SUPREME
COURT OF CANADA
Between:
Lax
Kw’alaams Indian Band, represented by Chief Councillor
Garry
Reece on his own behalf and on behalf of the members of the
Lax
Kw’alaams Indian Band, and others
Appellants
and
Attorney
General of Canada and Her Majesty The Queen in Right
of
the Province of British Columbia
Respondents
-
and -
Attorney
General of Ontario, Metlakatla Band,
B.C.
Wildlife Federation, B.C. Seafood Alliance, Gitxaala Nation,
represented
by Chief Elmer Moody, on his own behalf and on behalf
of
the members of the Gitxaala Nation, and Te’Mexw Treaty Association
Interveners
Coram: McLachlin C.J. and Binnie, LeBel, Deschamps, Abella, Charron
and Rothstein JJ.
Reasons for
Judgment:
(paras. 1 to 74)
|
Binnie J. (McLachlin C.J. and LeBel, Deschamps, Abella,
Charron and Rothstein JJ. concurring)
|
Lax Kw’alaams Indian Band v. Canada (Attorney General), 2011 SCC 56, [2011] 3 S.C.R. 535
Lax Kw’alaams Indian Band,
represented by Chief Councillor Garry
Reece
on his own behalf and on behalf of the
members
of the Lax Kw’alaams Indian Band,
and others Appellants
v.
Attorney General of Canada and
Her Majesty The Queen in Right of the
Province of British Columbia Respondents
and
Attorney General of Ontario,
Metlakatla Band, B.C. Wildlife
Federation,
B.C. Seafood Alliance, Gitxaala Nation,
represented by Chief Elmer Moody
on his own behalf and on behalf of the
members of the Gitxaala Nation, and
Te’Mexw Treaty Association Interveners
Indexed as: Lax Kw’alaams
Indian Band v. Canada (Attorney General)
2011 SCC 56
File No.: 33581.
2011: February 17;
2011: November 10.
Present: McLachlin C.J. and Binnie, LeBel, Deschamps, Abella,
Charron and Rothstein JJ.
on appeal from the court of appeal for british columbia
Aboriginal law —
Aboriginal rights — Fishing — Nature of pre‑contact practice — Evolution
of pre‑contact practice — First Nations claiming rights to commercial
harvesting and sale of all species of fish within their traditional waters — Whether
pre‑contact trade in specific fish product could evolve into modern
commercial fishery — Constitution Act, 1982, s. 35(1) .
Civil procedure —
Pleadings — Aboriginal rights litigation — Whether Aboriginal rights claim
should be characterized based on pleadings or a broader enquiry — Whether claim
for declaration of “lesser” rights was properly presented in pleadings.
Aboriginal law —
Fiduciary duty — Whether historical record supported existence of fiduciary
duty to grant claimants right to modern commercial fishery.
This appeal involves the claim of
the Lax Kw’alaams and other First Nations (“Lax Kw’alaams”), whose ancestral
lands stretch along the northwest coast of British Columbia between the
estuaries of the Nass and lower Skeena rivers, to the commercial harvesting and
sale of “all species of fish” within their traditional waters. Such an
Aboriginal fishery would be within the protection of s. 35(1) of the Constitution
Act, 1982 . The basis of the pre‑contact society’s culture and
sustenance was the fishery. It had a subsistence economy with some trade —
primarily a gift exchange between kin at feasts and potlatches or the exchange
of luxury goods. The harvesting and consumption of salmon, halibut, herring
spawn, seaweed, shellfish, and eulachon were integral to its distinctive
culture, but trade in fish or fish products other than the grease derived from
the smelt‑like species called the eulachon or candle fish (because when
dried it could be burned like a candle) was held not to be integral to the
distinctive culture of the pre‑contact society. Eulachon grease was a
preservative for perishable food stuffs such as berries, and much valued for
that purpose. Such other trade in fish or fish products as took place was
described by the trial judge as “low volume, opportunistic, irregular
. . . and incidental to fundamental pre‑contact . . .
kinship relations”.
The Lax Kw’alaams claimed not only
the right to the commercial harvesting and sale of all species of fish within
their traditional waters but asserted that the Crown has a fiduciary duty in
that respect flowing from promises made in the reserve allocation process in
the 1870s and 1880s. Finally, towards the end of the trial, they claimed what
they described as lesser Aboriginal rights, including a right to sufficient
fish which, “when converted to money”, would enable them to “develop and
maintain a prosperous economy”, and a right to a food, social and ceremonial
fishery.
The trial judge was not persuaded
that the pre‑contact customs, practices, and traditions supported the
claimed Aboriginal rights to commercial activities and dismissed the claims.
The Court of Appeal agreed and dismissed the appeal.
Held: The appeal should be
dismissed.
The practices, customs and
traditions of the pre‑contact society do not provide an evidentiary
springboard to a constitutionally protected Aboriginal right to harvest and
sell all varieties of fish in a modern commercial fishery. The pre‑contact
society was not a trading people, except with respect to eulachon grease. As
the trial judge found, such sporadic trade as took place in other fish products
was peripheral to the pre‑contact society and did not define what made the
pre‑contact society what it was.
The Lax Kw’alaams contend that the
courts below erred in their approach to the characterization of the claim, and
consequently failed to analyse comprehensively the evidence in its support. In
their view “before a court can characterize a claimed aboriginal right, it must
first inquire and make findings about the pre‑contact practices and way
of life of the claimant group”. This is not correct. When dealing with a
s. 35(1) claim, the court should begin by characterizing the claimed
Aboriginal right based on the pleadings. Making findings about the pre‑contact
way of life of the claimant group before characterizing the claimed right — the
“commission of inquiry” approach — is not suitable in civil litigation, even in
Aboriginal cases, where procedural rules are generously interpreted to
facilitate the resolution of the underlying controversies in the public
interest. Following that model would be illogical and contrary to authority,
and would defy the relevant rules of civil procedure. Although the necessary
flexibility can be achieved within the ordinary rules of practice (including
the amendment of pleadings), a defendant must be left in no doubt about
precisely what is claimed. Having characterized the claim, the court should
determine whether the First Nation has proved the existence of the pre‑contact
practice, tradition or custom advanced in the pleadings and that this practice
was integral to the distinctive pre‑contact society. Then, taking a
generous though realistic approach, the court should determine whether the
claimed modern right has a reasonable degree of continuity with the integral
pre‑contact practice. Finally, if the claimed right is found to exist,
it should be delineated with regard to conservation goals and other relevant
objectives.
In this case, the attempt to build
a modern commercial fishery on the narrow support of a limited ancestral trade
in eulachon grease lacks sufficient continuity and proportionality. While an
Aboriginal right is subject to evolution both in terms of the subject matter
and the method of its exercise, the claim in this case to a general commercial
fishery would create a right qualitatively and quantitatively different from
the pre‑contact trade in eulachon grease. Qualitatively, trade in fish
and fish products other than eulachon grease was peripheral to the pre‑contact
society. It is not enough to show that some element of trade was part of the
pre‑contact way of life if it was not distinctive or integral to that way
of life. A general commercial fishery would represent an outcome qualitatively
different from the pre‑contact activity on which it would ostensibly be
based, and out of all proportion to its original importance to the pre‑contact
economy. Quantitatively, the short eulachon season and the laborious
extraction method was likely of limited value relative to the overall pre‑contact
fishing activity of the industrious and productive pre‑contact people.
As to the claims to lesser rights,
the conclusion that trade in fish apart from eulachon grease was not integral
to the pre‑contact society was as fatal to these claims as it was to the
greater commercial claim. Further, had the claim to lesser rights been
justified, it bristled with difficulty. The Crown was entitled to proper
notice of what was being sought and to test the evidence directed to that
issue, but the focus of the pleadings and evidence was on the claim to a
commercial fishery, not the lesser rights. It was not clear what the claim
meant, how it would be implemented, what standard of prosperity was sought, or
the basis on which it would be quantified. All of these matters had far‑reaching
implications for fisheries management.
As to the claim to an Aboriginal
right to a fishery for food, social and ceremonial purposes, the Lax Kw’alaams
presently hold communal Aboriginal licences in these respects. Their
entitlement seems not to be contentious, and, as courts generally do not make
declarations in the absence of a live controversy, it was within the trial
judge’s discretion to refuse to make such a declaration.
The arguments based on fiduciary
duty or the honour of the Crown necessarily fail in the absence of any
substratum of relevant facts on which to base them. The Crown had not made
express or implied promises of any preferential access to the commercial
fishery, and had made its intention to treat Aboriginal fishers in the same
manner as other fishers clear.
Cases Cited
Distinguished: R. v.
Sappier, 2006 SCC 54, [2006] 2 S.C.R. 686; R. v. Pamajewon, [1996] 2
S.C.R. 821; referred to: R. v. Sparrow, [1990] 1
S.C.R. 1075; R. v. Van der Peet, [1996] 2 S.C.R. 507; R. v. N.T.C.
Smokehouse Ltd., [1996] 2 S.C.R. 672; R. v. Gladstone, [1996] 2
S.C.R. 723; R. v. Marshall, 2005 SCC 43, [2005] 2 S.C.R. 220; R.
v. Marshall, [1999] 3 S.C.R. 533; Ahousaht Indian Band v. Canada
(Attorney General), 2011 BCCA 237, 19 B.C.L.R. (5th) 20; R. v. Marshall,
[1999] 3 S.C.R. 456.
Statutes and Regulations Cited
Constitution Act, 1982, s. 35(1) .
Supreme Court Civil Rules, B.C. Reg.
168/2009.
Authors Cited
Mitchell, Donald, and Leland Donald. “Sharing Resources on the
North Pacific Coast of North America: The Case of the Eulachon Fishery” (2001),
43 Anthropologica 19.
APPEAL from a judgment of the
British Columbia Court of Appeal (Newbury, Chiasson and Bennett JJ.A.), 2009
BCCA 593, 281 B.C.A.C. 88, 475 W.A.C. 88, 314 D.L.R. (4th) 385, [2010] 1
C.N.L.R. 278, [2009] B.C.J. No. 2556 (QL), 2009 CarswellBC 3479, affirming
a decision of Satanove J., 2008 BCSC 447, [2008] 3 C.N.L.R. 158, [2008]
B.C.J. No. 652 (QL), 2008 CarswellBC 735. Appeal dismissed.
John R. Rich, F. Matthew Kirchner and Lisa C.
Glowacki, for the appellants.
Cheryl J. Tobias, Q.C., Sharlene Telles‑Langdon
and James M. Mackenzie, for the respondent the Attorney General of
Canada.
Patrick G. Foy, Q.C., for the respondent Her
Majesty The Queen in Right of the Province of British Columbia.
Malliha Wilson and Michael E. Burke, for the
intervener the Attorney General of Ontario.
Maria Morellato, Q.C., and Cheryl Sharvit,
for the intervener the Metlakatla Band.
J. Keith Lowes, for the interveners the B.C. Wildlife
Federation and the B.C. Seafood Alliance.
David M. Robbins and Jay Nelson, for the intervener
the Gitxaala Nation.
Robert J. M.
Janes and Sarah E.
Sharp, for the intervener the Te’Mexw Treaty Association.
The
judgment of the Court was delivered by
[1]
Binnie J. — This appeal involves the claim of the Lax Kw’alaams First
Nation and other First Nations listed in the Appendix to these reasons (herein
collectively referred to as “Lax Kw’alaams”), whose
ancestral lands stretch along the northwest coast of British Columbia between
the estuaries of the Nass and lower Skeena rivers, to the commercial harvesting
and sale of “all species of fish” within their traditional waters. Such an
Aboriginal fishery would be within the protection of s. 35(1) of the Constitution
Act, 1982 , subject only to such limits as can be justified under the test
in R. v. Sparrow, [1990] 1 S.C.R. 1075. The commercial fisheries claim
was part of a larger action asserting Aboriginal title, but the Aboriginal
title issue was severed and has yet to go to trial.
[2]
The trial judge rejected the commercial
fisheries claim on the basis that, despite a year of factual and expert
evidence, she was not persuaded that the Coast Tsimshian people’s pre-contact customs,
practices, and traditions supported such an Aboriginal right (2008 BCSC 447,
[2008] 3 C.N.L.R. 158). To the limited extent that the Coast Tsimshian traded
in fish and fish products, such trade was specific to a product derived from a
single species, the eulachon. Trade in fish more generally was not integral to
their distinctive society and thus did not provide a foundation for a s. 35(1)
Aboriginal right to a modern wealth-generating “industrial” fishery. This
conclusion was upheld by the British Columbia Court of Appeal (2009 BCCA 593,
281 B.C.A.C. 88). The Lax Kw’alaams say that the courts below erred in their
approach to the characterization of the claim, and consequently failed to
analyse comprehensively the evidence in its support.
[3]
In the alternative, the Lax Kw’alaams argue
that, quite apart from an Aboriginal right to harvest and sell fish on a full
commercial scale, the evidentiary record establishes a variety of “lesser and
included” Aboriginal rights, notably the right to a more limited commercial
fishery (based in part on the traditional potlatch exchange) consisting of a
right to harvest and sell fish and fish products sufficient “to sustain their
communities, accumulate and generate wealth and maintain and develop their
economy” (Second Amended Statement of Claim, at para. 31). They seek, in the
further alternative, a still more limited Aboriginal right to a food, social
and ceremonial fishery. The British Columbia Court of Appeal decided, having
regard to the state of the pleadings and the way in which the 126-day trial had
unfolded, that the trial judge’s decision not to deal with “‘lesser’ or
‘included’” rights was a “judgment call” which she was entitled to make. In
the trial judge’s view, the trial from first to last had been about the right
to a full-blown commercial fishery. Everything else was peripheral and not
fully presented.
[4]
The Lax Kw’alaams also support their claims on
the basis of alleged promises by government officials (thus implicating the
honour of the Crown) at the time of reserve creation in the 1880s. This, too,
was rejected by the trial judge on the basis that no such promises had ever
been made. Her finding of fact in this respect was also accepted by the
British Columbia Court of Appeal.
[5]
For the reasons that follow, I would uphold the
conclusion of the Court of Appeal on all issues and dismiss the appeal.
I. Overview
[6]
The trial judge acknowledged that prior to
contact with Europeans, the Coast Tsimshian largely sustained themselves by an
extensive fishery. They did not, however, engage in any significant trade
in fish or fish products except for a grease derived from a smelt-like species
called the eulachon or candle fish (because when dried it could be burned like
a candle). Such other trade in fish or fish products as took place was
described by the trial judge as “low volume, opportunistic,
irregular . . . and incidental to fundamental pre-contact Coast
Tsimshian kinship relations, potlatch and ranked society” (para. 496).
[7]
Eulachon were harvested for a few weeks every
spring at the Nass River. The trial judge held:
In
my opinion, it would be stretching the concept of an evolved Aboriginal right
too far to say that the Coast Tsimshian practice of trading in eulachon grease
is equivalent to a modern right to fish commercially all species in their
Claimed Territories. [para. 501]
A key issue in the case
is therefore the question of continuity between the Coast Tsimshian people’s
pre-contact practice of rendering eulachon grease and trading the product thereby
generated, on the one hand, and, on the other hand, their claim to a
contemporary commercial fishery of all species for sale to non-Aboriginal as
well as Aboriginal members of the public. The legal requirement for continuity
between ancestral practices, customs and traditions and the modern claimed
Aboriginal right incorporates, of course, an allowance for logical evolution
within limits. This case, in part, is about where such limits should be drawn.
[8]
The Lax Kw’alaams live in the twenty-first century,
not the eighteenth, and are entitled to the benefits (as well as the burdens)
of changing times. However, allowance for natural evolution does not justify
the award of a quantitatively and qualitatively different right. It was in
part the lack of continuity and proportionality in the Lax Kw’alaams’ attempt
to build a full-blown twenty-first century commercial fishery on the narrow
support of an ancestral trade in eulachon grease that concerned the trial
judge. Her concern, in my view, was well founded.
[9]
The trial judge held that the focus of the
pleadings and evidence was on the Lax Kw’alaams’ claim to a commercial
fishery. Their later argument about “lesser and included rights” seems to have
been borrowed hastily from criminal law and did not surface at trial in any
significant way until the final argument. The trial judge considered the
defendant governments to have been prejudiced by what she saw as the Lax
Kw’alaams’ belated attempt to recast the claim.
[10]
The argument about “lesser and included rights”
is more procedural than substantive in nature, although, as will be discussed,
the basis of the trial judge’s rejection of the larger commercial right seems
to me largely to dispose of the Lax Kw’alaams’ claim to a lesser commercial
right as well.
[11]
The courts (including this Court) have long
urged the negotiation of Aboriginal and treaty claims. If litigation becomes
necessary, however, we have also said that such complex issues would be better
sorted out in civil actions for declaratory relief rather than within the
confines of regulatory proceedings. In a fisheries prosecution, for example,
there are no pleadings, no pre-trial discovery, and few of the procedural
advantages afforded by the civil rules of practice to facilitate a full hearing
of all relevant issues. Such potential advantages are dissipated, however, if
the ordinary rules governing civil litigation, including the rules of pleading,
are not respected. It would not be in the public interest to permit a civil
trial to lapse into a sort of free-ranging general inquiry into the practices
and customs of pre-contact Aboriginal peoples from which, at the end of the
day, the trial judge would be expected to put together a report on what
Aboriginal rights might, if properly raised in the pleadings, have been
established.
[12]
At this point in the evolution of Aboriginal
rights litigation, the contending parties are generally well resourced and
represented by experienced counsel. Litigation is invariably preceded by
extensive historical research, disclosure, and negotiation. If negotiations
fail, the rules of pleading and trial practice are well understood. Tactical
decisions are made on all sides. It is true, of course, that Aboriginal law
has as its fundamental objective the reconciliation of Canada’s Aboriginal and
non-Aboriginal communities, and that the special relationship that exists
between the Crown and Aboriginal peoples has no equivalent to the usual
courtroom antagonism of warring commercial entities. Nevertheless, Aboriginal
rights litigation is of great importance to non-Aboriginal communities as well
as to Aboriginal communities, and to the economic well-being of both. The
existence and scope of Aboriginal rights protected as they are under s. 35(1)
of the Constitution Act, 1982 , must be determined after a full hearing
that is fair to all the stakeholders.
[13]
As to the “honour of the Crown” and “fiduciary
duties” branches of the Lax Kw’alaams’ claim, the trial judge held that no
factual basis had been laid for such relief. She held that there was no
relevant unilateral promise by the Crown in the reserve allocation process or
otherwise, let alone a treaty. Accordingly, there was no conduct by the Crown
by which the obligations claimed to exist could be generated. The honour of
the Crown is a general principle that underlies all of the Crown’s dealings
with Aboriginal peoples, but it cannot be used to call into existence undertakings
that were never given.
[14]
Finally, and somewhat belatedly, the Lax
Kw’alaams brought to the forefront a claim to an Aboriginal right to a fishery
for food, social and ceremonial purposes. The Lax Kw’alaams presently hold
federal fisheries licences for these purposes. Their entitlement seems not to
be a contentious issue. It was therefore not an issue of significance in the
present litigation. Courts generally do not make declarations in relation to
matters not in dispute between the parties to the litigation and it was
certainly within the discretion of the trial judge to refuse to do so here.
II. Facts
A. Historical Background
[15]
The Lax Kw’alaams First Nation consists of the
descendants of an ancient “fishing people” comprising the several tribes or
houses of the Coast Tsimshian. In their traditional territories and fishing
sites along the northwest coast of British Columbia salmon and other fish were
in abundant supply. The Coast Tsimshian were organized into a sophisticated
society characterized by complex relationships based on “rank” and kinship.
Their “seasonal round” of activity was determined largely by the availability
and location of salmon, halibut, herring spawn, seaweed, shellfish and the
eulachon. According to the trial judge, the salmon and eulachon
were
revered in ritual, endowed with supernatural qualities in the halait, or
adaawx, and formed the core of the subsistence economy. All other Fish Resources
pale by comparison. [para. 225]
[16]
The trial judge found that pre-contact (said to
be around 1793) “the harvesting and consumption of Fish Resources and Products,
including the creation of a surplus supply for winter consumption, was an
integral part of their distinctive culture” (para. 494). The Coast Tsimshian
people had existed primarily “within a subsistence economy” although “some form
of loosely termed trade” prior to contact had been shown (para. 495). Such
trade had involved “primarily gift exchange between kin at feasts and
potlatches, or exchange of luxury goods such as slaves, coppers, dentalium
[shellfish gathered from the ocean floor] and eulachon grease” (ibid.).
[17]
On appeal, the eulachon became central to the
claim for an Aboriginal right to a modern commercial fishery. These fish were
harvested for a few weeks in late winter (primarily, if not entirely, at
locations along the Nass River) and were eaten fresh, smoked or dried for later
use, or rendered into oil or grease by a process described as follows:
Eulachon were stored in pits dug into the ground
or in big cedar plank bins for a little over a week. They were then boiled in
large wood vats — sometimes dugout canoes were pressed into service — and the
freed oil was skimmed from the surface for storage in wooden boxes or the bulbs
and long hollow stems of kelp. When cooled to around 10ºC the oil firms to a
butterlike consistency and does not liquefy again until the temperature has
been raised to about 21ºC.
(Court
of Appeal reasons, at para. 1, citing D. Mitchell and L. Donald, “Sharing
Resources on the North Pacific Coast of North America: The Case of the Eulachon
Fishery” (2001), 43 Anthropologica 19, at p. 21.)
The grease thus produced
was exchanged between kin at feasts and potlatches along with other “luxury
goods” (Court of Appeal reasons, at para. 2). Eulachon grease was a
preservative for perishable food stuffs such as berries, and much valued for
that purpose.
[18]
Almost a century later, in the 1880s, the Lax
Kw’alaams were allotted reserves and fishing stations within their traditional
territories. They allege that quite apart from their claims to s. 35(1)
Aboriginal rights, various government officials at that time made promises
about access to the commercial fishery that implicate the honour of the Crown
giving rise to the Crown’s trust-like or fiduciary duty to ensure that the Lax
Kw’alaams have access to the commercial fishery. At issue is the significance
to be attached to the “explanations” given to the Coast Tsimshian by Reserve
Commissioner Peter O’Reilly, who began setting apart reserves on the Northwest
Coast in 1881, as follows:
I carefully explained to the
Nass and Tsimpsean Indians, that in assigning to them the several stations on
the coast and tidal waters, no exclusive right of fishing was conveyed,
but that they would, like their white brethren, be subject in every respect to
the laws and regulations set forth in the Fishery Acts of the Dominion. [Emphasis
in original.]
(P.
O’Reilly, Indian Reserve Commissioner to Superintendent-General of Indian
Affairs, April 8, 1882. Copy in Annual Report of the Department of Indian
Affairs for the Year Ended 31st December, 1882 (1883), 88, at p. 91.)
[19]
At all relevant times the Lax Kw’alaams held a
communal Aboriginal licence from the federal Department of Fisheries and Oceans
to harvest fish for food, social, and ceremonial purposes.
B. The Pleadings
[20]
As the state of the pleadings plays an important
role in the outcome of this appeal, it is important to set out the essential
details. In their Second Amended Statement of Claim, the Lax Kw’alaams
asserted, at para. 28, that each of the ancestral coastal Tsimshian tribes was
“a distinctive aboriginal society engaged in a sophisticated economy based
predominantly on the harvesting, managing, processing, consuming and trading of
all species of fish, shellfish and aquatic plants . . . that were available . .
. from time to time within their Tribal Territories”. Paragraphs 30-31
pleaded:
The harvesting, managing, processing, consuming
and trading of Fisheries Resources were central features of each Tribe’s
economy and were customs, practices or traditions that were integral to the
distinctive aboriginal culture of each Tribe at and before Contact. . . .
The
Lax Kw’alaams Band, or, in the alternative, each Allied Tsimshian Tribe, holds
existing aboriginal rights to harvest any Fisheries Resource available to them
within the Lax Kw’alaams Territory for consumption and sale to sustain their
communities, accumulate and generate wealth and maintain and develop their
economy. [Emphasis added.]
[21]
In response to a request by the Attorney General
of Canada for particulars as to what was meant by this pleading, counsel for
the Lax Kw’alaams stated that
they
have an aboriginal right or aboriginal rights to harvest any Fisheries Resource
available to them within the Lax Kw’alaams Territory for their own consumption
or to sell to others in order to acquire money, goods or services to sustain
the Lax Kw’alaams communities economically, to generate economic growth in
those communities, and to allow persons in the community to accumulate and
generate wealth. [Emphasis added; Amended Response, at para. 27(b).]
These particulars did not, I think,
add much specificity to the pleadings, but the issue was not pursued by the
Crown.
[22]
It was further asserted that the accumulation of
wealth in the Coast Tsimshian society had depended on trade, and that fisheries
resources were the essential trade item by which tribes and house groups
acquired wealth. The “accumulation and redistribution of wealth to acquire or
retain a high rank” within Tsimshian society were said in the claim to be
integral features of their distinctive Aboriginal culture (Second Amended
Statement of Claim, at para. 49).
[23]
Paragraph 62 of the Second Amended Statement of
Claim is somewhat repetitious of paras. 30-31. The Lax Kw’alaams asserted an
Aboriginal right “to harvest, manage, and sell on a commercial scale
Fisheries Resources and [processed] Fish Products . . . for the purpose of
sustaining their communities, accumulating and generating wealth, and
maintaining their economy” (emphasis added).
[24]
The Lax Kw’alaams stated that by “commercial
scale” they meant the exchange of “Fisheries Resources for money, goods or
services, on a large scale” and that they had used the words “selling” and
“trading” interchangeably (see Amended Response, at paras. 54(d) and (f)).
[25]
With respect to the relief claimed, the Lax
Kw’alaams sought:
(a) a
declaration that the Lax Kw’alaams or, in the alternative, each of the Allied
Tsimshian Tribes, have existing aboriginal rights within the meaning of s.
35(1) of the Constitution Act, 1982 to harvest all species of
Fisheries Resources within the constitutional jurisdiction of Canada in the
Tribal Territories;
(b) a declaration that the Lax Kw’alaams
or, in the alternative, each of the Allied Tsimshian Tribes, have existing
aboriginal rights within the meaning of s. 35(1) of the Constitution Act,
1982 to sell on a commercial scale all species of Fisheries
Resources within the constitutional jurisdiction of Canada that they harvest
from the Tribal Territories; [Emphasis added; Second Amended Statement of
Claim, at para. 95.]
[26]
The trial judge combined the two pleas into one
paragraph, characterizing the principal relief sought as follows:
The relief sought by the
plaintiffs includes Declarations that:
a. the plaintiffs have an existing
Aboriginal right within the meaning of s. 35(1) of the Constitution Act
of [1982] to harvest and sell on a commercial scale all species of
Fisheries Resources that they harvest from their Claimed Territories;
[Emphasis added; para. 97.]
The Lax Kw’alaams also
sought a declaration that Canada has breached fiduciary obligations and the
honour of the Crown in relation to the fisheries.
III. Judicial History
A. British Columbia Supreme Court (Madam Justice Satanove
(now Madam Justice Kloegman)), 2008 BCSC 447, [2008] 3 C.N.L.R. 158
[27]
Before trial, an order was made that severed
from the proceeding the question of Aboriginal title (2006 BCSC 1463
(CanLII)). At trial, the claims not severed were dismissed. The trial judge
did not address the question of infringement, because she found there to be no
existing Aboriginal right.
[28]
The trial judge was not satisfied that trade in
any fish or fish products other than eulachon grease could properly be
described as integral to the Lax Kw’alaams distinctive culture (para. 495).
Such sporadic trade as may have existed in other fishery resources in no way
constituted “a central and significant part of the society’s distinctive culture”,
or in any way made their society “truly . . . what it was” (R. v. Van der
Peet, [1996] 2 S.C.R. 507, at para. 55 (emphasis deleted), cited by trial
judge, at para. 496). Such sporadic trade was low volume, opportunistic,
irregular, for food, social and ceremonial purposes, and purely incidental to
fundamental pre-contact Coast Tsimshian kinship relations, potlatch, and ranked
society (para. 496). The potlatch rested on a cultural and ceremonial basis
that was quite different from a commercial marketplace.
[29]
Ultimately, the trial judge concluded, “the
plaintiffs’ simplistic position that the ancient trade in eulachon grease has
transmogrified to a modern day right to commercial fishing of salmon, halibut
and all other marine and riverine species of fish, ignores the fundamental fact
that the Coast Tsimshian fished for sustenance, not for trade” (para.
499 (emphasis added)). Specifically,
[t]he
rendering of the eulachon into oil was an unique ancestral practice that
brought wealth and prestige to the society, but it was not inter-related with
the subsistence fishing of salmon, halibut, and other Fish Resources and
Products. [para. 499]
[30]
The trial judge then added, in what could be
taken as a comment on a lack of continuity and proportionality, in a paragraph
already set out above but reproduced here for convenience:
In
my opinion, it would be stretching the concept of an evolved Aboriginal right
too far to say that the Coast Tsimshian practice of trading in eulachon grease
is equivalent to a modern right to fish commercially all species in
their Claimed Territories. [para. 501]
If one were to substitute
for the words “is equivalent to” in this quotation the different words
“provides a sufficient historical basis for”, I would respectfully agree with
the proposition.
[31]
With respect to the alternative claim that the
Crown had breached its “trust-like or fiduciary obligatio[n]” to the Lax Kw’alaams
by “restricting or denying” them access to harvest fish for commercial
purposes, the trial judge found their version of the facts to be “notably one
sided” (paras. 97 and 515-17). As the Crown had given “no promise of
commercial fishing rights, exclusively or at all, to the Coast Tsimshian”,
either as part of the reserve allotment process or otherwise, the Lax Kw’alaams
lacked the legal foundation to establish that any fiduciary duty was owed to
them (para. 518). Neither had the Lax Kw’alaams established that the Crown had
acted dishonourably by subjecting them to the same limits and restrictions on
fishing as all other fishers (para. 529). Therefore, the argument based on the
honour of the Crown or fiduciary duty did not support the Lax Kw’alaams’ claim
for access to commercial fishing in priority to non-Aboriginal fishers.
B. British Columbia Court of Appeal (Newbury, Chiasson and
Bennett JJ.A.), 2009 BCCA 593, 281 B.C.A.C. 88
[32]
The appeal was dismissed. Newbury J.A. held
that the trial judge had properly distinguished the eulachon fishery from that
of other species in defining the pre-contact activity (paras. 42-43). She held
that the nature and scope of the pre-contact activity is determined on the
facts of each case (para. 35). Given the trial judge’s finding that the
eulachon trade was a species-specific activity not related to the broader
harvesting of fish for subsistence is supported by R. v. N.T.C. Smokehouse
Ltd., [1996] 2 S.C.R. 672, it would be misdescribing the Coast Tsimshian
way of life to say that trading fish resources generally was integral to
their way of life when that trade was relatively minor and limited to one
species (para. 38). Other species like salmon were only harvested for
subsistence purposes and were so plentiful as not to be the subject of trade
except in times of famine (paras. 2, 23, 26 and 43).
[33]
She found that the appropriate question was
whether commercial fishing is the logical evolution of the Lax Kw’alaams’
traditional practices relating to eulachon grease (para. 45). There was no
basis upon which to reverse the trial judge’s conclusion that the pre-contact
eulachon trade was not the precursor of a modern right to fish all species for
commercial purposes (para. 48).
[34]
As to the “lesser rights” argument, the Lax Kw’alaams
argued that the reference to “sustain[ing] their communities” amounted to the
assertion of a more limited commercial right (paras. 58-59, citing the Second
Amended Statement of Claim, at para. 31). In Newbury J.A.’s view, however, the
trial judge’s refusal to consider “lesser rights” was a “judgment call” that
was open to her (para. 62). The trial judge was best placed to evaluate the
pleadings, argument and prejudice to the other parties.
[35]
The appellants pointed to various instances in
their pleadings that referred to “consumption” and “sale” or “trade”, but the
Court of Appeal stated that “[i]t should not be necessary for a court to try to
piece together various obscure references in a pleading in order to discern
what is being sought” (para. 65).
[36]
With respect to the assertion that the Crown had
promised in the process of reserve allotment that the Lax Kw’alaams would “‘be
kept in the fishing business alongside other fishers’ — i.e., a non-exclusive
right to fish commercially” (para. 76), the trial judge had found that no such
promise was made and the trial judge’s finding that there was no basis for the
Lax Kw’alaams to be treated preferentially to non-Aboriginal fishers was fully
justified by the evidence (para. 77).
IV. Issues
[37]
The Lax Kw’alaams raise the following issues:
1. Did the courts below err by characterizing the
appellants’ Aboriginal rights claim based on the pleadings rather than an
enquiry into pre-contact practices?
2. Did the courts below err in isolating the ancestral
practice of trading in eulachon grease “as a practice of its own” rather than
focusing more comprehensively on the Coast Tsimshian “fishing way of life”?
3. Did the courts below err by refusing to consider whether
the appellants had established a “lesser” right to fish on a “moderate” scale
“to sell to others in order to acquire money, goods or services to sustain
[their] communities” or to an Aboriginal right to fish for food, social and
ceremonial purposes?
4. Did the courts below err in dismissing the claim based on
the honour of the Crown by concluding that, in the allotment of fishing station
reserves, the Crown did not expressly or impliedly promise the Lax Kw’alaams a
preferential fishery?
V. Analysis
[38]
The Lax Kw’alaams First Nation and its ancestors
have inhabited the northwest coast of British Columbia for thousands of years.
In the pre-contact period prior to 1793, the basis of their culture and
sustenance was the fishery. The principal issue in the present action is
whether its ancestral practices, customs and traditions provide a proper legal
springboard to the right to harvest and sell all varieties of fish in a modern commercial
fishery — a right that would be protected and privileged by s. 35(1) of the Constitution
Act, 1982 .
[39]
In a series of decisions over the last 15 years
the Court has worked out the test to establish such a right in the context of a
defence to prosecutions for regulatory offences: see in particular Van der
Peet; R. v. Gladstone, [1996] 2 S.C.R. 723; N.T.C. Smokehouse;
R. v. Marshall, 2005 SCC 43, [2005] 2 S.C.R. 220 (“Marshall
(2005)”); and R. v. Sappier, 2006 SCC 54, [2006] 2 S.C.R. 686. In
such cases, it is the prosecution that establishes the boundaries of the
controversy by the framing of the charge. Here, however, the Lax Kw’alaams
First Nation is the moving party, and it lay in its hands to frame the action,
within the Supreme Court Civil Rules, B.C. Reg. 168/2009, as it saw fit.
A. Did the Trial Judge Err in Her Approach to Characterizing
the Lax Kw’alaams’ Claim?
[40]
The heart of the Lax Kw’alaams’ argument on this
point is that “before a court can characterize a claimed aboriginal right, it
must first inquire and make findings about the pre-contact practices and
way of life of the claimant group” (A.F., at para. 57 (emphasis in original)).
I would characterize this approach as a “commission of inquiry” model in which
a commissioner embarks on a voyage of discovery armed only with very general
terms of reference. Quite apart from being inconsistent with the jurisprudence
that calls for “characterization of the claim” as a first step, the “commission
of inquiry” approach is not suitable in civil litigation, even in civil
litigation conducted under rules generously interpreted in Aboriginal cases to
facilitate the resolution in the public interest of the underlying
controversies.
[41]
I would reject the appellants’ approach for
three reasons. Firstly, it is illogical. The relevance of evidence is tested
by reference to what is in issue. The statement of claim (which here did
undergo significant amendment) defines what is in issue. The trial of an action
should not resemble a voyage on the Flying Dutchman with a crew
condemned to roam the seas interminably with no set destination and no end in
sight.
[42]
Secondly, it is contrary to authority. In Van
der Peet, Lamer C.J. emphasized that the first task of the court,
even in the context of a defence to a regulatory charge, is to characterize the
claim:
.
. . in assessing a claim to an aboriginal right a court must first
identify the nature of the right being claimed; in order to determine whether a
claim meets the test of being integral to the distinctive culture of the
aboriginal group claiming the right, the court must first correctly
determine what it is that is being claimed. The correct characterization of
the appellant’s claim is of importance because whether or not the evidence
supports the appellant’s claim will depend, in significant part, on what,
exactly, that evidence is being called to support. [Emphasis added;
para. 51.]
[43]
Thirdly, it defies the relevant rules of civil
procedure. Pleadings not only serve to define the issues but give the opposing
parties fair notice of the case to meet, provide the boundaries and context for
effective pre-trial case management, define the extent of disclosure required,
and set the parameters of expert opinion. Clear pleadings minimize wasted time
and may enhance prospects for settlement.
[44]
In support of their “characterizing the right”
argument, the Lax Kw’alaams cite Sappier, at paras. 24 and 46, but I do
not read Sappier as departing from Van der Peet and its progeny.
Sappier was a prosecution for unlawful possession or cutting down of
Crown timber from Crown lands and the Court’s inquiry was whether the accused
could establish an Aboriginal right to engage in that particular conduct. The
Aboriginal right asserted by the defence was broader than necessary and in its
broad generality risked being rejected as invalid. In that context (as in many
other prosecutions), it was necessary for the Court to re-characterize and
narrow the claimed right to satisfy the forensic needs of the defence without
risking self-destruction of the defence by reason of overclaiming. See, for
example, Van der Peet itself where a claim to a general commercial
fishery was narrowed because the fish had been caught pursuant to a valid food
fishery licence, and thus a claim to a right to exchange fish already
caught “for money or other goods” would suffice to obtain an acquittal (paras.
52, 77-79). Similarly, in R. v. Pamajewon, [1996] 2 S.C.R. 821, in
response to a charge of illegal gambling on a reserve, the Court treated a
defence claim to a broad Aboriginal right “to manage the use of their reserve
lands” as one of “excessive generality” (para. 27), i.e. broader than required
to defeat the prosecution. The charge of illegal gambling would be met by a
narrower right “to participate in, and to regulate, high stakes gambling
activities” on the reserve (para. 26). In the result, it was held that even
the narrower claim was not established on the evidence. The
re-characterization of the defence claim in Sappier was another example
in this line of cases.
[45]
To the extent the Lax Kw’alaams are saying that,
in Aboriginal and treaty rights litigation, rigidity of form should not triumph
over substance, I agree with them. However, the necessary flexibility can be
achieved within the ordinary rules of practice. Amendments to pleadings are
regularly made in civil actions to conform with the evidence on terms that are
fair to all parties. The trial judge adopted the proposition that “he who
seeks a declaration must make up his mind and set out in his pleading what that
declaration is”, but this otherwise sensible rule should not be applied rigidly
in long and complex litigation such as we have here. A case may look very
different to all parties after a month of evidence than it did at the
outset. If necessary, amendments to the pleadings (claim or defence) should be
sought at trial. There is ample jurisprudence governing both the procedure and
outcome of such applications. However, at the end of the day, a defendant must
be left in no doubt about precisely what is claimed. No relevant amendments
were sought to the prayer for relief at trial in this case.
[46]
With these considerations in mind, and
acknowledging that the public interest in the resolution of Aboriginal claims
calls for a measure of flexibility not always present in ordinary commercial
litigation, a court dealing with a s. 35(1) claim would appropriately proceed
as follows:
1. First, at the characterization stage, identify the
precise nature of the First Nation’s claim to an Aboriginal right based on the
pleadings. If necessary, in light of the evidence, refine the characterization
of the right claimed on terms that are fair to all parties.
2. Second, determine whether the First Nation has proved,
based on the evidence adduced at trial:
(a) the existence of the pre-contact practice,
tradition or custom advanced in the pleadings as supporting the claimed right;
and
(b) that this practice was integral to the
distinctive pre-contact Aboriginal society.
3. Third, determine whether the claimed modern right has a
reasonable degree of continuity with the “integral” pre-contact practice. In
other words, is the claimed modern right demonstrably connected to, and
reasonably regarded as a continuation of, the pre-contact practice? At this
step, the court should take a generous though realistic approach to matching
pre-contact practices to the claimed modern right. As will be discussed, the
pre-contact practices must engage the essential elements of the modern right,
though of course the two need not be exactly the same.
4. Fourth, and finally, in the event that an Aboriginal
right to trade commercially is found to exist, the court, when
delineating such a right should have regard to what was said by Chief Justice
Lamer in Gladstone (albeit in the context of a Sparrow justification),
as follows:
Although by no means making a
definitive statement on this issue, I would suggest that with regards to the
distribution of the fisheries resource after conservation goals have been met,
objectives such as the pursuit of economic and regional fairness, and the
recognition of the historical reliance upon, and participation in, the fishery
by non-aboriginal groups, are the type of objectives which can (at least in the
right circumstances) satisfy this standard. In the right circumstances,
such objectives are in the interest of all Canadians and, more importantly,
the reconciliation of aboriginal societies with the rest of Canadian society
may well depend on their successful attainment. [Emphasis in original;
para. 75.]
See also R. v.
Marshall, [1999] 3 S.C.R. 533, at para. 41.
[47]
In my view the trial judge proceeded correctly
in her approach to characterization of the claim based on the pleadings and
this ground of appeal should be rejected.
B. Did the Trial Judge Err in Refusing to Consider a Modern
Commercial Fishery to Be the Logical Evolution of a Pre-Contact Trade in
Eulachon Grease?
[48]
The trial judge interpreted the pleadings as a
single claim to an existing Aboriginal right within the meaning of s. 35(1) of
the Constitution Act, 1982 , “to harvest and sell on a commercial scale
all species of Fisheries Resources that [the plaintiffs] harvest from their
Claimed Territories” (para. 97). Although the Lax Kw’alaams sought two
distinct and separate declarations, the fusion into a single claim for
declaratory relief made by the trial judge was quite appropriate. There can be
no sale without a prior harvesting of the fish and the whole point of
harvesting the fish, according to the Second Amended Statement of Claim, was
for commercial sale. The two elements of the claim are inextricably tied
together.
[49]
If established, an Aboriginal right is not
frozen at contact, but is subject to evolution both in terms of the subject
matter and the method of its exercise, depending on the facts.
[50]
In terms of the mode of exercise, the courts
have repeatedly recognized that fishing methods continue to evolve. The
Aboriginal source of fishing rights does not require rights holders in the
Pacific Northwest to fish from dugout canoes. Pre-contact trade in Pacific
smoked salmon (if established) should not exclude preparation and sale of the
frozen product when the technology became available. (All of this, of course,
is subject to the interest of conservation and other substantial and compelling
interests (Sparrow, at pp. 1108-10; and N.T.C. Smokehouse, at
paras. 96-97).)
[51]
However, when it comes to “evolving” the subject
matter of the Aboriginal right, the situation is more complex. A
“gathering right” to berries based on pre-contact times would not, for example,
“evolve” into a right to “gather” natural gas within the traditional
territory. The surface gathering of copper from the Coppermine River in the
Northwest Territories in pre-contact times would not, I think, support an
“Aboriginal right” to exploit deep shaft diamond mining in the same territory.
While courts have recognized that Aboriginal rights must be allowed to evolve
within limits, such limits are both quantitative and qualitative. A
“pre-sovereignty aboriginal practice cannot be transformed into a different
modern right” (Marshall (2005), at para. 50).
[52]
The trial judge was satisfied that the ancestors
of the Lax Kw’alaams “harvested a wide variety of Fish Resources and Products
through an array of fishing techniques. They have proved that the harvesting
and consumption of Fish Resources and Products, including the creation of a
surplus supply for winter consumption, was an integral part of their distinctive
culture” (para. 494 (emphasis added)). She further found
that
the pre-contact Coast Tsimshian existed primarily within a subsistence economy
until the arrival of the fur traders who influenced the creation of trade
monopolies and chiefdoms [although they were also] involved in some form of
loosely termed trade before the date of contact. This trade involved primarily
gift exchange between kin at feasts and potlatches, or exchange of luxury goods
such as slaves, coppers, dentalium and eulachon grease. [para. 495]
However, and this is the
crucial point, the trial judge held that “trade in any other Fish
Resource or Product beside eulachon grease” could not be described as
integral to their distinctive culture (ibid. (emphasis added)). Such
sporadic trade as took place in other fish products was peripheral to the
pre-contact society and did not define what made Coast Tsimshian society what
it was.
[53]
The Lax Kw’alaams argue that such sporadic trade
in other fish products was nonetheless part of their ancestral “way of life”
and, on that account, they should be allowed to continue to engage in trade in
fish generally under the protection of s. 35(1) of the Constitution Act,
1982 . In other words, the Lax Kw’alaams’ argument is that proof of even
sporadic trade as part of pre-contact society is sufficient to support a modern
trading right in “all species of fish” and that the test applied by the trial
judge is too strict. It should be enough to show that trade was part of their
ancestors’ pre-contact “way of life” whether or not “distinctive” or “integral”
as required by Van der Peet.
[54]
The Lax Kw’alaams place reliance on references
to “way of life” in Sappier, at paras. 24 and 40. However, the
reference in Sappier to a pre-contact “way of life” should not be read
as departing from the “distinctive culture” test set out in Van der Peet,
where Chief Justice Lamer stated:
To
satisfy the integral to a distinctive culture test the aboriginal claimant must
do more than demonstrate that a practice, custom or tradition was an aspect of,
or took place in, the aboriginal society of which he or she is a part.
The claimant must demonstrate that the practice, custom or tradition was a
central and significant part of the society’s distinctive culture.
He or she must demonstrate, in other words, that the practice, custom or
tradition was one of the things which made the culture of the society
distinctive — that it was one of the things that truly made the society what
it was. [First emphasis added; second emphasis in original; para. 55.]
The trial judge found on the facts that
the Lax Kw’alaams had not met this threshold.
[55]
Counsel for the Lax Kw’alaams argues that, even if pre-contact trade had
been limited to eulachon grease (which they deny), the modern right should not
be “frozen” but should be generalized and “evolved” to include all other fish
species and fish products.
[56]
However, such an “evolution” would run counter to the trial judge’s
clear finding that the ancestors of the Lax Kw’alaams fished all species but
did not trade in any significant way in species of fish or fish products
other than eulachon. Extension of a modern right to all species would directly
contradict her view that only the “species-specific” trade in eulachon grease
was integral to the distinctive culture of the pre-contact society. A general
commercial fishery would represent an outcome qualitatively different from the
pre-contact activity on which it would ostensibly be based, and out of all
proportion to its original importance to the pre-contact Tsimshian economy.
[57]
The “species-specific” debate will generally turn on the facts of a
particular case. Had it been established, for example, that a defining feature
of the distinctive Coast Tsimshian culture was to catch whatever fish they
could and trade whatever fish they caught, a court ought not to “freeze”
today’s permissible catch to species present in 1793 in the northwest coastal
waters of British Columbia. As the oceans have warmed, new species have come
north from southern waters and the migratory pattern of some of the old species
may have shifted towards Alaska. To ignore the evolution of the fisheries
resources of the Pacific Northwest would be uncalled for in the absence of some
compelling reason to the contrary on the particular facts of a particular case,
as in the debate about geoduck harvesting in Ahousaht Indian Band v. Canada
(Attorney General), 2011 BCCA 237, 19 B.C.L.R. (5th) 20, a debate on which
I express no opinion. However, this example, it seems to me, is very different
from the situation we have here, where trade was an exception to the general
sustenance fishery and the only subject matter of trade was eulachon grease.
[58]
The trial judge made no findings regarding the quantity of eulachon
grease traded in those ancient times (and presumably had no means of doing so
given the lack of evidence), but it may be assumed that, given the very short
eulachon fishing season and the laborious method of extraction of the grease
previously described, the quantities were small relative to the overall
pre-contact fishing activity of the industrious and productive Coast Tsimshian
peoples. Accordingly, to extrapolate a modern commercial fishery from the
pre-contact trade in eulachon grease would lack proportionality in quantitative
terms relative to the overall pre-contact fishing activity as well.
[59]
The trial judge concluded that transformation of the pre-contact
eulachon grease trade into a modern commercial fishery would not be “evolution”
but the creation of a different right. On that basis, the claim failed both
the integrality and continuity requirements of the Van der Peet test.
These findings were supported by the evidence.
C. Did
the Trial Judge Err in Refusing to Make a Declaration in Relation to “Lesser
and Included Rights”?
[60]
The Lax Kw’alaams seek a declaration of “lesser
included” Aboriginal rights to harvest fish of all species for consumption and
sale “to sustain their communities, accumulate and generate wealth and maintain
and develop their economy” (Second Amended Statement of Claim, at para. 31;
A.F., at para. 136(b)(ii)). The Lax Kw’alaams also seek a declaration of
entitlement to a s. 35(1) right to a food, social and ceremonial fishery (A.F.,
at para. 136(b)(iii)).
[61]
The categories of fishery are thus portrayed as
falling along a spectrum with a subsistence food fishery at the bottom end and
a full commercial fishery at the top end. Where this “lesser” commercial-type
fishery falls on the spectrum is not altogether clear. In their final written
argument at trial the Lax Kw’alaams characterized the lesser right as
“[a] right to harvest all species of Fisheries Resources in the Lax Kw’alaams
Territory for the purpose of selling those Fisheries Resources and their
products, on a commercial scale, to sustain the Lax Kw’alaams community
and accumulate and generate wealth” (para. 720 (emphasis added)). It is
therefore a “lesser” right but nevertheless a commercial right, albeit
on a more modest scale. How much more modest is not clear. The Lax Kw’alaams
particularized the “amount of Fisheries Resources that the Plaintiffs need to
sustain their communities” as “depending on a number of factors including
availability of stocks and availability of markets for their Fisheries
Resources. The Plaintiffs require enough Fisheries Resources which, when
converted to money, will enable the communities to develop and maintain a
prosperous economy” (Amended Response, at para. 57(c)).
[62]
It seems to me that by rejecting the claim to
the “greater” commercial fishery on the basis that trade in fish other
than eulachon was not integral to pre-contact society, the trial judge was
equally required to reject a “lesser” commercial right to fish “all species”.
Her problem on this branch of the argument was not only the scale of the
commercial fishery but whether and to what extent “trade” in the pre-contact
period could support any sort of modern commercial fishery — whether
full-scale or “lesser” in scope. Her conclusion that trade in fish
apart from eulachon grease was not integral to Coast Tsimshian
pre-contact society was as fatal to the lesser commercial claim as it was to
the greater commercial claim.
[63]
In any event, the trial judge stated that
“neither party led evidence regarding any pre-contact practi[c]e of sustaining
the community through trade on any scale” (para. 102).
[64]
In the trial judge’s view, “it is relevant to
the fairness of the proceedings that a party not introduce, at the stage of
final submissions, new issues that were not properly the subject of
adjudication” (para. 102). The Attorney General of Canada contends that the
Lax Kw’alaams’ attempt to re-cast their claim in final argument was unfair
because:
(i) Rights to fish for sale on
a lesser commercial scale were not advanced until final oral argument. The Lax
Kw’alaams’ opening submissions, written and oral, were directed to fishing for
commercial purposes.
(ii) The particulars provided
by counsel for the Lax Kw’alaams, were directed to “commercial scale” fishing,
defined as “exchange of Fisheries Resources for money, goods or services, on
a large scale” (Amended Response, at para. 54(d) (emphasis added)).
(iii) The retainer letters to
three of the Lax Kw’alaams experts sought their respective opinion in relation
to “access to fisheries resources for commercial purposes”.
(iv) The lay and expert witness
evidence was led in relation to a full-scale commercial fishery.
This is not altogether
surprising. Counsel for the Lax Kw’alaams may have concluded that to appear to
dwell on lesser claims might signal to the court a lack of confidence in their
clients’ prospects of success in the claim to a full commercial fishery. It is
never a wise practice to push a backup argument at the expense of the primary
claim, and counsel should not be faulted for pursuing a time-honoured strategy,
if indeed that is what they were up to.
[65]
Nevertheless, quite apart from the Attorney
General of Canada’s procedural objections, there remained the problem of what
exactly the trial judge was expected to say in the declaration of “lesser rights”.
Nothing in the prayer for relief in the Second Amended Statement of Claim
suggested a wording for the declaration of a “lesser” commercial right and no
precise wording for a declaration in that regard was proposed by counsel during
argument in this Court or, it seems, in the courts below.
[66]
The “lesser” claim bristled with difficulty. It
was for access to sufficient fish which, “when converted to money”, would
enable the Lax Kw’alaams to “develop and maintain a prosperous economy”
(Amended Response, at para. 57(c)). What does this mean? How would governments
responsible for its implementation go about implementing it? Quite apart from
the pleadings and other more substantive objections, no guidance was provided
as to what standard of prosperity the Lax Kw’alaams sought or the basis on
which such a standard would be quantified. The claimed “right” to enough fish
to guarantee a “prosperous economy” has very far-reaching implications for
fisheries management. A Sparrow justification is only required once a
s. 35(1) right has been established. It is at the establishment stage that the
Lax Kw’alaams’ claim presented difficulties which, in my opinion, the
trial record did not oblige the trial judge to resolve.
[67]
This is not like a treaty case where the court
may be obliged to interpret its terms — however vague — because that is what
the parties agreed to. Here nothing in this respect has been agreed to. The
economic implications of even a “lesser” commercial fishery could be
significant, and the Crown is entitled to proper notice of what “declaration”
it was supposed to argue about and to test the evidence directed to that issue.
[68]
In summary, the Lax Kw’alaams’ claim to a
declaration of an Aboriginal right to a “lesser” commercial fishery was
properly rejected, in my opinion.
D. Did the Trial Judge Err in Failing to Award a Commercial
Fishery Licence on the Basis of the Honour of the Crown?
[69]
The Lax Kw’alaams argued that the Crown had an
implied obligation to preserve their access to a commercial fishery on a
preferential basis as a result of Crown promises, express or implied, made
during the reserve allotment process. They contended that the Crown’s express
grant of fishing station reserves to the Coast Tsimshian — when interpreted in
the light of the historical context and the Crown’s policy, purpose, and
representations made during the allotment process — gave rise at least to an
implied right to commercial fishing opportunities for the Lax Kw’alaams. The
Crown’s purpose behind allotting fishing station reserves, they suggest, was to
encourage coastal tribes to rely on the commercial fishery as their primary
means of livelihood, as evidenced in an 1875 memorandum written by B.C. Attorney-General
George Walkem and the instructions given by Canada to its Reserve Commissioner
Peter O’Reilly.
[70]
As stated earlier, the trial judge found that no
express promise had been made of any preferential access to the
commercial fishery (paras. 515-18 and 525).
[71]
As to implied promises, the Lax Kw’alaams
cite this Court’s judgment in R. v. Marshall, [1999] 3 S.C.R. 456. In
that case the claimant was charged with a series of offences related to
harvesting and selling eels. At issue was an eighteenth century peace treaty
between the Mi’kmaq and the Crown pursuant to which the former agreed to trade exclusively
at British truckhouses. In his defence, Mr. Marshall argued that his treaty
right exempted him from the Fisheries Act regulations. There was no
doubt about the existence of the treaty; the issue was one of treaty
interpretation. A majority of the Court held that the treaty must be
interpreted in a manner that “gives meaning and substance to the promises made
by the Crown” (para. 52). It would be unreasonable to interpret the treaty to
confer a trading right while withholding access to the resources it was
contemplated would be traded. Accordingly, there was by necessity an implied
promise to allow the Mi’kmaq to fish for trading purposes to buy “necessaries”
(paras. 59 and 66). The Court was obliged to give meaning to the word
“necessaries” which had been agreed to in the 1760-61 treaty negotiations.
[72]
Here there is no treaty. The trial judge held
there was no promise. The Crown, she found, never intended in the process of
allocating reserves to grant the Lax Kw’alaams preferential access to
the fishery. They were to be treated in the same manner as other fishers. She
found that this intention was made clear to the Lax Kw’alaams and that the Crown
never made any undertaking by word or conduct to the contrary (paras. 515 and
517). The Lax Kw’alaams’ arguments based on fiduciary duties or the honour of
the Crown necessarily fail in the absence of any substratum of relevant facts
on which to base them.
VI. Disposition
[73]
Large amounts of time and resources were
dedicated to a year-long trial to determine the commercial fisheries issue.
Notwithstanding the facts that the people of the Coast Tsimshian have deep
roots in the coastal fishery of what is now British Columbia, the evidence
satisfied the trial judge that they were not a trading people, except in
the limited area of species-specific eulachon grease. This is not to say the
Lax Kw’alaams are without s. 35(1) rights. Their claim to Aboriginal title
remains outstanding. In the meantime, as the record shows, they possess an
Aboriginal fishing licence to take fish for food and ceremonial purposes.
[74]
The appeal must be dismissed but, as in the
courts below, without costs.
APPENDIX
Ginaxangiik Tribe
Gitandoah Tribe
Gitwilgiots Tribe
Git’tsiis Tribe
Gitnadoiks Tribe
Gispaxloats Tribe
Gitlan Tribe
Gitzaxlaal Tribe
Gitlutzau Tribe
Appeal dismissed.
Solicitors for the
appellants: Ratcliff & Company, North Vancouver.
Solicitor for the respondent the
Attorney General of Canada: Department of Justice Canada, Vancouver.
Solicitor for the respondent Her
Majesty The Queen in Right of the Province of British Columbia: Attorney General of
British Columbia, Victoria.
Solicitor for the intervener the
Attorney General of Ontario: Attorney General of Ontario, Toronto.
Solicitors for the intervener the
Metlakatla Band: Mandell Pinder, Vancouver.
Solicitor for the interveners the
B.C. Wildlife Federation and the B.C. Seafood
Alliance: J. Keith Lowes, Vancouver.
Solicitors for the intervener the
Gitxaala Nation: Woodward & Company, Victoria.
Solicitors
for the intervener the Te’Mexw Treaty Association: Janes Freedman
Kyle Law Corporation, Victoria.