Auton
(Guardian ad litem of) v. British Columbia (Attorney General),
[2004] 3 S.C.R. 657, 2004 SCC 78
Attorney
General of British Columbia and Medical
Services
Commission of
British Columbia Appellants/Respondents
on cross-appeal
v.
Connor
Auton, an Infant, by his Guardian ad litem, Michelle Auton,
and the
said Michelle Auton in her personal capacity, Michelle Tamir,
an Infant,
by her Guardian ad litem, Sabrina Freeman, and the said
Sabrina
Freeman in her personal capacity, Jordan Lefaivre, an Infant,
by his
Guardian ad litem, Leighton Lefaivre, and the said
Leighton
Lefaivre in his personal capacity, Russell Gordon Pearce,
an Infant,
by his Guardian ad litem, Janet Gordon Pearce, and
the said
Janet Gordon Pearce in her
personal capacity Respondents/Appellants
on cross-appeal
and
Attorney
General of Canada, Attorney General of Ontario,
Attorney
General of Quebec, Attorney General of Nova Scotia,
Attorney
General of New Brunswick, Attorney General
of Prince
Edward Island, Attorney General of Alberta,
Attorney
General of Newfoundland and Labrador,
Canadian
Association for Community Living and Council of
Canadians
with Disabilities, Women’s Legal Education and
Action Fund
and DisAbled Women’s Network Canada,
Autism
Society Canada, Michelle Dawson, Families for
Effective
Autism Treatment of Alberta Foundation, Friends
of Children
with Autism, and Families for Early Autism
Treatment of Ontario Interveners
Indexed as:
Auton (Guardian ad litem of) v. British Columbia (Attorney
General)
Neutral
citation: 2004 SCC 78.
File No.:
29508.
2004: June 9;
2004: November 19.
Present:
McLachlin C.J. and Major, Bastarache, Binnie, LeBel, Deschamps and Fish JJ.
on appeal from
the court of appeal for british columbia
Constitutional law — Charter of Rights — Equality rights — Mental
disability — Province not providing for controversial intensive behavioural
therapy for preschool-aged autistic children — Whether Province’s refusal to
fund treatment violates equality rights — Canadian Charter of Rights and
Freedoms, s. 15(1) — Medicare Protection Act, R.S.B.C. 1996, c. 286, s. 1
“benefits”, “health care practitioner” — Medical and Health Care Services
Regulation, B.C. Reg. 426/97, ss. 17-29.
Constitutional law — Charter of Rights — Equality rights —
Appropriate comparator group — Canadian Charter of Rights and Freedoms, s.
15(1) .
Constitutional law — Charter of Rights — Fundamental justice —
Province not providing for controversial intensive behavioural therapy for
preschool-aged autistic children — Whether Province’s refusal to fund treatment
violates s. 7 of Canadian Charter of Rights and Freedoms — Medicare Protection
Act, R.S.B.C. 1996, c. 286, s. 1 “benefits”, “health care practitioner” —
Medical and Health Care Services Regulation, B.C. Reg. 426/97, ss. 17-29.
The infant petitioners suffer from autism, a neuro-behavioural syndrome
that impairs social interaction, hinders communication and results in
repetitive behaviour. They brought an action against the province of British
Columbia, alleging that its failure to fund applied behavioral therapy for
autism violated s. 15(1) of the Canadian Charter of Rights and Freedoms .
In the years leading up to the trial, the government acknowledged the
importance of early intervention, diagnosis and assessment for autistic
children but stated that services for their needs had to be balanced with
services to children with other special needs. The government funded a number
of programs for autistic children but did not establish funding for ABA/IBI
therapy for all autistic children between the ages of three and six because of,
inter alia, financial constraints and the emergent and controversial
nature of this therapy. At the time of the trial, ABA/IBI funding for autistic
children was not universal and was only beginning to be recognized as
desirable. The trial judge found that the failure to fund ABA/IBI therapy
violated the petitioners’ equality rights, directed the province to fund early
ABA/IBI therapy for children with autism and awarded $20,000 in damages to each
of the adult petitioners. The Court of Appeal upheld the judgment and added
funding for ABA/IBI treatment pursuant to medical opinion.
Held: The appeal should be allowed; the cross-appeal should be
dismissed.
A person claiming a violation of s. 15(1) of the Charter must
establish: (1) differential treatment under the law, (2) on the basis of an
enumerated or analogous ground, (3) which constitutes discrimination. The
specific role of s. 15(1) in achieving its equality objective is to ensure that
when governments choose to enact benefits or burdens, they do so on a
non-discriminatory basis. This confines s. 15(1) claims to benefits and burdens
imposed by law.
In this case, the government’s conduct did not infringe the
petitioners’ equality rights. The benefit claimed — funding for all medically
required treatment — is not provided by law. The Canada Health Act and
the relevant British Columbia legislation do not promise that any Canadian will
receive funding for all medically required treatment. All that is conferred is
core funding for services delivered by medical practitioners and, at a
province’s discretion, funding or partial funding for non-core services, which
in the case of British Columbia are delivered by classes of “health care
practitioners” named by the province. More specifically, the law did not
provide for funding for ABA/IBI therapy for autistic children. At the time of the
trial, the province had not designated providers of ABA/IBI therapy as “health
care practitioners” whose services could be funded under the plan. Since the
government had not designated ABA/IBI therapists as “health care
practitioners”, the administrative body charged with administration of the
provincial legislation had no power to order funding for ABA/IBI therapy.
The legislative scheme is not itself discriminatory in providing
funding for non-core services to some groups while denying funding for ABA/IBI
therapy to autistic children. The scheme is, by its very terms, a partial
health plan and its purpose is not to meet all medical needs. It follows that
exclusion of particular non-core services cannot, without more, be viewed as an
adverse distinction based on an enumerated ground. Rather, it is an anticipated
feature of the legislative scheme. One cannot therefore infer from the fact of
exclusion of ABA/IBI therapy for autistic children from non-core benefits that
this amounts to discrimination. There is no discrimination by effect.
Nor has it been established on the facts of this case that the
government excluded autistic children on the basis of disability. When the
relevant criteria are applied, the appropriate comparator for the petitioners
is a non-disabled person, or a person suffering a disability other than a
mental disability, who seeks or receives funding for a non-core therapy that is
important for his or her present and future health, is emergent and has only
recently began to be recognized as medically required. The claimant or claimant
group was not denied a benefit made available to the comparator group. In the
absence of evidence suggesting that the government’s approach to ABA/IBI
therapy was different than its approach to other comparable, novel therapies
for non-disabled persons or persons with a different type of disability, a
finding of discrimination cannot be sustained.
The government’s conduct did not infringe the petitioners’ rights under
s. 7 of the Charter .
Cases Cited
Applied: Andrews v. Law Society of British Columbia,
[1989] 1 S.C.R. 143; Law v. Canada (Minister of Employment and Immigration),
[1999] 1 S.C.R. 497; Hodge v. Canada (Minister of Human Resources
Development), [2004] 3 S.C.R. 357, 2004 SCC 65; distinguished: Eldridge
v. British Columbia (Attorney General), [1997] 3 S.C.R. 624; referred
to: R. v. Turpin, [1989] 1 S.C.R. 1296; Corbiere v. Canada
(Minister of Indian and Northern Affairs), [1999] 2 S.C.R. 203; Granovsky
v. Canada (Minister of Employment and Immigration), [2000] 1 S.C.R. 703,
2000 SCC 28; Nova Scotia (Attorney General) v. Walsh, [2002] 4 S.C.R.
325, 2002 SCC 83; Battlefords and District Co-operative Ltd. v. Gibbs,
[1996] 3 S.C.R. 566; Nova Scotia (Workers’ Compensation Board) v. Martin,
[2003] 2 S.C.R. 504, 2003 SCC 54; British Columbia (Public Service Employee
Relations Commission) v. BCGSEU, [1999] 3 S.C.R. 3; R. v. Malmo-Levine,
[2003] 3 S.C.R. 571, 2003 SCC 74; Canadian Foundation for Children, Youth
and the Law v. Canada (Attorney General), [2004] 1 S.C.R. 76, 2004 SCC 4.
Statutes
and Regulations Cited
Canada Health Act, R.S.C. 1985, c. C-6, ss.
2 “health care practitioner”, “hospital”, “hospital services”, “insured health
services”, “medical practitioner”, “physician services”, 3, 4 [repl. 1995, c.
17, s. 35], 7, 9, 10, 12(1).
Canadian Charter of Rights and Freedoms, ss.
1 , 7 , 15 , 24(1) .
Constitution Act, 1867 .
Interpretation Act, R.S.B.C. 1996, c. 238,
s. 29 “medical practitioner”.
Medical and Health Care Services Regulation,
B.C. Reg. 426/97, ss. 17, 22, 25.1.
Medicare Protection Act, R.S.B.C. 1996, c.
286, Preamble, s. 1 “beneficiary”, “benefits”, “commission”, “health care
practitioner”, “medical practitioner”, “practitioner”, 2, 4(1), (2), (3), 5(1),
(2), 26(1), (3), (4).
APPEAL and CROSS-APPEAL from a judgment of the British Columbia Court
of Appeal (2002), 220 D.L.R. (4th) 411, [2003] 1 W.W.R. 42, 173 B.C.A.C. 114,
283 W.A.C. 114, 6 B.C.L.R. (4th) 201, 99 C.R.R. (2d) 139, [2002] B.C.J. No.
2258 (QL), 2002 BCCA 538, affirming a decision of the British Columbia Supreme
Court, [2000] 8 W.W.R. 227, 78 B.C.L.R. (3d) 55, 77 C.R.R. (2d) 293, [2000]
B.C.J. No. 1547 (QL), 2000 BCSC 1142, with supplementary reasons (2001), 197
D.L.R. (4th) 165, [2001] 3 W.W.R. 447, 84 B.C.L.R. (3d) 259, 80 C.R.R. (2d)
233, [2001] B.C.J. No. 215 (QL), 2001 BCSC 220. Appeal allowed and cross-appeal
dismissed.
D. Geoffrey G. Cowper, Q.C., and Lisa J. Mrozinski,
for the appellants/respondents on cross-appeal.
C. E. Hinkson, Q.C., and Birgitta von Krosigk, for
the respondents/appellants on cross-appeal.
Graham Garton, Q.C., and Michael H. Morris, for
the intervener the Attorney General of Canada.
Robert E. Charney and Sarah Kraicer, for the intervener
the Attorney General of Ontario.
Isabelle Harnois, for the intervener the Attorney General of
Quebec.
Catherine J. Lunn, for the intervener the Attorney General of
Nova Scotia.
Written submissions only by Gaétan Migneault, for the intervener
the Attorney General of New Brunswick.
Ruth M. DeMone, for the intervener the Attorney General of
Prince Edward Island.
Margaret Unsworth, for the intervener the Attorney General of
Alberta.
Donald H. Burrage, Q.C., and Barbara Barrowman,
for the intervener the Attorney General of Newfoundland and Labrador.
Elizabeth J. Shilton, Fay Faraday and Ena Chadha,
for the interveners the Canadian Association for Community Living and the
Council of Canadians with Disabilities.
Dianne Pothier and Fiona Sampson, for the interveners the
Women’s Legal Education and Action Fund and the DisAbled Women’s Network
Canada.
Domenic A. Crolla and Meghan K. O’Brien, for the
intervener the Autism Society Canada.
Douglas C. Mitchell, for the intervener Michelle Dawson.
Elizabeth M. (Ellie) Venhola, Janet L. Hutchison and Michael
R. Loughlan, for the interveners the Families for Effective Autism
Treatment of Alberta Foundation and the Families for Early Autism Treatment of
Ontario.
Mary Eberts and Jonathan Strug, for the intervener the
Friends of Children with Autism.
The judgment of the Court was delivered by
The Chief Justice —
I. Introduction
1
This case raises the issue of whether the Province of British Columbia’s
refusal to fund a particular treatment for preschool-aged autistic children
violates the right to equality under the Canadian Charter of Rights and
Freedoms . The petitioners are autistic children and their parents. They
argue that the government’s failure to fund applied behavioral therapy for
autism unjustifiably discriminated against them. In the background lies the
larger issue of when, if ever, a province’s public health plan under the Canada
Health Act, R.S.C. 1985, c. C-6 (“CHA ”), is required to provide a
particular health treatment outside the “core” services administered by doctors
and hospitals.
2
One sympathizes with the petitioners, and with the decisions below
ordering the public health system to pay for their therapy. However, the issue
before us is not what the public health system should provide, which is a
matter for Parliament and the legislature. The issue is rather whether the
British Columbia Government’s failure to fund these services under the health
plan amounted to an unequal and discriminatory denial of benefits under that
plan, contrary to s. 15 of the Charter . Despite their forceful argument,
the petitioners fail to establish that the denial of benefits violated the Charter .
3
The government must provide the services authorized by law in a
non-discriminatory manner. Here, however, discrimination has not been
established. First, the claim for discrimination is based on the erroneous
assumption that the CHA and the relevant British Columbia legislation
provided the benefit claimed. Second, on the facts here and applying the
appropriate comparator, it is not established that the government excluded
autistic children on the basis of disability. For these reasons, the claim
fails and the appeal is allowed.
II. History of the Case
4
The four infant petitioners suffer from autism, a neuro-behavioural
syndrome caused by a dysfunction of the central nervous system that impairs
social interaction, hinders communication and results in repetitive,
stereotyped behaviour. The symptoms and effects of autism vary from mild to
severe. Over 90 percent of untreated autistic children end up in group homes or
other residential facilities.
5
The cause and cure of autism remain unknown. However, a 1987 study
published by a Texas researcher, Dr. O. Ivar Lovaas, suggested that applied
behavioural therapy based on the repetitive use of stimuli and emphasized cues
might help some autistic children between ages three and six. The therapy is
intensive and therefore expensive — between $45,000 and $60,000 per year. It is
not always successful; the trial judge found only that in “some cases” it may
produce “significant results” ((2000), 78 B.C.L.R. (3d) 55, 2000 BCSC 1142, at
para. 51). While increasingly accepted, Applied Behavioural Analysis (“ABA”) or
Intensive Behavioural Intervention (“IBI”) therapy is not uncontroversial.
Objections range from its reliance in its early years on crude and arguably
painful stimuli, to its goal of changing the child’s mind and personality.
Indeed one of the interveners in this appeal, herself an autistic person,
argues against the therapy.
6
The infant petitioners received Lovaas therapy. Their parents, the adult
petitioners, funded the treatment, although Connor Auton’s mother ultimately
became unable to continue for financial reasons. Until the government forbade
it on the ground that new options were being evaluated, some families used
funds for support services from the Ministry of Children and Families to help
finance Lovaas therapy for their children with the tacit support of Ministry
workers in some regions. Over a period of years, the petitioners and others
lobbied the Ministers of Health, of Education, and of Children and Families for
funding for Lovaas therapy, without success. In 1995, the petitioners commenced
this action.
7
In the years leading up to the trial in 2000, the government funded a
number of programs for autistic children and their families. This was done
through the Ministry of Children and Families, which in 1997 had been given
responsibility for child and youth mental health. The programs included infant
development, supported child care, at-home respite, respite relief, contracted
respite, occupational therapy, physical therapy, speech and language therapy,
homemaker and home support services, hearing services, child care workers and
specific behavioural support. Under the latter category, some programs
attempted to positively treat autism. The Ministry provided services to
autistic children through contracted agencies, some of which employed some
behavioural analysis techniques. However, the focus was on teaching families
the techniques to enable them to work themselves with the children.
8
An early intervention ABA/IBI program called LEAP had been established
in Ladner but it was underfunded and equipped to serve only six children. Other
centres and groups provided some ABA/IBI but the Crown’s expert, Dr. Glen
Davies, testified that these programs were not intensive, not delivered early
enough in the child’s development, and were rarely of sufficient duration to
maximize the child’s development. Finally, in May 1999, the Ministry announced
an Autism Action Plan and an Autism Action Implementation Plan, which
acknowledged the importance of early intervention, diagnosis and assessment,
but stated that services for autistic children had to be balanced with
services to children with other special needs. Moreover, the plan did not
specifically target ABA/IBI therapy. As of the date of trial a year or so
later, the Ministry had not produced much. No new funding had been provided and
a concrete plan for intensive early treatment remained to be developed.
9
In a nutshell, at the time of trial the government funded a number of
programs for young autistic children, and appeared to be moving toward funding
some form of early intervention therapy. However, it had not established
funding for intensive, universal ABA/IBI therapy available to all autistic
children between the ages of three and six.
10
This delay appears to have been due to a number of factors. The first
was the 1997 decision to transfer child and youth mental health from the
Ministry of Health to the Ministry of Children and Families, which put a
non-medical slant on treatment. The second was financial constraint: in 1998,
the deputy ministers of the ministries of Health, Education, and Children and
Families informed families that the government was not “in a resource position”
to fund ABA/IBI therapy.
11
A final factor may have been the emergent and somewhat controversial
nature of ABA/IBI therapy, although by the time of the trial the evidence was
sufficient to convince the trial judge that it was “medically necessary” (para.
102). At the time of trial in 2000, ABA/IBI funding for autistic children was
only beginning to be recognized as desirable and was far from universal.
Alberta established funding for it in 1999, as did Ontario. Prince Edward
Island was providing up to 20 hours of ABA/IBI per week at the time of trial,
and Newfoundland and Manitoba had instituted pilot projects in 1999. In the
United States “several jurisdictions” included ABA/IBI in educational or
Medicaid programs, and the New York State Department Guidelines and the 1999
U.S. Report of the Surgeon General on Mental Health recognized ABA/IBI as the
treatment of choice (trial judgment, at para. 82).
12
The petitioners sought funding for Lovaas therapy, a particular type of
ABA/IBI therapy, from all three ministries. However, the trial judge dealt only
with the claim against the Ministry of Health because she considered the issue
“to be primarily a health issue” (para. 88).
13
Having thus narrowed the claim, the trial judge went on to find that
applied behavioural therapy is a “medically necessary” service for autistic
children. I note that she used the term “medically necessary” to mean, in a
general way, a medical service that is essential to the health and medical
treatment of an individual. She ruled that by denying a “medically necessary”
service to a disadvantaged group (autistic children, a subset of the mentally
disabled), while providing “medically necessary” services to non-autistic
children and mentally disabled adults, the government discriminated against
autistic children, since “[t]he absence of treatment programmes for autistic
children must consciously or unconsciously be based on the premise that one
cannot effectively treat autistic children . . . [which is] a misconceived
stereotype” (para. 127). She concluded, at para. 139:
The Crown has failed to take into account and accommodate the infant
petitioners’ already disadvantaged position, resulting in differential
treatment. That unequal treatment, which is based on the enumerated ground of
mental disability, is discriminatory. Here the only accommodation possible is
funding for effective treatment.
14
The trial judge went on to find that the discrimination was not
justified under s. 1 of the Charter . She accepted that the government
was entitled to judicial deference in allocating finite resources among
vulnerable groups, but held that this did not immunize its decision to deny
funding for ABA/IBI from Charter review, given that the exclusion of ABA/IBI
therapy undermined the “primary objective” of medicare legislation, namely the
provision of “universal health care” (para. 151).
15
The trial judge granted: (1) a declaration that failure to fund ABA/IBI
breached s. 15 of the Charter ; (2) a direction that the Crown fund early
intensive behavioural therapy for children with autism; and (3) a “symbolic”
award of $20,000 under s. 24(1) of the Charter to each of the adult
petitioners as damages for the financial and emotional burdens of litigation
((2001), 197 D.L.R. (4th) 165, 2001 BCSC 220, at paras. 64-65). She did not
direct funding or reimbursement for the specific therapy requested and used,
Lovaas therapy, on the ground that it was up to the government, not the court,
to determine the nature and extent of ABA/IBI therapy funded on appropriate
professional advice (para. 25).
16
The Court of Appeal agreed with the trial judge that the government had
discriminated contrary to s. 15 of the Charter and that this could not
be justified under s. 1 ((2002), 220 D.L.R. (4th) 411, 2002 BCCA 538). The
discrimination lay in “the failure of the health care administrators of the
Province to consider the individual needs of the infant complainants by funding
treatment” (para. 51). This, to the appellate court, constituted “a statement
that their mental disability is less worthy of assistance than the transitory
medical problems of others”, thus creating a “socially constructed handicap”
that worsened the position of an already disadvantaged group (para. 51).
17
The government was unable to satisfy its justificative burden under s. 1
of the Charter . It failed to establish a rational connection or
proportionality between the objective of properly allocating limited resources
between multiple demands and the denial of ABA/IBI therapy, given the
importance of meeting the needs of autistic children and the potential benefits
for the children and the community that would flow from ABA/IBI treatment. The
Court of Appeal allowed the cross-appeal by adding funding for ABA/IBI
treatment pursuant to medical opinion.
18
The government now appeals to this Court, and asks that these decisions
be set aside.
III. Analysis
A. Did the Government’s Conduct Infringe the
Petitioners’ Equality Rights Under Section 15 of the Charter ?
19
Section 15(1) of the Charter provides:
Every individual is equal before and under the law
and has the right to the equal protection and equal benefit of the law without
discrimination and, in particular, without discrimination based on race,
national or ethnic origin, colour, religion, sex, age or mental or physical
disability.
20
This case engages s. 15’s guarantee of “equal benefit of the law without
discrimination . . . based on . . . mental . . . disability”.
21
Different cases have formulated the requirements for a successful s.
15(1) claim in different ways. Nevertheless, there is “broad agreement on the
general analytic framework”: Eldridge v. British Columbia (Attorney General),
[1997] 3 S.C.R. 624, at para. 58. In Andrews v. Law Society of British
Columbia, [1989] 1 S.C.R. 143, at pp. 168 et seq. — this Court’s
seminal statement on the interpretation of s. 15(1) —, the s. 15 analysis was
described in two steps: first, whether there is unequal treatment under the
law; and, second, whether the treatment is discriminatory. Similarly in Eldridge,
supra, which also concerned a claim for medical services, La Forest J.,
at para. 58, put the test as follows:
A person claiming a violation of s. 15(1) must first establish that,
because of a distinction drawn between the claimant and others, the claimant
has been denied “equal protection” or “equal benefit” of the law. Secondly, the
claimant must show that the denial constitutes discrimination on the basis of
one of the enumerated grounds listed in s. 15(1) or one analogous thereto.
22
The dual requirements of Andrews, supra, and Eldridge,
supra, were broken into three requirements in Law v. Canada (Minister
of Employment and Immigration), [1999] 1 S.C.R. 497, at para. 88: (1)
differential treatment under the law; (2) on the basis of an enumerated or
analogous ground; (3) which constitutes discrimination.
23
There is no magic in a particular statement of the elements that must be
established to prove a claim under s. 15(1) . It is the words of the provision
that must guide. Different cases will raise different issues. In this case, as
will be discussed, an issue arises as to whether the benefit claimed is one
provided by the law. The important thing is to ensure that all the requirements
of s. 15(1) , as they apply to the case at hand, are met.
24
A complicating factor is that however one states the requirements for s.
15(1) , they inevitably overlap. For example, the nature of the benefit, the
enumerated or analogous ground at issue, and the choice of a correct comparator
play a role in all three steps: see Hodge v. Canada (Minister of Human
Resources Development), [2004] 3 S.C.R. 357, 2004 SCC 65. Frameworks thus
do not describe discreet linear steps; rather, they serve as a guide to ensure
that the language and purpose of s. 15(1) are respected.
25
Whatever framework is used, an overly technical approach to s. 15(1) is
to be avoided. In Andrews, supra, at pp. 168-69, McIntyre J.
warned against adopting a narrow, formalistic analytical approach, and stressed
the need to look at equality issues substantively and contextually. The Court
must look at the reality of the situation and assess whether there has been
discriminatory treatment having regard to the purpose of s. 15(1) , which is to
prevent the perpetuation of pre-existing disadvantage through unequal
treatment.
26
In this case, the following issues arise from an application of the
language of s. 15(1) to the facts:
(1) Is the claim for a benefit provided by law? If not, what
relevant benefit is provided by law?
(2) Was the relevant benefit denied to the claimants while being
granted to a comparator group alike in all ways relevant to benefit, except for
the personal characteristic associated with an enumerated or analogous ground?
(3) If the claimants succeed on the first two issues, is discrimination
established by showing that the distinction denied their equal human worth and
human dignity?
(1) Is the Claim for a Benefit Provided by
Law?
27
In order to succeed, the claimants must show unequal treatment under the
law — more specifically that they failed to receive a benefit that the law
provided, or was saddled with a burden the law did not impose on someone else.
The primary and oft-stated goal of s. 15(1) is to combat discrimination and
ameliorate the position of disadvantaged groups within society. Its specific
promise, however, is confined to benefits and burdens “of the law”. Combatting
discrimination and ameliorating the position of members of disadvantaged groups
is a formidable task and demands a multi-pronged response. Section 15(1) is
part of that response. Section 15(2)’s exemption for affirmative action
programs is another prong of the response. Beyond these lie a host of
initiatives that governments, organizations and individuals can undertake to
ameliorate the position of members of disadvantaged groups.
28
The specific role of s. 15(1) in achieving this objective is to ensure
that when governments choose to enact benefits or burdens, they do so on a
non-discriminatory basis. This confines s. 15(1) claims to benefits and burdens
imposed by law. As stated in R. v. Turpin, [1989] 1 S.C.R. 1296, at p.
1329:
The guarantee of equality before the law is
designed to advance the value that all persons be subject to the equal demands
and burdens of the law and not suffer any greater disability in the
substance and application of the law than others. [Emphasis added.]
29
Most s. 15(1) claims relate to a clear statutory benefit or burden.
Consequently, the need for the benefit claimed or burden imposed to emanate
from law has not been much discussed. Nevertheless, the language of s. 15(1) as
well as the jurisprudence demand that it be met before a s. 15(1) claim can
succeed.
30
In this case, the issue of whether the benefit claimed is one conferred
by law does arise, and must be carefully considered. The claim, as discussed,
is for funding for a “medically necessary” treatment. The unequal treatment is
said to lie in funding medically required treatments for non-disabled Canadian children
or adults with mental illness, while refusing to fund medically required
ABA/IBI therapy to autistic children. The decisions under appeal proceeded on
this basis. The trial judge, affirmed by the Court of Appeal, ruled that the
discrimination lay in denying a “medically necessary” service to a
disadvantaged group while providing “medically necessary” services for others.
Thus the benefit claimed, in essence, is funding for all medically required
treatment.
31
This raises the question of whether the legislative scheme in fact
provides anyone with all medically required treatment. An examination of the
scheme shows that it does not: see Appendix A (Relevant Legislative and
Regulatory Provisions) and Appendix B (Interaction of the Relevant Legislative
and Regulatory Provisions).
32
The scheme designates two distinct categories of funded treatment based
on service. First, the scheme provides complete funding for services delivered
by medical practitioners, referred to as “core” services. This is required by
the CHA . Many medically necessary or required services, including
ABA/IBI therapy for autistic children, fall outside this core.
33
Secondly, the CHA permits the provinces at their discretion to
fund non-core medical services — services that are not delivered by physicians.
British Columbia does this by naming classes of “health care practitioners”
whose services may be partially funded. It then falls to the Medical Services
Commission, an administrative body, to designate particular practitioners and
procedures within these categories for funding.
34
It was suggested that the reference by the Medicare Protection Act,
R.S.B.C. 1996, c. 286 (“MPA”), to “medically required” services is an
indication that all medically required or necessary non-core services must be
funded. However, the Act does not say this. Section 1 uses the phrase
“medically required services” in conjunction with the services of doctors or
“medical practitioners” or an “approved diagnostic facility” (s. 1 “benefits”,
paras. (a) and (c)). Only these services are funded on the basis of being
“medically required”. “Medically required” in the MPA does not touch the
services of “health care practitioners” which are funded only if the Province
chooses to place a class of health care practitioner on an “enrolled” list by
legislation or regulation: MPA, s. 1 “benefits”, para. (b).
35
In summary, the legislative scheme does not promise that any Canadian
will receive funding for all medically required treatment. All that is conferred
is core funding for services provided by medical practitioners, with funding
for non-core services left to the Province’s discretion. Thus, the benefit here
claimed — funding for all medically required services — was not provided for by
the law.
36
More specifically, the law did not provide funding for ABA/IBI therapy
for autistic children. The British Columbia MPA authorized partial
funding for the services of the following health care practitioners:
chiropractors, dentists, optometrists, podiatrists, physical therapists,
massage therapists and naturopathic doctors. In addition, provincial
regulations authorized funding for the services of physical therapists, massage
therapists and nurses. At the time of trial, the Province had not named
providers of ABA/IBI therapy as “health care practitioners”, whose services
could be funded under the plan.
37
It followed that the Medical Services Commission, charged with
administration of the MPA, had no power to order funding for ABA/IBI
therapy. The Commission, as an administrative body, had no authority to enlarge
the class of “health care practitioners”. That could be done only by the
government. Since the government had not designated ABA/IBI therapists as
“health care practitioners”, the Commission was not permitted to list their
services for funding. This is how things stood at the time of trial. British
Columbia’s law governing non-core benefits did not provide the benefit that the
petitioners were seeking.
38
The petitioners rely on Eldridge in arguing for equal provision
of medical benefits. In Eldridge, this Court held that the Province was
obliged to provide translators to the deaf so that they could have equal access
to core benefits accorded to everyone under the British Columbia medicare
scheme. The decision proceeded on the basis that the law provided the benefits
at issue — physician-delivered consultation and maternity care. However, by
failing to provide translation services for the deaf, the Province effectively
denied to one group of disabled people the benefit it had granted by law. Eldridge
was concerned with unequal access to a benefit that the law conferred and with applying
a benefit-granting law in a non-discriminatory fashion. By contrast, this case
is concerned with access to a benefit that the law has not conferred. For this
reason, Eldridge does not assist the petitioners.
39
However, this does not end the inquiry. Courts should look to the
reality of the situation to see whether the claimants have been denied benefits
of the legislative scheme other than those they have raised. This brings up the
broader issue of whether the legislative scheme is discriminatory, since it
provides non-core services to some groups while denying funding for ABA/IBI
therapy to autistic children. The allegation is that the scheme is itself
discriminatory, by funding some non-core therapies while denying equally
necessary ABA/IBI therapy.
40
This argument moves beyond the legislative definition of “benefit”. As
pointed out in Hodge, supra, at para. 25:
. . . the legislative definition, being the subject matter of the
equality rights challenge, is not the last word. Otherwise, a survivor’s
pension restricted to white protestant males could be defended on the ground
that all surviving white protestant males were being treated equally.
We must look
behind the words and ask whether the statutory definition is itself a means of
perpetrating inequality rather than alleviating it. Section 15(1) requires not
merely formal equality, but substantive equality: Andrews, supra,
at p. 166.
41
It is not open to Parliament or a legislature to enact a law whose
policy objectives and provisions single out a disadvantaged group for inferior
treatment: Corbiere v. Canada (Minister of Indian and Northern Affairs),
[1999] 2 S.C.R. 203. On the other hand, a legislative choice not to accord a
particular benefit absent demonstration of discriminatory purpose, policy or
effect does not offend this principle and does not give rise to s. 15(1)
review. This Court has repeatedly held that the legislature is under no
obligation to create a particular benefit. It is free to target the social
programs it wishes to fund as a matter of public policy, provided the benefit
itself is not conferred in a discriminatory manner: Granovsky v. Canada
(Minister of Employment and Immigration), [2000] 1 S.C.R. 703, 2000
SCC 28, at para. 61; Nova Scotia (Attorney General) v. Walsh, [2002]
4 S.C.R. 325, 2002 SCC 83, at para. 55; Hodge, supra, at
para. 16.
42
A statutory scheme may discriminate either directly, by adopting a
discriminatory policy or purpose, or indirectly, by effect. Direct
discrimination on the face of a statute or in its policy is readily identifiable
and poses little difficulty. Discrimination by effect is more difficult to
identify. Where stereotyping of persons belonging to a group is at issue,
assessing whether a statutory definition that excludes a group is
discriminatory, as opposed to being the legitimate exercise of legislative
power in defining a benefit, involves consideration of the purpose of the
legislative scheme which confers the benefit and the overall needs it seeks to
meet. If a benefit program excludes a particular group in a way that undercuts
the overall purpose of the program, then it is likely to be discriminatory: it
amounts to an arbitrary exclusion of a particular group. If, on the other hand,
the exclusion is consistent with the overarching purpose and scheme of the legislation,
it is unlikely to be discriminatory. Thus, the question is whether the excluded
benefit is one that falls within the general scheme of benefits and needs which
the legislative scheme is intended to address.
43
The legislative scheme in the case at bar, namely the CHA and the
MPA, does not have as its purpose the meeting of all medical needs. As
discussed, its only promise is to provide full funding for core services,
defined as physician-delivered services. Beyond this, the provinces may, within
their discretion, offer specified non-core services. It is, by its very terms,
a partial health plan. It follows that exclusion of particular non-core
services cannot, without more, be viewed as an adverse distinction based on an
enumerated ground. Rather, it is an anticipated feature of the legislative
scheme. It follows that one cannot infer from the fact of exclusion of ABA/IBI
therapy for autistic children from non-core benefits that this amounts to
discrimination. There is no discrimination by effect.
44
The correctness of this conclusion may be tested by considering the
consequences to the legislative scheme of obliging provinces to provide
non-core medical services required by disabled persons and people associated
with other enumerated and analogous grounds, like gender and age. Subject to a
finding of no discrimination at the third step, a class of people legally
entitled to non-core benefits would be created. This would effectively amend
the medicare scheme and extend benefits beyond what it envisions — core
physician-provided benefits plus non-core benefits at the discretion of the
Province.
45
Had the situation been different, the petitioners might have attempted
to frame their legal action as a claim to the benefit of equal application of
the law by the Medical Services Commission. This would not have been a
substantive claim for funding for particular medical services, but a procedural
claim anchored in the assertion that benefits provided by the law were not
distributed in an equal fashion. Such a claim, if made out, would be supported
by Eldridge, supra. The argument would be that the Medical
Services Commission violated s. 15(1) by approving non-core services for
non-disabled people, while denying equivalent services to autistic children and
their families.
46
Such a claim depends on a prior showing that there is a benefit provided
by law. There can be no administrative duty to distribute non-existent benefits
equally. Had the legislature designated ABA/IBI therapists (or a broader group of
therapists which included them) as “health care practitioners” under the MPA
at the time of trial, this would have amounted to a legislated benefit, which
the Commission would be charged with implementing. The Commission would then
have been obliged to implement that benefit in a non-discriminatory fashion.
However, this is not the case. Here, the legislature had not legislated funding
for the benefit in question, and the Commission had no power to deal with it.
47
I conclude that the benefit claimed, no matter how it is viewed, is not
a benefit provided by law. This is sufficient to end the inquiry. However,
since this is the first case of this type to reach this Court, it is
appropriate to consider whether the petitioners would have succeeded had they
established that ABA/IBI therapy was a benefit provided by law, by being
designated as a non-core benefit.
(2) Denial of a Benefit Granted to a
Comparator Group, on an Enumerated or Analogous Ground
48
This question first requires us to determine the appropriate comparator
group, and then to ask whether, as compared with people in that group, the
petitioners have been denied a benefit.
49
The first task is to determine the appropriate comparator group. The
petitioners suggested that they should be compared with non-disabled children
and their parents, as well as adult persons with mental illness. A closer look
reveals problems with both suggested comparators.
50
The law pertaining to the choice of comparators is extensively discussed
in Hodge, supra, and need not be repeated here. That
discussion establishes the following propositions.
51
First, the choice of the correct comparator is crucial, since the
comparison between the claimants and this group permeates every stage of the
analysis. “[M]isidentification of the proper comparator group at the outset can
doom the outcome of the whole s. 15(1) analysis”: Hodge, supra,
at para. 18.
52
Second, while the starting point is the comparator chosen by the
claimants, the Court must ensure that the comparator is appropriate and should
substitute an appropriate comparator if the one chosen by the claimants is not
appropriate: Hodge, supra, at para. 20.
53
Third, the comparator group should mirror the characteristics of the
claimant or claimant group relevant to the benefit or advantage sought, except
for the personal characteristic related to the enumerated or analogous ground
raised as the basis for the discrimination: Hodge, supra, at
para. 23. The comparator must align with both the benefit and the “universe of
people potentially entitled” to it and the alleged ground of discrimination: Hodge,
at paras. 25 and 31.
54
Fourth, a claimant relying on a personal characteristic related to the
enumerated ground of disability may invite comparison with the treatment of
those suffering a different type of disability, or a disability of greater
severity: Hodge, supra, at paras. 28 and 32. Examples of the
former include the differential treatment of those suffering mental disability
from those suffering physical disability in Battlefords and District
Co-operative Ltd. v. Gibbs, [1996] 3 S.C.R. 566, and the differential
treatment of those suffering chronic pain from those suffering other workplace injuries
in Nova Scotia (Workers’ Compensation Board) v. Martin, [2003] 2 S.C.R.
504, 2003 SCC 54. An example of the latter is the treatment of persons with
temporary disabilities compared with those suffering permanent disabilities in
Granovsky, supra.
55
Applying these criteria, I conclude that the appropriate comparator for
the petitioners is a non-disabled person or a person suffering a disability
other than a mental disability (here autism) seeking or receiving funding for a
non-core therapy important for his or her present and future health, which is
emergent and only recently becoming recognized as medically required. It will
be recalled that in many jurisdictions ABA/IBI therapy remained unfunded at the
time of trial. Indeed, it was only in the year preceding the trial that two
Canadian provinces had authorized funding for ABA/IBI therapy to autistic
children. The comparators, as noted, must be like the claimants in all ways
save for characteristics relating to the alleged ground of discrimination.
People receiving well-established non-core therapies are not in the same
position as people claiming relatively new non-core benefits. Funding may be
legitimately denied or delayed because of uncertainty about a program and
administrative difficulties related to its recognition and implementation. This
has nothing to do with the alleged ground of discrimination. It follows that
comparison with those receiving established therapies is inapt.
56
The petitioners’ comparators were deficient in that they focussed on the
non-existent medical benefit of medically required care, as discussed above.
However, even if I were to assume that the benefit is one provided by law —
more particularly, that the B.C. legislation had listed ABA/IBI therapists as
“health care practitioners” whose services could be considered funded benefits
— the petitioners’ comparators would still be deficient, because they have left
the recent and emergent nature of ABA/IBI therapy out of the equation. This
error was replicated in the decisions below.
57
The remaining question is whether, applying the appropriate comparator,
the claimant or claimant group was denied a benefit made available to the
comparator group. Differential treatment having regard to the appropriate comparator
may be established either by showing an explicit distinction (direct
discrimination) or by showing that the effect of the government action amounted
to singling the claimant out for less advantageous treatment on the basis of
the alleged ground of discrimination (indirect discrimination). In indirect
discrimination, the terms on which the claimants are denied the benefit operate
as a proxy for their group status. For example, in British Columbia (Public
Service Employee Relations Commission) v. BCGSEU, [1999] 3 S.C.R. 3,
facially neutral physical requirements for firefighters were set at aerobic
levels not generally attainable by female firefighters — levels, moreover,
which were not required for performance of the job. The specified aerobic
levels made no mention of gender. On their face, they did not discriminate.
Yet, in effect, they excluded women, not on the basis of ability to do the job,
but on the basis of gender. The aerobic levels served as a proxy for gender.
Hence, they were held to discriminate on the basis of gender.
58
As discussed, the appropriate comparator in this case is a member of a
non-disabled group or a person suffering a disability other than a mental
disability that requests or receives funding for non-core therapy important to
present and future health, but which is emergent and only recently becoming
recognized as medically required. On the evidence adduced here, differential
treatment either directly or by effect is not established. There was no
evidence of how the Province had responded to requests for new therapies or
treatments by non-disabled or otherwise disabled people. We know that it was
slow in responding to the demands for ABA/IBI funding for autistic children.
But we do not know whether it acted in a similar manner with respect to other
new therapies.
59
Indeed, the conduct of the government considered in the context of the
emergent nature of ABA/IBI therapy for autistic children raises doubts about
whether there was a real denial or differential treatment of autistic children.
The government put in place a number of programs, albeit not intensive ABA/IBI
therapy, directed to helping autistic children and their families. In the year
before the trial, the government had announced an Autism Action Plan and an
Autism Action Implementation Plan which acknowledged the importance of early
intervention, diagnosis and assessment. The government’s failing was to delay
putting in place what was emerging in the late-1990s as the most, indeed the
only known, effective therapy for autism, while continuing to fund increasingly
discredited treatments.
60
As discussed earlier, the delay in providing funding for ABA/IBI therapy
seems to have been related to three factors. The first was the inauspicious
decision to transfer child and youth mental health from the Ministry of Health
to the Ministry of Children and Families, which meant that the decision makers
lacked medical and psychiatric expertise and viewed autism from a social rather
than medical perspective. The second was financial concerns and competing
claims on insufficient resources. The third was the emergent nature of the
recognition that ABA/IBI therapy was appropriate and medically required.
61
With hindsight, it is possible to say that the government should have
moved more quickly. But on the evidence before us, it is difficult to say that
the government in purpose or effect put autistic children and their families
“on the back burner” when compared to non-disabled or otherwise disabled groups
seeking emergent therapies. Rather, to use the trial judge’s phrase, the
government’s failing was that its actions to that point did not meet the “gold
standard of scientific methodology” ((2000), 78 B.C.L.R. (3d) 55, at para. 66).
62
The issue, however, is not whether the government met the gold standard
of scientific methodology, but whether it denied autistic people benefits it
accorded to others in the same situation, save for mental disability. There is
no evidence suggesting that the government’s approach to ABA/IBI therapy was
different than its approach to other comparable, novel therapies for
non-disabled persons or persons with a different type of disability. In the
absence of such evidence, a finding of discrimination cannot be sustained.
(3) Discrimination
63
If differential denial of a benefit provided by law on a ground
enumerated in s. 15(1) or analogous thereto were established, it would still be
necessary to examine whether the distinction was discriminatory in the sense of
treating autistic children as second-class citizens and denying their
fundamental human dignity. The failure to establish the basis for a claim for
discrimination deprives us of the necessary foundation for this final inquiry.
B. Did the Government’s Conduct Infringe
the Petitioners’ Rights Under Section 7 of the Charter ?
64
Section 7 of the Charter provides:
Everyone has the right to life, liberty and
security of the person and the right not to be deprived thereof except in
accordance with the principles of fundamental justice.
65
The petitioners raise s. 7 on cross-appeal. The trial judge found it
unnecessary to consider this argument, having found a violation of s. 15.
Saunders J.A., for the majority of the Court of Appeal, addressed the question
briefly and found that no violation had been established.
66
Section 7 was raised only fleetingly in written and oral submissions
before this Court. The petitioners do not clearly identify the principle of
fundamental justice which they allege to have been breached by the denial of
funding for Lovaas or other ABA/IBI-based therapy. Nor do they argue that the
denial of funding or the statutory scheme violate the prohibition against
arbitrariness or requirements for procedural safeguards. To accede to the
petitioners’ s. 7 claim would take us beyond the parameters discussed by this
Court in R. v. Malmo-Levine, [2003] 3 S.C.R. 571, 2003 SCC 74, at
para. 113, and Canadian Foundation for Children, Youth and the Law v. Canada
(Attorney General), [2004] 1 S.C.R. 76, 2004 SCC 4, at para. 8. The record
before us does not support taking this step.
67
Thus, the limited submissions before us do not permit us to conclude
that the government’s conduct in the case at bar infringed the petitioners’ s.
7 rights.
IV. Conclusion
68
The Province of British Columbia’s appeal is allowed. The cross-appeal
of the petitioners is dismissed.
69
I would answer the constitutional questions as follows:
1. Do the definitions of “benefits” and “health
care practitioner” in s. 1 of the Medicare Protection Act, R.S.B.C.
1996, c. 286, and ss. 17-29 of the Medical and Health Care Services
Regulation, B.C. Reg. 426/97, infringe s. 15(1) of the Canadian Charter
of Rights and Freedoms by failing to include services for autistic children
based on applied behavioural analysis?
No.
2. If so, is the infringement a reasonable
limit prescribed by law as can be demonstrably justified in a free and
democratic society under s. 1 of the Canadian Charter of Rights and Freedoms ?
It is unnecessary to answer this question.
3. Do the definitions of “benefits” and “health
care practitioner” in s. 1 of the Medicare Protection Act, R.S.B.C.
1996, c. 286, and ss. 17-29 of the Medical and Health Care Services
Regulation, B.C. Reg. 426/97, infringe s. 7 of the Canadian Charter of
Rights and Freedoms by failing to include services for autistic children
based on applied behavioural analysis?
No.
4. If so, is the infringement a reasonable
limit prescribed by law as can be demonstrably justified in a free and
democratic society under s. 1 of the Canadian Charter of Rights and Freedoms ?
It is unnecessary to answer this question.
APPENDIX
A
Relevant
Legislative and Regulatory Provisions
(1) Canada Health Act, R.S.C. 1985, c. C‑6
2. In this Act,
.
. .
“health care practitioner” means a person lawfully
entitled under the law of a province to provide health services in the place in
which the services are provided by that person;
“hospital” includes any facility or portion thereof
that provides hospital care, including acute, rehabilitative or chronic care,
but does not include
(a) a hospital or institution primarily for the mentally
disordered, or
(b) a facility or portion thereof that provides nursing home
intermediate care service or adult residential care service, or comparable
services for children;
“hospital services” means any of the following
services provided to in-patients or out-patients at a hospital, if the services
are medically necessary for the purpose of maintaining health, preventing
disease or diagnosing or treating an injury, illness or disability, namely,
(a) accommodation and meals at the standard or public ward level
and preferred accommodation if medically required,
(b) nursing service,
(c) laboratory, radiological and other diagnostic procedures,
together with the necessary interpretations,
(d) drugs, biologicals and related preparations when
administered in the hospital,
(e) use of operating room, case room and anaesthetic facilities,
including necessary equipment and supplies,
(f) medical and surgical equipment and supplies,
(g) use of radiotherapy facilities,
(h) use of physiotherapy facilities, and
(i) services provided by persons who receive remuneration
therefor from the hospital,
but does not include services that are excluded by the regulations;
“insured health services” means hospital services,
physician services and surgical-dental services provided to insured persons,
but does not include any health services that a person is entitled to and
eligible for under any other Act of Parliament or under any Act of the
legislature of a province that relates to workers’ or workmen’s compensation;
.
. .
“medical practitioner” means a person lawfully
entitled to practise medicine in the place in which the practice is carried on
by that person;
.
. .
“physician services” means any medically required
services rendered by medical practitioners;
. . .
canadian health care policy
3. It is hereby declared that the primary
objective of Canadian health care policy is to protect, promote and restore the
physical and mental well-being of residents of Canada and to facilitate
reasonable access to health services without financial or other barriers.
purpose
4. The purpose of this Act is to establish
criteria and conditions in respect of insured health services and extended
health care services provided under provincial law that must be met before a
full cash contribution may be made.
.
. .
program criteria
7. In order that a province may qualify for a
full cash contribution referred to in section 5 for a fiscal year, the health
care insurance plan of the province must, throughout the fiscal year, satisfy
the criteria described in sections 8 to 12 respecting the following matters:
(a) public administration;
(b) comprehensiveness;
(c) universality;
(d) portability; and
(e) accessibility.
.
. .
9. In order to satisfy the criterion
respecting comprehensiveness, the health care insurance plan of a province must
insure all insured health services provided by hospitals, medical practitioners
or dentists, and where the law of the province so permits, similar or
additional services rendered by other health care practitioners.
10. In order to satisfy the criterion
respecting universality, the health care insurance plan of a province must
entitle one hundred per cent of the insured persons of the province to the
insured health services provided for by the plan on uniform terms and
conditions.
.
. .
12. (1) In order to satisfy the criterion
respecting accessibility, the health care insurance plan of a province
(a) must provide for insured health services on uniform terms
and conditions and on a basis that does not impede or preclude, either directly
or indirectly whether by charges made to insured persons or otherwise,
reasonable access to those services by insured persons;
(b) must provide for payment for insured health services in
accordance with a tariff or system of payment authorized by the law of the
province;
(c) must provide for reasonable compensation for all insured
health services rendered by medical practitioners or dentists; and
(d) must provide for the payment of amounts to hospitals,
including hospitals owned or operated by Canada, in respect of the cost of
insured health services.
.
. .
(2) Medicare Protection Act, R.S.B.C.
1996, c. 286
Preamble
whereas the people and
government of British Columbia believe that medicare is one of the defining
features of Canadian nationhood and are committed to its preservation for
future generations;
whereas the people and
government of British Columbia wish to confirm and entrench universality,
comprehensiveness, accessibility, portability and public administration as the
guiding principles of the health care system of British Columbia and are
committed to the preservation of these principles in perpetuity;
whereas the people and
government of British Columbia recognize a responsibility for the judicious use
of medical services in order to maintain a fiscally sustainable health care
system for future generations;
and whereas the people
and government of British Columbia believe it to be fundamental that an
individual’s access to necessary medical care be solely based on need and not
on the individual’s ability to pay.
1 In this Act:
. . .
“beneficiary” means a resident who is
enrolled in accordance with section 7 , and includes that resident’s spouse or
child who is a resident and has been enrolled under section 7 ;
“benefits” means
(a) medically required services rendered by a
medical practitioner who is enrolled under section 13, unless the services are
determined under section 5 by the commission not to be benefits,
(b) required services prescribed as benefits under
section 51 and rendered by a health care practitioner who is enrolled under
section 13, or
(c) unless determined by the commission under
section 5 not to be benefits, medically required services performed
(i) in an approved diagnostic facility, and
(ii) by or under the supervision of an enrolled
medical practitioner who is acting
(A) on order of a person in a prescribed category
of persons, or
(B) in accordance with protocols approved by the
commission;
. .
.
“commission” means the Medical Services Commission
continued under section 3;
. .
.
“health care practitioner” means a person
registered as
(a) a chiropractor under the Chiropractors Act,
(b) a dentist under the Dentists Act,
(c) [Repealed 1999‑12‑13.]
(d) an optometrist under the Optometrists Act,
(e) a podiatrist under the Podiatrists Act,
or
(f) a member of a health care profession or
occupation that may be prescribed;
“medical practitioner” means a medical
practitioner as defined in section 29 of the Interpretation Act;
. .
.
“practitioner” means
(a) a medical practitioner, or
(b) a health care practitioner
who is enrolled under section 13;
. . .
Purpose
2 The purpose of this Act is to preserve a
publicly managed and fiscally sustainable health care system for British
Columbia in which access to necessary medical care is based on need and not an
individual’s ability to pay.
Part 1 — Medical
Services Commission
. . .
Special committees respecting health care
practitioners
4 (1) After consultation with the appropriate
licensing body, the Lieutenant Governor in Council may establish one or more
special committees to exercise the powers, duties or functions of the
commission under this Act that are specified by the Lieutenant Governor in
Council for a body of health care practitioners.
(2) A special committee established under subsection
(1) is composed of the persons the Lieutenant Governor in Council specifies and
exercises its powers, duties or functions on the terms and conditions the
Lieutenant Governor in Council specifies.
(3) A special committee established under subsection
(1) may establish a panel and the powers, duties and functions of the special
committee may be exercised, subject to the regulations, by the panel.
. .
.
Responsibilities and powers of the commission
5 (1) The commission may do one or more of
the following:
. .
.
(h) determine whether a person is a medical
practitioner or a health care practitioner;
(i) determine for the purposes of this Act
whether a person meets the requirements established in the regulations for
premium assistance;
(j) determine whether a service is a benefit or
whether any matter is related to the rendering of a benefit;
. .
.
(u) exercise other powers or functions that are
authorized by the regulations or the minister.
(2) The commission must not act under subsection (1)
in a manner that does not satisfy the criteria described in section 7 of the Canada
Health Act (Canada).
. .
.
Part 5 — Payments
Payment schedules and benefit plans
26 (1) The commission
(a) must establish payment schedules that specify
the amounts that may be paid to or on behalf of practitioners for rendering
benefits under this Act, less applicable patient visit charges, and
(b) may establish different categories of
practitioners for the purposes of those payment schedules.
. .
.
(3) The commission may, at any time, amend the
payment schedules
(a) in any manner that the commission considers
necessary or advisable, and
(b) without limiting paragraph (a), by increasing
or decreasing any amount in a payment schedule.
(4) An amendment referred to in subsection (3) (b)
may apply
(a) to a specified geographical area,
(b) to a category of practitioners,
(c) to a category of practitioners within a
specified geographical area, or
(d) to a specified benefit or class of benefits
within a specified geographical area.
(3) Medical and Health Care Services
Regulation, B.C. Reg. 426/97
Definition of health care practitioner
17 The following health care professions and
occupations are prescribed for the purposes of paragraph (f) of the definition
of “health care practitioner” in section 1 of the Medicare Protection Act:
(a) physical therapy;
(b) massage therapy;
(c) naturopathic medicine.
. . .
Nursing services
22 (1) Subject to section 27, the extended
role services of a registered nurse are benefits if
(a) an arrangement for the rendering and for the
payment of these services is approved by the commission,
(b) a medical practitioner is not normally
available at the place in British Columbia where these services are rendered,
and
(c) the services are described in an adequate
clinical record.
(2) A registered nurse performing the services described
in subsection (1) is a health care practitioner for the purposes of paragraph
(f) of the definition of “health care practitioner” in the Medicare
Protection Act.
. . .
Supplemental services
25.1 (1) Subject to section 27, a
chiropractic, massage, naturopathic, physical therapy or non-surgical podiatric
service is a benefit if the service is
(a) listed in a payment schedule for supplemental
services,
(b) rendered in British Columbia to a beneficiary
who
(i) is receiving premium assistance under
section 10, 11, 12 or 13, or
(ii) pays no premiums as a result of section
13,
(c) rendered by an enrolled health care
practitioner, and
(d) described in an adequate clinical record.
(2) Subject to subsection (1), chiropractic,
massage, naturopathic, physical therapy and non-surgical podiatric services are
benefits up to a combined maximum of 10 visits during each calendar year.
(4) Interpretation Act, R.S.B.C. 1996,
c. 238
Expressions defined
29 In an enactment:
.
. .
“medical practitioner” means a person
entitled to practise under the Medical Practitioners Act;
APPENDIX
B
Interaction
of the Relevant Legislative and Regulatory Provisions
Under the Constitution Act, 1867 , delivery of health care
services lies primarily with the provinces. The federal government, however,
has authority under its spending power to attach conditions to financial grants
to the provinces that are used to pay for social programs. This authority is
the foundation of the Canada Health Act, R.S.C. 1985, c. C-6 (“CHA ”),
which allows the federal government to set broad boundaries around the
provinces’ design and administration of their health insurance plans if the
provinces are to access federal funds for health care. As the framework within
which the provinces operate, the CHA forms a backdrop to this appeal.
To receive federal funding, the provinces must adhere to the five
principles set out in the CHA : public administration, portability,
universality, comprehensiveness and accessibility. The most important of these
principles for this appeal are universality and comprehensiveness.
The principle of “universality” requires a provincial plan to provide
one hundred percent of qualified provincial residents with insured services on
uniform terms and conditions: CHA, s. 10 . “[I]nsured health services”
are “hospital services, physician services and surgical-dental services
provided to insured persons”, but do not include health services under any
other Act: CHA, s. 2 . “[H]ospital services” are “medically necessary”
services provided to patients at a hospital, while “physician services” are
“medically required” services rendered by medical practitioners: CHA, s.
2 . The principle of “comprehensiveness” requires a provincial health insurance
plan to “insure all insured health services provided by hospitals, medical
practitioners or dentists, and where the law of the province so permits,
similar or additional services rendered by other health care practitioners”: CHA,
s. 9 . What this means is that the scheme set up by the CHA requires
provincial health insurance schemes to cover services provided by hospitals and
physicians, but leaves coverage of a broader assortment of services up to the
province. The former may be termed “core services”, and the latter “non-core
services”.
In British Columbia, the relevant legislation is the Medicare
Protection Act, R.S.B.C. 1996, c. 286 (“MPA”). The Preamble confirms
the principles of the CHA , refers to medicare as “one of the defining
features of Canadian nationhood”, recognizes “responsibility for the judicious
use of medical services in order to maintain a fiscally sustainable health care
system”, and states that it is “fundamental” that a person’s “access to
necessary medical care be solely based on need”. The purpose of the MPA
is “to preserve a publicly managed and fiscally sustainable health care system
for British Columbia in which access to necessary medical care is based on need
and not an individual’s ability to pay”: MPA, s. 2.
The MPA establishes and regulates the British Columbia Medical
Services Plan. It entitles British Columbia residents enrolled as beneficiaries
in the plan to have payment made to service providers for benefits they
receive. “Benefits” are medically required services provided by a “medical
practitioner” or “required services prescribed as benefits under section 51 and
rendered by a health care practitioner”: MPA, s. 1.
The difference between services provided by a “medical practitioner”
and those provided by a “health care practitioner” in the MPA
corresponds to the distinction between core and non-core services found in the CHA .
Services provided by “medical practitioners” encompass hospital and physician
services, and must be provided to all residents on a fully funded basis to
comply with the CHA . These core services are supplemented by partially
funded, non-core services provided at the option of the province. In British
Columbia, these include services provided by “health care practitioners”,
namely chiropractors, dentists, optometrists, podiatrists, and, by regulation,
physical therapists, massage therapists, and nurses. Many potential service
providers are not designated as health care practitioners by legislation or
regulation, and hence are not eligible for funding by the scheme: for example,
clinical psychologists, nutritional counsellors, and osteopaths. A service
cannot be a benefit under the Medical Services Plan unless it is provided by a
medical practitioner or by a health care practitioner, named in the Act or in a
regulation.
The MPA also constitutes and defines the tasks of the Medical
Services Commission, the regulatory agency charged with implementing aspects of
the Medical Services Plan. It is composed of nine members: three from the
British Columbia Medical Association; three from the provincial government; and
three representing the public interest. Its powers and duties are specific and
limited by statute. Section 5(1)(j) gives it authority to determine whether a
service is a benefit or whether any matter relates to the rendering of a benefit;
s. 5(1)(h) allows the Commission to determine whether an individual is a
medical practitioner or a health care practitioner. When the Commission
determines that a service is a benefit, it can be added to the tariff of
insured services. The Commission does not have discretion to fund a service
that is not provided by a medical practitioner. It has no legislative or
regulatory power.
The process by which new benefits are added to the roster of insured
services differs according to whether they are provided by medical
practitioners (core benefits) or by other individuals (non-core benefits). The
Medical Services Commission has the statutory discretion to add core benefits,
since they are provided by medical practitioners under the Act. If the
Commission is satisfied that the service is medically required and provided by
a physician, it may add the service to the payment schedule. Where a service is
provided by a health care practitioner listed in the Act or prescribed by
regulation, a request for funding for that therapy is determined by a
Supplementary Practitioner Special Committee, operating in the same manner as
the Medical Services Commission. A Special Committee exists for each of the
groups of approved supplementary health care practitioners. Where a potential
provider of a non-core service has not been designated as a “health care
practitioner” by regulation or by legislation, neither the Medical Services
Commission nor the Special Committees has power to order funding for the
service.
Limited provision of non-core benefits within the sole discretion of
the province complies with the CHA . British Columbia, for example,
insures only a narrow range of non-core services. Moreover, even when provided,
non-core benefits are limited in terms of cost and in terms of the number of
annual treatments. For example, at the time of the trial, chiropractic services
were insured to a maximum of 12 visits per year for British Columbians under
65, with payment of a small patient visit charge. Beyond 12 visits, the
responsibility for payment rested with the patient. Insured diagnostic services
by an optometrist were limited to one examination every two years for British
Columbians between 16 and 65 years of age. No service by a health care practitioner
is fully insured.
The MPA requires that a potential benefit be determined to be
“medically required” before it is added to the roster of insured services. This
term is not defined, however. No service is “medically required” under the
statute until it has been designated as a benefit. An individual’s physician
may view a particular non-core service as “medically required” for his or her
personal health. However, this does not make it “medically required” under the
Act. That power rests solely with the provincial government.
To summarize, the CHA is a framework by which provinces must
abide if they are to receive federal funding for health care. The framework
rests on the principles of universal provision of insured benefits and
comprehensiveness of coverage for insured core services, largely those provided
by physicians and hospitals. Insurance of non-core services is left to
provincial discretion.
In British Columbia, the MPA follows this model. Core services
are those provided by medical practitioners and are fully funded. Non-core
services may be funded if they are provided by health care practitioners, a
limited list of occupations defined within the Act itself or by regulation by
the Lieutenant Governor in Council. Only partial coverage of non-core services
is provided. The Medical Services Commission may at its discretion add new
therapies to the roster of insured core services provided they are delivered by
a health care practitioner designated by the Act or regulation.
Appeal allowed and cross-appeal dismissed.
Solicitors for the appellants/respondents on cross-appeal: Fasken
Martineau DuMoulin, Vancouver; Ministry of Attorney General, Victoria.
Solicitors for the respondents/appellants on cross-appeal: Harper
Grey Easton, Vancouver; Bradbrooke Crawford Green, North Vancouver.
Solicitor for the intervener the Attorney General of Canada:
Department of Justice, Ottawa.
Solicitor for the intervener the Attorney General of Ontario:
Attorney General of Ontario, Toronto.
Solicitor for the intervener the Attorney General of Quebec:
Department of Justice, Sainte-Foy.
Solicitor for the intervener the Attorney General of Nova Scotia:
Department of Justice, Halifax.
Solicitor for the intervener the Attorney General of New Brunswick:
Attorney General of New Brunswick, Fredericton.
Solicitor for the intervener the Attorney General of Prince Edward
Island: Attorney General of Prince Edward Island, Charlottetown.
Solicitor for the intervener the Attorney General of Alberta:
Alberta Justice, Edmonton.
Solicitor for the intervener the Attorney General of Newfoundland
and Labrador: Department of Justice, St. John’s.
Solicitors for the interveners the Canadian Association for
Community Living and the Council of Canadians with Disabilities: Cavalluzzo
Hayes Shilton McIntyre & Cornish; Advocacy Resource Centre for Persons with
Disabilities, Toronto.
Solicitor for the interveners the Women’s Legal Education and Action
Fund and the DisAbled Women’s Network Canada: Women’s Legal Education and
Action Fund, Toronto.
Solicitors for the intervener the Autism Society Canada: Gowling
Lafleur Henderson, Ottawa.
Solicitors for the intervener Michelle Dawson: Irving, Mitchell
& Associates, Montréal.
Solicitors for the interveners the Families for Effective Autism
Treatment of Alberta Foundation and the Families for Early Autism Treatment of
Ontario: Chamberlain Hutchison, Edmonton; Community Legal Clinic (Simcoe,
Haliburton, Kawartha Lakes), Orillia.
Solicitors for the intervener the Friends of Children with Autism:
Eberts Symes Street Pinto & Jull, Toronto.