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SUPREME
COURT OF CANADA
Between:
Leo
Matthew Teskey
Appellant
and
Her
Majesty The Queen
Respondent
Coram:
McLachlin C.J. and Bastarache, Binnie, LeBel, Deschamps, Fish, Abella, Charron
and Rothstein JJ.
Reasons for
Judgment:
(paras. 1 to 24)
Dissenting
Reasons:
(paras. 25 to 52)
|
Charron J. (McLachlin C.J. and Binnie, LeBel, Fish and
Rothstein JJ. concurring)
Abella J.
(Bastarache and Deschamps JJ. concurring)
|
______________________________
r. v. teskey
Leo Matthew Teskey Appellant
v.
Her Majesty The Queen Respondent
Indexed as: R. v.
Teskey
Neutral citation: 2007 SCC
25.
File No.: 31544.
2007: February 22; 2007: June 7.
Present: McLachlin C.J. and Bastarache, Binnie, LeBel,
Deschamps, Fish, Abella, Charron and Rothstein JJ.
on appeal from the court of appeal of alberta
Criminal law — Trial — Judgments — Trial judge
delivering extensive written reasons 11 months after guilty verdicts rendered —
Whether Court of Appeal erred in considering written reasons when deciding
accused’s appeal from convictions — Whether reasonable person would apprehend
that trial judge’s written reasons did not reflect real basis for convictions.
The accused was charged with aggravated assault, break
and enter, and possession of stolen property. The evidence given during the
five‑day trial was complex, almost entirely circumstantial and contained
some contradictions. The trial judge reserved his decision and, four months
later, after repeated adjournments, convicted the accused on all charges, in
each case essentially saying only that the Crown had proved all the essential
elements of the offence beyond a reasonable doubt. The trial judge also mentioned
his intention to issue written reasons, which were eventually delivered, more
than 11 months after the verdicts and long after the accused’s notice of appeal
had been filed. The Court of Appeal found that the oral reasons did not pass
the test of sufficiency, but a majority applied the presumption of regularity,
considered the extensive written reasons and upheld the convictions. The
dissenting judge would not have considered the written reasons. The accused
appealed to this Court as of right and the only issue was whether the Court of
Appeal should have considered the trial judge’s written reasons.
Held (Bastarache,
Deschamps and Abella JJ. dissenting): The appeal should be allowed, the
convictions set aside and a new trial ordered.
Per McLachlin C.J. and
Binnie, LeBel, Fish, Charron and Rothstein JJ.: Although not
precluded from announcing a verdict with “reasons to follow”, a trial judge in
all cases should be mindful of the importance that justice not only be done but
also that it appear to be done. Reasons rendered long after a verdict,
particularly where it is apparent that they were crafted after the announcement
of the verdict, may cause a reasonable person to apprehend that the trial judge
engaged in result‑driven reasoning. The necessary link between the
verdict and the reasons will not be broken, however, on every occasion where
there is a delay in rendering reasons after the announcement of the verdict.
Since trial judges benefit from a presumption of integrity, which in turn
encompasses the notion of impartiality, the reasons are presumed to reflect the
reasoning underlying the decision. Fairness and impartiality must not only be
subjectively present but must also be objectively demonstrated to the informed
and reasonable observer. While the presumption can be displaced, the onus is
on the appellant to present cogent evidence showing that, in all the
circumstances, a reasonable person would apprehend that the reasons constitute
an after‑the‑fact justification of the verdict rather than an
articulation of the reasoning that led to it. Here, the written reasons should
not have been considered by the Court of Appeal. While the written
reasons do not appear to have been crafted to answer points raised in the appeal,
in the particular circumstances of this case, a reasonable person would
apprehend that these reasons, delivered more than 11 months after the verdict
was rendered, did not reflect the real basis for the convictions. Without this
requisite link, the written reasons provide no opportunity for meaningful
appellate review of the correctness of the decision. However, the delay in
rendering reasons, in and of itself, does not give rise to this apprehension.
In this case, it is the combination of several factors that constitutes cogent
evidence sufficient to rebut the presumption of integrity and impartiality. [2]
[17‑23]
Per Bastarache,
Deschamps and Abella JJ. (dissenting): The presumption of
judicial integrity acknowledges that judges are bound by their judicial oaths
and will carry out the duties they have sworn to uphold. This includes not
only a presumption of impartiality, but also of legal knowledge. The
presumption of integrity is rebuttable only by cogent evidence. The threshold
for displacing the presumption is high: it must be demonstrated that a
reasonably informed person would be satisfied that there was a real likelihood
that the trial judge had not complied with the judicial oath of office in the
manner and timing of the issuance of the reasons. The presumption is not to
insulate decisions from judicial review but to ensure that inappropriate
assumptions, such as bias, are not idiosyncratically factored into the review.
[28-29] [34] [40]
A delay, either in reaching a result or in explaining
it, would not lead a reasonably informed observer to conclude that the judge
had disregarded the oath of office and would not, without more, represent an
error of law justifying ignoring either the result or the reasons. Issuing the
reasons after a verdict does not mean that the verdict was not thought through
before it was delivered. Reasons explain what a judge has decided to do and
should be accepted as being honest reflections of that decision, whether
delivered with or after the result, unless their content reflects the absence
of judicial integrity. Inordinate delay may result in critical comment by a
reviewing court but should not result in a refusal even to consider the
reasons. Such an approach would do a greater disservice to the public
perception of the integrity of the system than an undesirable delay. Here,
given the complexity of the case, the time taken to reach the verdicts and to
articulate reasons for judgment, even when considered with the other
surrounding factors identified by the majority, did not represent the level of
cogency necessary to displace the presumption of integrity. The reasons were
responsive to the facts and issues at trial and were entitled to be reviewed on
their merits. [40] [44] [46] [47] [50] [51]
Cases Cited
By Charron J.
Referred to: R.
v. Sheppard, [2002] 1 S.C.R. 869, 2002 SCC 26; Crocker v. Sipus
(1992), 57 O.A.C. 310; R. v. S. (R.D.), [1997] 3 S.C.R. 484.
By Abella J. (dissenting)
R. v. Sheppard, [2002]
1 S.C.R. 869, 2002 SCC 26; Robbie the Pict v. Her Majesty’s Advocate,
[2003] ScotHC 12; Wewaykum Indian Band v. Canada, [2003] 2 S.C.R. 259,
2003 SCC 45; R. v. Elrick, [1983] O.J. No. 515 (QL); R. v. Smith
& Whiteway Fisheries Ltd. (1994), 133 N.S.R. (2d) 50; R. v. Lin,
[1995] B.C.J. No. 982 (QL); R. v. S. (R.D.), [1997] 3 S.C.R. 484; R.
v. Burns, [1994] 1 S.C.R. 656.
Statutes and Regulations Cited
Criminal Code, R.S.C. 1985, c. C‑46, s. 726 .
APPEAL from a judgment of the Alberta Court of Appeal
(Hunt, Berger and Costigan JJ.A.) (2006), 60 Alta. L.R. (4th) 260, 391 A.R.
155, 377 W.A.C. 155, 210 C.C.C. (3d) 36, [2006] A.J. No. 723 (QL), 2006 ABCA
191, upholding the accused’s convictions. Appeal allowed, Bastarache,
Deschamps and Abella JJ. dissenting.
Deborah R. Hatch, for
the appellant.
James A. Bowron, for
the respondent.
The judgment of McLachlin C.J. and Binnie, LeBel, Fish, Charron and
Rothstein JJ. was delivered by
Charron J. —
1. Overview
1
The sole question before this Court is whether, in deciding the
appellant’s appeal from his convictions, the Court of Appeal for Alberta should
have considered the extensive written reasons of the trial judge, issued long
after the verdicts had been announced and the Notice of Appeal had been filed.
For joint reasons by Hunt and Costigan JJ.A., the court considered the trial
judge’s written reasons and dismissed the appeal. Berger J.A., dissenting,
would not have considered the written reasons and accordingly would have
allowed the appeal ((2006), 60 Alta. L.R. (4th) 260).
2
In the particular circumstances of this case, I conclude that a
reasonable person would apprehend that the trial judge’s written reasons,
delivered more than 11 months after the verdict was rendered, did not reflect
the real basis for the convictions. Without this requisite link between the
verdict and the reasoning that led to that verdict, the reasons provide no
opportunity for meaningful appellate review of the correctness of the
decision. Hence, the written reasons should not have been considered on
appeal. It is not disputed that the oral reasons rendered at the time of the
verdict do not pass the test of sufficiency set out by this Court in R. v.
Sheppard, [2002] 1 S.C.R. 869, 2002 SCC 26. I would therefore allow the
appeal, set aside the convictions and order a new trial.
2. Background
3
Leo Matthew Teskey was charged with aggravated assault, break and
enter, and possession of stolen property. Following a five-day trial ending on
October 19, 2001, the trial judge reserved his decision and adjourned the case
to November 9, 2001. Berger J.A., in his dissenting reasons, provides the
following useful summary of the evidence and the trial judge’s factual
findings:
On the day of the assault, one Jason Adams, a
resident of the apartment building, observed a man with a bicycle sleeping in
the second floor hallway. He caught quick glimpses of the man on three
occasions between 6.15 a.m. and 6.30 a.m. Shortly before 7.00 a.m., another
resident observed the sleeping man and informed the victim. Between 7.00 a.m.
and 7.30 a.m., Mr. Adams' wife overheard the victim talking with a male whose
voice she did not recognize. She then heard a noise she believed to be a
bicycle going down the flight of stairs. At approximately 10.30 a.m., the
letter carrier found the victim at the bottom of the stairwell on the main
floor of the apartment building. He had been badly beaten.
The sole identification evidence was that given by
Mr. Adams. In a first photo line-up (November 28, 2000), he identified someone
other than the Appellant as the person who resembled the man sleeping in the
hallway (A.B. 29/35-30/5; E23-E25). A second photo line-up was prepared which
included the photo of the Appellant (December 14, 2000), but did not include a
photograph of the person previously identified. In addition, the Appellant’s
photograph was one of three that appeared in both the first and second line-up
(A.B. E28-E30). The witness testified that the Appellant’s face as depicted in
the photo “looked similar to the face [he saw] in the stairwell. He added that
“minus the bruise and the shorter hair . . . the face looks very familiar.”
(A.B. 31/27-32/15) The Appellant argued that the second photo line-up was
flawed due to the manner in which the Appellant’s photo stood out as compared
to a number of the surrounding pictures. In addition, Mr. Adams was unable to
positively identify the Appellant in Court.
The trial judge recognized that the identification
of the Appellant by Adams was “the cornerstone of the Crown’s case” (A.B. F29,
para. 54). He found that there had been no deliberate attempt on the part of
the police to compromise the photo identification. He observed, however, that
the recited flaws did tend to reduce the reliability of the identification
evidence. Nonetheless, he took Mr. Adams’ evidence into account and concluded
that the Appellant was the man that Mr. Adams saw sleeping in the hallway.
The Appellant was in possession of or had pawned a
number of items said to be missing from the victim’s apartment. The evidence
relied upon by the Crown to identify the property was equivocal. The victim’s
wife was unable to positively identify the property. By way of illustration,
she explained that a Fuji camera which she was asked to identify “could have
been” in the victim’s office. Her difficulty was, as she put it, “I’m afraid
all cameras look the same to me.” Her testimony regarding a video recorder was
equally uncertain. She was only able to say that “[s]ometimes Dougald used to
mark the backs. There is no way that I can say positively that this is the one
but there was one similar in the bedroom.” (A.B. 239/10-12) Clothing said to
have been in the victim’s car was found in the Appellant’s residence. The
victim’s wife did identify some clothing as belonging to her and her husband,
but it had earlier been loaded into their car with the intention of giving it
to the Salvation Army. She could not say if that had been done. (A.B. 224/44
- 226/9) The victim's wife was asked to identify a number of cassettes said to
belong to the victim. She could only say that her husband had a number of the
same titles. (A.B. 238/4-41) The Appellant’s fingerprint was found on a jigsaw
puzzle box which had been left unattended in the hallway of the building for
about a week or two before this incident. (A.B. 22/28-41) No one could testify
when the fingerprint came to be on the box, or how long it had been there.
Of critical importance, the position of the defence
at trial was that the Appellant may have stolen the puzzle box, but was not the
assailant.
4
As described by Hunt and Costigan JJ.A., “[t]he lengthy evidence
was complex, almost entirely circumstantial and contained some contradictions.
It cried out for analysis.” (para. 15) Transcripts were ordered and the trial
judge received them during the week of November 5, 2001. On the scheduled
return date of November 9, 2001, the trial judge adjourned the matter for
decision to November 20, then to December 11, December 21, 2001, and January
25, 2002, indicating each time that he was reviewing the matter but had not yet
been able to reach a decision. From comments that he made on each appearance
it is clear that the trial judge was struggling with the verdicts: see the
excerpts reproduced by Berger J.A., at paras. 58-60 of his reasons.
5
On February 22, 2002, the trial judge, in brief oral reasons,
convicted the accused on all three charges, in each case essentially saying
only that the Crown had proved all the essential elements of the offence beyond
a reasonable doubt. Immediately after announcing the verdicts, the trial judge
said the following:
I just realized that perhaps I did do something in error in that before
I entered the conviction, Mr. Teskey, I did not ask you if you had anything to
say to the court, and I will give you that opportunity now.
6
The trial judge then invited Mr. Teskey to address him, adding
the following:
Mr. Teskey, clearly, on whatever you say, I will reconsider what I have
just said and then advise you if I am going to change anything, so I welcome
you to address the court.
7
Mr. Teskey had nothing to say to the court and the trial judge
concluded by announcing his intention to issue written reasons “within a short
period of time”. The Crown then advised the court that it was going to bring
an application to have Mr. Teskey declared a dangerous offender.
8
I pause here to say that the trial judge, in asking Mr. Teskey if
he had anything to say, appears to be mistakenly referring to s. 726 of the Criminal
Code, R.S.C. 1985, c. C-46 , which requires a trial judge to ask an accused
whether he has anything to say prior to the delivery of the sentence. In my
view, this momentary lapse, in and of itself, is of no consequence. However,
as I will explain, the trial judge’s expressed willingness to reconsider the
verdict, immediately after it has been rendered, contributes to the overall
appearance that the process of deliberation was still ongoing.
9
On March 22, 2002, Mr. Teskey filed a Notice of Appeal listing 11
grounds of appeal, including whether “the number of adjournments required by
the trial judge to determine guilt demonstrates reasonable doubt”. Other
grounds were concerned mainly with the insufficiency of the evidence and the
question of reasonable doubt.
10
Extensive written reasons were eventually delivered (2003
CarswellAlta 2038), more than 11 months after the announcement of the verdicts,
and within days of the Court of Appeal’s adjournment of the appeal from
convictions and direction that the trial judge proceed to sentencing “with
deliberate speed”. In the written reasons, the trial judge provided a detailed
explanation for the repeated adjournments that preceded the announcement of the
verdicts. He also referred at length to the various adjournments on the
subsequent dangerous offender application, up to the release of his reasons on
January 29, 2003. However, he made no mention of counsel’s repeated requests
for his written reasons and offered no explanation for the post-verdict delay
in releasing them.
11
Mr. Teskey’s appeal from convictions was heard by the Court of
Appeal of Alberta on January 12, 2006. The court was unanimous in finding that
the trial judge’s oral reasons did not pass the test of sufficiency, as set out
by this Court in Sheppard. The justices on appeal were divided,
however, on the question whether the court, in determining Mr. Teskey’s appeal
from convictions, should consider the written reasons of the trial judge. Hunt
and Costigan JJ.A. held that, viewed in their entirety, the reasons did not
appear to be “written simply to answer points raised in the notice of appeal”
(para. 36). On the question whether the circumstances surrounding their
delivery gave rise to an apprehension of unfairness, the majority found the
evidence, at best, to be equivocal. Applying the “presumption of regularity”,
they concluded that “[t]he provision of written reasons was no more than the
tardy performance of the trial judge’s declared intention to provide reasons in
compliance with the obligation imposed by Sheppard” (para. 40). The
majority therefore considered the written reasons and dismissed the appeal from
convictions.
12
Berger J.A., in dissent, would not have considered the written
reasons. In his view, the appearance of fairness could not be maintained on
the facts of this case. He found that the extreme delay in issuing reasons
that had been promised “within a short period of time”, the relative brevity of
the trial, the nature of the evidence, and the contents of the reasons in the
face of an intervening appeal that had progressed to an initial hearing before
the reasons were issued, all combined to create an apprehension that the
reasons were meant to respond to some of the points raised on appeal. In
addition, he held that the inordinate delay suggested result-driven reasoning
and “that a reasonable person would perceive that the conclusions reached
months earlier were not at that time supported by the reasons now
proffered” (para. 74). Without the requisite link between the decision taken
and the reasons that led to that decision, the accused’s right to a meaningful
appeal was effectively thwarted. Berger J.A. would therefore have ordered a
new trial.
13
Mr. Teskey appeals to this Court as of right.
3. Analysis
14
The discussion in Sheppard about the requirement and the
purpose of giving reasons need not be repeated at length here. No one disputes
that, in the circumstances of this case, it was incumbent upon the trial judge
to give reasons to justify and explain the verdicts of guilt. This was
particularly important given the relatively complex and circumstantial nature
of the evidence presented against Mr. Teskey. Mr. Teskey was entitled to know
why he was convicted. The reasons were also necessary to inform the grounds of
his appeal from conviction properly. Interested members of the public were
also entitled to see for themselves whether justice was done here.
Furthermore, in the particular context of the appeal, the reasons were
necessary to provide a meaningful review of the correctness of the decision.
15
It is clear that the oral reasons given at the time of the
verdicts do not meet the standard set out in Sheppard. It is equally
clear that the extensive written reasons that followed do — provided that they
reflect the reasoning that led the trial judge to the verdicts. Without that
link, the purpose of giving reasons is defeated and their consideration do not
contribute to a meaningful appellate review. The issue arises in this case
because of the lack of concomitance between the announcement of the verdicts
and the delivery of the written reasons. Had the verdicts been announced only
at the time the written reasons were delivered, even — as here — more than 14
months after the conclusion of the evidence, the requisite link between the
decision and reasons that led to it could not be questioned. Of course,
inordinate delay in rendering a verdict can give rise to other concerns, but
not to the issue which occupies us on this appeal.
16
A judge is not precluded from announcing a verdict with “reasons
to follow”. In the context of a civil case, Arbour J.A. (as she then was) aptly
stated the following in Crocker v. Sipus (1992), 57 O.A.C. 310 (C.A.),
at para. 15:
The needs of justice in a given case may be better served by an
announcement of the disposition of the matter as soon as the deliberation
process is completed but before full written reasons can be made available to
the parties. The mere filing of a notice of appeal after the disposition has
been announced does not bar the consideration on appeal of the reasons released
subsequently.
17
The same principles apply in a criminal case. For example, it is
often necessary in the interests of achieving trial efficiency for a trial
judge to announce promptly the disposition on an evidentiary ruling or on a Charter
motion, with reasons to follow at a later date. In particular circumstances,
there may also be good reason for announcing the verdict in a criminal case
prior to delivering the reasons that led to it. For example, the prompt
delivery of a verdict of acquittal may allow an accused to be immediately
released from custody. Or it may be desirable to announce a verdict of guilty
at the conclusion of the hearing so as to secure an earlier date in the court’s
schedule for the subsequent sentence proceedings. However, in all cases, a
trial judge should be mindful of the importance that justice not only be done
but that it appear to be done. The circumstances of this case exemplify
the kind of issues that can arise when the announcement of the verdict is
divorced from the delivery of the reasons that led to it.
18
Reasons rendered long after a verdict, particularly where it is
apparent that they were entirely crafted after the announcement of the verdict,
may cause a reasonable person to apprehend that the trial judge may not have
reviewed and considered the evidence with an open mind as he or she is
duty-bound to do but, rather, that the judge has engaged in result-driven
reasoning. In other words, having already announced the verdict, particularly
a verdict of guilt, a question arises whether the post-decision review and
analysis of the evidence was done, even subconsciously, with the view of defending
the verdict rather than arriving at it. It is most important in a criminal
case to guard against any result-driven consideration of the evidence because
the accused is presumed innocent and entitled to the benefit of any reasonable
doubt. A reasonable doubt is not always obvious. Its presence may be far more
subtle and only discernible through the eyes of the person who keeps an open
mind. It is in this sense that the trial judge who appears to have already
committed to a verdict of guilt before completing the necessary analysis of the
evidence may cause a reasonable person to apprehend that he or she has not kept
an open mind. Further, if an appeal from the verdict has been launched, as
here, and the reasons deal with certain issues raised on appeal, this may
create the appearance that the trial judge is advocating a particular result
rather than articulating the reasons that led him or her to the decision.
19
I am not suggesting that the necessary link between the verdict
and the reasons that led to it will be broken whenever there is a delay in
rendering reasons after the announcement of the verdict. Trial judges benefit
from a presumption of integrity, which in turn encompasses the notion of
impartiality. (I take it from reading their reasons as a whole that this is
what the majority of the Court of Appeal had in mind when they referred to the
presumption of “regularity”, the latter applying rather to procedural or
administrative matters.) Hence, the reasons proffered by the trial judge in
support of his decision are presumed to reflect the reasoning that led him to
his decision.
20
The notion of judicial integrity was discussed at length by this
Court in R. v. S. (R.D.), [1997] 3 S.C.R. 484. It encompasses
the expectation that judges will strive to overcome personal bias and
partiality and carry out the oath of their office to the best of their
ability. Impartiality was described as follows by Cory J. (at paras. 104-5):
. . . impartiality can be described — perhaps somewhat inexactly — as a
state of mind in which the adjudicator is disinterested in the outcome, and is
open to persuasion by the evidence and submissions.
In contrast, bias denotes a state of mind that is
in some way predisposed to a particular result, or that is closed with regard
to particular issues.
The judge’s
impartiality is essential to achieve trial fairness.
21
As reiterated in S. (R.D.), fairness and impartiality must
not only be subjectively present but must also be objectively demonstrated to
the informed and reasonable observer. Even though there is a presumption that
judges will carry out the duties they have sworn to uphold, the presumption can
be displaced. The onus is therefore on the appellant to present cogent
evidence showing that, in all the circumstances, a reasonable person would
apprehend that the reasons constitute an after‑the-fact justification of
the verdict rather than an articulation of the reasoning that led to it.
22
In this case, I agree with the majority of the Court of Appeal
that the reasons do not appear to have been crafted to answer points raised in
the appeal, either in whole or in part. The reasons do not address one of the
four grounds of appeal raised in the factum. While the trial judge’s reasons
respond generally to the accused’s other arguments on appeal about whether
there were grounds for a reasonable doubt or whether the verdicts were
unreasonable, as noted by Hunt and Costigan JJ.A., given the nature of the case
almost any reasons would have had this effect.
23
However, the fact that the reasons do not appear written in
answer to the accused’s appeal does not answer the broader question whether a
reasonable person would apprehend that the written reasons are in effect an
after-the-fact justification for the verdicts rather than the articulation of
the reasoning that led to the decision. This question was not considered by
the majority. On this issue, I agree with the conclusion reached by Berger
J.A., in dissent, that the court could not reasonably be confident that the
written reasons, delivered more than 11 months after the announcement of the
verdicts of guilt, reflected the reasoning that led the trial judge to his
decision. However, unlike Berger J.A., I am of the view that delay in
rendering reasons, in and of itself, does not give rise to this apprehension.
With respect, Abella J.’s analysis also appears entirely focused on the timing
of the reasons. If the only factor in this case were the delay in the
post-verdict delivery of the reasons, I would take no issue with her
conclusion. In this case, however, it is the combination of the following
factors that constitutes cogent evidence sufficient to rebut the presumption of
integrity and impartiality and which amply supports Berger J.A.’s conclusion:
·
the trial judge’s obvious difficulty in arriving at a verdict in the
months following the completion of the evidence;
·
the absolutely bare declaration of guilt without any indication of the
underlying reasoning;
·
the trial judge’s expressed willingness to reconsider the verdicts
immediately after their announcement;
·
the nature of the evidence that called for a detailed consideration and
analysis before any verdict could be reached;
·
the failure of the trial judge to respond to repeated requests from
counsel to give reasons;
·
the contents of the reasons referring to events long after the
announcement of the verdict suggesting that they were crafted post-decision;
·
the inordinate delay in delivering the reasons coupled with the absence
of any indication that his reasons were ready at any time during the 11 months
that followed or that the trial judge had purposely deferred their issuance
pending disposition of the dangerous offender application.
4. Disposition
24
For these reasons, I would allow the appeal, set aside the
convictions and order a new trial.
The reasons of Bastarache, Deschamps and Abella JJ. were delivered by
25
Abella j. — After a
five-day trial involving over a dozen witnesses, Leo Matthew Teskey was convicted of aggravated assault, break and enter
and possession of stolen property on February 22, 2002. On January 29,
2003, the trial judge issued written reasons (2003 CarswellAlta 2038), and, on
February 28, 2003, found Teskey to be a dangerous offender.
26
The novel issue in this appeal is whether a trial judge’s written
reasons ought to be disregarded in circumstances which, in my view, amount
essentially to extensive delay. I am, with great respect, concerned that this
case, although it is being decided by the majority on its own facts, may set a
regrettable precedent that will not only inhibit judges from a common practice
of giving a result with reasons to follow, but also introduce uncertainty about
how long a particular delay needs to be before it can be said that those
reasons have lost the right to be reviewed. For the reasons that follow, the
trial judge’s reasons in this case were, it seems to me, entitled to appellate
review and not, by virtue of their timing, unworthy of substantive scrutiny.
27
I agree with Charron J. in many respects. In particular, I agree
with her conclusions that:
•
the trial judge’s attempted correction of what he perceived to be an
error in finding Teskey guilty before giving him an opportunity to make a
statement, was a “momentary lapse, in and of itself, . . . of no consequence”;
•
the extensive written reasons meet the standard in R. v. Sheppard,
[2002] 1 S.C.R. 869, if “they reflect the reasoning that led the trial judge to
the verdicts”;
•
a judge is not precluded from announcing a verdict with “reasons to
follow”;
•
the trial judge’s reasons were not specifically crafted to respond to
the Notice of Appeal; and
•
trial judges benefit from a presumption of integrity and impartiality.
28
Of utmost importance to the resolution of this appeal, in my
view, is the existence of a presumption of integrity, rebuttable only by cogent
evidence. The high threshold for displacing the presumption that a judge is
acting with integrity and in accordance with his or her oath of office, seeks
to balance two significant public interests, both related to maintaining
confidence in the administration of justice: the right of judges to be
presumed to be acting with integrity and the right of litigants to challenge
judges when their conduct gives rise to a reasonable apprehension of
impropriety.
29
The presumption of integrity acknowledges that judges are bound
by their judicial oaths and will carry out the duties they have sworn to
uphold. This includes not only a presumption — and duty — of impartiality but
also of legal knowledge. This aspect of the presumption, namely, that judges
are presumed to know and act in accordance with their legal responsibilities,
is of particular significance in this appeal.
30
The foundation for the presumption was summarized in Robbie
the Pict v. Her Majesty’s Advocate, [2003] ScotHC 12, as follows at para.
8:
Every judge is bound, both by his judicial oath and by the ethical
obligation incumbent on anyone who exercises a judicial function, to behave
honourably, sincerely and impartially towards litigants and those who represent
them. These obligations are the cornerstones of judicial integrity. A
litigant is entitled to expect integrity of the judge; but he in turn must give
the judge his trust. That is the only basis on which litigation can be
conducted in an atmosphere of confidence rather than suspicion.
31
The presumption has most frequently been discussed in the context
of allegations of bias. In Wewaykum Indian Band v. Canada, [2003] 2
S.C.R. 259, 2003 SCC 445, McLachlin C.J. stressed its significance in that
context as follows:
An allegation that a judgment may be tainted by
bias or by a reasonable apprehension of bias is most serious. That allegation
calls into question the impartiality of the Court and its members and raises
doubt on the public’s perception of the Court’s ability to render justice
according to law. [para. 2]
...
... “(i)mpartiality is the fundamental qualification of a judge and the
core attribute of the judiciary” (Canadian Judicial Council, Ethical
Principles for Judges (1998), at p. 30). It is the key to our judicial
process, and must be presumed. As was noted by L’Heureux-Dubé J. and McLachlin
J. (as she was then) in S. (R.D.), supra, at para. 32, the
presumption of impartiality carries considerable weight, and the law should not
carelessly evoke the possibility of bias in a judge, whose authority depends
upon that presumption. [Emphasis added; para. 59.]
(See also R.
v. Elrick, [1983] O.J. No. 515 (H.C.); R. v. Smith & Whiteway
Fisheries Ltd. (1994), 133 N.S.R. (2d) 50 (C.A.); R. v. Lin, [1995]
B.C.J. No. 982 (S.C.); R. v. S. (R.D.), [1997] 3 S.C.R. 484, at para
117.)
32
In R.D.S., Cory J. also noted at para. 113 that the
threshold for establishing a reasonable apprehension of bias is a high one
because it calls into question not only the integrity of the presiding judge,
but of the administration of justice itself. In other words, as Cory J.
concluded at para. 112, “a real likelihood or probability of bias must be
demonstrated ... mere suspicion is not enough”.
33
The test for displacing the presumption, therefore, requires that
the apprehension of bias be reasonable in the eyes of someone who is reasonably
informed about all the relevant circumstances. Those circumstances include
“the traditions of integrity ... and ... the fact that impartiality is one of
the duties the judges swear to uphold”. As previously noted, the presumption
that judges will carry out their sworn duties also includes a presumption of
legal knowledge. McLachlin J. confirmed in R. v. Burns, [1994] 1 S.C.R.
656, at p. 664, that “Trial judges are presumed to know the law with which they
work day in and day out”.
34
The issue in this appeal is, therefore, whether the presumption
of integrity has been displaced by “cogent evidence”, that is, would a
reasonably informed person be satisfied that there is a “real likelihood” that
the trial judge in this case has not complied with his oath of office in the
manner and timing of the issuance of his reasons.
35
The trial judge’s conduct must be assessed against the strong
presumption that he is acting in accordance with his oath. Charron J. is
careful to point to a number of factors that cause her to conclude that in this
case the reasons are unacceptable. They include the trial judge’s difficulty
for four months in arriving at the verdicts; his bare declaration of guilt
without any indication of his underlying reasoning; and his failure to respond
to repeated requests from counsel to issue his reasons. At heart, these are criticisms
about what she refers to as the “inordinate delay” in delivering the reasons
after the verdicts. In my view, there may be many explanations for the judge’s
conduct in this case.
36
It is true that the trial judge deliberated for four months
before giving his verdicts, and delivered his written reasons 11 months after
that. We cannot know why this particular — and acceptable — practice of
delivering the result separately from the reasons was used in this case but the
fact that it was should not detract from the presumption that the resulting
reasons were, as all reasons are presumed to be, honest explanations for the
conclusion the judge had reached. The content of those reasons may not survive
judicial scrutiny, but that scrutiny is nonetheless something to which those
reasons, and the judge who took the trouble to prepare them, are entitled.
37
In R. v. Sheppard, [2002] 1 S.C.R. 869, 2002 SCC 26,
Binnie J. explained not only the purpose of reasons but also the appellate
function in assessing them. Significantly, he confirmed that unless there are
deficiencies in the reasons that prevent meaningful appellate review of the
correctness of a trial judge’s decision, an appellate court ought not to
conclude that the “serious remedy” of a new trial is justified:
Reasons for judgment are the primary mechanism by
which judges account to the parties and to the public for the decisions they
render. (para. 15)
...
Few would argue, however, that failure to discharge this
jurisprudential function necessarily gives rise to appellate intervention. New
trials are ordered to address the potential need for correction of the outcome
of a particular case. Poor reasons may coincide with a just result. Serious
remedies such as a new trial require serious justification. (para. 22)
On a more specific level, within the confines of a
particular case, it is widely recognized that having to give reasons itself
concentrates the judicial mind on the difficulties that are presented. ... The
absence of reasons, however, does not necessarily indicate an absence of such
concentration. We are speaking here of the articulation of the reasons
rather than of the reasoning process itself. The challenge for appellate courts
is to ensure that the latter has occurred despite the absence, or inadequacy,
of the former. (para. 23)
...
... the purpose ... is to preserve and enhance meaningful appellate
review of the correctness of the decision (which embraces both errors of law
and palpable overriding errors of fact). If deficiencies in the reasons do not,
in a particular case, foreclose meaningful appellate review, but allow for its
full exercise, the deficiency will not justify intervention under s. 686 of the
Criminal Code . That provision limits the power of the appellate court to
intervene to situations where it is of the opinion that (i) the verdict is
unreasonable, (ii) the judgment is vitiated by an error of law and it cannot be
said that no substantial wrong or miscarriage of justice has occurred, or (iii)
on any ground where there has been a miscarriage of justice. (para. 25)
The appellate court is not given the power to
intervene simply because it thinks the trial court did a poor job of expressing
itself. (para. 26)
...
It is neither necessary nor appropriate to limit
circumstances in which an appellate court may consider itself unable to
exercise appellate review in a meaningful way. The mandate of the appellate
court is to determine the correctness of the trial decision, and a functional
test requires that the trial judge’s reasons be sufficient for that purpose.
The appeal court itself is in the best position to make that determination. The
threshold is clearly reached ... where the appeal court considers itself unable
to determine whether the decision is vitiated by error. ... The simple underlying
rule is that if, in the opinion of the appeal court, the deficiencies in the
reasons prevent meaningful appellate review of the correctness of the decision,
then an error of law has been committed. (para. 28)
38
The argument by Berger J.A. that there should be a refusal to
consider written reasons in this case seems to me to be an argument urging a
refusal to engage in any appellate review, let alone a meaningful one,
in circumstances where, in essence, the reasons are unduly delayed.
39
This is, with respect, an entirely novel and puzzling basis for
discrediting a judge’s reasons. As Binnie J. stated in Sheppard, at
para. 28, the “mandate of the appellate court is to determine the correctness
of the trial decision” , and the purpose of a trial judge’s reasons is to
enable the reviewing court to make that assessment. Reasons show the public,
the litigants, and a reviewing court the result of the judicial thought
process. With respect, I cannot see how a reviewing court can refuse even to
consider the reasons just because they have come late in the piece. It would
be inconsistent with the presumption of integrity and with this Court’s cases
establishing the high threshold that must be met before such a presumption is
displaced, for judges — and litigants — to be told that the reasons came too
late to be meaningfully reviewed, regardless of their quality.
40
The purpose of the presumption of integrity is not, as Mr.
Teskey’s counsel argued, to insulate decisions from judicial review. It is to
ensure that inappropriate assumptions, such as bias, are not idiosyncratically
factored into the review. Reasons should be reviewed as if the judge’s
integrity exists, subject to a determination, from examining the reasons, that
it does not. A delay, either in reaching a result or in explaining it, both of
which occurred in this case, would not, it seems to me, lead a reasonably
informed observer to conclude that the judge has disregarded his or her oath of
office. The failure to provide timely verdicts or reasons should not be
encouraged. But it does not, without more, represent an error of law
justifying ignoring either.
41
Charron J. accepts that the reasons in this case were not
inappropriately tailored to respond to the Notice of Appeal. Charron J. also
acknowledges that there is nothing inherently wrong with the practice of
rendering a verdict with reasons to follow, but cautions against any such
reasons being written or delivered so as to give rise to the perception that
they are “result-oriented reasons”, or an “after-the-fact justification” for
the result, rather than a reflection of the reasoning that led to it.
42
This is not an easy theory to implement. In practice, it seems
to me to be extremely difficult, if not impossible, to determine what the
substantive difference would be between reasons representing an after-the-fact
justification and those reflecting thoughts preceding the result. All reasons
are explanations — or justifications — of the result, regardless of whether
any time has elapsed between the result and the articulated reasons for it.
43
It is not clear to me at what point the trial judge’s reasons in
this case lost the benefit of the presumption of integrity. When did he cross
the line of propriety from acceptable delay to after-the-fact justification?
What is an acceptable delay in the ordinary case? Unless some guidance is
provided on the question of “how long is too long”, judges will be left with a
great deal of uncertainty about when their reasons will be deemed to be “too
late”.
44
The fact that reasons come after a verdict does not mean that the
verdict was not thought through before it was delivered. Judges should be
presumed to know the law and the nature of their judicial duties, including the
duty to arrive at a verdict only after careful deliberation. As was noted in Sheppard,
at para. 51:
... the presumption that judges know the law and deal properly with
the facts presupposes that whatever time is required to
adjudicate the issues has in fact
been taken. While ... the act of formulating reasons may
further focus and concentrate the judge’s mind, and demands an additional
effort of self-expression, the requirement of reasons as such is directed only
to having the trial judge articulate the thinking process that it is
presumed has already occurred in a fashion sufficient to satisfy the demand
of appellate review. [Emphasis added]
45
Judges should have available to them mechanisms to protect the
effectiveness and fairness of a proceeding. This includes the ability to
decide that it is best to disclose a result earlier than the reasons — a
practice, in my view, that they should not be discouraged from engaging in.
Judges who give their decision and then undertake to support it with fuller
reasons should be free to do so without worrying that an interval between
result and rationale will impugn the integrity of both. To get through their
lists, trial judges are frequently called upon to make multiple decisions on a
daily basis. To run their courtrooms effectively, this may involve stating a
result right away with the explanation for the result to follow when the judge
has the time to craft the explanation properly, knowing that both the losing
party and a reviewing court are likely to scrutinize it with care.
46
Reasons explain what a judge has decided to do. They should be
accepted as being honest reflections of that decision, whether delivered with
or after the result, unless their content reflects the absence of
judicial integrity. Trial judges are entitled to the presumption that they
are, in their reasons, articulating “the thinking process that it is presumed
has already occurred” (Sheppard, at para. 51). The reasoning that leads
a trial judge to a verdict, therefore, should be presumed to be reflected in
the reasons. That is why this trial judge is entitled to the presumption
that what was reflected in the written reasons was a fuller articulation of his
thinking process prior to reaching the result, notwithstanding the delay and
other circumstances delineated by Charron J.
47
The presumption of integrity exists to protect the judicial role
from undue perceptual assault. Suggesting that the judge’s reasons are
“after-the-fact justifications” or “result-oriented” involves the very
second-guessing of a judge’s thought processes that the presumption was
designed to avoid. Where the delay is inordinate, the judge may be the
recipient of critical comment by a reviewing court. But refusing even to
consider the merits of the reasons — to assess their compliance with the
record, the arguments and the law — does a greater disservice to the public
perception of the integrity of the system, not to mention the perception of the
litigants who are forced to undergo a new trial, than does the fact of
undesirable delay.
48
The main grounds of appeal from the trial judge’s decision
concerned issues of the sufficiency of evidence and reasonable doubt. The content
of the trial judge’s reasons is more than sufficient to permit meaningful
appellate review on these issues. As the majority in the Court of Appeal
observed:
The written reasons consist of 91 paragraphs and
Schedule A, which is a 151 paragraph summary of the trial evidence. They make
fact findings, assess credibility, prefer some evidence over other evidence,
and explain the rejection of certain arguments. (para. 35)
49
All members of the Court of Appeal acknowledged that this case
was one of highly complex and circumstantial evidence — one that, as the
majority in the Court of Appeal wrote, “cried out for analysis”. Teskey was
accused of causing injuries which included: basil skull fracture, right orbital
fracture, brain bruising, brain bleeding, fractured ribs, multiple contusions
and a torn right ear. The victim has been in a waking coma ever since. Teskey
was also facing a dangerous offender application, raising the possibility of an
indeterminate sentence.
50
Given this complexity, it was not surprising that the trial judge
took more time both in reaching the verdicts and in articulating the thought
process that went into reaching them. It is clear from the trial judge’s
written reasons that he subjected the evidence to painstaking analysis and
examination. A gap of 11 months in this case, even with the surrounding
factors delineated by Charron J., does not represent the level of cogency
necessary to displace the presumption that the trial judge behaved honourably
and in accordance with his judicial duties in preparing his reasons.
51
His reasons were responsive to the facts and issues at trial.
They were, accordingly, entitled to be reviewed on their merits.
52
I would dismiss the appeal.
Appeal allowed, Bastarache,
Deschamps and Abella JJ. dissenting.
Solicitors for the appellant: Royal McCrum Duckett Glancy
& Hatch, Edmonton.
Solicitor for the respondent: Attorney General of
Alberta, Edmonton.