
SUPREME
COURT OF CANADA
Between:
Michael
John Cairney
Appellant
and
Her
Majesty The Queen
Respondent
Coram: McLachlin C.J. and Fish, Abella, Rothstein, Cromwell, Moldaver
and Wagner JJ.
Reasons
for Judgment:
(paras. 1 to 65)
Dissenting
Reasons:
(paras. 66 to 84)
|
McLachlin C.J. (Rothstein, Cromwell, Moldaver
and Wagner JJ. concurring)
Abella J. (Fish J. concurring)
|

R. v. Cairney, 2013 SCC 55, [2013] 3 S.C.R. 420
Michael John Cairney Appellant
v.
Her Majesty The Queen Respondent
Indexed as: R. v. Cairney
2013 SCC 55
File No.: 34848.
2013: April 26; 2013: October 25.
Present: McLachlin C.J. and Fish, Abella, Rothstein, Cromwell,
Moldaver and Wagner JJ.
on appeal from the court of appeal for alberta
Criminal
law — Defences — Provocation — Self‑induced provocation — Whether fact
that accused induced act or words said to constitute provocation precludes defence
of provocation from being left to jury — Whether objective and subjective elements
of provocation established, lending an air of reality to this defence — Whether
defence of provocation should have been submitted to jury — Criminal Code,
R.S.C. 1985, c. C‑46, s. 232 .
C
shot and killed his long‑time friend F. At the time, C was living with F
and R, who was C’s cousin and F’s common law spouse. F had a history of
physically abusing R. On the day in question, F was drinking, became angry
with R and started to verbally abuse her. C overheard F tell R that if her
back had not been sore, he would have thrown her across the kitchen. At F’s
request, C left the room. He retrieved a loaded shotgun. Disturbed by the
argument that he was overhearing, C sat in another room, contemplating what to
do. He decided to scare F to teach him a lesson and deter future aggression
against R. He walked up to F, who was talking on the telephone and struck the
phone with the muzzle of the shotgun. He then began to lecture F on his abuse
of R. F reacted by saying, “What are you gonna do, shoot me? You don’t have
the guts to shoot me.” F then started to leave the apartment. When C called
out to F to “get back here”, F said: “Fuck you, you goof. This is none of your
business, I’ll do with [R] whatever I want.” F then walked out of the
apartment. C followed him into the stairwell, where he shot F, killing him. C
was charged with second degree murder and tried before a jury. He argued that
he lacked the necessary intention to be guilty of murder, and in the
alternative that he had been provoked by F’s words to him. The trial judge,
apparently concluding that there was some evidence to support all the elements
of the defence of provocation, charged the jury on that defence. The jury
acquitted C of second degree murder and convicted him of manslaughter. The
Court of Appeal allowed the Crown’s appeal and ordered a new trial.
Held
(Fish and Abella JJ. dissenting): The appeal should be dismissed.
Per
McLachlin C.J. and Rothstein, Cromwell, Moldaver and Wagner JJ.: The
trial judge erred in leaving the defence of provocation with the jury as there
was no air of reality to the defence.
The
air of reality test is intended to assess whether a properly instructed jury
acting reasonably could have a reasonable doubt as to whether the subjective
and objective elements of the defence of provocation are made out. The
objective element of the defence of provocation asks whether there was some
evidence upon which a jury could have a reasonable doubt that an ordinary
person in C’s circumstances — which include having initiated a confrontation at
gunpoint — would be deprived of the power of self‑control by F’s
insults. The history and background of the relationship between the victim and
the accused is relevant and pertinent to the “ordinary person” test, as are all
factors that would give the act or insult special significance to an ordinary
person. However, that does not change the fact that a certain threshold level
of self‑control is always expected of the “ordinary person”.
While
the cases on self‑induced provocation do not always distinguish between
the objective and subjective elements of the defence, read generally they
confirm that the accused’s conduct may be relevant to both elements of the
defence and that it must be considered with other contextual factors to
determine whether there is an air of reality to the defence. Self‑induced
provocation is not a special category of the defence attracting special
principles. Rather, it describes a particular application of the general
principles that govern the defence of provocation. There is no absolute rule
that a person who instigates a confrontation cannot rely on the defence of
provocation. The fact that the victim’s response to the accused’s
confrontational conduct fell within a range of reasonably predictable reactions
may suggest that an ordinary person would not have lost self‑control,
although it must be weighed together with all other relevant contextual
factors. As in all cases where the defence is raised, whether it goes to the
jury depends on whether the evidence provides an air of reality to it.
In
this case, there was evidence sufficient to support the subjective element —
that C in fact acted in response to the provocation before his passion had time
to cool. However, there was no air of reality to the objective element of the
defence. C argues that F’s words constituted a threat of imminent domestic
abuse sufficient to cause an ordinary person to lose self‑control. However,
F was no longer behaving aggressively towards R when C approached. His moment
of anger against R had passed. The record simply does not support the
contention that an ordinary person would have viewed the victim’s words as a
threat of imminent domestic violence against R, leading to a loss of self‑control.
What
is left is a concern on C’s part to prevent future abuse against R and C’s
declared intention to achieve this by extracting a promise at gunpoint from F
to stop abusing her. An ordinary person who seeks to extract a promise at
gunpoint would not be surprised if the person confronted rebuffs the overture
as did F here. There is nothing on the record to support the element of sudden
shock required to cause an ordinary person to lose self‑control. It
follows that a properly instructed jury acting reasonably could not have had a
reasonable doubt about whether F’s conduct was sufficient to deprive an
ordinary person of self‑control.
Per Fish and Abella JJ.
(dissenting): The trial judge must determine whether the evidence is
reasonably capable of supporting the inferences necessary to make out the defence
of provocation. In relation to the objective element, the judge must determine
whether there is evidence that could raise a reasonable doubt about whether the
accused was faced with a wrongful act or insult sufficient to deprive an
ordinary person of self‑control. To determine how the “ordinary” person
would react to a particular insult, it is necessary to take the relevant
context and circumstances into account, including the history and background of
any relationship between the victim and the accused. The assessment of the
evidence relevant to the objective element should not be skewed by placing
predominant emphasis on the aggressive conduct of the accused at the
determinative expense of the whole context.
F’s
words and the reaction they would elicit from an ordinary person cannot be
appreciated without considering the whole context, and, in particular, the
history of the relationship between C and F. F and C were close friends. The
only source of conflict between them was F’s long history of domestic violence
against R, C’s cousin whom he thought of as his “little sister”. F had been
attacking R for over a decade. The assaults were frequent — often weekly. They
were also severe. C knew all about the assaults since R had repeatedly taken refuge
with C and his wife, and R was sometimes so badly injured that she was unable
to go to work.
Removing
the defence of provocation from the jury turns on the characterization that C
initiated an “aggressive confrontation”. On another view of these facts,
however, F initiated the confrontation when he started verbally abusing and
threatening C’s cousin — acts that could, in light of F’s history of relentless
domestic abuse, readily and reasonably be interpreted as a prelude to another
brutal assault. A jury might well conclude that the objective element of
provocation was met based on a credible threat that F would again abuse C’s
cousin, R.
While
F’s dismissive attitude towards C might have been predictable, a jury
could infer from the full context of this case that an ordinary person would
not predict F’s response that he would keep beating R if he felt like
it. The objective element of the defence of provocation should be informed by
contemporary norms, including Charter values. These do not include
aggressively proprietary attitudes about a spouse. It is therefore troubling
to conclude, as the majority does, that it was “predictable” for F to react to
C’s warning by confirming his intention to continue inflicting domestic
violence. It is difficult to accept that an expressed intention to continue
assaulting a spouse could ever be considered “predictable”.
The
trial judge’s decision to leave the provocation defence with the jury was
therefore proper.
Cases Cited
By McLachlin C.J.
Distinguished:
R. v. Thibert, [1996] 1 S.C.R. 37; referred to: R. v. Cinous,
2002 SCC 29, [2002] 2 S.C.R. 3; R. v. Buzizi, 2013 SCC 27, [2013] 2
S.C.R. 248; R. v. Tran, 2010 SCC 58, [2010] 3 S.C.R. 350; R. v.
Mayuran, 2012 SCC 31, [2012] 2 S.C.R. 162; R. v. Pappas, 2013 SCC 56,
[2013] 3 S.C.R. 452; R. v. Welsh (1869), 11 Cox C.C. 336; Mason’s
Case (1756), Fost. 132, 168 E.R. 66; R. v. Tripodi, [1955] S.C.R.
438; Edwards v. The Queen, [1973] A.C. 648; Salamon v. The Queen,
[1959] S.C.R. 404; R. v. Louison (1975), 26 C.C.C. (2d) 266, aff’d
[1979] 1 S.C.R. 100; R. v. Squire, [1977] 2 S.C.R. 13; R. v. Gibson,
2001 BCCA 297, 153 B.C.A.C. 61.
By Abella J. (dissenting)
R.
v. Cinous, 2002 SCC 29, [2002] 2 S.C.R. 3; R. v. Tran, 2010 SCC 58,
[2010] 3 S.C.R. 350; R. v. Mayuran, 2012 SCC 31, [2012] 2 S.C.R. 162; R.
v. Thibert, [1996] 1 S.C.R. 37.
Statutes and Regulations Cited
Criminal
Code, R.S.C. 1985, c. C‑46, s. 232 .
Criminal Code, 1892, S.C. 1892,
c. 29, s. 229.
Authors Cited
Ashworth, A. J. “Self‑Induced Provocation and the
Homicide Act”, [1973] Crim. L.R. 483.
Ashworth, A. J. “The Doctrine of Provocation” (1976), 35 Cambridge
L.J. 292.
Coke, Edward. The Third Part of the Institutes of the Laws of
England: Concerning High Treason, and Other Pleas of the Crown, and Criminal
Causes. London: Clarke, 1809 (first published 1644).
Coss, Graeme. “‘God is a righteous judge, strong and patient: and
God is provoked every day’. A Brief History of the Doctrine of Provocation in
England” (1991), 13 Sydney L. Rev. 570.
Manning, Morris, and Peter Sankoff. Manning, Mewett &
Sankoff: Criminal Law, 4th ed. Markham, Ont.:
LexisNexis, 2009.
Parent, Hugues. Traité de droit criminel, t. 1, L’imputabilité,
3e éd. Montréal: Thémis, 2008.
Renke, Wayne N. “Calm Like a Bomb: An Assessment of the
Partial Defence of Provocation” (2009), 47 Alta. L. Rev. 729.
Stuart, Don. Canadian Criminal Law: A Treatise, 6th ed.
Scarborough, Ont.: Carswell, 2011.
APPEAL
from a judgment of the Alberta Court of Appeal (Côté and O’Brien JJ.A. and
Belzil J. (ad hoc)), 2011 ABCA 272, 513 A.R. 345, 89 C.R. (6th)
207, 277 C.C.C. (3d) 200, 52 Alta. L.R. (5th) 357, 530 W.A.C. 345, [2011] A.J. No. 1039
(QL), 2011 CarswellAlta 1666, setting aside the accused’s acquittal on a charge
of second degree murder and ordering a new trial. Appeal dismissed, Fish
and Abella JJ. dissenting.
Dino Bottos and Dane
Bullerwell, for the appellant.
Susan D. Hughson, Q.C., and Keith Joyce, for the respondent.
The judgment of McLachlin C.J.
and Rothstein, Cromwell, Moldaver and Wagner JJ. was delivered by
The Chief justice —
I. Background
[1]
The law has long recognized that murder may be
reduced to manslaughter if the deceased provoked the attack by a wrongful act
or insult, causing the accused to act in the heat of passion. This is called
the partial defence of provocation.
[2]
But what happens if the act of provocation by
the deceased was in response to an aggressive confrontation initiated by the
accused? That is the problem at the heart of this case — sometimes referred to
as the problem of self-induced provocation.
A. The Facts
[3]
The accused, Michael John Cairney, shot and
killed his long-time friend Stephen Ferguson. At the time, Cairney was living
with Ferguson and Frances Rosenthal, who was Cairney’s cousin and the common
law spouse of Ferguson. Ferguson had a history of drinking and physically
abusing Rosenthal.
[4]
On the day in question, Ferguson, who had been
drinking, became angry with Rosenthal because she had put a roast in the oven
that he wanted to cook himself. Ferguson started to verbally abuse Rosenthal.
Cairney overherd Ferguson tell Rosenthal that if her back had not been sore, he
would have thrown her across the kitchen.
[5]
At Ferguson’s insistence and Rosenthal’s
request, Cairney left the room. He retrieved a loaded shotgun from a duffle bag
in the closet. Disturbed by the argument that he was overhearing, he sat in
the bathroom for five to ten minutes, contemplating what to do. He decided to
scare Ferguson using the shotgun in order to teach him a lesson and deter
future aggression against Rosenthal. He walked up to Ferguson, who was having
a conversation on the telephone, and smashed the phone with the muzzle of the
shotgun. He then began to lecture Ferguson on his abuse of Rosenthal.
[6]
Ferguson reacted by saying, “What are you gonna
do, shoot me? You don’t have the guts to shoot me.” He then started to leave
the apartment. Cairney called out to Ferguson, “Get back here, I want to talk
to you.” At this point, Ferguson said the words relied on by the defence as
provocation, “Fuck you, you goof. This is none of your business, I’ll do with
Fran whatever I want”: A.R., vol. II, at p. 384. He then walked out of the
apartment. Cairney followed him out of the apartment and to the stairwell. He
shot Ferguson in the stairwell, killing him.
B. The Trial
[7]
Cairney was charged with second degree murder
and tried before a jury. He argued that he lacked the necessary intention to
be guilty of murder, and in the alternative that he had been provoked by
Ferguson’s words to him.
[8]
The Crown objected to the defence of provocation
going to the jury, maintaining that the defence had no air of reality in the
circumstances. After several exchanges with counsel, the trial judge inquired:
And so the
issue for me is whether there’s some evidence on each of the four questions,
the four components of provocation. And I can’t weigh that evidence. I just
have to — if there is any evidence, then the issue has to be left to the jury.
[A.R., vol. I, at p. 129]
[9]
The trial judge then held that since there was
no evidence that Cairney had set Ferguson up deliberately to be able to advance
a provocation defence, she would leave the defence to the jury:
There’s
nothing in the evidence to suggest that Mr. Cairney planned in advance to
murder Mr. Ferguson and to set him up so that he would be in a position to
advance a provocation defence to turn murder into manslaughter; therefore, I
will allow provocation to go to the jury. [A.R., vol. I, at p. 151]
[10]
The trial judge, apparently concluding that
there was some evidence to support all the elements of the defence of
provocation, charged the jury on that defence. The jury acquitted Cairney of
second degree murder and convicted him of manslaughter.
C. The Court of Appeal
[11]
The Crown appealed the acquittal on second
degree murder, arguing, among other things, that there was no air of reality to
the defence of provocation. The Alberta Court of Appeal agreed and ordered a
new trial: 2011 ABCA 272, 513 A.R. 345.
[12]
The Court of Appeal reviewed the test for
provocation, which consists of an objective element (that the act or insult was
of a nature to deprive an ordinary person of self-control) and of a subjective
element (that it actually deprived the accused of self-control), and concluded
that the objective element was not met. Ferguson’s dismissive behaviour and
insulting remarks were not enough to provoke a loss of control in an ordinary
person:
Measured by an objective standard, and with concerns for the
encouragement of reasonable and non-violent behaviour, we are satisfied that
the victim’s oral retorts to Cairney’s threats of violence were not of
sufficient gravity to cause a loss of control. Having initiated the unlawful
confrontation which led to Ferguson’s retorts, Cairney ought reasonably to have
understood that his conduct would elicit such a reaction on the victim’s part.
Cairney had no reason to anticipate docile acquiescence from Ferguson in the
circumstances. The reaction was foreseeable and, in any event, not of sufficient
gravity to provoke a murderous response. [para. 45]
[13]
The Court of Appeal also found that the
subjective element was not satisfied. Cairney had not acted “suddenly”: para.
47. He may have been angry that Ferguson had dismissed him so casually, but
the ensuing act of shooting Ferguson in the stairwell was not committed in the
heat of uncontrollable passion, in its view.
[14]
Since neither element was met, the trial judge
erred in leaving the defence of provocation to the jury. The Court of Appeal
acknowledged the trial judge’s conclusion that the defence of provocation was
only one of the routes by which the jury could have reduced murder to
manslaughter; it could also have done so because it did not find intent to
kill. It was impossible to know what factors entered into the mind of each of
the jurors. It followed that the instruction with respect to provocation may
reasonably be viewed as having a material bearing on the deliberations of the
jurors and the jury’s verdict, and a new trial should be ordered.
D. Legislation
[15]
Section 232 of the Criminal Code, R.S.C.
1985, c. C-46 , provides:
232. (1) Culpable homicide that otherwise would be murder may be reduced
to manslaughter if the person who committed it did so in the heat of passion
caused by sudden provocation.
(2)
A wrongful act or an insult that is of such a nature as to be sufficient to
deprive an ordinary person of the power of self-control is provocation for the purposes of this section if the
accused acted on it on the sudden and before there was time for his passion to
cool.
(3)
For the purposes of this section, the questions
(a)
whether a particular wrongful act or insult amounted to provocation, and
(b)
whether the accused was deprived of the power of self-control by the
provocation that he alleges he received,
are questions of fact, but no
one shall be deemed to have given provocation to another by doing anything that
he had a legal right to do, or by doing anything that the accused incited him
to do in order to provide the accused with an excuse for causing death or
bodily harm to any human being.
(4) Culpable homicide that otherwise would be murder is not
necessarily manslaughter by reason only that it was committed by a person who
was being arrested illegally, but the fact that the illegality of the arrest
was known to the accused may be evidence of provocation for the purpose of this
section.
II. Discussion
[16]
The appellant says that the defence of
provocation had an air of reality on the evidence and that the trial judge
correctly left it to the jury. The Court of Appeal wrongly interfered with the
jury’s acquittal on murder, he asserts.
[17]
While the arguments are variously stated, the
case presents one basic issue: What is required to give an air of reality to
the defence of provocation where the provocative conduct of the deceased came
about as a result of the accused initiating an aggressive confrontation?
[18]
This in turn raises two questions. First, when
must the defence be submitted to the jury? This is the threshold air of reality
question. Second, does the fact that the accused induced the act or words said
to constitute provocation preclude the defence from being raised successfully?
A. When Must the Defence Be
Submitted to the Jury — The “Air of Reality” Question
[19]
The trial judge appears to have acted on the
view that, provided there was any evidence supporting the elements of
the defence of provocation, she was required to leave the defence to the jury.
[20]
The Court of Appeal, by contrast, conducted a
detailed examination of the evidence that went into the merits of the defence.
[21]
Neither of these approaches is strictly correct.
“[T]he air of reality test [is not] intended to assess whether the defence is
likely, unlikely, somewhat likely, or very likely to succeed at the end of the
day”: R. v. Cinous, 2002 SCC 29, [2002] 2 S.C.R. 3, at para. 54, quoted
by Fish J. in R. v. Buzizi, 2013 SCC 27, [2013] 2 S.C.R. 248, at para.
16. The question is whether a properly instructed jury acting reasonably could
have a reasonable doubt as to whether the elements of the defence of
provocation are made out: R. v. Tran, 2010 SCC 58, [2010] 3 S.C.R. 350,
at para. 41; R. v. Mayuran, 2012 SCC 31, [2012] 2 S.C.R. 162, at para.
21. The trial judge may engage in a limited weighing of the totality of the
evidence to determine if a jury acting reasonably on that evidence could draw
the inferences necessary to have a reasonable doubt as to whether the accused
is guilty of murder, on the basis of the defence of provocation; see the
companion case R. v. Pappas, 2013 SCC 56, [2013] 3 S.C.R. 452. This
Court, per Abella J., described the appropriate approach to the air of
reality test in Mayuran:
In
determining whether a defence has an air of reality, there must be an
examination into the sufficiency of the evidence. It is not enough for there to
be “some evidence” supporting the defence (Cinous, at para. 83). The
test is “whether there is (1) evidence (2) upon which a properly instructed
jury acting reasonably could acquit if it believed the evidence to be true” (Cinous,
at para. 65). For defences that rely on indirect evidence or defences like
provocation that include an objective reasonableness component, the trial judge
must examine the “field of factual inferences” that can reasonably be drawn
from the evidence (Cinous, at para. 91). [para. 21]
[22]
If this air of reality test is met, the judge
should leave the defence to the jury. While judges must ensure that there is
an evidential foundation for the defence, they should resolve any doubts as to
whether the air of reality threshold is met in favour of leaving the defence to
the jury.
[23]
This appeal turns on the application of the air
of reality test to the objective element of the defence of provocation. As will
be discussed further below, one of the requirements of the defence is that an
ordinary person placed in the circumstances of the accused would have been
deprived of self-control. Thus, the question is whether there was some evidence
upon which a properly instructed jury acting reasonably could have a reasonable
doubt that an ordinary person in Cairney’s circumstances — which
include having initiated a confrontation at gunpoint — would
be deprived of the power of self-control by Ferguson’s insults.
B. The Elements of the Defence of
Provocation
(1) Historical Development of the Defence
[24]
At common law, as under s. 232 of the Criminal
Code , the defence of provocation consists of two elements — one subjective and one objective.
[25]
Historically, the first requirement was that the
accused have lost self-control as a result of the act or acts of the deceased.
This was called the subjective element; the issue was simply whether the
accused in fact (i.e. subjectively) lost his self-control as a result of the
deceased’s acts.
[26]
The second requirement, which emerged
progressively as a means of limiting the availability of the defence, was that
the provoking act be capable of depriving a reasonable man (or ordinary person)
of his self-control. This was called the objective element.
[27]
In the early cases, it was enough to establish
the subjective element. The defence originated in the 16th century concept of
“chance-medley” killings. These killings occurred “by chance (without
premeditation) upon a sudden brawle, shuffling, or contention”: E. Coke, The
Third Part of the Institutes of the Laws of England: Concerning High Treason,
and Other Pleas of the Crown, and Criminal Causes (1809, first published in
1644), at p. 57; G. Coss, “‘God is a righteous judge, strong and patient: and
God is provoked every day’. A Brief History of the Doctrine of Provocation in
England” (1991), 13 Sydney L. Rev. 570, at pp. 573-74. They were not
premeditated and occurred in the heat of passion. They thus carried a lower
degree of moral culpability than premeditated, cold-blooded killings: Tran,
at para. 13.
[28]
However, the common law soon developed a means
of restraining the situations in which the defence was available. This
historical development was described in Tran:
. . .
the courts set out to create greater certainty by establishing specific
categories of “provocative events” that were considered “significant” enough to
result in a loss of self-control. In the seminal case, R. v. Mawgridge
(1707), Kel J. 119, 84 E.R. 1107, Lord Holt C.J. set out four categories of
provocation. [para. 15]
The use of limited categories in which the defence
was available reflected the belief that “people ought not to yield to
certain types of provocation, and that if they did the law should offer no
concession to them”: A. J. Ashworth, “The Doctrine of Provocation” (1976), 35 Cambridge
L.J. 292, at p. 295 (emphasis in original).
[29]
The use of categories as a means of limiting the availability of the
defence eventually gave way to a formal standard — individuals raising the defence were held to the
standard of self-control expected to be exercised by the “reasonable man”: R.
v. Welsh (1869), 11 Cox C.C. 336; Tran, at para. 16.
[30]
In addition, the common law precluded the defence from being raised
successfully in cases where the accused had intentionally sought a provocative
act in order to manufacture a pretense for killing: Mason’s Case (1756),
Fost. 132, 168 E.R. 66; A. J. Ashworth, “Self-Induced Provocation and the
Homicide Act”, [1973] Crim. L.R. 483, at pp. 484-85. For example, in Mason’s
Case, the accused lost a fight to his victim in a tavern. He thereafter
returned, wearing a concealed knife, and again challenged his victim to a
fight. The victim attempted to hit the accused, who pulled out his concealed
knife. The court held that the accused was not truly provoked by the victim’s
blows, but rather had sought out the provocation in order to have a pretense to
commit a murder.
[31]
In Canada, these common law approaches to restricting the availability
of the defence were both incorporated in the codification of the defence of
provocation: The Criminal Code, 1892, S.C. 1892, c. 29, s. 229. They
survive to this day. Section 232(2) of the Criminal Code contains the
common law’s objective requirement: only a wrongful act or an insult that is
“of such a nature as to be sufficient to deprive an ordinary person of the
power of self-control” can constitute provocation. Section 232(3) precludes
“manufactured” provocation from grounding the defence, by providing that “no
one shall be deemed to have given provocation to another . . . by doing
anything that the accused incited him to do in order to provide the accused
with an excuse for causing death or bodily harm to any human being”.
(2) The
Modern Defence of Provocation
[32]
The elements of the defence of provocation were described by this Court
in Tran.
[33]
First, there is a two-fold objective element: “. . . (1) there must be a
wrongful act or insult; and (2) the wrongful act or insult must be sufficient
to deprive an ordinary person of the power of self-control”: Tran, at para.
25.
[34]
Second, there is a two-fold subjective element: “. . . (1) the accused
must have acted in response to the provocation; and (2) on the sudden before
there was time for his or her passion to cool”: Tran, at para. 36.
[35]
The bulk of the argument by the parties centred on the ordinary person
requirement: Would an ordinary person lose self-control after having initiated
a confrontation at gunpoint? Cairney argues that the ordinary person standard
must be contextualized to the circumstances of this appeal, taking into account
the fact that for years he had been a powerless witness to Ferguson’s physical
abuse of his cousin Rosenthal, whom he loved like a sister. The Crown, on the
other hand, contends that no ordinary person would seek out a confrontation at
gunpoint, and thereafter be surprised and lose self-control when the person who
is being threatened reacts dismissively.
(a) The
Purpose of the Ordinary Person Standard
[36]
The “ordinary person” element of the defence of provocation is something
of a paradox. The ordinary person does not lose control and kill someone in the
first place. However, the defence of provocation recognizes human frailties
that can lead to violence. As Professor Renke writes:
The
reality is that individuals will, in (what should be) extreme circumstances,
respond to provocations with homicidal violence. For centuries, the courts have
consistently recognized the potential for violence in our hearts and have
explained the provocation excuse as a concession to our human frailty — not just the frailty of the accused, but our frailty.
[Emphasis in original.]
(“Calm
Like a Bomb: An Assessment of the Partial Defence of Provocation” (2009), 47 Alta.
L. Rev. 729, at p. 769)
[37]
The law seeks to recognize this human weakness,
without going so far as to condone socially unacceptable acts of violence. The
“ordinary person” element serves to ensure that only losses of self-control
which comport “with contemporary society’s norms and values will attract the
law’s compassion”: Tran, at para. 30. As this Court underscored in R.
v. Thibert, [1996] 1 S.C.R. 37, per Cory J., the “ordinary person”
element implicitly entails a balancing exercise:
.
. . I think the
objective element should be taken as an attempt to weigh in the balance those
very human frailties which sometimes lead people to act irrationally and
impulsively against the need to protect society by discouraging acts of
homicidal violence. [para. 4]
(b) Contextualizing the Ordinary Person Standard
[38]
The “ordinary person” requirement limits the
availability of the defence of provocation, in order “to ensure that the
criminal law encourages reasonable and responsible behaviour”: Thibert,
at para. 14. The downside of the “ordinary person” standard is that, if applied
rigidly and in the abstract, it runs the risk of rendering the defence
unavailable in virtually all situations. As discussed, the truly ordinary
person in Canadian society does not kill a person who insults him or her. In response
to the potential unfairness that could result from a purely abstract conception
of the “ordinary person”, this Court has held that the standard must be applied
in a contextual manner:
.
. . the ordinary person must be taken to be of the same age, and sex, and must
share with the accused such other factors as would give the act or insult in
question a special significance. In other words, all the relevant background
circumstances should be considered.
(Thibert,
at para. 14)
[39]
As the appellant emphasizes in his submissions, “the history and
background of the relationship between the victim and the accused is relevant
and pertinent to the ‘ordinary person’ test”: Thibert, at para. 17.
Indeed, all contextual factors that would give the act or insult special
significance to an ordinary person must be taken into account: Thibert,
at para. 18.
[40]
However, the consideration of background
circumstances that contribute to the significance that an ordinary person would
attribute to an act or insult does not change the fact that a certain threshold
level of self-control is always expected of the “ordinary person”. For example,
characteristics of the accused such as “a propensity to drunken rages or short
tempered violence” are not relevant to the ordinary person test: Thibert,
at para. 15. Only factors which contribute to the significance of an act or insult
should be taken into account when contextualizing the standard: Ashworth, “The
Doctrine of Provocation”, at p. 300. The standard should not be adapted to
accommodate a particular accused’s innate lack of self-control; as “there is an
important distinction between contextualizing the objective standard, which is
necessary and proper, and individualizing it, which only serves to defeat its
purpose”: Tran, at para. 35. As Professor Renke underscores,
“[p]rovocation should be recognized only at that point where the ordinary
person’s control has been taken to its limit, and that limit has been passed”: p.
772.
[41]
By appropriately contextualizing the ordinary person standard, the law
on provocation strikes a balance between recognizing human frailties that lead
to outbursts of violence, on the one hand, and the need to protect society by
discouraging acts of homicidal violence, on the other: Thibert, at para.
4.
(c) Self-Induced
Provocation
[42]
Self-induced provocation refers to the situation where the accused initiates
or invites the act or insult he says provoked him. It is not a special
category of the defence of provocation. The fact that the accused initiated or
invited the provocation is simply a contextual factor in determining whether
the subjective and objective elements of the defence are met.
[43]
The subjective component of the defence requires that “[t]he wrongful
act or insult must itself be sudden, in the sense that it ‘must strike upon a
mind unprepared for it’”: Tran, at para. 38, citing R. v. Tripodi,
[1955] S.C.R. 438, at p. 443. The subjective component is not met where the
accused in fact subjectively expected the victim’s response and, as a result,
did not act on the sudden. Depending on the circumstances, where the accused
precipitated the provocation, there may be no basis in the evidence for any
reasonable doubt as to whether the accused acted on the sudden.
[44]
The objective component asks whether the provoking act would cause an
“ordinary person” to lose his self-control, having regard to all the relevant
circumstances. Again, depending on the circumstances, where the accused
precipitated the victim’s wrongful act or insult by aggressively confronting
him or her, there may be no basis in the evidence for any doubt as to whether
that act or insult would cause an ordinary person to lose self-control. The
fact that the victim’s response to the accused’s confrontational conduct fell
within a range of reasonably predictable reactions may suggest that an ordinary
person would not have lost self-control, although it must be weighed together
with all other relevant contextual factors.
[45]
It has been suggested that “the defence [of provocation] will not be
available where the accused is prepared for an insult or initiates a
confrontation and receives a predictable response”: M. Manning and P.
Sankoff, Manning, Mewett & Sankoff: Criminal Law (4th ed.
2009), at p. 770 (emphasis added); see also D. Stuart, Canadian Criminal
Law: A Treatise (6th ed. 2011), at p. 590; H. Parent, Traité de droit
criminel, t. 1, L’imputabilité (3rd ed. 2008), at pp. 734-35. This
is best understood not as an absolute rule, but as the usual result of
application of appropriate contextual factors to the question of whether an
ordinary person would have lost control.
[46]
The matter is always one of context, and in cases of
doubt, the question of whether the accused’s confrontational conduct undermines
the defence should be left to the jury. In the case of Edwards v. The
Queen, [1973] A.C. 648, in which it was alleged that the accused’s acts of
blackmail gave rise to the victim’s provocative conduct, Lord Pearson
acknowledged that “[o]n principle it seems reasonable to say that . . . a
blackmailer cannot rely on the predictable results of his own blackmailing
conduct as constituting provocation sufficient to reduce his killing of the
victim from murder to manslaughter”: p. 658. However, he went on to hold that
whether the inciting act would have this effect is a matter of fact that “would
in many cases be a question of degree to be decided by the jury”: p. 658; see
also Ashworth, “Self-Induced Provocation and the Homicide Act”, at p. 486.
(d) The
Cases on Self-Induced Provocation
[47]
While the cases on self-induced provocation do not always distinguish
between the objective and subjective elements of the defence, read generally
they confirm that the accused’s conduct in inciting provocation may be relevant
to both elements of the defence, and that it must be considered with other contextual
factors to determine whether there is an air of reality to the defence.
[48]
The accused’s conduct in inciting the alleged provocation was held to
deprive the defence of any air of reality in Salamon v. The Queen,
[1959] S.C.R. 404. The accused had quarreled with the deceased, Joyce
Alexander, at an acquaintance’s house. The accused then returned alone to his
house, and waited for the deceased to come home as well. When the deceased
arrived, the accused started a confrontation during which he assaulted the
deceased, threw dishes at her and called her “a dirty name”: p. 407.
Eventually, the deceased retaliated by also calling the accused a dirty name,
at which point the accused shot her. This Court held that the defence of
provocation should not have been put to the jury:
The
evidence shows that from the time Joyce Alexander entered her home to that of
the fatal shot, the appellant, and not she, took, and kept throughout, the
initiative of the events leading to her death. He was evidently waiting for her
arrival. He started the quarrel during which she retaliated. . . .
On
this evidence, [the] appellant cannot justify or excuse his actions in saying
that he was facing a situation characterized with suddenness, unexpectedness or
lack of premonition.
. . . There was no sudden provocation on the part of Joyce Alexander causing
sudden retaliation on his part. [Emphasis added; pp. 409-10.]
[49]
In R. v. Louison (1975), 26 C.C.C. (2d)
266 (Sask. C.A.), aff’d [1979] 1 S.C.R. 100, the accused sequestered a taxi
driver in the trunk of his own taxi. When he later opened the trunk, the driver
sprung out and hit him with a hammer. The accused grabbed the hammer away, and
proceeded to smash the driver’s skull with it, killing him. At trial, the
accused argued that he acted in the heat of the passion aroused by the hammer
attack. The Saskatchewan Court of Appeal, per Culliton C.J., held that
the provocation was self-induced and that the driver’s attempt to escape was
objectively predictable:
In
my view there could not be a situation in which the appellant had and kept the
initiative throughout more completely than in the present case. . . .
. . .
.
. . I am satisfied that any reasonable person who had treated the deceased
as did the appellant, would expect that person to use any means at his disposal
to try and effect his escape if the occasion to do so arose. The striking
of the appellant by the deceased is not an act for which his mind would be
unprepared or would take his understanding by surprise, or that would set his
passions aflame. Such an act was one that was not only foreseeable and
predictable, but was one to be expected if the deceased was afforded any
opportunity to escape. [Emphasis added; pp. 286-87.]
[50]
Similarly, in R. v. Squire, [1977] 2 S.C.R. 13, this Court found
that an off-duty police officer who had gone out looking to pick fights in bars
could not raise the defence of provocation, as no jury acting reasonably could
conclude that the accused had been provoked in such a manner as to deprive an
ordinary person of the power of self-control:
It must
be remembered that on the evidence the respondent was, throughout the
disgraceful incidents of the evening, a bad-tempered aggressor and that he
seized on the slightest confrontation by [the deceased] to again become the
aggressor. If, during the fight which followed . . . he suffered a couple of
kicks of indefinite violence, the provocation resulting therefrom could not
possibly have caused a police officer to draw his gun and fire five shots at
his assailant. [pp. 21-22]
[51]
More recent cases have also confirmed that the defence of
provocation may lack an air of reality when the accused initiated an aggressive
confrontation which resulted in predictable acts of provocation. In R. v.
Gibson, 2001 BCCA 297, 153 B.C.A.C. 61, the accused initiated a physical
fight with the deceased. He lost the physical confrontation. The deceased
pushed the accused away and made a dismissive gesture. The accused felt
humiliated and stabbed the deceased with a knife as he was walking away from
the scene of the confrontation. The British Columbia Court of
Appeal held that there was no air of reality to the defence of provocation,
since the provocation was not sudden and would not have caused an ordinary
person to have lost his self-control. Ryan J.A. suggested that an ordinary
person who initiates a fist fight would not lose control when he receives blows
in retaliation:
. . . the
sequelae of a lost match (as in Squire, the not unexpected blows
exchanged during a consensual fight) are not such as to deprive the ordinary
person of his power of self-control. . . . [T]he ordinary
person standard is adopted to fix the degree of self-control and restraint
expected of all in society. It recognizes human frailty when the threshold test
is passed and a person is provoked beyond the level of tolerance of the
ordinary person. Based on the evidence in this case no jury could find that
under the same circumstances an ordinary young man in the appellant’s place
would have been provoked by the actions, words and gestures of the deceased so
as to cause him to lose his power of self-control. [para. 86]
[52]
Implicit in the appellate court’s reasoning is
the conclusion that the victim’s response — inflicting
minor damage in the fight the accused had initiated and then walking away — was within the range of reasonably anticipated responses. No
other contextual factors suggested that an ordinary person would have lost
self-control in the circumstances. Accordingly, there was no air of reality to
the defence.
[53]
In the Tran case, this Court held that an accused who knew
that his wife was seeing another man could not claim that finding her in bed
with that man had “str[uck] upon a mind unprepared for it”: para. 45. The
accused in Tran had maintained the initiative throughout: he had entered
his estranged wife’s apartment unexpectedly, without being invited, and
proceeded to attack his wife and her lover when he found them in bed together.
Although this Court analyzed the predictability of the allegedly provocative
act only under the subjective component of the test, there was an implied objective
dimension to the analysis. An “ordinary person” who burst into his estranged
wife’s apartment — and who knew
that she had taken a new lover — could reasonably anticipate that he would
discover the wife and her lover in bed.
[54]
Finally, I come to the case Thibert. In Thibert, a
majority of this Court held that the defence of provocation was properly left
to the jury, notwithstanding evidence that the accused’s conduct had
precipitated the wrongful act or insult relied on as provocation. The accused,
Thibert, who was distraught because his wife wanted to leave him and had begun
seeing another man, went to his wife’s workplace in an attempt to convince her
to stay with him. He had placed a loaded rifle in his car. He met his wife in
the parking lot adjacent to her workplace. The wife’s lover interrupted the
conversation. The accused took the rifle out of his car and pointed it at him.
The deceased began walking towards the accused, with his hands on the wife’s
shoulders and swinging her back and forth, all the while challenging the
accused to shoot him. The accused shot him, and raised the defence of
provocation at trial.
[55]
A majority of this Court, per Cory J., held that the trial judge
had not erred in leaving the defence of provocation with the jury. The majority
reasons focused predominantly on whether the accused could have subjectively
lost control as a result of the victim’s taunts. The majority concluded that,
since the accused did not expect to see his wife’s lover at the meeting, the
confrontation with the deceased was unforeseen. Accordingly, the majority held
that the subjective element could be met and that, by extension, there was an
air of reality to the defence: Thibert, at para. 27. The accused could
not be said to have sought out the confrontation, according to the majority’s
reasoning. The reasons also referred to the significance that an ordinary
person in the accused’s circumstances would attribute to the taunts, but did
not explore how the objective element of the defence, as analyzed in this case,
would be met in a situation of self-induced provocation. The majority appears
to have relied heavily on the fact that, although the case was close to the
line, deference should be shown to the trial judge who had left the defence to
the jury: para. 33. Thibert is distinguishable from the present case, in
which Cairney sought out a confrontation with Ferguson at gunpoint.
[56]
Taken as a whole, the cases support the view that the fact that
provocation is “self-induced” by the accused may be relevant to both the
objective and subjective components of the defence. Self-induced provocation
is not a special category of the defence attracting special principles.
Rather, it describes a particular application of the general principles that
govern the defence of provocation. There is no absolute rule that a person who
instigates a confrontation cannot rely on the defence of provocation. As in
all cases where the defence of provocation is raised, whether the defence goes
to the jury depends on whether the evidence provides an air of reality to it.
However, the fact that an accused sought out an aggressive confrontation and
received a predictable response is a factor which may deprive the defence of an
air of reality.
III. Application
[57]
The question is whether on the evidence
Cairney’s defence of provocation possessed an air of reality. The trial judge
left the matter to the jury, although she appears to have applied a “some
evidence” test instead of the air of reality test. The Court of Appeal
disagreed, finding that there could be no reasonable doubt as to whether the
objective or subjective elements of the defence were present.
[58]
In my view, this appeal can be resolved on the objective element of the
test, which asks whether there was a wrongful act or insult by
the victim, sufficient to deprive an ordinary person of the power of
self-control.
[59]
The alleged wrongful act or insult was the deceased’s
words to Cairney when Cairney confronted him at gunpoint: “Fuck you, you goof.
This is none of your business, I’ll do with Fran whatever I want.”
[60]
Cairney argues that these words constituted a threat of
imminent domestic abuse sufficient to cause an ordinary person to lose
self-control. The record does not support this contention. Ferguson was
having a conversation on the telephone when Cairney approached. He was no
longer behaving aggressively towards Rosenthal —
his moment of anger against Rosenthal had passed. Moreover, Ferguson was
attempting to leave the apartment when he spoke those words. The record, as the
Court of Appeal concluded, simply does not support the contention that an
ordinary person would have viewed the victim’s words as a threat of imminent
domestic violence against Rosenthal, leading to a loss of self-control.
[61]
What we are left with is a concern on Cairney’s part to prevent future
abuse against Rosenthal, and Cairney’s declared intention to achieve this by
extracting a promise at gunpoint from Ferguson to stop abusing her. An
ordinary person who seeks to extract a promise at gunpoint would not be
surprised if the person confronted rebuffs the overture, in words like those
used by the victim here. Ferguson’s response fell within a range of
predictable responses. There is nothing on the record to support the element of
sudden shock required to cause an ordinary person to lose self-control. It
follows that a properly instructed jury acting reasonably could not have had a
reasonable doubt about whether Ferguson’s conduct was sufficient to deprive an
ordinary person of the power of self-control.
[62]
There was evidence, provided by Cairney’s
testimony, sufficient to support the subjective element — that Cairney in fact
acted in response to the provocation before his passion had time to cool. The
Court of Appeal entered into a minute weighing of the evidence that went into
the merits of the defence, by examining whether Cairney’s passions had time to
cool during the time that he followed Ferguson to the apartment building’s
stairwell. This approach went well beyond the requirements of the air of
reality test — the test only requires that there be an
evidential foundation on which a properly instructed jury acting reasonably
could find that there was a reasonable doubt as to whether the accused is
guilty of murder, on the basis of the defence of provocation. However, the
Court of Appeal’s error in assessing the subjective element does not change the
outcome of this appeal, since there is no air of reality to the objective
element of the defence.
[63]
In this case deference to the trial judge is not
appropriate, since she appears not to have applied the correct test in deciding
whether to leave the defence of provocation to the jury.
[64]
I add the following, from the perspective of
policy as it applies to cases such as this. Violent confrontations like the
gunpoint lecture that led to the death of Ferguson are to be discouraged. Where
conduct of this nature occurs, it will generally play a role in assessing
whether the defence of provocation meets the air of reality test, particularly under
the objective element of the defence. The law does not condone the initiation
of gunpoint lectures, regardless of the cause that led the accused to pick up a
weapon.
[65]
Accordingly, I would dismiss the appeal and
affirm the order for a new trial.
The
reasons of Fish and Abella JJ. were delivered by
[66]
Abella J. (dissenting) — I have had the benefit of reading the Chief
Justice’s reasons and agree that there was evidence to support the subjective
element of the provocation defence. With great respect, however, I disagree
with her conclusions on the objective element of the defence. In my view, the
trial judge did not err in leaving the defence with the jury.
[67]
The role of the trial judge in deciding what
defences to put to the jury is to act as gatekeeper and “review the evidence
[to] determine whether, if believed, it could permit a properly
instructed jury acting reasonably to acquit” (R. v. Cinous, 2002 SCC 29,
[2002] 2 S.C.R. 3, at para. 87 (emphasis in original)). This threshold
determination “is not aimed at deciding the substantive merits of the defence”,
and the trial judge must not make determinations of credibility, weigh
evidence, make findings of fact, or draw determinate factual inferences (Cinous,
at paras. 54 and 87).
[68]
For defences like provocation, the trial judge
must determine whether the evidence is reasonably capable of supporting the
inferences necessary to make out the defence (R. v. Tran, 2010 SCC 58,
[2010] 3 S.C.R. 350, at para. 41). When carrying out this “limited weighing” of
the evidence, the trial judge “does not draw determinate factual inferences,
but rather comes to a conclusion about the field of factual inferences that
could reasonably be drawn from the evidence” (Cinous, at para. 91; see
also R. v. Mayuran, 2012 SCC 31, [2012] 2 S.C.R. 162, at para. 21).
[69]
In relation to the objective element of
provocation, the judge must determine whether there is evidence that could
raise a reasonable doubt about whether the accused was faced with a wrongful
act or insult sufficient to deprive an ordinary person of self-control (Tran,
at para. 25). To determine how the “ordinary” person would react to a
particular insult, it is necessary to take the relevant context and
circumstances into account, but without going so far as to accept idiosyncratic
characteristics of the accused that would subvert the objective standard (Tran,
at paras. 31-35). One clearly relevant contextual circumstance that informs the
inquiry is the history and background of any relationship between the victim
and the accused (R. v. Thibert, [1996] 1 S.C.R. 37, at paras. 16-19).
[70]
In this case, Ferguson’s words and the reaction
they would elicit from an ordinary person cannot be appreciated without
considering the whole context, and, in particular, the history of the
relationship between Cairney and Ferguson. The majority’s approach concentrates
mainly on one aspect of the evidence — Cairney confronting Ferguson with a gun
— to the exclusion of other evidence that could well have led the jury to
conclude that the objective element of provocation was met based on a credible
threat that Ferguson would again abuse Cairney’s cousin, Fran Rosenthal.
[71]
The predictability of the alleged provocation is
certainly relevant to the analysis. But the assessment of the evidence relevant
to the objective element should not be skewed by placing predominant emphasis
on the aggressive conduct of the accused at the determinative expense of the
whole context. An analysis that overwhelmingly focuses on whether the victim’s
acts were the predictable consequence of the accused’s aggressive conduct
appears to me to be too restrictive. It is noteworthy that two of the
commentators cited by the majority in support of denying the defence of
provocation “where the accused . . . initiates a confrontation and receives a
predictable response” in fact criticise such an approach (Morris Manning
and Peter Sankoff, Manning, Mewett & Sankoff: Criminal Law (4th
ed. 2009), at pp. 770-72; Don Stuart, Canadian Criminal Law: A Treatise (6th
ed. 2011), at p. 592).
[72]
Ferguson and Cairney were close friends. The
only source of conflict between them, which ultimately led to the killing, was
Ferguson’s long history of domestic violence against Fran Rosenthal, whom
Cairney thought of as his “little sister”.
[73]
Ferguson had been attacking Fran Rosenthal for
over a decade. The assaults were frequent — often weekly. They were also
severe: Rosenthal testified about incidents such as Ferguson hitting her in the
head with a golf club. Cairney knew all about the assaults since Rosenthal had
repeatedly taken refuge with him and his wife. She would show up bruised and
injured, sometimes so badly that she was unable to go to work.
[74]
Less than a year before the shooting, Cairney
had witnessed one of the attacks. He had found Ferguson kneeling on Fran Rosenthal’s
throat, choking her to the point of unconsciousness. Cairney had to push
Ferguson off of Rosenthal, and spent that entire night with Ferguson to ensure
that he did not attack her again. A few weeks before the shooting, Rosenthal
told Cairney that she had thought she was going to die that time.
[75]
The incident leading to the shooting had the
potential to turn into another assault. Ferguson suddenly became enraged and
started screaming at Fran Rosenthal. He called her a “fuckin’ bitch” and a
“fuckin’ cunt” and threatened her with: “If it wasn’t for your sore back, I’d
be throwing you against the walls right now.” He ordered Rosenthal to tell
Cairney to leave. When she did, Cairney expressed his concern to her that
Ferguson was going to start beating her. She did not deny it. In
cross-examination, she admitted that she wanted Cairney to leave because danger
to her was imminent and she did not want him to see it.
[76]
While the majority suggests that Ferguson was
“no longer behaving aggressively towards Rosenthal” and that “his moment of
anger against Rosenthal had passed” by the time Cairney confronted him, the
opposite inference can also be drawn from this record. Notably, Cairney’s
evidence about the progression of the fight between Ferguson and Rosenthal is
that it continued to escalate after Cairney left the room at Rosenthal’s
request. Cairney testified during cross-examination, for instance, that hearing
Ferguson screaming threats at Rosenthal was what led him to come back in and
confront Ferguson:
Q And then in spite of your concerns about the potential for
violence then, you actually do leave the two alone for a while, in spite of
that explosive, you know, kind of powder keg situation. Right?
A Right.
Q And you come back with the gun, smash the phone. Right?
A After I heard the argument escalating and Steve [Ferguson]
screaming at her.
Q Oh, okay. What was Steve saying then in terms of the
argument escalating?
A I believe the words were, You never fucking listen, you
fucking cunt. I heard Frannie yelling back at Steve. That’s when I had enough.
And all I wanted to do was scare Steve. I did not want to shoot him. [Emphasis
added.]
[77]
At that point, Cairney confronted Ferguson with
the gun and said:
Do you think you own her? Do you think
that she’s your property? Do you think that you can beat the shit out of her
anytime you want? I said, I had it up to here, buddy. I said, listen, here you
are all those months, when you’re not working and she’s buying your beer and
whatever and toting [sic] to your every whim, and whenever you get
pissed off about anything, you use her as your punching bag.
[78]
The response that caused Cairney to snap,
according to his testimony, was this: “Fuck you, you goof. This is none of your
business. I’ll do with Fran whatever I want.” The provocative act was not
Ferguson responding dismissively to Cairney pointing the gun. It was
his emphatic assertion that he would continue the conduct towards Fran
Rosenthal that Cairney had just confronted him about — “beat[ing] the shit out
of her” and using her as his “punching bag”.
[79]
The facts of this case illustrate the frailty of
making the availability of the provocation defence hinge on a “who started it?”
inquiry in circumstances involving a back-and-forth between the victim and the
accused. Removing the defence from the jury turns on the characterization that
Cairney initiated an “aggressive confrontation”. On another view of these
facts, however, Ferguson initiated the confrontation when he started verbally
abusing and threatening Cairney’s cousin — acts that could, in light of
Ferguson’s history of relentless domestic abuse, readily and reasonably be
interpreted as a prelude to another brutal assault.
[80]
Bielby J.’s decision to leave provocation to the
jury was therefore a proper one. Her review of the evidence relevant to the
objective element of provocation was flawless:
The event which Mr. Cairney
testified caused him to lose control was Mr. Ferguson telling him he was a goof
and that he would do what he wanted to with Fran, said as he walked away from
Mr. Cairney who had just told him to come back. That event must be considered
in the context of what occurred just before and in the context of Mr. Cairney’s
knowledge of the history of domestic violence between Mr. Ferguson and Ms.
Rosenthal. . . .
. . .
You must take into account
everything that was said or done at the time and must also consider Mr. Cairney
and Mr. Ferguson’s relationship and history. This includes evidence of Mr.
Cairney’s knowledge of prior incidents when Mr. Ferguson had struck or been
violent toward Ms. Rosenthal, including the one he personally witnessed the
prior summer when he saw Mr. Ferguson place his knee on her neck, leaving her
almost unconscious, where Mr. Cairney intervened to pull Mr. Ferguson off her,
the fact that she told Mr. Cairney she thought she was going to die that night
in a conversation held with him in January 2007 and the fact Mr. Cairney was
attempting to scold Mr. Ferguson over his demeaning and violent treatment of
Fran over the years.
[81]
The majority would, however, remove the defence
of provocation from the jury solely because Ferguson’s words “fell within a
range of predictable responses” to what it calls a “gunpoint lecture”. While
Ferguson’s dismissive attitude towards Cairney might have been predictable,
it would, in my view, be open for a jury to infer from the full context of this
case that an ordinary person would not predict Ferguson’s response that
he would keep beating Rosenthal if he felt like it.
[82]
This Court said in Tran that the objective
element of the defence of provocation should be informed by contemporary norms,
including Charter values. These do not include aggressively proprietary
atavistic attitudes. It is therefore troubling, with respect, to
conclude that it was “predictable” for Ferguson to react to Cairney’s warning
by confirming his intention to continue inflicting domestic violence. It is
difficult to accept that an expressed intention to continue assaulting a spouse
could ever be considered “predictable”.
[83]
It is true that “[t]he law does not condone the
initiation of gunpoint lectures”, as the majority observes. The law never
condones the conduct that gives rise to the defence of provocation. That is why
provocation is only a partial defence, reducing the offence from murder to
manslaughter and why the defence of provocation in the circumstances of this
case in no way absolves the accused. Cairney’s nine-year prison sentence was
based on the fact that he caused Ferguson’s death by using a firearm in the
dispute.
[84]
I would allow the appeal and restore the
conviction and nine-year sentence for manslaughter.
Appeal
dismissed, Fish and Abella JJ. dissenting.
Solicitors
for the appellant: Depoe and Bottos, Edmonton; Pringle Chivers
Sparks, Edmonton.
Solicitor for the
respondent: Attorney General of Alberta, Edmonton.