Date: 20090723
Docket: A-102-09
Citation: 2009 FCA 235
CORAM: SHARLOW
J.A.
RYER
J.A.
TRUDEL
J.A.
BETWEEN:
FORT MCKAY FIRST NATION
Appellant
and
STANLEY LAURENT
Respondent
REASONS FOR JUDGMENT
SHARLOW J.A.
[1]
This
is an appeal of the order of Justice Campbell dated February 24, 2009 declaring
invalid the “Fort McKay First Nation Election Code dated December 22, 2004”.
The same order declared invalid the decision of Returning Officer Pauline
Gauthier dated February 11, 2008 that rejected the nomination of the respondent
Stanley Laurent for the election held February 25, 2008, and her declaration
that Mr. Jim Boucher was acclaimed as Chief. Justice Campbell’s reasons are
reported as Laurent v. Fort McKay First Nation, 2009 FC 196. On April 2,
2009, Justice Campbell’s order was stayed pending the disposition of this
appeal and the hearing of the appeal was expedited.
Background
[2]
Mr.
Laurent was born a member of the Fond Du Lac Denesuline Nation, located 160
miles northeast of Fort McKay. Both communities are
comprised of Dene people, and both are parties to Treaty No. 8. Mr. Laurent has
lived on Fort McKay First Nation Reserve since 1990 with his wife. They have
four children. Mr. Laurent has been involved in many community activities,
including the volunteer fire department to which he was elected as Chief in
1990. He held that position until 2001. Mr. Laurent has also held several paid
positions with Fort McKay First Nation and one of its corporations. In 1997,
Mr. Laurent and his wife started a business that they operate from Fort McKay
First Nation Reserve. Over the years they have employed approximately 50
members of the First Nation, including 18 members at the time of Mr. Laurent’s
affidavit sworn on March 6, 2008.
[3]
Mr.
Laurent has been a member of Fort McKay First Nation since 1995, when he
applied for a transfer. He was required first to relinquish his membership in
the Fond Du Lac Denesuline Nation, and post a notice for 30 days to permit any
objections. There were none. Mr. Laurent was elected as a Councillor in 1999
for a two year term. In 2002 and 2004 he ran for Chief but was defeated both
times by Chief Jim Boucher, the only other candidate.
[4]
Fort McKay First Nation
has always elected its Chief and Councillors by custom. There was no written
election code for elections prior to 2005. Election rules were set by a band
council resolution for each election. Under the election band council
resolutions for 1999, 2002 and 2004, any member of Fort McKay First Nation who
was of the age of 18 or older could stand for election if nominated by ten
other members.
[5]
After the
2004 election, a governance dispute arose between Chief Boucher and the two
elected Councillors. On the application of Chief Boucher, an administrator was
appointed to run the affairs of Fort McKay First Nation until the dispute was
resolved. The dispute was resolved on terms that included an agreement to work
toward the adoption of a written election code.
[6]
More than
one draft of a proposed new election code was prepared. For the purposes of
this appeal it is necessary to consider only two of those drafts. One, which I
will refer to as the “Old Draft”, was prepared before December of 2004 and
contained this provision:
106.1 This Code is in
force and effective as of the date that it has been approved by the electors
at a special meeting at which at least (50%) of the electors are in
attendance.
|
[7]
Under this
provision, approval of the proposed new election code would require a “double
majority”, meaning that its approval would require an elector turnout
representing a majority of eligible electors, as well as the affirmative vote
of a majority of the electors who cast a vote. Under a double majority rule, approval
of the proposed new election code would be impossible if the elector turnout
represents less than a majority of eligible electors.
[8]
In the
draft of the proposed new election code dated December 22, 2004, which I will
refer to as the “December Draft”, there is no coming into force provision and
no double majority rule. Therefore, the approval of the new election code in the
form of the December Draft would require only the affirmative vote of a
majority of votes cast.
[9]
The record
suggests that the double majority rule was a matter of some debate between the
Chief and Councillors and the appointed administrator, but there is no clear
explanation as to why it was included in the Old Draft but not in the December
Draft.
[10]
The
December Draft contained the following provision entitled “Qualification of
candidates”:
9.1
|
A
person may be nominated as a candidate in any election under this Code if, on
the nomination day, the person:
|
|
9.1.1
|
is
a member of the first nation;
|
|
9.1.2
|
is
at least 18 years of age or older;
|
|
9.1.3
|
is
not employed by the first nation or any related business corporation or other
entity which is owned or controlled, in whole or in part, by the first
nation;
|
|
9.1.4
|
has
not been convicted of any indictable criminal offenses;
|
|
9.1.5
|
has
not been found liable in a civil court or pursuant to criminal proceedings in
a respect of any matter involving theft, fraud or misuse of property
belonging to the first nation or any related business corporation or other
entity which is owned or controlled, in whole or in part, by the first
nation;
|
|
9.1.6
|
does
not have a debt payable for which payment was demanded in writing 90 days
prior to the nomination day, including without limitation salary or travel
advances, rent, or loans, to the first nation or any related business
corporation or other entity which is owned or controlled, in whole or in
part, by the first nation;
|
|
9.1.7
|
has
not been removed from the office of chief or councillor pursuant to s. 101.3
of the Code during the preceding term of office; and
|
|
9.1.8
|
is
a lifelong member of the first nation who has never held membership with any
other first nation.
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[11]
Section
9.1.8 is the principal source of the dispute that has arisen in this case. It
is not clear whether this provision appeared in previous drafts.
[12]
Mr.
Laurent alleges among other things that section 9.1.8 was included in the
proposed new election code mainly for the purpose of excluding him from running
for Chief or Councillor. The only explanation offered by Fort McKay First
Nation for the enactment of section 9.1.8 is found in paragraph 21 of the
affidavit of Larry Hewko sworn on June 27, 2008. Mr. Hewko is a chartered
accountant employed as the Chief Financial Officer for Fort McKay First Nation.
Paragraph 21 of his affidavit reads as follows:
21.
With respect to the history of section 9.1.8 of the Election Code, the
information which I have received from Members is that this section was added
to the Election Code to address concerns respecting people who did not have a
historical connection to Fort
McKay. This section has been understood and applied by Fort McKay First
Nation as restricting people who have made a deliberate choice to change
their membership status and transfer from another First Nation. These
individuals may not have a historical connection to the Fort McKay First
Nation and would not have been raised within the Fort McKay First Nation’s
culture and traditions. As such section 9.1.8 is generally regarded as a
means to protect and preserve Fort MacKay First Nation’s culture, traditions
and values.
|
[13]
The Chief
and Councillors determined that the December Draft would be put to the electors
in a referendum. They also adopted guidelines for the conduct of the referendum.
Section 1.1.7 of the guidelines sets out the following referendum question:
Do you approve of the
Election Code of Fort McKay First Nation dated for reference December 22,
2004?
|
[14]
Section
9.1 of the guidelines provides for the adoption of the proposed new election
code by a simple majority of votes cast. It reads as follows:
9.1
|
The determination of
the Referendum Question shall be by simple majority of the Electors who have
participated in the Referendum Vote.
|
[15]
It is not
clear when the guidelines were adopted, whether the guidelines were distributed
to the electors, and if so when.
[16]
On January
8, 2005, the Chief and Councillors gave notice to the electors of Fort McKay
First Nation that a proposed new election code would be reviewed and voted upon
by the electors at a referendum to be conducted on February 8, 2005. The
referendum notice states the question as:
Do you approve of the
proposed election code for the Fort McKay First Nation from this day forward?
|
[17]
This is
slightly different from the question set out in the referendum guidelines, but
no one has suggested that anything turns on the difference.
[18]
The
referendum notice advised the electors that the proposed new election code
would change the conduct of band elections significantly. It states:
Every Band Member is
strongly encouraged to review the proposed New Election Code as it contains
many new provisions which are a departure from what the Band practice has
been to prior elections.
|
[19]
The
referendum notice also states that a copy of the proposed new election code
would be available for review at the administrative offices, and that a copy
was mailed to the electors. It is undisputed that the subject of the referendum
was the December Draft. Although Fort McKay First Nation produced no evidence
that it was the December Draft that was made available for review by the
electors and mailed to them, Mr. Laurent did not allege the contrary. On this
point, Justice Campbell stated at paragraph 8 of his reasons that there is no
evidence as to which draft was made available for review by electors or mailed
to them. That is a correct statement, but it seems to me that, given that it
was undisputed that the December Draft was the subject of the referendum, the
onus was on Mr. Laurent to establish that it was not the December Draft that
was made available for review or mailed to electors. That onus was not met.
[20]
The
following statement appears at the bottom of the referendum notice:
The Fort McKay First
Nation Election Code, Section 106 states: […]
106.1
This Code is in force and effective as of the date that it has been approved
by the electors at a special meeting at which at least (50%) of the electors
are in attendance.
|
[21]
This
statement is wrong because the quoted version of section 106.1 appears in the
Old Draft but not in the December Draft that was the subject of the referendum.
The record does not explain how this error came to occur. Fort McKay First Nation submits that it was simply
a mistake. Such a mistake may have occurred if, for example, the referendum
notice was drafted when the Old Draft was under consideration, but was not
changed when it was determined that the December Draft would be the subject of
the referendum.
[22]
Although
Mr. Laurent accepted that it was the December Draft that was the subject of the
referendum, he argued that it could be approved as the new election code only
on the basis of the double majority rule as set out in the referendum notice.
[23]
Mr.
Laurent says this in paragraph 21 of his affidavit referring to his reaction to
the referendum notice:
21. I
had discussions and meeting [sic] with other members of Fort McKay First
Nation, in which we discussed the referendum and the requirement that 50% + 1
of electors attend. Many of us were opposed to the New Code. In order to
defeat the passage of the New Code, myself and many other members boycotted
the meeting.
|
[24]
This indicates
that Mr. Laurent and “many other members” understood from the referendum notice
that a double majority would be required to adopt the proposed new election
code, and for that reason they all decided not to participate in the vote. If
that is true, I assume that Mr. Laurent and the others were hoping that a
majority of electors would refrain from voting, making it impossible for the
proposed new election code to be adopted by a double majority.
[25]
The
referendum was held on February 8, 2005. The December Draft was approved by a
majority of the electors who voted, and it was declared to be adopted. For
simplicity, I will refer to the December Draft as adopted at that referendum as
the “Election Code”.
[26]
The
electors who voted on the referendum did not comprise a majority of those
eligible to vote. Therefore, although a simple majority was attained, a double
majority was not. Nevertheless, no one challenged the declared result of the
referendum within a reasonable time after the results were known. Indeed, not
even Mr. Laurent did so until November of 2007, when he commenced an
application in the Alberta Court of Queen’s Bench (described below).
[27]
Section
106.1.1 of the Election Code provides for a review of section 9.1.8 within 60
days after the adoption of the Election Code. That provision reads as follows:
106.1.1
|
If,
within 60 days of a ratification of this Code, a meeting of the membership is
held to determine whether s. 9.1.8 of this Code should be struck from this
Code, and if, at a secret ballot at that meeting of the membership, 50% plus
1 or more of the voters who cast votes at that meeting vote to strike 9.1.8,
then s. 9.1.8 stands removed […].
|
Mr. Laurent took no steps to invoke this provision within
the 60 day deadline. Nor did anyone else.
[28]
One of the
provisions of the Election Code increased the number of Councillors from two to
four, and another provision increased the term of office of the Chief and
Councillors from two to four years. No one challenged the extension of the term
of the incumbent Chief and two Councillors from two to four years. In 2005, a
by-election was held for the two additional Councillors. No one challenged the
increase in the number of Councillors pursuant to the Election Code, or the
result of the 2005 election. There is no evidence that any potential candidate
in that election was disqualified.
[29]
An
election for Chief and four Councillors was called for February 25, 2008. It is
not clear when the election date was announced. The nomination date was
February 11, 2008. Mr. Laurent wished to run for the position of Chief. The
only other candidate for Chief was the incumbent, Chief Jim Boucher.
[30]
Mr.
Laurent believed that his candidacy would be barred because he is not a
“lifelong member” of Fort McKay First Nation (section 9.1.8 of the Election
Code) and because he has a criminal record (section 9.1.4 – Mr. Laurent says in
his affidavit that he was convicted of an offence when he was in his late teens
but he does not know whether the offence was indictable). In an attempt to
prevent his disqualification, Mr. Laurent commenced a proceeding in November of
2007 in the Alberta Court of Queen’s Bench. He sought, among other things, a
declaration that the Election Code had not been validly adopted, and
alternatively that sections 9.1.3 to 9.1.8 of the Election Code are not valid
because they are contrary to the Canadian Charter of Rights and Freedoms.
Mr. Laurent then moved for an interlocutory order that would prevent Fort McKay
First Nation from barring Mr. Laurent’s candidacy for Chief in the election scheduled
for February 25, 2008. On February 5, 2008, Justice J.M. Ross of the Alberta
Court of Queen’s Bench dismissed Mr. Laurent’s motion (Laurent v. Fort
McKay First Nation, 2008 ABQB 84). The Alberta proceeding has been stayed.
[31]
Mr.
Laurent submitted his nomination papers on February 11, 2008. He was aware of
the requirement to submit a criminal record check, but he says that he could
not obtain one in time for the nomination deadline. Returning Officer Pauline
Gauthier rejected his nomination. She explained her reasons in a letter dated
February 11, 2008. That letter reads in relevant part as follows:
The Fort McKay First Nation Election Code states:
Qualification of candidates
|
9.1
|
A person may be nominated as a candidate in any election
under this Code if, on the nomination day, the person:
|
|
9.1.1
|
is a member of the first nation;
|
|
[…]
|
|
9.1.4
|
has not been convicted of any indictable criminal
offenses;
|
|
[…]
|
|
9.1.6
|
does not have a debt payable for which payment was
demanded in writing 90 days prior to the nomination day, including without
limitation salary or travel advances, rent, or loans, to the first nation
or any related business corporation or other entity which is owned or
controlled, in whole or in part, by the first nation;
|
|
[…]
|
|
|
9.1.8
|
is a lifelong member of the first nation who has never
held membership with any other first nation.
|
|
[…]
|
|
Further more nomination papers state:
That the following documents must be submitted with the
nomination papers and candidates acceptance:
|
1.
|
Certification of membership status (section 9.1.1);
|
2.
|
[…]
|
3.
|
Criminal records check result (section 9.1.5);
|
4.
|
Letter from the responsible finance officer of the first
nation or the first nation group of companies confirming that the candidate
has not been delinquent in the repayment of any debts to the first nation
or any related business corporation or other entity owned or controlled, in
whole or in part, by the first nation (section 9.1.7 [sic]); and
|
5.
|
[…]
|
Upon reviewing your nomination papers you do not meet the
following requirements:
1.
|
You are not a lifelong member of Fort McKay First Nation
as required in Section 9.1.1 [sic].
|
2.
|
You have not provided us with a Criminal Record Check
section 9.1.5.
|
3.
|
You have not provided us with a letter from the Finance
Officer of Fort McKay Group of Companies
|
Based on this we are returning your nomination papers and
your name will not appear on the ballot for the general election held on
February 25, 2008.
|
[32]
Mr.
Laurent had correctly predicted one of the grounds on which his candidacy would
be rejected, namely, that he is not a “lifelong member of the first nation who
has never held membership with any other first nation” as required by section
9.1.8 of the Election Code. The other two grounds were the lack of
documentation as required by section 13.2 of the Election Code relating to his
criminal record (section 9.1.4) and debts owed to Fort McKay First Nation and
its related and controlled corporations (section 9.1.6).
[33]
As the
only other candidate for Chief was the incumbent Chief Jim Boucher, the
Returning Officer declared that he was acclaimed as Chief.
[34]
On March
11, 2008, Mr. Laurent filed in the Federal Court a notice of application for
judicial review. He sought among other things a declaration that the Election
Code was not properly promulgated and is invalid, and alternatively a declaration
that sections 9.1.3 to 9.1.8 of the Election Code are invalid because they
breach Mr. Laurent’s rights under sections 3 and 15 of the Charter and
subsection 35(1) of the Constitution Act, 1982.
[35]
Justice Campbell concluded that there was a community
consensus that the adoption of an election code required a double majority, and
that the leadership of Fort McKay First Nation acted improperly in declaring
the Election Code to be adopted by a simple majority. On that basis, he made an
order declaring the Election Code to be invalid, and also declaring that the
decision of the Returning Officer rejecting Mr. Laurent’s nomination was
invalid for want of jurisdiction, as was her declaration that Chief Boucher was
acclaimed as Chief. Fort McKay First Nation appealed that order. As mentioned
above, Justice Campbell’s order was stayed pending the disposition of this
appeal.
Analysis
[36]
The appeal
by Fort McKay First Nation raises a number of grounds of appeal. I will discuss
them in the order in which they appear in its memorandum of fact and law.
Whether the application should have been
dismissed for delay
[37]
Fort McKay First Nation argues that Mr. Laurent’s application
should have been dismissed because it was not commenced within 30 days of the
adoption of the Election Code as required by subsection 18.1(2) of the Federal
Courts Act, R.S.C. 1985, c. F-7. Justice Campbell rejected this argument
because the application was a challenge to the decision of the Returning
Officer dated February 11, 2008, and was brought within the 30 day period
following the date on which Mr. Laurent says he received that
decision. Justice Campbell concluded that it was open to Mr. Laurent
to present, as grounds challenging the Returning Officer’s decision, the argument
that the Returning Officer acted without jurisdiction because the Election Code
had not been validly adopted. I agree with Justice Campbell that Mr. Laurent’s
application was not filed late.
[38]
Despite my
conclusion on the timing question, I note that Fort McKay First Nation raises a
number of valid arguments as to why a challenge to the validity of the Election
Code should be made as soon as possible after its adoption. The strongest point
is that entertaining Mr. Laurent’s challenge to the Election Code so long after
its adoption, and after it had been relied upon for almost three years, has the
potential to cause instability and uncertainty in the affairs of Fort McKay
First Nation. However, those considerations do not affect the jurisdiction of
the Federal Court to consider an application for judicial review of the
decision of a Returning Officer pursuant to section 18.1 of the Federal
Courts Act. They are more properly treated as factors in determining
whether the Federal Court should exercise its discretion not to hear the
application or, if the decision of the Returning Officer is found to be flawed,
to fashion a remedy that takes the delay into account.
Palpable and overriding factual
error
[39]
Fort McKay First Nation argues that
Justice Campbell’s decision cannot stand because it is based on a palpable and
overriding factual error.
[40]
As I read
Justice Campbell’s decision, it is rooted in his factual conclusion that there
was community consultation in the drafting of the proposed new election code. He
states at paragraph 5 of his reasons that this is an undisputed fact. However,
this factual conclusion is not based on any evidence in the record. Mr.
Laurent’s affidavit states that he was not aware of any such consultation.
Indeed, it is one of his complaints that the drafts were prepared by Chief
Boucher and his advisers without consultation.
[41]
Justice
Campbell also concluded, based on his understanding that there had been
community consultation, that there was community consensus that the approval of
the proposed new election code would require a double majority, consistent with
the statement in the referendum notice quoting section 106.1 of the Old Draft.
This point is emphasized several times in his reasons, as indicated in the
following excerpts (my emphasis):
27. As mentioned, the Code is the final result
of a consultative process in which a number of drafts were produced.
[…]
30. It must be remembered that the development of the
written custom election code was the result of a consultation with the Fort McKay First Nation membership. Thus, regardless of the nature
of the internal leadership debate as described, the terms of the Code
itself must be taken as an expression of the will of the membership of the Fort
McKay First Nation that the referendum was required to be passed by a
majority of the electors of the Fort McKay First Nation. There is no evidence that the membership provided the
leadership with any authority to deviate from this expression of will.
31. I find it is fair to say that the creation of s.
106.1 at some time during the consultative process leading up to the
referendum vote is evidence of the high importance given by the Fort McKay
First Nation electors to the changes to the governance custom of the Fort
McKay First Nation, including the qualifications required of candidates
running for office. By s. 106.1, a majority of the electors of the Fort McKay First
Nation would be required to attend a referendum vote meeting, and the
referendum would only be passed by a majority vote of that voting body. Indeed, the statement in the Code that a majority
vote of the Fort McKay First Nation electors is required to put the Code
into effect, while not requiring the majority of the electors to attend a
referendum vote meeting, is further evidence of the high importance of the
proposed changes. In contrast, there is no evidence on the present record of
any authority granted by the electors to the issuance of the contrary voting
provision stated in the Referendum Guidelines that the Code can
be put into effect merely by a simple majority of the votes cast in a
referendum vote.
[…]
40. A second question is: is there any cogent evidence
from which to infer that there is a consensus of acceptance of the
leadership's failure to follow the standard for referendum approval stated in
the Code as above described? It is important to remember that the Code
is an expression of Fort McKay First
Nation custom, and, by that custom, there are clear provisions regarding
putting the Code into force and effect, and for amending it. In the
present case, the custom election consensus of the membership of Fort McKay
First Nation, as expressed in the Code itself, is to have the Code
passed by a majority of the electors; this consensus was apparently
disregarded by the leadership. Thus the
question becomes: is this disregard acceptable by custom? Finding an answer
to the question is all about the quality of the evidence.
|
[42]
My review
of the record discloses no evidence of a community consensus on the question of
whether the adoption of an election code would require a double majority or a
simple majority of the electors voting on a referendum. Since there was no
evidence of community consultation, it was not reasonably open to Justice
Campbell to infer that such a consensus had been reached as a result of
community consultation.
[43]
I am
compelled to conclude that the order of Justice Campbell is based on a palpable
and overriding factual error. In my view, it is necessary and appropriate for
this Court to consider de novo the arguments raised by Mr. Laurent in
his application.
Legal effect of the incorrect
statement in the referendum notice
[44]
Mr.
Laurent argues that the Chief and Councillors, having quoted the double
majority rule in the referendum notice, were bound to apply it and were not
free to require only a simple majority. Fort McKay First Nation argues the contrary.
[45]
In my
view, the members of Fort McKay First Nation are entitled to expect that
information sent to them regarding the affairs of the band is
fairly presented, reasonably accurate, and not misleading. When a referendum is
proposed, the electors should be given all of the information they reasonably
require to form an intelligent judgment on whether and how to vote. This is the
standard that has been adopted for corporate affairs generally (see Goldex
Mines Ltd. v. Revill et al. (1975), 7 O.R. (2d) 216). There cannot be a
lesser standard for the affairs of a self-governing First Nation.
[46]
However, this general principle does not mean that Fort
McKay First Nation is necessarily bound to abide by an incorrect statement in
the referendum notice. Rather, the legal effect of the incorrect statement
depends upon whether enough electors were misled to affect the result of the
vote. There will rarely be direct evidence on this point, but there must be
some evidence from which a court may reasonably draw an inference.
[47]
The
incorrect statement in the referendum notice may have been capable of leading
electors to believe, incorrectly, that if they opposed the proposed new election
code, they could effectively vote against it by not voting as long as the
elector turnout was less than a majority.
[48]
However, the
mere possibility of such an erroneous belief cannot justify invalidating the
result of the referendum. There must be evidence that is reasonably capable of
supporting the inference that enough electors were misled in that manner to
affect the outcome. In that regard, I observe that it is not reasonable to
infer that the false statement misled all electors, or all electors who opposed
the adoption of the proposed new election code.
[49]
The only
evidence on this point is found in the affidavit of Mr. Laurent which suggests
that, based on his understanding of the double majority rule, he and “many
other members” who opposed the proposed new election code decided not to vote
in the referendum. If Mr. Laurent had believed that the double majority rule
would govern the referendum, he could have protested the result of the
referendum immediately after learning that the double majority rule had not
been applied. He did not do so, and his affidavit offers no explanation for
that. More importantly, Mr. Laurent does not name the other members to which he
refers, or even say how many there were.
[50]
In my
view, it is not reasonable to infer from the record that the incorrect
statement in the referendum notice misled enough electors to affect the outcome
of the referendum. It follows that Mr. Laurent’s application for a declaration
that the Election Code is invalid cannot succeed.
Acquiescence
[51]
Fort McKay First Nation argues
that, even if there was a fatal flaw in the referendum process because of the
incorrect statement in the referendum notice, the conduct of Fort McKay First
Nation after the adoption of the Election Code should be taken as evidence of a
broad consensus of the electors favouring the Election Code. Justice Campbell
rejected this argument. It is argued by Fort McKay First Nation that he did so
because he misconstrued it as an argument in which past customs of Fort McKay
First Nation were being relied upon as a saving provision.
[52]
As
evidence of acquiescence amounting to broad consensus, Fort McKay First Nation
points to the uncontested 2005 elections for two Councillors, the lack of any
protest against the right of Chief Boucher and the two Councillors that were
elected in 2004 to continue in office for the four year term set out in the
Election Code, and the numerous items of business that were conducted on the
basis of the governance provisions of the Election Code, against which no
protest was ever made by any elector, including Mr. Laurent.
[53]
This
Court accepted new evidence in the form of the affidavit of Kelsey Becker
Brookes sworn on June 8, 2009. Ms. Brookes is a lawyer whose law firm was
retained to oversee a referendum of Fort McKay First Nation held on March 13,
2009. Ms. Brookes was appointed as the Returning Officer for that referendum.
The referendum question was:
Do you agree that the Fort
McKay First Nation Election Code (dated December 22, 2004) has been our
recognized customary election law since February 8, 2005?
|
[54]
Ms.
Brookes was advised that 386 people were eligible to vote on this referendum.
Her report of the results states that 273 ballots were cast, of which 176 were
marked “yes”, 96 were marked “no”, and 1 was rejected. Thus, this referendum
achieved a double majority.
[55]
The
validity of the decision of the Chief and Councillors to hold the March 13,
2009 referendum has been challenged by Mr. Laurent. I express no opinion on
that point. I observe, however, that the result of the March 13, 2009
referendum is evidence that the Election Code has significant support among the
electors of Fort McKay First Nation.
[56]
Even if I
had been persuaded that it would be reasonable to infer that the incorrect
statements in the referendum notice could have affected the outcome, I would
have concluded that it would not be appropriate to declare the Election Code to
be invalid on that basis. In my view, there is sufficient evidence of
acquiescence given the time that elapsed between the February 8, 2005
referendum and Mr. Laurent’s challenges in the Alberta Court of Queen’s Bench
and the Federal Court, the fact that the Election Code has been the basis of
one election and numerous decisions of the Chief and Councillors in the conduct
of the affairs of Fort McKay First Nation, the lack of any other challenges to
the Election Code, and the result of the March 13, 2009 referendum.
Constitutional challenges to
sections 9.1.3 to 9.1.8.
[57]
Mr.
Laurent’s Federal Court application included a challenge to sections 9.1.3 to
9.1.8 of the Election Code based on the Charter and subsection 35(1) the Constitution
Act, 1982. Justice Campbell did not consider it necessary to deal with Mr.
Laurent’s Charter arguments, and so we do not have the benefit of his analysis.
On a preliminary point, I would note that the existence of significant
community support for the Election Code cannot by itself defeat Mr. Laurent’s
constitutional challenges to sections 9.1.3 to 9.1.8.
[58]
Sections
9.1.3 to 9.1.8 permits a person to be nominated as a candidate for Chief or
Councillor only if the person:
9.1.3
|
is
not employed by the first nation or any related business corporation or other
entity which is owned or controlled, in whole or in part, by the first
nation;
|
9.1.4
|
has
not been convicted of any indictable criminal offenses;
|
9.1.5
|
has
not been found liable in a civil court or pursuant to criminal proceedings in
a respect of any matter involving theft, fraud or misuse of property
belonging to the first nation or any related business corporation or other
entity which is owned or controlled, in whole or in par, by the first nation;
|
9.1.6
|
does
not have a debt payable for which payment was demanded in writing 90 days
prior to the nomination day, including without limitation salary or travel
advances, rent, or loans, to the first nation or any related business
corporation or other entity which is owned or controlled, in whole or in
part, by the first nation;
|
9.1.7
|
has
not been removed from the office of chief or councillor pursuant to s. 101.3
of the Code during the preceding term of office; and
|
9.1.8
|
is
a lifelong member of the first nation who has never held membership with any
other first nation.
|
[59]
Fort McKay First Nation argues that Mr.
Laurent should have raised his constitutional challenges in an election appeal
under the Election Code. The argument is that the Federal Court should decline
to entertain Mr. Laurent’s constitutional arguments because the Election Code would
have provided him with an adequate alternative remedy.
[60]
Part 7 of
the Election Code provides for the appointment of an appeal arbitrator to
resolve disputes arising from an election based on any of the grounds listed in
section 81.1, if an appeal is filed with the returning officer within 14 days
after the declaration of the election result. Section 81.1 reads in relevant
part as follows:
81.1
|
A candidate or elector
who voted in the election, may appeal an election on the basis that:
|
|
81.1.1
|
the
returning officer made an error in the interpretation or application of the
Code which affected the outcome of the election […].
|
[61]
Section
78.1 requires the returning officer to appoint an appeal arbitrator not less
than 20 days prior to the day fixed for the election. The qualifications for an
appeal arbitrator are stated in section 80.1, which reads as follows:
80.1
|
The appeal arbitrator:
|
|
80.1.1
|
shall
be either a lawyer qualified to practice law in the province
of Alberta or a retired judge or justice of any level of court; and
|
|
80.1.2
|
may
not be any person who has previously represented the first nation, the
affected candidate or appellant, any related business corporation or other
business entity which is owned or controlled, in whole or in part, by the
first nation, or the Athabaska Tribal Council.
|
[62]
Section
88.1 of the Election Code gives the appeal arbitrator a number of powers,
including the power to determine questions of law arising in the course of the
appeal hearing. Section 89.2 provides that the appeal arbitrator may dismiss the
appeal, grant the appeal but deny any corollary relief on the basis that the
grounds established by the appellant did not affect the election result, or
grant the appeal and order corollary relief which may include a new election. Pursuant
to section 90.2 of the Election Code, the decision of an appeal arbitrator may
be challenged in the Federal Court in an application for judicial review, but
only on the basis that the appeal arbitrator erred in law or failed to observe
a principle of natural justice.
[63]
Mr.
Laurent argues that he should not have been required to follow a procedure in
the Election Code when he was challenging its validity. That argument must
fail, given that he has failed to establish that the Election Code is invalid.
[64]
Mr.
Laurent argues in the alternative that he should not have been required to
follow the appeal procedure in the Election Code because it is inherently
biased against him, and because it would not result in an appropriate remedy.
[65]
There is
no evidence to support Mr. Laurent’s argument that the appeal process is
inherently biased against him. In my view, the qualifications for the appeal
arbitrator as set out in section 80.1 provide a substantial safeguard against
any such possibility. Further, any allegation of bias could be the subject of
an application for judicial review of the decision of the appeal arbitrator.
[66]
I agree
with Fort McKay First Nation that an appropriate remedy is possible through the
appeal process. It is true that Mr. Laurent could not have obtained a decision
invalidating the Election Code, but that argument is no longer open to him. Mr.
Laurent could have challenged the decision of the Returning Officer to reject
his nomination on the basis of sections 9.1.4, 9.1.6 and 9.1.8. His appeal
could have relied on the ground stated in section 81.1.1 of the Election Code,
specifically that the Returning Officer erred in her application of sections
9.1.4, 9.1.6 and 9.1.8 because the application of those provisions to Mr.
Laurent resulted in a breach of his rights under the Charter and subsection
35(1) of the Constitution Act, 1982. The findings of fact and law that
would have to be made by the appeal arbitrator to determine that ground of
appeal are within the stated powers of the appeal arbitrator (see Martin v. Nova Scotia (Worker’s Compensation Board), [2003] 2 S.C.R. 504 and Paul
v. British Columbia (Forest Appeals Commission), [2003] 2 S.C.R. 585). Any
determination by the appeal arbitrator on a point of law, or any failure by the
appeal arbitrator to observe a principle of fundamental justice, would be
reviewable by the Federal Court.
[67]
I agree
with Fort McKay First Nation that the election appeal procedure in the Election
Code provides an adequate alternative remedy for Mr. Laurent’s constitutional
challenges to sections 9.1.3 to 9.1.8. I would decline on that basis to
entertain his constitutional challenges in this application for judicial
review.
The merits of the constitutional
arguments
[68]
Given the
conclusions stated above, it would not be appropriate to comment on the merits
of Mr. Laurent’s constitutional challenges. I observe, however, that it would
be difficult to reach a substantive conclusion on the constitutional issues
based on the record of this case. It would be unfortunate if the important
constitutional questions raised by Mr. Laurent fell to be determined on the
basis of the failure of Mr. Laurent to meet the onus of proving a
constitutional breach, or the failure of Fort McKay First Nation to meet the
onus of justifying any breach that may be found.
Conclusion
[69]
For these
reasons, I would allow this appeal and set aside the order of the Federal Court.
Making the order the Federal Court should have made, I would dismiss Mr.
Laurent’s application for judicial review. As Fort McKay First Nation has not
sought costs, none should be awarded.
“K.
Sharlow”
“I
agree.
C. Michael Ryer J.A.”
“I agree.
Johanne
Trudel J.A.”