Bell Canada v. Canadian Telephone Employees Association,
[2003] 1 S.C.R. 884, 2003 SCC 36
Bell Canada Appellant
v.
Communications, Energy and Paperworkers Union of Canada,
Femmes Action and Canadian Human Rights Commission Respondents
and
Attorney General of Canada, Attorney General of Ontario,
Canadian Labour Congress, Public Service Alliance of Canada and
Canada Post Corporation Interveners
Indexed as: Bell Canada v. Canadian Telephone
Employees Association
Neutral citation: 2003 SCC 36.
File No.: 28743.
2003: January 23; 2003: June 26.
Present: McLachlin C.J. and Gonthier, Iacobucci, Major,
Bastarache, Binnie, Arbour, LeBel and Deschamps JJ.
on appeal from the federal court of appeal
Administrative law — Procedural fairness —
Institutional independence — Impartiality — Canadian Human Rights Tribunal —
Canadian Human Rights Commission — Canadian Human Rights Act authorizing
Commission to issue guidelines binding on Tribunal concerning “a class of
cases” — Act also authorizing Tribunal Chairperson to extend terms of Tribunal
members in ongoing inquiries — Whether Commission’s guideline-making power
compromises Tribunal’s independence and impartiality — Whether Chairperson’s
power to extend appointments compromises Tribunal’s independence and
impartiality — Canadian Human Rights Act, R.S.C. 1985, c. H-6, ss. 11 , 27(2) ,
48.2(2) — Canadian Bill of Rights, S.C. 1960, c. 44, s. 2 (e).
Bell brought a motion before a panel of the Canadian
Human Rights Tribunal, which had been convened to hear complaints filed against
Bell by female employees. Bell alleged that the Tribunal’s independence and
impartiality were compromised by two powers: first, the power of the Canadian
Human Rights Commission to issue guidelines that are binding on the Tribunal
concerning “a class of cases”, and second, the power of the Tribunal
Chairperson to extend Tribunal members’ terms in ongoing inquiries.
The Tribunal rejected Bell’s position and directed
that the hearings should proceed. The Federal Court, Trial Division, allowed
Bell’s application for judicial review, holding that even the narrowed
guideline power of the Commission unduly fettered the Tribunal, and that the
Chairperson’s discretionary power to extend appointments did not leave Tribunal
members with a sufficient guarantee of tenure. The Federal Court of Appeal
reversed that judgment.
Held: The
appeal should be dismissed.
Neither of the two powers challenged by Bell
compromises the procedural fairness of the Tribunal. Nor does either power
contravene any applicable quasi-constitutional or constitutional principle.
The Tribunal should be held to a high standard of
independence, both at common law and under s. 2(e) of the Canadian
Bill of Rights. Its main function is adjudicative and it is not involved
in crafting policy. However, as part of a legislative scheme for rectifying
discrimination, the Tribunal serves the larger purpose of ensuring that
government policy is implemented. The standard of independence applicable to
it is therefore lower than that of a court. The Tribunal’s function in
implementing government policy must be kept in mind when assessing whether it
is impartial.
The guideline power does not undermine the independence
of the Tribunal. The requirement of independence pertains to the structure of
tribunals and the relationship between their members and members of other
branches of government. It does not have to do with independence of thought.
Nor does the guideline power undermine the Tribunal’s impartiality. The
guidelines are a form of law. Being fettered by law does not render a tribunal
partial, because impartiality does not consist in the absence of all
constraints. The guideline power is limited; and the statute and
administrative law contain checks to ensure that it is not misused.
The power to extend members’ appointments does not
undermine the independence of Tribunal members. This question is settled by Valente.
Nor does the power undermine the Tribunal’s impartiality. A reasonable person
informed of the facts would not conclude that members whose appointments were
extended were likely to be pressured to adopt the Chairperson’s views.
Cases Cited
Referred to: Committee
for Justice and Liberty v. National Energy Board,
[1978] 1 S.C.R. 369; Valente v. The Queen, [1985] 2 S.C.R. 673; 2747‑3174
Québec Inc. v. Quebec (Régie des permis d’alcool), [1996] 3 S.C.R. 919; IWA
v. Consolidated‑Bathurst Packaging Ltd., [1990] 1 S.C.R. 282; Newfoundland
Telephone Co. v. Newfoundland (Board of Commissioners of Public Utilities),
[1992] 1 S.C.R. 623; Canadian Pacific Ltd. v. Matsqui Indian Band,
[1995] 1 S.C.R. 3; Baker v. Canada (Minister of Citizenship and Immigration),
[1999] 2 S.C.R. 817; Ocean Port Hotel Ltd. v. British Columbia (General
Manager, Liquor Control and Licensing Branch), [2001] 2 S.C.R. 781, 2001
SCC 52; Russell v. Duke of Norfolk, [1949] 1 All E.R. 109; R.
v. Lippé, [1991] 2 S.C.R. 114; Singh v. Minister of Employment and
Immigration, [1985] 1 S.C.R. 177; Canada (Attorney General) v. Central
Cartage Co., [1990] 2 F.C. 641; Reference re Remuneration of Judges of
the Provincial Court of Prince Edward Island, [1997] 3 S.C.R. 3;
Canada (Attorney General) v. Public Service Alliance of Canada, [2000] 1
F.C. 146; Liteky v. United States, 510 U.S. 540 (1994); R. v. S.
(R.D.), [1997] 3 S.C.R. 484; Brosseau v. Alberta Securities Commission,
[1989] 1 S.C.R. 301; Katz v. Vancouver Stock Exchange, [1996] 3 S.C.R.
405; R. v. Greenbaum, [1993] 1 S.C.R. 674; Cooper v. Canada (Human
Rights Commission), [1996] 3 S.C.R. 854.
Statutes and Regulations Cited
Canadian Bill of Rights, S.C. 1960, c. 44 [reproduced in R.S.C. 1985, App. III], s. 2 (e).
Canadian Charter of Rights and
Freedoms .
Canadian Human Rights Act, R.S.C. 1985, c. H-6 [am. 1998, c. 9], ss. 11(1), (4), 27(1) , (2) ,
(3) , 48.1(3) , 48.2(1) , (2) , 48.3 , 48.6(1) , 50(2) .
Constitution Act, 1867, s. 96 .
Equal Wages Guidelines, 1986, SOR/86-1082.
Statutory Instruments Act, R.S.C. 1985, c. S-22 .
APPEAL from a judgment of the Federal Court of Appeal,
[2001] 3 F.C. 481, 272 N.R. 50, 199 D.L.R. (4th) 664, 32 Admin. L.R. (3d) 1, 9
C.C.E.L. (3d) 228, [2001] F.C.J. No. 776 (QL), 2001 FCA 161, allowing the
respondents’ appeal from a judgment of the Trial Division, [2001] 2 F.C. 392,
190 F.T.R. 42, 194 D.L.R. (4th) 499, 26 Admin. L.R. (3d) 253, 5 C.C.E.L. (3d)
123, 39 C.H.R.R. D/213, 2000 C.L.L.C. ¶230-043, [2000] F.C.J. No. 1747 (QL),
quashing the decision of the Canadian Human Rights Tribunal. Appeal
dismissed.
Roy L. Heenan, John
Murray, Thomas Brady and David Stratas, for the appellant.
Peter C. Engelmann, Jula
Hughes and Fiona Campbell, for the respondent the Communications,
Energy and Paperworkers Union of Canada.
No one appeared for the respondent Femmes Action.
Ian Fine and Philippe
Dufresne, for the respondent the Canadian Human Rights Commission.
Donald J. Rennie and Alain
Préfontaine, for the intervener the Attorney General of Canada.
Sara Blake and Karin
Rasmussen, for the intervener the Attorney General of Ontario.
Mary F. Cornish and Fay
C. Faraday, for the intervener the Canadian Labour Congress.
Andrew Raven and David
Yazbeck, for the intervener the Public Service Alliance of Canada.
Brian A. Crane, Q.C.,
and David Olsen, for the intervener the Canada Post Corporation.
The judgment of the Court was delivered by
The Chief Justice and
Bastarache J. —
I. Introduction
1
This appeal raises the issue of whether the Canadian Human Rights
Tribunal (the “Tribunal”) lacks independence and impartiality because of the
power of the Canadian Human Rights Commission (the “Commission”) to issue
guidelines binding on the Tribunal concerning “a class of cases”, and the power
of the Tribunal Chairperson to extend Tribunal members’ terms in ongoing
inquiries.
2
The appeal marks the latest proceeding in a lengthy dispute between Bell
Canada (“Bell”) and the respondents, dating back to the early 1990's, when two
unions, Canadian Telephone Employees Association (“CTEA”) and Communications,
Energy and Paperworkers Union of Canada (“CEP”), and Femmes Action filed
complaints against Bell alleging gender discrimination in the payment of wages,
contrary to s. 11 of the Canadian Human Rights Act, R.S.C. 1985, c. H-6
(the “Act ”). More than a decade later, the complaints have yet to be
heard by the Tribunal. Instead, the parties have been engaged in litigating
Bell’s challenges to the Tribunal, a process that has taken them to the Federal
Court, Trial Division three times, to the Federal Court of Appeal twice, and
now to this Court.
3
In our view, Bell’s arguments are without merit. Neither of the two
powers challenged by Bell compromises the procedural fairness of the Tribunal.
Nor does either power contravene any applicable quasi-constitutional or
constitutional principle. We would dismiss the appeal and have the complaints,
finally, proceed before the Tribunal.
II. Background
4
Between 1990 and 1994, the CTEA, the CEP and Femmes Action, filed
complaints with the Commission against Bell, alleging that Bell pays female
employees in certain positions lower wages than male employees performing work
of equal value, in violation of s. 11 of the Act . In May of 1996, the
Commission asked the President of the Tribunal (now “Chairperson”) to inquire
into the complaints.
5
The matter quickly became complicated. Bell applied for judicial review
of the Commission’s decision to refer the complaints to the Tribunal. The
Federal Court, Trial Division granted Bell’s application and quashed the
Commission’s decision: Bell Canada v. Communications, Energy and
Paperworkers Union of Canada (1998), 143 F.T.R. 81. On appeal, the Federal
Court of Appeal reversed this judgment and restored the Commission’s decision:
[1999] 1 F.C. 113. Leave to appeal to this Court was sought by Bell, but was
denied: [1999] 2 S.C.R. v.
6
While this was occurring, a panel of Tribunal members was appointed to
inquire into the original complaints. Bell brought a motion before the panel
urging that the Tribunal was institutionally incapable of providing a fair
hearing in accordance with the principles of natural justice. The panel
dismissed the motion: Canadian Telephone Employees Association v. Bell
Canada, Can. H.R. Trib., June 4, 1997.
7
Bell then applied for judicial review of the panel’s decision. The
Federal Court, Trial Division quashed the panel’s decision: Bell Canada v.
Canadian Telephone Employees Assn., [1998] 3 F.C. 244, and
ordered that there be no further proceedings in the matter until the
Act had been satisfactorily amended by the legislature. At that time, the
Act differed from the current legislation in two relevant respects.
Firstly, it was the Minister of Justice and not the Tribunal Chairperson to
whom the Act gave the discretionary power to extend Tribunal members’
appointments beyond their expiry dates. McGillis J. held that, as a result,
Tribunal members lacked sufficient security of tenure. Secondly, the
Commission’s guideline power was broader than it now is, permitting the
Commission to make guidelines concerning the application of the Act in a
particular case, and not only in “a class of cases”. McGillis J.
expressed reservations about this power, stating that it would be preferable if
the guidelines were non-binding.
8
The judgment of McGillis J. was appealed to the Federal Court of Appeal,
but the appeal was adjourned sine die on June 1, 1999, in light of
amendments to the Act : (1999), 246 N.R. 368. The amendments transferred the
power to extend appointments of Tribunal members to the Tribunal Chairperson,
and limited the Commission’s guideline power so that it became only a power to
issue guidelines respecting the interpretation of the Act “in a class of
cases”: S.C. 1998, c. 9, s. 20(2).
9
At this time, the Commission, together with CTEA, CEP and Femmes Action,
urged the Chairperson of the Tribunal to set formal hearing dates for the
panel, so that the original complaints could at last be heard. Bell resisted,
and a case-planning meeting before the Tribunal’s Vice-chairperson was arranged
at which Bell and the respondents put forward their positions. Bell argued that
the 1998 amendments did not eliminate the problems of procedural fairness that
had been identified by McGillis J. The Vice-chairperson rejected Bell’s position,
and, in an interim decision of April 26, 1999, directed that the hearings
should proceed: Can. H.R. Trib., Decision No. 1 in file T503/2098.
10
Bell then applied for judicial review of this decision. The Federal
Court, Trial Division allowed the application: Bell Canada v. Canada (Human
Rights Commission), [2001] 2 F.C. 392. Tremblay-Lamer J. held that even
the narrowed guideline power of the Commission unduly fettered the Tribunal,
and that the Chairperson’s discretionary power to extend appointments did not
leave Tribunal members with a sufficient guarantee of tenure.
11
The Commission, CTEA, CEP and Femmes Action appealed. Before the
Federal Court of Appeal, Bell argued that the Tribunal violated not only the
requirements of procedural fairness, but also Bell’s right to a fair hearing
under s. 2 (e) of the Canadian Bill of Rights, S.C. 1960, c. 44
(reproduced in R.S.C. 1985, App. III). The Federal Court of Appeal rejected
Bell’s view that the Tribunal violated the requirements of procedural fairness,
and held it unnecessary to consider the arguments based on the Canadian Bill
of Rights: [2001] 3 F.C. 481, 2001 FCA 161.
12
It is on appeal from this decision of the Federal Court of Appeal that
the parties now appear before this Court — thirteen years after the
filing of the respondents’ original complaints, which still have yet to be
heard.
III. Relevant
Statutory Provisions
13
Canadian Human Rights Act, R.S.C. 1985, c. H‑6
11. (1) It is a discriminatory practice
for an employer to establish or maintain differences in wages between male and
female employees employed in the same establishment who are performing work of
equal value.
.
. .
(4) Notwithstanding subsection (1), it is not a
discriminatory practice to pay to male and female employees different wages if
the difference is based on a factor prescribed by guidelines, issued by the
Canadian Human Rights Commission pursuant to subsection 27(2) , to be a
reasonable factor that justifies the difference.
.
. .
27. . . .
(2) The Commission may, on application or on its
own initiative, by order, issue a guideline setting out the extent to which and
the manner in which, in the opinion of the Commission, any provision of this
Act applies in a class of cases described in the guideline.
(3) A guideline issued under subsection (2) is,
until it is revoked or modified, binding on the Commission and any member or
panel assigned under subsection 49(2) with respect to the resolution of a
complaint under Part III regarding a case falling within the description
contained in the guideline.
48.2 (1) The Chairperson and
Vice-chairperson are to be appointed to hold office during good behaviour for
terms of not more than seven years, and the other members are to be appointed
to hold office during good behaviour for terms of not more than five years, but
the Chairperson may be removed from office by the Governor in Council for cause
and the Vice-chairperson and the other members may be subject to remedial or
disciplinary measures in accordance with section 48.3.
(2) A member whose appointment expires may, with
the approval of the Chairperson, conclude any inquiry that the member has
begun, and a person performing duties under this subsection is deemed to be a
part‑time member for the purposes of sections 48.3, 48.6, 50 and 52 to
58.
50. . . .
(2) In the course of hearing and determining any
matter under inquiry, the member or panel may decide all questions of law or
fact necessary to determining the matter.
Canadian
Bill of Rights, S.C. 1960, c. 44 (reproduced in R.S.C. 1985, App. III)
2. Every law of Canada shall, unless it is
expressly declared by an Act of the Parliament of Canada that it shall operate
notwithstanding the Canadian Bill of Rights, be so construed and applied
as not to abrogate, abridge or infringe or to authorize the abrogation,
abridgment or infringement of any of the rights or freedoms herein recognized
and declared, and in particular, no law of Canada shall be construed or applied
so as to
.
. .
(e) deprive a person of the right to a fair hearing in
accordance with the principles of fundamental justice for the determination of
his rights and obligations;
IV. Issues
14
By order of the Chief Justice dated July 10, 2002, the following
constitutional questions were stated for the Court’s consideration:
(1) Are ss. 27(2) and (3) of the
Canadian Human Rights Act, R.S.C. 1985, c. H‑6 , as amended,
inconsistent with s. 2 (e) of the Canadian Bill of Rights, S.C.
1960, c. 44 , and the constitutional principle of adjudicative independence and
therefore inoperable or inapplicable?
(2) Are ss. 48.1 and 48.2 of the Canadian
Human Rights Act, R.S.C. 1985, c. H‑6 , as amended, inconsistent with
s. 2 (e) of the Canadian Bill of Rights, S.C. 1960, c. 44 , and the
constitutional principle of adjudicative independence and therefore inoperable
and inapplicable?
V. Analysis
15
Bell argues that the power of the Commission to issue guidelines binding
on the Tribunal, under ss. 27(2) and 27(3), compromises the Tribunal’s independence because
it places limits upon how the Tribunal can interpret the Act , and undermines
the Tribunal’s impartiality because the Commission is itself a
party before the Tribunal. Similarly, Bell argues that the discretionary power
of the Tribunal Chairperson to extend members’ terms for ongoing inquiries,
under ss. 48.2(1) and 48.2(2) , compromises the Tribunal’s independence
because it threatens their security of tenure, and undermines the Tribunal’s impartiality
because the Chairperson may pressure such members to reach outcomes that he or
she favours.
16
Since Bell’s arguments draw upon both independence and impartiality, it
will be useful to begin by discussing the distinction between these two
requirements of procedural fairness.
A. The Distinction Between Independence and
Impartiality
17
The requirements of independence and impartiality at common law are
related. Both are components of the rule against bias, nemo debet esse
judex in propria sua causa. Both seek to uphold public confidence in the
fairness of administrative agencies and their decision-making procedures. It
follows that the legal tests for independence and impartiality appeal to the
perceptions of the reasonable, well-informed member of the public. Both tests
require us to ask: what would an informed person, viewing the matter
realistically and practically, and having thought the matter through,
conclude? (See Committee for Justice and Liberty v. National Energy Board,
[1978] 1 S.C.R. 369, at p. 394, per de Grandpré J., dissenting.)
18
The requirements of independence and impartiality are not, however,
identical. As Le Dain J. wrote in Valente v. The Queen, [1985] 2 S.C.R.
673, at p. 685 (cited by Gonthier J. in 2747‑3174 Québec Inc. v.
Quebec (Régie des permis d’alcool), [1996] 3 S.C.R. 919, at para. 41):
Although there is obviously a close relationship between independence
and impartiality, they are nevertheless separate and distinct values or
requirements. Impartiality refers to a state of mind or attitude of the tribunal
in relation to the issues and the parties in a particular case. The word
“impartial” . . . connotes absence of bias, actual or perceived. The word
“independent” in s. 11 (d) reflects or embodies the traditional
constitutional value of judicial independence. As such, it connotes not merely
a state of mind or attitude in the actual exercise of judicial functions, but a
status or relationship to others, particularly to the executive branch of
government, that rests on objective conditions or guarantees.
19
As noted above, Bell challenges both the Tribunal’s independence and its
impartiality. However, the above discussion of the difference between the two
requirements suggests that one of Bell’s challenges involves a category
mistake. Bell’s claim that the guideline power undermines the Tribunal’s
independence is based upon the contention that it threatens members’
independence of thought. But the requirement of independence pertains to the structure
of tribunals, and to the relationship between their members and others,
including members of other branches of government, such as the executive. The
test does not have to do with independence of thought. A tribunal must
certainly exercise independence of thought, in the sense that it must not be
unduly influenced by improper considerations. But this is just another way of
saying that it must be impartial. Bell’s only real objection to the
guideline power, then, is that it leaves the Tribunal insufficiently impartial.
20
We will look first at this objection to the guideline power, and will
then turn to Bell’s two objections to the power of the Chairperson to extend
appointments. Before doing so, however, we must determine the precise content
of the requirements of impartiality and independence that apply to the
Tribunal. How high a degree of independence is required? And what constitutes
impartiality in this particular context?
B. Content of the Requirements of
Procedural Fairness Applicable to the Tribunal
21
The requirements of procedural fairness — which include requirements of
independence and impartiality — vary for different tribunals. As Gonthier J.
wrote in IWA v. Consolidated‑Bathurst Packaging Ltd., [1990] 1
S.C.R. 282, at pp. 323-24: “the rules of natural justice do not have a fixed
content irrespective of the nature of the tribunal and of the institutional
constraints it faces”. Rather, their content varies. As Cory J. explained in Newfoundland
Telephone Co. v. Newfoundland (Board of Commissioners of Public Utilities),
[1992] 1 S.C.R. 623, at p. 636, the procedural requirements that apply to a
particular tribunal will “depend upon the nature and the function of the
particular tribunal” (see also Canadian Pacific Ltd. v. Matsqui Indian Band,
[1995] 1 S.C.R. 3, at para. 82, and Baker v. Canada (Minister of
Citizenship and Immigration), [1999] 2 S.C.R. 817, at paras. 21-22, per
L’Heureux-Dubé J.). As this Court noted in Ocean Port Hotel Ltd. v.
British Columbia (General Manager, Liquor Control and Licensing Branch),
[2001] 2 S.C.R. 781, 2001 SCC 52, administrative tribunals perform a variety of
functions, and “may be seen as spanning the constitutional divide between the
executive and judicial branches of government” (para. 24). Some administrative
tribunals are closer to the executive end of the spectrum: their primary
purpose is to develop, or supervise the implementation of, particular
government policies. Such tribunals may require little by way of procedural
protections. Other tribunals, however, are closer to the judicial end of the
spectrum: their primary purpose is to adjudicate disputes through some form of
hearing. Tribunals at this end of the spectrum may possess court-like powers
and procedures. These powers may bring with them stringent requirements of
procedural fairness, including a higher requirement of independence (see Newfoundland
Telephone, at p. 638, per Cory J., and Russell v. Duke of
Norfolk, [1949] 1 All E.R. 109 (C.A.)).
22
To say that tribunals span the divide between the executive and the
judicial branches of government is not to imply that there are only
two types of tribunals — those that are quasi-judicial and require the full
panoply of procedural protections, and those that are quasi-executive and
require much less. A tribunal may have a number of different functions, one of
which is to conduct fair and impartial hearings in a manner similar to that of
the courts, and yet another of which is to see that certain government policies
are furthered. In ascertaining the content of the requirements of procedural
fairness that bind a particular tribunal, consideration must be given to all of
the functions of that tribunal. It is not adequate to characterize a tribunal
as “quasi-judicial” on the basis of one of its functions, while treating
another aspect of the legislative scheme creating this tribunal — such as the
requirement that the tribunal follow interpretive guidelines that are laid down
by a specialized body with expertise in that area of law — as though this
second aspect of the legislative scheme were external to the true purpose of
the tribunal. All aspects of the tribunal’s structure, as laid out in its
enabling statute, must be examined, and an attempt must be made to determine
precisely what combination of functions the legislature intended that tribunal
to serve, and what procedural protections are appropriate for a body that has
these particular functions.
23
The main function of the Canadian Human Rights Tribunal is
adjudicative. It conducts formal hearings into complaints that have been
referred to it by the Commission. It has many of the powers of a court. It is
empowered to find facts, to interpret and apply the law to the facts before it,
and to award appropriate remedies. Moreover, its hearings have much the same
structure as a formal trial before a court. The parties before the Tribunal
lead evidence, call and cross-examine witnesses, and make submissions on how
the law should be applied to the facts. The Tribunal is not involved in crafting
policy, nor does it undertake its own independent investigations of complaints:
the investigative and policy-making functions have deliberately been assigned
by the legislature to a different body, the Commission.
24
The fact that the Tribunal functions in much the same way as a court
suggests that it is appropriate for its members to have a high degree of
independence from the executive branch. A high degree of independence is also
appropriate given the interests that are affected by proceedings before the
Tribunal — such as the dignity interests of the complainant, the interest of
the public in eradicating discrimination, and the reputation of the party that
is alleged to have engaged in discriminatory practices. There is no indication
in the Act that the legislature intended anything less than a high degree of
independence of Tribunal members. Members’ remuneration is fixed by the
Governor in Council, and is not subject to their performance on the Tribunal:
s. 48.6(1) . Members hold office for a fixed term of up to five years (or up to
seven years, in the case of the Chairperson and Vice-chairperson) (s. 48.2(1) );
and their terms may only be extended to enable them to finish a hearing that
they have already commenced. Further, the Chairperson is removable only for
cause; and before a member is disciplined or removed, the Chairperson may
request the Minister of Justice to look into the situation, who in turn may
request the Governor in Council to appoint a judge to conduct a full
inquiry (s. 48.3 ). All of these features of the statutory scheme suggest that
the legislature intended the Tribunal to exhibit a high degree of independence
from the executive branch.
25
We turn now to impartiality. The same test applies to the issue of
impartiality as applies to independence (R. v. Lippé, [1991] 2 S.C.R.
114, at p. 143, per Lamer C.J., citing Valente, supra, at
pp. 684 and 689). Whether the Tribunal is impartial depends upon whether it
meets the test set out by de Grandpré J. in Committee for Justice and
Liberty, supra, at p. 394: would a well-informed person, viewing the
matter realistically and practically, have a reasonable apprehension of bias in
a substantial number of cases? As Lamer C.J. stated in Lippé,
allegations of institutional bias can be brought only where the impugned factor
will give a fully informed person a reasonable apprehension of bias in a
substantial number of cases (p. 144).
26
In answering this question, we must attend not only to the adjudicative
function of the Tribunal, but also to the larger context within which the
Tribunal operates. The Tribunal is part of a legislative scheme for
identifying and remedying discrimination. As such, the larger purpose behind
its adjudication is to ensure that governmental policy on discrimination is
implemented. It is crucial, for this larger purpose, that any ambiguities in
the Act be interpreted by the Tribunal in a manner that furthers,
rather than frustrates, the Act ’s objectives. For instance, as the intervener
Canadian Labour Congress argued before this Court, it would be
counterproductive if the Tribunal were, in pay equity disputes, to compare the
value of different forms of work using a method that itself rests on
discriminatory attitudes. This would perpetuate discrimination, rather than
helping to eradicate it. In endowing the Commission with the power to issue
interpretive guidelines, and in binding the Tribunal to observe these
guidelines, the legislature has attempted to guard against this possibility.
The Act therefore evinces a legislative intent, not simply to establish a
Tribunal that functions by means of a quasi-judicial process, but also to limit
the interpretive powers of the Tribunal in order to ensure that the legislation
is interpreted in a non-discriminatory way. The fact that the legislature
regarded such limits as necessary for the fulfilment of the ultimate purpose of
the Act must be borne in mind in determining precisely which sorts of fetters
on the Tribunal’s decision-making power adversely affect its impartiality, and
which do not.
27
Our analysis has, thus far, looked to the statute and its overall
purpose in determining the appropriate content for the requirements of
independence and impartiality that apply to the Tribunal. However, the content
of the requirements of procedural fairness applicable to a given tribunal
depends not only upon the enabling statute but also upon applicable
quasi-constitutional and constitutional principles.
28
Here, the Canadian Bill of Rights, quasi-constitutional
legislation, applies. Section 2(e) of the Canadian Bill of
Rights requires that parties be given a “fair hearing in accordance with
the principles of fundamental justice”. Canadian courts have held that the
content of s. 2 (e) is established by reference to common law principles
of natural justice (Singh v. Minister of Employment and Immigration, [1985]
1 S.C.R. 177, at pp. 229-30; Canada (Attorney General) v. Central Cartage
Co., [1990] 2 F.C. 641 (C.A.), at pp. 663-64). As the parties in the case
at bar did not suggest that the guarantees of independence and impartiality
under s. 2 (e) would in this case differ from the common law requirements
of procedural fairness, it is unnecessary for us here to devote separate
discussion to the Canadian Bill of Rights.
29
Bell also argues that the Tribunal is bound by a constitutional
principle — the “unwritten principle of judicial independence” — which confers
on it the same degree of independence as a court established under s. 96 of the
Constitution Act, 1867 : Reference re Remuneration of Judges of the
Provincial Court of Prince Edward Island, [1997] 3 S.C.R. 3. Bell
presents no authority for this argument. As an administrative tribunal subject
to the supervisory powers of s. 96 courts, the Tribunal does not have to
replicate all features of a court. As discussed above, the legislature has
conferred a high degree of independence on the Tribunal, stopping short of
constituting it as a court, but nevertheless supporting it by safeguards
adequate to its function.
30
Bell suggests, in the alternative, that the constitutional principle
applies and holds the Tribunal to the standard of common law procedural
fairness. Since, as discussed below (at para. 53), the common law standard is
met, this submission does not advance Bell’s argument.
31
This discussion shows that the Tribunal, though not bound to the highest
standard of independence by the unwritten constitutional principle of
adjudicative independence, must act impartially and meet a relatively high
standard of independence, both at common law and under s. 2(e) of the Canadian
Bill of Rights.
32
We turn now to Bell’s challenges to the Tribunal.
C. The Guideline Power
33
Bell alleges that the Commission’s power to issue binding guidelines
regarding the proper interpretation of the Act undermines the Tribunal’s
impartiality. In Bell’s words, this provision “usurps the power of the Tribunal
to make its own decisions concerning the interpretation and application of the
Act”. Moreover, Bell argues, it is problematic that the Commission, the body
that directs the Tribunal in its interpretation of the Act , also appears before
the Tribunal as a party.
34
It is unclear exactly what objection Bell is making here. On one
reading, Bell’s objection lies simply with the fact that the Tribunal is
“fettered” — that is, that it does not have full freedom to interpret the
Act in whatever manner that it wishes, unconstrained by any other body.
On a second reading, the objection is rather that the fact that the Commission
has the power to issue binding guidelines may make the Tribunal more likely to
favour the Commission in the proceedings before it. On a third reading, the
objection is simply to the fact that Parliament has placed in one and the same
body the functions of investigating complaints, formulating guidelines, and
acting as prosecutor in hearings before the Tribunal. The objection is that
this overlap of functions itself gives rise to a reasonable apprehension of
bias. Finally, on a fourth reading, Bell is objecting that the Commission may
use its guideline power to manipulate the outcome of a particular case, to
ensure that it succeeds as prosecutor. We shall consider each of these
versions of the objection, in turn.
35
In oral argument, counsel for Bell stated repeatedly that the guideline
power “fetters” the Tribunal in its application of the Act. This assumes that
the sole mandate of the Tribunal is to apply the Act , and not also to apply any
other forms of law that the legislature has deemed relevant — such as
guidelines. This assumption is mistaken. If the guidelines issued by the
Commission are a form of law, then the Tribunal is bound to apply them, and it
is no more accurate to say that they “fetter” the Tribunal than it is to
suggest that the common law “fetters” ordinary courts because it prevents them
from deciding the cases before them in any way they please.
36
It might be contended that ss. 27(2) and 27(3) of the Act do not
adequately empower the Commission to issue valid subordinate legislation, and
that consequently, the guidelines are not “law”. In our view, this view is
incorrect. The guidelines issued by the Commission under the Act are
indistinguishable from regulations issued by other administrative bodies (see Canada
(Attorney General) v. Public Service Alliance of Canada, [2000] 1 F.C. 146
(T.D.), at paras. 136-41, per Evans J., as he then was). They are, like
regulations, of general application: indeed, under the amended s. 27(2) , they
must pertain always to “a class of cases”. Like regulations, the Commission’s
guidelines are subject to the Statutory Instruments Act, R.S.C. 1985, c.
S-22 , and must be published in the Canada Gazette. Moreover, the
process that is followed in formulating particular guidelines resembles the
legislative process, involving formal consultations with interested parties and
revision of the draft guidelines in light of these consultations. The Equal
Wages Guidelines, 1986, SOR/86-1082, for instance, were the result of
consultation with some 70 organizations, including Bell. The Commission met
with all organizations who requested a meeting; and, as a direct result of the
consultation process, Commission staff made changes to the draft guidelines
prior to their submission to the Commission for approval.
37
While it may have been more felicitous for Parliament to have called the
Commission’s power a power to make “regulations” rather than a power to make
“guidelines”, the legislative intent is clear. A functional and purposive
approach to the nature of these guidelines reveals that they are a form of law,
akin to regulations. It is also worth noting that the word used in the French
version of the Act is ordonnance — which leaves no doubt that the
guidelines are a form of law.
38
The objection that the guideline power unduly fetters the
Tribunal overlooks the fact that guidelines are a form of law. It also
mistakenly conflates impartiality with complete freedom to decide a case in any
manner that one wishes. Being fettered by law does not render a tribunal
partial, because impartiality does not consist in the absence of all
constraints or influences. Rather, it consists in being influenced only by relevant
considerations, such as the evidence before the Tribunal and the applicable laws.
As Scalia J. pointed out in Liteky v. United States, 510 U.S. 540
(1994), at p. 550, the words “bias” and “partiality” “connote a favorable or
unfavorable disposition or opinion that is somehow wrongful or inappropriate,
either because it is undeserved, or because it rests upon knowledge that the
subject ought not to possess” (emphasis in the original). Similarly, as Cory
J. emphasized in R. v. S. (R.D.), [1997] 3 S.C.R. 484, at para.
119, not all predispositions amount to “bias”.
Predispositions that simply reflect applicable law do not undermine
impartiality. On the contrary, they help to preserve it. Hence, the fact that
the Tribunal must apply all relevant law, including guidelines formulated by
the Commission, does not on its own raise a reasonable apprehension of bias.
39
The second version of Bell’s objection is that the Tribunal is more
likely to favour the Commission during a hearing because the Commission has the
power to issue guidelines that bind it. It is not evident to us why this would
be so. When the Commission appears before the Tribunal, it is in no different
a position from any representative of the government who appears before an
administrative board or court. The public does not, in other contexts, assume
that a decision-maker will favour submissions by government representatives
simply because the decision-maker must apply laws that the government has
made. The Tribunal seems no more likely to be biased in favour of the
Commission because the Commission provides the Tribunal’s guidelines than it is
likely to be biased in favour of Bell because Bell provides the Tribunal’s
phone service.
40
On a third interpretation, Bell objects that Parliament has placed in
one and the same body the function of formulating guidelines, investigating
complaints, and acting as prosecutor before the Tribunal. Bell is correct in
suggesting that the Commission shares these functions. However, this
overlapping of different functions in a single administrative agency is not
unusual, and does not on its own give rise to a reasonable apprehension of bias
(see Régie des permis d’alcool, supra, at paras. 46-48, per Gonthier
J.; Newfoundland Telephone, supra, at p. 635, per Cory J.;
Brosseau v. Alberta Securities Commission, [1989] 1 S.C.R. 301). As
McLachlin C.J. observed in Ocean Port, supra, at para. 41, “[t]he
overlapping of investigative, prosecutorial and adjudicative functions in a
single agency is frequently necessary for [an administrative agency] to
effectively perform its intended role”.
41
Indeed, it may be that the overlapping of functions in the Commission is
the legislature’s way of ensuring that both the Commission and the Tribunal are
able to perform their intended roles. In Public Service Alliance, supra,
Evans J. noted that although it was unusual for Parliament to have conferred
the power to make subordinate legislation on the Commission and not the
Governor in Council, Parliament must have contemplated that “the expertise that
the Commission will have acquired in the discharge of its statutory
responsibilities for human rights research and public education, and for
processing complaints up to the point of adjudication” (para. 140) was
necessary in the formulation of the guidelines, and was more important than certain
other goals. In our view, Evans J.’s conjecture regarding Parliamentary intent
is correct. The Commission is responsible, among other things, for maintaining
close liaisons with similar bodies in the provinces, for considering
recommendations from public interest groups and any other bodies, and for
developing programs of public education (s. 27(1)). These collaborative and
educational responsibilities afford it extensive awareness of the needs of the
public, and extensive knowledge of developments in anti-discrimination law at
the federal and provincial levels. Placing the guideline power in the hands of
the Commission may therefore have been Parliament’s way of ensuring that the
Act would be interpreted in a manner that was sensitive to the needs of the
public and to developments across the country, and hence, that it would be
interpreted by the Tribunal in the manner that best furthered the aims of the
Act as a whole.
42
This point is related to our earlier discussion of the importance of
considering the aims of the Act as a whole, in assessing whether the
requirement of impartiality has been met. We noted there that the Act ’s
ultimate aim of identifying and rectifying instances of discrimination would
only be furthered if ambiguities in the Act were interpreted in a
manner that furthered, rather than frustrated, the identification of
discriminatory practices. If, as the Act suggests, this can best be
accomplished by giving the Commission the power to make interpretive guidelines
that bind the Tribunal, then the overlapping of functions in the Commission
plays an important role. It does not result in a lack of impartiality, but
rather helps to ensure that the Tribunal applies the Act in the manner
that is most likely to fulfill the Act ’s ultimate purpose.
43
We note in passing that, given the relatively small volume of s. 11
equal pay cases adjudicated by the Tribunal, the promulgation of guidelines by
the Commission has likely provided parties with a sense of their rights and
obligations under the Act in a more efficient and clearer way than would an
incremental development of informal guidelines by the Tribunal itself, through
its decisions in particular cases.
44
Bell’s real objection may be that placing the guideline power and the
prosecutorial function in a single agency allows the Commission to manipulate
the outcome of a hearing in its favour.
45
This version of Bell’s objection might have been stronger had Bell
provided some evidence that, in practice, the Commission had attempted to use
the guidelines to influence the Tribunal’s views toward it (see Katz v.
Vancouver Stock Exchange, [1996] 3 S.C.R. 405, and Matsqui Indian Band,
supra, at paras. 117-24, per Sopinka J.). No such evidence
was provided in this case. Indeed, since the only guidelines that apply to the
complaints brought against Bell are the Equal Wages Guidelines, 1986,
which were introduced several years before the complaints against Bell were
brought, it is difficult to see how these guidelines could have been formulated
with the aim of unduly influencing the Tribunal against Bell.
46
In suggesting that the Commission could misuse its guideline power in
this way, and that the misuse could remain undetected, Bell seems to be
overestimating the breadth of the guideline power. Indeed, counsel for Bell
suggested in oral argument that the guideline power would permit the Commission
effectively to repeal provisions of the Act . Counsel also argued that the
guideline power might be used to strip away any procedural protections
guaranteed in the Act , and that the Tribunal has no power to “escape the
fetters of any guidelines imposed on it by declaring them ultra vires
the Commission”.
47
As the Commission has readily acknowledged, the guideline power is
constrained. The Commission, like other bodies to whom the power to make
subordinate legislation has been delegated, cannot exceed the power that has
been given to it and is subject to strict judicial review: R. v. Greenbaum,
[1993] 1 S.C.R. 674. The Tribunal can, and indeed must, refuse to apply
guidelines that it finds to be ultra vires the Commission as contrary to
the Commission’s enabling legislation, the Act , the Canadian Charter of
Rights and Freedoms and the Canadian Bill of Rights. The Tribunal’s
power to “decide all questions of law or fact necessary to determining the
matter” under s. 50(2) of the Act is clearly a general power to consider
questions of law, including questions pertaining to the Charter and the Canadian
Bill of Rights: see Cooper v. Canada (Human Rights Commission),
[1996] 3 S.C.R. 854. No invalid law binds the Tribunal. Moreover, the
Commission’s guidelines, like all subordinate legislation, are subject to the
presumption against retroactivity. Since the Act does not contain
explicit language indicating an intent to dispense with this presumption, no
guideline can apply retroactively. This is a significant bar to attempting to
influence a case that is currently being prosecuted before the Tribunal by
promulgating a new guideline. Finally, any party before the Tribunal could
challenge a guideline on the basis that it was issued by the Commission in bad
faith or for an improper purpose; and no guideline can purport to override the
requirements of procedural fairness that govern the Tribunal.
48
In addition to these factors, there are specific indications in the Act
that the legislature intended the scope of the guideline power to be limited.
In determining the reach of this power, both language versions of s. 27(2) must
be read harmoniously. The English version, which empowers the Commission to
“issue a guideline setting out the extent to which and the manner in which, in
the opinion of the Commission, any provision of this Act applies in a class of
cases”, must be read in such a way as to be coherent with the French version.
The French version states that the Commission can, in a category of given
cases, “décider de préciser, par ordonnance, les limites et les modalités de
l’application de la présente loi”. This power to “make precise the limits
and the modes of application of the law” certainly falls short of the power to
repeal portions of the Act which Bell fears. An apt example of what is
involved in merely “making precise” the limits of the Act is provided by
s. 11(4) , which envisions that guidelines will be promulgated to list the
factors (facteur reconnu) which would justify what might otherwise
amount to discrimination under s. 11(1) . This provision clearly contemplates
guidelines adding precision to the Act , without in any way trumping or
overriding the Act itself.
49
It is of course true that by “making precise” various provisions of the
Act , the guidelines will affect the outcome of cases. However, they will only
risk undermining the impartiality of the Tribunal if they do so in a manner
that is unjust or improper. Given the many constraints on the Commission’s
guideline power, and the many ways in which the Tribunal is empowered to
question or set aside guidelines that are in violation of the law, it does not
seem likely that the Commission’s guidelines could improperly influence the
Tribunal.
50
Parliament’s choice was obviously that the Commission should exercise a
delegated legislative function. Like all powers to make subordinate
legislation, the Commission’s guideline power under ss. 27(2) and 27(3) is
strictly constrained. We fail to see, then, that the guideline power under the
Act would lead an informed person, viewing the matter realistically and
practically and having thought the matter through, to apprehend a “real
likelihood of bias”: S. (R.D.), supra, at para. 112, per
Cory J.; Committee for Justice and Liberty, supra, at p. 395, per
de Grandpré J.
D. The Chairperson’s Power to Extend
Appointments
51
Bell challenges the Chairperson’s power to extend appointments of
Tribunal members in ongoing inquiries. Bell argues that this power robs
members of the Tribunal of sufficient security of tenure. In addition, Bell
contends that it threatens members’ impartiality.
52
There is an obvious need for flexibility in allowing members of the
Tribunal to continue beyond the expiry of their tenure, in light of the
potential length of hearings and the difficulty of enlisting a new member of a
panel in the middle of a lengthy hearing. It would not, for this reason, be
practicable to suggest that members simply retire from a panel upon the expiry
of their appointment, with no official having the power to extend their
appointments. And of the officials who could exercise this power, the Tribunal
Chairperson seems most likely both to be in a good position to know how urgent
the need to extend an appointment is and also to be somewhat distant from the
Commission.
53
In any case, the question of whether this power compromises the
independence of Tribunal members is settled by Valente, supra.
That case concerned legislation that conferred a discretionary power upon the
Chief Justice of the provincial court to permit judges who had attained
retirement age to hold office until the age of 70, and that conferred a
discretionary power upon the Judicial Council for Provincial Judges to further
approve the extension of a judge’s term of office from age 70 to 75. Prior to
amendments in the legislation, these powers had rested with the executive. At
p. 704, Le Dain J. wrote of the amendments that:
This change in the law, while creating a post-retirement status that is
by no means ideal from the point of view of security of tenure, may be said to
have removed the principal objection to the provision . . . since it replaces
the discretion of the Executive by the judgment and approval of senior judicial
officers who may be reasonably perceived as likely to act exclusively out of
consideration for the interests of the Court and the administration of justice
generally.
In our view,
this passage resolves the question. If the discretionary power of the Chief
Justice and Judicial Council of the provincial courts to extend the tenure of
judges does not compromise their independence in a manner that contravenes the
requirements of judicial independence, then neither does the discretionary
power of the Tribunal Chairperson compromise the independence of Tribunal
members in a manner that contravenes common law procedural fairness.
54
It remains to consider Bell’s claim that this power undermines the
Tribunal’s impartiality. Bell’s argument here seems to be that members might
feel pressure to adopt the views of the Chairperson in order to remain on a
panel beyond the expiry of their appointment, and that because of this, a
reasonable person might doubt whether members were guided only by legitimate
considerations in the disposition of their final case. However, given that
members whose appointments have expired will not sit on another panel again, it
is difficult to see what power the Chairperson could ultimately have over them,
once their appointments have been extended and it is time for them to decide
the case. Moreover, there are ample provisions in the Act to suggest that
the Tribunal Chairperson can reasonably be regarded as disinterested in the
outcome of cases. The Chairperson must have been a member in good standing in
the bar of a province for at least ten years (s. 48.1(3) ). He or she can be
removed from the position for cause (s. 48.2(1) ) by the Governor in Council. A
reasonable person informed of these facts would not conclude that members were
likely to be illegitimately pressured to adopt the Chairperson’s views.
VI. Conclusion
55
We would therefore uphold the conclusions of the Federal Court of
Appeal, and dismiss the appeal with costs. The constitutional questions should
be answered as follows:
(1) Are ss. 27(2) and (3) of the Canadian
Human Rights Act, R.S.C. 1985, c. H‑6 , as amended, inconsistent
with s. 2 (e) of the Canadian Bill of Rights, S.C. 1960, c. 44 ,
and the constitutional principle of adjudicative independence and therefore
inoperable or inapplicable?
Answer: No.
(2) Are ss. 48.1 and 48.2 of the Canadian
Human Rights Act, R.S.C. 1985, c. H‑6 , as amended, inconsistent
with s. 2 (e) of the Canadian Bill of Rights, S.C. 1960, c. 44 ,
and the constitutional principle of adjudicative independence and therefore
inoperable and inapplicable?
Answer: No.
Appeal dismissed with costs.
Solicitors for the appellant: Heenan Blaikie, Montréal.
Solicitors for the respondent the Communications, Energy and
Paperworkers Union of Canada: Engelmann Gottheil, Ottawa.
Solicitors for the respondent the Canadian Human Rights Commission:
Canadian Human Rights Commission, Ottawa.
Solicitor for the intervener the Attorney General of Canada:
Department of Justice, Ottawa.
Solicitor for the intervener the Attorney General of Ontario:
Ministry of the Attorney General of Ontario, Toronto.
Solicitors for the intervener the Canadian Labour Congress:
Cavalluzzo Hayes Shilton McIntyre & Cornish, Toronto.
Solicitors for the intervener the Public Service Alliance of
Canada: Raven, Allen, Cameron & Ballantyne, Ottawa.
Solicitors for the intervener the Canada Post Corporation: Gowling
Lafleur Henderson, Ottawa.