Moreau‑Bérubé v. New Brunswick (Judicial Council),
[2002] 1 S.C.R. 249, 2002 SCC 11
Her Majesty the Queen in Right of the Province
of New Brunswick, as represented by the Office
of the Executive Council, and
the Judicial Council
Appellants
v.
Judge Jocelyne Moreau‑Bérubé Respondent
Indexed as: Moreau‑Bérubé v. New Brunswick (Judicial Council)
Neutral citation: 2002 SCC 11.
File No.: 28206.
2001: June 19; 2002: February 7.
Present: McLachlin C.J. and L’Heureux‑Dubé,
Gonthier, Iacobucci, Major, Bastarache, Binnie, Arbour and LeBel JJ.
on appeal from the court of appeal for new brunswick
Administrative law -- Judicial review -- Standard
of review -- Natural justice -- Rules of procedural fairness -- Provincial
Judicial Council recommending that Provincial Court judge be removed from
office because of statements she made in court -- Applicable standard of review
of Council’s decision -- Whether Council violated rules of procedural fairness by
imposing penalty more severe than that recommended by inquiry panel -- Whether
Council bound to follow findings of inquiry panel -- Whether Council’s decision
to recommend removal of judge justified ‑‑ Provincial Court Act,
R.S.N.B. 1973, c. P‑21, s. 6.11(4).
Constitutional law -- Judicial independence --
Security of tenure of judges -- Provincial legislation empowering
Lieutenant-Governor in Council to remove Provincial Court judge without first
addressing Legislative Assembly -- Whether procedure set out in legislation to
sanction misconduct of Provincial Court judges meets minimal standards required
to ensure respect for principle of judicial independence -- Provincial Court
Act, R.S.N.B. 1973, c. P‑21, s. 6.11(8).
The respondent, a judge of the New Brunswick
Provincial Court, made derogatory comments about the residents of the Acadian
Peninsula while presiding over a sentencing hearing. Three days later, while
presiding in an unrelated hearing, she made an apology. The Judicial Council
received several complaints alleging misconduct and an inability on the part of
the respondent to continue to perform her duties as a Provincial Court judge.
The majority of a three‑member inquiry panel, appointed to conduct an
inquiry and report findings, concluded that the respondent’s comments did
constitute misconduct, but that she was still able to perform her duties as a
judge. They recommended that she receive a reprimand. Under s. 6.11(4)
of the Provincial Court Act, the Council was then required to make a
decision “[b]ased on the findings contained in the [panel’s] report”. Despite
the panel’s findings the Council concluded that the respondent’s remarks
created a reasonable apprehension of bias and a loss of the public trust and
recommended that she be removed from her office as judge. The respondent filed
an application for judicial review of the Council’s decision. The Court of
Queen’s Bench quashed the Council’s decision on the grounds that the rules of
natural justice had been breached and that the Council had exceeded its
jurisdiction by ignoring findings of fact made by the panel. The majority of
the Court of Appeal upheld that decision.
Held: The appeal
should be allowed and the decision of the New Brunswick Judicial Council should
be restored.
This Court’s jurisprudence has evolved to endorse a
pragmatic and functional approach to determining the proper standard of review
for a decision from an administrative tribunal. Here, a consideration of the
relevant factors leads to the conclusion that a high degree of deference should
be afforded to the Judicial Council’s decisions.
A core principle of judicial independence is the
liberty of the judge to hear and decide cases without fear of external
reproach. Judicial councils as well as reviewing courts must remain acutely
alive to the high level of protection that applies to comments made by judges
in the conduct of court proceedings. However, while judges must be free to
speak in their judicial capacity, and must be perceived to speak freely, there
will unavoidably be occasions where their actions will be called into
question. When a disciplinary process is launched to look at the conduct of an
individual judge, it is alleged that an abuse of judicial independence by a
judge has threatened the integrity of the judiciary as a whole and that the
harm alleged is not curable by the appeal process. Part of the expertise of
the Judicial Council lies in its appreciation of the distinction between
impugned judicial actions that can be dealt with through a normal appeal
process, and those that may threaten the integrity of the judiciary as a whole,
thus requiring intervention through the disciplinary provisions of the Provincial
Court Act. A council composed primarily of judges, alive to the delicate
balance between judicial independence and judicial integrity, is eminently
qualified to render a collegial decision regarding the conduct of a judge. A
single judge sitting in judicial review of a decision of the Council would not
enjoy a legal or judicial advantage.
While the proper interpretation of s. 6.11(4) of
the Act, as to whether it binds the Judicial Council to the findings of fact
made by the inquiry panel, is a question of law normally attracting a
“correctness” standard of review, questions of law arising from the
interpretation of a statute within the tribunal’s area of expertise will also
attract some deference where other factors of the pragmatic and functional
analysis suggest such deference is the legislative intention. In this case,
the Council was interpreting an operational provision within its own statute,
which conferred upon it a special and unique decision‑making role within
the justice system. The Council must be regarded as having a reasonable degree
of specialization and a high level of expertise. Reviewing courts should not
intervene unless the interpretation adopted by the Council is not one that the
provision can reasonably bear. Applying the proper standard of review to the
interpretation given by the Council to the scope of its mandate based on its
interpretation of s. 6.11(4), that standard being one of reasonableness simpliciter,
the reviewing judge and the majority of the Court of Appeal should not have
substituted their interpretation of that provision for the one adopted by the
Council. In any event the interpretation given by the Council should be upheld
even on a correctness standard. To suggest that the words “based on” in
s. 6.11(4) have a binding effect creates a number of inconsistencies and
incongruities within the Act. Moreover, any delegation of decision‑making
power from a tribunal to another body must be clearly and expressly authorized
by statute. In this case, the Act clearly indicates that the Council is to
make the decision with regard to the sanction, if any, that should be imposed.
The words “based on” cannot be read to permit an abdication of that authority.
The Council’s ultimate decision to recommend the
respondent’s removal from office, which is a question of mixed law and fact,
was justifiable. The Council must serve its purpose with some degree of
authority and finality, and its conclusions on questions of mixed law and fact
should be afforded a high degree of deference and should not be interfered
with unless they are patently unreasonable. It was within the Council’s power
to draw its own conclusions, and, in light of the sweeping and generalized
nature of the respondent’s derogatory comments, the conclusion reached by the
Council was not patently unreasonable. Even on a standard of reasonableness simpliciter,
there is no basis to interfere with the Council’s decision.
Evaluating whether procedural fairness has been
adhered to by a tribunal requires an assessment of the procedures and
safeguards required in a particular situation. The duty to comply with the
rules of natural justice and to follow rules of procedural fairness extends to
all administrative bodies acting under statutory authority. The Council did
not violate the respondent’s right to be heard by not expressly informing her
that they might impose a sanction clearly open to them under the Act.
Acknowledging that the nature of these disciplinary proceedings imposes on the
Council a stringent duty to act fairly, there was no breach of the rules of
natural justice in this case.
The procedure set forth by the Act to sanction
misconduct of a Provincial Court judge does meet the minimal standards required
to ensure respect for the principle of judicial independence.
Cases Cited
Followed: Pushpanathan
v. Canada (Minister of Citizenship and Immigration),
[1998] 1 S.C.R. 982; Therrien (Re), [2001] 2 S.C.R. 3, 2001 SCC 35;
referred to: Michaud v. Institut des comptables agréés (N.‑B.)
(1994), 149 N.B.R. (2d) 328; College of Physicians and Surgeons (Ont.) v. Petrie
(1989), 32 O.A.C. 248; Jackson v. Saint John Regional Hospital
(1993), 136 N.B.R. (2d) 64; Valente v. The Queen, [1985] 2 S.C.R. 673; Reference
re Remuneration of Judges of the Provincial Court of Prince Edward Island,
[1997] 3 S.C.R. 3; Pasiechnyk v. Saskatchewan (Workers’ Compensation Board),
[1997] 2 S.C.R. 890; Baker v. Canada (Minister of Citizenship and
Immigration), [1999] 2 S.C.R. 817; Canada (Director of Investigation and
Research) v. Southam Inc., [1997] 1 S.C.R. 748; U.E.S., Local 298 v. Bibeault,
[1988] 2 S.C.R. 1048; Ruffo v. Conseil de la magistrature, [1995] 4
S.C.R. 267; R. v. Lippé, [1991] 2 S.C.R. 114; Beauregard v. Canada,
[1986] 2 S.C.R. 56; Vriend v. Alberta (1996), 132 D.L.R. (4th) 595; R.
v. Ewanchuk (1998), 13 C.R. (5th) 324; Alberta (Provincial Court Judge)
v. Alberta (Provincial Court Chief Judge) (1999), 71 Alta. L.R. (3d) 214,
1999 ABQB 309, aff’d (2000), 192 D.L.R. (4th) 540, 2000 ABCA 241; Knight v.
Indian Head School Division No. 19, [1990] 1 S.C.R. 653; Nicholson v.
Haldimand‑Norfolk Regional Board of Commissioners of Police, [1979] 1
S.C.R. 311; Cardinal v. Director of Kent Institution, [1985] 2 S.C.R.
643; Kane v. Board of Governors of the University of British Columbia,
[1980] 1 S.C.R. 1105; Reference re Canada Assistance Plan (B.C.), [1991]
2 S.C.R. 525.
Statutes and Regulations Cited
Inquiries
Act, R.S.N.B. 1973, c. I‑11, s. 8.
Provincial Court Act, R.S.N.B. 1973, c. P‑21 [am. 1987, c. 45], ss. 6
[rep. & sub. 1985, c. 66, s. 2], 6.1(1) [am. 1990, c. 21,
s. 1], 6.6(1), (3), 6.7(1) to (5), 6.8(1), 6.9(1) [idem, s. 2],
(7), (8), (10), 6.10(1), (3), 6.11(1) to (4), (8).
Authors Cited
Brown, Donald J. M., and
John M. Evans. Judicial Review of Administrative Action in Canada,
vol. 1. Toronto: Canvasback, 1998 (loose‑leaf updated 2001, release 2).
Canada. Commission of Inquiry
Re: The Hon. Mr. Justice Leo A. Landreville. Inquiry Re: The
Honourable Justice Leo A. Landreville. Ottawa: The Commission, 1966.
Canada. Journals of the House
of Commons, vol. LXXII, 5th Sess., 17th Parl., January 26, 1934,
p. 18.
Canadian Judicial Council.
Inquiry Committee Appointed under subsection 63(1) of the Judges Act . Report
to the Canadian Judicial Council by the Inquiry Committee appointed under
subsection 63(1) of the Judges Act to conduct a public inquiry into the
conduct of Mr. Justice Jean Bienvenue of the Superior Court of Quebec in
R. v. T. Théberge. Ottawa: The Council, 1996.
Canadian Judicial Council. Inquiry
Committee Established Pursuant to Subsection 63(1) of the Judges Act . Report
to the Canadian Judicial Council of the Inquiry Committee Established Pursuant
to Subsection 63(1) of the Judges Act at the Request of the Attorney
General of Nova Scotia. Ottawa: The Council, 1990.
de Smith, Stanley A. Judicial
Review of Administrative Action, 4th ed. London: Stevens, 1980.
Friedland, Martin L. A
Place Apart: Judicial Independence and Accountability in Canada. Ottawa:
Canadian Judicial Council, 1995.
Shapiro, Debra. “Legitimate Expectation
and its Application to Canadian Immigration Law” (1992), 8 J. L. &
Social Pol’y 282.
APPEAL from a judgment of the New Brunswick Court of
Appeal (2000), 233 N.B.R. (2d) 205, 194 D.L.R. (4th) 664, [2000] N.B.J. No. 368
(QL), 2000 NBCA 12, affirming a decision of the Court of Queen’s Bench (1999),
218 N.B.R. (2d) 256, [1999] N.B.J. No. 320 (QL). Appeal allowed.
Cedric L. Haines,
for the appellant Her Majesty the Queen in Right of New Brunswick.
J. C. Marc Richard
and Chantal A. Thibodeau, for the appellant the Judicial Council.
Anne E. Bertrand,
Paul Bertrand and Michael Phelan, for the respondent.
The judgment of the Court was delivered by
Arbour J. --
I. Introduction
1
This appeal involves a decision of the Judicial Council of New Brunswick
(“the Council”) which recommended the removal from office of a Provincial Court
judge because of statements she made in court, while presiding over a
sentencing hearing. The Council concluded that her remarks created a
reasonable apprehension of bias and a loss of the public trust. This Court
must first establish the applicable standard of review of the Council’s
decision. We must then decide whether the Council violated certain rules of
procedural fairness by imposing a penalty more severe than that recommended by
an inquiry panel, whether and to what extent the Council was statutorily bound
to follow findings of an inquiry panel, and whether the Council’s final
decision to recommend the removal of the judge was justified in light of the
evidence at its disposal. For reasons that are set out in full below, I have
concluded that the Council was entitled to decide as it did and that its
decision should be restored.
II. Relevant
Statutory Provisions
2
Provincial Court Act, R.S.N.B. 1973, c. P-21
6 Subject to this Act, a judge holds office during good
behaviour and may be removed from office only for misconduct, neglect of duty
or inability to perform his duties.
6.1(1) There is hereby continued a Judicial Council which shall
be composed of
(a) the Chief
Justice of New Brunswick, who shall be chairman,
(b) a judge of The Court of Appeal of New Brunswick, who shall
be appointed by the Chief Justice of New Brunswick and who shall be the
vice-chairman,
(c) three judges of The Court of Queen’s Bench of New Brunswick
who shall be appointed by the Chief Justice of that Court, of whom the Chief
Justice of The Court of Queen’s Bench of New Brunswick may be one of the
appointees,
(d) two judges other than the chief judge or associate chief
judge, who shall be appointed by the chief judge, and
(e) three other persons who shall be appointed by the
Lieutenant-Governor in Council.
.
. .
6.6(1) The Judicial Council shall receive and the chairman shall
refer to the chief judge for investigation all written communications
suggesting any misconduct, neglect of duty or inability to perform duties on
the part of a judge.
.
. .
6.6(3) Where a written communication comes to the attention of
the chief judge, whether by way of referral from the chairman or otherwise,
suggesting any misconduct, neglect of duty or inability to perform duties on
the part of a judge, the chief judge shall investigate the matter.
6.7(1) The chairman shall designate one or more members of the
Judicial Council for the purpose of receiving reports referred to in this
section.
6.7(2) Where a written communication is received by the chief
judge or associate chief judge, whether by way of referral from the chairman or
otherwise, the chief judge or associate chief judge, as the case may be, shall
within fifteen days after receiving the written communication, or within such
longer period as the chairman permits, report on the results of the
investigation to a member of the Judicial Council who has been designated by
the chairman for that purpose.
6.7(3) Based upon the report, the member of the Judicial Council
who receives the report shall, within ten days after receiving the report,
recommend to the chairman whether or not an inquiry should be held.
6.7(4) A recommendation that an inquiry not be held is subject
to review by the Judicial Council which may determine that an inquiry should be
held.
6.7(5) A recommendation that an inquiry be held is not subject
to review by the Judicial Council.
6.8(1) At any time after the receipt of a written communication
suggesting misconduct, neglect of duty or inability to perform duties on the
part of a judge, the Judicial Council may suspend the judge whose conduct is in
question from the performance of the judge’s duties with pay, pending the
outcome of an investigation, inquiry or formal hearing, and may lift the
suspension prior to the conclusion of an investigation, inquiry or formal
hearing, where a change in circumstances warrants the lifting of the
suspension.
.
. .
6.9(1) Where an inquiry is recommended under subsection 6.7(3)
or where the Judicial Council determines on review under subsection 6.7(4) that
an inquiry should be held, the chairman shall
(a) appoint a panel consisting of three members of the Judicial
Council. . . .
(b) appoint a barrister to act as counsel to the panel, and
(c) designate one of the members of the panel, other than a
judge of the court, as the panel chairman.
.
. .
6.9(7) The counsel to the panel shall inquire into the
suggestions of misconduct, neglect of duty or inability to perform duties on
the part of a judge received in a written communication referred to in section
6.6 for the purpose of gathering all information that may be relevant to
preparing a formal complaint.
6.9(8) The counsel to the panel shall present the findings to
the panel who shall then determine whether there is sufficient evidence to
warrant holding a formal hearing.
.
. .
6.9(10) Where the panel determines that there is sufficient
evidence to warrant holding a formal hearing, the panel shall advise the
Judicial Council that a formal hearing is to be conducted and shall instruct
the counsel to the panel to prepare a formal complaint setting forth the
allegations of misconduct, neglect of duty or inability to perform duties
against the judge whose conduct is in question.
.
. .
6.10(1) Where the panel has made a determination under
subsection 6.9(10), it shall conduct a formal hearing respecting the
allegations set forth in the formal complaint referred to in subsection 6.9(10)
and it has all the powers of a commissioner under the Inquiries Act .
.
. .
6.10(3) Notice of the formal hearing together with a copy of
the formal complaint referred to in subsection 6.9(10) shall be served on the
judge whose conduct is in question in accordance with the regulations.
.
. .
6.11(1) After the formal hearing, the panel shall report to the
chairman its findings of fact and its findings as to the allegations of
misconduct, neglect of duty or inability to perform duties of the judge whose
conduct is in question.
6.11(2) The chairman shall place the report of the panel before
the Judicial Council for a decision.
6.11(3) The Judicial Council shall give a copy of the report of
the findings of the panel to the judge whose conduct is in question and shall
advise the judge of the judge’s right to make representations to it either in
person or through counsel and either orally or in writing, respecting the
report prior to the taking of action by the Judicial Council under subsection
(4).
6.11(4) Based on the findings contained in the report and the
representations, if any, made under subsection (3), the Judicial Council may
(a) dismiss the complaint,
(b) direct the chief judge to issue a reprimand to the judge
with such conditions as the Judicial Council considers appropriate,
(c) where the conduct of the chief judge is in question,
reprimand the chief judge with such conditions as the Judicial Council
considers appropriate, or
(d) recommend to the Lieutenant‑Governor in Council that
the judge be removed from office.
.
. .
6.11(8) The Lieutenant‑Governor in Council shall, on
receipt of the Judicial Council’s recommendation under paragraph (4)(d), remove
the judge from office.
III. Facts
3
The respondent, a judge of the New Brunswick Provincial Court, was
presiding over a sentencing hearing in R. v. LeBreton, [1998] N.B.J. No.
120 (QL). The two accused had been found guilty of several charges, including
breaking and entering and theft, and both had extensive criminal records. When
passing sentence on February 16, 1998, the respondent said this:
[translation]
These are people who live on welfare and we’re the ones who support them; they
are on drugs and they are drunk day in and day out. They steal from us left,
right and centre and any which way, they find others as crooked as they are to
buy the stolen property. It’s a pitiful sight. If a survey were taken in the
Acadian Peninsula, of the honest people as against the dishonest people, I have
the impression that the dishonest people would win. We have now got to the
point where we can no longer trust our neighbour next door or across the
street. In the area where I live, I wonder whether I’m not myself surrounded by
crooks. And, that is how people live in the Peninsula, but we point the finger
at outsiders. Ah, we don’t like to be singled out in the Peninsula. And it
makes me sad to say this because I live in the Peninsula now. It’s my home. But
look at the honest people in the Peninsula, they are very few and far between,
and they are becoming fewer and fewer. And do you think these people care that
it cost hundreds and thousands of dollars to repair that? They don't give a
damn. Are they going to pay for it? No, not a dime. All the money is spent on
coke. These people, they don’t give a damn. It doesn't bother them one bit,
they just -- do you think you are going to arouse their sorrow and sympathy by
saying that it costs hundreds and thousands of dollars. We, it bothers us
because we are the ones who pay, because we have to wake up every morning and
go to work. When we receive our paycheck, three quarters are taken away to
support these people. They, don't care. They have nothing to do. They party all
day and party all night and that's all they do. They don’t care, not one bit.
We on the other hand, we have to care because it is our property. These people,
if they don’t have enough they go to welfare and they get even more and that is
how it works. So, I do not want to interrupt you, but I understand what you
mean when you say that it cost thousands of dollars and counsel here
understand, but the type of people we are dealing with here today in this courtroom,
they couldn’t care less. Whether it cost one thousand dollars to repair it or
whether it cost only two cents, whether it requires six police officers to
investigate, they find it funny. Their mentality is that “The pigs will not be
at Tim’s while they are chasing after us.”
(As reproduced in the New Brunswick Court of Appeal judgment, Conseil
de la magistrature (N.B.) v. Moreau-Bérubé (2000), 233 N.B.R. (2d) 205,
2000 NBCA 12, at para. 5, hereinafter Moreau-Bérubé (N.B.C.A.).)
4
Three days later, while presiding in an unrelated hearing, Judge
Moreau-Bérubé made this apology:
[translation]
On Monday of this week, at the sentencing hearing of two gentlemen, I made
certain remarks concerning honesty and dishonesty. I should point out that at
the time, unlike this morning, I was speaking without prepared notes.
After court on Monday, in rethinking about my
remarks, I quickly realized that I had made a serious mistake and that the
words I had spoken in open court were not those that I intended to speak and
that I had in mind. In other words, my words went beyond my thinking and I
misspoke myself. I certainly had no intention of impugning the honesty of my
fellow citizens of the Acadian Peninsula. As a matter of fact, in a case
preceding that of those two gentlemen, I had spoken of the kindness and
generosity of people in this area who had given large sums of money to somebody
who defrauded them. By my comments, I wanted to refer only to those directly or
indirectly involved in these types of offences.
Fully realizing my mistake, at the Tuesday
sentencing hearing, I tried to correct my mistake, but it is obvious to me that
I did not make myself quite clear or precise and that some of my statements of
Tuesday were not understood.
So, this morning, I very candidly, clearly and
specifically offer my most sincere and profound apology to the people of the
Acadian Peninsula and, in particular, to those I have offended. It was never my
intention, because I am particularly concerned about the welfare of the people
of this area.
I have never doubted and I have no doubt about the
honesty and integrity of the people of the Acadian Peninsula. I made a huge
mistake, I am human. I am profoundly sorry and I apologize sincerely. Thank
you.
(As reproduced in Moreau-Bérubé (N.B.C.A.), supra, at
para. 6.)
5
The Judicial Council, a body created under the Provincial Court Act,
R.S.N.B. 1973, c. P-21, received several complaints about Judge Moreau-Bérubé’s
comments of February 16, 1998. These complaints alleged misconduct and that
Judge Moreau-Bérubé was unable, in light of her comments, to continue to
perform her duties as a Provincial Court judge. The complaints were
investigated by the Chief Judge and reported to a designated member of the
Council, pursuant to ss. 6.6(3) and 6.7(2) respectively. Guided by ss.
6.7(3), 6.9(1), 6.9(7) and 6.9(8) of the Act, the designated Council member
recommended that an inquiry be held; a three-member inquiry panel was
appointed, chaired by Mr. Justice Riordon, a judge of the New Brunswick Court
of Queen’s Bench, and also composed of Judge Pérusse of the Provincial Court
and Ms. Susan Calhoun, and the panel determined that there was sufficient
evidence to warrant a formal hearing. A formal complaint was drafted by the
inquiry panel, pursuant to s. 6.9(10) of the Act, as follows:
[translation] 1. THAT
Her Honour Judge Jocelyne J. Moreau-Bérubé committed a misconduct on or about
February 16, 1998, at Tracadie-Sheila, in the province of New Brunswick, as a
result of remarks she made about the honesty of residents of the Acadian
Peninsula at a sitting of the Provincial Court in the Acadian Peninsula.
2. THAT as a result of the remarks she made about the honesty of the
residents of the Acadian Peninsula, Her Honour Judge Jocelyne J. Moreau-Bérubé
is no longer able to perform her duties as a judge.
(As reproduced in Moreau-Bérubé (N.B.C.A.), supra, at para.
12.)
6
As dictated by s. 6.11(1) of the Act, the panel was then required to
conduct an inquiry and report its findings “of fact and its findings as to the
allegations of misconduct, neglect of duty or inability to perform duties of
the judge whose conduct is in question”. To this end, the panel was required
under s. 6.10(1) to hear and accept any relevant evidence, even if not
admissible under normal trial rules within the province of New Brunswick (as
per s. 8 of the Inquiries Act, R.S.N.B. 1973, c. I-11). The panel heard
17 witnesses, and 25 documents were filed.
7
The majority of the panel (Riordon J. and Ms. Susan Calhoun) made the
following relevant findings of fact:
[translation]
I must therefore conclude that the comments made by Judge Moreau-Bérubé during
a trial in Tracadie-Sheila on February 16, 1998 constitute inappropriate
judicial expression. The remarks were incorrect, useless, insensitive,
insulting, derogatory, aggressive and inappropriate. That they were made by a
judge makes them even more inappropriate and aggressive. My conclusion is
therefore that the remarks made by Judge Moreau-Bérubé constitute and amount to
misconduct on her part. By uttering those remarks, Judge Moreau-Bérubé exceeded
what is considered appropriate judicial conduct and made comments denigrating
the honesty of the residents of the Acadian Peninsula while she was presiding a
trial.
.
. .
In determining whether Judge Moreau-Bérubé was
biassed in behaving the way she did, which would lead to a lack of public
confidence in her, we have to consider whether she has established beliefs
which may be an obstacle in deciding cases impartially and with an open mind.
We have to determine if the inappropriate remarks made in this case amount to
judicial misconduct warranting her removal from office.
In applying the test, taking into account all the
evidence and interpretations concerning this complaint, it is my finding that
the conduct of Judge Jocelyne J. Moreau-Bérubé does not warrant her removal
from office.
.
. .
I find that bias or the appearance of bias has not
been established nor have the consequences leading to a loss of public
confidence.
Upon considering all of the evidence adduced, I am
not ready to find that Judge Moreau-Bérubé has an established belief or
conviction that residents of the Acadian Peninsula are dishonest nor that her
neighbours are not trustworthy nor even that there are few honest people in the
Acadian Peninsula.
It has not been established upon my perusal of all
this evidence that Judge Moreau-Bérubé holds a strong belief detrimental or
potentially detrimental to her impartiality in deciding various cases.
(As reproduced in Moreau-Bérubé (N.B.C.A.), supra, at
para. 22 (emphasis deleted).)
8
The majority of the panel concluded that the comments uttered by Judge
Moreau-Bérubé did constitute misconduct, but that she was still able to perform
her duties as a judge. They recommended that Judge Moreau-Bérubé should
receive a reprimand. The minority (Judge Pérusse) found that the comments, in
the circumstances of the case, did not constitute misconduct. The panel was
unanimous that Judge Moreau-Bérubé was able to continue exercising her judicial
duties.
9
Pursuant to ss. 6.11(2) and 6.11(3) of the Act, the report of the
inquiry panel was presented to the Council for a decision, and a copy was sent
to Judge Moreau-Bérubé so that she could make informed representations before
the Council. The Council received her submissions pursuant to s. 6.11(3) of
the Act, and her counsel argued that the formal complaint should be dismissed.
10
Despite findings by the panel that Judge Moreau-Bérubé did not have a
pre‑established belief or conviction that residents of the Acadian
Peninsula are dishonest or untrustworthy, the Council characterized the issue
before it as follows:
[translation]
. . . given the finding of misconduct by the panel, the real issue
before the Council is whether there is a reasonable apprehension that Judge
Moreau-Bérubé would not be able to act in a completely impartial manner in the
performance of her duties because of not being able to set aside the
pre-conceived opinions and ideas that she expressed when making a determination
based on the evidence in a given case.
(As reproduced in Conseil de la magistrature (N.-B.) v.
Moreau-Bérubé (1999), 218 N.B.R. (2d) 256, at para. 39 (emphasis deleted),
hereinafter Moreau-Bérubé (N.B.Q.B.).)
11
Section 6.11(4) dictates that, “[b]ased on the findings contained in the
report and the representations, if any, made under subsection (3), the Judicial
Council may
(a) dismiss the complaint,
(b) direct the chief judge to issue a reprimand to the judge
with such conditions as the Judicial Council considers appropriate,
(c) where the conduct of the chief judge is in question,
reprimand the chief judge with such conditions as the Judicial Council
considers appropriate, or
(d) recommend to the Lieutenant‑Governor in Council that
the judge be removed from office.”
12
The Council recommended that Judge Moreau-Bérubé be removed from her
office as judge. In doing so, the Council followed the criterion established
with regard to apprehension of bias in the Marshall Report (Report to the
Canadian Judicial Council of the Inquiry Committee Established Pursuant to
Subsection 63(1) of the Judges Act at the Request of the Attorney General of
Nova Scotia (August 1990)) and asked [translation]
“[i]s the conduct alleged so manifestly and profoundly destructive of the
concept of the impartiality, integrity and independence of the judicial role,
that public confidence would be sufficiently undermined to render the judge
incapable of executing the judicial office?” (As reproduced in Moreau-Bérubé
(N.B.C.A.), supra, at para. 22.) Based on these criteria, and on a
series of factors that, in its view, a reasonable observer would consider in
rendering an informed judgment about an apprehension of bias, the Council came
to the following conclusion:
[translation]
Taking into account all the circumstances surrounding this matter and applying
the foregoing tests and the principles of judicial impartiality and
independence established by the Supreme Court of Canada in the cases referred
to, we believe that in the event that Judge Moreau-Bérubé were to preside over
a trial, a reasonable and well-informed person would conclude that the
misconduct of the judge has undermined public confidence in her and would have
a reasonable apprehension that she would not perform her duties with the
impartiality that the public is entitled to expect from a judge.
Accordingly, we recommend that she be removed from office.
(As reproduced in Moreau-Bérubé (N.B.C.A.), supra, at
para. 90.)
13
After becoming aware of the Council’s decision, the respondent wrote the
provincial Cabinet, asking for a stay of her removal while she applied for
judicial review. Nevertheless, the Cabinet removed the judge pursuant to s.
6.11(8), which states:
The Lieutenant-Governor in Council shall, on receipt
of the Judicial Council’s recommendation under paragraph (4)(d), remove the
judge from office.
14
The respondent filed an application for judicial review of the Council’s
decision before the New Brunswick Court of Queen’s Bench, and the Council’s
recommendation was quashed. The majority of the New Brunswick Court of Appeal
dismissed the appeal (Rice and Ryan JJ.A.), Drapeau J.A. dissenting.
IV. The
Courts Below
A. New
Brunswick Court of Queen’s Bench (1999), 218 N.B.R. (2d) 256
15
The application for judicial review of the Council’s decision came
before Angers J. of the New Brunswick Court of Queen’s Bench. The Judicial
Council’s decision was quashed on two main grounds. First, Angers J. found
that the rules of natural justice, in particular the principle of audi
alteram partem, had been breached since the respondent had never been
advised that a penalty more severe than the one recommended by the panel could
be imposed by the Council. Angers J. suggested that it was a fundamental
principle that a tribunal imposing a more substantial penalty than the one
which had been recommended on a joint submission, or, as in this case, by a
panel committee, should indicate that it is considering such a penalty and
request submissions thereon (Michaud v. Institut des comptables agréés (N.‑B.)
(1994), 149 N.B.R. (2d) 328 (C.A.); College of Physicians and Surgeons
(Ont.) v. Petrie (1989), 32 O.A.C. 248 (Div. Ct.); Jackson v. Saint John
Regional Hospital (1993), 136 N.B.R. (2d) 64 (C.A.); S. A. de Smith,
Judicial Review of Administrative Action (4th ed. 1980), at pp. 212-13).
16
Angers J. found that Judge Moreau-Bérubé had no reason to suspect that
dismissal was being considered as a possible sanction. Dismissal had not been
suggested during the hearing, and she had never been expressly informed that it
was being considered. Moreover, while the Council had the discretion to
suspend Judge Moreau-Bérubé pending its decision, she had been allowed to
continue hearing cases for some 14 months after the impugned remarks were made
(although, as I note later, she had been reassigned to a different district).
Angers J. concluded it was a breach of natural justice not to have requested
her to make submissions with the understanding that a dismissal was being
considered. As he stated at para. 27:
[translation] . . . the
defence or acceptance of a reprimand is one thing, removal from office is an
entirely different matter. It is inconceivable to me that a judge would be
removed from office without having been able to defend against such action
since he or she did not receive any indication of such threat, except as a mere
possibility under the Act.
17
As the second ground for quashing the decision of the Council, Angers J.
found that the Council had exceeded its jurisdiction by ignoring findings of
fact made by the panel, which included the finding that Judge Moreau-Bérubé was
able to continue performing her judicial duties. Based on s. 6 of the Act,
Angers J. found that the Council has the power to remove a judge simply for
misconduct, and does not have to base a dismissal on a finding by the panel
that the judge is unable to perform her duties as a judge. However, given that
the Council had identified as a basis for her dismissal that Judge
Moreau-Bérubé [translation]
“would not be able to act in a completely impartial manner in the performance
of her duties because of not being able to set aside the pre-conceived opinions
and ideas that she expressed when making a determination based on the evidence
in a given case” (see Moreau-Bérubé (N.B.Q.B.), supra, at para.
39 (emphasis deleted)), Angers J. concluded the Council had overruled certain
findings of fact made by the panel. In this respect, Angers J. stated, at
para. 41-42:
[translation]
Now, the panel had expressly concluded that the judge did not have preconceived
notions, that she did not really believe what she had said, that she did not
have any "firm belief or conviction" in the remarks she had made. The
remarks were spontaneous and off the cuff, in the context of passing sentence
at the end of a particularly busy day.
In my opinion, under the Act, the Council was bound
by the panel’s findings of fact and therefore it exceeded its jurisdiction in
finding that the judge had expressed "pre‑conceived opinions or
beliefs".
18
Although he concluded that proper notice had not been given to the
Attorney General, as required, Angers J. briefly discussed the
constitutionality of the Provincial Court Act provisions which grant the
power to remove a judge from office. He held the matter had been settled in Valente
v. The Queen, [1985] 2 S.C.R. 673, and Reference re Remuneration of
Judges of the Provincial Court of Prince Edward Island, [1997] 3 S.C.R. 3,
where this Court recognized that removal of a provincial court judge from
office did not have to be done by a legislative or executive body, and that a
system such as the one in New Brunswick where the Lieutenant-Governor in
Council is bound by a decision of the Judicial Council does not violate
security of tenure of provincial court judges.
B. New
Brunswick Court of Appeal (2000), 233 N.B.R. (2d) 205, 2000 NBCA 12
(1) Majority Judgment (Rice and Ryan JJ.A.)
19
The decision of Angers J. was appealed to the New Brunswick Court of
Appeal on a number of grounds, including the following two:
1. The judge committed an error in law in finding
that the Council had exceeded its jurisdiction and violated the rules of
natural justice by not respecting the audi alteram partem rule.
2. The judge committed an error in law by
concluding the Council had exceeded its jurisdiction in ignoring certain
findings of fact made by the inquiry panel.
20
On the first issue, the majority of the Court of Appeal concluded at
para. 34:
[translation]
. . . the reviewing judge was right in concluding that the Council
had not observed this principle of natural justice. In my opinion, given the
circumstances of this matter, the Council had to advise Judge Moreau-Bérubé
that the penalty recommended by the panel could be disregarded by the Council
and that she was liable to a more substantial penalty such as removal from
office.
21
With regard to the second ground for appeal, the majority agreed with
Angers J. that the Council committed a jurisdictional error by ignoring certain
findings of fact made by the inquiry panel. While the Council may not be bound
by recommendations made by the panel with regard to an appropriate sanction,
the majority of the Court of Appeal concluded that findings of fact by the
inquiry panel should have been afforded a high degree of deference. Rice J.A.
reproduced at para. 37 the following from the Council’s decision:
[translation]
With all due respect for the opinion of the members of the majority, we are of
the view that the panel is not empowered nor authorized to make such
recommendations and that it therefore exceeded its powers. As a result, we feel
it is necessary to state that the Council is not bound by the Panel's decision
to make recommendations nor by the recommendations themselves. On the other
hand, the Council adheres to the highest standard of deference as to the
factual findings contained in the inquiry report submitted to it.
22
However, according to the majority, the Council did much more than
simply disagree with recommendations made by the panel as to the sanction.
Rather, the Council largely ignored certain findings of fact, replacing those
with conclusions of their own. Rice J.A. referred to two key passages on that
point at para. 40:
[translation]
In light of the foregoing tests and given the finding of misconduct by the
Panel, the real issue before the Council is whether there is a reasonable
apprehension that Judge Moreau-Bérubé would not be able to act in a completely
impartial manner in the performance of her duties because of not being able to
set aside the preconceived opinions and ideas that she expressed when making
a determination based on the evidence in a given case.
.
. .
. . . Finally, we believe such a reasonable person would have
to take into account the extreme seriousness and vehemence of the statements
made by the judge, the fact that they attacked an entire community and went to
the very core of the sense of integrity and honour of its every member, that
the statements were made spontaneously and extemporaneously, but that given
the length and the vehemence of her remarks, that they could not have been
completely without thought. [Emphasis by Rice J.A.]
23
Since the inquiry panel had found that the judge had no preconceived or
fixed idea with respect to the people of the Acadian Peninsula, Rice J.A. noted
at para. 41 that:
[translation]
It obviously flows from the foregoing that not only did the Council fail to
recognize the jurisdiction of the panel to determine if the respondent was fit
to perform her duties as a judge, but it even altered its findings with respect
to the heedlessness of the remarks and the preconceived and fixed ideas of the
judge as I have highlighted by underlining the relevant lines.
24
In light of this apparent “override” by the Council of the findings of
fact made by the inquiry panel, the majority of the Court of Appeal concluded
that the judgment of Angers J. quashing the dismissal was within his
discretionary power. The majority held that the Council should have deferred
to the panel in the same way that an appellate court must show deference in
examining the findings of fact of a trial judge. In this case, Rice J.A.
concluded the findings of fact by the inquiry panel were [translation] “amply supported by the
evidence” and [translation]
“[g]iven that evidence, they are consistent and irrefutable” (para. 45).
25
The majority of the Court of Appeal found no merit in the constitutional
challenge and upheld the decision of Angers J.
(2) Dissenting Judgment
26
Drapeau J.A. concluded, as the majority did, that the constitutional
challenge should be dismissed, but disagreed on the other two issues.
27
On the question of whether the Council exceeded its jurisdiction by
ignoring certain findings of fact made by the inquiry panel, Drapeau J.A.
decided that the heart of the issue was in the meaning to be given the words
“based on” in s. 6.11(4), and whether it placed some obligation on the Judicial
Council, or merely provided a foundation to assist the Council in its
decision-making process.
28
Drapeau J.A. found no similarity between the expression “based on” and the
expression “bound by”, and suggested that the former would more appropriately
be compared to “taking into account”. According to the dissenting judge,
equating the words “based on” with “bound by” creates a number of
inconsistencies within the Act, including:
(i) Subsection 6.11(2) of the Act clearly provides that the panel
report is to be rendered to the Council “for a decision”, and the Act does not
indicate anywhere that any other group or individual, including the inquiry
panel, should have jurisdiction in this regard. If the Council was “bound” by
findings of the panel with regard to the ability of Moreau-Bérubé J. to
continue her duties as a judge, that decision would have effectively been made
by the panel and not the Council.
(ii) Subsection 6.11(3) grants the subject of the inquiry the right to
make representations “respecting the report”, which would be an empty and
illusionary right if the findings of the panel were in any way entrenched and
binding on the Council.
(iii) Under s. 6.11(4), the Council is to make a decision “based on”
not only the panel’s report, but also representations made by the judge
pursuant to s. 6.11(3). Thus, if the words “based on” are to be read as
equivalent to “bound by”, the Council would be obligated to render a sanction
based on whatever the judge’s submissions “respecting the report” happened to
be.
(My summary of Drapeau J.A., at paras. 135-141.)
29
According to Drapeau J.A., a more pragmatic approach to
interpreting the words “based on” in s. 6.11(4) compels the Council [translation] “to accept neither the findings of the panel nor the
representations of the judge whose conduct is in question, while acknowledging
that the Council has the jurisdiction to attach such importance to either of
these influences as it deems appropriate given the particular circumstances of
each individual case” (para. 142). Drapeau J.A. found that Angers J. erred in principle in ruling
that the Council had exceeded its jurisdiction in this regard, and further found
that the Council was not patently unreasonable in choosing not to adopt all the
findings of the panel. Since Judge Moreau-Bérubé had never testified under
oath, Drapeau J.A. felt that the Council was in as good a position as the panel
to draw conclusions about any preconceived opinions or fixed beliefs Judge
Moreau-Bérubé might have, or whether her statements had created an appearance
of bias such as to undermine the public trust in her as a judge.
30
Drapeau J.A. also disagreed with the majority on whether the
Council properly respected the rules of natural justice. He acknowledged that,
when considering issues of procedural fairness such as the one at bar, [translation]
“the law requires a high standard of
justice when the right to continue one’s
profession is at stake” (para. 149). Further, Drapeau J.A. conceded that where a tribunal had lured
the subject of a possible sanction into believing that a mutually agreed
penalty would likely be imposed, and that there was nothing to gain in making
submissions in that regard, the decision of that tribunal might not be upheld
if a harsher penalty were then imposed. However, Drapeau J.A. felt that this
was not a case where the subject of an inquiry had been misled in any way.
31
Judge Moreau-Bérubé had not suggested that her right to be heard
had been infringed prior to the ruling of Angers J., who raised the audi
alteram partem issue himself for the first time. Drapeau J.A. indicated
that [translation]
“it is undeniable that at each step where she had the right, Judge
Moreau-Bérubé was fully heard” (para. 150). Before the Council itself, Judge
Moreau-Bérubé was entitled to make representations pursuant to s. 6.11(3), and
she did so, urging the Council to dismiss the complaint altogether. In the
opinion of Drapeau J.A., the fact that she argued for a dismissal of the
complaint re-emphasized that [translation]
“Judge Moreau-Bérubé did not concede before the Judicial Council that the
Council was bound by the recommendation of its panel concerning the penalty”
(para. 155).
32
Moreover, Drapeau J.A. indicated that the principal case relied on by
Angers J. in his decision, Michaud, supra, involved the
imposition of a harsher sanction than that envisaged as a result of a joint
submission. Moreover, he noted that the enabling statute in Michaud
gave the tribunal jurisdiction to recommend a penalty. This is clearly
distinguishable from the current case, where there was no joint submission, and
the inquiry panel had no statutory power to make recommendations with regard to
sanction in the first place.
33
Drapeau J.A. concluded that the Judicial Council [translation] “did not have to inform
Judge Moreau-Bérubé that a recommendation for her removal could be made”, and
that [translation] “[t]he Act is
quite clear with respect to the actions that the Judicial Council may take
following a finding of judicial misconduct” (para. 155). Based on the
foregoing, Drapeau J.A. would have allowed the appeal, with the effect that the
Decree of the Lieutenant-Governor in Council would be legally valid and
enforceable, and Judge Moreau-Bérubé would be removed from her position as
judge.
V. Issues
34
The appeal raises four issues, the first two requiring a determination
of the applicable standard of review:
1. Did the Court of Appeal err in law by concluding that the Council
had exceeded its jurisdiction in ignoring certain findings of fact made by the
inquiry panel?
2. Based on the panel report, representations made by Judge
Moreau-Bérubé and all other evidence at the Council’s disposal, was the
conclusion that Judge Moreau-Bérubé could no longer serve as a Provincial Court
judge justifiable?
3. Did the Court of Appeal err in law in finding that the Council had
exceeded its jurisdiction and violated the rules of natural justice by not
respecting the audi alteram partem rule?
The fourth
issue is again the constitutional one:
4. Does the authority granted by s. 6.11(8) of
the Provincial Court Act of New Brunswick, empowering the
Lieutenant-Governor in Council to remove a Provincial Court judge without first
addressing a legislative assembly, violate the principles of judicial
independence, and more specifically security of tenure?
VI. Analysis
35
As indicated above, the first two issues in this appeal must be
addressed in light of the standard of review applicable. I will therefore set
out general observations about the level of deference with which courts should
approach decisions of judicial councils involving the security of tenure of
provincial court judges, before turning to the specific issues arising from the
Court of Appeal decision.
A. Standard
of Review
36
Although articulating the applicable standard of review is a critical
part of the analysis, the issue received minimal consideration in the courts
below. It is important to approach the task at hand with a clear understanding
of the amount of deference, if any, that should be afforded to the decision of
the administrative body.
37
This Court’s jurisprudence has evolved to endorse a pragmatic and
functional approach to determining the proper standard of review, which focuses
on a critical question best expressed by Sopinka J. in Pasiechnyk v.
Saskatchewan (Workers’ Compensation Board), [1997] 2 S.C.R. 890, at para.
18:
[W]as the question which the provision raises one that was intended by
the legislators to be left to the exclusive decision of the Board?
(See: Pushpanathan
v. Canada (Minister of Citizenship and Immigration), [1998] 1 S.C.R. 982,
and generally Baker v. Canada (Minister of Citizenship and Immigration),
[1999] 2 S.C.R. 817; Canada (Director of Investigation and Research) v.
Southam Inc., [1997] 1 S.C.R. 748; U.E.S., Local 298 v. Bibeault,
[1988] 2 S.C.R. 1048.)
38
This pragmatic and functional approach creates a spectrum of levels
of deference that may be required. In the words of Bastarache J. in Pushpanathan,
supra, at para. 27, referring to Southam, supra, at para.
30:
Traditionally, the “correctness” standard and the “patent
unreasonableness” standard were the only two approaches available to a
reviewing court. But in [Southam] a “reasonableness simpliciter”
standard was applied as the most accurate reflection of the competence intended
to be conferred on the tribunal by the legislator. Indeed, the Court there
described the range of standards available as a “spectrum” with a “more
exacting end” and a “more deferential end”.
The more
exacting end is represented by the correctness standard, which places
relatively low deference on the decision under review and allows the court wide
discretion to investigate, while at the more deferential end is the patently
unreasonable standard. Reasonableness simpliciter, or unreasonableness,
falls somewhere in the middle, as described by Iacobucci J. in Southam, supra,
at para. 57:
The difference between “unreasonable” and “patently
unreasonable” lies in the immediacy or obviousness of the defect. If the
defect is apparent on the face of the tribunal’s reasons, then the tribunal’s
decision is patently unreasonable. But if it takes some significant searching
or testing to find the defect, then the decision is unreasonable but not
patently unreasonable.
39
As articulated by this Court in Pushpanathan, supra, Southam,
supra, and Baker, supra, there are four main factors, each
not conclusive in and of itself, that must be considered in determining the
proper standard of review for a decision from an administrative tribunal:
(i) the nature of the problem under review,
and whether it constitutes a question of law, fact or mixed law and fact;
(ii) words within the tribunal’s enabling statute,
most importantly, whether a privative clause is present or absent;
(iii) the purpose of the tribunal’s enabling
statute, and whether that purpose lends itself to less or more deference; and,
(iv) whether the tribunal has any particular
expertise in reference to the question under review.
40
I will now examine each of these four factors in the context of the
current case.
(1) The Nature of the Problem
41
The two issues in this case where the question of an appropriate
standard of review will be addressed, namely, whether the Court of Appeal erred
in law by concluding the Council had exceeded its jurisdiction in ignoring
certain findings of fact made by the inquiry panel and whether the conclusion
that Judge Moreau-Bérubé could no longer serve as a Provincial Court judge was
justifiable, can be characterized as a question of law and a question of mixed
law and fact respectively. The proper interpretation of s. 6.11(4), in
determining the extent to which the Council may have been “bound” by the
inquiry panel’s report, must be characterized as a question of law.
Determining whether the Council was justified in concluding that Judge
Moreau-Bérubé should be removed from the bench, on the other hand, is a
question of mixed law and fact. The proper articulation of the apprehension of
bias threshold by the Council, based on all the evidence available to it
pursuant to s. 6.11(4) of the Act, clearly involves considerations of mixed law
and fact.
(2) The Words of the Tribunal’s Enabling Statute
42
The New Brunswick Provincial Court Act does not contain a
privative clause, and there is no language in the statute to suggest that
decisions made by the Judicial Council are to be considered final and
conclusive. While the presence of a privative clause strongly suggests a
legislative intent of strong deference by courts to the tribunal’s decision,
the absence of such a clause is not conclusive and the proper standard of
review will be a function of other applicable factors (Pushpanathan, supra,
per Bastarache J., at para. 30).
(3) The Purpose of the Statute Empowering the Tribunal and its
Expertise
43
The intended purpose and function of an administrative tribunal, and its
empowering statute, will play a large role in determining the appropriate
standard of review of its decisions, as will the nature and extent of its
expertise. As noted by Iacobucci J. in Southam, supra, these two
categories often overlap and I find that here they are best dealt with
together.
44
Judicial councils may be viewed as unique not only amongst administrative
tribunals but even amongst professional disciplinary bodies. A tribunal
charged with the task of disciplining provincial court judges does not fit into
the more traditional specialized against non-specialized dichotomy for purposes
of evaluating the appropriate standard of review. The first provincial
judicial councils emerged in 1968 and 1969 (Ontario and British Columbia), and
others were created over the following two decades in every province except
Prince Edward Island. New Brunswick created its first Judicial Council in
1985. Thus, these administrative bodies are a relatively recent phenomena.
However, the call for judicial accountability is not. Provincial and superior
court judges had previously faced disciplinary action through various means,
but always through ad hoc processes initiated and pursued through the
legislature. For example, in 1933 Judge Stubbs, an outspoken “socialist” judge
in Manitoba, was investigated for judicial misbehaviour by a commissioner
appointed under the Judges Act (Journals of the House of Commons,
vol. LXXII, 5th Sess., 17th Parl., January 26, 1934, at p. 18). In the case of
the former Mr. Justice Landreville of the Supreme Court of Ontario, the Law
Society of Upper Canada struck a “special committee” to consider what might be
done about Justice Landreville’s decision to remain on the bench after he had
been discharged by a magistrate on charges related to a fraudulent stock
transfer. A commissioner was eventually appointed under the Inquiries Act
(the Hon. Ivan C. Rand, formerly of this Court), and Justice Landreville was
found “unfit for the proper exercise of his judicial functions” (Inquiry Re:
The Honourable Justice Leo A. Landreville (1966), at p. 108). This report
was subsequently tabled to the House of Commons, and the then Minister of
Justice, Pierre Trudeau, told the House that resolutions for the removal of
Justice Landreville would be introduced. Before this was done, Justice
Landreville resigned, citing reasons of “health and wealth”, but he defended
his judicial record to the end (see M. L. Friedland, A Place Apart:
Judicial Independence and Accountability in Canada (1995), report prepared
for the Canadian Judicial Council, at pp. 84-87). In the wake of such
disciplinary hearings, the need for institutions such as the present judicial
councils was grounded in the “awkwardness and uncertainty” of proceedings that,
prior to 1968, had dealt with matters of judicial accountability primarily by
way of a “one-judge ad hoc inquiry” (see the Friedland Report, at pp. 87-89).
Implicit in the need for a more specialized process was the unique and special
role judicial councils serve in light of competing constitutional interests.
As the Friedland Report discusses at p. 129, with regard to disciplinary hearings
for judges in general:
There is a tension between judicial accountability
and judicial independence. Judges should be accountable for their judicial and
extra-judicial conduct. The public has to have confidence in the judicial
system and to feel satisfied, as Justice Minister Allan Rock stated in a speech
to the judges in August, 1994 “that complaints of misconduct are evaluated
objectively and disposed of fairly.” At the same time, accountability could
have an inhibiting or, as some would say, chilling effect on their actions.
When we are talking about judicial decisions being scrutinized by appeal
courts, we are generally not worried about curtailing a judge’s freedom of
action. That is the purpose of an appeal court: to correct errors by trial
judges or in the case of the Supreme Court of Canada to correct errors by
appeal courts. Similarly, if actions of a judicial council deter rude,
insensitive, sexist, or racist comments, that is obviously desirable. The
danger is, however, that a statement in court that is relevant to fact-finding
or sentencing or other decisions will be the subject of a complaint and will
cause judges to tailor their rulings to avoid the consequences of a complaint.
It is therefore necessary to devise systems that provide for accountability,
yet at the same time are fair to the judiciary and do not curtail judges’
obligation to rule honestly and according to the law.
45
Thus, in the present case, the purpose and expertise issues present
themselves in a unique fashion. On the one hand, the Judicial Council is in a
sense a highly specialized tribunal required to deal with constitutionally
protected rights -- such as judicial independence and security of tenure of
judges and the right of persons who come before the courts to a fair trial by
an impartial tribunal -- in the overall public interest. On the other hand,
the tribunal is composed primarily of members of the judiciary. This might
invite little deference, since, arguably, no more “specialization” exists in
the judges sitting as Council members than in their colleagues sitting in
court. The idea that specialization leads to deference is based on the more
typical scenario, where a tribunal is composed of people who are not judges and
who have a specialized expertise superior to that of judges who are, on the
whole, generalists.
46
Despite provincial variations in their composition, discipline bodies
that receive complaints about judges all serve the same important function. In
Therrien (Re), [2001] 2 S.C.R. 3, 2001 SCC 35, Gonthier J. described, at
para. 58, the committee of inquiry in Quebec as “responsible for preserving the
integrity of the whole of the judiciary” (also see Ruffo v. Conseil de la
magistrature, [1995] 4 S.C.R. 267). The integrity of the judiciary
comprises two branches which may at times be in conflict with each other. It
relates, first and foremost, to the institutional protection of the judiciary
as a whole, and public perceptions of it, through the disciplinary process that
allows the Council to investigate, reprimand, and potentially recommend the
removal of judges where their conduct may threaten judicial integrity (Therrien,
supra, at paras. 108-12 and 146-50). Yet, it also relates to
constitutional guarantees of judicial independence, which includes security of
tenure and the freedom to speak and deliver judgment free from external
pressures and influences of any kind (see R. v. Lippé, [1991] 2 S.C.R.
114; Beauregard v. Canada, [1986] 2 S.C.R. 56; Valente, supra.
47
In light of their functions, judicial discipline committees must be
composed primarily of judges. Gonthier J. quoted the work of Professor H. P.
Glenn in Therrien, supra, at para. 57 to demonstrate this point:
. . . in the interests of judicial independence, it is
important that discipline be dealt with in the first place by peers. I agree
with the following remarks by Professor H. P. Glenn in his article
“Indépendance et déontologie judiciaires” (1995), 55 R. du B. 295, at p.
308:
[translation]
If we take as our starting point the principle of judicial independence
-- and I emphasize the need for this starting point in our historical,
cultural and institutional context -‑ I believe that it must be concluded
that the primary responsibility for the exercise of disciplinary authority lies
with the judges at the same level. To place the real disciplinary authority
outside that level would call judicial independence into question.
48
Gonthier J. subsequently expressed, at para. 148, in the following terms
how a decision of the Conseil de la magistrature involving the dismissal of a
provincial court judge should be reviewed:
. . . the legislature has chosen to assign the important
responsibility of determining whether the conduct of a provincial court judge
warrants a recommendation for removal from office exclusively to the Court of
Appeal, under s. 95 C.J.A. This is a very special role, perhaps a
unique one, in terms of both the disciplinary process and the principles of
judicial independence that our Constitution protects. Accordingly, this Court
should only review the assessment made by the Court of Appeal if it is clearly in
error or seriously unfair.
49
Although in Quebec the final decision in recommending the removal of a
provincial court judge lies with the Quebec Court of Appeal, I am not persuaded
that a different approach should be adopted in New Brunswick. The Judicial
Council in that province is composed of at least seven judges, at least two of
whom will be from the Court of Appeal. It is fair to say that the Council, in
this case, is a tribunal with a rich and wide-ranging collection of judicial
expertise. The Council is eminently qualified to render a collegial decision
regarding the conduct of a judge, including where issues of apprehension of
bias and judicial independence are involved. There is no basis upon which one
could claim that a single judge sitting in judicial review of a decision of the
Council would enjoy a legal or judicial advantage.
50
As indicated earlier, the membership of the New Brunswick Judicial
Council is established by s. 6.1(1) of the Act. It is composed of the Chief
Justice of New Brunswick, a judge of the New Brunswick Court of Appeal, three
judges from the Court of Queen’s Bench (possibly including the Chief Justice of
that court), two Provincial Court judges, and three additional members as
named by the Lieutenant-Governor in Council. In other words, at least 7 of 10
Council members must be judges. It is obvious that membership in this tribunal
requires, in most cases, vast legal training. As compared to a single judge
from the Court of Queen’s Bench, it would have to be assumed that the Council
is at least as qualified, and likely more qualified in light of its collegial
composition, to draw conclusions where considerations of judicial independence,
security of tenure and apprehension of bias are concerned. It would be nonsensical
for a single judge or an appellate court to show low deference to decisions of
the Council in an area in which they have no additional expertise.
51
The Council also has in fact a certain degree of specialization over
that of the reviewing court. Gonthier J. noted in Therrien, supra,
at para. 147 (with reference to the Friedland Report, supra, at pp.
80-81), that “before making a recommendation that a judge be removed, the
question to be asked is whether the conduct for which he or she is blamed is so
manifestly and totally contrary to the impartiality, integrity and independence
of the judiciary that the confidence of individuals appearing before the judge,
or of the public in its justice system, would be undermined, rendering the
judge incapable of performing the duties of his office”. In making such a
determination, issues surrounding bias, apprehension of bias, and public
perceptions of bias all require close consideration, all with simultaneous
attention to the principle of judicial independence. This, according to
Gonthier J., creates “a very special role, perhaps a unique one, in terms of
both the disciplinary process and the principles of judicial independence that
our Constitution protects” (para. 148). Although this is clearly not the type
of tribunal that develops an expertise from the sheer volume of cases before
it, the fact that the Council is engaged in this special and unique role gives
it some degree of specialty not enjoyed by ordinary courts of review who have
never, historically, been involved in such matters.
52
In my view, there must be a degree of authority and finality in
decisions made by the Council. To place decisions of the Council under liberal
review standards would undermine this objective, and detract from the public’s
confidence in the Council to fulfil its mandate. In Therrien, after
highlighting at length the importance of protecting the public’s perception of
the judiciary as an integral institution, Gonthier J. noted at para. 112:
[W]e also must not forget that this Court is sitting on appeal from the
report of the inquiry panel of the Quebec Court of Appeal, to which a specific
function has been assigned by s. 95 [of the Courts of Justice Act,
R.S.Q., c. T-16]. As I said earlier, the Court of Appeal, when it makes its
report under that provision, is called upon to play a fundamental role in terms
of both the ethical process itself and the principle of judicial independence.
This Court must therefore respect that jurisdiction and show it the proper
deference.
53
The composition of a body such as a provincial judicial council, the
special and perhaps unique purpose it plays within the framework of the justice
system, and the nature of the objective it aims to fulfil all lead to the
conclusion that a high degree of deference should be afforded to its
decisions. Being primarily composed of members of all levels of the New
Brunswick judiciary, and mandated to protect the integrity of the judiciary
within the province, the Council should be characterized as a unique
decision-making body with some degree of specialization, and as a tribunal with
equal or better qualifications than the reviewing court to make the decisions
that the legislature has vested in it. Therefore, in my opinion, the objective
of the Provincial Court Act and the composition of the Judicial Council
itself suggest that decisions of the Council should be reviewed with a great
deal of deference.
B. The
Appropriate Standards of Review
54
I wish to stress at this point that judicial councils as well as
reviewing courts must remain acutely alive to the high level of protection that
applies to comments made by judges in the conduct of court proceedings.
55
While the Canadian Judicial Council and provincial judicial councils
receive many complaints against judges, in most cases these are matters
properly dealt with through the normal appeal process. There have been very
few occasions where the comments of a judge, made while acting in a judicial
capacity, could not be adequately dealt with through the appeal process and
have necessitated the intervention of a judicial council (see: Marshall
Report, supra, where the Canadian Judicial Council inquiry panel
concluded that the Nova Scotia Court of Appeal had been “inappropriately harsh
in their condemnation of the victim of an injustice they were mandated to
correct” (p. 35) after the Court of Appeal had noted, among other things, that
any injustice suffered by Mr. Marshall was “more apparent than real” (p. 36); Report
to the Canadian Judicial Council by the Inquiry Committee appointed under
subsection 63(1) of the Judges Act to conduct a public inquiry into the conduct
of Mr. Justice Jean Bienvenue of the Superior Court of Quebec in R. v. T.
Théberge (1996), where removal from office was recommended, mainly for
comments made while presiding over a sentencing hearing; and, Canadian Judicial
Council file 98-128, where the Canadian Judicial Council released a letter
expressing strong disapproval for comments made by a justice of the Alberta
Court of Appeal in reasons delivered while sitting in his capacity as a judge
in Vriend v. Alberta (1996), 132 D.L.R. (4th) 595, and R. v. Ewanchuk
(1998), 13 C.R. (5th) 324).
56
One half of the “two-pronged” modern articulation of judicial
independence (the other prong being institutional independence), without which
there can be no public confidence in the justice system, rests on the
individual independence of each and every judge. Within this, the core
principle is the liberty of the judge to hear and decide cases without fear of
external reproach. The majority of this Court stated in Beauregard, supra,
at p. 69:
Historically, the generally accepted core of the
principle of judicial independence has been the complete liberty of individual
judges to hear and decide the cases that come before them: no outsider -- be it
government, pressure group, individual or even another judge -- should
interfere in fact, or attempt to interfere, with the way in which a judge
conducts his or her case and makes his or her decision. [Also see Valente,
supra, per Le Dain J., at p. 685.]
The Canadian
Judicial Council echoed this principle in the Marshall Report, supra,
asserting that “[j]udicial independence carries with it not merely the right to
tenure during good behaviour, it encompasses, and indeed encourages, a
corollary judicial duty to exercise and articulate independent thought in
judgments free from fear of removal” (p. 24). Thus, the Council’s inquiry
panel noted, while criticizing the comments of the Nova Scotia Court of Appeal
that “[w]e are deeply conscious that criticism can itself undermine public
confidence in the judiciary, but on balance conclude in this case that that
confidence would more severely be impaired by our failure to criticize inappropriate
conduct than it would by our failure to acknowledge it” (p. 36).
57
While acting in a judicial capacity, judges should not fear that they
may have to answer for the ideas they have expressed or for the words they have
chosen. In Alberta (Provincial Court Judge) v. Alberta (Provincial Court
Chief Judge) (1999), 71 Alta. L.R. (3d) 214, 1999 ABQB 309, aff’d (2000),
192 D.L.R. (4th) 540, 2000 ABCA 241 (sub nom. Reilly v. Provincial Court of
Alberta, Chief Judge), Mason J. highlighted some of the consequences of
this principle, citing the words of the now Chief Justice, at para. 132:
At present, this core principle of individual
judicial independence has concomitant immunities from suit and prosecution, as
well as from being required to testify about the how and why of a particular
decision. As McLachlin, J. stated for the majority in MacKeigan [v.
Hickman, [1989] 2 S.C.R. 796] (at 830):
The judge’s right to refuse to answer to the executive or legislative
branches of government or their appointees as to how and why the judge arrived
at a particular judicial conclusion is essential to the personal independence
of the judge, one of the two main aspects of judicial independence [Valente,
supra; Beauregard, supra]. The judge must not fear that after
issuance of his or her decision, he or she may be called upon to justify it to
another branch of government. The analysis in Beauregard v. Canada
supports the conclusion that judicial immunity is central to the concept of
judicial independence.
58
Even within the appeal process, which is designed to correct errors in
the original decision and set the course for the proper development of legal
principles, the judge whose decision is under review is not called to account
for it. He or she is not asked to explain, endorse or repudiate the decision
or the statement which is called into question by the appeal, and the result of
the appeal process suffices to deliver justice to those aggrieved by the error
made by the judge of first instance. In some cases, however, the actions and
expressions of an individual judge trigger concerns about the integrity of the
judicial function itself. When a disciplinary process is launched to look at
the conduct of an individual judge, it is alleged that an abuse of judicial
independence by a judge has threatened the integrity of the judiciary as a
whole. The harm alleged is not curable by the appeal process.
59
The New Brunswick Judicial Council found that the comments of Judge
Moreau-Bérubé constituted one of those cases. While it cannot be stressed
enough that judges must be free to speak in their judicial capacity, and must
be perceived to speak freely, there will unavoidably be occasions where their
actions will be called into question. This restraint on judicial independence
finds justification within the purposes of the Council to protect the integrity
of the judiciary as a whole. The comments of Gonthier J. in Therrien, supra,
at paras. 108-11 regarding the role of the judge and public perceptions of that
role, bear repeating:
The judicial function is absolutely unique. Our
society assigns important powers and responsibilities to the members of its
judiciary. Apart from the traditional role of an arbiter which settles
disputes and adjudicates between the rights of the parties, judges are also
responsible for preserving the balance of constitutional powers between the two
levels of government in our federal state. Furthermore, following the
enactment of the Canadian Charter , they have become one of the foremost
defenders of individual freedoms and human rights and guardians of the values
it embodies: Beauregard, supra, at p. 70, and Reference re
Remuneration of Judges of the Provincial Court, supra, at para.
123. Accordingly, from the point of view of the individual who appears before
them, judges are first and foremost the ones who state the law, grant the
person rights or impose obligations on him or her.
If we then look beyond the jurist to whom we assign
responsibility for resolving conflicts between parties, judges also play a
fundamental role in the eyes of the external observer of the judicial system.
The judge is the pillar of our entire justice system, and of the rights and
freedoms which that system is designed to promote and protect. Thus, to the
public, judges not only swear by taking their oath to serve the ideals of
Justice and Truth on which the rule of law in Canada and the foundations of our
democracy are built, but they are asked to embody them (Justice Jean Beetz,
Introduction of the first speaker at the conference marking the 10th
anniversary of the Canadian Institute for the Administration of Justice,
observations collected in Mélanges Jean Beetz (1995), at pp. 70‑71).
Accordingly, the personal qualities, conduct and
image that a judge projects affect those of the judicial system as a whole and,
therefore, the confidence that the public places in it. Maintaining confidence
on the part of the public in its justice system ensures its effectiveness and
proper functioning. But beyond that, public confidence promotes the general
welfare and social peace by maintaining the rule of law. In a paper written
for its members, the Canadian Judicial Council explains:
Public confidence in and respect for the judiciary are essential to an
effective judicial system and, ultimately, to democracy founded on the rule of
law. Many factors, including unfair or uninformed criticism, or simple
misunderstanding of the judicial role, can adversely influence public
confidence in and respect for the judiciary. Another factor which is capable
of undermining public respect and confidence is any conduct of judges, in and
out of court, demonstrating a lack of integrity. Judges should, therefore,
strive to conduct themselves in a way that will sustain and contribute to
public respect and confidence in their integrity, impartiality, and good
judgment.
(Canadian Judicial Council, Ethical Principles for Judges
(1998), p. 14)
The public will therefore demand virtually
irreproachable conduct from anyone performing a judicial function. It will at
least demand that they give the appearance of that kind of conduct. They must
be and must give the appearance of being an example of impartiality,
independence and integrity. What is demanded of them is something far above
what is demanded of their fellow citizens.
60
Part of the expertise of the Judicial Council lies in its appreciation
of the distinction between impugned judicial actions that can be dealt with in
the traditional sense, through a normal appeal process, and those that may
threaten the integrity of the judiciary as a whole, thus requiring intervention
through the disciplinary provisions of the Act. The separation of functions
between judicial councils and the courts, even if it could be said that their
expertise is virtually identical, serves to insulate the courts, to some
extent, from the reactions that may attach to an unpopular council decision.
To have disciplinary proceedings conducted by a judge’s peers offers the
guarantees of expertise and fairness that judicial officers are sensitive to,
while avoiding the potential perception of bias or conflict that could arise if
judges were to sit in court regularly in judgment of each other. As Gonthier
J. made clear in Therrien, other judges may be the only people in a
position to consider and weigh effectively all the applicable principles, and
evaluation by any other group would threaten the perception of an independent
judiciary. A council composed primarily of judges, alive to the delicate
balance between judicial independence and judicial integrity, must in my view
attract in general a high degree of deference.
(1) Statutory Interpretation
61
The question of the proper interpretation of s. 6.11(4) of the Act, as
to whether it binds the Judicial Council to the findings of fact made by the
inquiry panel, is a question of law, and thus might normally attract a
“correctness” standard of review. However, questions of law arising from the
interpretation of a statute within the tribunal’s area of expertise will also
attract some deference (see Pasiechnyk, supra). As Bastarache J.
noted in Pushpanathan, supra, at para. 37, “even pure questions
of law may be granted a wide degree of deference where other factors of the
pragmatic and functional analysis suggest that such deference is the
legislative intention”. In this case, the Council was interpreting an
operational provision within its own statute, which conferred upon it a special
and unique decision-making role within the justice system. The Council,
composed of seven judges and three lay persons, must be regarded as having a
reasonable degree of specialization and a high level of expertise.
62
In light of this, and other factors reviewed above, issues of statutory
interpretation by the Council should attract considerable deference and
reviewing courts should not intervene unless the interpretation adopted by the
Council is not one that it can reasonably bear. In any event I would uphold
the interpretation given by the Council even on a correctness standard, as
reflected in my analysis below.
63
As indicated above, the inquiry panel was required to investigate a
two-pronged complaint that it drafted. The first branch alleged that the
remarks made by the respondent constituted misconduct, and the panel concluded
that it did. The second branch alleged that as a result of those remarks the
respondent was [translation] “no
longer able to perform her duties as a judge”. On that issue the panel found
that no bias or appearance of bias had been demonstrated, that the respondent
did not have pre-established beliefs and that her conduct did not justify her
removal from office.
64
Pursuant to s. 6.11(4), the Council was then required to make a decision
between dismissal of the complaint, reprimand and recommendation for dismissal
from the bench, “[b]ased on the findings contained in the report and the
representations [if any, by the respondent respecting the report]”.
65
I agree with the analysis of Drapeau J.A., equating the words “based on”
in s. 6.11(4) of the Act with “taking into account” as opposed to “bound by”.
As Drapeau J.A. has indicated, to suggest that the words have a binding impact
creates a number of inconsistencies and incongruities within the Act.
Moreover, any delegation of decision-making power from a tribunal to another
body must be clearly and expressly authorized by statute. As Gonthier J.
effectively summarized in Therrien, supra, at para. 93, “[i]t is
settled law that a body to which a power is assigned under its enabling
legislation must exercise that power itself and may not delegate it to one of
its members or to a minority of those members without the express or implicit
authority of the legislation, in accordance with the maxim hallowed by long use
in the courts, delegatus non potest delegare”. In this case, the Act
clearly indicates that the Council is to make the decision with regard to the
sanction, if any, that should be imposed. The words “based on” in s. 6.11(4)
cannot be read to permit an abdication of that authority.
66
In this case, the Council applied the evidence available to it to the
question, [translation] “[i]s the
conduct alleged so manifestly and profoundly destructive of the concept of the
impartiality, integrity and independence of the judicial role, that public
confidence would be sufficiently undermined to render the judge incapable of
executing the judicial office?” (per Drapeau J.A., Moreau-Bérubé
(N.B.C.A.), supra, at para. 88). While the panel is required to express
its “findings of fact and its findings as to the allegations of
misconduct, neglect of duty or inability to perform duties of the judge whose
conduct is in question” (s. 6.11(1) of the Act) (emphasis added), the
Council must interpret the findings of the panel for the purposes of “taking
[them] into account” in rendering a final decision. There is nothing
incongruous or unfair in such an interpretation of s. 6.11(4). The Council is
free to put the weight that it considers appropriate on the findings of the
panel, in light, in part, of the respondent’s submissions, in order to come to
a conclusion that must not be patently unreasonable.
67
Applying the proper standard of review to the interpretation given by
the Council to the scope of its mandate based on its interpretation of s.
6.11(4) of its enabling statute, that standard being one of reasonableness simpliciter,
the reviewing judge and the majority of the Court of Appeal should not have
substituted their interpretation of that provision for the one adopted by the
Council.
(2) Whether the Conclusions of the Council were Justifiable
68
The second issue involves whether the ultimate decision of the Council
to recommend the removal from office of Judge Moreau-Bérubé was justifiable.
This question is one of mixed law and fact, and presents a more direct
challenge to the Council’s authority. In reviewing the Council’s decisions,
courts are asked to pass judgment on the Council’s ability to assess, weigh,
and apply the evidence to a particular legal threshold while discharging its
core function. This is also where all the specialization and expertise of the
Council come into play. The Council must serve its purpose with some degree of
authority and finality, and its conclusions on questions of mixed law and fact
should be afforded a high degree of deference.
69
I agree with the standard imposed by Drapeau J.A., who alone expressed a
position on the applicable standard of review, that determinations made by the
Council should not be interfered with unless they are patently unreasonable.
70
The central issue that the Council had to resolve in deciding to
recommend the respondent’s dismissal from the bench was whether her comments
evidenced bias, or created an apprehension of bias such that she could no
longer expect to enjoy the public trust in a fair and independent judiciary.
Whether the proper legal test was applied is not in dispute. However, the
respondent argues that the Council was patently unreasonable in ignoring
certain findings made by the panel, which must be regarded as the primary trier
of fact in this case, and in replacing those findings with conclusions of its
own.
71
In my view, it was within the power of the Council to draw its own
conclusions, and, in light of the sweeping and generalized nature of Judge
Moreau-Bérubé’s derogatory comments, it would be difficult to call the
conclusion reached by the Council patently unreasonable. This is not a case
where the Council should have deferred to the privileged position of the panel
as a primary fact-finder on the critical issue of whether the misconduct of the
respondent created a reasonable apprehension of bias such as to render her
unfit to continue to occupy a judicial post. The power to impose the
appropriate sanction, which rests solely with the Council, presupposes the
power to characterize appropriately the nature and seriousness of the
misconduct, based in part on the recital of events, and appreciation of these
events, by the panel reporting to the Council.
72
The comments of Judge Moreau-Bérubé, as well as her apology, are a
matter of record. In deciding whether the comments created a reasonable
apprehension of bias, the Council applied an objective test, and attempted to
ascertain the degree of apprehension that might exist in an ordinary,
reasonable person. The expertise to decide that difficult issue rests in the
Council, a large collegial body composed primarily of judges of all levels of
jurisdiction in the province, but also of non-judges whose input is important
in formulating that judgment. The Judicial Council has been charged by statute
to guard the integrity of the provincial judicial system in New Brunswick. In
discharging its function, the Council must be acutely sensitive to the
requirements of judicial independence, and it must ensure never to chill the expression
of unpopular, honestly held views in the context of court proceedings. It must
also be equally sensitive to the reasonable expectations of an informed
dispassionate public that holders of judicial office will remain at all times
worthy of trust, confidence and respect.
73
I find nothing patently unreasonable in the Council’s decision to draw
its own conclusions with regard to whether the comments of Judge Moreau-Bérubé
created an apprehension of bias sufficient to justify a recommendation for her
removal from duties as a Provincial Court judge. Even on a standard of
reasonableness simpliciter, I would find no basis to interfere with the
Council’s decision. On this record, I believe that the respondent has received
a fair hearing, conducted in accordance with the will of the legislature and
consistent with the requirements of both judicial independence and integrity.
(3) Procedural Fairness
74
The third issue requires no assessment of the appropriate standard of
judicial review. Evaluating whether procedural fairness, or the duty of
fairness, has been adhered to by a tribunal requires an assessment of the
procedures and safeguards required in a particular situation. (See generally Knight
v. Indian Head School Division No. 19, [1990] 1 S.C.R. 653, and Baker,
supra.)
75
The duty to comply with the rules of natural justice and to follow rules
of procedural fairness extends to all administrative bodies acting under
statutory authority (see Nicholson v. Haldimand-Norfolk Regional Board of
Commissioners of Police, [1979] 1 S.C.R. 311; Cardinal v. Director of
Kent Institution, [1985] 2 S.C.R. 643, at p. 653; Baker, supra,
at para. 20; Therrien, supra, at para. 81). Within those rules
exists the duty to act fairly, which includes affording to the parties the
right to be heard, or the audi alteram partem rule. The nature and
extent of this duty, in turn, “is eminently variable and its content is to be
decided in the specific context of each case” (as per L’Heureux-Dubé J.
in Baker, supra, at para. 21). Here, the scope of the right to
be heard should be generously construed since the Judicial Council proceedings
are similar to a regular judicial process (see Knight, supra, at
p. 683); there is no appeal from the Council’s decision (see D. J. M.
Brown and J. M. Evans, Judicial Review of Administrative Action in
Canada (loose-leaf), vol. 1, at pp. 7-66 to 7-67); and the implications of
the hearing for the respondent are very serious (see Kane v. Board of
Governors of the University of British Columbia, [1980] 1 S.C.R. 1105, at
p. 1113).
76
The respondent argues that she had a reasonable expectation that the
Council would not impose a penalty more serious than a reprimand for three main
reasons:
1. The inquiry panel had recommended a reprimand, and had found that
the respondent was able to continue performing her duties as a Provincial Court
judge.
2. The Council, though it had the discretion to suspend her pending
the inquiry’s outcome, had allowed the respondent to discharge her judicial
function for more than a year following her impugned comments. This, the
respondent argues, created an expectation that the Council would proceed on the
basis that she was able to continue performing her duties as a judge.
3. Dismissal had never been expressly contemplated or argued by any
person at any level of the inquiry prior to the delivery of that sanction.
77
Under s. 6.11(3), the respondent had the “right to make representations
to [the Council] either in person or through counsel and either orally or in
writing, respecting the [panel’s] report prior to the taking of action
by the Judicial Council” (emphasis added). She essentially argues that when
the panel recommended something less than removal from the bench, they
indirectly took away her ability to argue against that sanction, and that her
representations to the Council would have been affected had she known that a
recommendation for removal from the bench was being considered.
78
I am not persuaded by any of these arguments. The doctrine of
reasonable expectations does not create substantive rights, and does not fetter
the discretion of a statutory decision-maker. Rather, it operates as a
component of procedural fairness, and finds application when a party affected
by an administrative decision can establish a legitimate expectation that a
certain procedure would be followed: Reference re Canada Assistance Plan
(B.C.), [1991] 2 S.C.R. 525, at p. 557; Baker, supra, at
para. 26. The doctrine can give rise to a right to make representations, a
right to be consulted or perhaps, if circumstances require, more extensive
procedural rights. But it does not otherwise fetter the discretion of a
statutory decision-maker in order to mandate any particular result: see D.
Shapiro, Legitimate Expectation and its Application to Canadian Immigration
Law (1992), 8 J. L. & Social Pol’y 282, at p. 297.
79
In the circumstances of this case, I cannot accept that the Council
violated Judge Moreau-Bérubé’s right to be heard by not expressly informing her
that they might impose a sanction clearly open to them under the Act. The
doctrine of legitimate expectations can find no application when the claimant
is essentially asserting the right to a second chance to avail him- or herself
of procedural rights that were always available and provided for by statute.
Moreover, the inquiry panel had no authority to make a recommendation to the
Council about the appropriate sanction. This is made abundantly clear in the
Act, where s. 6.11(1) states, “the panel shall report to the chairman its
findings of fact and its findings as to the allegations of misconduct, neglect
of duty or inability to perform duties of the judge whose conduct is in
question”. This contrasts with the decision-making role of the Council once
the panel’s report is complete, as stipulated in s. 6.11(4) which states that
“[b]ased on the findings contained in the report . . . the Judicial
Council may . . . dismiss the complaint, . . . issue a
reprimand . . ., or . . . recommend . . .
that the judge be removed from office”. Regardless of the fact that the panel
made a recommendation that it was not mandated to make, the Council had a clear
and plain discretion to choose between three options. I do not believe that
the respondent, a judge, who had legal advice throughout, could have
misapprehended the issues that were alive before the Judicial Council. She
never asserted making such an error until it was raised by Angers J. on
judicial review.
80
Similarly, the Council’s decision not to suspend the respondent pending
the outcome of the inquiry does not limit the Council’s statutorily authorized
discretion. Obviously the outcome of the inquiry is not known at the outset
and thus the decision of whether to suspend cannot be taken as any indication
as to the inquiry’s eventual outcome. Moreover, I note that while the
respondent was not suspended from the bench, she was relocated to another
district for the duration of the inquiry.
81
The fact that a recommendation for dismissal was not discussed prior to
being issued is also not relevant. The Council has no obligation to remind the
respondent to read s. 6.11(4) carefully. While the Council might have opted,
as a part of their procedure, to remind Judge Moreau-Bérubé that the Council
would not be bound by any recommendations made by the inquiry panel, they chose
not to, and that was within their discretion. As L’Heureux-Dubé J. noted in Baker,
supra, at para. 27:
. . . the analysis of what procedures the duty of
fairness requires should also take into account and respect the choices of
procedure made by the agency itself, particularly when the statute leaves to
the decision-maker the ability to choose its own procedures, or when the agency
has an expertise in determining what procedures are appropriate in the
circumstances: Brown and Evans, supra, at pp. 7-66 to 7-70. While this,
of course, is not determinative, important weight must be given to the choice
of procedures made by the agency itself and its institutional constraints: IWA
v. Consolidated-Bathurst Packaging Ltd., [1990] 1 S.C.R. 282, per
Gonthier J.
82
In coming to the conclusions they did, the Court of Appeal and Angers J.
relied in particular on Michaud, supra. I agree with Drapeau
J.A. that Michaud is distinguishable. In that case, the recommended
sanction was a product of a joint submission and the affected person made no
representations. By contrast, Judge Moreau-Bérubé’s counsel made arguments
before the tribunal to the effect that no reprimand should be administered,
contrary to the recommendation of the inquiry panel. This demonstrates that
the respondent was well aware that the Council was not bound by the
recommendations of the inquiry panel and that it would come to its own
independent decision about the sanction that was appropriate in light of the
misconduct. She herself was urging the Council to disregard the recommendation
of the inquiry panel.
83
I agree with the comments of Drapeau J.A. who noted that [translation] “it is undeniable that at
each step where she had the right, Judge Moreau-Bérubé was fully heard” (para.
150). Acknowledging that the nature of these disciplinary proceedings imposes
on the Council a stringent duty to act fairly, I can find no breach of the
rules of natural justice in the context of this case.
C. Constitutional
Issue
84
I agree with Angers J. and the New Brunswick Court of Appeal that this
matter has been settled by this Court, and thus that the procedure set forth by
the Act to sanction misconduct of a provincial court judge does meet the
minimal standards required to ensure respect for the principle of judicial
independence. (See Therrien, supra, at para. 76; Reference re
Remuneration of Judges of the Provincial Court of Prince Edward Island, supra;
Valente, supra.)
VII. Disposition
85
Accordingly, I would allow the appeal with costs and restore the
decision of the New Brunswick Judicial Council.
Appeal allowed with costs.
Solicitor for the appellant Her Majesty the Queen in Right of New
Brunswick: The Attorney General for New Brunswick, Fredericton.
Solicitors for the appellant the Judicial Council: Barry
Spalding Richard, Saint John.
Solicitors for the respondent: Bertrand & Bertrand,
Fredericton.