Ell v. Alberta, [2003] 1 S.C.R. 857, 2003 SCC 35
Her Majesty The Queen in Right of Alberta Appellant
v.
Devon Gary Ell, John Michael Maguire and Respondents
Roselynne Margaret Spencer
and
Attorney General of Canada, Attorney General of Ontario,
Attorney General of Quebec, Attorney General of British Columbia,
Attorney General for Saskatchewan and Association of Justices
of the Peace of Ontario Interveners
Indexed as: Ell v. Alberta
Neutral citation: 2003 SCC 35.
File No.: 28261.
2003: February 12; 2003: June 26.
Present: McLachlin C.J. and Gonthier, Iacobucci, Major,
Bastarache, Binnie, Arbour, LeBel and Deschamps JJ.
on appeal from the court of appeal for alberta
Constitutional law —
Judicial independence — Security of tenure — Justices of the peace — Provincial
legislation requiring all justices of the peace who exercise judicial functions
to meet qualifications decided upon by an independent Judicial Council — Whether legislation infringes guarantees of judicial independence — Whether removal from office of justices of the peace who did not
meet qualifications violated their security of tenure — Canadian Charter of Rights and Freedoms, s. 11 (d) — Constitution Act, 1867 , preamble —
Justice of the Peace Act, R.S.A. 1980, c. J-3, s. 2.4(8) — Justice Statutes Amendment Act, 1998, S.A. 1998, c. 18.
The respondents are challenging the constitutionality
of legislative reforms that seek to improve the qualifications and independence
of Alberta’s justices of the peace. The challenged amendments to the Justice
of the Peace Act require all justices of the peace who exercise judicial
functions to meet qualifications decided upon by an independent Judicial
Council. The Judicial Council unanimously agreed on minimum qualifications of
membership in the Law Society of Alberta and five years related experience.
The respondents, who had been appointed as justices of the peace prior to the
amendments, did not meet these requirements. They were removed from office and
were offered administrative positions as non-presiding justices of the peace.
The respondents applied for a declaration that s. 2.4(8) of the amended Justice
of the Peace Act, which removed them from office, contravened their
constitutionally required security of tenure and independence. The chambers
judge granted the application and declared the provision to be of no force and
effect as it applied to them. The Court of Appeal upheld the decision.
Held: The appeal
should be allowed.
The principle of judicial independence applies to the
position of the respondents as a result of their authority to exercise judicial
functions directly related to the enforcement of law in the court system and to
perform numerous judicial functions that significantly affect the rights and
liberties of individuals. The respondents played an important role in
assisting the provincial and superior courts in fulfilling the judiciary’s
constitutional mandate and they were constitutionally required to be independent
in the exercise of their duties. The Legislature’s removal of the respondents
from office did not violate their security of tenure, however, and so did not
contravene the principle of judicial independence. The essence of security of
tenure is that members of a tribunal be free from arbitrary or discretionary
removal from office. Removal from office that is reasonably intended to
further the interests that underlie the principle of judicial independence — namely, public confidence in the administration of justice, and the
maintenance of a strong and independent judiciary that is able to uphold the
rule of law and the values of our Constitution — is not
arbitrary. It is evident that in this case the Legislature concluded that the
positive impact of the reforms on the interests that underlie judicial
independence outweighed any negative impact of the respondents’ removal from
office. A reasonable and informed person would perceive the legislative
amendments to strengthen the qualifications and independence of Alberta’s
justices of the peace.
The respondents do not dispute the merits of the
reforms but argue that the amendments should apply only to new appointments to
office. Once it is established that the office is in need of significant
structural reform, however, a requirement of “grandfathering” incumbents serves
only to delay that reform. Moreover, public confidence in the administration
of justice could be harmed by retaining those individuals who do not meet the
qualifications for eligibility that an independent Judicial Council, with intimate
knowledge of the duties of office, have determined to be the minimum
necessary. Finally, the manner in which the reforms were implemented lessened
as much as possible the legislation’s adverse impact upon the respondents.
Cases Cited
Referred to: Reference re Adoption Act, [1938] S.C.R. 398; R. v. Bush
(1888), 15 O.R. 398; Valente v. The Queen, [1985]
2 S.C.R. 673; Beauregard v. Canada, [1986]
2 S.C.R. 56; Reference re Remuneration of Judges of the Provincial
Court of Prince Edward Island, [1997] 3 S.C.R. 3; Mackin v.
New Brunswick (Minister of Finance), [2002] 1 S.C.R. 405,
2002 SCC 13; Baron v. Canada, [1993] 1 S.C.R. 416; Canadian
Pacific Ltd. v. Matsqui Indian Band, [1995] 1 S.C.R. 3; Therrien
(Re), [2001] 2 S.C.R. 3, 2001 SCC 35; R. v. Généreux,
[1992] 1 S.C.R. 259.
Statutes and Regulations Cited
Act of
Settlement, 12 & 13 Will. 3, c. 2.
Act to
Amend the Justices of the Peace Act, R.S.N.W.T.
1988, c. 39 (Supp.), ss. 5, 8.
Canadian Charter of Rights and
Freedoms, ss. 1 , 7 , 8 , 11 (d), (e).
Constitution Act, 1867 , preamble, ss. 92(14) , 96 to 100 .
Criminal Code, R.S.C. 1985, c. C-46, ss. 2 “justice”, 515.
Justice of the Peace Act, R.S.A. 1980, c. J-3, ss. 2.1(1) [ad. 1998, c. 18, s. 3], (2) [idem],
(5) [idem], 2.2 [idem], 2.4(8) [idem], 5 [rep. 1998, c.
18, s. 3], 5.1 [ad. 1991, c. 21, s. 16; rep. 1998, c. 18, s. 3], 5.2 [idem].
Justices of the Peace Act, 1988, S.S. 1988-89, c. J-5.1, s. 6(7).
Justices of the Peace Act, 1989, S.O. 1989, c. 46, s. 4(4).
Justice Statutes Amendment Act,
1998, S.A. 1998, c. 18, s. 3.
Miscellaneous Statutes Amendment Act, 1991, S.A. 1991, c. 21, s. 16.
Authors Cited
Alberta
Hansard, March 11, 1998, p. 811.
Doob,
Anthony N., Patricia M. Baranek and Susan M. Addario.
Understanding Justices: A Study of Canadian Justices of the Peace.
Toronto: Centre of Criminology, University of Toronto, 1991.
Friedland, Martin L. Detention
before Trial: A Study of Criminal Cases Tried in the Toronto Magistrates’
Courts. Toronto: University of Toronto Press, 1965.
Klinck, J. E. Report of the
Justice of the Peace Committee. Alberta: Ministry of the Attorney
General, 1986.
Manitoba. Law Reform Commission. The
Independence of Justices of the Peace and Magistrates, Report No. 75.
Winnipeg: Queen’s Printer, 1991.
McRuer, James Chalmers.
Royal Commission Inquiry Into Civil Rights, Report No. 1,
vol. 2, c. 38. Toronto: Queen’s Printer, 1968.
Mewett, Alan W. Report
to the Attorney General of Ontario on the Office and Function of Justices of
the Peace in Ontario, 1981.
APPEAL from a judgment of the Alberta Court of Appeal,
[2001] 1 W.W.R. 606, 83 Alta. L.R. (3d) 215, 266 A.R. 266, 25 Admin. L.R. (3d)
17, 49 C.P.C. (4th) 18, [2000] A.J. No. 1101 (QL), 2000 ABCA 248,
affirming a decision of the Court of Queen’s Bench (1999), 240 A.R. 146, 28
C.P.C. (4th) 342, 60 C.R.R. (2d) 107, [1999] A.J. No. 451 (QL), 1999 ABQB
45. Appeal allowed.
Robert C. Maybank and Christine Enns, for the appellant.
Alan D. Hunter, Q.C., Sheilah L. Martin, Q.C., and James T. Eamon,
for the respondents.
David Sgayias, Q.C.,
and Jan Brongers, for the intervener the Attorney General of Canada.
Janet E. Minor and Sean
Hanley, for the intervener the Attorney General of Ontario.
Monique Rousseau
and Julie Dassylva, for the intervener the Attorney General of
Quebec.
George H. Copley, Q.C., for the intervener the Attorney General of British
Columbia.
Graeme G. Mitchell, Q.C., for the intervener the Attorney General for
Saskatchewan.
Paul B. Schabas and Catherine Beagan Flood, for the intervener the
Association of Justices of the Peace of Ontario.
The judgment of the Court was delivered by
1
Major J. — At issue in this appeal is the constitutionality of legislative
reforms that seek to improve the qualifications and independence of Alberta’s
justices of the peace. The challenged amendments to the Justice of the
Peace Act, R.S.A. 1980, c. J-3, require all justices of the peace who
exercise judicial functions to meet qualifications decided upon by an
independent Judicial Council.
2
The respondents, and other justices of the peace appointed prior to the
amendments, did not meet the qualifications. They were removed from office,
but were offered administrative positions as non-presiding justices of the
peace.
3
The courts below held that the removal of the respondents from office
contravenes the principle of judicial independence. With respect, I disagree.
The principle of judicial independence must be interpreted in light of the
public interests it is meant to protect: a strong and independent judiciary
capable of upholding the rule of law and our constitutional order, and public
confidence in the administration of justice. The reforms in this case reflect
a good faith and considered decision of the Legislature that was intended to
promote these interests. As a result, the legislation does not undermine the
perception of independence in the mind of a reasonable and informed person, and
is respectful of the principle of judicial independence. I would allow the
appeal.
I. Factual
Background
4
Justices of the peace have played an important role in Canada’s
administration of justice since the adoption of the position from England in
the 18th century. It has long been accepted that s. 92(14) of the Constitution
Act, 1867 confers upon the provinces full control over the appointment and
regulation of these judicial officers. See Reference re Adoption Act,
[1938] S.C.R. 398, per Duff C.J., at p. 406, citing R. v. Bush
(1888), 15 O.R. 398 (Q.B.), at p. 405:
The administration of justice could not be carried on in the Provinces
effectually without the appointment of justices of the peace and police
magistrates, and the conclusion seems to me to be irresistible that it was
intended that the appointment of these and other officers, whose duty it should
be to aid in the administration of justice, should be left in the hands of the Provincial
Legislatures.
5
The powers and authority of justices of the peace have waxed and waned
over time and across the country. In many provinces, they have come to occupy
a critical role as the point of entry into the criminal justice system, with
jurisdiction over bail hearings and the issuance of search warrants. As a
result of an increased recognition of their important functions, numerous
commissions have issued reports describing problems with the office and making
recommendations for change: see Hon. J. C. McRuer, Royal Commission Inquiry
Into Civil Rights (1968), Report No. 1, vol. 2, c. 38 (“McRuer
Commission”); A. W. Mewett, Report to the Attorney General of Ontario on the
Office and Function of Justices of the Peace in Ontario (1981) (“Mewett
Report”); J. E. Klinck, Report of the Justice of the Peace Committee (1986);
the Manitoba Law Reform Commission, The Independence of Justices of the
Peace and Magistrates (1991), Report No. 75 (“Manitoba Report”); and A. N.
Doob, P. M. Baranek and S. M. Addario, Understanding Justices: A Study of
Canadian Justices of the Peace (1991) (“Doob Report”).
6
These reports have invariably indicated a pressing need to improve both
the independence and qualifications of justices of the peace. The McRuer
Commission concluded, at p. 524, with regard to Ontario’s justices of the
peace:
. . . the whole concept, that the office should stand as a safeguard of
the civil rights of the individual against the exercise of arbitrary police
power, is in many cases, and probably in most cases, little more than a sham.
In saying this we do not want to be taken as condemning individuals. We are
condemning a system under which many conscientious and dedicated individuals
are required to work.
Many provinces
have enacted significant reforms since then in an effort to meet the stated
concerns: in Ontario, the Justices of the Peace Act, 1989, S.O. 1989,
c. 46,
s. 4(4); in
Saskatchewan, The Justices of the Peace Act, 1988, S.S. 1988-89, c.
J-5.1, s. 6(7); and in the Northwest Territories, An Act to Amend the
Justices of the Peace Act, R.S.N.W.T. 1988, c. 39 (Supp.), ss. 5 and 8 .
7
Alberta enacted legislative reforms to the office in 1991: see the Miscellaneous
Statutes Amendment Act, 1991, S.A. 1991, c. 21, s. 16. The legislation
brought in two significant changes. First, security of tenure was provided for
all justices of the peace until age 70. Removal could only be for cause
following a recommendation of the Justices of the Peace Review Council.
Second, in an effort to tailor the qualifications of justices of the peace to
their specific duties, the office was divided into the categories of sitting
and non-sitting justices of the peace. Sitting justices of the peace were
authorized to preside over trials of less serious offences and to sit in
Provincial Court. Appointment to this position required membership in the Law
Society of Alberta and five years of related experience.
8
Non-sitting justices of the peace were not required to meet any
eligibility criteria, apart from Canadian citizenship. These judicial officers
were authorized to preside over judicial interim release; to issue search
warrants, summons, subpoenas and arrest warrants; and to confirm or cancel
police process. They also performed numerous administrative tasks, including
receiving information and affidavits, scheduling trials and hearing dates, and
administering oaths. The position was divided into four sub-categories:
hearing officers, who worked full-time on salary; ad hoc justices, who
worked part-time on a per diem basis; fee justices, who were paid per
transaction; and staff justices, who were employed and paid by the Department
of Justice.
9
In 1998, Alberta enacted more extensive reforms, which are the subject
of the present appeal. The purpose of the amendments, as expressed by
Alberta’s Minister of Justice, was
to ensure the independence of the courts of Alberta in keeping with the
recent decisions of the Supreme Court of Canada.
(Alberta Hansard, March 11, 1998, at p. 811)
In a further
effort to ensure that justices of the peace are qualified for the duties they
perform, the amendments replace the office of non-sitting justices of the peace
with the positions of presiding and non-presiding justices of the peace. In
essence, presiding justices of the peace assume the judicial tasks that had
previously been assigned to the non-sitting justices of the peace, and
non-presiding justices of the peace are limited to their administrative tasks.
10
The amendments stipulate that in order to be appointed as a sitting or
presiding justice of the peace, a person must be deemed qualified by an
independent Judicial Council: Justice Statutes Amendment Act, 1998, S.A.
1998, c. 18, s. 2.1(1). The Judicial Council unanimously agreed on minimum
qualifications of membership in the Law Society of Alberta and five years
related experience. The amendments also bar persons who suffer from inherent
conflicts of interest (such as government employees, law enforcement officers,
prosecutors, and prison guards) from appointment: s. 2.1(5). Individuals who
had previously been appointed but did not meet these requirements were
precluded from holding office: s. 2.4(8). They were offered administrative
positions as non-presiding justices of the peace.
11
Of the several hundred non-sitting justices of the peace appointed prior
to the amendments, only 15 ad hoc justices met the objective
requirements for appointment as presiding justices of the peace. The three
respondents, who were classified as hearing officers and lacked the new
qualifications, were not appointed to that office, nor were the approximately
200 fee justices and 250 staff justices. They were offered positions as
non-presiding justices of the peace.
12
The respondents brought an application to the Alberta Court of Queen’s
Bench for a declaration that s. 2.4(8), which removed them from office,
contravened their constitutionally required security of tenure and
independence. The chambers judge granted the application and declared the
provision to be of no force and effect as it applied to them. The Court of
Appeal for Alberta upheld the finding of the chambers judge. The Province
appeals from that decision.
II. Relevant
Statutory Provisions
13
The following provisions of the Justice of the Peace Act, R.S.A.
1980, c. J-3, subsequently repealed under the Justice Statutes Amendment
Act, 1998, are relevant:
5 The appointment of a justice of the peace terminates when
he attains the age of 70 years.
5.1(1) The Lieutenant Governor in Council shall, subject to the
regulations, establish a Justices of the Peace Review Council.
(2) The Justices of the Peace Review
Council shall
(a) review complaints respecting the lack of
competence of, conduct or misbehaviour of, or neglect of duty by, justices of
the peace or the inability of justices of the peace to perform their duties,
and
(b) make recommendations to the Lieutenant
Governor in Council in respect of matters reviewed under clause (a).
5.2 Notwithstanding section 5, the appointment of a justice of
the peace may be terminated by the Lieutenant Governor in Council on the
recommendation of the Justices of the Peace Review Council.
The relevant
1998 amendments to the Justice of the Peace Act are:
2.1(1) The Lieutenant Governor in Council may appoint a person
as a justice of the peace designated as a sitting justice of the peace or as a
presiding justice of the peace if the Judicial Council has determined that the
person is qualified.
(2) An order under subsection (1) shall designate the person
appointed as a sitting justice of the peace or as a presiding justice of the
peace and shall designate whether the appointment is full-time or part-time.
2.2(1) The Minister may appoint a person as a justice of the
peace designated as a non-presiding justice of the peace.
(2) A non-presiding justice of the peace is appointed as a
justice of the peace solely for the purposes of exercising the following, to
the extent that their exercise is consistent with the constitutional
requirements for independence, if any:
(a) administering oaths or affirmations or
taking declarations;
(b) processing judicial interim release
orders;
(c) adjourning cases where a judge of the
Provincial Court or a sitting justice of the peace is not present;
(d) performing any other functions and
duties prescribed by the regulations.
2.4 . . .
(8) A person appointed as a justice of the peace before the
coming into force of this section who is not appointed under section 2.1(1) or
2.2 may not exercise any authority or receive any remuneration as a justice of
the peace after this section comes into force.
III. Judicial
History
14
At the Alberta Court of Queen’s Bench, McMahon J. held that the
respondents carried out judicial functions ((1999), 240 A.R. 146, 1999 ABQB
45). As such, their position attracted the constitutional principle of
judicial independence. The chambers judge noted that security of tenure was at
the core of this principle. He held that the retroactive imposition of an
educational requirement that the respondents could not meet, and their
subsequent removal from office, would necessarily undermine the perception of
independence to a reasonable and informed person. As a result, he concluded
that s. 2.4(8) was constitutionally invalid and was of no force and effect
insofar as it relates to the respondents. He declared that the respondents
should continue to serve as non-sitting justices of the peace and enjoy
security of tenure in accordance with ss. 5, 5.1 and 5.2 of the Justice of
the Peace Act.
15
The Alberta Court of Appeal dismissed the appeal and upheld the
declaration of the chambers judge ([2001] 1 W.W.R. 606, 2000 ABCA 248). That
court observed that the essence of security of tenure requires protection
“against interference by the Executive or other appointing authority in a
discretionary or arbitrary manner”: see Valente v. The Queen, [1985] 2
S.C.R. 673, at p. 698. The Court of Appeal held that this standard required
that a judicial officer be removable from office only for cause following a
hearing by an independent tribunal. In this case, cause has not been alleged.
Accordingly, the removal of the respondents from office violated their security
of tenure and contravened the principle of independence.
IV. Issues
16
The Chief Justice stated the following constitutional questions on May
1, 2002:
1. Does s. 2.4(8) of the Justice
of the Peace Act, R.S.A. 1980, c. J-3, as amended, interfere with the
tenure of non-sitting justices of the peace and thereby violate the principle
of judicial independence guaranteed by:
(a) the preamble of the Constitution Act, 1867 , or
(b) section 11 (d) of the Canadian Charter of Rights and
Freedoms ?
2. If the answer to question 1(b) is
yes, is the Act demonstrably justified as a reasonable limit prescribed by law
under s. 1 of the Charter ?
V. Analysis
17
The primary issues in this appeal are whether the principle of judicial
independence extends to the office of the respondents, and if so, whether the
legislated removal of the respondents from office contravenes that principle.
I agree that the principle applies to the position of the respondents as a
result of their authority to exercise judicial functions. However, I conclude
that the amendments at issue do not violate the constitutional essence of the
respondents’ security of tenure, and so do not contravene the principle of
judicial independence.
A. The
Scope of Judicial Independence
18
Judicial independence has been recognized as “the lifeblood of
constitutionalism in democratic societies”: see Beauregard v. Canada,
[1986] 2 S.C.R. 56, at p. 70, per Dickson C.J. It requires objective
conditions that ensure the judiciary’s freedom to act without interference from
any other entity. The principle finds explicit constitutional reference in ss.
96 to 100 of the Constitution Act, 1867 and s. 11 (d) of the Canadian
Charter of Rights and Freedoms . The application of these provisions
is limited: the former to judges of superior courts, and the latter to courts
and tribunals that determine the guilt of those charged with criminal
offences: see Reference re Remuneration of Judges of the Provincial Court
of Prince Edward Island, [1997] 3 S.C.R. 3 (“Provincial Court Judges
Reference”), at para. 84, per Lamer C.J. The respondents do not
fall into either of these categories. Nonetheless, as this Court has
recognized, the principle of judicial independence extends beyond the limited scope
of the above provisions.
19
Judicial independence has been a cornerstone of the United Kingdom’s
constitutional structure back to the Act of Settlement of 1700, 12 &
13 Will. 3, c. 2. See the comments of Lord Lane, cited in Beauregard, supra,
at p. 71:
Few constitutional precepts are more generally accepted there in
England, the land which boasts no written constitution, than the necessity for
the judiciary to be secure from undue influence and autonomous within its own
field (“Judicial Independence and the Increasing Executive Role in Judicial
Administration”, in S. Shetreet and J. Deschênes (eds.), Judicial
Independence: The Contemporary Debate (1985), at p. 525).
The preamble
to the Constitution Act, 1867 provides for Canada to have “a
Constitution similar in Principle to that of the United Kingdom”. These words,
by their adoption of the basic principles of the United Kingdom’s Constitution,
serve as textual affirmation of an unwritten principle of judicial independence
in Canada. Lamer C.J. concluded as follows in Provincial Court Judges
Reference, supra, at para. 109:
. . . it is in that preamble, which serves as the grand entrance hall
to the castle of the Constitution, that the true source of our commitment to
this foundational principle is located.
The preamble
acknowledges judicial independence to be one of the pillars upon which our
constitutional democracy rests.
20
Historically, the principle of judicial independence was confined to the
superior courts. As a result of the expansion of judicial duties beyond that
realm, it is now accepted that all courts fall within the principle’s embrace.
See Provincial Court Judges Reference, supra, at para. 106:
. . . our Constitution has evolved over time. In the same way that our
understanding of rights and freedoms has grown, such that they have now been
expressly entrenched through the enactment of the Constitution Act, 1982 ,
so too has judicial independence grown into a principle that now extends to all
courts, not just the superior courts of this country.
The scope of
the unwritten principle of independence must be interpreted in accordance with
its underlying purposes. In this appeal, its extension to the office held by
the respondents depends on whether they exercise judicial functions that relate
to the bases upon which the principle is founded.
21
The historical rationale for independence was to ensure that judges, as
the arbiters of disputes, are at complete liberty to decide individual cases on
their merits without interference: see Beauregard, supra, at p.
69. The integrity of judicial decision making depends on an adjudicative
process that is untainted by outside pressures. This gives rise to the
individual dimension of judicial independence, that is, the need to ensure that
a particular judge is free to decide upon a case without influence from
others.
22
In modern times, it has been recognized that the basis for judicial
independence extends far beyond the need for impartiality in individual cases.
The judiciary occupies an indispensable role in upholding the integrity of our
constitutional structure: see Provincial Court Judges Reference, supra,
at para. 108. In Canada, like other federal states, courts adjudicate on
disputes between the federal and provincial governments, and serve to safeguard
the constitutional distribution of powers. Courts also ensure that the power
of the state is exercised in accordance with the rule of law and the provisions
of our Constitution. In this capacity, courts act as a shield against
unwarranted deprivations by the state of the rights and freedoms of
individuals. Dickson C.J. described this role in Beauregard, supra,
at p. 70:
[Courts act as] protector of the Constitution and the fundamental
values embodied in it — rule of law, fundamental justice,
equality, preservation of the democratic process, to name perhaps the most
important.
This constitutional mandate gives rise to the principle’s
institutional dimension: the need to maintain the independence of a court or
tribunal as a whole from the executive and legislative branches of government.
23
Accordingly, the judiciary’s role as arbiter of disputes and guardian of
the Constitution require that it be independent from all other bodies. A
separate, but related, basis for independence is the need to uphold public
confidence in the administration of justice. Confidence in our system of
justice requires a healthy perception of judicial independence to be maintained
amongst the citizenry. Without the perception of independence, the judiciary
is unable to “claim any legitimacy or command the respect and acceptance that
are essential to it”: see Mackin v. New Brunswick (Minister of Finance),
[2002] 1 S.C.R. 405, 2002 SCC 13, at para. 38, per Gonthier J. The
principle requires the judiciary to be independent both in fact and perception.
24
In light of these bases of judicial independence — impartiality in
adjudication, preservation of our constitutional order, and public confidence
in the administration of justice — it is clear that the principle extends its
protection to the judicial office held by the respondents. Alberta’s
non-sitting justices of the peace exercised judicial functions directly related
to the enforcement of law in the court system. They served on the front line
of the criminal justice process, and performed numerous judicial functions that
significantly affected the rights and liberties of individuals. Of singular
importance was their jurisdiction over bail hearings. Justices of the peace
are included in the definition of “justice” under s. 2 of the Criminal Code,
R.S.C. 1985, c. C-46 , and the respondents were thereby authorized to determine
judicial interim release pursuant to s. 515 of the Code. Decisions on
judicial interim release impact upon the right to security of the person under
s. 7 of the Charter and the right not to be denied reasonable bail
without just cause under s. 11 (e). Professor Friedland commented upon
the importance of bail hearings in Detention before Trial: A Study
of Criminal Cases Tried in the Toronto Magistrates’ Courts (1965), at p.
172:
The period before trial is too important to be left
to guess-work and caprice. At stake in the process is the value of individual
liberty. Custody during the period before trial not only affects the mental,
social, and physical life of the accused and his family, but also may have a
substantial impact on the result of the trial itself. The law should abhor any
unnecessary deprivation of liberty and positive steps should be taken to ensure
that detention before trial is kept to a minimum.
The
respondents were required to exercise significant judicial discretion in
adjudicating on these matters.
25
The respondents also had the authority to issue search warrants, which
impact upon the right to be secure from unreasonable search and seizure under
s. 8 of the Charter . Sopinka J. described the effect of search warrants
on the right to privacy in Baron v. Canada, [1993] 1 S.C.R. 416, at pp.
444-45:
Physical search of private premises . . . is the greatest intrusion of
privacy short of a violation of bodily integrity. . . .
Warrants for the search of any premises constitute a significant
intrusion on the privacy of an individual that is both upsetting and
disruptive.
In that case,
the Court concluded at p. 439 that the issuance of search warrants
constitutionally required discretion to be exercised by a judicial officer who
remains independent from the state and its agents.
26
Each of the above judicial responsibilities makes clear that the
respondents played an important role in assisting the provincial and superior
courts in fulfilling the judiciary’s constitutional mandate. The following
conclusion of Professor Mewett on Ontario’s justices of the peace is equally
applicable to the respondents (Mewett Report, at p. 39):
. . . the Justice of the Peace is the very person who stands between
the individual and the arbitrary exercise of power by the state or its
officials. It is essential that an independent person be the one to determine
whether process should issue, whether a search warrant should be granted,
whether and on what terms an accused should be released on bail and so on.
This is a fundamental principle . . . [that] must be zealously preserved.
It is obvious
the respondents were constitutionally required to be independent in the
exercise of their duties.
27
This review leads to the substance of judicial independence and to
whether the legislation at issue contravenes this principle.
B. The
Essential Conditions of Independence
28
As stated, judicial independence encompasses both an individual and
institutional dimension. The former relates to the independence of a
particular judge, and the latter to the independence of the court to which the
judge is a member. Each of these dimensions depends on objective conditions or
guarantees that ensure the judiciary’s freedom from influence or any
interference by others: see Valente, supra, at p. 685. The
requisite guarantees are security of tenure, financial security and
administrative independence: see Provincial Court Judges Reference, supra,
at para. 115.
29
The principal question in this case is whether the Legislature’s removal
of the respondents from office contravened their security of tenure. In
assessing this issue, it must be considered that the conditions of independence
are intended to protect the interests of the public. Judicial independence
serves not as an end in itself, but as a means to safeguard our constitutional
order and to maintain public confidence in the administration of justice: see Provincial
Court Judges Reference, supra, at para. 9. The principle exists for
the benefit of the judged, not the judges. If the conditions of independence
are not “interpreted in light of the public interests they were intended to
serve, there is a danger that their application will wind up hurting rather
than enhancing public confidence in the courts”: see Mackin, supra,
at para. 116, per Binnie J., in his dissent.
30
The manner in which the essential conditions of independence may be
satisfied varies in accordance with the nature of the court or tribunal and
the interests at stake. See Canadian Pacific Ltd. v. Matsqui Indian Band,
[1995] 1 S.C.R. 3, at para. 83, per Lamer C.J., and Therrien (Re),
[2001] 2 S.C.R. 3, 2001 SCC 35, at para. 65, where the Court advocated a
contextual approach to judicial independence:
. . . although it may be desirable, it is not reasonable to apply the
most elaborate and rigorous conditions of judicial independence as
constitutional requirements, since s. 11 (d) of the Canadian Charter
may have to be applied to a variety of tribunals. These essential conditions
should instead respect that diversity and be construed flexibly. Accordingly,
there should be no uniform standard imposed or specific legislative formula
dictated as supposedly prevailing. It will be sufficient if the essence of
these conditions is respected . . . .
31
The level of security of tenure that is constitutionally required will
depend upon the specific context of the court or tribunal. Superior court
judges are removable only by a joint address of the House of Commons and the
Senate, as stipulated by s. 99 of the Constitution Act, 1867 . This
level of tenure reflects the historical and modern position of superior courts
as the core of Canada’s judicial structure and as the central guardians of the
rule of law. Less rigorous conditions apply in the context of provincial
courts, which are creatures of statute, but which nonetheless perform
significant constitutional tasks. See Mackin, supra, at para.
52:
. . . the provincial judiciary has important constitutional functions
to perform, especially in terms of what it may do: ensure respect for the
primacy of the Constitution under s. 52 of the Constitution Act, 1982 ;
provide relief for violations of the Charter under s. 24 ; apply ss. 2
and 7 to 14 of the Charter ; ensure compliance with the division of
powers within Confederation under ss. 91 and 92 of the Constitution Act,
1867 ; and render decisions concerning the rights of the aboriginal peoples
protected by s. 35(1) of the Constitution Act, 1982 .
While the
respondents have important duties, their jurisdiction is considerably more
limited than that of provincial court judges. Their role in upholding the
Constitution is narrower in scope. As a result, less stringent conditions are
necessary in order to satisfy their security of tenure.
32
The ultimate question in each case is whether a reasonable and informed
person, viewing the relevant statutory provisions in their full historical
context, would conclude that the court or tribunal is independent: Valente,
supra, at p. 689. The perception of independence will be upheld if the
essence of each condition of independence is met. The essence of security of
tenure is that members of a tribunal be free from arbitrary or discretionary
removal from office. See Valente, supra, at
p. 698:
The essence of security of tenure for purposes of s. 11 (d) is a
tenure, whether until an age of retirement, for a fixed term, or for a
specific adjudicative task, that is secure against interference by the
Executive or other appointing authority in a discretionary or arbitrary manner.
33
In my view, a removal from office that is reasonably intended to further
the interests that underlie the principle of judicial independence is not
arbitrary. Those interests, as noted above, are public confidence in the
administration of justice, and the maintenance of a strong and independent
judiciary that is able to uphold the rule of law and the values of our
Constitution. If the removal from office is necessary in the promotion of
these interests, then it cannot be considered arbitrary, and would not
undermine the perception of independence in the mind of a reasonable and
informed person.
34
This Court has previously held that a legislative structure that
permitted the removal of a judicial officer without cause by the Executive will
generally be considered arbitrary: see Valente, supra, at p.
698; R. v. Généreux, [1992] 1 S.C.R. 259, at p. 285; and Matsqui,
supra, at para. 101. That issue does not arise in this appeal. Neither
party submitted that the legislative guarantees against Executive interference
were insufficient.
35
In this case, the question is whether the removal of the respondents
from office by the Legislature is arbitrary. With respect to the
contrary view of the Court of Appeal, the requirement of cause cannot be
rigidly applied in this context without consideration of the purpose of
judicial independence. If the removal of the respondents from office reflects
a good faith and considered decision of the Legislature intended to advance the
public interests that judicial independence is meant to protect, then the
prevention of this removal will serve only to frustrate these interests.
36
Tenure cannot be viewed as an absolute. If an absolute, necessary
reforms would be almost impossible. Conversely, to accept the need for reform
in required circumstances is to acknowledge that individual persons may be
affected. A legislated change resulting in a removal from office undertaken
upon the advice of an independent Judicial Council is justified if it is
necessary to accommodate significant reforms that are considered integral to
public confidence in the administration of justice. Legislative action of this
kind is neither arbitrary nor discretionary. In contrast, removal without
cause by the Executive could not be justified on this basis, and would almost
certainly be arbitrary.
37
In light of the circumstances that led to the present reforms, it is evident
that a reasonable and informed person would perceive the amendments to
strengthen, rather than diminish, the independence and qualifications of
Alberta’s justices of the peace. It is evident that the Legislature concluded
that the positive impact of the reforms on the interests that underlie judicial
independence outweighs any negative impact of the respondents’ removal from
office. Their removal was necessary to give effect to those reforms. As such,
the respondents’ removal cannot be said to be arbitrary, and does not violate
the principle of judicial independence.
38
This conclusion is reached on several considerations. First, it is
uncontested that the provisions at issue were enacted to serve the public
good. There is no suggestion that the amendments were a disguised attempt to
remove any particular justices of the peace from office. To the contrary, the
particular qualifications were set by an independent Judicial Council. The
reforms were designed to alleviate institutional impediments to the
independence and qualifications of justices of the peace. In Valente, supra,
this Court determined that the involvement of a provincial Judicial Council in
tenure issues went a considerable distance to secure judicial independence
which, in turn, removed any reasonably held concerns that this was an arbitrary
or discretionary measure: pp. 703-4. The Legislature’s good faith removes the
possibility of a chilling effect on presiding justices of the peace under the
new regime.
39
Second, the need to improve both the independence and competence of
Alberta’s justices of the peace was amply demonstrated by the recommendations
of the independent commissions mentioned above. As the chambers judge
observed, “the proposed changes have great merit. The need for change has been
demonstrated several times over” (para. 54). The substance of the legislation
reflected the recommendations of the various reports, and aligns closely with
the conclusions of the Manitoba Report (1991), the most recent Canadian study
available.
40
The Manitoba Report suggested a classification of the office into three
categories, with the duties of justices of the peace in each category
stipulated by statute or regulations (p. 52). It recommended that
qualifications for office be left to an independent committee chaired by the
Chief Judge of the Provincial Court, and that individuals with inherent
conflicts of interest be barred from office (p. 59). Finally, it suggested
that in order to implement the reforms in a timely fashion, incumbents that
failed to meet the new qualifications be removed from office, but in a manner
that ensured the least possible disruption to their career (p. 76).
41
Alberta’s legislative amendments follow all of these recommendations.
Each change is clearly designed to improve the independence and qualifications
of Alberta’s justices of the peace, with consideration given to the disruption
of the careers of those removed from previous duties.
(1) Reclassification of Duties
42
Alberta’s amendments divide justices of the peace into the three
categories of sitting, presiding, and non-presiding justices. This permits a
precise delineation by statute and regulations of the jurisdiction of each
office. In the past, the jurisdiction of each non-sitting justice of the peace
was determined by administrative directive in the form of “letters of
authority” from the Chief Judge of the Provincial Court. As a result of the
varying qualifications of the non-sitting justices, and the different duties
required of them, the system was unworkable. Since there were no eligibility
requirements for office, there was little assurance that justices were
qualified for the particular duties assigned to them. The amendments allow for
the qualifications of each justice to be appropriately tailored to the scope of
his or her duties.
43
As well, prior to the amendments there was a danger that the perception
of independence would be fettered by the significant administrative discretion
vested in the supervisory role of the Chief Judge. See the Manitoba Report, at
p. 51:
Limitation by administrative directive also carries the disadvantage
that it may be perceived as a means to carry out a back-door disciplinary
process, a perception that should be eliminated by statutory limits which can
be regulated and administered publicly.
The
clarification of the scope of each officer’s jurisdiction reduces this
administrative discretion and alleviates the danger that the perception of
independence would be undermined in this regard.
(2) Removal of Conflicts of Interest
44
The amendments bar persons with inherent conflicts of interest from
appointment to office as sitting or presiding justices of the peace: s.
2.1(5). These persons include government employees, law enforcement officers,
prosecutors, and prison wardens. At the time of the amendments, several
hundred non-sitting justices of the peace were employees of the Department of
Justice. The employment of judicial officers by the executive branch of
government was a significant taint on the perception of the office’s
independence. Their removal from judicial office alleviates that.
(3) Qualifications Set by an Independent
Judicial Council
45
Historically, there was a widespread belief that appointment to office
was solely on political grounds. The McRuer Commission (1968) described the
situation in Ontario as a “mockery of judicial office [that is] bound to
depreciate respect for law and order in the community” (p. 518). It is hoped
that patronage in the appointment process has been at least lessened if not
eradicated since the time of that report. Unquestionably, the perception that
appointment to judicial office is political in nature undermines public
confidence in the administration of justice.
46
One step towards ameliorating this perception was to require that
candidates for office meet qualifications decided upon by an independent
committee that is divorced from political influence. In this appeal the
Alberta amendments stipulated that no person may be appointed as a sitting or
presiding justice of the peace unless he or she meets qualifications determined
by the Judicial Council: s. 2.1(1). The setting of qualifications for office
by this independent committee counters the perception of patronage in the
appointment process.
47
The delegation of this task to an independent Judicial Council also ensures
that appropriate qualifications are set by a body that is familiar with the
duties demanded of justices of the peace and the level of education and
training required to discharge those duties. The Manitoba Report observed at
p. 58:
. . . we are of the opinion that the Committee itself should determine
the level of educational preparation to be required. This is especially
appropriate, given that those charged with the training and supervision of
justices of the peace are represented on the Committee.
The Judicial
Council unanimously agreed that a minimum requirement for appointment is
membership in good standing of the Law Society of Alberta with at least five
years related experience at the bar.
48
These eligibility criteria are reasonable in light of the judicial
functions of sitting and presiding justices of the peace and their significant
impact on the rights and liberties of individuals. The Doob Report noted that
84 percent of justices of the peace surveyed in Ontario and British Columbia
thought “it would be helpful to justices to have some formal training in law
before being appointed” (p. 64). It is a sensible conclusion that minimum
requirements of education and experience for justices of the peace will tend to
improve the quality of legal decisions. Increased training also reduces the
reliance of individual officers on the advice of others, thereby increasing
their independence in decision making.
(4) Application of the Reforms to the Respondents
49
The respondents do not dispute the merits of the above reforms. They
argue, however, that the amendments should apply only to new appointments to
office. I disagree. As many of the reports observed, once it is established
that the office is in need of significant structural reform, a requirement of
“grandfathering” incumbents serves only to delay that reform. See the Manitoba
Report, at pp. 75-76:
Because justices of the peace and magistrates may
hold office for many years, a solution which did not affect those presently
appointed would have no appreciable impact for a very long time.
Reforms in
Ontario, Saskatchewan, and the Northwest Territories did not include provisions
to grandfather incumbents. In this appeal, the requirement of removal only for
cause would mandate that, in addition to the respondents, the 190 fee justices
and 242 staff justices would hold office until retirement. This would preclude
any meaningful implementation of reforms for many years. Such delay, in the
face of a demonstrated need for change, does not serve the interests of the
public.
50
Moreover, public confidence in the administration of justice could be
harmed by retaining those individuals who do not meet the qualifications for
eligibility that an independent Judicial Council, with intimate knowledge of
the duties of office, have determined to be the minimum necessary. Regardless
of whether the respondents are in fact qualified for office, their failure to
meet these minimum educational criteria could undermine the perception of their
qualifications in the minds of the individuals who come before them.
51
Finally, the manner in which the reforms were implemented lessened as
much as possible the legislation’s adverse impact upon the respondents. The
respondents were offered appointment as non-presiding justices of the peace.
This position comprises the administrative functions that they had performed as
non-sitting justices of the peace. Although the position lacks security of
tenure, it entitles the respondents to receive the equivalent pay and benefits
as they did in their previous office.
(5) Conclusion
52
In light of these factors, I conclude that a reasonable and informed
person would perceive the legislative amendments to strengthen the
qualifications and independence of Alberta’s justices of the peace. The
reforms are the result of the Legislature’s considered and thorough judgment
that changes to the office are necessary to serve the public good by advancing
the underlying interests of judicial independence. They strengthen the ability
of justices of the peace to uphold the Constitution and adjudicate disputes,
and improve public confidence in the administration of justice. The removal of
the respondents from their positions is not arbitrary or discretionary, and
does not undermine the reasonable and informed person’s perception of independence.
53
I respectfully disagree with the conclusion reached by the courts
below. In my view, s. 2.4(8) does not contravene the principle of judicial
independence as it applies to the respondents.
C. Section
1 of the Charter
54
In light of the conclusion that s. 11 (d) of the Charter is
not engaged in this case, it is unnecessary to consider whether the Act is
justified under s. 1 .
VI. Disposition
55
Accordingly, I would allow the appeal without costs in this Court and,
in light of the unique circumstances of this case, would not interfere with the
costs awarded in the courts below.
56
The constitutional questions are answered as follows:
Answer to
question 1: No.
Answer to
question 2: It is unnecessary to answer this question.
Appeal allowed.
Solicitor for the appellant: Alberta Department of Justice,
Edmonton.
Solicitors for the respondents: Code Hunter, Calgary.
Solicitor for the intervener the Attorney General of Canada: Deputy
Attorney General of Canada, Ottawa.
Solicitor for the intervener the Attorney General of Ontario:
Attorney General of Ontario, Toronto.
Solicitor for the intervener the Attorney General of Quebec:
Department of Justice, Sainte‑Foy.
Solicitor for the intervener the Attorney General of British
Columbia: Ministry of the Attorney General, Victoria.
Solicitor for the intervener the Attorney General for Saskatchewan:
Deputy Attorney General for Saskatchewan, Regina.
Solicitors for the intervener the Association of Justices of the
Peace of Ontario: Blake, Cassels & Graydon, Toronto.