SUPREME
COURT OF CANADA
Between:
Her
Majesty The Queen
Appellant
and
Wendell
Clayton and Troy Farmer
Respondents
‑ and ‑
Attorney
General of Canada, Attorney General
of
British Columbia, Canadian Association of
Chiefs
of Police, Canadian Civil Liberties Association,
and
Criminal Lawyers’ Association (Ontario)
Interveners
Coram:
McLachlin C.J. and Bastarache, Binnie, LeBel, Deschamps, Fish, Abella, Charron
and Rothstein JJ.
Reasons for
Judgment:
(paras. 1 to 54)
Concurring
Reasons:
(paras. 55 to 132)
|
Abella J. (McLachlin C.J. and Bastarache, Deschamps,
Charron and Rothstein JJ. concurring)
Binnie J. (LeBel and Fish JJ.
concurring)
|
______________________________
R. v. Clayton, [2007] 2 S.C.R. 725, 2007 SCC 32
Her Majesty The Queen Appellant
v.
Wendell Clayton and Troy Farmer Respondents
and
Attorney General of Canada, Attorney General
of British Columbia, Canadian Association of
Chiefs of Police, Canadian Civil Liberties Association,
and Criminal Lawyers’ Association (Ontario) Interveners
Indexed as: R. v.
Clayton
Neutral citation: 2007 SCC
32.
File No.: 30943.
2006: June 19; 2007: July 6.
Present: McLachlin C.J. and Bastarache, Binnie,
LeBel, Deschamps, Fish, Abella, Charron and Rothstein JJ.
on appeal from the court of appeal for ontario
Constitutional law — Charter of Rights — Arbitrary
detention — Search and seizure — Roadblocks — Search power incidental to
investigative detention — Police officers responding to report that prohibited
firearms openly displayed in parking lot by blocking exit from lot and
preventing two accused from leaving in their vehicle — Officers asking accused
to exit vehicle — Officers searching accused — Accused carrying prohibited
firearms — Whether police conduct in detaining and searching accused
constitutional — Whether search incidental to
investigative detention unreasonable — Canadian Charter of Rights and Freedoms,
ss. 8 , 9 .
Criminal law — Police powers — Search incidental to
investigative detention — Whether police officers acting within scope of common
law police powers when they detained and searched accused.
A 911 call recorded at 1:22 a.m. reported that
four of about ten “black guys” in a parking lot in front of a strip club were
openly displaying handguns. The caller identified four vehicles. The
dispatcher put out a gun call and a number of police immediately responded. At
1:26 a.m., Constables R and D positioned their police vehicle at the rear
exit of the club’s parking lot. Almost immediately, a car left the area
identified by the 911 caller and drove towards the exit. It was not one of the
four cars referred to by the 911 caller. R and D stopped the car at
1:27 a.m. On stopping the car, they observed that the occupants, F and C,
were black males. D approached F, the driver, and told him that there had been
a gun complaint. He asked F to step out of the car and became concerned for
his safety because F protested twice before getting out of the car. He asked F
to put his hands on the top of the car. Meanwhile, R approached C and began
questioning him. C gave strange and evasive answers and stared straight ahead,
avoiding eye contact. He was wearing gloves even though it was not “glove
weather”. R asked C to get out of the car and to place his hands on the rear
of the car. C got out of the car but stood blocking R’s visual access to the
inside of the car. When R put his hand on C’s shoulder to direct him to the
back of the car, C shoved R and ran away. D and R chased him while another
constable, M, watched F. After police officers in front of the club subdued
C, R searched him and found a loaded, prohibited handgun in his pocket. M
arrested F for possession of a loaded prohibited weapon. F was searched and a
loaded prohibited handgun was found under his jacket.
The trial judge held that the initial stop of both
accused was lawful but that their further detention and search violated
ss. 8 and 9 of the Canadian Charter of Rights and Freedoms .
He admitted the guns into evidence under s. 24(2) of the Charter .
The accused were convicted of carrying concealed weapons and the possession of
loaded, prohibited firearms but appealed successfully to the Court of Appeal on
the basis of alleged violations of ss. 8 and 9 of the Charter . The
evidence of the handguns was excluded by the appellate court and acquittals on
all charges were entered.
Held: The appeal
should be allowed and the convictions should be restored.
Per McLachlin C.J.
and Bastarache, Deschamps, Abella, Charron and Rothstein JJ.: R and D
lawfully exercised their common law powers when they detained and searched the
accused. There was no violation of ss. 8 or 9 of the Charter .
[19] [49]
A law authorizing detention is subject to Charter
scrutiny. The common law regarding police powers of detention requires the
state to justify any interference with liberty based on criteria which focus on
whether the interference with liberty is necessary given the extent of the risk
and the liberty at stake, and no more intrusive than reasonably necessary to
address the risk. In determining the boundaries of police powers, caution is
required to ensure the proper balance between enabling the police to perform
their duties and the accused’s liberty and privacy interests. The
determination will focus on the nature of the situation, including the
seriousness of the offence; the information known to the police about the
suspect or the crime; and, the extent to which the detention was reasonably
responsive or tailored to these circumstances, including its geographic and
temporal scope. This means balancing the seriousness of the risk to public or
individual safety with the liberty interests of members of the public to
determine whether the nature of the stop is no more intrusive than reasonably
necessary. Searches incident to an investigative detention can be justified if
the officer believes, on reasonable grounds, that his or her safety, or that of
others, is at risk. [21] [26] [29] [31]
In the totality of the circumstances, the initial
detention of the accused was reasonably necessary to respond to the seriousness
of the offence and the threat to safety inherent in the presence of prohibited
weapons in a public place and was temporally, geographically and logistically
responsive to the circumstances known to the police. It was a justifiable use
of police powers associated with the police duty to investigate the offences
described by the 911 caller. The police had reasonable grounds to believe that
there were several handguns in a public place. This represented a serious
offence, accompanied by a genuine risk of serious bodily harm to the public.
Requiring the police to stop only those vehicles described by the 911 caller
would impose an unrealistic burden on the police, inconsistent with their duty
to respond in a timely manner to the seriousness of the circumstances. [33]
[37] [41]
The continued detention of the accused was also
justified. The police view that the accused were implicated in the offence
under investigation was reasonable. They knew that some people leaving the
parking lot would have guns and that the suspects were black males. Both
accused came from the scene of the reported crime, in the first vehicle to
leave the lot within minutes of the 911 call, and matched the 911 caller’s
description. [45‑47]
D and R’s safety concerns justified the searches of
both accused as incidental to their lawful investigative detentions. The
relevant time for assessing D and R’s conduct is the time of the actual search
and seizure. By that time, they had the requisite subjective and objective
grounds to search the accused. [48‑49]
Per Binnie, LeBel and
Fish JJ. : On occasion the Crown will argue (as here) that a common
law which authorizes police conduct that infringes individual Charter
freedoms may nevertheless be justified in the larger interest of society. The
majority applies the pre‑Charter test set out in Waterfield.
However, continued use of the Waterfield approach without modification
not only adds to the problematic elasticity of common law police powers, but
sidesteps the real policy debate in which competing individual and societal
interests should be clearly articulated in the established framework of Charter
analysis. The common law Waterfield test should be modified where
police claim a common law power that is challenged on Charter grounds by
requiring a court first to determine whether the power claimed by the police
exists at common law, and if so whether the common law would, if valid,
authorize police interference with Charter rights, and finally whether
the interference thus authorized can be justified under s. 1 of the
Charter . If necessary, the court may also have to determine in a
particular case whether the power was exercised reasonably by the police in the
totality of the circumstances. [59‑61]
Individuals going about their ordinary business should
not be blocked by the police and required to account for themselves unless
there exists legal authority for the detention. When the police blocked the
accused’s car, they were implementing a strategy to stop all cars without any
criteria to select the drivers to be stopped. The accused were arbitrarily
detained within the meaning of s. 9 of the Charter . [62] [65‑66]
Justification for the accused’s arbitrary detention
must come from statute or the common law. Here there is no statute and no
existing jurisprudence authorized the blockade. The trial judge found that
unlike in Mann the police here did not have reasonable grounds for
individualized suspicion of the accused when they stopped their car. Nor was
the initial detention of the accused based on the police power to detain in
dangerous circumstances such as when a violent crime has been committed or as
in Murray when dangerous criminals are in fresh flight. Nor can the
police turn to case law that affirms the lawfulness of a blockade in support of
road safety because the roadblock in this case had nothing to do with road safety.
It is contended that at common law, however, the police may authorize blockades
to stop, detain and question motorists where interference with an accused’s
liberty is reasonable, having regard to the nature of the liberty interfered
with and the importance of the public purpose served by the police
interference. [58] [67‑68] [70-71] [81] [84] [86] [98]
At common law, police interference with liberty
interests must be necessary to carry out a police duty. Police duties include
the preservation of the peace, the prevention of crime, and the protection of
life and property. Here the police had reasonable grounds to believe that a
serious crime had been committed and that the perpetrators might be apprehended
by a quick roadblock. Gun calls import a threat to public order and concerns
for safety. In this case, the proximity of the roadblock to the reported
offence, in place and time, increased the likelihood of effective police action
and any interference with exiting motorists was of relatively short duration
and of slight inconvenience. The roadblock was authorized at common law. [68‑69]
[90] [99-100]
The common law ostensibly authorized limited
infringement of motorists’ Charter liberties. The purpose of the
roadblock was to determine the whereabouts of guns reported in a 911 call and
to obtain information leading to the arrest of those guilty of the reported
firearms offences. A law authorizing the roadblock must necessarily include
interference with civil liberties of passing motorists to the extent reasonably
necessary to achieve the purpose of the blockade. The law afforded the police
an initial opening to engage with the motorists who were stopped, and to
proceed (or not) according to whatever information emerged from a view of the
occupants and the vehicle’s interior and some quick screening questions. [72]
[97]
The common law authority of detention by a carefully
tailored blockade in response to a 911 gun call constitutes a reasonable limit
under s. 1 of the Charter on the rights of the accused guaranteed
by s. 9 of the Charter to be free of arbitrary detention.
Section 1 is the proper place to weigh the accused’s individual rights
against society’s collective rights. The protection of society from the
flaunting of illegal handguns in a crowded public place is clearly a pressing
and substantial public purpose. An investigation prompted by a gun call
engages fundamental issues of public peace and public order. Handguns pose a
serious and growing societal danger. The roadblock was a rational response to
the 911 gun call. The blockade in this case minimally impaired the accused’s
right to be free from arbitrary detention. The roadblock was tailored to the
information given to the police and anything less than a full blockade would
not have served the purpose of the roadblock. The salutary effects of the
roadblock exceeded its deleterious effects. [102] [106] [108] [113] [115‑118]
[122]
On the facts here the police exercised their blockade
powers reasonably “in the totality of the circumstances”. It would not have
been prudent for the police to assume that the people reported by the 911
caller would necessarily leave in the vehicles described by the caller. The
police should not be required to rely on an unknown 911 caller’s ability to
recognize vehicle makes. The blockade involved no more than a brief
imposition on the time of motorists departing from the parking lot. The police
did not overreach their powers by stopping the accused. [121‑122]
The searches of the accused did not violate s. 8 of
the Charter . By the time C was asked to step out of the car, the police
had sufficient individualized suspicion to detain and search him. His
appearance corresponded to the 911 call and he was wearing gloves on a warm
night explicable by a concern about fingerprints. When C was told police were
responding to a gun call he bolted. The gun found when he was searched was
properly admitted into evidence. The case of F is more problematic but it
would have been unrealistic to treat F as unconnected to C. Both, being black,
fit the general description by the 911 caller. F was quickly leaving the
parking lot immediately after the gun call in the same car as C. Once
sufficient grounds arose to require C to get out of the car and submit to a
search for reasons of police safety, it would have been foolhardy for the
police to leave F, possibly armed, in the car. There were sufficient grounds
for a pat‑down search of F for officer safety incidental to his continued
detention. His gun thereby disclosed was also properly entered into evidence.
[123‑124]
Cases Cited
By Abella J.
Applied: R.
v. Mann, [2004] 3 S.C.R. 59, 2004 SCC 52; referred
to: R. v. Murray (1999), 136 C.C.C. (3d) 197; R. v. Hufsky,
[1988] 1 S.C.R. 621; R. v. Ladouceur, [1990] 1 S.C.R. 1257; Dagenais
v. Canadian Broadcasting Corp., [1994] 3 S.C.R. 835; R. v. Godoy,
[1999] 1 S.C.R. 311; R. v. Simpson (1993), 79 C.C.C. (3d) 482; Dedman
v. The Queen,
[1985] 2 S.C.R. 2; Reference re Firearms Act (Can.), [2000] 1
S.C.R. 783, 2000 SCC 31; R. v. Felawka, [1993] 4 S.C.R. 199; R. v.
Waterfield, [1963] 3 All E.R. 659.
By Binnie J.
Applied: Dedman v.
The Queen, [1985] 2 S.C.R. 2; R. v. Oakes, [1986] 1 S.C.R. 103; discussed:
R. v. Murray (1999), 136 C.C.C. (3d) 197; R. v. Waterfield,
[1963] 3 All E.R. 659; distinguished: R. v. Mann, [2004] 3
S.C.R. 59, 2004 SCC 52; R. v. Simpson (1993), 12 O.R. (3d) 182;
referred to: R. v. Orbanski, [2005] 2 S.C.R. 3, 2005 SCC 37; R.
v. Hufsky, [1988] 1 S.C.R. 621; R. v. Ladouceur, [1990] 1 S.C.R.
1257; R. v. Stenning, [1970] S.C.R. 631; Knowlton v. The Queen,
[1974] S.C.R. 443; Cloutier v. Langlois, [1990] 1 S.C.R. 158; R. v.
Mellenthin, [1992] 3 S.C.R. 615; R. v. Godoy, [1999] 1 S.C.R. 311; R.
v. Wray, [1971] S.C.R. 272; Hogan v. The Queen, [1975] 2 S.C.R. 574;
Terry v. Ohio, 392 U.S. 1 (1968); Indianapolis v. Edmond, 531
U.S. 32 (2000); R. v. Asante‑Mensah, [2003] 2 S.C.R. 3, 2003 SCC
38; Ogg‑Moss v. The Queen, [1984] 2 S.C.R. 173; Brown v. Durham
Regional Police Force (1998), 131 C.C.C. (3d) 1; Perry v. State of
Florida, 422 So.2d 957 (1982); R. v. Swain, [1991] 1 S.C.R. 933; RWDSU
v. Dolphin Delivery Ltd., [1986] 2 S.C.R. 573; B.C.G.E.U. v. British
Columbia (Attorney General), [1988] 2 S.C.R. 214; R. v. Daviault,
[1994] 3 S.C.R. 63; R. v. Stone, [1999] 2 S.C.R. 290; R. v. Spence,
[2005] 3 S.C.R. 458, 2005 SCC 71; United States v. Clipper, 973 F.2d 944
(1992); Printz v. United States, 521 U.S. 898 (1997); R. v. Collins,
[1987] 1 S.C.R. 265.
Statutes and Regulations Cited
Canadian
Charter of Rights and Freedoms, ss. 1 , 8 , 9 ,
24 .
Crimes Act 1961 (N.Z.), 1961, No. 43, s. 317B.
Criminal Code, R.S.C. 1985, c. C‑46 .
Law Enforcement (Powers and
Responsibilities) Act 2002 (N.S.W.), 2002,
No. 103, s. 37.
Police and Criminal Evidence
Act 1984 (U.K.), 1984, c. 60, ss. 1, 4.
Police Powers and
Responsibilities Act 2000 (Qld.), 2000, No. 5,
s. 26.
Police Powers (Vehicle
Interception) Act 2000 (Tas.), 2000, No. 46,
s. 5.
Police Services Act, R.S.O. 1990, c. P.15, s. 42(3).
Summary Offences Act 1953 (S.A.), 1953, s. 74B.
Authors Cited
Blackstone,
William. Commentaries on the Laws of England, Book I. Oxford:
Clarendon Press, 1765.
Canada. Department of Justice.
Canadian Firearms Centre. Firearms, Accidental Deaths, Suicides and Violent
Crime: An Updated Review of the Literature with Special Reference to the
Canadian Situation. Working Document by Yvon Dandurand. Ottawa: Department
of Justice Canada, September 1998.
Canada. Department of Justice.
Research and Statistics Division. Firearm Statistics: Updated Tables,
by Kwing Hung, Statistical and Methodological Advisor. Ottawa: Department of
Justice Canada, January 2006.
Canada. Statistics Canada.
Canadian Centre for Justice Statistics. “Homicide in Canada” (2005), 26:6 Juristat
1.
Healy, Patrick. “Investigative
Detention in Canada”, [2005] Crim. L.R. 98.
Hogg, Peter W. Constitutional
Law of Canada, vol. 2, 5th ed. supp. (loose-leaf). Scarborough,
Ont.: Thomson Carswell, 2007.
Leigh, L. H. Police
Powers in England and Wales. London: Butterworths, 1975.
Stribopoulos, James. “In Search
of Dialogue: The Supreme Court, Police Powers and the Charter ” (2005),
31 Queen’s L.J. 1.
APPEAL from a judgment of the Ontario Court of Appeal
(McMurtry C.J.O. and Doherty and Lang JJ.A.) (2005), 196 O.A.C. 16, 194 C.C.C.
(3d) 289, 27 C.R. (6th) 197, 129 C.R.R. (2d) 82, [2005] O.J. No. 1078
(QL), setting aside the accused’s convictions for unlawfully carrying concealed
weapons and possessing loaded prohibited firearms. Appeal allowed.
Michal Fairburn
and Lisa Joyal, for the appellant.
Heather A. McArthur
and Mara Greene, for the respondent Wendell Clayton.
Deepak Paradkar,
Faisal Mirza and S. Jay Passi, for the respondent Troy
Farmer.
Robert W. Hubbard
and Marian E. Bryant, for the intervener the Attorney General of
Canada.
M. Joyce DeWitt‑Van
Oosten, for the intervener the Attorney General of British Columbia.
Greg Preston and
Bonnie Bokenfohr, for the intervener the Canadian Association of Chiefs
of Police.
Jonathan C. Lisus
and Christopher A. Wayland, for the intervener the Canadian Civil
Liberties Association.
Frank Addario and
Jonathan Dawe, for the intervener the Criminal Lawyers’ Association
(Ontario).
The judgment of McLachlin C.J. and Bastarache,
Deschamps, Abella, Charron and Rothstein JJ. was delivered by
1
Abella J. — Within minutes
of receiving a 911 call indicating that a number of persons were openly
displaying handguns in a strip club’s parking lot, the police stopped the first
car leaving from the lot’s rear exit. The car’s two occupants, Wendell Clayton
and Troy Farmer, were searched. Each had a loaded semi-automatic handgun,
weapons prohibited by the Criminal Code, R.S.C. 1985, c. C-46 . The
issue in this appeal is the constitutionality of the police conduct in stopping
and searching Clayton and Farmer.
I. Background
2
At 1:22 a.m. on Friday, September 24, 1999, a dispatcher received a 911
call from an agitated caller who said he was inside a Coffee Time donut store
across the street from the Million Dollar Saloon, a strip club. He said there
were about ten “black guys” in the parking lot at the front of the club and
that four of them had handguns “like glocks”. He said about their guns that
“they had them and took them out and they put them back in all together”. He
was able to identify four cars in the parking lot because their headlights were
on: a black GMC Blazer, a black Jeep Cherokee, a tan-coloured Lexus LS and a
white two-door Acura Legend. The Blazer had already left the parking lot when
the call was made.
3
At 1:24 a.m., the dispatcher called the police in the area and told them
that a 911 caller “can see a bunch of male blacks with guns out front of the
Million Dollar . . . [C]omplainant saw approximately 10 parties. Four of them
with guns”. The dispatcher then described the four vehicles, indicating that
the Blazer had left. A number of police immediately converged on the club, and
set up perimeter surveillance posts around it.
4
There are two entrances to the club’s parking lot, one in front and one
at the rear. At 1:26 a.m., P.C. Andrew Robson and P.C. Jeff Dickson positioned
their vehicle so they could watch the rear exit. The purpose of the
“perimeter”, according to P.C. Dickson, was to “make sure everything stays
inside it”. Almost immediately, a black car drove from the front of the
building towards the rear exit. P.C. Robson and P.C. Dickson blocked the exit,
stopping the car. On stopping the car, they observed that the two occupants
were black males.
5
The police got out of their cruiser and approached the car, a Jaguar.
It was not one of the four vehicles specifically identified by the 911 caller.
P.C. Robson went to the passenger’s side where Clayton was sitting and P.C.
Dickson approached the driver, Farmer.
6
P.C. Dickson told Farmer that there had been a gun complaint and asked
him, for his own safety, to step out of the car. In his words:
For my safety I wanted to — just so I could see around. I could see
around, make sure he didn’t have — wasn’t holding a gun. And if he stepped out
I could see his hands better. Might be able to see anything if there was
anything in pockets or anything. So, it’s just to see in the car, if there’s
anything maybe on the seat . . . .
Farmer
responded, “You’ve got to be kidding.” P.C. Dickson again asked him to get out
of the car. Once again Farmer protested, saying “This is ridiculous.” P.C.
Dickson asked him a third time and was met with the same response. Farmer
finally got out of the car.
7
Suspicious because of Farmer’s reluctance to get out of the car and
concerned for his safety, P.C. Dickson asked him to turn around and put his
hands on the top of the car. He explained his conduct as follows:
A. After he got out I asked the driver if he
could turn around and put his hands on top of the car.
Q. Why? Why did you ask him to do that?
A. For my safety. Like, at this point I had no
idea what — just that it’s suspicious of what was going on. I wanted to make
sure I could see everything first. Like, right away I asked him to turn
around. I was going to — I had the full intention, right at that time, to
search the driver. I went to put my hand on him.
Q. And why were you planning to search the
driver?
A. Just that, this time with the seriousness of
the call, and everything with the description, we were just going to see if he
was carrying any weapons.
8
Clayton was in the passenger seat. P.C. Robson told Clayton that their
car had been stopped because there had been a gun call and they were looking
for guns. Clayton told him that they had just arrived at the club, prompting
P.C. Robson to ask why they were leaving. Clayton paused and again said, “But
we just got here.” When asked if they had seen anything at the front of the
club, Clayton repeated, “We just got here.”
9
During this discussion, Clayton stared straight ahead, making no eye
contact. P.C. Robson noticed that Clayton was wearing black leather driving
gloves despite being the passenger and the night being, as P.C. Robson said at
trial, “certainly not glove weather”.
10
Because of the gloves, the way he was responding to his questions, and
the fact that this was the first and only car to leave the area, P.C. Robson
asked Clayton to get out of the car in order to search it. P.C. Robson
testified that since Clayton was “a heavy set individual”, it would be easier
to search the two-door sports car if no one occupied the seat. Clayton
complied, but looked nervous and was swaying from side to side, blocking visual
access to the inside of the car. For his own protection, P.C. Robson asked him
twice to move to the rear of the car and place his hands on the car where he
could see them, but Clayton simply responded that he had nothing on him. P.C.
Robson then put his hand on Clayton’s shoulder to direct him to the back of the
car. Clayton shoved him, causing him to lose his balance, and ran towards the
front of the club.
11
P.C. Dickson, who was with Farmer but saw the struggle, joined P.C. Robson
in chasing Clayton. He turned Farmer over to P.C. Lance Mulholland, who had
stopped his cruiser behind P.C. Robson’s.
12
When they got to the front of the club, P.C. Robson and P.C. Dickson
found Clayton lying on the ground, subdued by other officers. While Clayton
was on the ground, one of the club’s bouncers told the police that Clayton was
one of the men with the guns. P.C. Robson escorted Clayton, who had by now
been handcuffed, back to the police cruiser. On their way back, P.C. Robson
asked Clayton if he had any guns. When Clayton nodded, P.C. Robson asked where
it was. Clayton told him it was in his pant pocket, and P.C. Robson pulled
what turned out to be a loaded semi-automatic pistol from Clayton’s pocket.
There were eight rounds of ammunition in the gun.
13
P.C. Mulholland, who had seen the struggle between Clayton and P.C.
Robson, ordered Farmer to put his hands on the car roof. Because, after a few
seconds, he said he heard P.C. Robson confirm over the radio that Clayton was
in custody and had been in possession of a firearm, P.C. Mulholland
immediately arrested Farmer for possession of the gun found on Clayton. He
then turned Farmer over to another officer, P.C. Pidano, who found a loaded
handgun when he lifted Farmer’s jacket.
14
The trial took place prior to this Court’s decision in R. v. Mann,
[2004] 3 S.C.R. 59, 2004 SCC 52. Relying on R. v. Murray (1999), 136
C.C.C. (3d) 197 (Que. C.A.), a decision which affirmed the constitutionality of
a roadblock, the trial judge, Durno J., held that the initial stopping of
Farmer and Clayton’s vehicle was lawful, but that the further detention and
search violated ss. 8 and 9 of the Canadian Charter of Rights and Freedoms .
He declined, however, to exclude their guns from the evidence under s. 24(2) ,
concluding that the Charter breaches occurred in a “fast-paced
situation” in which the officers had “little time for reflection”, that the
admission of the guns into evidence would not affect trial fairness, that there
was no bad faith on the part of the police, and that the exclusion of the guns
would do more to bring the administration of justice into disrepute than their
admission ([2001] O.J. No. 2393 (QL)). Both Farmer and Clayton were convicted
of unlawfully carrying a concealed weapon and possessing a loaded prohibited
firearm.
15
In the Ontario Court of Appeal, Doherty J.A., writing for a unanimous
court, allowed Farmer and Clayton’s appeals, quashed the convictions, and
entered acquittals on all charges ((2005), 194 C.C.C. (3d) 289). The court concluded
that the “roadblock” was unlawful because there was no imminent danger and
because the police did not tailor their intervention to stop only the four
vehicles identified in the 911 call. Had they properly tailored their
response, Farmer and Clayton’s vehicle would not have been detained. As a
result, their detention and subsequent searches violated ss. 9 and 8 of the Charter .
16
In its s. 24(2) analysis, the Court of Appeal found the Charter
breaches to be of such severity as to justify the exclusion of the evidence.
The court concluded that, in stopping the car, the police did not turn their
minds to the ancillary powers doctrine and consider the limits of their
powers. This failure, the court concluded, was a result of the training they
had received, which “left no room for a fact-specific assessment once a ‘gun
call’ went out” (para. 84). The guns were therefore excluded to send an
“emphatic” message to the police about their “institutional failure”, which the
court found “significantly aggravate[d]” the seriousness of the breach.
17
The Crown appealed, arguing, persuasively in my view, that the police
had lawful authority for the methodology used in this case and that,
accordingly, there were no violations of ss. 8 or 9 of the Charter .
II. Analysis
18
The Crown conceded that the initial stopping of Clayton and Farmer
resulted in their detention within the meaning of s. 9 of the Charter .
The Crown also acknowledged that the subsequent police examination of the
interior of the car and its occupants constituted a search for the purposes of
s. 8 . Those provisions of the Charter state:
8. Everyone has the right to be secure
against unreasonable search or seizure.
9. Everyone has the right not to be
arbitrarily detained or imprisoned.
19
If the police conduct in detaining and searching Clayton and Farmer
amounted to a lawful exercise of their common law powers, there was no
violation of their Charter rights. If, on the other hand, the conduct
fell outside the scope of these powers, it represented an infringement of the
right under the Charter not to be arbitrarily detained or subjected to
an unreasonable search or seizure.
20
The following passages from Mann are instructive:
A detention for investigative purposes is, like any
other detention, subject to Charter scrutiny. Section 9 of the Charter ,
for example, provides that everyone has the right “not to be arbitrarily
detained”. It is well recognized that a lawful detention is not “arbitrary”
within the meaning of that provision. Consequently, an investigative detention
that is carried out in accordance with the common law power recognized in this
case will not infringe the detainee’s rights under s. 9 of the Charter .
.
. .
The general duty of officers to protect life may,
in some circumstances, give rise to the power to conduct a pat-down search
incident to an investigative detention. Such a search power does not exist as
a matter of course; the officer must believe on reasonable grounds that his or
her own safety, or the safety of others, is at risk. [Emphasis added; paras.
20 and 40.]
Thus, a
detention which is found to be lawful at common law is, necessarily, not
arbitrary under s. 9 of the Charter . A search done incidentally to that
lawful detention will, similarly, not be found to infringe s. 8 if the search
is carried out in a reasonable manner and there are reasonable grounds to
believe that police or public safety issues exist.
21
The statement that a detention which is lawful is not arbitrary should
not be understood as exempting the authorizing law, whether it is common law or
statutory, from Charter scrutiny. Previous decisions of this Court are
clear that where a detention by police is authorized by law, the law
authorizing detention is also subject to Charter scrutiny: R. v.
Hufsky, [1988] 1 S.C.R. 621; R. v. Ladouceur, [1990] 1 S.C.R. 1257.
The courts can and should develop the common law in a manner consistent with
the Charter : Dagenais v. Canadian Broadcasting Corp., [1994] 3
S.C.R. 835, at pp. 875-78. The common law regarding police powers of
detention, developed building on R. v. Waterfield, [1963] 3 All E.R. 659
(C.A.), and Dedman v. The Queen, [1985] 2 S.C.R. 2, is consistent with Charter
values because it requires the state to justify the interference with liberty
based on criteria which focus on whether the interference with liberty is
necessary given the extent of the risk and the liberty at stake, and no more
intrusive to liberty than reasonably necessary to address the risk. The
standard of justification must be commensurate with the fundamental rights at
stake.
22
The key question in this appeal, therefore, is whether the police were
acting within the scope of their common law police powers when they detained
Clayton and Farmer. These common law powers were described by Doherty J.A. in
his reasons at paras. 35-37 with great clarity, requiring no further refinement
here:
The powers and duties of constables at common law
were described in R. v. Waterfield, [1963] 3 All E.R. 659 (C.C.A.) at
661:
In the judgment of this court it would be difficult, and in the present
case it is unnecessary, to reduce within specific limits the general terms in
which the duties of police constables have been expressed. In most cases it is
probably more convenient to consider what the police constable was actually doing
and in particular whether such conduct was prima facie an unlawful
interference with a person’s liberty or property. If so, it is then relevant
to consider whether (a) such conduct falls within the general scope of any duty
imposed by statute or recognised at common law and (b) whether such conduct,
albeit within the general scope of such a duty, involved an unjustifiable use
of powers associated with the duty.
The powers of police constables at common law,
often described as the ancillary police power, as set out in Waterfield
have been accepted by the Supreme Court of Canada as part of the Canadian
common law in several decisions rendered both before and after the proclamation
of the Charter : see e.g. Knowlton v. The Queen (1973), 10 C.C.C.
(2d) 377 (S.C.C.) at 379-80; Dedman v. The Queen (1985), 20 C.C.C. (3d)
97 (S.C.C.); R. v. Godoy (1999), 131 C.C.C. (3d) 129 (S.C.C.) at 135-36;
R. v. Mann [(2004), 185 C.C.C. (3d) 308 (S.C.C.)], at 320-1. The power
of the police to detain for investigative purposes in some circumstances and
the power to search as an incident of arrest are two of the better known
examples of the exercise of the common law ancillary police power: R. v.
Mann, supra; R. v. Caslake (1998), 121 C.C.C. (3d) 97 (S.C.C.)
at 107-108.
Where the prosecution relies on the ancillary power
doctrine to justify police conduct that interferes with individual liberties, a
two-pronged case-specific inquiry must be made. First, the prosecution must
demonstrate that the police were acting in the exercise of a lawful duty when
they engaged in the conduct in issue. Second, and in addition to showing that
the police were acting in the course of their duty, the prosecution must
demonstrate that the impugned conduct amounted to a justifiable use of police
powers associated with that duty: Brown v. Durham Regional Police Force
(1998), 131 C.C.C. (3d) 1 (Ont. C.A.) at 23-24. [Emphasis deleted.]
23
Doherty J.A. accepted that the first prong of the analysis was met in this
case. In his view, which I share, the police “were clearly acting in the
course of their duty to investigate and prevent crime” when they stopped the
car and detained its occupants (para. 38). It is true that the police had no
specific statutory authority for the initial stop but, as Doherty J.A. pointed
out, and as s. 42(3) of the Police Services Act, R.S.O. 1990, c. P.15,
confirms, “[i]t is . . . well established that the police power to interfere
with individual liberties reaches beyond those powers specifically enumerated
in statutes” (para. 34).
24
On the specific facts of this case, however, Doherty J.A. was not
persuaded that the conduct was a justifiable use of police powers associated
with their duty. With great respect, the facts lead me to a different
conclusion. I agree with the trial judge, Durno J., that on the information
available to the police, they were justified in stopping “all vehicles”
emerging from the parking lot and “would have been derelict in their duties had
they sat by and watched vehicles leave” (para. 56).
25
In R. v. Godoy, [1999] 1 S.C.R. 311, at para. 18, this Court
accepted the following test developed by Doherty J.A. in R. v. Simpson
(1993), 79 C.C.C. (3d) 482 (Ont. C.A.), at p. 499, for assessing whether police
interference with individual liberties was justified:
[T]he justifiability of an officer’s conduct depends on a number of
factors including the duty being performed, the extent to which some
interference with individual liberty is necessitated in order to perform that
duty, the importance of the performance of that duty to the public good, the
liberty interfered with, and the nature and extent of the interference.
26
In determining the boundaries of police powers, caution is required to
ensure the proper balance between preventing excessive intrusions on an
individual’s liberty and privacy, and enabling the police to do what is
reasonably necessary to perform their duties in protecting the public. It was
expressed by Le Dain J. in Dedman, as follows:
The interference with liberty must be necessary for the carrying out of
the particular police duty and it must be reasonable, having regard to the
nature of the liberty interfered with and the importance of the public purpose
served by the interference. [p. 35]
27
The Court’s most recent delineation of this complex assessment is found
in Mann, where Iacobucci J. described the interplay as follows:
[O]ur duty is to lay down the common law governing police powers of
investigative detention in the particular context of this case.
. . . Over time, the common law has moved cautiously to carve out a
limited sphere for state intrusions on individual liberties in the context
of policing. The recognition of a limited police power of investigative
detention marks another step in that measured development. It is, of
course, open to Parliament to enact legislation in line with what it deems the
best approach to the matter, subject to overarching requirements of
constitutional compliance. [Emphasis added; paras. 17-18.]
28
Mann dealt with the detention of an individual walking on the
sidewalk during the investigation of a break and enter. The Court concluded
that the detention was lawful since the accused not only closely matched the
description given by the radio dispatcher, which had included the age, race,
height, weight, and clothing of the suspect, but also because the accused was
only two or three blocks from the scene of the reported crime. While the
circumstances in this case are different from those in Mann since the police
in this case were obviously unable to identify any particulars about the
occupants before their initial detention, some of the analysis in Mann
is nonetheless helpful in assessing whether the police were acting within the
scope of their common law powers:
The evolution of the Waterfield test, along with the Simpson
articulable cause requirement, calls for investigative detentions to be
premised upon reasonable grounds. The detention must be viewed as reasonably
necessary on an objective view of the totality of the circumstances, informing
the officer’s suspicion that there is a clear nexus between the individual to
be detained and a recent or on-going criminal offence. Reasonable grounds
figures at the front-end of such an assessment, underlying the officers’
reasonable suspicion that the particular individual is implicated in the
criminal activity under investigation. The overall reasonableness of the
decision to detain, however, must further be assessed against all of the circumstances,
most notably the extent to which the interference with individual liberty is
necessary to perform the officers’ duty, the liberty interfered with, and the
nature and extent of that interference, in order to meet the second prong of
the Waterfield test. [Emphasis added; para. 34.]
29
The Court, as previously noted, also clarified in Mann that
searches incident to an investigative detention could be justified if the
officer believes “on reasonable grounds that his or her own safety, or the
safety of others, is at risk”:
The
officer’s decision to search must also be reasonably necessary in light of the
totality of the circumstances. It cannot be justified on the basis of a vague
or non-existent concern for safety, nor can the search be premised upon hunches
or mere intuition. [para. 40]
30
The justification for a police officer’s decision to detain, as
developed in Dedman and most recently interpreted in Mann, will
depend on the “totality of the circumstances” underlying the officer’s
suspicion that the detention of a particular individual is “reasonably
necessary”. If, for example, the police have particulars about the individuals
said to be endangering the public, their right to further detain will flow
accordingly. As explained in Mann, searches will only be
permitted where the officer believes on reasonable grounds that his or her
safety, or that of others, is at risk.
31
The determination will focus on the nature of the situation, including
the seriousness of the offence, as well as on the information known to the
police about the suspect or the crime, and the extent to which the detention
was reasonably responsive or tailored to these circumstances, including its
geographic and temporal scope. This means balancing the seriousness of the
risk to public or individual safety with the liberty interests of members of
the public to determine whether, given the extent of the risk, the nature of
the stop is no more intrusive of liberty interests than is reasonably necessary
to address the risk.
32
In my view, both the initial and the continuing detentions of Clayton
and Farmer’s car were justified based on the information the police had, the
nature of the offence, and the timing and location of the detention.
33
The police set up the initial stop in response to a 911 call identifying
the presence of about ten “black guys”, four of them with guns. The police
described what they were doing as setting up perimeter surveillance posts to
secure the confined geographical area where the offence they were investigating
had reportedly taken place. The police had reasonable grounds to believe that
there were several handguns in a public place. This represented a serious
offence, accompanied by a genuine risk of serious bodily harm to the public.
The police were entitled to take reasonable measures to investigate the offence
without waiting for the harm to materialize and had reasonable grounds for
believing that stopping cars emerging from this parking lot would be an
effective way to apprehend the perpetrators of the serious crime being
investigated.
34
Like Doherty J.A., I am of the view that, as he indicated at para. 56 of
his reasons, the information conveyed by the 911 call provided reasonable
grounds for the police to believe that “several individuals were committing
serious firearms-related criminal offences in front of the club” and that
“those individuals who had vehicles would leave the parking area through one of
the two available exits”. As Doherty J.A. pointed out, the 911 system assumes
that the police will react in a timely fashion to the information provided and
that the police should be entitled to rely on such information.
35
The seriousness of the offences being investigated and the potential
risk to public safety were also relied upon by Durno J. to conclude that the
initial detention was a justifiable use of police powers. Additionally, he
noted that the detention took place within minutes of the 911 call; that only
those leaving the parking area were restricted in their movement; and that the
exits from the parking area were the principal escape routes for those seen
with guns.
36
Doherty J.A. acknowledged that the purpose of stopping the car was “to
apprehend individuals in possession of dangerous weapons and seize those
weapons before they could be used in criminal activity to harm others” (para.
41). Significantly, he also accepted that the information received by the
police represented “a significant and undeniable danger”:
Criminal conduct involving the use of firearms, especially handguns, is
a serious and growing societal danger. The law abiding segment of the
community expects the police to react swiftly and decisively to seize illegal
firearms and arrest those in possession of them. The risk posed to the
community by those in possession of handguns gives an added significance to
police efforts to seize those weapons and apprehend those in possession of them
beyond the always important police duty to investigate and prevent criminal
activity. [para. 41]
(See also Reference re Firearms Act (Can.), [2000] 1 S.C.R. 783,
2000 SCC 31, at para. 45; R. v. Felawka, [1993] 4 S.C.R. 199, at p.
211.)
37
I part company with him, however, when he concludes that notwithstanding
the seriousness of the crimes and the inevitability that the perpetrators would
use one of the exits, the police were not entitled to stop a car leaving the
area unless it and the occupants matched exactly the information provided by
the 911 caller as to the make of the vehicles or the casual clothing of the men
in the parking lot. The detention of Clayton and Farmer’s car was, as a
result, found by him not to be sufficiently tailored to the circumstances
because the police had decided to detain every car leaving the parking lot
instead of just the four vehicles specifically described in the 911 call. With
great respect, in my view requiring the police to stop only those vehicles
described in the 911 call imposes an unrealistic burden on the police in this
case, and one inconsistent with their duty to respond in a timely manner, at
least initially, to the seriousness of the circumstances.
38
It is true that the caller described only four cars of the several in
the parking lot, but the four vehicles described in the call were part of a
larger scenario: four men with guns, part of a larger group of about ten men,
all of whom were standing outside in the parking lot at the front of the strip
club, none inside their vehicles, and any one of whom may have used a car other
than those specifically described. The police set up their vehicles at the
exit of the club’s parking lot so as to detain only those vehicles in the
parking lot at the time. Stopping a car emerging from this site was, with
respect, an eminently reasonable response to the safety issues at stake.
39
The police timing was also responsive to the circumstances. They
received the 911 call at 1:22 a.m. The officers in the area were notified at
1:24 a.m. and P.C. Robson and P.C. Dickson arrived at the rear exit of the
parking lot at 1:26 a.m. By 1:27 a.m., within five minutes of the 911 call and
one minute of their own arrival at the strip club, they had detained Farmer’s
vehicle.
40
The police had reasonable grounds to believe that public safety was at
risk, that handguns could be in the possession of those leaving the parking
area, and that stopping cars leaving that area could result in their
apprehension. The steps taken by the police in this case in stopping the car,
based on the information they had, were reasonable and reasonably tailored to
the information they had.
41
In the totality of the circumstances, therefore, the initial detention
in this case was reasonably necessary to respond to the seriousness of the
offence and the threat to the police’s and public’s safety inherent in the
presence of prohibited weapons in a public place, and was temporally,
geographically and logistically responsive to the circumstances known by the
police when it was set up. The initial stop was consequently a justifiable use
of police powers associated with the police duty to investigate the offences
described by the 911 caller and did not represent an arbitrary detention
contrary to s. 9 of the Charter .
42
Having concluded that their initial detention was constitutionally
permissible, the next issue is whether the conduct of the police in further
detaining and searching Clayton and Farmer was justified.
43
Doherty J.A. concluded that, had he found the initial stop to be
constitutional, the subsequent removals and searches of the occupants would
have been a justified exercise of police powers:
In my view, legitimate police safety concerns justify a “pat-down”
search of occupants removed from vehicles at a roadblock where the police have
information that provides reasonable grounds to believe that one or more of the
individuals detained at the roadblock may be armed. I do not think the police
can be put in a position where they may have to turn their back on the
occupants of the vehicle without first conducting a “pat-down” search. While my
conclusion that a “pat-down” search would be warranted extends the police
power, it also significantly increases the interference with individual liberty
occasioned by the roadblock stop. As that interference grows, arguments which
are said to make the conduct justifiable must become all the more compelling. [para.
67]
44
This analysis is logically compelling given the purpose of the detention
and the reasonableness of the police view, at the time, that Clayton and Farmer
were implicated in the criminal activity under investigation. The police knew
that some of the people leaving the parking lot would have guns. They also
knew that the suspects were black males in the parking lot of the Million
Dollar Saloon. After stopping the Jaguar, the police discovered that both
occupants matched the race of the suspects mentioned in the 911 call, that
Clayton was wearing leather gloves despite being a passenger and despite the
weather not being glove weather, and that Clayton was giving strange and
evasive answers to P.C. Robson’s questioning. The trial judge found that
Clayton was behaving in a way that gave rise to a reasonable suspicion that he
might be in possession of a firearm. That gave the officer reasonable grounds
for suspecting that he was one of the four men who had a gun in the parking
lot.
45
Moreover, P.C. Dickson testified that he became concerned for his own
safety because it took three requests to get Farmer out of the car. The police
already knew that the vehicle driven by Farmer came from the scene of the
reported crime, that it was the first vehicle to leave the parking lot within
minutes of when the crime was reported, and that it avoided leaving by the
front exit, where the other officers were arriving, and instead headed towards
the rear exit.
46
Taken together, these facts, objectively, gave rise to the reasonable
suspicion that the occupants of the Jaguar could be in possession of the
handguns reported in the 911 call, and that, as a result, the lives of the
police officers and of the public were at risk, justifying their continued
detention. This constellation of circumstances was such that the police were
required to, and did, respond quickly and appropriately to the information they
had about the possession of guns by individuals in this particular parking
lot. They treated the two occupants as equally likely to be connected to the
serious crime under investigation. They were reasonable in taking this
approach once they saw that both individuals, in a car that had just left the
crime scene, matched the general description they had.
47
I accept Doherty J.A.’s conclusion that had the police stopped the
vehicle and discovered that the occupants did not correspond to the description
given by the 911 caller, they would have had no reasonable grounds for the
continued detention of the occupants. For example, had the caller described
individuals who were white, the police would not have had reasonable grounds
for the continued detention of non-white occupants. On the particular facts of
this case, however, based on their subsequent observations, there were
reasonable grounds, as required by Mann, for the police to conclude that
the two occupants of the car they had stopped were implicated in the crime
being investigated.
48
The officers’ safety concerns also justified the searches incidental to
the detention. The trial judge based his finding that Farmer’s and Clayton’s
s. 8 rights were violated on his conclusion that the decision to search them
was made before the officer had the objective grounds to do so. This, it seems
to me, ignores the fact that the relevant time is the time of the actual search
and seizure. By that time, the officers had the requisite subjective and
objective grounds. Intention alone does not attract a finding of
unconstitutionality. It is not until that subjective intent is accompanied by
actual conduct that it becomes relevant. We would otherwise have the Orwellian
result that Charter breaches are determined on the basis of what police
officers intend to do, or think they can do, not on what they actually do. The
Charter protects us from conduct, not imagination, and even a benign
motive may not justify objectively unreasonable police conduct.
49
Nor did the trial judge accept P.C. Mulholland’s evidence that he had
overheard the information about Clayton’s arrest and possession of a gun on the
radio. In my view, however, this finding is not determinative. Since the
search of both occupants was justified for safety reasons as incidental to the
detention, it does not matter whether P.C. Mulholland received a radio
transmission telling him that a handgun had been found on Clayton when he
arrested Farmer. In all the circumstances, the search was necessarily
incidental to the lawful investigative detention and, consequently, there was
no violation of s. 8 .
50
Having found no breaches of Clayton’s and Farmer’s Charter rights,
it is unnecessary to undertake a s. 24(2) analysis. It is, however, worth
addressing the Court of Appeal’s conclusion that the “institutional failures”
of the police to adequately train their officers “significantly aggravate[d]”
the seriousness of the breach in this case.
51
In their testimony, the police did not expressly advert to the factors
relevant to the exercise of their ancillary powers or explain the way they
balanced the pros and cons of deciding whether to set up the perimeter
surveillance. What is under constitutional scrutiny is the police conduct, not
police training. The officers’ good faith in carrying out their duties is the
issue in this case. To go further and examine the training behind such conduct
would risk transforming the inquiry into a protracted pedagogical review of
marginal relevance to whether the police conduct itself represented a breach of
sufficient severity to warrant excluding the evidence.
52
There is no doubt that police training is important, but there was no
evidence in this case that these police officers were in fact the subject of
improper training. The evidence was that the officers were trained to treat
all “gun calls” seriously as “high risk takedowns”. This is not tantamount to
being trained to ignore the specific facts and circumstances of each case in
favour of indiscriminate detentions, searches and arrests, as the Court of
Appeal concluded. Police officers need hardly be told that guns pose
significant threats to their safety and that of the public. These are threats
that they rightly take seriously. It cannot be inferred, from the fact that
this common sense conclusion was inculcated in police officers, that they were
therefore trained to understand a “gun call” as a source of authority to
undertake whatever “measures could lead to the recovery of the weapons and the
apprehension of the offenders”. Such a conclusion is not supported by the
record or, more importantly, by the findings of the trial judge.
53
I agree with the trial judge who found that the police in this case were
responding to legitimate safety concerns in a “fast-paced” situation.
Measuring the police’s conduct towards Clayton and Farmer against the law and
the factual context, it can hardly be said that it reflected bad training, let
alone bad faith justifying the exclusion of the evidence.
III. Conclusion
54
I would therefore allow the appeal and restore the respondents’
convictions.
The reasons of Binnie, LeBel and Fish JJ. were
delivered by
55
Binnie J. — This appeal
requires the Court to consider the common law powers of the police in the
course of a criminal investigation and in particular to consider whether the
police may detain individuals against whom they have no particular grounds of
suspicion having regard to the guarantees set out in the Canadian Charter of
Rights and Freedoms . The appellant argues that in the context of a 911 gun
call the police may do so, and may thereafter proceed by incremental steps (as
new information becomes available to the police to focus suspicion on
particular individuals) to further detain, search and possibly arrest the
individuals in question. In short the appellant’s argument is driven by the
special dangers encountered by the police in dealing with a 911 gun call, and
the appeal will be dealt with on that basis.
56
In the early hours of September 24, 1999, the Brampton police responded
to a 911 gun call recorded at 1:22 a.m. The caller was across the street from
a night club called the Million Dollar Saloon. He identified himself, and then
said (in part):
There’s like four black guys out there and they all have guns on them.
I mean they’re out there with guns, there’s like, there’s like about ten of
them but four of the[m] have guns.
.
. .
Ya, right outside the front door, right like . . . the bouncer and the
owners and everything I think the[y’re] inside, but these guys are outside and
I was getting ready to leave and as I was leaving right, and as I was leaving I
saw them they were holding they were like holding their guns, they had them and
took them out and they put them back in all together, there’s like ten guys,
but I only seen four guys with guns but I mean that’s still four guys, you know
that’s a lot.
(Appellant’s Record, at p. 293)
The police regarded the information as reliable. They responded
immediately. The officers whose conduct is at issue in this case arrived on
the scene at 1:26 a.m. (i.e., within five minutes of the gun call) and arrests
of both respondents had been made by 1:28 a.m. The respondents were caught by
a police blockade as they attempted to drive away from the parking lot of the
club. They were each armed with loaded semi-automatic handguns (termed by the
911 caller “glocks” with clips). The defence rests largely on the fact that at
the time the police stopped the respondents’ car, the police had no more
grounds to suspect their involvement in the firearms offences than they did the
involvement of anyone else milling about outside the club or leaving its parking
lot. However, the trial judge believed the police blockade to be authorized by
the common law, and admitted the guns as evidence stating:
While it is not possible to draw a bright line rule
as to which circumstances would justify stopping all vehicles, given the
information available to police, they were justified here. They would have
been derelict in their duties had they sat by and watched vehicles leave.
([2001] O.J. No. 2393 (QL), at para. 56)
57
At trial, the respondents were convicted of carrying concealed weapons
and of possession of loaded prohibited firearms but appealed successfully to
the Ontario Court of Appeal on the basis of alleged violations of their
Charter rights against unreasonable search and seizure (s. 8 ) and arbitrary
detention (s. 9 ). The evidence of the handguns was excluded by the appellate
court and acquittals on all charges entered ((2005), 194 C.C.C. (3d) 289). The
Crown now appeals to this Court. I believe the appeal should be allowed.
A. Developing the Proper Approach
58
The appeal raises serious issues of crime, public safety and civil
liberties. There does not exist in Canada a general police power of
investigative detention. R. v. Mann, [2004] 3 S.C.R. 59, 2004 SCC 52,
so held. Parliament is the appropriate body to consider and enact measures
that lay down the particular circumstances in which investigative detention is
permitted. However, Parliament has not yet enacted a law governing the police
response to a situation such as we have in this case. Resort must therefore be
had to the common law powers of the police, an area of the law beset with both
uncertainty and controversy. My colleague Abella J. formulates the applicable
test as follows:
The justification for a police officer’s decision
to detain, as developed in Dedman and most recently interpreted in Mann,
will depend on the “totality of the circumstances” underlying the officer’s
suspicion that the detention of a particular individual is “reasonably
necessary”. [para. 30]
In my view, with respect, the “reasonably necessary” test is not a Charter
test, and is not an adequate substitute for proper Charter scrutiny.
Accordingly, while I agree with Abella J. that the appeal must be allowed, I
reach that conclusion by a different route.
59
If a police power to establish a blockade of all motorists is to
be upheld, this extension of police powers should be done by revisiting the
basic principles that underlie the body of common law police powers. Many of
what were formerly called civil liberties are now more properly considered to
be constitutional rights and freedoms. An asserted common law police power
that is challenged on Charter grounds should be subjected to the usual Charter
analysis that requires the Court to articulate the individual’s asserted Charter
right (here ss. 8 and 9 ) and measure it against the countervailing societal
interests (s. 1 ) in an open and candid manner. The growing elasticity of the concept
of common law police powers must, I think, be subjected to explicit Charter
analysis. Accordingly, I propose to proceed as follows: firstly, does the
alleged police power exist at common law; secondly, if so, does the claimed
police power authorize interference with Charter rights including an
individual’s reasonable expectation of privacy (s. 8 ) or result in arbitrary
detention (s. 9 ); and, thirdly, if so, is the law authorizing the infringement
(in this case a common law) justified as a reasonable limit under s. 1 of the Charter ?
60
If the existence of the police power is found to be constitutional, a
fourth question may arise in a particular case: was the power thus established
exercised reasonably in “the totality of the circumstances”? (Mann,
at para. 44)
61
An alternative approach adopted by my colleague Abella J. is to proceed
solely by way of the two-step pre-Charter test first expressed by an
English court in R. v. Waterfield, [1963] 3 All E.R. 659 (C.A.),
although since then sparingly used in that country and then usually for a
different purpose (see P. Healy, “Investigative Detention in Canada”, [2005] Crim.
L.R. 98). On that view there is no need to articulate a Charter
analysis because in theory the Court will develop the common law in a manner
that is consistent with the Charter . My colleague writes:
The statement that a detention which is lawful is
not arbitrary should not be understood as exempting the authorizing law,
whether it is common law or statutory, from Charter scrutiny. [para. 21]
We thus agree on the need for “Charter scrutiny”. It seems to
me problematic in a case like this, however, to say the authorizing law is
subject to Charter scrutiny without in fact subjecting the authorizing
law to any recognizable Charter scrutiny. My preference is to conduct “Charter
scrutiny” using our usual Charter framework of analysis rather than
calling in aid a British case like Waterfield decided almost 20 years
before the Canadian Charter came into existence. No reason is given by
my colleague for creating a different scheme of Charter scrutiny for
common law police powers from that which the courts have developed for statute
law (and applied, as will be seen, to other areas of the common law). The Oakes
test, unlike Waterfield, is based on the wording of the Charter
itself. Moreover, common law police powers illustrate a serious difficulty, I
believe, with my colleague’s approach. On occasion an Attorney General will
argue (as here) that a common law which authorizes police conduct that
infringes individual Charter freedoms may be justified in the larger
interest of society. In a number of cases we have held that a common law power
may infringe a Charter right but nevertheless be upheld under s. 1 , or
as it is sometimes put, we have found a Charter infringement but not a Charter
violation. Conflating in a Waterfield-type analysis the consideration
of the individual’s ss. 8 and 9 rights and society’s s. 1 interests can only
add to the problematic elasticity of common law police powers, and sidestep the
real policy debate in which competing individual and societal interests are
required to be clearly articulated in the established framework of Charter
analysis.
62
I believe the approach taken here is consistent with the view taken by
the Quebec Court of Appeal in an earlier police blockade case, R. v. Murray
(1999), 136 C.C.C. (3d) 197, where Fish J.A., as he then was, observed at
the outset of his reasons that: “In my view, the respondent was not detained
arbitrarily when his vehicle was stopped at the roadblock. Had I found
otherwise, I would nonetheless have allowed the appeal, since I believe that
respondent’s detention was lawful in virtue of a police officer’s powers at
common law and that any resulting infringement of s. 9 of the Charter was
justified under s. 1 as a ‘reasonable limit prescribed by law’” (pp. 203-4
(emphasis added)).
63
It is not only bad people who were leaving the Million Dollar Saloon on
September 24, 1999. Individuals going about their ordinary business, even in
the small hours of the morning, should not have their way physically blocked by
the police and be required to account for themselves unless there exists a Charter -proof
legal authority for the detention.
B. The Crux of the Dispute
64
The facts are outlined in the decision of Abella J. The key issue in
this case is whether the initial detention of the respondents by way of a
roadblock of all vehicles leaving the club parking lot (i.e.,
irrespective of the type of vehicle) was constitutional. The trial judge held
that it was. In doing so he relied on Murray. The trial judge decided
that the police, having lawfully stopped the car, were entitled to look inside
to verify the absence of firearms to assure their own safety, and based on the
initial inspection, the police were permitted to go further and “ask the
occupants questions, to get them out for a car search, and to search the
occupants” (para. 66). It was on the issue of the lawfulness of the initial
detention that the Ontario Court of Appeal differed from the trial judge.
As Doherty J.A. stated:
I would add that had I found the roadblock stop to
be constitutional, I am in substantial agreement with the trial judge’s
observations concerning the steps that the police were entitled to take as
incidental to a roadblock stop where they had reason to suspect that an
occupant of one or more of the vehicles to be stopped is armed. [Emphasis
added; para. 67.]
The Ontario Court of Appeal considered the initial detention to be
unconstitutional because the police had decided that no vehicle would be
permitted to leave the parking lot unsearched. In its view, the roadblock was
insufficiently tailored to the precise information provided by the 911 caller.
In particular, the 911 caller’s description of the gunmen’s vehicles did not
match the make or style of the respondents’ “sporty” Jaguar.
65
I agree with the courts below that it is important to address in turn
each stage of what transpired outside the Million Dollar Saloon, namely the
initial detention, the subsequent search, and the eventual arrest of the
respondents. Each stage carried with it constitutional limits on police
intervention, and the seeds of further police intervention should
circumstances, as they developed, warrant. As to the outcome, I agree with the
Court of Appeal that to be constitutional a roadblock must be “tailored” to the
information known to the police. Where we disagree is that, in my view, the
roadblock in this case was as “tailored” as circumstances and the purpose of
the roadblock permitted. Providing that other requirements of a lawful
roadblock were met, I believe the Court of Appeal erred in setting the
convictions aside on the “tailoring” objection.
C. The Roadblock Constituted an Arbitrary
Detention
66
At the time the respondents’ car was stopped, the police had not only
decided to stop all cars but they were implementing that strategy. When
the police swung their vehicle in front of the respondents’ car preventing its
forward movement, there was “significant physical or psychological restraint” (Mann,
at para. 19). As Le Dain J. held in the context of the random roadblock at
issue in Dedman v. The Queen, [1985] 2 S.C.R. 2, at p. 29:
Because of the intimidating nature of police action and uncertainty as
to the extent of police powers, compliance in such circumstances cannot be
regarded as voluntary in any meaningful sense. The possible criminal liability
for failure to comply constitutes effective compulsion or coercion.
See also R. v. Orbanski, [2005] 2 S.C.R. 3, 2005 SCC 37, at
para. 31.
67
The question then arises whether the initial detention here was arbitrary.
I believe that it was in the sense that all cars exiting the parking lot
regardless of description were subject to a roadblock and that within this
universe of vehicles “there were no criteria for the selection of the drivers
to be stopped and subjected to the spot check procedure” (R. v. Hufsky,
[1988] 1 S.C.R. 621, at p. 633; see also R. v. Ladouceur, [1990] 1
S.C.R. 1257, at p. 1276). As in Ladouceur, however, I would uphold the
law authorizing such an arbitrary detention under s. 1 .
D. Common Law Police Powers
68
A detention unsupported by law is arbitrary. As stated in Mann,
at para. 15:
Absent a law to the contrary, individuals are free to do as they
please. By contrast, the police (and more broadly, the state) may act only to
the extent that they are empowered to do so by law.
Police powers are not co-extensive with their duties. Dickson C.J.
made the point in his dissent in Dedman, at p. 12, quoting Professor
Leigh:
The police have long functioned under a regime of
wide duties but limited powers. That is to say, that while they are under
general duties to prevent crime, and breaches of the peace and to detect
criminals, they do not have all those powers which, it might be thought, would
be reasonably necessary for them to do so.
(L. H. Leigh, Police Powers in England and Wales (1975), at p.
29)
A society that valued police efficiency and effectiveness above other
values would be a police state. The appellant acknowledges that Parliament has
not given statutory powers to the police to do what they did in this case. He
is therefore obliged to rely on the common law, in particular Waterfield
and the Canadian cases that cite and build upon Waterfield, including R.
v. Stenning, [1970] S.C.R. 631; Knowlton v. The Queen, [1974] S.C.R.
443; Dedman; Cloutier v. Langlois, [1990] 1 S.C.R. 158; R. v.
Mellenthin, [1992] 3 S.C.R. 615; R. v. Godoy, [1999] 1 S.C.R. 311; Murray;
R. v. Simpson (1993), 12 O.R. (3d) 182 (C.A.), and Mann. Such
common law powers are recognized by s. 42(3) of the Ontario Police Services
Act, R.S.O. 1990, c. P.15:
42. . . .
(3) A police officer has the powers and duties
ascribed to a constable at common law.
69
Police duties, at common law, include “the preservation of the peace,
the prevention of crime, and the protection of life and property” (Dedman,
at p. 32). (It is worth recalling the comment of the trial judge in this case
that the police “would have been derelict in their duties had they sat
by and watched vehicles leave” (para. 56 (emphasis added)). However, even at
common law, a balance must be struck between the competing interests of the
police duty and the liberty interests of individuals. Interference with
liberty interests must be justifiable. How is this to be assessed? Le
Dain J. says in Dedman, at p. 35:
Turning to the second branch of the Waterfield test,
it must be said respectfully that neither Waterfield itself nor most of
the cases which have applied it throw much light on the criteria for
determining whether a particular interference with liberty is an unjustifiable
use of a power associated with a police duty. There is a suggestion of the
correct test, I think, in the use of the words “reasonably necessary” in Johnson
v. Phillips, [[1975] 3 All E.R. 682]. The interference with liberty must
be necessary for the carrying out of the particular police duty and it must
be reasonable, having regard to the nature of the liberty interfered with and
the importance of the public purpose served by the interference. [Emphasis
added.]
70
Dedman was a pre-Charter prosecution arising out of a
random roadside stop on February 4, 1980 aimed at impaired drivers (though the
case did not reach this Court until 1985). The accused had been charged with
refusing to comply with a demand for a breath sample and he then challenged the
Reduce Impaired Driving Everywhere (R.I.D.E.) program of random spot checks of
motor vehicles, which at the time lacked any statutory authority. He claimed
the police had no power to do what they did. The majority of our Court
disagreed, speaking through Le Dain J. (over the dissent of Dickson C.J.
supported by Beetz and Chouinard JJ.). In the majority view, the public
interest in combatting drunk driving outweighed the relatively minor intrusion
on the lives of randomly selected members of the motoring public, and the
police power of random stops was “reasonably necessary” to perform their duty
to maintain public safety on the roads, an area of activity that is in any
event licensed and highly regulated.
E. The Dedman Balance
71
Dedman and Murray establish that in some circumstances the
common law authorizes police blockades to stop, detain and question motorists.
The issue is to determine whether the common law power extended to the
circumstances in this case to bring the police within their common law power.
In making that determination the Court should accept the lead of our earlier
cases and move cautiously and incrementally (Mann, at para. 18). If
greater strides are to be made in delineating the outer limit of a “blockade”
power, they should be made by Parliament.
72
Identifying the purpose of the blockade is important. Here, it was to
determine the whereabouts of the guns and to obtain information leading to the
arrest of those guilty of the firearms offences reported by the 911 caller.
The power sought by the appellant must perforce include interference with civil
liberties to the extent reasonably necessary to enable the police to achieve
the purpose of the blockade. Otherwise, the blockade would likely be
ineffectual and should not have been set up in the first place. However, as
Doherty J.A. observed, such interference requires a strong public interest:
The significant interference with liberties of an indeterminate number
of people occasioned by the roadblock stop, combined with the fact that the
individuals stopped are targets of a police investigation and may face criminal
jeopardy as a result of the police action, demands a strong state interest to
justify police interference with individual liberties. The state interest in
the investigation of crime and the apprehension of criminals is sufficiently
strong to justify the kind of interference necessitated by a roadblock stop only
where the police have reasonable grounds to believe that a serious crime has
been committed and reasonable grounds to believe that the roadblock stop will
be effective in that it will apprehend the perpetrator. [Emphasis added;
para. 53.]
As stated earlier, even if the common law power is shown to exist, it
must be exercised reasonably having regard to the “totality of the
circumstances” (Mann, at para. 44).
73
It will be noted that the asserted police power is narrow and sensitive
to context. The appellant acknowledges as much in his factum:
Lest there be any doubt, this appeal is not about
roadblocks used as general crime detection tools. Rather, it is about
roadblocks used to address serious safety concerns. Here we focus on
roadblocks directed at serious criminal offences that have, are occurring or
are about to occur — serious criminal offences that threaten the safety of an
individual or the community at large. If the police got a tip that a potential
fraudster was removing boxes of important documents from a warehouse, a general
roadblock to intercept the documents, however probative they may be of the
commission of the fraud, would be a potentially disproportionate response to
that crime. While, no doubt, the public has an interest in the investigation
and meaningful prosecution of fraud, the interference with liberty and privacy
interests may exact too great a toll on the constitutional interests of the
travelling public to permit a roadblock. But, this appeal isn’t about the
retrieval of paper, it’s about the retrieval of guns, which, to state the
obvious, engages a wholly different public interest. [para. 51]
This approach reflects a Dedman balancing test in cases of a
blockade that is neither random nor specific, i.e., where the police have no
reasonable grounds to suspect a particular motorist more than any other
motorist being detained, but the public interest is thought to be paramount.
74
Dedman and its progeny have been sharply criticized by some
academics, e.g., Professor Healy characterizes the Canadian view of Waterfield
as “something of a Trojan horse for the expansion of police powers” (p. 107). Waterfield,
he complains, “does not allow the courts to transform unlawful police conduct
into lawful police powers” (p. 103). See also J. Stribopoulos, “In Search
of Dialogue: The Supreme Court, Police Powers and the Charter ” (2005),
31 Queen’s L.J. 1, at p. 19.
75
I agree with the critics that Waterfield is an odd godfather for
common law police powers. In its country of origin it has lived a rather
modest existence, in part because the U.K. Parliament has been far more active
than the Canadian Parliament in defining police powers, see e.g. the Police
and Criminal Evidence Act 1984 (U.K.), 1984, c. 60, ss. 1 and 4. The same
is true of the various legislatures in Australia and New Zealand. The
Tasmanian Police Powers (Vehicle Interception) Act 2000 (Tas.), 2000,
No. 46, for example, provides at s. 5 that a senior police officer may
establish a roadblock on a public street or road-related area if he or she
reasonably believes that: (a) it would significantly improve the prospects of
apprehending or locating a person who (i) has committed an offence punishable
upon indictment, or (ii) is or may be endangering the property, life or safety
of another person; (b) it is necessary to establish the roadblock for the
protection of life or property; or (c) an offence has been, is being or is
likely to be committed and that, for the purpose of performing his or her
functions, it is necessary to detain a vehicle, a driver or a passenger in or
on a vehicle. See also the New South Wales Law Enforcement (Powers and
Responsibilities) Act 2002 (N.S.W.), 2002, No. 103, s. 37; the Queensland Police
Powers and Responsibilities Act 2000 (Qld.), 2000, No. 5, s. 26; the South
Australia Summary Offences Act 1953 (S.A.), 1953, s. 74B, and the New
Zealand Crimes Act 1961 (N.Z.), 1961, No. 43, s. 317B.
76
Criticism of Dedman’s use of Waterfield began with
a broadside from Dickson C.J. in the same case, dissenting, at p. 15:
A police officer is not empowered to execute his or
her duty by unlawful means. The public interest in law enforcement cannot be
allowed to override the fundamental principle that all public officials,
including the police, are subject to the rule of law. To find that arbitrary
police action is justified simply because it is directed at the fulfilment of
police duties would be to sanction a dangerous exception to the supremacy of
law. It is the function of the legislature, not the courts, to authorize
arbitrary police action that would otherwise be unlawful as a violation of
rights traditionally protected at common law.
Nevertheless, the contrary view espoused by Le Dain J. prevailed, and
the majority view has been adopted and applied in a number of our subsequent
cases, including Cloutier v. Langlois (1990), Godoy (1999)
and Mann (2004). I not only accept this line of authority but I agree
with it. It is all very well for the courts to ask Parliament to take
legislative action, but Parliament has not seen fit to do so. In the meantime,
guns and gun-related violence are a growing problem in some urban areas and the
police are sent in to deal with it. Building a composite picture of police
common law powers by way of narrow precedents is not a quick fix but in the
absence of Parliamentary action it is the least worst solution.
77
Whether Waterfield was or was not a sound basis for the majority
view in Dedman may still be a matter of historical and academic
interest, but I take the law established by the majority in Dedman as my
point of departure.
78
I do not believe the Dedman analysis and the s. 1 analysis are
duplicative of one another. While both involve a measure of balancing, Dedman
is a creature of the common law, and nothing is said explicitly in that case
about the presumptive paramountcy of “the liberty interfered with” or putting
the onus on the Crown to “demonstrably justify” the measure as a “reasonable
limit”. Nor does Le Dain J. speak explicitly of such concepts as minimal
impairment. The Charter standard is higher. The pre-Charter
common law position was more loosely framed in recognition perhaps of
the reality that relevant evidence would generally have been admissible
even if the police conduct was unauthorized: R. v. Wray, [1971] S.C.R.
272; Hogan v. The Queen, [1975] 2 S.C.R. 574.
79
Dedman was released on July 31, 1985, more than four months after
R. v. Oakes, [1986] 1 S.C.R. 103, was argued (March 12, 1985).
As both cases were pending before the judges of our Court at the same time, it
is inconceivable that the Court did not expect that a common law police power
sanctioned by Dedman would, in the case of prosecution of post-Charter
offences, be subjected to the more rigorous Oakes analysis. Dedman
should not provide an end run around Oakes. Those with legitimate
concerns about the common law limits of police powers should be able to take
comfort, I think, from the fact that identification of the existence of a
police power under Dedman is only a first step in the full-blown Charter
analysis. An asserted common law power may survive the “ancillary power” test
but nevertheless fail the Oakes test. If the asserted police power is
“reasonably necessary” (as this phrase is interpreted in Dedman, at p.
35) for the police to do their duty and the common law authority for such
conduct is Charter compliant, then society will have some assurance that a
decent balance has been struck.
F. This Case Is Not Covered by Precedent
80
The first step is to determine whether at common law the police
possessed the power to put in place a blockade in the circumstances here.
Initially a court should look at the existing jurisprudence, in particular Dedman,
Simpson, Mann and Murray. If (as I believe) none of these
cases provides authority for what was done in this case, the “balancing test”
derived from Dedman must be applied. The Court must determine whether
the common law rule, if it exists, authorized the police to do what they did
here. If not, of course, there was no legal foundation for the police conduct
and there is no limitation on constitutional rights “prescribed by law” capable
of being saved under s. 1 of the Charter .
(1) The Relevant Police Power Is Not Found in
Mann (or Simpson)
81
The detention and searches in this case do not come within the narrowly
targeted police power of investigative detention based on “individualized
suspicion” initially formulated in Simpson and elaborated upon in Mann
as follows:
The detention must be viewed as reasonably necessary on an objective
view of the totality of the circumstances, informing the officer’s suspicion
that there is a clear nexus between the individual to be detained and a
recent or on-going criminal offence. Reasonable grounds figures at the
front-end of such an assessment, underlying the officer’s reasonable suspicion
that the particular individual is implicated in the criminal activity under
investigation. [Emphasis added; para. 34.]
Mann and Simpson used the “articulable cause”
justification found in the U.S. Fourth Amendment jurisprudence for so-called Terry
stops, see Terry v. Ohio, 392 U.S. 1 (1968); Indianapolis v.
Edmond, 531 U.S. 32 (2000), at p. 44. I do not believe that Mann can
or should be divorced from this pedigree. Moreover, I think it is crucial to
distinguish between what the police knew at the time of the detention, and what
they knew after the initial detention when for the first time they had
an unobscured look at the occupants. In Mann, the police had a good
view of the person stopped before the stop, and proceeded to stop the
detainee because his physical appearance matched that of the crime suspect “to
the tee” (para. 5). Here, there was proximity of the vehicle to the
crime scene in terms of time and location, but nothing else at the time their
vehicle was stopped linked the vehicle or the occupants to the description
given by the 911 caller, as the trial judge noted:
I am satisfied neither officer knew the occupants were black when they
stopped the car. [para. 43]
Even after stopping the car, the only relevant description of the
individuals from the 911 call was that they were all black (trial judge, at
paras. 6 and 9-10). Accordingly, I agree on this point with the trial judge
who concluded, using the language of Simpson, that:
. . . did the officers have grounds to stop the vehicle for an investigative
detention? They did not, because they lacked articulable cause to detain the
vehicle and occupants. It cannot be said there existed objectively a
constellation of discernible facts giving rise to articulable cause to detain
the applicants for investigation. [para. 49]
82
In Simpson, a police officer decided to patrol the area around a
residence he suspected to be a crack house. His knowledge and suspicion of
this residence were entirely derived from an internal police memorandum written
by another officer and apparently based on information provided by an
unidentified “street contact”. While patrolling the area, the officer observed
a car in the driveway of the residence. The sole occupant, a woman, got out of
the car, leaving the motor running, and went to stand inside the doorway of the
residence. After a short time, she returned to her car accompanied by the
appellant, Simpson. The woman drove away with Simpson in the passenger seat.
Aside from these observations, the officer had no knowledge of either the woman
or Simpson. He nevertheless decided to follow the car, and after doing so for
a short distance, directed the car to pull over. He told Simpson to get out of
the car. The officer noticed a bulge in Simpson’s front pant pocket. He asked
Simpson what it was and Simpson responded, “Nothing.” The officer directed
Simpson to take the object from his pocket, then grabbed Simpson’s hand and
removed a bag containing cocaine. On these facts, the Ontario Court of Appeal
concluded the seizure to be unlawful, per Doherty J.A., at pp. 201-2:
. . . the totality of the circumstances — the whole picture — must be
taken into account. Based upon that whole picture the detaining officers must
have a particularized and objective basis for suspecting the particular person
stopped of criminal activity.
.
. .
. . . an assessment of the whole picture must yield a particularized
suspicion . . . that the particular individual being stopped is engaged in
wrongdoing.
These cases require a constellation of objectively
discernible facts which give the detaining officer reasonable cause to suspect
that the detainee is criminally implicated in the activity under investigation.
83
My colleague Abella J. finds sufficient justification (at para. 44) for
the conduct of the police in the facts that once the respondents’ car was
stopped and after the officers had had a chance to look at the
occupants, the officers were able to observe that:
(i) the occupants were black, thus matching
(in part) the 911 call information even though the make of their car did not;
(ii) the passenger wore driving gloves for a
night described as certainly not “glove weather”; and
(iii) on being questioned, the passenger gave
“strange and evasive answers”.
As pointed out by the trial judge, however, none of these circumstances
were known to the police at the time of initial detention. At that point there
was no “clear nexus” of “individualized suspicion” linking Clayton and Farmer
to the alleged crime. All that was known at that time is that a “sporty
Jaguar” was making its way towards the parking lot exit, and the description
given by the 911 caller did not include a “sporty Jaguar”.
(2) The Claimed Police Power Is Not Found in
Murray
84
Murray was another roadblock case. The question in that case, as
framed by Fish J.A., was “whether the police, exercising their common law
powers, may in appropriate circumstances restrain the free flow of traffic in a
circumscribed area for the sole purpose of capturing dangerous criminals in
fresh flight” (p. 203). A robbery had been committed by three armed
individuals. The police, seeking their arrest, set up a roadblock on a bridge
which was a likely avenue of escape from the scene of the crime, and were
stopping all vehicles that were capable of hiding three fleeing criminals.
These individuals had brandished their guns in the course of the robbery and
were reasonably suspected of being willing to use them again. The accused
Murray was a member of the public who was stopped and questioned. He was
driving a pick-up truck. A piece of canvas capable of hiding the armed
fugitives obscured the police view of the back of the vehicle. A police
officer removed it and discovered smuggled cigarettes. The court concluded
that the detention was a valid exercise of a police common law power, as was
the search incidental to detention. A violent crime (armed robbery of a bank)
had already been committed, the suspects were known to be fleeing the scene.
At p. 204, Fish J.A. notes that “[t]here were apparently three robbers. The
officers were given a general description of one of them, considered by the
Hawkesbury police to be extremely dangerous — capable, indeed, of firing on
pursuing officers.” Fish J.A. describes the robbery suspects as “dangerous
criminals in fresh flight”. In the present case the police had no
information that a violent crime had been committed, nor were they looking for
“dangerous criminals in fresh flight” who were “capable, indeed, of firing on
pursuing officers”. Such circumstances were considered in Murray to be
an adequate justification in the absence of “individualized suspicion”. Those
circumstances are not present here.
(3) The Claimed Police Power Is Not Found in
Dedman
85
While Dedman authorizes a roadblock in the absence of any
individualized suspicion of particular motorists, who are stopped at random,
the reasoning in Dedman has to do with road safety. As Le Dain J. said in
the course of his reasons:
The right to circulate on the highway free from unreasonable
interference is an important one, but it is, as I have said, a licensed
activity subject to regulation and control in the interest of safety. [p. 36]
86
In a Dedman situation it will not even be clear to the police
that any crime has been committed at all. A decision that affirms the
lawfulness of a blockade in support of road safety does not authorize a
blockade of every car to enable the police to look for evidence of a
crime that has nothing to do with road safety.
(4) Applying the Dedman Balance
87
The methodology adopted in Dedman is helpful even though its
result does not cover this case. The components to be weighed here are different.
A similar “balance” was described in Cloutier v. Langlois:
. . . whether such an invasion is reasonable in light of the public
purposes served by effective control of criminal acts on the one hand and on
the other respect for the liberty and fundamental dignity of individuals. [pp.
181-82]
Cloutier v. Langlois was a post-Charter case in which an
accused claimed he had been “assaulted” by a police officer conducting a search
incidental to arrest on November 3, 1983. It was held citing Dedman
that the search incidental to a valid arrest was authorized by
the common law.
88
I therefore proceed to apply the Dedman methodology to the new
and different situation presented by this case. For convenience, I repeat the
test as Le Dain J. formulated it:
The interference with liberty must be necessary for the carrying out of
the particular police duty and it must be reasonable, having regard to the
nature of the liberty interfered with and the importance of the public purpose
served by the interference. [p. 35]
G. The Common Law Police Authority Sought
to Be Established in This Case
89
The appellant seeks to establish common law authority for the police (1)
to form a blockade (2) on receipt of information the police consider reliable
(3) about serious firearms offences underway or recently committed (4) limited
to the premises where the offence allegedly occurred (5) sufficiently soon
after the alleged incident to give police reasonable grounds for belief that
the perpetrators may be caught.
90
Reliance is placed on some of the observations of Doherty J.A. in the
court below:
Where the police do not have grounds to suspect any specific person or
persons, the use of a roadblock stop cannot be justified in furtherance of the
police duty to investigate and prevent crime unless the police have
reasonable grounds to believe both that a serious crime has been committed and
that the roadblock stop may apprehend the perpetrator.
. . . If those prerequisites exist, then other factors, like those
considered by the trial judge and the availability of other less intrusive
investigative alternatives, will have to be taken into account. [Emphasis
added; paras. 53-54.]
On this view, with which I agree, it is of importance that the police
were in fast pursuit (i.e., they arrived on the scene within five minutes of
the 911 call) and limited their blockade to the parking lot of the premises
identified by the 911 caller. The police, in my view, had reasonable grounds
to believe in these circumstances that a “serious crime ha[d] been committed”
and that by means of a quick roadblock the perpetrators “might” be apprehended.
91
The trial judge did not treat the common law power as “‘carte blanche’
to detain and search every car, driver and passenger in the vicinity”
(respondent Clayton’s factum, at para. 34). What the trial judge said was:
The initial stop is permitted as a brief detention
to screen cars leaving the area. The early observations of the occupants and
contents from outside the car, as well as the questions may lead to nothing
else being permitted. Determination must be made on a case by case basis, and
a vehicle by vehicle basis, in each roadblock. [para. 70]
92
Of course, hypotheticals can be invented to test the outer limits of
this approach. Suppose, instead of the Million Dollar Saloon, the police
received a similar 911 gun call from the Toronto Skydome at a time when 5,000
cars were attempting to leave the parking areas all at once after a ball game.
The answer, of course, is that the weight given to the different variables in
this Dedman analysis would not be the same. As the trial judge said,
“[d]etermination must be made on a case by case basis, and a vehicle by vehicle
basis, in each roadblock” (para. 70). I see no error in such an approach. The
blockade must be tailored to the information possessed by the police and
executed reasonably “on the totality of the circumstances” or not at all.
93
As to what may follow the initial roadblock detention, I agree with the
trial judge that:
Officers stopping a vehicle in similar circumstances
are entitled to question the occupants to determine if they had information
about the incident. From those questions and answers, a decision would have to
be made whether to let the car go or detain it for further investigation if
articulable cause [i.e., “individualized suspicion”] existed. [para. 67]
94
On this basis I agree with the trial judge that the police had the
common law power to do what was done in this case.
95
It may well be objected, by the appellant amongst others, that to
restrict the determination in this case to “serious firearms offences” will
provide insufficient “guidance” for future police conduct. General guidance is
a matter for Parliament. Courts are required to adjudicate specific fact
situations. Common law develops by the accumulation of a variety of precedents
before (if at all) more generalized principles can be deduced. It would be
contrary to our tradition and our function to generalize first and let the
precedents accumulate afterwards. In my view, we have not yet reached the
point in this difficult area where the precedents justify broader treatment.
Parliament, on the other hand, can take a much broader view of what is
required, and it is to be hoped that legislators in this country will address
the issue of police powers in a comprehensive way, as has been done in many
other common law jurisdictions.
96
I also acknowledge that the approach taken by the trial judge and the
Court of Appeal of assessing police conduct one step at a time as events
unfold, an approach with which I agree, does not provide an easy rule for the
police to follow. However, we are dealing here with common law which deals in
specifics, not statute law which deals in generalities. The common law is
replete with invocations of reasonableness and balance whose application is
context specific. The notion that police have legal authority to do what is
reasonably necessary having regard to a balance of relevant circumstances in a
blockade is no less self-executing than the common law governing the degree of
force permitted when a civilian performs a lawful arrest (R. v.
Asante-Mensah, [2003] 2 S.C.R. 3, 2003 SCC 38, at para. 24), or a parent
intervenes to chastise a child (see a discussion of its common law origins in
Blackstone’s Commentaries on the Laws of England, Book I, 1765, c. 16,
referred to in Ogg-Moss v. The Queen, [1984] 2 S.C.R. 173, at p. 185).
Rules cannot be made more “black letter” than the subject matter permits.
97
The comments of Doherty J.A. regarding “systemic failings” in police
training should be read in this light. The common law does not hand the police
a simple “rule” which can be applied without much training or forethought. The
law requires individual police officers to make difficult decisions under
fast-moving conditions. The common law affords the police an initial opening
to engage with the motorists who are stopped, but the vehicle stop may lead
nowhere, depending on what information emerges from a quick police view of the
occupants and the vehicle’s interior and some quick screening questions.
Without adequate training the police may find themselves over-reacting or
under-reacting to this information. I agree with Doherty J.A. that police
training is critical to the successful utilization of their common law powers
of detention and search.
98
As cases are added to the jurisprudence, a clearer picture of the
contours of this branch of the common law police power will emerge. Authority
was found in Dedman because of the major problem of road carnage
produced by mixing alcohol and driving. The blockade in Murray was held
to be authorized because of reliable information about “dangerous criminals in
fresh flight” and the limited number of escape routes which made the blockade
likely to be effective. “Imminent danger” characterized the situation in Godoy
where the 911 caller’s message was suddenly terminated without
explanation. In Simpson and Mann, the police power was held to
authorize the stop because “individualized suspicion” of the persons being
stopped tilted the balance in favour of police action; in neither case, unlike Murray,
was the person stopped known to be dangerous. On the other hand, in Brown
v. Durham Regional Police Force (1998), 131 C.C.C. (3d) 1, the Ontario
Court of Appeal declined to find that a roadblock targeting a biker gang was
authorized by a generalized apprehension of a potential (rather than imminent)
breach of the peace.
99
The importance of the particular facts cannot be overemphasized. If
instead of a gun call, the 911 caller had reported that a hostage or kidnapped
child was being spirited out of the parking lot in the trunk of an unidentified
car, and the information was considered reliable, few judges would question the
authority at common law of the police to act. Equally, few would deny the
validity of a police roadblock following a local jail break in an attempt to
round up escaping prisoners: Perry v. State of Florida, 422 So.2d 957
(Fla. Dist. Ct. App. 1982). The present case is not one of “imminent danger”.
It lacks the urgency of a kidnapping or the existence of “dangerous criminals in
fresh flight” (Murray, at p. 203) who were “capable, indeed, of firing
on pursuing officers” (Murray, at p. 204). On the other hand, a “gun
call” imports a threat to public order including real concerns for the safety
of the investigating officers. Canadian society has emphatically rejected the
existence of the sort of “gun culture” that affects some societies, and rightly
expects the police to be able to respond effectively to 911 “gun calls”. Here,
the proximity in terms of place (the blockade was limited to cars exiting the
property where the guns had been sighted) and proximity in time (the police
were on the scene within five minutes of the 911 call) greatly increased the
likelihood of effective police action. (While the effectiveness itself of police
action does not confer legitimacy, the absence of likely effectiveness
would argue strongly against a valid blockade.) The tip was hot. Quick police
action promised success. As in Dedman, the interference with exiting
motorists was “of relatively short duration and of slight inconvenience” (p.
36).
100
The common law famously adapts itself to the evolution of society. A
balance that might have tilted the law in favour of civil liberties in a
society less infected with an urban gun problem now tips the other way,
remembering of course that in my view (with which not all members of the Court
agree) such claims to common law police authority should still be subject to
more structured Charter review.
H. The Common Law Power to Detain
Motorists by Way of a Blockade Included the Power to Impose Arbitrary
Detentions of Short Duration Together with Searches Incident to Detention to
Assure Police Officer Safety
101
On the facts, I believe the police roadblock in this case, although
authorized by the common law, did infringe the respondents’ rights under s. 9
of the Charter , which states as follows:
9. Everyone has the right not to be
arbitrarily detained or imprisoned.
An arbitrary detention can be upheld if found to be prescribed by a law
which in itself constitutes a reasonable limit under s. 1 (see Hufsky and
Ladouceur). It is in this sense, I believe, that the obiter in Mann
that “a lawful detention is not ‘arbitrary’” (para. 20) should be understood.
A detention, though arbitrary, may still be constitutional if the law on
which the detention rests is a “reasonable limit” within the meaning of s. 1 .
The specific point in Mann itself was that a detention based on
individualized suspicion is based on rational criteria and is not, therefore,
arbitrary.
102
The common law is no more immune from Charter scrutiny than is
statute law, as the Court has repeatedly held, see RWDSU v. Dolphin
Delivery Ltd., [1986] 2 S.C.R. 573; B.C.G.E.U. v. British Columbia (Attorney
General), [1988] 2 S.C.R. 214; R. v. Swain, [1991] 1 S.C.R. 933; R.
v. Daviault, [1994] 3 S.C.R. 63, and R. v. Stone, [1999] 2 S.C.R.
290. The Charter applies to the common law when “the common law is the
basis of some governmental action which, it is alleged, infringes a guaranteed
right or freedom” (Dolphin Delivery, at p. 599; see also P. W.
Hogg, Constitutional Law of Canada (5th ed. supp. (loose-leaf)), vol. 2,
at p. 37-25).
103
The initial detention of the respondents in this case was arbitrary
in the sense that there was no individualized suspicion of them or the vehicle
in which they were travelling (which did not match the 911 caller’s
description) or other criteria to “tailor” the roadblock more precisely. The
respondents’ s. 9 rights were thus infringed (subject to the law giving rise to
the infringement being justified under s. 1 ). It is conceded by the appellant
that the action of the police had nothing to do with a description of the
individuals stopped but was a general roadblock based on considerations of
public safety and crime investigation. These are collective values which the
appellant says justifies infringement (which he considers to be relatively
minor in nature) of the individual rights of the respondents and others
detained by the roadblock. This is a debate that should take place under s. 1 .
104
As to s. 8 , Mann holds that in a lawful detention situation the
police may undertake a pat-down search if the officer believes “on reasonable
grounds that his or her own safety, or the safety of others, is at risk” (para.
40). The issue on the proper scope of the search is clouded in this case
because (unlike Mann) the presence of handguns not only constitutes a
police safety issue but constitutes the evidence of the offence being
investigated. It is not possible to say here, as it was in Mann, that
the police went too far when their search proceeded beyond safety
considerations to evidence collection. Here, the two purposes were intertwined
and not separable. Nevertheless, I would affirm that after the police officers
had observed the respondents and engaged in conversation with them, the police
had authority here to conduct a pat-down search incidental to their
continued detention. It would be illogical to hold that a pat-down search
is justified where the detention relates to a non-violent offence (as in Mann)
but not where the police are facing serious issues of personal safety when
responding to a gun call. As noted by Cory J. in Mellenthin:
There have been more than enough incidents of violence to police
officers when vehicles have been stopped. [p. 623]
Equally, it would be illogical to be solicitous of the safety of individuals
who may or may not be at risk at the calling end of the 911 call (Godoy,
at para. 20) but not of the safety of the police who, in the course of
roadblock duty, are putting themselves, at least potentially, in harm’s way.
If evidence of the crime emerges in the course of a valid pat-down
search incidental to the detention for the purpose of police safety, the
evidence will be admissible. It is of prime importance, therefore, to
determine if the initial detention in this case was authorized by a law that is
itself saved under s. 1 .
I. The Common Law Power of Detention by
Blockade at Issue in This Case Is Saved by Section 1
105
The proper Charter approach to the s. 1 salvage of a common law
power or rule is set out in Swain, per Lamer C.J., at pp. 978-79:
If it is possible to reformulate a common law rule so that it will not
conflict with the principles of fundamental justice, such a reformulation
should be undertaken. Of course, if it were not possible to reformulate the
common law rule so as to avoid an infringement of a constitutionally protected
right or freedom, it would be necessary for the Court to consider whether the
common law rule could be upheld as a reasonable limit under s. 1 of the Charter .
As was noted at the outset of this analysis, this Court has stated that a limit
“prescribed by law” within the meaning of s. 1 may arise from the application
of a common law rule as well as from a statute or regulation.
See also Dolphin Delivery, B.C.G.E.U. and Daviault.
106
In this case, the appellant seeks recognition of a common law power of
detention that, were it not justified under s. 1 , would be invalid. Thus here,
as in Swain, “there are good reasons to go on to consider the
application of s. 1 in this case, within the guidelines enunciated in R. v.
Oakes” (p. 979). The appellant insists that in the context of a 911 gun
call police should have a limited power of arbitrary detention. Section
1 is the proper place to weigh the individual rights asserted by the
respondents against the collective rights of society. In my view, as stated,
an asserted police power may qualify at common law as “ancillary” to police
duties while still failing the more structured and exigent test under s. 1
established in Oakes.
107
As the Court did in Swain, I proceed forward on the basis of the Oakes
analysis.
(1) Pressing and Substantial Objective
108
The importance of the public purpose is manifest. This was not an
investigation of a garden variety crime. The investigation was prompted by a
gun call, which engages fundamental issues of public peace and public order.
Neither the public nor the police can be expected to tolerate guns flourished
or waved about in a crowded public place. As Doherty J.A. acknowledged in the
court below with regard to the “serious and growing societal danger” posed by
handguns:
The police were investigating criminal activity, hoped to apprehend
individuals in possession of dangerous weapons and seize those weapons before
they could be used in criminal activity to harm others. Criminal conduct
involving the use of firearms, especially handguns, is a serious and growing societal
danger. The law abiding segment of the community expects the police to react
swiftly and decisively to seize illegal firearms and arrest those in possession
of them. The risk posed to the community by those in possession of handguns
gives an added significance to police efforts to seize those weapons and
apprehend those in possession of them beyond the always important police duty
to investigate and prevent criminal activity. [para. 41]
109
More specifically, the Court may take judicial notice for present
purposes of statistics analysed in published reports of the federal Department
of Justice; see the discussion of judicial notice in R. v. Spence,
[2005] 3 S.C.R. 458, 2005 SCC 71, at paras. 63 and 65:
It is when dealing with social facts and legislative
facts that the Morgan criteria, while relevant, are not necessarily
conclusive. There are levels of notoriety and indisputability. Some
legislative “facts” are necessarily laced with supposition, prediction,
presumption, perception and wishful thinking. Outside the realm of
adjudicative fact, the limits of judicial notice are inevitably somewhat
elastic. . . .
.
. .
. . . a court ought to ask itself whether such “fact” would be accepted
by reasonable people who have taken the trouble to inform themselves on the
topic as not being the subject of reasonable dispute for the
particular purpose for which it is to be used, keeping in mind that the
need for reliability and trustworthiness increases directly with the centrality
of the “fact” to the disposition of the controversy. [Emphasis in original.]
110
In my view, we may take judicial notice of the following information for
the purpose of evaluating the objective said to be pressing and substantial:
(i) “Homicide in Canada” (2005),
26:6 Juristat 1
· “Following a substantial increase in 2004,
the national homicide rate climbed another 4% in 2005 to 2.04 victims per
100,000 population, marking its highest point in nearly a decade.
. . .
There were 222 victims killed by a firearm in 2005, 49 more than the
previous year. This is the third consecutive annual increase in firearm
homicides. Handguns accounted for about 6 in 10 firearm homicides.” [p. 1]
· “In 2005, the most common method used [to
commit homicide] was shootings, accounting for one-third (34%) of all
homicides.” [p. 4]
· “In 2005, handguns accounted for 58% of
all firearm-related homicides whereas rifles/shotguns and sawed-off
rifles/shotguns accounted for 30% (Table 7)” [p. 5]
· “Over the past decade, the number of
homicides involving gangs reported by police has steadily increased (Table 11).
. . .
The biggest increase occurred in the province of Ontario, where the
number of gang-related homicides doubled from 14 in 2004 to 31 in 2005. Most
of the increase in Ontario was in Toronto. . . .
Compared to other types of homicide, those that are gang-related more
often involve firearms. Over two-thirds (69%) of gang-related homicides were
committed with a firearm, usually a handgun, compared to just over one-quarter
(27%) of non-gang-related killings.” [p. 8]
(ii) Canada. Department of Justice.
Research and Statistics Division. Firearm Statistics: Updated Tables,
January 2006, Tables 15 and 17
· The rate of “Offensive Weapon Offences”,
which include carrying, pointing, or possessing prohibited weapons or
restricted weapons without authorizations has increased from 50 per 100,000
population in 2000 to 57 per 100,000 in 2004.
· The number of “Discharge Firearm With
Intent” offences has increased from 140 in 2000 to 225 in 2004.
· The following are the percentages of
violent crimes involving firearms in which a handgun was used in 2004:
· Homicide: 72.0%
· Attempted murder: 71.9%
· Sexual Assault: 66.7%
· Non-sexual assault: 46.9%
· Kidnapping: 76.1%
· Robbery: 85.1%
(iii) Canada. Department of Justice.
Canadian Firearms Centre. Firearms, Accidental Deaths, Suicides and Violent
Crime: An Updated Review of the Literature with Special Reference to the
Canadian Situation, Working Document by Yvon Dandurand, September 1998
· “International studies tend to show . . .
a strong statistical association between gun ownership levels and gun-related
homicides.” [p. 34]
·
“The killing of police officers in the line of duty is another area that
illustrates the difference between firearm violence in the two countries.
According to Gabor [Firearms and Self-defence: A Comparison of Canada and
the United States (1997), at p. 12], when the relative number of sworn
officers in the two countries is taken into account, a U.S. police officer is
seven times more likely to be killed than a Canadian officer. In the
United States, out of the 74 police murders which occurred in 1995, 83.7
percent involved the use of a firearm; it was a handgun in 58.1 percent of
cases (Federal Bureau of Investigation, 1997 [Law Enforcement Officers
Killed and Assaulted: 1995]).” [p. 35]
111
Even in the United States where a gun culture is far more entrenched
than in this country, courts have on occasion recognized that “gun calls” raise
issues of a different order from other situations; see, e.g., United States
v. Clipper, 973 F.2d 944 (D.C. Cir. 1992), per Buckley J. for
the court, at p. 951:
The hazards that the illegal use of firearms
presents to officer and citizen alike are well documented. Therefore, a police
officer responding to a tip involving guns may properly take these hazards into
consideration when balancing the suspect’s interests against the “need for law
enforcement officers to protect themselves and other prospective victims of
violence.” Terry, 392 U.S. at 24 . . . .
The U.S. court contrasted a gun call with a tip involving possession of
drugs:
If there is any doubt about the reliability of an anonymous tip in the
latter case, the police can limit their response to surveillance or engage in
“controlled buys.” Where guns are involved, however, there is the risk that an
attempt to “wait out” the suspect might have fatal consequences.
112
The respondents cited numerous U.S. precedents to support their
argument, noting that the trial judge had found that in the United States there
is no “firearm exception” to the usual Fourth Amendment jurisprudence (para.
64). This is true but it is not surprising in a society where the right to
bear arms is sometimes asserted to be a personal right guaranteed by the Second
Amendment (see Printz v. United States, 521 U.S. 898 (1997), per Thomas
J. concurring at p. 938, fn. 2). Canadian society marches to the beat of a
different drummer where firearms are concerned.
113
The protection of society from the flaunting of illegal handguns in a
crowded public place is clearly pressing and substantial, in my view.
(2) Rational Connection
114
In this respect I adopt the reasoning of Fish J.A. in Murray
where he pointed out that “[t]he justification for this police action is
inextricably connected to its purpose” (p. 210). In that case, the police
stopped all vehicles that were approaching from the direction of the
robbery and that were capable of hiding three fugitives. Fish J.A. continued:
There was thus a rational connection between
respondent’s detention and the lawful justification for the roadblock. And
I am not prepared to hold that his detention was nonetheless arbitrary because
the police lacked additional and more particularized grounds to suspect that he
was personally implicated in the robbery. [Emphasis added; pp. 210-11.]
115
The roadblock in this case was a rational response to the 911 gun call.
A random stop of some vehicles would not have served the purpose.
(3) Minimal Impairment
116
The difficult issue is whether the police power at common law “minimally
impairs” the right, or is proportional to the importance of the pressing and
substantial purpose of the common law rule.
117
Up to this point, it seems to me, my analysis is more or less in harmony
with that of Doherty J.A., albeit differently structured. It is at the point
of “minimal impairment” that we part company. Doherty J.A. writes on the
“tailoring issue”:
My difficulty is not that the police relied on the
information provided by the 911 caller, but that they chose to ignore
significant parts of that information when they decided they would stop every
vehicle leaving the parking area regardless of whether it or its occupants bore
any resemblance to the descriptions provided by the 911 caller. [para. 60]
At para. 62, Doherty J.A. states what I take to be the heart of his
decision:
As indicated above, the ancillary power doctrine is
very fact-specific. A roadblock tailored to the information provided to the
police may have been justified under that doctrine. However, a roadblock
stop of any and all persons leaving the parking area regardless of whether they
or their vehicles matched or even resembled the description provided by the
caller went beyond what could be justified under the ancillary power
doctrine. The police could not rely on the information provided by the 911
caller to establish the roadblock stop and then ignore the details of that
information on the assumption that the caller have [sic] been mistaken
in his identification of the individuals or vehicles involved. [Emphasis
added.]
Accordingly, in his view, a properly “tailored” roadblock might have
been justified, but not a roadblock that swept up all vehicles including
the one in which the respondents were driving. I agree that the Charter
requirement of proportionality means the common law roadblock must be properly
“tailored” to the information which the police possess and regard as reliable.
118
A “Clayton and Farmer” stop is not the same thing as a Mann investigative
detention although it may (or may not) lead in that direction. A “Clayton and
Farmer” stop of all vehicles is established for screening purposes. A Mann
inquiry may then be undertaken only if reasonable grounds for
individualized suspicion emerge. I conclude that the common law at issue in
this case satisfies the requirement of proportionality (in fact “tailored” is
more or less a synonym for proportionality). In such circumstances, anything
less than a full blockade would not serve the purpose which has already been
found to be pressing and substantial. Moreover, for the reasons mentioned, the
law’s salutary effects exceed its deleterious effects.
119
I therefore turn to the issue of “inadequate tailoring”.
J. In Light of the Common Law Power of
the Police to Mount the Road Blockade in This Case, Was the Police Blockade in
This Case Constitutional?
120
An arbitrary detention pursuant to a “saved” law is not unconstitutional
unless the exercise of the common law authority is itself “unreasonable” in the
totality of the circumstances.
121
If I were to put what Doherty J.A. said within the analytical framework
used here, I understand his conclusion to be that the common law police power
to erect a blockade exists and was in principle applicable on the facts
of this case but the exercise of that power was not reasonable “in the
totality of the circumstances” because of inadequate tailoring.
122
No doubt the “sporty Jaguar” did not conform to the 911 caller’s
description of the vehicles in which the four handgun people had arrived,
but I believe the degree of “tailoring” required by Doherty J.A. is, with
respect, excessive. The handgun people, when seen by the 911 caller, were
standing outside. It would not be prudent for the police simply to assume that
the handgun people would necessarily be leaving the Million Dollar Saloon in
the same vehicles in which they arrived. Moreover, the “tailoring” required by
the Ontario Court of Appeal assumes a level of vehicle-make recognition on the
part of 911 callers in general that, as the police noted, would be
“problematic” (see trial judgment, at para. 10). As shown in Godoy, the
police do not always have the advantage of the full story from a 911 caller.
On the other hand, if the occupants of the stopped car had been female and
Asiatic, a “tailored” roadblock would have let them pass, as the 911 caller
must be presumed to be less error prone in dealing with a person’s appearance,
which calls for less specialized knowledge and less sophisticated powers of
observation. The blockade, complete as it was, involved no more than a brief
imposition on the time of motorists departing from the parking lot. The more
difficult issue is whether police conduct after the initial stop infringed
the respondents’ Charter rights.
K. A Search That Is Conducted Incidental to
a Lawful Detention to Further its Purpose Is Not an Unreasonable Search Within
the Meaning of Section 8 of the Charter
123
Once the blockade is found to be lawful, the question is whether the
police did thereafter obtain grounds of reasonable “individualized”
suspicion of Clayton, thereby converting the initial stop into a Mann
investigative detention. As noted by the trial judge, Clayton’s appearance
corresponded to the 911 call; he was wearing gloves on a warm night (para. 13)
which suggested a concern on his part about leaving fingerprints. The trial
judge found that “when the officer asked [Clayton] to step out, objectively
there existed articulable cause [i.e., individualized suspicion] to remove him
from the car and to search him” (para. 78). The police then attempted to
search Clayton, but once he was told police were responding to a gun call, he
bolted. He was then apprehended and the ensuing search produced the handgun.
Only after seizure of the handgun was Clayton arrested (para. 19). The gun was
properly admitted into evidence.
124
Farmer presents a different issue. The trial judge concluded that
“[w]hen [Constable] Dickson asked Farmer to get out, he did not have reasonable
cause to suspect the driver was implicated in the offence under investigation”
(para. 73). Moreover, “[w]hile I accept that Farmer was hesitant, I do not
accept that it played a role in the decision to search” (para. 74). Further,
the trial judge writes:
This was not a situation like Ferris [(1998), 126 C.C.C. (3d) 298],
where the search was conducted because of concern for officer safety, where
there were objectively discernible facts known to the constable giving reasonable
cause to suspect Farmer was criminally implicated in the crime under
investigation. Here, the decision was made before the reluctance to get out
and was not dependent upon it. Even if it were, the situation lacked the
objectively discernible facts from which one could conclude Farmer was, or had
just committed, the crime under investigation. [Emphasis added; para. 75.]
The trial judge’s different treatment of Farmer would be understandable
if Clayton and Farmer had been two unconnected pedestrians who happened to be
leaving the Million Dollar Saloon parking lot at the same time, but
independently. However that is not this case. Farmer, being black, fit the
general description by the 911 caller. He was leaving the parking lot in the
same car as Clayton soon after the 911 gun call. Once the trial judge
concluded that sufficient grounds existed to require Clayton to get out of the
car and submit to a search for reasons of police safety incidental to detention
it follows, I think that it would have been foolhardy for the police, in the
context of a gun call, to leave Farmer, possibly armed, in the car while they
went about their business with Clayton. Nor could the police be expected to
allow Farmer to drive away. If Farmer, left alone in the driver’s seat, had
taken a shot at the police, there would have been legitimate questions raised
about police training and police judgment and the unreality of a law that led
to such an avoidable result. The respondents were travelling together and the
concerns about officer safety raised by the glove-wearing, possibly
gun-flourishing Clayton gave rise to a sufficient concern about the driver to
warrant a pat-down search of Farmer for officer safety incidental (at that
point) to Farmer’s continued detention. Nevertheless, this point is
complicated in Farmer’s case because, before he was searched, he was arrested.
125
Farmer was out of the car and was putting his hands on the roof when
Clayton tried to bolt (trial judgment, at paras. 23-24). The arresting officer
initially testified that he did not arrest Farmer until after he received word
that Clayton had a gun. However, the police tapes showed this not to be
the case. The arresting officer had no such information. Accordingly, the
trial judge concluded that “[a] reasonable person placed in [Constable]
Mulholland’s position could not conclude there were reasonable and probable
grounds for the arrest” (para. 82). The search of Farmer took place after
his arrest. The trial judge therefore found:
The search was conducted in a reasonable manner and
incident to an arrest. However, the arrest was unlawful and the search
violated Mr. Farmer’s s. 8 rights. [para. 83]
The trial judge thus treated the intervening arrest as determinative of
Farmer’s rights. It seems to me overly formalistic however to hold that, while
the police were entitled to conduct a pat-down search of Farmer incidental to
his continued detention, the entitlement vanished with the wrongful pronouncement
of the words of arrest, even though the officer safety issue remained the
same. To put it another way, I do not think the effect of the arrest can be
said to have enlarged Farmer’s reasonable expectation of privacy. An
arrest, of course, gives the police greater powers of search than a Mann
detention, but the fact is that what happened to Farmer was a pat-down search
well within the bounds of a Mann detention.
126
I would therefore hold that the pat-down search of Farmer that resulted
in the seizure of the gun was not rendered unconstitutional by the words of
arrest that intervened between getting Farmer out of the car and the police
pat-down search to ensure officer safety. Had I concluded otherwise, I would,
nevertheless, have agreed with the trial judge that the gun should be admitted
under s. 24(2) .
L. In Any Event, Section 24(2) Was
Properly Invoked in Farmer’s Case
127
In the Ontario Court of Appeal, Doherty J.A. stated that:
The trial judge’s s. 24(2) analysis proceeded on the
basis that the initial stop was constitutional. I have concluded that it was
unconstitutional. It follows that the usual deference owed to a trial judge’s
s. 24(2) analysis has no application . . . . [para. 69]
As, on the contrary, I accept the trial judge’s conclusion that the
initial stop was constitutional, I would have been prepared to defer to the
trial judge’s s. 24(2) decision to admit the gun as evidence against Farmer.
128
All parties agree that s. 24(2) requires the application of the well-known
three-part test articulated in R. v. Collins, [1987] 1 S.C.R. 265. The
court looks first at the effect of the admission of the impugned evidence on
the fairness of the trial, second at the seriousness of the Charter
violation and third at the negative impact, if any, on the administration of
justice that would be occasioned by the admission of the evidence. Both the
trial judge and Doherty J.A. agreed, as do I, that admission of the gun would
not affect trial fairness. Doherty J.A.’s view of the seriousness of the Charter
breach was predicated on his conclusion that the original blockade detention
was unconstitutional. He states:
Farmer and Clayton were entitled to proceed on their way. Instead,
they found themselves in a potentially demeaning and frightening confrontation
with the police. The roadblock stop led to a serious violation of their Charter
rights.
The significance of the Charter breaches is
not minimized because it turns out that Farmer and Clayton were in possession
of loaded prohibited weapons. . . . Criminals do not have
different constitutional rights than the rest of the community. [paras. 77-78]
On the s. 24(2) point, I accept the conclusion of the trial judge who
held that, while the Charter violations were not “technical or trivial,
they were not serious enough as to support exclusion” (para. 99). In support
of his conclusion the trial judge observed that
the violations occurred in a fast-paced situation, where the officer
had little time for reflection.
.
. .
. . . the fact it was a gun call is an important consideration.
Constable Mulholland saw the Robson-Clayton struggle
and Clayton’s flight. . . . As regards the search incident to arrest, the
officer honestly but mistakenly believed he had the information that would give
him reasonable and probable grounds. Again, there is no bad faith. [paras. 95
and 97-98]
129
As stated, Doherty J.A. made an important point about the potential
contribution of inadequate training to excessive police conduct. A Charter
violation caused by systemic failure would raise greater concerns for the
administration of justice than an isolated act of a single misguided police
officer. However, given my conclusion that the roadblock (i.e., detention) was
valid, I do not think the adequacy of police training emerges as a s. 24(2)
consideration in this case.
130
As to whether admission of the evidence would bring the administration
of justice into disrepute, I agree with the trial judge that “[t]he evidence
sought to be excluded is essential to the prosecution of serious charges. The
officer had legitimate concerns for his safety. Given the fast-paced events over
a brief period of time as noted above, the officers had to make quick decisions
without time for reflection. I consider as well the nature of the search
contemplated” (para. 100). The trial judge therefore held:
To exclude the evidence of a loaded gun in these
circumstances, would bring the administration of justice into greater disrepute
than would occur if it was admitted. [para. 101]
131
I agree. If it had been necessary to resort to s. 24(2), my view is
that the gun found on Farmer was properly admitted in evidence.
M. Disposition
132
I would allow the appeal and reinstate the convictions entered by the
trial judge.
Appeal allowed.
Solicitor for the appellant: Attorney
General of Ontario, Toronto.
Solicitors for the respondent Wendell
Clayton: Wasser McArthur, Toronto.
Solicitor for the respondent Troy
Farmer: Deepak Paradkar, Thornhill.
Solicitor for the intervener the Attorney General
of Canada: Attorney General of Canada, Toronto.
Solicitor for the intervener the Attorney General
of British Columbia: Attorney General of British Columbia, Victoria.
Solicitor for the intervener the Canadian
Association of Chiefs of Police: Edmonton Police Service, Edmonton.
Solicitors for the intervener the Canadian Civil
Liberties Association: McCarthy Tétrault, Toronto.
Solicitors for the intervener the Criminal
Lawyers’ Association (Ontario): Sack Goldblatt Mitchell, Toronto.