SUPREME
COURT OF CANADA
Between:
Her
Majesty The Queen
Appellant
and
S.G.T.
Respondent
Coram: McLachlin
C.J. and Binnie, Deschamps, Fish, Abella, Charron and Rothstein JJ.
Reasons
for Judgment:
(paras. 1 to 40)
Dissenting
Reasons:
(paras. 41 to 89)
|
Charron J. (McLachlin C.J. and Deschamps,
Abella and Rothstein JJ. concurring)
Fish J.
(Binnie J. concurring)
|
______________________________
R. v. S.G.T., 2010 SCC 20, [2010] 1 S.C.R. 688
Her Majesty The Queen Appellant
v.
S.G.T. Respondent
Indexed as: R. v. S.G.T.
2010 SCC 20
File No.: 32890.
2009: November 18; 2010: May 27.
Present: McLachlin C.J. and Binnie, Deschamps, Fish,
Abella, Charron and Rothstein JJ.
on appeal from the court of appeal
for saskatchewan
Criminal law — Evidence — Admissibility — Confessions
rule — Derived confessions rule — Accused’s stepdaughter telling school
counsellor that accused had touched her in sexually inappropriate manner —
Accused apologizing to his stepdaughter in statement to police — Accused
charged with sexual assault — Accused subsequently sending e‑mail to
former wife consenting to her travelling abroad with children — E‑mail
including second apology to stepdaughter — Trial judge ruling after voir dire
that statement to police was inadmissible because police officer had offered
inducement by implying that accused would not be charged if he apologized —
Contents of e‑mail, admitted in evidence without voir dire and without
objection from defence counsel, playing crucial role in trial judge’s decision
to convict accused — Whether trial judge erred by failing to conduct voir dire,
on his own motion, to determine admissibility of e‑mail — Whether e‑mail
inadmissible under confessions or derived confessions rules — Whether former
wife can be considered a “person in authority” under confessions rule.
A complained to her school counsellor that the accused,
her stepfather, had touched her in a sexually inappropriate manner on three
occasions during the time she spent at his home. The accused was interviewed
by the police on May 27, 2004 and, at the conclusion of the interview, he
wrote out an apology to A on the police statement form. The accused was
subsequently charged with the offence of sexual assault on June 30, 2004.
On July 5, in an e‑mail to his former wife, the accused consented to
A and his son’s travelling abroad with her. In that e‑mail, he apologized
to A a second time. At trial, the accused’s May 27 confession to the
police was ruled inadmissible, on the basis that the police officer had offered
an inducement by implying that the accused would not be charged if he
apologized. A and her mother testified for the Crown. The mother gave
evidence about the July 5 e‑mail and, when asked by the trial judge,
defence counsel said that he did not object to the e‑mail being admitted
in evidence. No voir dire was conducted. The accused testified in his
defence, denying that he had sexually assaulted A and indicating that the
apology in the e‑mail was related to an incident when he had allowed A
and some of her friends to share alcoholic “coolers”. Credibility was the main
issue at trial and the contents of the e‑mail played a crucial role in
the trial judge’s decision. He disbelieved the accused’s explanation and
convicted him. The Court of Appeal set aside the conviction and ordered a new
trial, concluding that the trial judge had erred by failing to conduct a voir
dire, on his own motion, to determine the admissibility of the e‑mail.
Held (Binnie and
Fish JJ. dissenting): The appeal should be allowed and the order for a
new trial set aside. The case should be remitted to the Court of Appeal to
consider the accused’s remaining grounds of appeal.
Per McLachlin C.J.
and Deschamps, Abella, Charron and Rothstein JJ.: The Court of Appeal
erred in faulting the trial judge for not embarking on a voir dire in
respect of the e‑mail, based on the evidence in the actual trial record.
When statements are made by an accused to ordinary
persons, they are presumptively admissible, as admissions by an opposing party,
without the necessity of a voir dire. It is only where the accused
makes a statement to a “person in authority” that the Crown bears the onus of
proving the voluntariness of the statement as a prerequisite to its admission,
under the confessions rule. To be considered a person in authority, the
accused must believe that the recipient of the statement can control or
influence the proceedings against him or her, and that belief must be
reasonable. The accused must provide an evidential basis for claiming that the
receiver of a statement is a person in authority. In this case, the trial
judge did not err by failing to hold a voir dire on the question whether
A’s mother was a person in authority. The accused did not raise the issue at
trial and there is no evidence that A’s mother had any control over the
accused’s prosecution or that she was operating on behalf of the investigating
authorities. Nothing on the record indicated to the trial judge that she may
have been anything other than an ordinary witness in the proceedings.
The “derived confessions rule” serves to exclude
statements which, despite not appearing to be involuntary when considered
alone, are sufficiently connected to an earlier involuntary confession as to be
rendered involuntary and hence inadmissible. It is not necessary, nor would it
be appropriate on this record, to decide whether the derived confessions rule
extends to admissions made to ordinary persons. It suffices to assume that,
given an appropriate evidentiary basis connecting the police inducement and the
later e‑mail, it would at least be arguable that the subsequent statement
could be excluded, if not on the basis of the common law derived confessions
rule, perhaps on a Charter basis. The defence, however, neither raised
the argument concerning the derived confessions rule at trial nor brought a Charter
application seeking the exclusion of the e‑mail. In deciding whether
there was clear evidence which ought to have triggered the need for the trial
judge to raise the issue on his own motion, an appellate court must consider
the question from the perspective of the trial judge at the time the decision
was made. Here, the most significant circumstance is that defence counsel
consented to the admission of the e‑mail. In an adversarial system of
criminal trials, trial judges must, barring exceptional circumstances, defer to
the tactical decisions of counsel, and there was no basis, in this case, to
conclude that the trial judge ought to have interfered with the decision of
counsel. On the facts, it is difficult to find evidence of a connection
between the two statements which should have alerted the trial judge to the
need to conduct a voir dire and to question the wisdom of counsel. The
initial apology was made on May 27, 2004, while the e‑mail was sent
over five weeks later on July 5. The inducement held out by the police,
as found by the trial judge on the voir dire, was the suggestion that
the accused might not be charged if he apologized. However, by the time the
accused sent the e‑mail, he had been charged notwithstanding his apology
in the police statement. It is therefore far from obvious on what basis the
inducement could still have been operative in the accused’s mind.
Additionally, the two statements were made to different persons in entirely
different circumstances. Finally, as the accused’s later testimony in the
trial revealed, it was his contention that the apology in the e‑mail
concerned a completely unrelated incident. Given that the accused’s own
version was contrary to any theory of a potential connection between the e‑mail
and the earlier confession, it is difficult to see on what basis counsel’s
consent to the admissibility of the e‑mail could be faulted.
Per Binnie and Fish JJ. (dissenting): The Court of Appeal’s
judgment should be affirmed. The trial judge had in the record before him a
clear indication that the accused’s second “apology” might be a “derived
confession”and was legally bound to himself determine its admissibility. His
failure to make any independent determination as to the admissibility of the
impugned statement is necessarily fatal to the accused’s conviction because,
according to the trial judge himself, the impugned statement was critical to
his conclusion that the accused was guilty as charged.
The derived confessions rule excludes statements that, while not inadmissible
when considered in isolation, are excluded because of their temporal or causal
connection to another statement found by the court to be inadmissible. The
question is whether the tainting features that disqualified the first
confession continue to be present or the fact that the first statement was made
was a substantial factor contributing to the making of the second statement.
Where the evidence raises a concern in this regard, the sufficiency of the
required connection must be determined by the trial judge on a voir dire.
An objection by counsel is not required to trigger the judge’s obligation to
conduct the voir dire.
In this case, there was ample evidence on the record to alert the trial
judge to the need for a voir dire. During his interrogation, the
accused was repeatedly and emphatically urged to apologize to A, and was told
that her complaints were “not a big deal” and were “extremely minor”. One
officer told the accused an entirely fictional story according to which the
officer had himself been arrested for slapping his son, but the matter was
resolved once the officer apologized. The officer said the Crown would decide
whether to proceed with the charges or simply look at counselling instead, and
that the most important thing they looked at was an apology. The accused was
told that if he simply apologized the matter might not proceed, and the officer
promised to stick with the accused throughout the matter.
The judge had already excluded the initial statement or “apology” written
by the accused during the police interrogation, and was thus familiar with the
inducements that had provoked it. The e-mail was strikingly similar to the
excluded statement. Moreover, whether the Crown would proceed with the charges
remained a live issue when it was sent. The improper inducements present when
the inadmissible statement was given to the police — notably, the promise of
leniency in exchange for a showing of remorse in the form of an apology — were
still operative. In these circumstances, cumulatively considered, the
connection between the two statements was apparent from the record and should
have alerted the trial judge to the need for a voir dire.
The Crown contends that the “person in authority” requirement for
exclusion under the confessions rule applies to derived confessions as well.
This Court has previously excluded a statement as a derived confession without
determining whether it was made to a person in authority, so it cannot be said
that a derived confession will only be excluded if it is made to a person in
authority. The purpose of the derived confessions rule — to exclude statements
that are tainted by their connection to a prior inadmissible statement — would
be frustrated if they were excluded only when made to a person in authority.
If the statement is prompted by the same police conduct that resulted in
exclusion of the earlier confession, or if it discloses the contents of the
earlier statement made to authorities, it is a product of the inadmissible
confession and is itself inadmissible on that ground alone.
Cases Cited
By Charron J.
Applied: R. v.
Hodgson, [1998] 2 S.C.R. 449; referred to: Palmer v.
The Queen, [1980] 1 S.C.R. 759; R. v. A.B. (1986), 50 C.R. (3d) 247;
R. v. Trenholme (1920), 30 B.R. 232; R. v. Wells, [1998] 2 S.C.R.
517; R. v. I. (L.R.) and T. (E.), [1993] 4 S.C.R. 504; R. v. G. (B.),
[1999] 2 S.C.R. 475; R. v. Lomage (1991), 2 O.R. (3d) 621; R. v.
G.D.B., 2000 SCC 22, [2000] 1 S.C.R. 520; Lavallee, Rackel & Heintz
v. Canada (Attorney General), 2002 SCC 61, [2002] 3 S.C.R. 209.
By Fish J. (dissenting)
R. v. I. (L.R.) and T. (E.), [1993] 4 S.C.R. 504; Ibrahim v. The King, [1914] A.C. 599; R.
v. G. (B.), [1999] 2 S.C.R. 475.
Statutes and Regulations Cited
Canadian Charter of Rights and Freedoms,
s. 24(2) .
Authors Cited
Kaufman,
Fred. The Admissibility of Confessions, 3rd ed. Toronto: Carswell,
1979.
APPEAL from a judgment of the Saskatchewan Court of
Appeal (Jackson, Smith and Wilkinson JJ.A.), 2008 SKCA 119, 237 C.C.C. (3d) 55,
61 C.R. (6th) 302, 314 Sask. R. 44, 435 W.A.C. 44, [2008] 11 W.W.R. 1, [2008]
S.J. No. 572 (QL), 2008 CarswellSask 600, setting aside the accused’s
conviction entered by Scheibel J., 2006 SKQB 234, [2006] S.J. No. 393
(QL), 2006 CarswellSask 373, and ordering a new trial. Appeal allowed, Binnie
and Fish JJ. dissenting.
W. Dean Sinclair,
for the appellant.
Aaron A. Fox,
Q.C., and Angela M. Ottenbreit, for the respondent.
The judgment of McLachlin C.J. and Deschamps, Abella,
Charron and Rothstein JJ. was delivered by
Charron J. —
1. Introduction
[1]
Following his trial by judge alone, the respondent S.G.T. was convicted
of sexually assaulting his stepdaughter. The Saskatchewan Court of Appeal set
aside the conviction and ordered a new trial. In its view, the trial judge had
erred by failing to conduct a voir dire, on his own motion, to determine
the admissibility of an e-mail sent by the accused to his estranged wife, the
mother of the complainant. The Crown appeals to this Court with leave.
[2]
In my respectful view, the trial judge committed no error in admitting
and relying upon the evidence concerning the e-mail. I would therefore allow
the appeal, quash the order directing a new trial and, as requested by the
Crown, remit the case back to the Court of Appeal to consider the respondent’s
remaining grounds of appeal.
2. The Facts
and the Proceedings Below
[3]
The facts and judicial findings can be stated briefly.
[4]
The complainant A was born in 1989. She was approximately 11 to 14
years old when the events complained of are alleged to have occurred, and 17 at
the time of trial.
[5]
S.G.T. met the complainant’s mother in 1995. The couple were married in
1996, and had a son, B, in 1997. S.G.T. subsequently adopted A. The couple
separated in 2000, agreeing to a joint parenting arrangement according to which
the two children would stay with their father two days a week, alternate
weekends and one month during the summer. A stayed with her father under this
arrangement until 2003 when she claimed she was uncomfortable staying at his
place and would only go there if she was with her friends. A complained to her
friend about her father’s inappropriate sexual behaviour and eventually to her
mother in the spring of 2003. Although A’s mother contacted the police, she
did not follow through when asked to call back, and nothing further was done
about the situation at the time.
[6]
About a year later, in May 2004, A told her guidance counsellor at
school about her father’s actions and the police were called. A complained
that S.G.T. touched her in a sexually inappropriate manner on three occasions
during the time she spent at his home. These incidents form the subject matter
of the charge against him.
[7]
S.G.T. agreed to be interviewed by the police on May 27, 2004. At the
conclusion of the interview with the police, S.G.T. wrote out an apology to A
on the police statement form. This apology was ruled inadmissible at trial, on
the basis that the police officer had offered an inducement by implying that
S.G.T. would not be charged if he apologized. More will be said later about
the trial judge’s findings on the voir dire.
[8]
S.G.T. was charged with the offence of sexual assault on June 30, 2004.
[9]
By this time, A’s mother had made arrangements to travel to California
with A and B on July 6, 2004, to visit her parents. However, in order to
travel with A and B, A’s mother required, pursuant to their arrangement,
S.G.T.’s consent. A’s mother sent S.G.T. a number of e-mails in an effort to
obtain his consent. He finally responded on July 5, 2004, with the following
e-mail:
Relax. When
have I ever not done something you’ve requested for the kids. I’m busy too. I
have the letter and it’s notorized [sic]. I thought long and hard about
keeping [B] back so I could spend this month with him in case I end up going to
fucking jail on the 28th, but I wouldn’t do that to him. I hope you realize
that I will never be able to coach [B] or travel outside Canada for a holiday
with him or work. I may loose [sic] my job because of this. I don’t
care about you, but I very much hope that this will make [A] get and feel
better. I am so, so sorry if I caused her emotional pain. I have to live with
the fact that I lost someone I cared for deeply over my stupididty [sic].
And now I have to deal with [the] fact that I stand to loose [sic]
everything I worked so hard for. I’m sure this makes you happy. You better
hope for your sake you never make a mistake bringing up [B].
You can pick the letter up out of my mailbox, I have a commitment I have
to be at tonight. Make sure [B] calls me at least once a week, I showed him
how to dial collect.
[10] S.G.T.’s
trial began on May 8, 2006. Credibility was the main issue in the trial. In addition
to the complainant’s testimony, two items of evidence emanating from the
accused figured prominently in the Crown’s case: his confession to the police,
which included the written apology to A; and the e-mail he sent to A’s mother.
[11] At the
commencement of the trial, a voir dire was held regarding the statement
to the police. The accused did not testify on the voir dire. Based on
the evidence adduced on the voir dire, the trial judge held that “the
officer, on several occasions, left the impression to the accused that this was
not a significant matter, that it was extremely minor, that the accused would
not lose his job, that all that was necessary was an apology” (Appellant’s
Record, at p. 68). He concluded that the officer “appears to imply that [the
accused] may not be charged if he apologizes”, and “[i]n so doing the officer
held out hope of advantage to the accused” (ibid.). The trial judge
ruled the statement involuntary and, consequently, inadmissible. The evidence
on the voir dire was not admitted on the trial proper.
[12] The
Crown then called two witnesses: A and her mother. During the course of her
testimony, the mother gave evidence about her e-mail correspondence with the
accused, including his response on July 5, 2004. When asked by the trial judge
whether the defence objected to the filing of the e-mails as an exhibit in the
trial, counsel for S.G.T. responded “No”. Nor was any objection raised
concerning the mother’s testimony about the July 5th e-mail.
[13] S.G.T.
testified in his defence. He denied sexually assaulting his stepdaughter.
With respect to the apology in the e-mail, he explained that it had nothing to
do with the allegations of sexual assault. His words of regret for any
emotional pain he may have caused A were in reference, rather, to an incident
when he had allowed the young complainant and some of her friends to share two
alcoholic “coolers”, an incident that had caused grief with some of the young
girls’ parents.
[14] The
contents of the e-mail ultimately played a crucial role in the trial judge’s
verdict against the accused. The trial judge disbelieved S.G.T.’s
explanation. Since S.G.T. also spoke in the e-mail of the possibility of going
to jail and never being able to coach his son or travel outside Canada, the
“only possible interpretation” was that the e‑mail was “a confession of
guilt and one of remorse” in respect of the sexual assaults, which, in turn,
confirmed the testimony given by the complainant (2006 SKQB 234 (CanLII), at
paras. 34-35). The trial judge convicted S.G.T. of sexual assault as charged.
[15] On
appeal from conviction and sentence before the Saskatchewan Court of Appeal,
S.G.T. raised several grounds, including that “the learned trial judge erred in
placing excessive weight on the evidence of [the e-mail] in finding [that he]
had a ‘guilty mind”’. He also brought an application to introduce fresh
evidence. Among other things, he stated in his affidavit filed in support of
the application that he had lied about the e-mail at trial, and that he had
given his evidence at the suggestion of his counsel. He explained that he
included an apology in the e-mail because he had been told by the police in his
interview “that all that was needed to resolve the matter was a form of
apology” (Appellant’s Record, at p. 103). He therefore hoped “that the charge
would not proceed as promised by the police” (ibid.). In response to
S.G.T.’s fresh evidence application, trial counsel filed an affidavit denying
ever having “suggested in any way, shape or form that [his] client tell
anything but the absolute truth” (ibid., at p. 112) and confirming that
S.G.T.’s explanation for the e-mail had always been that offered in his
testimony.
[16] The Court
of Appeal did not find it necessary to dispose of S.G.T.’s application to admit
fresh evidence (2008 SKCA 119, 237 C.C.C. (3d) 55, at para. 109). It allowed
the appeal against conviction on the sole ground that the trial judge had erred
by failing to conduct a voir dire, on his own motion, to determine the
admissibility of the e‑mail. The court was of the view that there were
three “exclusionary rules or limiting principles that might have been invoked
to exclude the e-mail from evidence, or weaken, or neutralize its impact”: the
confessions rule, provided that the mother could be brought within the
characterization of a person in authority; the trial judge’s inherent
jurisdiction to exclude prejudicial evidence outweighing its probative value;
and the derived confessions rule (para. 97). While not faulting trial counsel
or the trial judge for not anticipating “every conceivable argument that
hindsight and leisurely reflection can serve to devise or construct”, given
these concerns about the e-mail and the “decisive influence on the result”, the
court saw no viable alternative other than setting aside the conviction and
ordering a new trial (para. 108).
3. Analysis
[17] It is
plain from the summary that precedes that the Court of Appeal’s concerns about
the apology contained in the e-mail can only find root in the theory that the
accused would have sent the e-mail as a result of the inducement offered by the
police officer some five weeks earlier when, as the trial judge found, the
officer appeared to imply that the accused would not be charged if he
apologized for the sexual improprieties. The notion that the evidence could
potentially be excluded on this theory gives rise to a number of legal
questions which I will discuss in a moment. However, the more fundamental
difficulty S.G.T. faces in this Court is that, without his fresh evidence
poured in the record, there is no evidentiary basis to support the defence
theory. Indeed the theory that there is some connection between the
inadmissible confession and the e‑mail runs counter to S.G.T.’s own
evidence and defence at trial that the contents of the e-mail had nothing
to do with the allegations of sexual assault.
[18] Having
regard to the criteria for the admission of fresh evidence established in Palmer
v. The Queen, [1980] 1 S.C.R. 759, S.G.T. faced a rather significant hurdle
on his fresh evidence application before the Court of Appeal. However, the
Court of Appeal disposed of the appeal on the basis of this potential
connection between the inadmissible confession and the e-mail without finding
it necessary to rule on the fresh evidence application, and S.G.T. did not
renew the application in this Court. This appeal therefore turns, not on
whether S.G.T.’s different version of events should be admitted in evidence,
but rather on whether the Court of Appeal was correct to fault the trial judge
for not embarking on a voir dire in respect of the e-mail, based on the
evidence in the actual trial record.
[19] As
stated earlier, the Court of Appeal expressed the view that there were three
exclusionary rules or limiting principles that might have been invoked in
respect of the e-mail, one of which being the trial judge’s inherent
jurisdiction to exclude prejudicial evidence outweighing its probative value.
However, the court did not elaborate on how the court’s inherent jurisdiction
might have come into play and, in responding to the Crown’s appeal before this
Court, S.G.T., rightly so in my view, did not rely on this principle.
Therefore, I will deal solely with the common law rules relating to the
admissibility of confessions and the obligations of the trial judge.
[20] The
distinction between an admission and a confession is apposite here. Under the
rules of evidence, statements made by an accused are admissions by an opposing
party and, as such, fall into an exception to the hearsay rule. They are
admissible for the truth of their contents. When statements are made by an
accused to ordinary persons, such as friends or family members, they are
presumptively admissible without the necessity of a voir dire. It is
only where the accused makes a statement to a “person in authority”, that the
Crown bears the onus of proving the voluntariness of the statement as a
prerequisite to its admission. This, of course, is the confessions rule.
[21] The
Court affirmed in R. v. Hodgson, [1998] 2 S.C.R. 449, that the “person
in authority” requirement is an integral component of the confessions rule and
reviewed in considerable detail the law on persons in authority, including the
trial judge’s obligation to hold a voir dire. I will briefly reiterate
those principles to the extent that they apply here.
[22] A
person in authority is typically a person who is “formally engaged in the
arrest, detention, examination or prosecution of the accused”: Hodgson,
at para. 32. Importantly, there is no category of persons who are
automatically considered persons in authority solely by virtue of their
status. The question as to who should be considered as a person in authority
is determined according to the viewpoint of the accused. To be considered a
person in authority, the accused must believe that the recipient of the
statement can control or influence the proceedings against him or her, and that
belief must be reasonable. Because the evidence necessary to establish whether
or not an individual is a person in authority lies primarily with the accused,
the person in authority requirement places an evidential burden on the accused.
While the Crown bears the burden of proving the voluntariness of a confession
beyond a reasonable doubt, the accused must provide an evidential basis for
claiming that the receiver of a statement is a person in authority.
[23] As
noted in Hodgson, “[i]n the vast majority of cases, the accused will
meet this evidential burden by showing [his or her] knowledge of the
relationship between the receiver of the statement and the police or
prosecuting authorities” (para. 38). Thus, where the receiver of the statement
is an obvious state actor, such as a police officer, the fact that the person’s
status was known to the accused at the time the statement was made will suffice
to meet the evidentiary burden. Whenever the evidence makes clear that a voir
dire into admissibility is required, the trial judge must conduct one even
if none is requested unless, of course, the defence waives the requirement and
consents to the statement’s admission. When the receiver of the statement is
not a typical or obvious person in authority, it usually falls on the accused,
in keeping with the evidential burden, to raise the issue and request a voir
dire.
[24] In
this case, the recipient of the e-mail, A’s mother, was not a conventional
person in authority. Further, S.G.T. did not raise the issue at trial. While
A’s mother may, as a parent of a minor complainant in a criminal trial, be a
person in authority, her status alone is not sufficient to render her a person
in authority: see R. v. A.B. (1986), 50 C.R. (3d) 247 (Ont. C.A.), at
pp. 257-59; Hodgson, at para. 36. In those cases where parents have
been held to be persons in authority, there has generally been some type of
interaction between the parents and the police. For example, in R. v.
Trenholme (1920), 30 B.R. 232, the victim’s father was held to be person in
authority on the basis that he actually “laid the charge” and “had authority
and control over the prosecution against the accused” (pp. 249 and 243). More
recently, in R. v. Wells, [1998] 2 S.C.R. 517, this Court held that a voir
dire was required into whether a parent was a person in authority where the
parent had previously spoken to the police about his intention to trick the
accused into making a statement. It was on that basis that Wells was
one of those “rare cases” where a voir dire was required for an
individual who was not a clear person in authority (para. 16). By contrast, in
Hodgson, the mere fact that the parents of a young girl confronted the
accused about sexually assaulting their daughter did not serve to turn them
into persons in authority. The Court emphasized in Hodgson that only
rarely will the need for a voir dire be triggered in such
circumstances. Moreover, what needs to be shown before the trial judge will be
required to hold a voir dire on his or her own motion bears repeating
here:
Status or personal authority alone will not as a general rule provide
evidence from which it can be inferred that the receiver of a confession is, in
the eyes of the accused, a person in authority. Rather, in order to
demonstrate the need for a voir dire, the evidence must show that the
receiver of the statement was closely associated with the authorities prior to
obtaining the statement, and that there was as well a close connection in time
between the contact with the authorities and its receipt. The evidence must
suggest that the receiver was acting in concert with the police or
prosecutorial authorities, or as their agent, or as part of their team. Only
in these circumstances will the trial judge be obliged to hold a voir dire
of his or her own motion on the person in authority issue, subject to waiver of
the voir dire by counsel for the accused. [para. 47]
[25] The
question then becomes whether clear evidence existed in the record which should
have alerted the trial judge to the need for a voir dire. The relevant
circumstances are the following.
[26] S.G.T.
did not testify that he believed that A’s mother could influence or control the
proceedings. Even if he had testified to that effect, any subjective belief
has to be reasonably based in fact. There is no evidence that A’s mother had
any control over the prosecution of S.G.T., or that she was operating on behalf
of the investigating authorities. Rather, the record suggests quite the
contrary. While A’s mother called the police after A disclosed the incidents
to her in 2003, she was told to call back later, as the relevant department was
not open at that time. She never called back, as she was concerned about the
effect that any complaint might have on her son, B. The police only began
investigating S.G.T. in 2004 after A disclosed the matter to authorities at her
school (Appellant’s Record, at p. 80). In these circumstances, there was
nothing on the record to indicate to the trial judge that A’s mother may have
been anything other than an ordinary witness in the proceedings. I therefore
conclude that the trial judge did not err by failing to hold a voir dire
on the question whether A’s mother was a person in authority.
[27] As
stated earlier, the Court of Appeal also identified the “derived confessions
rule” as another potential field of inquiry into the admissibility of the
e-mail. As I read his reasons, it is on this ground that Fish J. would uphold
the order for a new trial. Again here, S.G.T. did not raise this argument at
trial. Before considering the record on this point to determine whether the
trial judge ought to have raised the issue on his own motion, I will briefly
recall the rule.
[28] The
leading case on the derived confessions rule is R. v. I. (L.R.) and T. (E.),
[1993] 4 S.C.R. 504. In brief, the derived confessions rule serves to exclude
statements which, despite not appearing to be involuntary when considered
alone, are sufficiently connected to an earlier involuntary confession as to be
rendered involuntary and hence inadmissible. For example, in that case, a
young offender was charged with second degree murder and gave an inculpatory
statement to the police. The next day, after meeting with his lawyer, the
accused came to the police, wishing to modify the statement that he had given
the previous day. The trial judge excluded the first statement but admitted
the second, and the accused was convicted by a jury. The accused appealed the
conviction on the basis that the second statement should not have been
admitted. His appeal was ultimately successful in this Court.
[29] In
outlining the principles applicable to derived confessions, the Court articulated
a contextual and fact-based approach to determining whether a subsequent
statement is sufficiently connected to a prior, inadmissible confession to also
be excluded. In assessing the degree of connection, the Court outlined a
number of factors to be considered, including “the time span between the
statements, advertence to the previous statement during questioning, the
discovery of additional incriminating evidence subsequent to the first
statement, the presence of the same police officers at both interrogations and
other similarities between the two circumstances” (p. 526). The Court then
held:
In applying these factors, a subsequent confession
would be involuntary if either the tainting features which disqualified the
first confession continued to be present or if the fact that the first
statement was made was a substantial factor contributing to the making of the
second statement. [p. 526]
The Court was
clear in adding that “[n]o general rule excluded subsequent statements on the
ground that they were tainted irrespective of the degree of connection to the
initial admissible statement” (p. 526).
[30] It is
plain from the above principles that the “derived confessions rule” emanates
from the common law confessions rule. As such, like its parent, it is clear
that it applies to secondary confessions, that is, statements made to a
person in authority that are sufficiently connected to a previous involuntary
confession to be deemed also involuntary. Whether the derived confessions rule
also applies in respect of subsequent admissions made to persons not in
authority, however, is not so clear.
[31] S.G.T.
claims that this Court’s decision in R. v. G. (B.), [1999] 2 S.C.R.
475, stands for the proposition that a second statement need not be made to a
person in authority in order to be excluded, but rather that a second statement
will be excluded in any case where there is a sufficient connection between the
two statements. The Court of Appeal below also placed much reliance on G.
(B.). However, the interpretation that S.G.T. urges this Court to accept
remains an open question. The majority in G. (B.) expressly declined to
address this point, instead excluding the second statement (made to a
psychiatrist) on the basis that it would be impossible to admit the second
statement without also indirectly admitting the first statement, as the second
statement at issue in that case actually contained the first, inadmissible
statement (paras. 22 and 24). Moreover, the dissent in G. (B.), written
by McLachlin J. (as she then was), with L’Heureux-Dubé and Gonthier JJ.
concurring, explicitly rejected the contention that a second statement need not
be made to a person in authority in order to be rendered inadmissible under
this rule (para. 61).
[32] I
respectfully disagree with Fish J. that “[a]s a matter of principle and logic”
it is clear that “derived confessions need not be made to a person in authority
in order to be found inadmissible” (para. 85). As a matter of principle, this
broad assertion ignores the distinction between confessions and admissions
discussed earlier. As for logic, much will depend on the facts of the
particular case. Logic may have compelled the conclusion reached in G. (B.)
where the later statement, which actually contained the earlier tainted
confession given to the police, was made to a psychiatrist during the course of
a court‑ordered examination into his mental condition. It may not be so
compelling in a case where, for example, the accused repeats the contents of
the tainted confession to a personal friend who has no connection to the
prosecution.
[33] It is
not necessary, nor would it be appropriate on this record, to decide whether
the derived confessions rule extends to admissions made to ordinary persons. It
suffices for our purposes to assume that, given an appropriate evidentiary
basis connecting the police inducement and the later e-mail, it would at least
be arguable that the subsequent statement could be excluded, if not on the
basis of the common law derived confessions rule, perhaps on a Charter
basis. The distinction between the two possible bases for exclusion remains
important as the application of the common law “derived confessions rule” would
result in the automatic exclusion of the tainted statement, whereas under the Canadian
Charter of Rights and Freedoms the question of exclusion would fall to be
determined under s. 24(2) . However, the defence did not raise the argument
concerning the derived confessions rule at trial, nor did S.G.T. bring a Charter
application seeking the exclusion of the e-mail. For example, it would have
been an opportune time to raise the argument during the course of the voir
dire into the admissibility of the police confession if the defence
contended that there was some connection between the police confession and the
e-mail. Again, no issue was raised when the trial judge specifically asked
whether the defence contested the admissibility of the e-mail at the time the
evidence was presented. Quite to the contrary, in answer to the trial judge’s
inquiry, the defence expressly consented to its admission.
[34] I am
not unmindful of the fact that S.G.T. raised the question of competency of
counsel before the Court of Appeal and that the court did not dispose of this
ground of appeal. It is noteworthy for our purposes, however, that in
specifying the grounds in support of his allegation of inadequate
representation in his Notice of Appeal, S.G.T. made a number of specific
allegations about the alleged inadequacies of his counsel but made no mention
of counsel’s consent to the admission of the e-mail. The only ground of appeal
relating to the e-mail was an allegation that the “trial judge erred in placing
excessive weight” on this item of evidence.
[35] More
importantly, in deciding whether there was clear evidence that ought to have
triggered the need for the trial judge to raise the issue on his own motion, an
appellate court must consider the question from the perspective of the trial
judge at the time the decision was made.
[36] Here,
the most significant circumstance is that the defence consented to the
admission of the evidence. In an adversarial system of criminal trials, trial
judges must, barring exceptional circumstances, defer to the tactical decisions
of counsel: see generally R. v. Lomage (1991), 2 O.R. (3d) 621 (C.A.),
at pp. 629-30. There is a “strong presumption” that defence counsel are
competent in advancing the interests of their clients: see R. v. G.D.B.,
2000 SCC 22, [2000] 1 S.C.R. 520, at para. 27; Hodgson, at para. 99.
Moreover, counsel will generally be in a better position to assess the wisdom,
in light of their overall trial strategy, of a particular tactical decision
than is the trial judge. By contrast, trial judges are expected to be
impartial arbiters of the dispute before them; the more a trial judge
second-guesses or overrides the decisions of counsel, the greater is the risk
that the trial judge will, in either appearance or reality, cease being a
neutral arbiter and instead become an advocate for one party. For these
reasons, this Court has previously held that the burden to raise evidentiary
issues properly rests on the shoulders of counsel: Hodgson, at para.
98.
[37] The
corollary of the preceding is that trial judges should seldom take it upon
themselves, let alone be required, to second-guess the tactical decisions of counsel.
Of course, trial judges are still required to “make sure that [the trial]
remains fair and is conducted in accordance with the relevant laws and the
principles of fundamental justice”: Lavallee, Rackel & Heintz v. Canada
(Attorney General), 2002 SCC 61, [2002] 3 S.C.R. 209, at para. 68.
However, reviewing the record from the perspective of the trial judge and
taking into account the factors from I. (L.R.) which were discussed
above, I find no basis to conclude that the trial judge ought to have interfered
with the decision of counsel to consent to the admission of the evidence. The
relevant features of the record are the following.
[38] On the
facts, it is difficult to find evidence of a connection between the two
statements which should have alerted the trial judge to the need to conduct a voir
dire and to question the wisdom of counsel. In terms of the time span
between the statements, the initial apology was made on May 27, 2004, while the
e-mail was sent over five weeks later on July 5, 2004. The inducement held out
by the police, as found by the trial judge on the voir dire, was the
suggestion that S.G.T. may not be charged if he apologized. However, by the
time S.G.T. sent the e-mail, he had been charged notwithstanding his apology in
the police statement. It is therefore far from obvious on what basis the
inducement could still be operative in the accused’s mind. Additionally, there
was no advertence to the previous inadmissible statement in the e-mail to A’s
mother. Finally, the two statements were made to different persons in entirely
different circumstances. The first statement was made to a police officer in
the context of a custodial interrogation, while the second was made to A’s
mother in an e-mail exchange relating to A’s mother’s attempt to secure
S.G.T.’s permission to allow A and B to travel to California with her. But,
more importantly, as the accused’s later testimony in the trial revealed, it
was his contention that the apology in the e-mail concerned a completely unrelated
incident. This exemplifies why trial judges should generally defer to the
tactical decisions of counsel who generally know more about the case. Given
that the accused’s own version was contrary to any theory of a potential
connection between the e-mail and the earlier confession, it is difficult to
see on what basis counsel’s consent to the admissibility of the e-mail could be
faulted.
[39] Based
on this record, with respect, it is my view that the Court of Appeal erred in
overturning the conviction on the basis that it did.
4. Conclusion
[40] For
these reasons, I would allow the appeal and set aside the order for a new
trial. As requested by both parties, I would remit this case to the Court of
Appeal to consider S.G.T.’s remaining grounds of appeal.
The reasons of Binnie and Fish JJ. were delivered by
Fish J. (dissenting) —
I
[41] This
appeal is the third chapter in a tale of two statements — closely related in
subject matter, purpose and time. Both statements bear a striking resemblance
as well to a fable conceived and disingenuously recounted to the respondent by
a police interrogator as a “personal experience” of his own. The
interrogator’s contrived “confidence” amounted, unmistakably, to an implied
promise of leniency in exchange for a contrite admission of guilt. There is no
dispute that the purpose and effect of this stratagem was to induce the
respondent to make an incriminating statement in the form of an apology to the
complainant.
[42] Pursuant
to a voir dire, the trial judge excluded the first of the two statements
on the ground that it had been rendered involuntary by the police officer’s
improper inducement. The trial judge’s conclusion in this regard is not
challenged on this appeal by the Crown. Nor was it challenged in the Court of
Appeal.
[43] The
second statement was admitted without a voir dire and the respondent was
ultimately convicted (2006 SKQB 234 (CanLII)).
[44] The
Saskatchewan Court of Appeal set aside the respondent’s conviction and ordered
a new trial (2008 SKCA 119, 237 C.C.C. (3d) 55). Hence this third chapter of
the saga — an appeal by the Crown urging us to reinstate the respondent’s
conviction at trial.
[45] Unlike
Justice Charron, and with the greatest of respect, I would affirm the unanimous
judgment of the Court of Appeal.
[46] I
agree with the Court of Appeal that the trial judge was legally bound to
himself determine the admissibility of the respondent’s second “apology”. It
was tendered by the Crown as an incriminating statement by the accused. And
the trial judge then had in the record before him a clear indication that this
second “apology” might be a “derived confession”, inadmissible on account of
its close connection to the statement he had earlier excluded.
[47] The
holding of a voir dire for this purpose was not subject to, or
conditional upon, an objection by defence counsel: Its necessity was made
apparent by the material already on the record when the Crown tendered the
statement.
[48] I
hasten to add that we are not concerned in this case with a mere matter of
form. An informal voir dire will often suffice to determine whether a
statement attributed to the accused ought to be admitted in evidence. Here,
however, the trial judge made no inquiry at all.
[49] And
the total failure of the trial judge to make any independent determination as
to the admissibility of the impugned statement is necessarily fatal to the
respondent’s conviction: According to the trial judge himself, the impugned statement
was critical to the trial judge’s conclusion that the respondent was guilty as
charged.
II
[50] The
respondent, S.G.T., was married to A.T. from 1996 until 2000. Their son B was
born in 1997. A.T. also had a daughter from a prior relationship, A, whom
S.G.T. adopted in 2000.
[51] Shortly
thereafter, the couple separated. The split was acrimonious. For the next
three years, the children spent two nights each week, every other weekend, and
one month in the summer at S.G.T.’s house. A was 11 to 14 years old during
that period.
[52] In
2003, A told her mother she was uncomfortable spending the night at S.G.T.’s
house. When asked by A.T., she stated that S.G.T. had sexually assaulted her.
A.T. phoned the police, but did not call back when she was asked to do so. No
further action was taken until the following year when A told a school
counsellor about the claimed assault. The counsellor contacted the police, who
launched an investigation.
[53] On May
27, 2004, S.G.T. was interviewed by a police officer. During the interview, he
was repeatedly told that the matter was “not a big deal” and “extremely
minor”. The police officer said that if he apologized it might not proceed any
further, and that the biggest factor the Crown looked at was remorse.
[54] One
officer told S.G.T. a fabricated story according to which the officer had
himself been arrested for slapping his son while on vacation in the United
States. In this entirely fictional story, the matter was resolved once the
officer apologized.
[55] We do
not have the audio or video tapes of S.G.T.’s interrogation. With the benefit
of those tapes, the Court of Appeal summarized the relevant facts this way:
On May 27, 2004, the appellant agreed to be interviewed by a police
officer regarding the allegations. During a two-hour interview, the officer
repeatedly and emphatically urged the appellant to apologize to [A] all the
while saying that [A]’s complaints were “not a big deal”, not a “heinous act”
and amounted to a “very insignificant contact”, or something “extremely
minor”. The officer said it was not unlike smacking a child in public, and
illustrated the point by recounting how he had been arrested for slapping his
own child while on a holiday in the United States. The officer told the
appellant the child welfare authorities had even become involved, but he had
taken responsibility for his behaviour, apologized, and all had been forgiven.
The story was entirely fabricated.
The officer explained to the appellant that the Crown would look at
all the facts and ask whether it was in the public interest to proceed with
the charges, or simply look at some kind of counselling instead. The most
important thing they looked at was an apology, and if the appellant just
apologized the matter might not proceed. He said he wasn’t trying to hang the
appellant, he just wanted closure for the victim. When the appellant expressed
concern for the consequences, the officer assured him he would not lose his
son, and he would not lose his job, and that the biggest factor the Crown
looked at was remorse. When the appellant thought he should consult with
someone, the officer said only dishonest people needed lawyers. The officer
gave his word he would stick with the appellant throughout the matter.
The appellant then wrote out a form of apology to [A]. [Emphasis added; paras.
15-16.]
[56] The
officer’s ruse achieved its intended purpose. Believing the officer’s invented
account of his own arrest to be true, S.G.T. wrote out the suggested apology.
Approximately four weeks later, he was charged with sexual assault.
[57] Five
days after the charges were laid, and about three weeks before S.G.T.’s first
court appearance, he sent the following e-mail to A.T. in response to her
requests for his permission to take the children to California to visit A.T.’s
parents:
Relax. When
have I ever not done something you’ve requested for the kids. I’m busy too. I
have the letter and it’s notorized [sic]. I thought long and hard about
keeping [B] back so I could spend this month with him in case I end up going to
fucking jail on the 28th, but I wouldn’t do that to him. I hope you realize
that I will never be able to coach [B] or travel outside Canada for a holiday
with him or work. I may loose [sic] my job because of this. I don’t
care about you, but I very much hope that this will make [A] get and feel
better. I am so, so sorry if I caused her emotional pain. I have to live with
the fact that I lost someone I cared for deeply over my stupididty [sic].
And now I have to deal with [the] fact that I stand to loose [sic]
everything I worked so hard for. I’m sure this makes you happy. You better
hope for your sake you never make a mistake bringing up [B].
You can pick
the letter up out of my mailbox, I have a commitment I have to be at tonight.
Make sure [B] calls me at least once a week, I showed him how to dial collect.
S.G.T. was not
represented by counsel when he wrote the e-mail.
[58] S.G.T.
was tried in the Court of Queen’s Bench for Saskatchewan before a judge sitting
alone. At trial, Scheibel J. conducted a voir dire regarding the
apology S.G.T. had written out under the officer’s direction during his
interrogation. Understandably, Justice Scheibel found that the apology had
been improperly induced by the interrogating officer. He concluded that the
Crown had failed to prove its voluntariness, as required by law. Justice
Scheibel therefore excluded the apology. As mentioned earlier, the Crown did
not attack this finding in the Court of Appeal.
[59] A.T.,
A, and S.G.T. all testified at trial. During the direct examination of A.T.,
the Crown asked her to identify and describe the e-mail from S.G.T. The Crown
then sought to have the e-mail admitted in evidence. Defence counsel, asked by
the trial judge whether there was “any objection”, replied “No, My Lord.” The
e-mail, in effect a second “apology”, was held admissible on this basis,
without any inquiry or consideration regarding its connection to the previously
excluded “apology”.
[60] In his
reasons convicting S.G.T., Justice Scheibel found that the case turned on
credibility and that the e-mail had been crucial to his conclusion that S.G.T.
was not credible.
[61] As I
have already mentioned, the Saskatchewan Court of Appeal allowed S.G.T.’s
appeal. Wilkinson J.A., writing for a unanimous court, held that the trial
judge had erred in law by failing to hold a voir dire to determine the
admissibility of the e‑mail. She found that there was sufficient reason
to believe that the e-mail was a tainted statement, or “derived confession”,
causally connected to the earlier inadmissible statement, and that a voir
dire was therefore mandatory.
[62] Wilkinson
J.A. rejected the Crown’s submission that there was an insufficient connection
between the two statements, since the only proper way to test that submission
on its merits was by conducting a voir dire — which the trial judge had
failed to do.
III
[63] The
confessions rule serves to exclude involuntary statements made to persons in
authority. The derived confessions rule is a corollary of the confessions
rule. It excludes statements that are so closely connected to inadmissible
confessions as to be “tainted” by association and, for that reason,
inadmissible as well.
[64] The
derived confessions rule thus excludes statements that, while not inadmissible
when considered in isolation, are excluded because of their temporal or causal
connection to another statement found by the court to be inadmissible. This
occurs whenever “either the tainting features which disqualified the first
confession continued to be present or . . . the fact that the first statement
was made was a substantial factor contributing to the making of the second
statement”: R. v. I. (L.R.) and T. (E.), [1993] 4 S.C.R. 504, at p.
526.
[65] The
question is a contextual one, aimed at determining the degree of connection
between the two statements. In I. (L.R.), the Court identified as
relevant factors “the time span between the statements, advertence to the
previous statement during questioning, the discovery of additional
incriminating evidence subsequent to the first statement, the presence of the
same police officers at both interrogations and other similarities between the
two circumstances” (p. 526).
[66] In
short, derived confessions are inadmissible not because they are themselves
involuntary statements made or given to a person in authority, within the
meaning of Ibrahim v. The King, [1914] A.C. 599 (P.C.), and its progeny,
but because they are “tainted”, or contaminated, by another inadmissible
statement. The governing principle was well and succinctly put this way by
Bastarache J., speaking for the majority in R. v. G. (B.), [1999] 2
S.C.R. 475, at para. 23:
Ultimately,
what matters is that the court is satisfied that the degree of connection
between the two statements is sufficient for the second to have been
contaminated by the first.
And the
sufficiency of the required connection must be determined by the trial judge on
a voir dire.
[67] Our
concern here is with the admissibility of an e-mail found by the trial judge to
be incriminating. Defence counsel did not request a voir dire. Quite
properly, the trial judge recognized that no such request was essential.
[68] The
trial judge appears to have recognized as well that the admissibility of the
e-mail was open to question in view of the circumstances in which it was sent:
He would not otherwise have thought it necessary to inquire whether defence
counsel objected to its admission. Unfortunately, instead of proceeding
with the required voir dire, the trial judge admitted the e-mail upon
asking defence counsel whether there was “any objection”, and receiving a
negative reply.
[69] Counsel
can, of course, make admissions of fact that provide a sufficient evidentiary
basis for the judicial determination that is the object of a voir dire.
As a matter of principle, however, judicial determinations cannot be delegated
to counsel. Thus, while admissions of fact may render unnecessary the calling
of evidence, the legal effect of that evidence is for the judge alone to
determine.
[70] I
nonetheless accept, for present purposes only, that counsel can admit the
voluntariness of a statement and even concede its admissibility in appropriate
circumstances — for example, where that would be the judge’s inevitable finding
on a voir dire.
[71] But
that is not our case. Counsel made no admissions of fact concerning the
admissibility of the tendered statement. Nor did he expressly concede its
admissibility as a matter of law.
[72] And no
such determination was made by the trial judge either.
IV
[73] Justice
Charron would reverse the decision of the Court of Appeal and reinstate the
respondent’s conviction on two grounds: First, because defence counsel did not
object to admission of the e-mail; second, because my colleague sees no obvious
connection between the e-mail and the earlier inadmissible statement to
police. I respectfully disagree with my colleague on both grounds.
[74] With
regard to the first ground, I repeat here what I stated earlier: As a matter of
law, no objection was required. Where there is reason for concern about a
statement tendered by the Crown, on account of its close connection with an
earlier statement found on a voir dire to be inadmissible, the
admissibility of the second statement also falls to be decided on a voir
dire.
[75] This
was made clear in G. (B.), which likewise concerned a derived
confession, in that case made to a psychiatrist. Speaking for six members of
the Court, Bastarache J. noted that defence counsel had “accepted” the
psychiatrist’s report containing the incriminating statement in issue and did
not object to the Crown’s use of the report on its cross-examination of the
accused (para. 48). Justice Bastarache then stated:
The law on the question is clear. Despite s. 672.21(2) and (3) [of the
Criminal Code , which deal with “protected statements”], it had to be
determined whether the protected statement was admissible in light of
its degree of connection with the prior confession which was found to be
inadmissible. This degree of connection can only be assessed during a voir
dire, which was accordingly mandatory (see [Erven v. The Queen,
[1979] 1 S.C.R. 926]). By this I do not mean that there must be a voir dire
on the voluntariness of the protected statement in every case; once again, this
is a question that will have to be determined in another case. I am merely
confirming that there must be a voir dire where, as here, the issue of
whether the admission was derived from a prior inadmissible confession arises.
Whether the possibility of waiving the voir dire
or consenting to the use of the protected statement is based on s. 672.21(2) or
whether it has a more general foundation (see in this regard R. v. Dietrich (1970),
1 C.C.C. (2d) 49 (Ont. C.A.)), it is well established that “[s]ilence or
mere lack of objection does not constitute a lawful waiver” (see Park v.
The Queen, [1981] 2 S.C.R. 64, at p. 74). In the circumstances, the Crown
cannot argue that the situation was otherwise. [Emphasis added; paras. 50-51.]
[76] In G.
(B.), moreover, the Crown had alleged waiver by the accused of his right to
a voir dire; in this case, the Crown, understandably, did not allege
waiver either in the Court of Appeal or in this Court.
[77] I turn
now to the second ground relied on by Justice Charron in concluding as she
does. In my colleague’s view, there was no obvious connection between S.G.T.’s
e-mail to his former spouse and his earlier inadmissible statement to police.
[78] On the
contrary, and with respect, I believe there was ample evidence on the record to
alert the trial judge to the need for a voir dire. The judge had already
excluded the initial confession written by S.G.T. during the police
interrogation, and was thus familiar with the inducements that had provoked it.
[79] The
e-mail was strikingly similar to the excluded statement. In both instances,
S.G.T. apologizes and expresses regret “if I caused [A] emotional pain”, and
hopes his apology and expression of regret “will make [A] get and feel better”
(I quote here from his e-mail).
[80] The timing
of the e-mail should have raised red flags as well. The e-mail was written and
sent by S.G.T. shortly before his first appearance in court. In the officer’s
fabricated story about his own arrest, he “explained to the appellant that the
Crown would look at all the facts and ask whether it was in the public interest
to proceed with the charges” (Court of Appeal, at para. 16 (emphasis
added)). Here, the apology was made after the charges were laid but before the
first court appearance, when it remained a live issue whether the Crown would
proceed with “some kind of counselling instead” (ibid.) And it must be
remembered in this regard that the police officer had “[given] his word he
would stick with the appellant throughout the matter” (ibid.).
[81] Moreover,
the improper inducements present when the inadmissible statement was given to
the police — notably, the promise of leniency in exchange for a showing of
remorse — were still operative. It was long ago recognized that promises of
this type have a more enduring effect than threats: F. Kaufman, The
Admissibility of Confessions (3rd ed. 1979), at p. 146. Nothing had
intervened to neutralize its effect on the respondent. And no new evidence had
subsequently been discovered, nor had S.G.T. retained counsel in the interval
between the statements.
[82] In
these circumstances, cumulatively considered, the connection between the two
statements was apparent from the record and should have alerted the trial judge
to the need for a voir dire to determine whether “the degree of
connection between the two statements [was] sufficient for the second to have
been contaminated by the first” (G. (B.), at para. 23).
[83] The
Crown submits in response that clear evidence of a connection does not suffice
to trigger the trial judge’s obligation to hold a voir dire, and this
for two reasons. The first centres on the “person in authority” requirement
for exclusion under the confessions rule. The Crown contends that this
requirement applies to derived confessions as well.
[84] G.
(B.) hardly supports this view. In that case, the derived confession was
made to a psychiatrist and the Court, in holding that a voir dire was
required, found it unnecessary to determine whether the psychiatrist was a
person in authority:
The second statement is inadmissible because the first confession
contaminated it. Therefore, it is not necessary to decide whether the
second statement is a confession made to a person in authority in the present
case. [Emphasis added; para. 22.]
If a statement
can be excluded as a derived confession without determining whether it was made
to a person in authority, it surely cannot be said that a derived confession
will only be excluded if it is made to a person in authority. On the contrary,
the Court in G. (B.) found the second statement inadmissible whether
or not the psychiatrist to whom it was made was a person in authority. The
statement was excluded on the sole ground that it was “contaminated” by the
earlier confession. In this sense, “contamination” will be established “where
there is a sufficient connection between the two statements” (G. (B.),
at para. 22). See, to the same effect, I. (L.R.), at pp. 521-22.
Nothing in G. (B.) limits this principle to derived confessions
that explicitly repeat an earlier confession found to be inadmissible.
[85] As a
matter of principle and logic, it seems clear to me that derived confessions
need not be made to a person in authority in order to be found inadmissible.
The purpose of the rule — to exclude statements with a sufficient connection to
a prior inadmissible statement — would be frustrated if such a requirement were
strictly enforced. Whether or not the subsequent statement was made to an
authority figure, if it is prompted by the same police conduct that resulted in
the earlier confession, or if it discloses the contents of the earlier
statement made to authorities, it is a product of the inadmissible confession
and is itself inadmissible on that ground alone. Of course, whether the
statement is made to police will be a relevant factor in determining whether
the required connection between the two statements has been made out.
[86] Second,
the Crown relies on the fact that the defence offered a different explanation
for the e-mail at trial. At trial, it was contended that the apology referred
to an unrelated incident in which S.G.T. had allowed A and her friends to drink
wine coolers at a sleepover. In this Court, the Crown relied on the wine
cooler explanation to argue that there was no need for a voir dire on
the admissibility of the e-mail.
[87] I find
the Crown’s submission regarding these varying explanations unconvincing on its
face, and would in any event reject it as a backward-looking justification for
the trial judge’s failure to determine the admissibility of the apology at the
relevant time — when it was tendered as part of the prosecution’s case against
the respondent.
[88] The
Crown cannot now rely on what the trial judge could not then have known —
evidence later adduced by the defence — to retroactively validate the judge’s
failure to hold a voir dire when the record before him required him to
do so.
V
[89] For
all of these reasons, as stated at the outset, I would dismiss the appeal and
affirm the judgment of the Saskatchewan Court of Appeal quashing the
respondent’s conviction and ordering a new trial.
Appeal allowed, Binnie
and Fish JJ. dissenting.
Solicitor for the appellant: Ministry of Justice and
Attorney General, Regina.
Solicitors for the respondent: McDougall Gauley, Regina.