SUPREME
COURT OF CANADA
Citation: Endean v. British Columbia, 2016
SCC 42, [2016] 2 S.C.R. 162
|
Appeals
heard: May 19, 2016
Judgment
rendered: October 20, 2016
Dockets: 35843, 36456
|
Between:
Anita
Endean, as representative plaintiff
Appellant
and
Her
Majesty the Queen in Right of the Province of
British
Columbia and Attorney General of Canada
Respondents
And
Between:
Dianna
Louise Parsons, deceased,
by
her Estate Administrator, William John Forsyth,
Michael
Herbert Cruickshanks, David Tull,
Martin
Henry Griffen, Anna Kardish,
Elsie
Kotyk, Executrix of the Estate of
Harry
Kotyk, deceased, Elsie Kotyk, personally,
and
Fund Counsel for Ontario
Appellants
and
Her
Majesty the Queen in Right of Ontario,
Attorney
General of Canada, Canadian Red Cross Society,
Her
Majesty the Queen in Right of Alberta,
Her
Majesty the Queen in Right of Saskatchewan,
Her
Majesty the Queen in Right of Manitoba,
Her
Majesty the Queen in Right of New Brunswick,
Her
Majesty the Queen in Right of Prince Edward Island,
Her
Majesty the Queen in Right of Nova Scotia,
Her
Majesty the Queen in Right of Newfoundland and Labrador,
Government
of the Northwest Territories, Government of Nunavut
and
Government of the Yukon Territory
Respondents
- and -
Attorney
General of Quebec
Intervener
And:
Her
Majesty the Queen in Right of Ontario
Appellant
on cross-appeal
and
Dianna
Louise Parsons, deceased,
by
her Estate Administrator, William John Forsyth,
Michael
Herbert Cruickshanks, David Tull,
Martin
Henry Griffen, Anna Kardish, Elsie Kotyk,
Executrix
of the Estate of Harry Kotyk,
deceased,
Elsie Kotyk, personally,
Attorney
General of Canada and
Canadian
Red Cross Society
Respondents
on cross-appeal
Coram: McLachlin C.J. and Abella, Cromwell, Moldaver, Karakatsanis,
Wagner, Gascon, Côté and Brown JJ.
Reasons for
Judgment:
(paras. 1 to 81)
Concurring
Reasons:
(paras. 82 to 101)
|
Cromwell J. (McLachlin C.J. and Abella, Moldaver,
Gascon, Côté and Brown JJ. concurring)
Wagner J. (Karakatsanis J. concurring)
|
Endean v. British Columbia, 2016
SCC 42, [2016] 2 S.C.R. 162
Anita Endean, as
representative plaintiff Appellant
v.
Her Majesty The Queen in Right of the
Province of
British
Columbia and Attorney General of Canada Respondents
‑ and ‑
Dianna Louise Parsons, deceased,
by her Estate Administrator, William
John Forsyth,
Michael Herbert Cruickshanks, David
Tull,
Martin Henry Griffen, Anna Kardish,
Elsie Kotyk,
Executrix of the Estate of Harry Kotyk,
deceased,
Elsie Kotyk, personally, and
Fund Counsel for Ontario Appellants
v.
Her Majesty The Queen in Right of
Ontario,
Attorney General of Canada,
Canadian Red Cross Society,
Her Majesty The Queen in Right of Alberta,
Her Majesty The Queen in Right of
Saskatchewan,
Her Majesty The Queen in Right of
Manitoba,
Her Majesty The Queen in Right of New
Brunswick,
Her Majesty The Queen in Right of Prince
Edward Island,
Her Majesty The Queen in Right of Nova
Scotia,
Her Majesty The Queen in Right of
Newfoundland and Labrador,
Government of the Northwest Territories,
Government of Nunavut and
Government of the Yukon
Territory Respondents
and
Attorney General of Quebec Intervener
and
Her Majesty The Queen in Right
of Ontario Appellant
on cross‑appeal
v.
Dianna Louise Parsons, deceased,
by her Estate Administrator, William
John Forsyth,
Michael Herbert Cruickshanks, David
Tull,
Martin Henry Griffen, Anna Kardish,
Elsie Kotyk,
Executrix of the Estate of Harry Kotyk,
deceased, Elsie Kotyk, personally,
Attorney General of Canada and
Canadian Red Cross Society Respondents
on cross‑appeal
Indexed as: Endean v.
British Columbia
2016 SCC 42
File Nos.: 35843, 36456.
2016: May 19; 2016: October 20.
Present: McLachlin C.J. and Abella, Cromwell, Moldaver,
Karakatsanis, Wagner, Gascon, Côté and Brown JJ.
on appeal from the courts of appeal for british columbia and ontario
Courts
— Jurisdiction — Class actions — Hearings outside superior court’s home
province — Superior court judges in three provinces supervising implementation
of pan‑national class action settlement — Motions relating to settlement
brought before supervisory judges — Class counsel proposing that supervisory
judges sit together in fourth province to hear motions — Parties agreeing that
judges have discretionary power to sit together outside their home provinces,
but disagreeing on source of power and conditions under which it may be
exercised — Whether source of authority is statutory or an aspect of inherent powers
of superior court — Whether video link to open courtroom in judges’ home
jurisdiction is condition for exercise of authority — Class Proceedings Act,
1992, S.O. 1992, c. 6, s. 12 — Class Proceedings Act, R.S.B.C. 1996,
c. 50, s. 12.
The
superior courts of British Columbia, Quebec and Ontario certified concurrent
class action proceedings on behalf of individuals infected with hepatitis C by
the Canadian blood supply between 1986 and 1990. The British Columbia and
Quebec class actions included residents of those provinces, while the Ontario
class action included all other persons in Canada. The parties reached a pan‑Canadian
settlement agreement in 1999, which assigned a supervisory role to the British
Columbia, Quebec and Ontario superior courts and provided that decisions of
those courts only took effect if they were materially identical.
In
2012, class counsel filed motions before the supervisory judges relating to the
settlement agreement and proposed that the motions be heard by the three judges
sitting together in one location. British Columbia, Quebec and Ontario opposed
the proposal on the basis that the judges did not have the jurisdiction to
conduct hearings outside their home province. Motions for directions were
brought in each jurisdiction to resolve the objection. All three motions judges
concluded that it was permissible for the superior court judges to sit in a
province other than their respective home province with their judicial
counterparts to hear the settlement agreement motions. Only Ontario and British
Columbia appealed. The Ontario Court of Appeal agreed with the motions judge
that the basis for the power to conduct a hearing outside the province was the
superior court’s inherent jurisdiction, but concluded that a video link was required
between the out‑of‑province courtroom and an Ontario courtroom. The
British Columbia Court of Appeal found that the common law prohibited superior
court judges from sitting outside the province, but that it was permissible for
a judge who was not physically present in the province to conduct a hearing
taking place in the province by telephone, video conference or other
communication medium.
The
representative plaintiffs appeal to this Court and Ontario cross‑appeals.
The parties now agree that the superior court judges have a discretionary power
to sit together outside their home provinces to hear a motion without oral
evidence in the context of a pan‑Canadian settlement agreement. However,
there is no agreement concerning the source of this power and the conditions
under which it may be exercised.
Held: The appeals should be allowed and the cross‑appeal
should be dismissed.
Per
McLachlin C.J. and Abella, Cromwell, Moldaver, Gascon, Côté and
Brown JJ.: In pan‑national class action proceedings over
which the superior court has subject‑matter and personal jurisdiction, a
judge of that court has the discretion to hold a hearing outside his or her
territory in conjunction with other judges managing related class actions,
provided that the judge will not have to resort to the court’s coercive powers
in order to convene or conduct the hearing and the hearing is not contrary to
the law of the place in which it will be held.
To
determine the source of their discretionary power to sit outside their home
jurisdiction, courts ought to look first to their statutory powers before
considering their inherent jurisdiction. Given the broad and loosely defined
nature of the inherent powers of superior courts, they should be exercised
sparingly and with caution. In Ontario and British Columbia, superior court
judges have the discretionary statutory power under s. 12 of the Ontario Class
Proceedings Act, 1992 and s. 12 of the British Columbia Class
Proceedings Act (the “Acts”) to sit outside their home provinces. A broad interpretation
of these statutory powers, which confirms and reflects the inherent authority
of judges to control procedure, helps to fulfil the purpose of class actions
and to ensure that procedural innovations in aid of access to justice will not
be stymied by unduly technical or time‑bound understandings of the scope
of the class action judge’s authority. There are no constitutional, statutory
or common law limitations that restrict the scope of the broad and general
language of these provisions and that prevent a judge from sitting outside his
or her province for the purposes in issue in these cases.
Section
12 of the Acts should be understood as both confirming and reflecting the
inherent jurisdiction of the superior courts to govern their own processes.
Thus, in common law jurisdictions where comparable provisions do not exist, the
analysis of the courts’ inherent jurisdiction would lead to the same result,
subject to any limitations on inherent jurisdiction there applicable, such as
constraints imposed by the Constitution, by any statutory provisions or by
common law rules. Absent some clear limitation, the inherent jurisdiction of
the superior courts extends to permitting the court to hold the sort of hearing
in issue here.
A
video link between the out‑of‑province courtroom where the hearing
takes place and a courtroom in the judge’s home province is not a condition for
a judge to be able to sit outside his or her home province. Neither the Acts
nor the inherent jurisdiction of the court imposes such a requirement. The open
court principle is not violated when a superior court judge exercises his or her
discretion to sit outside his or her home province without a video link to the
home jurisdiction.
The
court’s discretion to hold a hearing outside its territory must be exercised in
the interests of the administration of justice. The court should also be guided
by the following broad considerations: whether sitting in another province will
impinge or could be seen as impinging on the sovereignty of that province;
whether there are benefits or costs to the proposed out‑of‑province
proceeding; and whether any terms should be imposed, such as conditions as to
the payment of extraordinary costs or use of a video link to the court’s home
jurisdiction.
Per
Karakatsanis and Wagner JJ.: There is agreement that the superior
court judges in these cases have discretionary statutory authority under
s. 12 of the Acts to sit outside of their home provinces, and that a video
link is not mandatory in an extraprovincial hearing.
The
open court principle encompasses more than a singular requirement that justice
not be carried out in secrecy. It fosters public confidence in the court system
and furthers public understanding of the administration of justice. In
addition, the open court principle protects the media’s right to access courts
and the circumstances necessary for the media to fulfil their role as surrogates
for the public. A judge sitting extraprovincially should be prepared to
consider how to give effect to the educational and community-centric aspects of
the open court principle. In particular, courts should strive to make class
actions procedure visible and understandable to class members and the community
where the proceedings were initiated. While the court should not presumptively
order that a video link back to the home provinces be set up where the court
sits extraprovincially, members of the public, the media, or counsel can
request that a video link or other means be used to enhance the accessibility
of the hearing. If such a request is made, or the judge considers it
appropriate, a video link or other means to enhance accessibility should be
ordered, subject to any countervailing considerations.
Cases Cited
By Cromwell J.
Referred
to: Ontario v. Criminal Lawyers’ Association of Ontario, 2013 SCC
43, [2013] 3 S.C.R. 3; R. v. Caron, 2011 SCC 5, [2011] 1 S.C.R. 78; MacMillan
Bloedel Ltd. v. Simpson, [1995] 4 S.C.R. 725; Century Services Inc. v.
Canada (Attorney General), 2010 SCC 60, [2010] 3 S.C.R. 379; Western
Canadian Shopping Centres Inc. v. Dutton, 2001 SCC 46, [2001] 2 S.C.R. 534;
Hollick v. Toronto (City), 2001 SCC 68, [2001] 3 S.C.R. 158; Amyotrophic
Lateral Sclerosis Society of Essex County v. Windsor (City), 2015 ONCA 572,
337 O.A.C. 315; Fantl v. Transamerica Life Canada, 2009 ONCA 377, 95
O.R. (3d) 767; Ontario New Home Warranty Program v. Chevron Chemical Co.
(1999), 46 O.R. (3d) 130; R. v. Rose, [1998] 3 S.C.R. 262; Canadian
Broadcasting Corp. v. New Brunswick (Attorney General), [1996] 3
S.C.R. 480; Re Southam Inc. and The Queen (No. 1) (1983), 41 O.R.
(2d) 113; Vancouver Sun (Re), 2004 SCC 43, [2004] 2 S.C.R. 332; Named
Person v. Vancouver Sun, 2007 SCC 43, [2007] 3 S.C.R. 253; Canadian
Broadcasting Corp. v. Canada (Attorney General), 2011 SCC 2, [2011] 1
S.C.R. 19; Scott v. Scott, [1913] A.C. 417; Edmonton Journal v.
Alberta (Attorney General), [1989] 2 S.C.R. 1326.
By Wagner J.
Referred
to: Canadian Broadcasting Corp. v. Canada (Attorney General),
2011 SCC 2, [2011] 1 S.C.R. 19; Canadian Broadcasting Corp. v. New
Brunswick (Attorney General), [1996] 3 S.C.R. 480; Named Person v. Vancouver
Sun, 2007 SCC 43, [2007] 3 S.C.R. 253; Edmonton Journal v. Alberta
(Attorney General), [1989] 2 S.C.R. 1326; AIC Limited v. Fischer,
2013 SCC 69, [2013] 3 S.C.R. 949; Richmond Newspapers, Inc. v. Virginia,
448 U.S. 555 (1980); Dagenais v. Canadian Broadcasting Corp., [1994] 3
S.C.R. 835; R. v. Mentuck, 2001 SCC 76, [2001] 3 S.C.R. 442.
Statutes and Regulations Cited
Class Proceedings Act, R.S.B.C. 1996,
c. 50, s. 12.
Class Proceedings Act, 1992, S.O. 1992,
c. 6, s. 12.
Code of Civil Procedure, CQLR, c. C‑25,
art. 1045.
Code of Civil Procedure, CQLR, c. C‑25.01,
art. 11.
Constitution Act, 1867, s. 92(14) .
Court of Queen’s Bench Act, C.C.S.M.,
c. C280, s. 76(1).
Courts of Justice Act, R.S.O. 1990,
c. C.43, ss. 11(2), 15(1), 135.
Federal Courts Rules, SOR/98‑106,
r. 29.
Judicature Act, S.P.E.I. 2008,
c. 20, s. 61.
Nova Scotia Civil Procedure Rules,
r. 86.05(4).
Rules of Civil Procedure, R.R.O. 1990,
Reg. 194, r. 1.08.
Rules of Court, N.B. Reg. 82‑73,
rr. 37.08, 38.08.
Supreme Court Act, R.S.B.C. 1996,
c. 443, s. 3(1).
Supreme Court Civil Rules, B.C. Reg.
168/2009, rr. 22‑1(5), 23‑5(4).
Authors Cited
Alberta Law Reform Institute. Final Report No. 85. Class
Actions. Edmonton: The Institute, 2000.
Black, Vaughan, and Stephen G. A. Pitel. “Out of Bounds: Can a
Court Sit Outside Its Home Jurisdiction?” (2013), 41 Adv. Q. 503.
British Columbia. Legislative Assembly. Official Report of
Debates of the Legislative Assembly (Hansard), vol. 20, No. 20,
4th Sess., 35th Parl., June 6, 1995, pp. 15070, 15072 and 15075‑76.
British Columbia. Legislative Assembly. Official Report of
Debates of the Legislative Assembly (Hansard), vol. 20, No. 23,
4th Sess., 35th Parl., June 8, 1995, pp. 15231‑32.
British Columbia. Ministry of Attorney General. Consultation
Document: Class Action Legislation for British Columbia. Victoria: The
Ministry, 1994.
Côté,
Pierre‑André, in collaboration with Stéphane Beaulac and Mathieu Devinat.
The Interpretation of Legislation in Canada, 4th ed. Toronto: Carswell, 2011.
Cunliffe, Emma. “Open Justice: Concepts and Judicial Approaches”
(2012), 40 Fed. L. Rev. 385.
Halsbury’s Laws of England,
vol. 24, 5th ed. London: LexisNexis, 2010.
Jackson, Georgina R., and Janis Sarra. “Selecting the Judicial
Tool to get the Job Done: An Examination of Statutory Interpretation,
Discretionary Power and Inherent Jurisdiction in Insolvency Matters”, in
Janis P. Sarra, ed., Annual Review of Insolvency Law 2007.
Toronto: Thomson Carswell, 2008, 41.
Jacob, I. H. “The Inherent Jurisdiction of the Court” (1970),
23 Curr. Legal Probs. 23.
Macdonald, Roderick A. “Access to Justice in Canada Today: Scope,
Scale and Ambitions”, in Julia Bass, W. A. Bogart and Frederick H. Zemans,
eds., Access to Justice for a New Century — The Way Forward. Toronto:
Law Society of Upper Canada, 2005, 19.
Ontario. Attorney General’s Advisory Committee on Class Action
Reform. Report of the Attorney General’s Advisory Committee on Class Action
Reform. Toronto: The Committee, 1990.
Ontario. Law Reform Commission. Report on Class Actions,
vol. II. Toronto: Ministry of the Attorney General, 1982.
Ontario. Legislative Assembly. Official Report of Debates
(Hansard), 1st Sess., 35th Parl., November 18, 1991 (online:
www.ontla.on.ca/web/house‑proceedings/house_detail.do?Date=1991‑11‑18&Parl=35&Sess=1&locale=en).
Ontario. Legislative Assembly. Official Report of Debates
(Hansard), 2nd Sess., 34th Parl., June 12, 1990 (online:
www.ontla.on.ca/web/house‑proceedings/house_detail.do?Date=1990‑06‑12&Parl=35&Sess=1&locale=en).
Resnik, Judith. “The Democracy in Courts: Jeremy Bentham,
‘Publicity’, and the Privatization of Process in the Twenty‑First
Century” (2013), 10 NoFo 77.
Uniform Law Conference of Canada. Uniform Class Proceedings Act
(1996) (online: http://www.ulcc.ca/en/uniform‑acts‑new‑order/current‑uniform‑acts/82‑josetta‑1‑en‑gb/uniform‑actsa/class‑proceedings‑act/1395‑uniform‑class‑proceedings‑act‑1996).
Warren, Marilyn. “Open Justice in the Technological Age” (2014), 40 Monash
U.L. Rev. 45.
APPEAL
from a judgment of the British Columbia Court of Appeal (Saunders, Tysoe and
Goepel JJ.A.), 2014 BCCA 61, 59 B.C.L.R. (5th) 113, 352 B.C.A.C. 7, 601 W.A.C.
7, 49 C.P.C. (7th) 316, [2014] 5 W.W.R. 481, [2014] B.C.J. No. 254 (QL),
2014 CarswellBC 363 (WL Can.), setting aside a decision of Bauman C.J.B.C.,
2013 BCSC 1074, [2013] B.C.J. No. 1304 (QL), 2013 CarswellBC 1828 (WL
Can.). Appeal allowed.
APPEAL
and CROSS‑APPEAL from a judgment of the Ontario Court of Appeal
(Juriansz, LaForme and Lauwers JJ.A.), 2015 ONCA 158, 125 O.R. (3d) 168, 331
O.A.C. 71, 381 D.L.R. (4th) 667, 64 C.P.C. (7th) 227, [2015] O.J. No. 1257
(QL), 2015 CarswellOnt 3336 (WL Can.), setting aside in part a decision of Winkler
C.J.O., 2013 ONSC 3053, 363 D.L.R. (4th) 352, 43 C.P.C. (7th) 412, [2013] O.J.
No. 2343 (QL), 2013 CarswellOnt 6659 (WL Can.). Appeal allowed and cross‑appeal
dismissed.
Sharon D.
Matthews, Q.C., J. J. Camp, Q.C., and Michael Sobkin, for the appellant Anita Endean, as representative plaintiff.
Keith Evans and Katherine Webber, for the respondent Her Majesty
The Queen in Right of the Province of British Columbia.
Robert J.
Frater, Q.C., and Kathryn Hucal, for the respondent/respondent
on cross‑appeal the Attorney General of Canada.
Paul J. Pape and Shantona Chaudhury, for the appellants/respondents
on cross‑appeal Dianna Louise Parsons et al.
John E.
Callaghan
and Alex Zavaglia, for the appellant the Fund
Counsel for Ontario.
Josh Hunter, Brent Kettles and
Lynne McArdle, for the respondent/appellant on cross‑appeal Her Majesty The
Queen in Right of Ontario.
No
one appeared for the respondent/respondent
on cross‑appeal the Canadian Red Cross Society.
Caroline Zayid, H. Michael Rosenberg and Adam Goldenberg, for the respondents Her
Majesty The Queen in Right of Alberta et al.
Written
submissions only by Dana Pescarus, Carole Soucy and Manon
Des Ormeaux, for the intervener.
The judgment
of McLachlin C.J. and Abella, Cromwell, Moldaver, Gascon, Côté and Brown JJ.
was delivered by
Cromwell J. —
I.
Introduction and Issues
[1]
Class actions are an important procedural tool
designed to help improve access to justice. They are meant to provide a fair
and expeditious resolution of the plaintiffs’ claims and, to ensure that they
do, class action judges have broad and flexible procedural powers. The limits
of those powers are tested by these appeals.
[2]
At issue is the power of superior court judges
who are implementing a pan-national class action settlement to sit outside
their home provinces to hear and decide a motion relating to it.
[3]
While all parties agree that judges may do this
under certain conditions, there is disagreement about two related issues:
1.
What is the source of authority for the judge to
sit outside his or her home jurisdiction: Is it statutory or an aspect of the
inherent powers of a superior court?
2.
Is a video link to an open courtroom in the
judge’s home jurisdiction a condition for the exercise of this authority?
[4]
In my opinion, superior court judges in Ontario
and British Columbia have the discretionary statutory power under s. 12 of the Class
Proceedings Act, 1992, S.O. 1992, c. 6, and s. 12 of the Class
Proceedings Act, R.S.B.C. 1996, c. 50 (the “Acts”), to sit outside
their home provinces, and a video link to an open courtroom in the judge’s home
jurisdiction is not required. A broad interpretation of these statutory powers,
which confirms and reflects the inherent authority of judges to control
procedure, helps to fulfil the purpose of class actions and to ensure that
procedural innovations in aid of access to justice will not be stymied by
unduly technical or time-bound understandings of the scope of the class action
judge’s authority.
II.
Facts
[5]
Class counsel thought that it would be more
efficient and effective for the superior court judges charged with managing and
implementing a pan-national settlement of the proceedings in three provinces to
sit together in a fourth province to hear motions relating to the settlement.
Class counsel’s attempt to pursue this course of action gave rise to the issues
now before the Court.
[6]
By way of a brief background, the superior
courts of British Columbia, Quebec and Ontario certified concurrent class
action proceedings on behalf of individuals infected with hepatitis C by the
Canadian blood supply between January 1, 1986 and July 1, 1990. The British
Columbia and Quebec class actions included residents of those provinces, while
the Ontario class action included all other persons in Canada who received
infected blood during the relevant period.
[7]
The parties reached a pan-Canadian settlement
agreement in 1999 (“1986-1990 Hepatitis C Settlement Agreement”). The
Government of Canada, as well as all provinces and territories, agreed to be
bound by the settlement agreement once it received court approval. The
governments of provinces and territories other than Quebec and British Columbia
attorned to the jurisdiction of the Ontario courts. The supervisory judges of
the class actions in Ontario, British Columbia and Quebec heard settlement
motions and approved the settlement agreement.
[8]
The settlement agreement assigned a supervisory
role to the British Columbia, Quebec and Ontario superior courts: s. 10.01(1).
However, the decisions of the courts under the agreement only took effect if
all three courts made orders “without any material differences”: s. 10.01(2).
[9]
Class counsel subsequently wanted to extend the
deadline in the settlement agreement for filing first claims for benefits from
the settlement funds. Therefore, in 2012, they filed motions before the three
superior court supervisory judges for approval of a proposed protocol. The
motions were brought under s. 10.01 of the settlement agreement and, as noted
earlier, required orders “without any material differences” in all three
courts.
[10]
Class counsel proposed that the most efficient
and effective procedure for adjudicating the motions would be to have them
heard by the three supervisory superior court judges sitting together in one
location so that they would hear the same submissions and be better positioned
to issue orders without “material differences”. The supervisory judges were to
adjudicate on a paper record.
[11]
Each province opposed class counsel’s proposal
on the basis that the superior court judges did not have the jurisdiction to
conduct hearings outside their home province. Separate motions for directions
were brought in each jurisdiction to resolve the objection. The motions raised
the issue of whether the superior court judges could sit in a province other than
their respective home province with their judicial counterparts to hear a
motion concerning the settlement agreement.
III.
Judicial History
[12]
All three motions judges concluded that this was
permissible. The decision of the Quebec motions judge, which was not appealed,
is not at issue here. Even though I appreciate that, at the time, the Quebec
Code of Civil Procedure, CQLR, c. C-25, included a provision comparable to
s. 12 of the Acts at art. 1045, I make no comment concerning
the law of Quebec in relation to the issues raised on appeal.
A.
Ontario
[13]
Winkler C.J.O., sitting as a judge of the
Superior Court of Justice, concluded that a superior court judge in Ontario
could preside over a hearing outside Ontario where the court had personal and
subject-matter jurisdiction over the parties and the issues: 2013 ONSC 3053,
363 D.L.R. (4th) 352. He was of the view that there were no constitutional or
statutory prohibitions preventing this. He found that the court’s inherent
jurisdiction to control its own process empowered the court to exercise its
discretion to hold a hearing outside Ontario having regard to whether sitting
outside the province promoted the interests of justice. Winkler C.J.O.
concluded that such a discretion should be exercised in this case.
[14]
In the Ontario Court of Appeal, the majority of
the court concluded that the basis for the power to conduct a hearing outside
the province was the superior court’s inherent jurisdiction: 2015 ONCA 158, 125
O.R. (3d) 168, per LaForme J.A., Lauwers J.A. concurring on this point.
However, a differently constituted majority also concluded that a video link
was required between the out-of-province courtroom and an Ontario courtroom:
Juriansz J.A., Lauwers J.A. concurring on this point.
B.
British Columbia
[15]
Bauman C.J.S.C. (as he then was) adopted the
reasons of Winkler C.J.O., with additional comments on the law in British
Columbia, and confirmed his authority under the court’s inherent jurisdiction
to sit in this matter outside British Columbia without the requirement of a video
link: 2013 BCSC 1074. The British Columbia Court of Appeal, however, disagreed
on both points: 2014 BCCA 61, 59 B.C.L.R. (5th) 113.
[16]
The Court of Appeal found that the common law
prohibited superior court judges from sitting outside British Columbia and that
any change to that ancient rule should be made by the legislature rather than
by the courts. However, the court was of the view that it was permissible for a
judge, who was not physically present in the province, to conduct a hearing
taking place in a British Columbia courtroom by telephone, video conference or
other communication medium. The court concluded that such a hearing — which
would involve the judge exercising his or her jurisdiction or authority in a
hearing in British Columbia — would not offend the common law prohibition
against judges conducting hearings outside British Columbia.
IV.
Analysis
[17]
As I noted at the outset, it is common ground
that the superior court judges have personal and subject-matter jurisdiction
over the parties and issues in these proceedings and that they have a
discretionary power to sit together outside their home provinces to hear a
motion without oral evidence in the context of a pan-Canadian settlement
agreement. However, there is no agreement concerning the interrelated questions
of what is the source of this power and the conditions under which it may be
exercised; those two issues are the focus of these appeals.
A.
First Issue: The Source of the Court’s Power to
Sit Outside Its Home Jurisdiction
(1)
Introduction
[18]
The first issue relates to the source of the
court’s discretionary power to sit outside its home jurisdiction and, more
specifically, whether it is a statutory power or one that derives from the
inherent jurisdiction of the superior courts. This issue gives rise to a number
of questions which I address in turn.
[19]
I will turn first to the question of whether
courts ought to look first to their statutory powers before considering their
inherent jurisdiction. I conclude that they should.
[20]
Next, I will consider whether s. 12 of the Acts
in Ontario and British Columbia confer on the superior courts in those
provinces the power to hold the sorts of hearings in issue here outside the
territorial limits of the province. Given the broad and general language of
these provisions, the answer depends on whether there are any constitutional,
statutory or common law limitations which would have to be understood as
restricting the scope of that broad and general language. I conclude that there
are none and that the provisions grant the authority to conduct the hearings in
issue.
[21]
Finally, I will explain why, in my view, these
provisions should be understood as both confirming and reflecting the inherent
jurisdiction of the superior courts to govern their own processes. Thus, in
common law jurisdictions where comparable provisions do not exist, the analysis
of the courts’ inherent jurisdiction would lead to the same result, subject to
any limitations on inherent jurisdiction there applicable.
(2)
Should the Courts Look First to Their Statutory
Powers Before Turning to Consider Inherent Jurisdiction?
[22]
The answer to this question is yes.
[23]
The inherent powers of superior courts are
central to the role of those courts, which form the backbone of our judicial
system. Inherent jurisdiction derives from the very nature of the court as a
superior court of law and may be defined as a “reserve or fund of powers” or a
“residual source of powers”, which a superior court “may draw upon as necessary
whenever it is just or equitable to do so, and in particular to ensure the
observance of the due process of law, to prevent improper vexation or
oppression, to do justice between the parties and to secure a fair trial
between them”: I. H. Jacob, “The Inherent Jurisdiction of the Court” (1970), 23
Curr. Legal Probs. 23, at p. 51, cited with approval in, e.g., Ontario
v. Criminal Lawyers’ Association of Ontario, 2013 SCC 43, [2013] 3 S.C.R.
3, at para. 20; R. v. Caron, 2011 SCC 5, [2011] 1 S.C.R. 78, at para.
24; and MacMillan Bloedel Ltd. v. Simpson, [1995] 4 S.C.R. 725, at
paras. 29-31.
[24]
The courts have recognized that, given the broad
and loosely defined nature of these powers, they should be “exercised sparingly
and with caution”: Caron, at para. 30. It follows that courts should
first determine the scope of express grants of statutory powers before dipping
into this important but murky pool of residual authority that forms their
inherent jurisdiction: see, e.g., Century Services Inc. v. Canada (Attorney
General), 2010 SCC 60, [2010] 3 S.C.R. 379, at paras. 63-68. As The
Honourable Georgina Jackson and Janis Sarra write, “[i]t is only where broad
statutory authority is unavailable that inherent jurisdiction needs to be
considered as a possible judicial tool to utilize in the circumstances”:
“Selecting the Judicial Tool to get the Job Done: An Examination of Statutory
Interpretation, Discretionary Power and Inherent Jurisdiction in Insolvency
Matters”, in J. P. Sarra, ed., Annual Review of Insolvency Law 2007 (2008),
41, at p. 73.
(3)
Are There Statutory Authorities in Ontario and
British Columbia That Allow the Superior Court Judges to Sit Outside Their
Provinces?
[25]
The parties canvassed various potential sources
of statutory power. In Ontario, we were referred to s. 12 of the Class
Proceedings Act, 1992 and rule 1.08 of the Rules of Civil Procedure,
R.R.O. 1990, Reg. 194. In British Columbia, we were referred to s. 12 of the Class
Proceedings Act and rule 23-5(4) of the Supreme Court Civil Rules,
B.C. Reg. 168/2009. As in my view s. 12 of the respective Acts provides a
statutory basis for holding these hearings, it is not necessary to consider the
rules of court.
[26]
It will be convenient to consider the very
similar provisions of s. 12 of the two Acts together.
[27]
Section 12 of the Class Proceedings Act, 1992
in Ontario provides:
12. The court, on the motion of a party or
class member, may make any order it considers appropriate respecting the
conduct of a class proceeding to ensure its fair and expeditious determination
and, for the purpose, may impose such terms on the parties as it considers
appropriate.
[28]
Section 12 of the Class Proceedings Act
in British Columbia reads:
12. The court may at any time make any
order it considers appropriate respecting the conduct of a class proceeding to
ensure its fair and expeditious determination and, for that purpose, may impose
on one or more of the parties the terms it considers appropriate.
[29]
The grammatical and ordinary sense of these
provisions leaves little doubt that the legislatures intended judges in class
proceedings to have, and to exercise, broad, discretionary powers to manage the
proceedings to ensure their “fair and expeditious determination”.
[30]
The object and scheme of the Acts also support
this broad interpretation of s. 12 of the Acts. As this Court observed in Western
Canadian Shopping Centres Inc. v. Dutton, 2001 SCC 46, [2001] 2 S.C.R. 534,
class proceedings are intended to improve access to justice through the
efficient and judicially economical disposition of litigation: paras. 27-28. A
broad interpretation of s. 12 of the Acts furthers this object of class action
legislation: ibid. A broad interpretation of these provisions is also
faithful to this Court’s interpretation of the Ontario legislation in Hollick
v. Toronto (City), 2001 SCC 68, [2001] 3 S.C.R. 158, where it found that
the Ontario Class Proceedings Act, 1992 “should be construed
generously”: para. 14. As this Court noted in that same case, “it is essential
therefore that courts not take an overly restrictive approach to the
legislation, but rather interpret the Act in a way that gives full effect to
the benefits foreseen by the drafters”: para. 15.
[31]
The legislative histories of the provisions also
support the view that the provincial legislatures intended a broad role for
both versions of s. 12 of the Acts.
[32]
First, legislative debates of both the Ontario
and British Columbia legislatures demonstrate the access to justice purpose of
the Acts.
A broad interpretation of s. 12 furthers the access to justice objective of the
Acts. Broad powers to manage class actions give judges the ability to take
measures to ensure the fair and expeditious determination of issues arising in
class proceedings, which furthers access to justice.
[33]
Second, the legislative histories of these
provisions also show that the legislatures in Ontario and British Columbia
intended s. 12 of the Acts to be interpreted broadly.
[34]
In Ontario, the Ontario Law Reform Commission’s Report
on Class Actions (1982) was instrumental in the subsequent adoption of
class action legislation in the province.
In its report, the Commission was of the view that “court[s] should have a
broad general power in order to enable [them] to respond to the many management
problems that are likely to arise at the various stages of a class action”: pp.
449-50. The Commission further observed that “[o]nly if judges are empowered
expressly to assume an active role can this type of complex litigation be
handled efficiently”: p. 450. The Commission recommended language substantially
similar to that which was eventually adopted in s. 12 of the Ontario Class
Proceedings Act, 1992: ibid. Similarly, the Attorney General’s
Advisory Committee on Class Action Reform also commented that s. 12 “describes
the general power of the Court to control its own process and to develop procedures
as needed from case to case”: Report of the Attorney General’s Advisory
Committee on Class Action Reform (1990), at p. 37.
[35]
In British Columbia, the Ministry of the
Attorney General drafted a consultation document referred to in legislative
debates.
In that document, in relation to a provision similar to s. 12, the Ministry
observed that “[c]ourts take a much more active role in managing the conduct of
class actions than they do in ordinary actions” and observed that the Ontario
statute also includes a “broad general management provision”: Consultation
Document: Class Action Legislation for British Columbia (1994), at p. 5.
[36]
Section 12 was also briefly discussed in
legislative debates in British Columbia before the passing of the bill, when a
concern was raised about the provision’s open-ended language. In response to this
concern, it was explained that giving “this authority to the court [in s. 12]
is the best way to ensure that the protection is afforded to people who aren’t
there or represented directly in the action”.
[37]
The Uniform Law Conference of Canada (“ULCC”) Uniform
Class Proceedings Act (1996 proceedings) (online), which provides model
legislation recommended for adoption across Canadian jurisdictions, is also
instructive. The ULCC legislation contained language very similar to that in s.
12 of the Ontario Class Proceedings Act, 1992 and identical to that in
s. 12 of the British Columbia Class Proceedings Act. The commentary on
this provision observed that “[s]ection 12 grants the court broad discretion in
making orders”: p. 8-7. Further, it states that “[t]his broad discretion is
thought necessary as the court must protect not only the interests of the
representative plaintiff and the defendant but also the interests of absent
class members”: ibid.
[38]
A broad interpretation of s. 12 is also
consistent with the approach taken by other courts to the interpretation and
application of class action legislation. For example, in Amyotrophic Lateral
Sclerosis Society of Essex County v. Windsor (City), 2015 ONCA 572, 337
O.A.C. 315, Strathy C.J.O. observed that while s. 12 is procedural and does not
allow a judge to override other provisions of the Class Proceedings Act,
1992, the provision nonetheless entitles case management judges in class
actions “to seek and impose creative solutions to the efficient determination
of the issues”: para. 70. In Fantl v. Transamerica Life Canada, 2009
ONCA 377, 95 O.R. (3d) 767, Winkler C.J.O. specifically observed that s. 12 of
the Class Proceedings Act, 1992 provides the court with a “broad,
discretionary jurisdiction”: para. 42. Similarly, in Ontario New Home
Warranty Program v. Chevron Chemical Co. (1999), 46 O.R. (3d) 130 (S.C.J.),
Winkler J. (as he then was) noted that, in including s. 12 in the Class
Proceedings Act, 1992, “the legislature has given the court a flexible tool
for adapting procedures on a case specific basis”: para. 41.
[39]
In conclusion, the legislatures intended courts
in Ontario and British Columbia to have wide powers to make orders respecting
the conduct of class proceedings. Thus, the appropriate starting point for the
analysis in these appeals is s. 12 of the Acts, rather than the superior
court’s inherent power over procedure. The broad powers appear on their face to
authorize the sort of extraterritorial hearing which class counsel sought in
these cases.
[40]
While the legislation must be interpreted
purposively and remedially, its broad and general language invites
consideration of whether there are any clear common law, statutory or
constitutional barriers to the court sitting outside its territorial
boundaries. If there were, then the broad language of the provisions would have
to be read as subject to those limitations.
(4)
Are There Common Law, Constitutional or
Statutory Rules That Prevent Judges From Sitting Outside Their Province in
These Circumstances?
[41]
A key question, therefore, is whether there are
any rules or principles of common, constitutional or statutory law that prevent
a judge from sitting outside his or her province for the purposes in issue
here. In my view, there are none.
[42]
I underline that the power claimed for the
superior courts in this case is limited. We are concerned here with cases in
which the courts have personal and subject-matter jurisdiction. There is no
claim that the judges sitting outside their home jurisdiction have any
authority to use their coercive powers outside their province. There is no
suggestion that holding an out-of-province hearing would be contrary to the law
of the jurisdiction in which the hearing would be held. Further, this case
involves litigation wholly within Canada.
(a)
Common Law and Constitutional Barriers
[43]
The British Columbia Court of Appeal found that
English common law, which, in its view, prohibited judges in England from
sitting outside England, was received into British Columbia as of November 1858
and prevented British Columbia judges from sitting outside their province. The
court also found that using inherent jurisdiction to support out-of-province
hearings would be inconsistent with and contrary to the common law and ancient
usage. Further, while the common law was subject to modification, the Court of
Appeal concluded that any major revisions of the common law rule prohibiting
judges from sitting outside their territorial jurisdiction was better left to
the legislature.
[44]
The British Columbia appellant, Anita Endean, as
representative plaintiff, submits that the Court of Appeal was wrong to find a
common law limit on the court’s inherent power. Ms. Endean submits that this
old English rule was not received into British Columbia law and, in any event,
should not be followed.
[45]
When one looks at the common law relating to
courts sitting outside their jurisdiction, one finds that the jurisprudence is
sparse and the precise ambit of any limitation is unclear. However, I accept
that there is, as V. Black and S. G. A. Pitel have put it, a “deep-seated
sense” in the common law that courts conduct their business within their geographical
boundaries: “Out of Bounds: Can a Court Sit Outside Its Home Jurisdiction?”
(2013), 41 Adv. Q. 503, at p. 503; see also pp. 509-10.
[46]
A number of considerations support this
“deep-seated sense”, including concerns about the sovereignty of the
jurisdiction in which the hearing is held and concerns about the territorial
limits of the coercive powers of the judge conducting the hearing. But the type
of court hearing in issue in these cases does not give rise to the concerns
which support any broader principle against out-of-province sittings. In
particular, judges in cases like these will not be called on to exercise any
coercive powers, as they would be adjudicating on a paper record. And there is
no suggestion that the proposed hearing would be inconsistent with the law of
the place in which it would be held. There is thus no threat either to the
authority or dignity of the superior court or to the sovereignty of the
jurisdiction in which the hearing would be held.
[47]
Moreover, it is open to the Court to modify the
common law if necessary to make it clear that it does not preclude such
hearings.
[48]
Permitting these hearings does not give rise to
the concerns about sovereignty, dignity of the courts or extraterritorial
exercise of coercive powers. It is also a practical alternative that serves the
underlying purposes of class proceedings. To take too dogmatic a stand on this
point, as Winkler C.J.O. noted, risks leaving the common law unsuited “to
modern realities of increasingly complex litigation involving parties and
subject matters that transcend provincial borders”: para. 25.
[49]
Further, the narrow circumstances of these
appeals do not raise a concern that the judiciary is trenching on powers
reserved to the legislature. What is proposed here is not the sort of major
procedural innovation that arguably ought to be left to the legislature. On the
contrary, the legislatures have, through s. 12 of the Acts, encouraged courts
to make full use of their power to regulate the process in the interests of
making it fair and expeditious. Allowing courts to hold the type of hearing in
issue here furthers the legislative intention evident in this scheme; far from
usurping legislative authority, this approach uses the authority broadly
conferred by the legislature to further its objectives.
[50]
The Attorney General of Ontario suggests that
any interpretation of s. 12 of the Class Proceedings Act, 1992 must
respect the “presumption against extraterritoriality” (R.F., at para. 53), an
interpretative presumption that “[t]he legislature is presumed to intend the
territorial limits of its jurisdiction to coincide with that of the statute’s
operation” and “[u]nless implicitly or explicitly provided otherwise, the
legislature is presumed to enact for persons, property, juridical acts and
events within the territorial boundaries of its jurisdiction”: P.-A. Côté, in
collaboration with S. Beaulac and M. Devinat, The Interpretation of
Legislation in Canada (4th ed. 2011), at p. 212. The Attorney General notes
that such a concern would arise if s. 12 were interpreted to allow an order to
have a true extraterritorial effect, such as a coercive order taking effect
outside Ontario or British Columbia.
[51]
I do not rely on s. 12 of the Acts as providing
for the exercise of coercive powers outside the court’s home province.
Interpreting s. 12 as allowing the type of hearing at issue in these cases
therefore does not engage the presumption against extraterritoriality since
this application of the provisions does not give rise to any impermissible
extraterritorial effect.
[52]
Finally, in my opinion, no constitutional
impediment has been identified to the limited authority of a superior court to
sit outside its jurisdiction that we are addressing in this case.
(b)
Statutory Barriers
[53]
There are also no statutory barriers in these
circumstances to the broad interpretation of s. 12 of the Acts described in
these reasons.
[54]
Section 11(2) of the Ontario Courts of
Justice Act, R.S.O. 1990, c. C.43, reads:
(2)
The Superior Court of Justice has all the jurisdiction, power and authority
historically exercised by courts of common law and equity in England and
Ontario.
[55]
Section 3(1) of the British Columbia Supreme
Court Act, R.S.B.C. 1996, c. 443, provides:
3 (1) The Chief Justice, Associate
Chief Justice and judges have all the powers, rights, incidents, privileges and
immunities of a judge of a superior court of record, and all other powers,
rights, incidents, privileges and immunities that on March 29, 1870, were
vested in the Chief Justice and the other justices of the court.
[56]
Section 11(2) of the Courts of Justice Act should
be read as inclusive, not exclusive. It does not explicitly provide that the
powers of the court are limited to those of the courts of common law and equity
in England and Ontario. In R. v. Rose, [1998] 3 S.C.R. 262, this Court
held that the inherent jurisdiction of superior courts can only be removed by
“clear and precise statutory language”: para. 133. The language of s. 11(2)
does not meet this threshold and, I would add, does not take away from the
breadth of the language in s. 12 of the Class Proceedings Act, 1992.
Further, the broader language of s. 3(1) of the Supreme Court Act
clearly provides that the powers of the superior court judges in British
Columbia are not limited to those that existed in 1870.
[57]
In addition, the language of s. 15(1) of the Courts
of Justice Act does not prevent judges in Ontario from sitting outside the
province. Section 15(1) provides that the Chief Justice of the Superior Court
of Justice “shall assign every judge of the Superior Court of Justice to a
region and may re-assign a judge from one region to another”. This provision,
of course, does not confine the authority of the judge to his or her assigned
region. Like s. 11(2) of the Courts of Justice Act, this provision is
not sufficiently express to preclude judges from sitting outside the province
under s. 12 of the Class Proceedings Act, 1992. As the Ontario Court of
Appeal concluded, this provision “does not speak to where a superior court
judge may conduct a hearing”: para. 135. Furthermore, a judge sitting outside a
province to hear a motion in relation to a pan-national settlement agreement
would still be assigned to a specific region under s. 15(1).
(5)
Conclusion
[58]
In pan-national class action proceedings over
which the superior court has subject-matter and personal jurisdiction, a judge
of that court has the discretion to hold a hearing outside his or her territory
in conjunction with other judges managing related class actions. This is
provided that the judge will not have to resort to the court’s coercive powers
in order to convene or conduct the hearing and the hearing is not contrary to
the law of the place in which it will be held. This discretion must, of course,
be exercised in the interests of the administration of justice. In Ontario and
British Columbia, this discretion flows from s. 12 of those provinces’
respective Acts in relation to motions properly falling within that section.
(6)
A Word About Inherent Jurisdiction
[59]
Not all Canadian common law jurisdictions have
provisions comparable to s. 12 of the Acts. The question of whether these
hearings could be held pursuant to the superior courts’ inherent jurisdiction
was fully argued and I therefore think it useful to comment briefly on the
question.
[60]
I mentioned earlier that the superior courts’
inherent jurisdiction is a residual source of power which a superior court may
draw on in order to ensure due process, prevent vexation and to do justice
according to law between the parties. One aspect of these inherent powers is
the power to regulate the court’s process and proceedings: Jacob, at pp. 25 and
32-40. As Master Jacob put it, “it is difficult to set the limits upon the
powers of the court in the exercise of its inherent jurisdiction to control and
regulate its process, for these limits are coincident with the needs of the
court to fulfil its judicial functions in the administration of justice”: p.
33. In short, inherent jurisdiction, among other things, empowers a superior
court to regulate its proceedings in a way that secures convenience,
expeditiousness and efficiency in the administration of justice.
[61]
The breadth and generality of s. 12 of the Acts
has been understood as being largely reflective of the courts’ inherent
powers to control its processes in the interests of justice. The Ontario Law
Reform Commission in its report observed that “the general management power”
provisions it recommended, similar to what is now s. 12, might be seen as
“unnecessary” in light of the inherent jurisdiction of the court but that the
“inclusion in the proposed Class Actions Act of an express general
management power would encourage Ontario courts to resort to this power to
ensure the proper functioning of class actions”: p. 451. In a similar vein, the
Alberta Law Reform Institute commented on s. 12 of the ULCC’s Uniform Class
Proceedings Act, similarly worded to the provisions in issue here, noting
that “[t]he court probably already enjoys the general power” described in that
provision: Final Report No. 85, Class Actions (2000), at p. 111.
[62]
Of course, these inherent powers may be limited.
The exercise of inherent jurisdiction is subject to the constraints of the
Constitution, as well as to any statutory provisions and common law rules that
might limit the court’s ability to exercise that power: see, e.g., Criminal
Lawyers’ Association, at paras. 22-24; Caron, at para. 32; Halsbury’s
Laws of England (5th ed. 2010), vol. 24, at pp. 328-29. But absent some
clear limitation, my view is that the inherent jurisdiction of the superior
courts extends to permitting the court to hold the sort of hearing in issue
here. As I have explained in my analysis of s. 12 of the Acts, there is no
constitutional or common law limitation and no statutory limitation in either
Ontario or British Columbia. It follows that unless there is a statutory
limitation in the jurisdictions which do not have provisions comparable to s.
12 (a point on which I do not comment), the superior courts there can hold
hearings of this nature.
B.
Second Issue: Is a Video Link Required?
[63]
In my opinion, and with great respect to the
contrary view of the appellate courts, a video link between the out-of-province
courtroom where the hearing takes place and a courtroom in the judge’s home
province is not a condition for a judge to be able to sit outside his or her
home province. Neither is it necessarily required by the open court principle.
[64]
First, neither the Acts nor the inherent
jurisdiction of the court imposes this requirement in order for judges to sit
outside their home province. While a superior court judge will likely find it
preferable to use a video link in most situations, the court has the
jurisdiction to sit outside its province separate and apart from the technological
means it decides to use.
[65]
Next, it is submitted that the open court
principle is violated when a superior court judge exercises his or her
discretion to sit outside his or her province without a video link to the home
jurisdiction. I reject this submission. If holding the hearing in the home
jurisdiction without a video broadcast does not violate the open court
principle, the fact that the hearing is being held in a publicly accessible
location outside the province does not necessarily do so either. In other
words, the fact that the hearing is being held outside the court’s territory
does not, on its own, give rise to a requirement that there be a video link
between the territory and the hearing.
[66]
The open court principle embodies “[t]he
importance of ensuring that justice be done openly”, which is “one of the
hallmarks of a democratic society”: Canadian Broadcasting Corp. v. New
Brunswick (Attorney General), [1996] 3 S.C.R. 480 (“C.B.C. v. New
Brunswick”), at para. 22, quoting Re Southam Inc. and The Queen (No. 1) (1983),
41 O.R. (2d) 113 (C.A.), at p. 119; Vancouver Sun (Re), 2004 SCC 43,
[2004] 2 S.C.R. 332, at para. 23; Named Person v. Vancouver Sun, 2007
SCC 43, [2007] 3 S.C.R. 253, at para. 31; and Canadian Broadcasting Corp. v.
Canada (Attorney General), 2011 SCC 2, [2011] 1 S.C.R. 19, at para. 1. As
this Court has previously remarked, “[p]ublicity is the very soul of justice”: C.B.C.
v. New Brunswick, at para. 21, quoting Scott v. Scott, [1913] A.C.
417 (H.L.), at p. 477; Vancouver Sun (Re), at para. 24; Named Person,
at para. 31. And, as Wilson J. summarized in Edmonton Journal v. Alberta
(Attorney General), [1989] 2 S.C.R. 1326, at p. 1361, the open court
principle is rooted in the need
(1) to
maintain an effective evidentiary process; (2) to ensure a judiciary and juries
that behave fairly and that are sensitive to the values espoused by the
society; (3) to promote a shared sense that our courts operate with integrity
and dispense justice; and (4) to provide an ongoing opportunity for the community
to learn how the justice system operates and how the law being applied daily in
the courts affects them.
[67]
There is nothing about the conduct of the
proceedings or the decision by the supervisory judges to sit together outside
their respective home provinces that undermines accessibility to the courtroom
or impedes any of the identified purposes of the open court principle.
[68]
For example, there is no issue here about the
media and the general public being prevented from entering the courtroom and
observing or reporting on the proceedings. Nor are these appeals concerned with
balancing the open court principle against other interests such as the privacy
of litigants or whether the court can conduct an in camera hearing.
Further, these appeals do not raise broader questions of the acceptable limits
on the use of electronic communication mediums in the courtroom.
[69]
In short, the notion of accessibility protected
by the open court principle is not typically concerned with whether a hearing
is held within the boundaries of the province in which the matter originated.
The location of the hearing in a publicly accessible place outside the court’s
territorial jurisdiction does not, on its own, create a requirement for a video
link to protect the open court principle.
[70]
For the reasons given by LaForme J.A. in the
Ontario Court of Appeal at paras. 179-82, I do not accept that s. 135 of the Courts
of Justice Act, which requires (subject to exceptions) that “all court
hearings shall be open to the public”, means that Ontario hearings held outside
the province must be conducted so that there is a video link to an open
courtroom in Ontario. In my respectful view, “open to the public” does not mean
“open to the public physically present in Ontario”.
C.
Exercising the Discretion
[71]
On the assumption that the judges had the
authority to hold the proposed sitting, there was little controversy on appeal
that their discretion to do so was reasonably exercised in the circumstances.
However, a few comments may be helpful for future cases.
[72]
The British Columbia appellant proposes a
framework to guide the exercise of the discretion to convene a hearing outside
the court’s home jurisdiction. Several parties agree that this framework is
helpful. With some modifications, so do I. When faced with the issue of whether
to decide to sit outside his or her home province, a superior court judge
should keep in mind the broad considerations set out below. The underlying
assumption is that the judge would have subject-matter and personal jurisdiction
over the matter if the hearing were held within his or her home jurisdiction.
[73]
First, the judge should consider whether sitting
in a province other than his or her own will impinge or could be seen as
impinging on the sovereignty of that province, creating impermissible
extraterritorial effects in that province or preventing the court from
competently presiding over the hearing.
[74]
Second, the judge should weigh the benefits and
costs of the proposed out-of-province proceeding. This could include
consideration of the nature of the proceeding, issues of fairness to the
parties, the ability and willingness of the home province media to fulfil their
role of surrogate for the public in that province, and the broader interests of
the administration of justice. Thus, factors to weigh could include: the length
and cost of the out-of-province hearing compared to a hearing in the home
province; whether the parties have agreed to travel out of the latter and
whether the proposed location imposes undue burdens on the parties or the
court; and whether there is a public interest in the hearing taking place in
the home province or whether access to justice favours an out-of-province
hearing, among others.
[75]
Third, the judge should consider what terms, if
any, should be imposed. Only by way of example, this may include considering
conditions as to the payment of extraordinary costs occasioned by having the
hearing in the proposed location and whether the interests of justice would be
best served by requiring a video link back to the judge’s home jurisdiction.
While such a link is not required, a judge should take into account the effect
that the presence or absence of such a link has on open justice and may order a
link where appropriate. The judge should have good reason to refuse to order a
link when requested.
[76]
Other factors and concerns may arise in the
exercise of this discretion in the circumstances of another case; however, this
framework should provide superior court judges with some general guidance as to
how to proceed.
D.
Other Issues
[77]
The Attorney General of Ontario raises two
additional points by way of cross-appeal that I address very briefly.
[78]
The first is whether the authority of an Ontario
superior court judge to sit outside Ontario is limited to cases in which the judge
will not exercise any of the court’s “coercive” powers. Those powers include
the power to direct a witness to appear, to answer questions and to make orders
controlling behaviour during a court hearing. The appeals before the Court
relate to cases in which no such coercive powers will be exercised and so I
prefer to confine my analysis to the type of situation that we have before us.
[79]
The second point is that Ontario superior court
judges sitting outside Ontario must comply with legislation imposing limits on
their ability to participate in the hearing from a location outside Ontario. It
is of course a given that all judges must comply with validly enacted and
constitutional laws. Nothing more need be said about this second point, in my
view.
[80]
I would dismiss the cross-appeal by the Attorney
General of Ontario because it is not necessary to address either of the points
raised.
V.
Conclusion
[81]
In the Endean appeal, I would allow the appeal,
set aside the order of the Court of Appeal and restore the order of Bauman
C.J.S.C., dated June 19, 2013. In the Parsons appeal, I would allow the
appeal, set aside para. 1 of the order of the Court of Appeal and restore para.
1 of the order of Winkler C.J.O., dated June 28, 2013. The appellants in both
appeals and in the cross-appeal requested that no costs be awarded and I would
award none.
The reasons of
Karakatsanis and Wagner JJ. were delivered by
[82]
Wagner J. — I have read the reasons of my colleague Justice Cromwell, and I
agree that the superior court judges in these cases have discretionary
statutory authority under s. 12 of the Class Proceedings Act, 1992, S.O.
1992, c. 6, in Ontario, and s. 12 of the Class Proceedings Act,
R.S.B.C. 1996, c. 50, in British Columbia, to sit outside of their home
provinces. I also agree that a video link is not mandatory in an
extraprovincial hearing. However, I would like to add the following
observations about the open court principle and how it is affected when a court
exercises discretion to sit extraprovincially.
I.
The Open Court Principle
[83]
The open court principle encompasses more than a
singular requirement that justice not be carried out in secrecy. The open
court principle is multifaceted: Canadian Broadcasting Corp. v. Canada
(Attorney General), 2011 SCC 2, [2011] 1 S.C.R. 19 (“C.B.C. v. Canada”), at para. 30.
It must be understood as an “ensemble of practices” and
principles that are called upon in various contexts to serve our society’s
democratic ideals, one of which being the public’s “right to know the law and
to understand its application”: E. Cunliffe, “Open Justice: Concepts and
Judicial Approaches” (2012), 40 Fed. L. Rev. 385, at pp. 388-89.
[84]
The open court principle fosters public confidence in the court system and furthers public
understanding of the administration of justice: Canadian Broadcasting
Corp. v. New Brunswick (Attorney General), [1996] 3 S.C.R. 480 (“C.B.C.
v. New Brunswick”), at para. 22; C.B.C. v. Canada, at para. 28.
That is why in “any truly democratic society, the courts are expected to be
open, and information is expected to be available to the public”: Named
Person v. Vancouver Sun, 2007 SCC 43, [2007] 3 S.C.R.
253, at para. 1. It is only through openness that the public can learn
about court processes and be “convinced of the probity of the actions of
judges”: Hon. M. Warren, “Open Justice in the Technological Age” (2014), 40 Monash
U.L. Rev. 45, at p. 47.
[85]
Thus, the open court principle not only prevents
unnecessary secrecy; it includes an educational aspect and emboldens public
confidence in the integrity of court processes: Edmonton Journal v. Alberta
(Attorney General), [1989] 2 S.C.R. 1326, at pp. 1360-61. While historically, the open court principle has often
been met by the ability of members of the public to enter the hearing room, as
Justice LaForme noted, sometimes litigants or the public may “have to travel
considerable distances to attend a court hearing” even within their home
province: 2015 ONCA 158, 125 O.R. (3d) 168, at para. 179.
[86]
I agree with Justice Cromwell that these appeals
do not raise broader questions about the use of electronic communication
mediums in the courtroom. I note, however, that modern realities of
communication and information dissemination may permit a more flexible
understanding of what is required to ensure courtrooms are adequately
accessible to the public. Information about what happens inside a courtroom may
sometimes be shared through a variety of platforms.
[87]
Thus, where a court is sitting outside its home
province, the open court principle does not always mandate a video link to that
province. It may be, however, that a video link will be an effective means to
provide the public of that province an opportunity to access the proceedings.
Whether one is required will depend on the circumstances at hand.
[88]
It cannot be ignored that Canadian communities
are organized provincially through our constitutional structure. The
geographical reality is that Canadian provinces are vast in territory and
therefore, that hearings held inside a province may not be geographically
accessible to all of the province’s residents. However, the fact that such a
situation does not violate the open court principle does not permit my
colleague’s conclusion that extraprovincial hearings do not limit the
openness of a court proceeding. To accept this conclusion would ignore a central
tenet of Canada’s constitutional framework, namely, that justice is
administered provincially (Constitution Act, 1867, s. 92(14) ). The
division of powers reinforces the relationship between local communities and
their access to court proceedings through the provincial superior courts that
serve them.
[89]
Several provincial legislatures have codified
their desire to protect public access to court proceedings within their own
province. In Ontario, s. 135(1) of the Courts of Justice Act, R.S.O.
1990, c. C.43, provides that “all court hearings shall be open to the public”. I agree with Justice
Juriansz that the term “public” refers to the Ontario public and provides a prima
facie right to Ontarians to attend all hearings of Ontario courts: Ontario
Court of Appeal, at para. 215.
[90]
Similarly, in Quebec, art. 11 of the Code of
Civil Procedure, CQLR, c. C-25.01, requires that “[a]nyone may attend court hearings wherever
they are held”. This guarantee is hollow if a Quebec
citizen must travel across provincial borders to exercise this right. Nova
Scotia’s rules expressly provide that extraprovincial hearings conducted with a
judge of the Supreme Court of Nova Scotia must be “transmitted to a courtroom
in Nova Scotia” to ensure that the hearing is “accessible by the public in Nova
Scotia”: Nova Scotia Civil Procedure Rules, r. 86.05(4).
[91]
The open court principle has always been tied to
local communities and the provincial courts that serve them. As Justice Wilson
explained, the educational aspect of the
open court process provides “an ongoing opportunity for the community
to learn how the justice system operates and how the law being applied daily in
the courts affects them”: Edmonton Journal, at p. 1361 (emphasis added); Vancouver Sun, at
paras. 86-87. In fact, through courts and discussions about their processes,
“private persons come together to form a public”: J. Resnik, “The Democracy in
Courts: Jeremy Bentham, ‘Publicity’, and the Privatization of Process in the
Twenty-First Century” (2013), 10 NoFo 77, at p. 101.
[92]
My concerns about a potential lack of openness
are heightened in the realm of class actions. Access to justice includes
procedural access to justice, which is primarily concerned with ensuring that
claimants have recourse to a fair process for the resolution of their claims: AIC
Limited v. Fischer, 2013 SCC 69, [2013] 3 S.C.R. 949, at paras. 24
and 55. While the fairness of the process is not at issue in these cases,
procedural access to justice must also include careful attention to every
decision-making step in the process of resolving a claim: R. A. Macdonald,
“Access to Justice in Canada Today: Scope, Scale and Ambitions”, in J. Bass, W.
A. Bogart and F. H. Zemans, eds., Access to Justice for a New Century
― The Way Forward (2005), 19, at p. 105. A process that is efficient
and expeditious, but is “a mystery to those who participate in it . . . is not
a process that enhances access to justice”: ibid.
[93]
Courts should strive to make class actions
procedure visible and understandable to class members and the community where
the proceedings were initiated.
II.
The Role of the Media
[94]
As “surrogates for the public”, the media play a
central role in ensuring that the public can access information about the
courts: Richmond Newspapers,
Inc. v. Virginia, 448
U.S. 555 (1980), at p. 573; Edmonton Journal, at p. 1360. Open access
to information about our courts is the public’s right, but “[p]ractically speaking, this
information can only be obtained from the newspapers or other media”: Edmonton
Journal, at p. 1340. While the decision to sit
outside of the judges’ home provinces does not preclude the media from
attending and reporting on these cases, this does not mean that the decision
does not affect the media’s ability to report on these cases.
[95]
The open court principle protects not only the
media’s right to access courts, but the circumstances necessary for the media
to fulfil their role as surrogates for the public. Where a hearing is held
extraprovincially, it is more difficult for the media to relay information
about the hearing back to the communities they serve. If journalists must
travel outside of their province at their own expense to report on matters
relevant to their local community, the means by which the media can act on their
“right to gather this information” are more limited: C.B.C. v. New Brunswick,
at para. 24.
[96]
Our Court has recognized that “the presence of journalists in courthouses is essential” to ensure that the
public’s right to information about court proceedings is not illusory: C.B.C.
v. Canada, at para. 45. Yet, as the British Columbia Court of Appeal
noted, the ease and ability of the local media to monitor such proceedings could
be affected if judges are allowed to conduct hearings outside their home
province without a video link to a courtroom in that province: 2014 BCCA 61, 59
B.C.L.R. (5th) 113, at para. 69.
[97]
The Ontario appellants argue that “‘out of
province’ does not equal in camera”. This is not disputed. But the
decision to sit out of province may be equivalent to an in camera
hearing if there is no one from the province to report on the hearing and no
reasonable way for residents of the province to observe the hearing without
substantial cost.
III.
Application
[98]
A video link was not necessary in the particular
circumstances of these cases. One was not requested by class counsel, the
public, or the media.
[99]
While a video link is not mandatory in an
extraprovincial hearing, a judge sitting extraprovincially should be prepared
to consider how to give effect to the educational and community-centric aspects
of the open court principle. The absence of a request for a video link does not
mean that one should not be provided where the judge considers it appropriate. The open court principle operates to protect the public’s interest
in knowing what transpires in the courtroom.
[100]
I readily acknowledge that the open court
principle is not unassailable. The open court principle may be limited where
countervailing values are engaged: Dagenais v. Canadian Broadcasting Corp.,
[1994] 3 S.C.R. 835; R. v. Mentuck, 2001 SCC 76, [2001] 3 S.C.R. 442.
For example, the open court principle “must yield to circumstances that would
render the proper administration of justice unworkable”: C.B.C. v. New
Brunswick, at para. 29.
[101]
While the court should not presumptively order
that a video link back to the home province be set up where the court sits
extraprovincially, members of the public, the media, or counsel can request
that a video link or other means be used to enhance the accessibility of the
hearing. If such a request is made and subject to any countervailing
considerations, such a request should generally be granted.
Appeals
allowed and cross‑appeal dismissed.
Solicitors
for the appellant Anita Endean, as
representative plaintiff: Camp Fiorante Matthews Mogerman, Vancouver;
Michael Sobkin, Ottawa.
Solicitor
for the respondent Her Majesty The Queen in
Right of the Province of British Columbia: Attorney General of
British Columbia, Vancouver.
Solicitor
for the respondent/respondent on cross‑appeal
the Attorney General of Canada: Attorney General of Canada, Ottawa.
Solicitors
for the appellants/respondents on cross‑appeal
Dianna Louise Parsons et al.: Pape Barristers, Toronto.
Solicitors
for the appellant the Fund Counsel for
Ontario: Gowling WLG (Canada) Inc., Toronto.
Solicitor
for the respondent/appellant on cross‑appeal Her Majesty The Queen in Right of Ontario: Attorney
General of Ontario, Toronto.
Solicitors
for the respondents Her Majesty The Queen
in Right of Alberta et al.: McCarthy Tétrault, Toronto.
Solicitor for the
intervener: Attorney General of Quebec, Québec.