did not meet
the minimum contribution requirements due to, among other circumstances, being
out of the workforce due to the birth of her child. The Federal Court of Appeal
found that the claimant failed to meet the contributory requirements of the CPP
not because she was a woman, but because of her personal circumstances.
[179]
Just as in Miceli-Riggins,
the Applicants were not able to make contributions at the full-time rate and to
receive full pension benefits on retirement because they did not meet a
requirement of the plan. The Applicants’ allegation that the pension plan
denies them the ability to freely choose how to balance their career and family
is an exaggeration. The RCMPSA does not interfere with the choices made
by the Applicants at all. The Applicants’ job-sharing MOA alerted them to the
financial implications and to the need to explore the legal and pension
implications of job-sharing. The Applicants were aware during (or shortly
after) their period of job-sharing that they were not able to contribute at the
same rate as full-time members and that their benefits on retirement could be
affected. The Applicants were not prevented from making savings or purchasing
RRSPs to augment their retirement income.
[180]
The
Applicants could have opted for LWOP. While they would have had the option to
buy-back full-time pension benefits for the period on LWOP if they had been
working full-time when their LWOP commenced, they would have still been without
any income for the LWOP period. The Applicants noted the benefits of
job-sharing. Clearly their own evidence undermines their allegation that the
pension plan denies them freedom to choose how to balance their competing
demands.
(2)
No stereotype is
perpetuated
[181] The Applicant’s assertion that the RCMPSA perpetuates a stereotype
that there are only two roles for women, either as a full-time caregiver or a
full-time member, and that those who seek to combine those roles are less
worthy or not valued is simply a theory of the Applicants. There is no evidence
of any such stereotype.
[182] In Lesiuk, the Federal Court of Appeal found at para 45:
These requirements do not create or
reinforce a stereotype that women should stay home and care for children. Nor
do these requirements affect the dignity of women by suggesting that their work
is less worthy of recognition. Anyone who works the requisite number of hours
in their qualifying period will qualify. It would stretch reason to imagine
that reasonable persons in the respondent's situation would feel themselves any
less valuable as a worker or as a member of society by the mere fact of having
narrowly fallen short of qualifying for EI benefits in a given year. Rather, I
would imagine that a reasonable person would simply feel that they had narrowly
missed qualifying because of an unfortunate confluence of events.
[183] In Miceli-Riggins the Federal Court of Appeal noted that:
[47] Discrimination works
a personal sting upon the individual, assaulting his or her dignity by
labelling the individual, for reasons outside of his or her control, as being
unworthy of equal respect, equal membership or equal belonging in Canadian
society: Law, supra at paragraphs 47-53.
[184] In the present case, no reasonable person would regard the
Applicants, who worked part-time and job-shared, as any less worthy of
recognition or respect. A reasonable person would regard the reduced pension as
simply reflecting the Applicant’s part-time status while job‑sharing. As
in Miceli-Riggins, at para 84, the conclusion is not that the Applicants
are deserving of less
worth but that the benefits were not provided because “technical qualification requirements were
not met”.
[185] To the extent that human dignity plays a role in assessing
discrimination, there is no “personal sting” or “singling out” of the Applicants. The Applicants’
ability to job-share, maintain their skills, and be more fully engaged in their
children’s care while young is likely highly regarded and valued. They
contributed to the pension plan while job-sharing and had all other employment
benefits. They returned to full-time duties and had long careers in the RCMP.
They were not encouraged to stay out of the work force. Ms. Fraser was asked to
return early from her LWOP to job-share with another member, which suggests
that she was indeed valued by the RCMP.
[186] The social science evidence on
the record demonstrates that even in the 21st century women
continue to face barriers in the work place, many of which are due to the
daunting challenges of balancing family and career. Women assume a disproportionate responsibility for child-care
and may pursue alternative arrangements, including part-time work, to balance
work and family and to maintain expertise and contribute their skills to their
employer and their children. The Applicants describe how they have done so. That
the Applicants found a way to meet the challenges and later returned to
full-time duties and had long careers in the RCMP is an example of more
flexible arrangements that now exist to address the challenges. But nothing is
perfect, and the fact that the RCMPSA does not perfectly correspond to the
Applicants’ needs does not mean that the RCMPSA is discriminatory.
[187] The denial of the option to “buy-back” pension contributions at the full-time rate and the
impact on the Applicants’ pension benefits appears, at first reaction, to be
out of step with the options available to those on LWOP, and perhaps illogical.
But the analysis reveals that the RCMPSA does not discriminate against the
Applicants because they are women and/or because of their parental
status. The impugned provisions of the RCMPSA do not violate subsection 15(1)
of the Charter.
ANNEX
A
The
evidence
The Applicants’
Affiants
Joanne Fraser
Ms. Fraser describes
that she joined the RCMP in 1988, married an RCMP member in 1991 and had
several postings, including in small communities. Ms. Fraser had her first
child in 1993 and returned to full time duties after a six month maternity
leave. She describes the challenges of returning to patrolling duties on 10
hour shifts while her husband had 12 hour shifts, finding child-care, and
generally dealing with the many other circumstances that arise while caring for
a young child.
In 1996, Ms. Fraser had her second child. Due to very limited
child-care options in the community, she began a five year LWOP following her
six month maternity leave. After being on LWOP for three and a half years, she
was approached to job-share with another member and returned to operational
duties in September 2000. Ms. Fraser states that before agreeing to the
job-sharing arrangement she inquired and was advised that job-sharing was
considered to be LWOP and it would not be a problem to “buy-back”
her pension.
Ms. Fraser described the benefits of job-sharing including easing
the transition back into policing, regaining skills and confidence and
lessening the worry regarding child-care and family obligations.
Upon a transfer to Ottawa in 2003 and a return to full-time duties,
she inquired about “buying‑back” pension
contributions for the time spent job-sharing and on LWOP. She was advised that
she could only “buy-back” the contributions for
the period on LWOP.
With respect to the impact, Ms. Fraser notes that she will have to work
longer to receive her full 25 year pension and will have a lower monthly
pension. She notes that if she had not agreed to return from LWOP to job-share
with another member, the other member could have lost her job‑sharing
position or the RCMP could have lost two members. She notes the benefits of job
sharing for the RCMP, the communities they worked in and the maintenance and
honing of their policing skills while job-sharing.
Alison Pilgrim
Ms. Pilgrim joined
the RCMP in 1987, married in 1994 and had her first child in 1995. She returned
to work after a six-month maternity leave. Ms. Pilgrim notes the stress of
being torn between the demands of excelling at policing and at motherhood. In
1998, her second child was born. She applied to job-share upon her return from
maternity leave. She found a partner to job‑share and returned to the
RCMP in 1999.
Ms. Pilgrim described the benefits of job-sharing including reduced
stress and meeting the demands of both policing and motherhood.
Ms. Pilgrim notes that her job-sharing MOA was silent on the issue
of purchasing pension benefits. She adds that she viewed the time not worked as
LWOP and, as such, that she could “buy-back” the
pension entitlement in the same way as those on LWOP. She adds that a
compensation specialist advised her that the time she did not work while
job-sharing was LWOP. However, the Proposed Changes to the RCMPSA released by
the RCMP PAC in 2000 did not address this issue. Ms. Pilgrim then wrote to the
Commissioner to voice her concerns.
Ms. Pilgrim also filed a grievance in 2000. The RCMP ERC found that
there was nothing to prevent the RCMP from allowing her or other job-sharers to
“buy-back” their pension contributions. However,
the RCMP Acting Commissioner did not accept the recommendations of the ERC and
dismissed the grievance.
With respect to the impact, Ms. Pilgrim estimates that her
retirement income will be reduced by 5% annually. She also notes that the
policy has caused her stress with respect to how she will financially manage in
retirement. In addition, it has changed her once positive view of the RCMP; the
situation demonstrates to her that the RCMP does not value women members or
members with children.
Colleen Fox
Ms. Fox joined the
RCMP in 1987, married another RCMP member in 1989, and was posted along with
her husband to a small community in Newfoundland. She had her first child in
1990 and returned to full-time duties after a six-month maternity leave. She
notes the challenges of finding child-care for her son, who had serious health
issues, in a small community and the juggling between her husband’s shifts and
her own shifts to ensure all of her son’s needs were met.
Following the birth of her second child in 1993, Ms. Fox took a
six-month maternity leave and again returned to full-time patrol duties. Ms.
Fox describes that opposite shifts, two children with health conditions, and
finding child-care exacerbated a difficult situation. She inquired about part-time
work and transfers to the city but both were denied. Faced with no other
options, she retired in June 1994. Ms. Fox notes that in her exit interview she
explained that she felt forced to leave the RCMP.
Ms. Fox inquired about job-sharing upon learning of the policy. In
2000, she re-enrolled in the RCMP and job-shared with another member, although
this required her to commute 200 km daily. Ms. Fox describes the benefits of
job-sharing, including easing the transition back to policing, and meeting her
family and home responsibilities. Ms. Fox also notes the benefits to the RCMP,
pointing to her positive performance appraisals, and for the community the
job-sharing members served.
Ms. Fox explains that she returned to full-time duties in 2002 with
the benefit of her skills and confidence regained and the benefits of an easier
transition for her children.
With respect to the impact, Ms. Fox states that denying her the
right to “buy-back” the pension contributions
for the time she job-shared sends the message that women who have children are
not wanted in the RCMP. She states that if she had known that she could not “buy‑back” this time, she would not have
returned to work in 2000 but would have remained at home until 2002 and then
returned full-time, despite a more difficult reintegration.
Nancy Noble
Ms. Noble joined the
RCMP in 1985, married in 1994 and had her first child in 1996. She returned to
work after a six-month maternity leave in 1997 and was transferred to a
position to avoid shift work, due to a recently diagnosed medical condition.
She explains that she inquired about part-time work but was advised this was
not available.
After the birth of her second child in 1998, she inquired again
about part-time work and ultimately found a member to job-share with. The
job-sharing arrangement began in February 1999. She was soon advised that she
would not be able to “buy-back” the pension for
time not worked. Ms. Noble viewed this as an oversight and made additional
inquiries, liaised with other members who were job-sharing and wrote to the
Commissioner in 2000. Ms. Noble also notes the supportive position of the RCMP
PAC.
Ms. Noble explains that her job-sharing was attached to a particular
position which was discontinued and she returned to full-time duties in
September 2000. Due to the demands of juggling work and family, her husband
left his job and she continued to work full-time.
Ms. Noble grieved the decision or response from the RCMP
Compensation Section which advised her that she could not make pension
contributions retroactively for the time she spent job-sharing. The ERC found
that the grievance had merit and recommended that the RCMP Commissioner allow
the grievance and conduct a review into the discriminatory aspects of the
pension policy for job-sharers. In 2010, the RCMP Acting Commissioner denied
the grievance and found that the RCMPSA prevented the RCMP from treating the
time not worked as LWOP.
With respect to impact, Ms. Noble notes that in her view, the
situation is unfair and creates barriers to female members of the RCMP.
Christopher
Higgins
Professor Higgins is a professor at the Richard Ivey School of
Business at the University of Western Ontario. He describes that his research
focuses on work and family issues and its impact on individuals and
organizations, which he refers to as “role overload”.
Professor Higgins describes “role overload”
as a form of role conflict in which a person perceives that the collective
demands of their multiple roles exceeds their available time and energy
resources, thereby making the person unable to adequately fulfill the
requirements of their various roles. Role overload exists when work interferes
with family obligations or when family obligations interfere with work to the
extent that the person feels the stress of never having enough time. Simply
put, it means too many responsibilities and too little time to attend to them.
Professor Higgins describes the extensive research he has conducted,
including with Professor Linda Duxbury, on work/life conflict. He notes that
the research reveals that high levels of role overload were associated with
higher levels of stress, depression, absenteeism, and decreased satisfaction
with both family and work. He notes that factors that increase role overload
include workplace culture, childcare availability, and shifting rather than
fixed schedules.
Professors Higgins and Duxbury’s 2009 study of work and family
issues (Coping with Overload and Stress: Men and Women in Dual Earner
Families published in 2010) reveals that competing work and family tensions
are more often felt by women and that women in dual income families report
higher stress than their male partner. Women were more likely than men to
respond to the overload by scaling back at work and cutting back on outside
activities, among other strategies.
In 2012, Professors Higgins and Duxbury conducted a study of 4500
police officers working for 25 police forces. Their Report, Caring for and
about those who serve: Work-life conflict and employee well being within
Canada’s Police Departments [the Police Study] , provides data about gender
and work- life balance and an analysis of the data.
Professor Higgins states that the data which shows that women
officers who are part of a dual career family are more likely to assume
child-care responsibilities than men. Professor Higgins notes that this is
consistent with his other research which concluded that women continue to
assume traditional roles in the home despite increasingly taking on greater
roles in the workplace. He adds that unpredictable and rotating shifts are a
predictor of role overload.
This research combined with previous research leads Professor
Higgins to conclude that even in non-traditional professions such as policing,
women are more likely than their male counterparts to scale back at work to respond
to role overload and work-life conflict.
Professors Duxbury and Higgins make recommendations to Canadian
police forces in their 2012 Police Study, including that members should be
permitted to job-share when faced with increased role overload. Professor
Higgins opines that allowing job-sharing or working part‑time is the most
effective way to reduce the risk of role overload among police officers and
that this would be particularly beneficial to women in policing.
The Respondent’s Affiants
Shelley Rossignol
Ms. Rossignol is the
Legislative and Regulatory Analysis in the Pension Services Group of the RCMP
with over 15 years’ experience.
Ms. Rossignol describes the RCMP pension plan (the RCMPSA), part-
time employment generally and in the RCMP, LWOP and job sharing. Ms. Rossignol
explains the difference between pensionable service and pension benefits and
how pension benefits are calculated (i.e. the amount the retired member will
receive). Ms. Rossignol also clarifies some of the information included in the
affidavits of the Applicants.
Ms. Rossignol explains that under the RCMPSA, RCMP members make
contributions, accrue years of pensionable service, and earn pension benefits
commensurate with their employment status at the contribution rates determined
by the Treasury Board of Canada. RCMP members are compensated through salary
and benefits set by Treasury Board under section 22 of the RCMP Act. As a
benefit of their employment, they participate in a contributory defined benefit
pension plan. The terms of the pension plan are set out in the RCMPSA and the
Regulations. The RCMPSA is a registered pension plan under the ITA, and is
subject to the provisions of the ITA and the ITA Regulations.
Ms. Rossignol explains that “job-sharing”
is not defined in the RCMPSA or its Regulations. The RCMPSA and its
Regulations refer to a member as part- time or full-time, and pension benefits
are determined according to this status. Part- time members contribute to their
pension at the same rates as full-time members, but their contributions are
based on the agreed upon weekly working hours. Pension benefits are also pro-rated
to account for any part- time service. Ms. Rossignol provides several
examples to demonstrate the calculations for a member who worked full-time for
the majority of their career and part time for two or three years of a 25˗30
year career.
Ms. Rossignol notes that there are no provisions in the RCMPSA or
the Regulations to allow part- time members to “buy-back”
full-time pension benefits just as there are no provisions to permit full-time
members from purchasing additional pension benefits which exceed the number of
hours assigned in order to augment their retirement income. This is consistent
under all federal public sector pension plans.
She added that it is common for members and others to supplement
their pension income with other sources of income such as RRSPs, savings and
other investments.
Under the ITA and the ITA Regulations, a registered pension plan may
provide that a plan member may make additional pension contributions to
purchase a full-time benefit in respect of an “eligible
period of reduced pay”. These provisions of the income tax scheme are
optional for a registered pension plan. She explains that in order for the
Minister of Public Safety and Emergency Preparedness to introduce pension
provisions for a period of reduced pay for RCMP members, legislative change
would be required.
Ms. Rossignol explains that periods of LWOP are pensionable and
require mandatory contributions from members upon their return to work. The
member must contribute for a three month period and can then elect to
contribute for some or all of the remaining period. A member could also elect
to “buy-back” at a later date, but would be
required to do so at their prevailing salary. She explains that if a member is
full-time immediately prior to their LWOP, their pension contribution would be
based on full-time hours. If the member part- time prior to LWOP, their pension
contributions would be based on their part-time hours and they would receive a
pension benefit for the LWOP period to reflect their part-time status.
Ms. Rossignol notes that part-time employment has been available to
members of the RCMP since 1985. She explains that the job-sharing policy is a
form of part-time employment and was implemented in 1997.
Ms. Rossignol notes that job sharing was introduced to facilitate
work-life balance for members of the Force who, due to personal or family
circumstances, would benefit from being able to work part-time instead of
taking extended leaves of absence in the form of LWOP. It was viewed as
mutually beneficial because it enabled members to remain operationally
connected to the RCMP while having a work schedule that better accommodated
their individual circumstances.
Ms. Rossignol describes the policies that govern job-sharing,
including that MOA must be signed by members who wish to job-share. The MOA
states that it supersedes any prior oral or written representations that may
have been made to the member entering into the job-sharing arrangement. The MOA
also states that the member can request full-time employment in the future, that
if the members hours are increased to full-time they will be provided with a
written explanation of their benefits, and that members acknowledge their
benefits and that they had had the opportunity to obtain legal and financial
advice. The benefits applicable to job-sharers are set out in an appendix to
the MOA and the calculations for salary and pension contributions are set out
in a separate appendix.
Ms. Rossignol also provides data which shows that the rate of
job-sharing or part-time employment by regular members has been low. The
snapshot data for 2010 and 2014 shows that 100% of regular and civilian members
who were job-sharing were women, with a significant majority citing child-care
as the reason for doing so. Other reasons cited included returning to school,
caring for the elderly and medical reasons.
Ms. Rossignol notes that all the Applicants signed MOAs, as
described above, and each included estimates of their pension contributions
based on their part- time hours. Ms. Pilgrim also received a response to one of
her inquires explaining how pension benefits are pro-rated to reflect part-time
work.
Ms. Rossignol states that there have been no changes to the RCMPSA
or its Regulations to allow part-time members to purchase full-time
pension benefits. She acknowledges that there may have been discussions, but no
legislative changes have been made and none are contemplated.
Kimberley Gowing
Ms. Gowing is a
pension specialist in the Pension and Benefits Sector of the Treasury Board
Secretariat with over 25 years of experience.
Ms. Gowing provides an overview of public sector pension plans,
including the RCMPSA, describes part time pensionable service and describes
LWOP.
Ms. Gowing points out that part- time service is accrued at the same
rate as full-time service. This means that an employee who works one year
full-time would accumulate the same pensionable service as an employee who
works part-time for a full year. This “one year equals
one year” principle does not permit part- time or full-time employees to
accrue service over and above their assigned work week.
Ms. Gowing explains that the pension benefit (the amount received on
retirement) must be adjusted to reflect the periods of time that an employee
worked less than full-time hours. She provides an example to demonstrate the
calculation.
Ms. Gowing notes, as did Ms. Rossignol, that job-sharing is not
defined in the RCMPSA, its Regulations, or in the PSSA; an
employee is either part-time or full-time and their pension benefits are
determined accordingly.
Ms. Gowing explains that most periods of LWOP are pensionable and
require contributions from the employee following their return to work. In
addition to the information provided by Ms. Rossignol, Ms. Gowing explains that
the periods of LWOP eligible for “buy-back” vary
from plan to plan and are at the discretion of the plan sponsor. She notes that
the provisions are designed to support the policy or business goals of the plan
sponsor, such as recruitment and retention, but with limits to ensure the
integrity of the plan.
Ms. Gowing explains that a contributor is deemed to have received
the same salary that would have been authorized to be paid had the contributor
not been absent on LWOP. She reiterates that the status of the employee
immediately prior to the LWOP, whether part- time or full-time, extends for the
period of LWOP and governs the contributions to be paid upon return. This
applies even if the employee was on part- time before LWOP and returned to
full-time or vice versa.
Ms. Gowing also explains, as did Ms. Rossignol, that employees
cannot work part-time and “buy-back” the hours
or days that they did not work so as to accrue full-time pension benefits. She
adds that RRSPs are available to augment future retirement income.
Ms. Gowing also explains that the ITA Regulations allow a pension
plan member who has temporarily worked reduced hours, which is distinct from
part- time, to make additional contributions up to the regular full or part-
time hours they worked before the temporary reduction. This enables them to
maintain full pension benefits for the period of reduced pay. Ms. Gowing
notes that there are conditions to be met, that these provisions are optional
for a registered pension plan, and that neither the PSSA nor the RCMPSA include
such provisions.