R. v. D.D., [2000] 2 S.C.R. 275
Her Majesty The Queen Appellant
v.
D.D. Respondent
Indexed as: R. v. D.D.
Neutral citation: 2000 SCC 43.
File No.: 27013.
2000: March 14; 2000: October 5.
Present: McLachlin C.J. and L’Heureux‑Dubé,
Gonthier, Iacobucci, Major, Binnie and Arbour JJ.
on appeal from the court of appeal for ontario
Criminal law -- Evidence -- Admissibility -- Expert
evidence -- General approach to necessity requirement -- Young child complaining
about alleged sexual assaults 30 months after incidents -- Defence counsel
indicating that lengthy delay in reporting incidents suggested that complainant
had fabricated story -- Child psychologist testifying that length of time
before disclosure was not indicative of truth of allegation because many
factors and circumstances may affect timing of complaint -- Whether trial judge
erred in admitting expert evidence -- Whether necessity requirement met --
Whether principle concerning timing of complaint should be set out in trial
judge’s instructions to jury instead of in expert evidence.
The complainant alleged that the accused had sexually
assaulted her when she was 5 to 6 years old. The complainant told no one about
these events for two and a half years. At trial, defence counsel cross‑examined
the complainant, who was 10 years old at the time, on the lengthy delay in
reporting the incidents and suggested that she had fabricated the story. The
Crown called a child psychologist to testify that a child’s delay in alleging
sexual abuse does not support an inference of falsehood. During a voir dire,
the psychologist gave a general explanation applicable to all children that
delayed disclosure could occur for a variety of reasons and does not indicate
the truth of an allegation. The trial judge admitted the expert evidence and
the jury found the accused guilty of sexual assault and invitation to sexual
touching. The Court of Appeal held that the expert evidence should not have
been admitted because it was neither relevant nor necessary, set aside the
verdict for this and other reasons, and ordered a new trial. The Crown
appealed from the finding that the expert evidence was inadmissible but agrees
that the order for a new trial was warranted based on the Court of Appeal’s
other reasons for setting aside the verdict. On the only issue raised in this
appeal, the Court of Appeal held that the expert evidence should not have been
admitted.
Held (McLachlin C.J.
and L’Heureux‑Dubé and Gonthier JJ. dissenting on the merits): The
appeal should be dismissed.
Per Iacobucci, Major,
Binnie and Arbour JJ.: The psychologist’s evidence was not necessary and
should not have been admitted at trial. The necessity requirement of the Mohan
analysis exists to ensure that the dangers associated with expert evidence are
not lightly tolerated. While some degree of deference is owed to the trial
judge’s discretionary determination of whether the Mohan requirements
have been met on the facts of a particular case, that discretion cannot be used
to dilute the requirement for necessity. Mere helpfulness or a finding that
the evidence might reasonably assist the jury is not enough to admit an
expert’s opinion. The need for expert evidence must be assessed in light of its
potential to distort the fact‑finding process. Expert opinion is
admissible if exceptional issues require special knowledge outside the
experience of the trier of fact. The admissibility requirements governing
expert evidence do not eliminate the dangers associated with opinion evidence.
In particular, the province of the jury might be usurped by that of the expert
witness and jurors might attorn to the opinion of an expert. Furthermore,
expert opinions usually are derived from unsworn material not available for
cross‑examination. Finally, expert evidence is time‑consuming and
expensive.
Here, one statement of principle emerges from the
expert evidence: the timing of disclosure signifies nothing; not all children
immediately disclose sexual abuse; and the timing of disclosure depends upon
the circumstances of the particular victim. The content of this evidence had
no technical quality sufficient to require an expert’s testimony. It was
neither unique nor scientifically puzzling but was rather the proper subject
for a simple jury instruction. The doctrine of recent complaint in sexual
assault cases as a principle of law no longer exists in Canada and a failure to
make a timely complaint must not be the subject of an adverse inference based
upon rejected stereotypical assumptions of how persons react to sexual abuse. A
trial judge should instruct a jury that there is no inviolable rule on how
people who are the victims of trauma like a sexual assault will behave. In
assessing the credibility of a complainant, the timing of the complaint is
simply one circumstance to consider in the factual mosaic of a particular
case. A delay in disclosure, standing alone, will never give rise to an
adverse inference against the credibility of the complainant. A proper jury
charge in this case would have dispelled the possibility of stereotypical
reasoning, saved time and expense, and eliminated superfluous or prejudicial
content.
Per McLachlin C.J. and
L’Heureux‑Dubé and Gonthier JJ. (dissenting on the merits): The
psychologist’s evidence was admissible because it met the test for admitting
expert evidence set out in Mohan that requires relevance, necessity, the
lack of any other exclusionary rule and a properly qualified expert. Its
probative value also outweighed its prejudicial effects. These criteria are
case‑specific and factual. An appellate court cannot lay down broad
rules that categories of expert evidence are always admissible or inadmissible
and there is no general rule on the admissibility of expert opinion evidence on
delays by children in reporting sexual assault.
The trial judge was correct in finding that the
psychologist’s evidence was relevant to a fact in issue at the trial. The
trial turned on the credibility of the complainant and the issue of delay was
subsidiary to the complainant’s credibility. The “fact in issue” was whether a
child’s delay in reporting sexual abuse suggests that the alleged abuse did not
occur. This fact was put in issue by the defence indicating that it would ask
the jury to infer that the alleged events were fabrications based on the
complainant’s delayed reporting of the incident. Whether the complainant was
not credible because she delayed disclosure was a fact in issue and the
psychologist’s discussion of reasons other than fabrication for a child
delaying reporting sexual abuse was relevant to that issue. Further, it is not
a persuasive argument that it is common sense inference rather than a fact that
a child’s delay in reporting suggests that the event did not occur. Issues of
fact include both facts and logical inferences that may be drawn from facts.
Moreover, the evidence did not violate the rule against oath‑helping
because the psychologist did not interview the complainant and did not testify
on whether she had told the truth. The evidence did implicate the
complainant’s credibility but this was permissible and almost inevitable in a
case that turns on credibility.
With respect to the necessity requirement, the
psychologist’s evidence provided information likely to be outside the ordinary
experience and knowledge of the jury and more than merely helpful. There is
still a need to explain children’s reactions to abuse and it was open to the
trial judge to conclude that the psychologist’s evidence would assist the
jurors by giving them an understanding of the issue of delay in reporting that
their ordinary knowledge and experience might not provide. There is no need to
depart from the flexibility of the Mohan approach by adumbrating the
necessity requirement with sub‑rules relating to the type of science at
issue or with a rule that expert evidence is only needed to explain abnormal
behaviour. Furthermore, the fact that the complainant testified did not preclude
the psychologist’s evidence. The defence put the reasons for delay in question
and it was open to the trial judge to permit the Crown to respond with evidence
of other possible explanations for the delay. Lastly, while the need for
expert evidence may be diminished if the same objective can be met with a
warning to the jury, a warning in this case would not have been a complete
substitute for the psychologist’s evidence. Expert evidence may serve purposes
that instruction does not.
Cases Cited
By Major J.
Applied: R. v.
Mohan, [1994] 2 S.C.R. 9; referred to: R. v. Abbey, [1982] 2
S.C.R. 24; R. v. Dietrich (1970), 1 C.C.C. (2d) 49; R. v. Lillyman,
[1896] 2 Q.B. 167; Kribs v. The Queen, [1960] S.C.R. 400; Timm v. The
Queen, [1981] 2 S.C.R. 315; R. v. W. (R.), [1992] 2 S.C.R. 122; R.
v. M. (P.S.) (1992), 77 C.C.C. (3d) 402; R. v. T.E.M. (1996), 187
A.R. 273.
By McLachlin C.J. (dissenting on the merits)
R. v. Mohan, [1994] 2
S.C.R. 9; R. v. Marquard, [1993] 4 S.C.R. 223; R. v. Morin,
[1988] 2 S.C.R. 345; R. v. F. (D.S.) (1999), 43 O.R. (3d) 609; R. v.
B. (C.R.), [1990] 1 S.C.R. 717; R. v. K. (A.) (1999), 45 O.R. (3d)
641; R. v. Villamar, [1999] O.J. No. 1923 (QL); R. v. C. (G.) (1996),
110 C.C.C. (3d) 233; R. v. Béland, [1987] 2 S.C.R. 398; R. v. B.
(F.F.), [1993] 1 S.C.R. 697; R. v. Burns, [1994] 1 S.C.R. 656; R.
v. Lavallee, [1990] 1 S.C.R. 852; R. v. Abbey, [1982] 2 S.C.R. 24; Kelliher
(Village of) v. Smith, [1931] S.C.R. 672; R. v. Mair (1998), 122
C.C.C. (3d) 563; R. v. T. (D.B.) (1994), 89 C.C.C. (3d) 466; R. v. C.
(R.A.) (1990), 57 C.C.C. (3d) 522; R. v. T.E.M. (1996), 187 A.R.
273; R. v. Ménard, [1998] 2 S.C.R. 109.
Statutes and Regulations Cited
Criminal Code, R.S.C., 1985, c. C‑46, s. 275 [rep. & sub.
c. 19 (3rd Supp.), s. 11 ].
Authors Cited
Federal/Provincial Task Force on
Uniform Rules of Evidence. Report of the Federal/Provincial Task Force on
Uniform Rules of Evidence. Toronto: Carswell, 1982.
Learned Hand. “Historical and
Practical Considerations Regarding Expert Testimony” (1901), 15 Harv. L.
Rev. 40.
Ontario. Commission on
Proceedings Involving Guy Paul Morin. The Commission on Proceedings
Involving Guy Paul Morin (Kaufman Report). Toronto: Ontario Ministry of
the Attorney General, 1998.
Paciocco, David. Expert
Evidence: Where Are We Now? Where Are We Going?. Institute of Continuing
Legal Education, Canadian Bar Association (Ontario), January 31, 1998.
Paciocco, David M., and Lee
Stuesser. The Law of Evidence, 2nd ed. Toronto: Irwin Law, 1999.
Sopinka, John, Sidney N. Lederman,
and Alan W. Bryant. The Law of Evidence in Canada, 2nd ed. Toronto:
Butterworths, 1999.
Wigmore, John Henry. Evidence
in Trials at Common Law, vol. III, 2nd ed. Boston: Little, Brown
& Co., 1923.
APPEAL from a judgment of the Ontario Court of Appeal
(1998), 113 O.A.C. 179, 129 C.C.C. (3d) 506, 21 C.R. (5th) 124, [1998] O.J.
No. 4053 (QL), allowing the accused’s appeal from his conviction for
sexual assault and invitation to sexual touching and ordering a new trial.
Appeal dismissed, McLachlin C.J. and L’Heureux‑Dubé and Gonthier JJ.
dissenting on the merits.
M. David Lepofsky and Christopher
Webb, for the appellant.
P. Andras Schreck, for
the respondent.
The reasons of McLachlin C.J. and L’Heureux-Dubé and
Gonthier JJ. were delivered by
1 The Chief Justice (dissenting on the
merits) -- This case raises the issue of when expert evidence may be admitted
regarding a child’s delay in making an allegation of sexual abuse. The accused
in this case says that such evidence is irrelevant, unnecessary and calculated
to distort the trial process. The prosecution, on the other hand, maintains
that the evidence is relevant and necessary. The trial judge admitted the
expert evidence and the jury convicted the accused. The Court of Appeal set
aside the verdict on other grounds and ordered a new trial. It also held that
the trial judge erred in admitting the expert evidence and that it should not
be admitted at the new trial.
2 The
Crown did not appeal the order for a new trial. The only issue before us is
whether the Court of Appeal erred in holding that expert evidence on delay in
reporting child abuse should not have been admitted in this case. The issue is
important. Quite often children do not complain about an alleged sexual
assault until some time after the incident. This raises the question of
whether expert evidence is admissible on the issue of what inferences may be
drawn from a child’s delay in reporting.
I. Facts
3 The
prosecution’s case is that the accused, who was living with the complainant’s
mother, sexually assaulted the complainant by making her touch his penis on
numerous occasions in 1991 and 1992 when she was 5 to 6 years old. The
complainant told no one about these events for two and a half years. In
January 1995, the complainant had a conversation with a school friend about
“gross” things, some of which were true and some of which were false. During
the conversation, the complainant told her friend about the assaults. The
friend reported the complainant’s disclosure to a teacher, and the matter was
referred to the Children’s Aid Society. A Society worker interviewed the
complainant in the presence of a police officer. The complainant first said
that she could not remember any sexual touching, but later revealed incidents
involving the accused. The accused categorically denies the allegations.
4 Charges
were laid and the matter proceeded to trial. At the time of the trial the
complainant was 10 years old. Defence counsel cross-examined the complainant
on why she had waited so long to report the incidents and suggested that she
had fabricated the story to “one up” the stories told by her friend. In
response, the Crown sought to call child psychologist Dr. Peter Marshall to
rebut defence counsel’s submission that the lateness of the complainant’s
disclosure supported an inference that she was not telling the truth when she
said that the accused had sexually assaulted her. The trial judge called a voir
dire on the admissibility of Dr. Marshall’s evidence on this point.
5 During
the voir dire, Dr. Marshall discussed delayed disclosure of child sexual
abuse, based on his knowledge of the scientific literature in the area. He
testified that there are many factors which can affect the timing of a
complaint, including the relationship between the child and the abuser and the
nature of the abuse. Some factors might discourage children from reporting
abuse, such as embarrassment; fear of getting themselves or others into trouble;
bribery or threats by the perpetrator; fear of being punished or sent away;
disruption of the family; or fear that they would not be believed. Young
children might also not fully comprehend what happened or not see anything
wrong with the abuse.
6 Dr.
Marshall also discussed the timing of allegations of abuse and its relevance to
determining whether the abuse actually occurred. In his opinion, most sexual
abuse is never disclosed, so one cannot assume that disclosure normally happens
immediately. He testified that children disclose at various lengths of time
after the event, so there is a continuum from immediate disclosure to delayed
disclosure to no disclosure. When cross-examined by defence counsel as to
whether the profile of a victim of abuse could be developed by reference to the
timing of the complaint, Dr. Marshall stated “the fact of the delay . . .
doesn’t even enter into my thinking as to whether or not it happened....
[T]he research says that the length of time before a child reveals something is
not diagnostic”. The trial judge asked him to clarify what it means when delay
is “not diagnostic”, to which Dr. Marshall responded “[i]t proves nothing
either way”.
7 After
Dr. Marshall testified, the trial judge asked defence counsel whether he took
issue with Dr. Marshall’s opinion that a delay in disclosure is not
diagnostic. Defence counsel initially agreed that “the delay is provable of
nothing”. Crown counsel sought confirmation of that point, because “the whole
tenor of [defence counsel’s] cross-examination of the complainant . . . was, If
it happened you would have told somebody”. Defence counsel then stated that he
intended to indicate to the jury that “the fact that the victim did not tell
anybody is certainly evidence that it didn’t happen to her”.
II. Decisions
8 At
the conclusion of the voir dire, the trial judge ruled Dr. Marshall’s
evidence admissible. He considered the four criteria for admission of expert
evidence set out in R. v. Mohan, [1994] 2 S.C.R. 9: relevance,
necessity, absence of an exclusionary rule and a qualified expert. He held
that the evidence was relevant to the delay in disclosure, given the defence’s
position that the jury could draw a “common sense” inference from the delay
that the complainant had fabricated the sexual assaults. On necessity, the
trial judge took the view that he was bound by the statement in R. v.
Marquard, [1993] 4 S.C.R. 223, at p. 249 (per McLachlin J.), that
[e]xpert evidence has been properly led to explain the
reasons why young victims of sexual abuse often do not complain immediately.
Such evidence is helpful; indeed it may be essential to a just verdict.
He also held that Dr. Marshall’s evidence was outside the knowledge
and expertise of the jury and that its admission would be necessary for the
jury to reach a just verdict. He found the third and fourth Mohan criteria
clearly met as well. Therefore, he found the expert evidence admissible.
9 The
Court of Appeal ((1998), 113 O.A.C. 179) held that Dr. Marshall’s evidence was
neither relevant nor necessary. To be relevant, evidence must be directed to
establishing a fact in issue. Here the evidence was relevant to the
complainant’s credibility, not to a fact in issue. Nor was the evidence
necessary, since it dealt with a matter within the knowledge and experience of
the ordinary juror. Moreover, taking relevance and necessity together, the
prejudicial effects of the evidence outweighed its probative value. For these
reasons, the Court of Appeal held that the trial judge had erred in admitting
the expert evidence, and directed that it not be admitted at the new trial.
III. Issue
10 The
key issue on this appeal is whether the Court of Appeal was correct in
concluding that Dr. Marshall’s evidence could not meet the criteria of relevance
and necessity and hence should not be recalled at the new trial.
IV. Analysis
11 The
test for the admissibility of expert evidence was consolidated in Mohan,
supra. Four criteria must be met by a party which seeks to introduce
expert evidence: relevance, necessity, the lack of any other exclusionary
rule, and a properly qualified expert. Even where these requirements are met,
the evidence may be rejected if its prejudicial effect on the conduct of the
trial outweighs its probative value.
12 The
application of the four Mohan criteria is case-specific. Determinations
of relevance and necessity, as well as the assessment of whether the
prejudicial effect of the evidence outweighs its probative value, must be made
within the factual context of the trial. As Sopinka J. said of relevance in R.
v. Morin, [1988] 2 S.C.R. 345, at p. 370, the inquiry “is very much a
function of the other evidence and issues in a case”. Taking into account the
other evidence, the issues and her knowledge of the jury, the trial judge
determines what are the live issues in the trial and whether the evidence will
be necessary to enable the jury to dispose of them. The point was well put in R.
v. F. (D.S.) (1999), 43 O.R. (3d) 609 (C.A.), at p. 625:
The trial judge has the advantage of hearing the evidence in issue,
observing the jury and being able to appreciate the dynamics of the particular
trial.... [T]he trial judge may also be in a better position to determine what
may come within the normal experience of the average juror in the community in
which the case is being tried.
Finally, the
trial judge may be in the best position to determine whether the probative
value of the evidence is outweighed by its prejudicial effect on the trial.
The trial judge knows the issues, the evidence and the jury and is charged with
the ultimate responsibility of running a fair trial.
13 For
these reasons appellate courts owe deference to decisions of trial judges to
admit or reject expert evidence: F. (D.S.), supra; R. v. B.
(C.R.), [1990] 1 S.C.R. 717. See also R. v. K.
(A.) (1999), 45 O.R. (3d) 641 (C.A.); R. v.
Villamar, [1999] O.J. No. 1923 (QL) (C.A.), and R. v. C. (G.) (1996),
110 C.C.C. (3d) 233 (Nfld. C.A.). This does not preclude appellate review.
Where the record clearly does not support a finding of admissibility on the
basis of the Mohan criteria, the Court of Appeal may rule that the
evidence should not have been admitted. However, the case-specific nature of
the inquiry means that an appellate court cannot lay down in advance broad
rules that particular categories of expert evidence are always inadmissible.
Such a categorical approach would undermine Mohan’s requirement of a
case-by-case analysis of the four applicable criteria.
14 It
follows that we cannot say as a general rule that expert evidence on a child’s
delay in reporting sexual assault is always admissible. Nor can we say it is
never admissible. We can only say that it may be admissible if the four Mohan
criteria are satisfied and if the prejudicial impact of the evidence does not
outweigh its probative value. The trial judge erred if he took the comments in
Marquard, supra, as indicating as a matter of stare decisis that
expert evidence on delayed disclosure always meets the necessity test. By
the same token, it would be erroneous to say that such evidence can never be
admitted, as the Crown submits the Court of Appeal suggested. Admissibility of
expert evidence must be determined on a case-by-case basis in the factual
context of the case as it develops.
15 Against
this background, I turn to the issue of whether the Mohan criteria for
admissibility were met in this case.
A. Relevance
16 The
trial judge found Dr. Marshall’s evidence relevant to a fact in issue -- the
significance of the child’s delay in reporting. The Court of Appeal, by
contrast, held that the evidence was not relevant to a fact in issue, but only
to the complainant’s credibility.
17 In
my view, the trial judge was correct in finding that Dr. Marshall’s evidence
was relevant to a fact in issue at the trial. The trial turned on the credibility
of the complainant. If her testimony was believed, the offence was proved as
charged. If there was a reasonable doubt about her credibility, the case was
not made out. The issue of delay was subsidiary to the complainant’s
credibility. The “fact in issue” was whether a child’s delay in reporting
sexual abuse suggests that the alleged abuse did not occur. The defence put
that fact in issue by indicating that it would ask the jury to infer from the
delay in reporting that the alleged events were not real occurrences but
fabrications. According to the defence, the complainant “was not credible
because she waited too long”. That was the fact in issue. Dr. Marshall’s
evidence was relevant to that issue because he discussed reasons other than fabrication,
such as fear of not being believed, that might explain why a child would delay
reporting sexual abuse.
18 It
is argued that the relevance requirement is not met because the “fact in
issue” – that a child’s delay in reporting suggests the events did not occur
– is not a fact but a common sense inference. This argument is not
persuasive. How the inference is made does not affect whether there is
an issue of fact at stake. Issues of fact include both facts and the logical
inferences which may (or may not) be drawn therefrom. At trial, defence
counsel made an issue of the reason for the delayed allegation, cross-examining
the child and asking the jury to infer from the delay that the events did not occur.
For the purposes of determining relevance, it does not matter whether the
inference is made by counsel, drawing on “common sense”, or with the assistance
of expert evidence. Either way, what is at issue is a factual
proposition put by the defence -- namely, that a child’s delay in reporting
abuse makes it more likely that the abuse did not occur.
19 The
Court of Appeal reasoned that Dr. Marshall’s evidence should be excluded
because it represented “a blatant attempt to bolster the credibility of the
only witness the Crown had to the alleged assault” (para. 18). Finlayson J.A.
noted the principle, with which I agree, that the actual credibility of a
particular witness is not generally the proper subject of opinion evidence: see
R. v. Béland, [1987] 2 S.C.R. 398; Marquard, supra; R.
v. B. (F.F.), [1993] 1 S.C.R. 697; Mohan, supra; R. v.
Burns, [1994] 1 S.C.R. 656. This is known as the rule against
oath-helping. In my view, Dr. Marshall’s evidence did not violate that
principle. In Marquard, supra, at p. 249, I noted that
there is a growing consensus that while expert
evidence on the ultimate credibility of a witness is not admissible, expert
evidence on human conduct and the psychological and physical factors which may
lead to certain behaviour relevant to credibility, is admissible, provided the
testimony goes beyond the ordinary experience of the trier of fact.
(See also D. M. Paciocco and L. Stuesser, The Law of Evidence
(2nd ed. 1999), at pp. 131-32.) As Finlayson J.A. recognized, Dr. Marshall had
not interviewed the complainant. He could not and did not testify on the issue
of whether she was telling the truth. That remained for the jury to evaluate,
taking into account the testimony given by the child, her mother and Dr.
Marshall, along with defence counsel’s argument that the jury should infer
fabrication.
20 As
with much evidence in a trial, Dr. Marshall’s testimony could be said to
implicate the credibility of the complainant. Such consequences are
permissible and indeed almost inevitable in a case that turns on credibility.
Expert evidence would not be relevant if it did not make one version of events more
probable than another, so it almost always affects the believability of one or
more witnesses. It follows that an issue of fact can almost always be
reformulated in terms of credibility. This does not necessarily preclude
admitting the expert evidence. Provided the evidence does not directly address
the issue of credibility simpliciter, it may be found
relevant, even where the expert’s testimony may increase or diminish the
credibility of a witness. Here the question at trial was whether the respondent
sexually assaulted the complainant. A sub-issue was whether the complainant’s
delay in reporting suggested that he did not assault her. The expert evidence
of Dr. Marshall on the reasons why children may delay reporting sexual abuse
was relevant to that sub-issue, without being directed at simply bolstering the
complainant’s credibility.
B. Necessity
21 When it comes to necessity, the question is whether the expert will
provide information which is likely to be outside the ordinary experience and
knowledge of the trier of fact: Burns, supra; Mohan, supra;
R. v. Lavallee, [1990] 1 S.C.R. 852; R. v. Abbey, [1982] 2 S.C.R. 24; Kelliher (Village of) v. Smith, [1931]
S.C.R. 672. “Necessity” means that the evidence must be more than merely
“helpful”, but necessity need not be judged “by too strict a standard”: Mohan,
supra, at p. 23. Absolute necessity is not required.
22 The
trial judge concluded that the evidence of delayed disclosure was outside the
knowledge and expertise of the jury, citing the statement in Marquard,
supra, that such evidence has been properly received in the past. (As
mentioned earlier, if the trial judge was bypassing a thorough examination of
necessity on the basis that it could be inferred as a matter of law, he
proceeded contrary to the case-by-case method Mohan prescribes.
However, the question before us is whether his conclusion was justified, not
how he arrived at it.) By contrast, the Court of Appeal held that the question
of what inferences could be drawn from delay in disclosure was a matter within
the knowledge and expertise of the jury, on which they required no expert help.
23 The
issue again may be put in simple terms: was there a sufficient basis for the
trial judge to conclude that the issue of the child’s delay in disclosure might
involve matters beyond the ordinary knowledge and expertise of the jury? Was
the evidence necessary to enable the trier of fact to properly dispose of the
credibility issue? In answering this question, we must bear in mind that the
trial judge is in the best position of determining the level of the jurors’
understanding and what may assist them.
24 In
my view, there was an ample foundation for the trial judge’s conclusion that
Dr. Marshall’s evidence went beyond the ordinary knowledge and expertise of the
jury. Based on his knowledge of the relevant scientific literature, Dr.
Marshall was able to present insights into why a child might not report
incidents of sexual abuse promptly. Those insights might not be within the
knowledge of the ordinary juror. Appellate courts have upheld numerous
decisions in which trial judges have admitted expert evidence on delayed
disclosure to assist the trier of fact in child sexual abuse cases: see, e.g., C.
(G.), supra; R. v. Mair (1998), 122 C.C.C. (3d) 563 (Ont.
C.A.); R. v. T. (D.B.) (1994), 89 C.C.C. (3d) 466 (Ont. C.A.); R. v.
C. (R.A.) (1990), 57 C.C.C. (3d) 522 (B.C.C.A.). These decisions indicate
that there is still a significant perceived need for explanation of children’s
reactions to abuse, as it may be outside the knowledge and experience of
ordinary people.
25 Dr.
Marshall testified, in essence, that contrary to what the ordinary juror might
assume, there is no “normal” child response. Some abused children complain
immediately, others wait for a period of time, and some never disclose the
abuse. Thus the timing of the complaint, he testified, does not help to
diagnose whether it is true or fabricated. He also outlined the factors that
may lead to delay in disclosure, such as fear of reprisal, lack of
understanding, fear of disrupting the family, the nature of the child’s
relationship with the abuser, and the nature of the abuse. Some of these
explanations might have occurred to ordinary jurors as a matter of experience
and common sense, but some might not have been apparent to them without expert
assistance. Having heard on the voir dire what Dr. Marshall proposed to
say, it was open to the trial judge to conclude that his evidence would assist
the jurors by giving them an understanding of the issue of delay in reporting
that their ordinary knowledge and experience might not provide.
26 The
accused raises three arguments against the finding that Dr. Marshall’s evidence
met the criterion of necessity. First, he argues that in the area of
behavioural science, normal human behaviour should not require expert
explanation. Only abnormal behaviour should satisfy the necessity requirement.
Since the factors that might explain a delay in disclosure -- fear,
embarrassment, lack of understanding -- are all normal human reactions and by
implication within the ken of the jury, he submits that the necessity
requirement is not met.
27 I
am reluctant to depart from the flexibility of the Mohan approach by
adumbrating the necessity criterion with sub-rules relating to the type of
science at issue. It seems to me that the wisest course is to retain the
present approach. The trial judge must determine necessity in each individual
case judged simply by whether the expert testifies on matters beyond the
ordinary juror’s knowledge and experience. Laying down category-based rules
for the admissibility of expert evidence would contradict the principled
approach of Mohan. I see no reason to judge social sciences by a
different standard than other sciences. The Mohan criteria already
require a qualified expert and permit scrutiny of the newness or validity of
the science on which the proposed evidence is based.
28 Moreover,
a rule that expert evidence can be called only on abnormal behaviour would
raise problems. It might be difficult to accurately distinguish between
“normal” and “abnormal” human behaviour: see Mohan, supra, at pp.
35-36 (thus raising the spectre of ancillary expert evidence on what is normal
and abnormal). Another problem is that the proposed rule rests on a
questionable assumption -- that ordinary jurors will invariably know all they
need to know about “normal” behaviour in order to do justice in all cases.
Judges and jurors are human, but their knowledge of a particular aspect of
human behaviour may not equal that of an expert. As Wilson J. wrote in Lavallee,
supra, at pp. 870-71:
The longstanding recognition that psychiatric or
psychological testimony also falls within the realm of expert evidence is
predicated on the realization that in some circumstances the average person may
not have sufficient knowledge of or experience with human behaviour to draw an
appropriate inference from the facts before him or her.
In such cases, expert testimony may be necessary to assist the trier
of fact in resolving an issue. This does not mean, of course, that expert
evidence is required in all cases in which the issue of delayed disclosure
arises. It is for the parties to assess, and ultimately the trial judge to
decide, whether the facts of a particular case establish a need to put expert
evidence before the trier of fact: R. v. T.E.M. (1996), 187 A.R. 273
(C.A.).
29 The
accused’s second argument against necessity is that the expert evidence on
reasons for delay was not required because the child herself explained why she
had not reported the incident more promptly. The fact that the complainant
testifies does not preclude the trial judge from admitting other evidence on
the issue. The defence having put the reason for delay in question by
suggesting that it showed that the incidents had not occurred, it was open to
the trial judge to permit the prosecution to respond with evidence of other
possibilities. In so far as the expert provided information and insights that
went beyond the complainant’s testimony and the ordinary juror’s knowledge, it
might well have been required to assist the jury in properly assessing her
credibility. Dr. Marshall’s evidence did not simply repeat the
complainant’s evidence. He went further, positing that such explanations are
common among child abuse victims. Furthermore, the current scientific
consensus is that the truth or falsity of such an allegation cannot be
determined on the basis of its timing. This was a subject that the child could
not and did not attempt to address.
30 The
accused’s third argument on necessity is that to the extent there was something
the jury might not know from their own experience, the trial judge could have
relayed this instruction to the jury in his charge. I agree that a trial judge
considering the need to call expert evidence can ask whether the same thing
could be accomplished by a warning to the jury. To the extent it can, the
need to call the expert evidence may be diminished. However, before
concluding that a jury direction renders expert evidence unnecessary, the trial
judge must be satisfied that the jury instruction will achieve the same purpose
as the expert evidence. If not, the expert evidence may still remain
necessary.
31 In
this case, it is suggested that the trial judge could have told the jury that
children who suffer sexual abuse do not always complain at the first
opportunity and that the jury should not automatically infer from delay in
disclosure that the events did not take place and the complainant fabricated
them. It is questionable whether such a warning would have served as a
complete substitute for the expert evidence. The expert testified not only
that many children do not report abuse immediately, but also went on to discuss
the reasons why children may delay, based on the scientific literature. This
additional information might reasonably have assisted the jury in deciding
what, if anything, to infer from the delay, in a way that the proposed
direction by the trial judge would not. If so, the evidence remained
necessary.
32 Moreover,
the expert is subject to cross-examination. After the expert’s evidence is
tested by cross-examination, the jury might be in a better position to evaluate
the issue of delay than if it only received a simple judicial warning that
delay in reporting does not necessarily mean that the child was fabricating the
event. Finally, the trial judge may conclude that the jury needs to receive
information on the issue immediately, rather than awaiting the end of the
trial. Given the risks inherent in instructing the jury in segments throughout
the trial (see R. v. Ménard, [1998] 2 S.C.R. 109), the trial judge may
find expert evidence timely. In T.E.M., supra, the court held
that a trial judge may instruct the jury that people who suffer sexual abuse do
not always complain at the first opportunity and that the trier of fact must
not make an adverse inference on the complainant’s credibility based purely on
the stereotype that any delay in disclosure indicates falsehood. The court
went on to add that the availability of an instruction does not prevent the
parties from also leading expert evidence on the issue. I agree: expert evidence
may serve purposes that instruction does not.
33 Given
the additional assistance that Dr. Marshall’s testimony may have provided to
the jury, I cannot conclude that the trial judge erred by failing to find that
it was unnecessary because he could have given a jury warning. This is
particularly so in view of the fact that the defence never raised this argument
at trial. That said, the trial judge on the new trial should consider whether
the expert’s testimony is necessary to that trial in light of all the relevant
circumstances, including the arguments of counsel and the possibility of a
judicial instruction.
C. No Other Exclusionary Rule
34 The
third criterion for admitting expert evidence is that it must not be excluded
by the operation of any other rule. The only exclusionary rule raised here is
the principle that an expert may not testify on the ultimate issue of
credibility. As discussed earlier, this rule was not violated because Dr.
Marshall testified on an issue that was subsidiary to the complainant’s
credibility. He did not express an opinion on whether her allegations were
true or false. It was left for the jury to determine whether they accepted
all, some or none of the evidence of the complainant.
D. Properly Qualified Expert
35 The
final requirement for admissibility is that the expert be properly qualified.
Neither the accused nor the Court of Appeal suggested that Dr. Marshall was not
properly qualified to testify on the subject of delayed disclosure.
E. Probative Value Versus Prejudicial Effects
36 This
leaves for consideration the general requirement that the probative value of
expert evidence must outweigh its prejudicial effects. Probative value is
determined by considering the reliability, materiality and cogency of the
expert testimony: see K. (A.), supra, at para. 114 (per Charron
J.A.). As with the other elements of the Mohan test, probative value
and prejudicial effects are case-specific. The determinations made by the
trial judge deserve appellate deference. In this case, Dr. Marshall’s
evidence brought relevant facts and opinions to the case that were not within
the jury’s knowledge and would not otherwise have been available to assist
them. Dr. Marshall’s qualifications were not questioned. His testimony was
understandable and convincing. Taken together, these factors suggest that the
expert evidence possessed considerable probative value.
37 The
accused argues that the probative value of the evidence was outweighed by two
important prejudicial effects: (1) that Dr. Marshall’s evidence would
neutralize a legitimate line of argument and interfere with his right of
self-defence; and (2) that Dr. Marshall’s evidence would distort the trial
process through the undue weight the jury may place on expert evidence.
38 The
first alleged prejudicial effect does not withstand scrutiny. As the trial
judge noted in his decision on the voir dire, admitting Dr. Marshall’s
evidence would not prohibit defence counsel from making its “common sense”
argument that delay casts doubt on whether the alleged assaults occurred. The
Crown’s expert evidence merely countered that argument by providing evidence
that it was contrary to the current consensus in the scientific community.
Conflicting evidence and inferences are the natural product of the adversarial
nature of the trial process. Each side seeks to bring evidence to support its
arguments. Expert witnesses are subject to cross-examination to probe the
validity of their evidence and the weight to be assigned to it. At the end of
the day, the jury decides what they accept and what they reject. Evidence is
neither inadmissible nor unfair simply because it contradicts an argument put
by the other side.
39 The
second prejudicial effect merits closer consideration. Low value expert
testimony can distort the fact-finding process by taking a relatively simple
issue, dressing it up in scientific language and presenting the trier of fact
with a ready-made decision. The jury may be tempted to avoid engaging in
serious consideration of the actual facts and instead rely on the apparent
expertise of the scientist. In effect, the expert may usurp the domain of the
jury. Trial judges must take this possibility into account in determining
whether the prejudicial effect of expert evidence outweighs its probative
value.
40 Part
of this concern is addressed at the necessity stage: a party seeking to call
expert evidence must show that the subject matter of the expert’s opinion falls
outside the likely range of knowledge and experience of the trier of fact.
Nonetheless, that may not suffice. Even if expert evidence may assist the
judge or jury, that benefit must be balanced against its costs. Can the expert
address the issue in understandable terms? Is the judge or jury likely to take
the expert’s word as unchallengeable truth, or will the trier of fact be able to
examine it critically? At the same time, the judge must not underestimate the
ability of jurors to assess evidence; they may be quite capable of discerning
whether scientific information is legitimate or not, as long as it is presented
in accessible language.
41 The
concern that the jury may be misled was not made out in this case. Dr.
Marshall testified in a clear and straightforward manner. He avoided
scientific terms which might obfuscate the issue and confuse the jury. His
evidence was easy to understand and well within the ability of the jury to
evaluate. Unlike some expert witnesses, Dr. Marshall did not rely on his
credentials or “the mystique of science” to bolster his testimony: see
Béland, supra, at p. 434. Nor did his testimony verge on advocacy.
He neither explicitly nor implicitly commented on the complainant’s credibility
or the ultimate issue of the guilt or innocence of the accused. Defence
counsel engaged Dr. Marshall in cross-examination and did not seem hindered by
the scientific nature of the evidence. On the circumstances that prevailed in
the trial below, I cannot conclude that the trial judge erred in holding that
the probative value of Dr. Marshall’s evidence outweighed its prejudicial
effects.
V. Conclusion
42 I
conclude that the record amply supports the trial judge’s conclusion that Dr.
Marshall’s evidence was admissible. The Court of Appeal erred in holding that
the evidence should not have been admitted and should not be admitted on the
new trial. At the new trial, it will be up to the trial judge to consider the
facts, the issues and the submissions of counsel and determine whether the
evidence of Dr. Marshall (or any other expert the parties seek to call) meets
the Mohan criteria for determining admissibility.
43 Given
that the expert evidence issue was secondary to the Court of Appeal’s main
ruling that a new trial is necessary on other grounds, I would dismiss the
appeal and confirm the order for a new trial on the issue on which error was
conceded.
The judgment of Iacobucci, Major, Binnie and Arbour
JJ. was delivered by
44
Major J. -- This appeal
raises the question of whether expert evidence may be admitted to inform the
jury that children who have suffered sexual abuse respond in different ways
with respect to disclosing the abuse. The expert here did not interview the
child, so his evidence was not specific to this complainant but was a general
explanation applicable to all children.
45
The reasons of the Chief Justice conclude that the evidence of the child
psychologist should be admissible as expert evidence. I reach a different
conclusion. In my respectful opinion, the expert evidence tendered by the Crown
failed to meet the necessity requirement identified in R. v. Mohan,
[1994] 2 S.C.R. 9, to which these reasons are confined.
I. General
Approach to the Necessity Requirement
A. Standard
of Necessity
46
The second requirement of the Mohan analysis exists to ensure
that the dangers associated with expert evidence are not lightly tolerated.
Mere relevance or “helpfulness” is not enough. The evidence must also be necessary.
47
I agree with the Chief Justice that some degree of deference is owed to
the trial judge’s discretionary determination of whether the Mohan
requirements have been met on the facts of a particular case, but that
discretion cannot be used erroneously to dilute the requirement of necessity. Mohan
expressly states that mere helpfulness is too low a standard to warrant
accepting the dangers inherent in the admission of expert evidence. A
fortiori, a finding that some aspects of the evidence “might reasonably
have assisted the jury” is not enough. As stated by J. Sopinka, S. N. Lederman
and A. W. Bryant,
expert evidence must be necessary in order to allow the fact finder:
(1) to appreciate the facts due to their technical nature, or; (2) to form a
correct judgment on a matter if ordinary persons are unlikely to do so without
the assistance of persons with special knowledge.
(The Law of Evidence in Canada (2nd ed. 1999), at p. 620, citing
Mohan, supra, at p. 23.)
B. Dangers
of Expert Evidence
48
In Mohan, Sopinka J. stated that the need for expert evidence
must be assessed in light of its potential to distort the fact-finding
process. A brief examination of the dangers associated with the admission of
expert evidence is helpful to the analysis of this appeal.
49
A basic tenet of our law is that the usual witness may not give opinion
evidence, but testify only to facts within his knowledge, observation and
experience. This is a commendable principle since it is the task of the fact
finder, whether a jury or judge alone, to decide what secondary inferences are
to be drawn from the facts proved.
50
However, common law courts have since the 14th century recognized that
certain exceptional issues require the application of special knowledge lying
outside the experience of the usual trier of fact. Expert opinion evidence
became admissible as an exception to the rule against opinion evidence in those
cases where it was necessary to provide “a ready-made inference which the judge
and jury, due to the technical nature of the facts, are unable to formulate” (R.
v. Abbey, [1982] 2 S.C.R. 24, at p. 42).
51
Despite the emergence of the exception, it has been repeatedly
recognized that the admissibility requirements of expert evidence do not
eliminate the dangers traditionally associated with it. Nevertheless, they are
tolerated in those exceptional cases where the jury would be unable to reach
their own conclusions in the absence of assistance from experts with special
knowledge.
52
Historically, there existed two modes of utilizing such expert knowledge
as was available: first, to select jurors who by experience were best suited
to deal with the facts before them, and second, to call experts as friends of
the court rather than as witnesses for one side or the other. (See Learned
Hand, “Historical and Practical Considerations Regarding Expert Testimony”
(1901), 15 Harv. L. Rev. 40.) In this manner, the neutrality of the
experts was assured. This notion has long disappeared and now the
“professional expert witness” has emerged. Although not biased in a dishonest
sense, these witnesses frequently move from the impartiality generally
associated with professionals to advocates in the case. In some notable
instances, it has been recognized that this lack of independence and
impartiality can contribute to miscarriages of justice. (See, e.g.,
The Commission on Proceedings Involving Guy Paul Morin (Kaufman Report)
(1998), at p. 172.)
53
The primary danger arising from the admission of any opinion evidence is
that the province of the jury might be usurped by that of the witness. This
danger is especially prevalent in cases of expert opinion evidence. Faced with
an expert’s impressive credentials and mastery of scientific jargon, jurors are
more likely to abdicate their role as fact-finders and simply attorn to the
opinion of the expert in their desire to reach a just result. See Mohan,
supra, per Sopinka J. at p. 21:
There is a danger that expert evidence will be
misused and will distort the fact-finding process. Dressed up in scientific
language which the jury does not easily understand and submitted through a
witness of impressive antecedents, this evidence is apt to be accepted by the
jury as being virtually infallible and as having more weight than it deserves.
As La Forest J. stated in R. v. Béland, [1987] 2 S.C.R. 398, at p. 434,
with respect to the evidence of the results of a polygraph tendered by the
accused, such evidence should not be admitted by reason of “human fallibility
in assessing the proper weight to be given to evidence cloaked under the
mystique of science”.
54
The danger of attornment to the opinion of the expert is further
increased by the fact that expert evidence is highly resistant to effective cross-examination
by counsel who are not experts in that field. In cases where there is no
competing expert evidence, this will have the effect of depriving the jury of
an effective framework within which to evaluate the merit of the evidence.
55
Additional dangers are created by the fact that expert opinions are
usually derived from academic literature and out-of-court interviews, which
material is unsworn and not available for cross-examination. Though not
properly admissible as evidence for the proof of its contents, this material
generally finds its way into the proceedings because “if an expert is permitted
to give his opinion, he ought to be permitted to give the circumstances upon
which that opinion is based” (R. v. Dietrich (1970), 1 C.C.C. (2d) 49
(Ont. C.A.), at p. 65). In many cases, this material carries with it
prejudicial effects which require special instructions to the jury (Abbey,
supra, at p. 45).
56
Finally, expert evidence is time-consuming and expensive. Modern
litigation has introduced a proliferation of expert opinions of questionable
value. The significance of the costs to the parties and the resulting strain
upon judicial resources cannot be overstated. When the door to the admission
of expert evidence is opened too widely, a trial has the tendency to degenerate
into “a contest of experts with the trier of fact acting as referee in deciding
which expert to accept” (Mohan, supra, at p. 24).
C. Summary
of General Approach to Necessity
57
In summary of the general principles expressed above, I adopt the
following passage by Professor Paciocco:
As the Mohan Court explained, the four-part test serves as
recognition of the time and expense that is needed to cope with expert
evidence. It exists in appreciation of the distracting and time-consuming
thing that expert testimony can become. It reflects the realization that
simple humility and a desire to do what is right can tempt triers of fact to defer
to what the expert says. It even addresses the fact that with expert
testimony, lawyers may be hard-pressed to perform effectively their function of
probing and testing and challenging evidence because its subject matter will
often pull them beyond their competence, let alone their expertise. This
leaves the trier of fact without sufficient information to assess its
reliability adequately, increasing the risk that the expert opinion will simply
be attorned to. When should we place the legal system and the truth at such
risk by allowing expert evidence? Only when lay persons are apt to come to a
wrong conclusion without expert assistance, or where access to important
information will be lost unless we borrow from the learning of experts. As Mohan
tells us, it is not enough that the expert evidence be helpful before we will
be prepared to run these risks. That sets too low a standard. It must be
necessary.
(D. Paciocco, Expert Evidence: Where Are We Now? Where Are We
Going? (1998), at pp. 16-17.)
II. Application
of General Principles
A. Introduction
58
In my view, the content of the expert evidence admitted in this case was
not unique or scientifically puzzling but was rather the proper subject for a
simple jury instruction. This being the case, its admission was not necessary.
59
Distilling the probative elements of Dr. Marshall’s testimony from its
superfluous and prejudicial elements, one bald statement of principle emerges.
In diagnosing cases of child sexual abuse, the timing of the disclosure,
standing alone, signifies nothing. Not all victims of child sexual abuse will
disclose the abuse immediately. It depends upon the circumstances of the
particular victim. I find surprising the suggestion that a Canadian jury or
judge alone would be incapable of understanding this simple fact. I cannot
identify any technical quality to this evidence that necessitates expert
opinion.
B. The Law
in Relation to Timing of Disclosure
60
In medieval times, the opinion expressed in Dr. Marshall’s evidence was
contrary to our law. Authorities from as early as the 13th century reveal that
the common law once contained an absolute requirement that victims of sexual
abuse raise an immediate “hue and cry” in order for their appeal to be heard.
An example is provided by the following archaic passage cited in Wigmore on
Evidence (2nd ed. 1923), vol. III, at p. 764:
When therefore a virgin has been so deflowered and overpowered, against
the peace of the lord the king, forthwith and while the act is fresh she ought
to repair with hue and cry to the neighboring vills and there display to honest
men the injury done to her, the blood and her dress stained with blood, and the
tearing of her dress; and so she ought to go to the provost of the hundred and
to the serjeant of the lord the king and to the coroners and to the viscount
and make her appeal at the first county court.
By the end of
the 1700s, this formal requirement had evolved into a factual presumption.
See, e.g., Hawkins’ Pleas of the Crown, where the author states: “It is
a strong, but not a conclusive, presumption against a woman that she made no
complaint in a reasonable time after the fact” (cited by Hawkins J. in R. v.
Lillyman, [1896] 2 Q.B. 167, at pp. 170-71).
61
Owing to the inflexibility of the common law, the notion of hue and cry
persisted throughout most of the 20th century. See Kribs v. The Queen,
[1960] S.C.R. 400, per Fauteux J., at p. 405:
The principle is one of necessity. It is founded
on factual presumptions which, in the normal course of events, naturally attach
to the subsequent conduct of the prosecutrix shortly after the occurrence of
the alleged acts of violence. One of these presumptions is that she is
expected to complain upon the first reasonable opportunity, and the other,
consequential thereto, is that if she fails to do so, her silence may naturally
be taken as a virtual self-contradiction of her story.
This reasoning
was followed in Timm v. The Queen, [1981] 2 S.C.R. 315.
62
Today and for some time, the rationale in Kribs has been
repeatedly subjected to criticism, is not followed, and has been overruled.
The Report of the Federal/Provincial Task Force on Uniform Rules of Evidence
(1982), at p. 301, as cited by Sopinka, Lederman and Bryant, supra,
at p. 322, states:
The expectations of medieval England as to the reaction of an innocent
victim of a sexual attack are no longer relevant. A victim may have a genuine
complaint but delay making it because of such legitimate concerns as the
prospect of embarrassment and humiliation, or the destruction of domestic or
personal relationships. The delay may also be attributable to the youth or
lack of knowledge of the complainant or to threats of reprisal from the
accused. In contemporary society, there is no longer a logical connection
between the genuineness of a complaint and the promptness with which it is
made.
In response to
this criticism, Parliament chose to abrogate the authority of Kribs and Timm
by statute (see s. 275 of the Criminal Code, R.S.C., 1985, c.
C-46 ).
63
Application of the mistake reflected in the early common law now
constitutes reversible error. See R. v. W. (R.), [1992] 2 S.C.R. 122, per
McLachlin J. (as she then was) at p. 136:
Finally, the Court of Appeal relied on the fact
that neither of the older children was “aware or concerned that anything
untoward occurred which is really the best test of the quality of the acts.”
This reference reveals reliance on the stereotypical but suspect view that the
victims of sexual aggression are likely to report the acts, a stereotype which
found expression in the now discounted doctrine of recent complaint. In fact,
the literature suggests the converse may be true; victims of abuse often in
fact do not disclose it, and if they do, it may not be until a substantial length
of time has passed.
The
significance of the complainant’s failure to make a timely complaint must
not be the subject of any presumptive adverse inference based upon now
rejected stereotypical assumptions of how persons (particularly children) react
to acts of sexual abuse: R. v. M. (P.S.) (1992), 77 C.C.C. (3d) 402
(Ont. C.A.), at pp. 408-9; R. v. T.E.M. (1996), 187 A.R. 273 (C.A.).
C. Appropriateness
of a Judicial Instruction
64
Given that the statement of principle expressed by Dr. Marshall reflects
the current state of Canadian law, it could have and should have been included
in the trial judge’s instructions to the jury. As this would have effectively
dispelled the possibility that the jury might engage in stereotypical
reasoning, it was not necessary to inject the dangers of expert evidence into
the trial.
65
A trial judge should recognize and so instruct a jury that there is no
inviolable rule on how people who are the victims of trauma like a sexual
assault will behave. Some will make an immediate complaint, some will delay in
disclosing the abuse, while some will never disclose the abuse. Reasons for
delay are many and at least include embarrassment, fear, guilt, or a lack of
understanding and knowledge. In assessing the credibility of a complainant,
the timing of the complaint is simply one circumstance to consider in the
factual mosaic of a particular case. A delay in disclosure, standing alone,
will never give rise to an adverse inference against the credibility of the
complainant.
66
It was submitted that it is preferable to introduce the concept
contained in Dr. Marshall’s evidence to the jury by way of expert testimony
rather than by judicial instruction. In my view, this argument is flawed.
There is nothing to be gained from a cross-examination of the simple and
irrefutable proposition advanced in this case by the expert. As well, there is
no benefit to be derived from the added flexibility of expert evidence since
the undeniable nature of the proposition does not lend itself to future
advancements in knowledge and understanding.
67
A jury instruction, in preference to expert opinion, where practicable,
has advantages. It saves time and expense. But of greater importance, it is
given by an impartial judicial officer, and any risk of superfluous or
prejudicial content is eliminated.
68
In this appeal, the evidence presented by the expert was precisely what
the jury would have been instructed by a proper charge. There is no difference
of substance between the two.
III. Conclusion
69
The doctrine of recent complaint as a principle of law did not exist in
Canada at the time of the trial. The expert evidence supported the wisdom of
having abolished that principle. There was no basis for the exercise of the
trial judge’s discretion to permit expert evidence that supported the
correctness of the change in our law.
70
As a result, the expert evidence led in this case, as disclosed by the
trial record, was not capable and did not meet the second requirement of
necessity in the Mohan analysis. If a proper jury instruction had been
given, there was no possibility that the jury would have been unable to grasp
the concept because of its technical nature, there being none in this case.
There was no possibility that the jury would reach an erroneous conclusion if
not assisted by the expert.
71
As a consequence, the appeal is dismissed. I agree with the conclusion
of the Ontario Court of Appeal that the expert evidence tendered by the Crown
in this case was inadmissible. As there is to be a new trial in any event, I
refrain from deciding whether the prejudicial effect of its admission resulted
in a miscarriage of justice on the facts of this case.
Appeal dismissed, McLachlin
C.J. and L’Heureux‑Dubé
and Gonthier JJ. dissenting
on the merits.
Solicitor for the appellant: The Ministry of the Attorney
General, Toronto.
Solicitors for the respondent: Pinkofsky Lockyer,
Toronto.