Docket: T-955-10
Citation:
2015 FC 956
Ottawa, Ontario, August 7, 2015
PRESENT: The
Honourable Mr. Justice Russell
BETWEEN:
|
SHELDON BLANK
|
Applicant
|
and
|
THE MINISTER OF
JUSTICE
|
Respondent
|
JUDGMENT AND REASONS
I.
INTRODUCTION
[1]
This is an application under s 41 of the Access
to Information Act, RSC 1985, c A-1 [Act] for judicial review of the
Department of Justice’s [DOJ] refusal to disclose certain records in response
to the Applicant’s request for access under the Act.
II.
BACKGROUND
[2]
This is the latest in a long line of applications
by Mr. Blank under s 41 of the Act seeking access to information that was not
disclosed to him when he made a request for disclosure.
[3]
The general context for Mr. Blank’s requests for
information and s 41 applications was summarized by the Federal Court of Appeal
as long ago as 2004 in Blank v Canada (Minister of Justice), 2004 FCA
287 [Blank FCA 2004]:
[5] On October 17, 1997, the
appellant made a first request to the Access to Information and Privacy Office
(Office) of the Department of Justice to obtain all records pertaining to his
prosecution and the prosecution of Gateway Industries Ltd. (Gateway) for
regulatory offences under the Fisheries Act, R.S.C. 1985, c. F-14 and
the Pulp and Paper Effluent Regulations, SOR/92-269.
[6] The appellant was a Director of
Gateway which operated a paper mill in the city of Winnipeg. Thirteen (13)
charges were laid against him and Gateway in July 1995: five counts alleged
pollution of the Red River and eight pertained to breaches of the reporting
requirements of the Fisheries Act. A judicial saga regarding the
prosecution of these charges ensued thereafter. Suffice it to say that the
eight charges relating to the reporting requirements were quashed in April 1997
by the Manitoba Provincial Court. The prosecution continued on the five summary
conviction offences of pollution only to see the charges quashed by the
Manitoba Queen’s Bench on April 10, 2001. The Crown laid, in July 2002, new
charges by way of indictment. The trial had been set for April 19, 2004 to June
25, 2004, but in February 2004 the Crown stayed the proceedings and informed
the appellant that the prosecution would not be reinstated.
[7] The appellant and Gateway sued
the Federal Government in damages for alleged fraud, conspiracy, perjury and
abuse of its prosecutorial powers. It is both in the context of the penal
prosecution and the civil lawsuit that the appellant sought to access
Government records pursuant to the Act.
[4]
The access request behind the present s 41 application
was dated June 4, 2004 and was received by the Department of Justice on June
14, 2004. It reads in relevant part as follows (Respondent’s Record at 19):
All records dealing with the continuation of
the prosecution by indictment and all records dealing with the eventual
decision to stay the proceedings
(In the Fisheries Act prosecution against me
and my company Gateway Industries Ltd.)
[5]
The request was processed and some seven hundred
and ninety-eight (798) pages were released to Mr. Blank on March 30, 2007.
Portions of the materials captured by the request were not released by virtue
of s 19(1) of the Act (personal information), s 21(1) (government advice,
recommendations, consultation or deliberation), and s 23 (solicitor-client
privilege). These portions were redacted. Some documents were withheld in their
entirety in reliance on the same exemptions.
[6]
Mr. Blank made a complaint to the Office of the
Information Commissioner of Canada [ICC] on August 1, 2007 pursuant to s 30 of
the Act on the basis of “improper severing and improper
exemptions.” This resulted in the release of some of the information
that had initially been redacted.
[7]
In May 2010, the ICC completed its investigation
into the Applicant’s complaint. It concluded that portions of the Applicant’s
complaint were well founded: the DOJ had failed to meet statutory deadlines,
and some of the information disclosed following the complaint had not properly been
exempted. The ICC determined that personal information had been properly
withheld under s 19, and that ss 21(1), 23 and 25 had been properly applied.
[8]
In June 2010, the Applicant brought a s 41
application to have the Court review the undisclosed records. The Applicant
challenges the DOJ’s use of the ss 21(1) and 23 exemptions; its exercise of
discretion not to disclose the records; and, the DOJ’s application of s 25 of
the Act (severability).
III.
ISSUES
[9]
The Applicant raises the following issues in
this proceeding:
1. Whether the Court should accord deference to the ICC’s findings;
2. Whether the DOJ discharged its duty to assist under s 4(2.1) of the
Act;
3. Whether the DOJ can claim solicitor-client privilege over records
which demonstrate abuse of process and other blame-worthy conduct; and,
4. Whether any prosecutorial misconduct breached the Applicant’s ss 7
and 24 rights under the Canadian Charter of Rights and Freedoms, Part I
of the Constitution Act, 1982, being Schedule B to the Canada Act
1982 (UK), 1982, c 11 [Charter].
[10]
The Respondent submits that there are only two
issues before the Court in a s 41 application. The first is whether the claimed
exemption from disclosure was properly invoked. The second is whether the
discretion to not disclose a record was properly exercised.
IV.
STATUTORY PROVISIONS
[11]
The following provisions of the Act are
applicable in this proceeding:
Responsibility
of government institutions
|
Responsable
de l’institution fédérale
|
4. (1)
Subject to this Act, but notwithstanding any other Act of Parliament, every
person who is
|
4. (1) Sous
réserve des autres dispositions de la présente loi mais nonobstant toute
autre loi fédérale, ont droit à l’accès aux documents relevant d’une
institution fédérale et peuvent se les faire communiquer sur demande :
|
(a) a
Canadian citizen, or
|
a) les
citoyens canadiens;
|
(b) a
permanent resident within the meaning of subsection 2(1) of the Immigration
and Refugee Protection Act,
has a right
to and shall, on request, be given access to any record under the control of
a government institution.
|
b) les
résidents permanents au sens du paragraphe 2(1) de la Loi sur l’immigration
et la protection des réfugiés.
|
[…]
|
[…]
|
Right to
access to records
|
Droit
d’accès
|
(2.1) The
head of a government institution shall, without regard to the identity of a
person making a request for access to a record under the control of the
institution, make every reasonable effort to assist the person in connection
with the request, respond to the request accurately and completely and,
subject to the regulations, provide timely access to the record in the format
requested.
|
(2.1) Le responsable
de l’institution fédérale fait tous les efforts raisonnables, sans égard à
l’identité de la personne qui fait ou s’apprête à faire une demande, pour lui
prêter toute l’assistance indiquée, donner suite à sa demande de façon
précise et complète et, sous réserve des règlements, lui communiquer le
document en temps utile sur le support demandé.
|
[…]
|
[…]
|
Advice, etc.
|
Avis, etc.
|
21. (1) The head of a government institution may refuse to
disclose any record requested under this Act that contains
|
21. (1) Le responsable d’une institution fédérale peut refuser la
communication de documents datés de moins de vingt ans lors de la demande et
contenant :
|
(a) advice or
recommendations developed by or for a government institution or a minister of
the Crown,
|
a) des avis
ou recommandations élaborés par ou pour une institution fédérale ou un
ministre;
|
(b) an
account of consultations or deliberations in which directors, officers or
employees of a government institution, a minister of the Crown or the staff
of a minister participate,
|
b) des
comptes rendus de consultations ou délibérations auxquelles ont participé des
administrateurs, dirigeants ou employés d’une institution fédérale, un
ministre ou son personnel;
|
[…]
if the record
came into existence less than twenty years prior to the request.
[…]
|
[…]
|
Solicitor-client
privilege
|
Secret
professionnel des avocats
|
23. The head
of a government institution may refuse to disclose any record requested under
this Act that contains information that is subject to solicitor-client
privilege.
|
23. Le
responsable d’une institution fédérale peut refuser la communication de
documents contenant des renseignements protégés par le secret professionnel
qui lie un avocat à son client.
|
[…]
|
[…]
|
Severability
|
Prélèvements
|
25.
Notwithstanding any other provision of this Act, where a request is made to a
government institution for access to a record that the head of the
institution is authorized to refuse to disclose under this Act by reason of
information or other material contained in the record, the head of the
institution shall disclose any part of the record that does not contain, and
can reasonably be severed from any part that contains, any such information
or material.
|
25. Le
responsable d’une institution fédérale, dans les cas où il pourrait, vu la
nature des renseignements contenus dans le document demandé, s’autoriser de
la présente loi pour refuser la communication du document, est cependant
tenu, nonobstant les autres dispositions de la présente loi, d’en communiquer
les parties dépourvues des renseignements en cause, à condition que le
prélèvement de ces parties ne pose pas de problèmes sérieux.
|
[…]
|
[…]
|
Review by
Federal Court
|
Révision
par la Cour fédérale
|
41. Any
person who has been refused access to a record requested under this Act or a
part thereof may, if a complaint has been made to the Information
Commissioner in respect of the refusal, apply to the Court for a review of
the matter within forty-five days after the time the results of an
investigation of the complaint by the Information Commissioner are reported
to the complainant under subsection 37(2) or within such further time as the
Court may, either before or after the expiration of those forty-five days,
fix or allow.
|
41. La
personne qui s’est vu refuser communication totale ou partielle d’un document
demandé en vertu de la présente loi et qui a déposé ou fait déposer une
plainte à ce sujet devant le Commissaire à l’information peut, dans un délai
de quarante-cinq jours suivant le compte rendu du Commissaire prévu au
paragraphe 37(2), exercer un recours en révision de la décision de refus
devant la Cour. La Cour peut, avant ou après l’expiration du délai, le
proroger ou en autoriser la prorogation.
|
[…]
|
[…]
|
Burden of
proof
|
Charge de
la preuve
|
48. In any
proceedings before the Court arising from an application under section 41 or
42, the burden of establishing that the head of a government institution is
authorized to refuse to disclose a record requested under this Act or a part
thereof shall be on the government institution concerned.
|
48. Dans les
procédures découlant des recours prévus aux articles 41 ou 42, la charge
d’établir le bien-fondé du refus de communication totale ou partielle d’un
document incombe à l’institution fédérale concernée.
|
Order of
Court where no authorization to refuse disclosure found
|
Ordonnance
de la Cour dans les cas où le refus n’est pas autorisé
|
49. Where the
head of a government institution refuses to disclose a record requested under
this Act or a part thereof on the basis of a provision of this Act not
referred to in section 50, the Court shall, if it determines that the head of
the institution is not authorized to refuse to disclose the record or part
thereof, order the head of the institution to disclose the record or part
thereof, subject to such conditions as the Court deems appropriate, to the
person who requested access to the record, or shall make such other order as
the Court deems appropriate.
|
49. La Cour,
dans les cas où elle conclut au bon droit de la personne qui a exercé un recours
en révision d’une décision de refus de communication totale ou partielle d’un
document fondée sur des dispositions de la présente loi autres que celles
mentionnées à l’article 50, ordonne, aux conditions qu’elle juge indiquées,
au responsable de l’institution fédérale dont relève le document en litige
d’en donner à cette personne communication totale ou partielle; la Cour rend
une autre ordonnance si elle l’estime indiqué.
|
[…]
|
[…]
|
Costs
|
Frais et
dépens
|
53. (1)
Subject to subsection (2), the costs of and incidental to all proceedings in
the Court under this Act shall be in the discretion of the Court and shall
follow the event unless the Court orders otherwise.
|
53. (1) Sous
réserve du paragraphe (2), les frais et dépens sont laissés à l’appréciation
de la Cour et suivent, sauf ordonnance contraire de la Cour, le sort du
principal.
|
Idem
|
Idem
|
(2) Where the Court is of the opinion that an application for
review under section 41 or 42 has raised an important new principle in
relation to this Act, the Court shall order that costs be awarded to the
applicant even if the applicant has not been successful in the result.
|
(2) Dans les cas où elle estime que l’objet des recours visés aux
articles 41 et 42 a soulevé un principe important et nouveau quant à la présente
loi, la Cour accorde les frais et dépens à la personne qui a exercé le
recours devant elle, même si cette personne a été déboutée de son recours.
|
[12]
The following provisions of the Federal
Courts Rules, SOR/98-106 [Federal Courts Rules] are applicable in
this proceeding:
When
cross-examination may be made
|
Contre-interrogatoire
de l’auteur d’un affidavit
|
84. (1) A
party seeking to cross-examine the deponent of an affidavit filed in a motion
or application shall not do so until the party has served on all other
parties every affidavit on which the party intends to rely in the motion or
application, except with the consent of all other parties or with leave of
the Court.
|
84. (1) Une
partie ne peut contre-interroger l’auteur d’un affidavit déposé dans le cadre
d’une requête ou d’une demande à moins d’avoir signifié aux autres parties
chaque affidavit qu’elle entend invoquer dans le cadre de celle-ci, sauf avec
le consentement des autres parties ou l’autorisation de la Cour.
|
Filing of
affidavit after cross-examination
|
Dépôt d’un
affidavit après le contre-interrogatoire
|
(2) A party
who has cross-examined the deponent of an affidavit filed in a motion or
application may not subsequently file an affidavit in that motion or
application, except with the consent of all other parties or with leave of
the Court.
|
(2) La partie
qui a contre-interrogé l’auteur d’un affidavit déposé dans le cadre d’une
requête ou d’une demande ne peut par la suite déposer un affidavit dans le
cadre de celle-ci, sauf avec le consentement des autres parties ou
l’autorisation de la Cour.
|
[…]
|
[…]
|
Applicant’s
affidavits
|
Affidavits
du demandeur
|
306. Within
30 days after issuance of a notice of application, an applicant shall serve
its supporting affidavits and documentary exhibits and file proof of service.
The affidavits and exhibits are deemed to be filed when the proof of service
is filed in the Registry.
|
306. Dans les
trente jours suivant la délivrance de l’avis de demande, le demandeur
signifie les affidavits et pièces documentaires qu’il entend utiliser à
l’appui de la demande et dépose la preuve de signification. Ces affidavits et
pièces sont dès lors réputés avoir été déposés au greffe.
|
[…]
|
[…]
|
Applicant's
record
|
Dossier du
demandeur
|
309. (1) An
applicant shall serve and file the applicant’s record within 20 days after
the day on which the parties’ cross-examinations are completed or within 20
days after the day on which the time for those cross-examinations is expired,
whichever day is earlier.
|
309. (1) Le
demandeur signifie et dépose son dossier dans les 20 jours suivant la date du
contre-interrogatoire des auteurs des affidavits déposés par les parties ou
dans les 20 jours suivant l’expiration du délai prévu pour sa tenue, selon
celui de ces délais qui est antérieur à l’autre.
|
[…]
|
[…]
|
Contents
of applicant's record
|
Contenu du
dossier du demandeur
|
(2) An
applicant's record shall contain, on consecutively numbered pages and in the
following order,
|
(2) Le
dossier du demandeur contient, sur des pages numérotées consécutivement, les
documents suivants dans l’ordre indiqué ci-après :
|
(a) a table
of contents giving the nature and date of each document in the record;
|
a) une table
des matières indiquant la nature et la date de chaque document versé au
dossier;
|
(b) the
notice of application;
|
b) l’avis de
demande;
|
(c) any order
in respect of which the application is made and any reasons, including
dissenting reasons, given in respect of that order;
|
c) le cas
échéant, l’ordonnance qui fait l’objet de la demande ainsi que les motifs, y
compris toute dissidence;
|
(d) each
supporting affidavit and documentary exhibit;
|
d) les
affidavits et les pièces documentaires à l’appui de la demande;
|
(e) the
transcript of any cross-examination on affidavits that the applicant has
conducted;
|
e) les transcriptions
des contre-interrogatoires qu’il a fait subir aux auteurs d’affidavit;
|
(e.1) any
material that has been certified by a tribunal and transmitted under Rule 318
that is to be used by the applicant at the hearing;
|
e.1) tout
document ou élément matériel certifié par un office fédéral et transmis en
application de la règle 318 qu’il entend utiliser à l’audition de la demande;
|
(f) the
portions of any transcript of oral evidence before a tribunal that are to be
used by the applicant at the hearing;
|
f) les
extraits de toute transcription des témoignages oraux recueillis par l’office
fédéral qu’il entend utiliser à l’audition de la demande;
|
(g) a
description of any physical exhibits to be used by the applicant at the
hearing; and
|
g) une
description des objets déposés comme pièces qu’il entend utiliser à
l’audition;
|
(h) the
applicant's memorandum of fact and law.
|
h) un mémoire
des faits et du droit.
|
V.
SUBMISSIONS
A.
Applicant
[13]
The Applicant submits that the Court should give
little deference to the ICC’s findings. He says that the author of the report
was in a conflict of interest because in a previous position with the DOJ, she
dealt with several of the Applicant’s requests. In that position, documents
that she withheld from the Applicant were ultimately released. As a result, the
Applicant alleges that the report’s author was biased. He says that the delay
in releasing the report also demonstrates bias.
[14]
The Applicant also asks the Court to afford no
deference to the DOJ’s exercise of discretion. He says that refusals which
arose during cross-examination on an affidavit in this proceeding demonstrate
that the DOJ was not fulfilling its duty to assist under s 4(2.1) of the Act.
[15]
The Applicant also submits that the DOJ has
wrongly claimed both ss 21(1)(b) and 23 exemptions when documents exempted are
protected only by litigation privilege which has come to an end: Blank v
Canada (Minister of Justice), 2006 SCC 39 [Blank SCC 2006]. He says
that disclosure problems have persisted since the criminal prosecution contrary
to the Crown’s obligations under R v Stinchcombe, [1991] 3 S.C.R. 326 and Krieger
v Law Society of Alberta, 2002 SCC 65 [Krieger]. The criminal
prosecution is long over and these documents should be released.
[16]
Finally, the Applicant submits that the DOJ cannot
claim privilege over documents that demonstrate abuse of process and other
blame-worthy conduct which breached his ss 7 and 24 rights under the Charter:
R v Nixon, 2011 SCC 34. He says that the Crown laid criminal charges
against him and his company for improper political motivations. He says the
Crown was fully aware it could not proceed with the criminal charges but
nonetheless extended the process to some eight and a half years. The fact that
the Crown offered to withdraw the charges demonstrates that the proceedings
were launched for improper purposes: Singh v Montreal (City of), 2014
QCCA 307.
B.
Respondent
(1)
Preliminary matters
[17]
The Respondent raises two preliminary issues.
First, the Respondent says that the only issue before the Court is whether the
Act’s exemptions were properly applied. As a result, the Court need not
consider the Applicant’s submissions regarding how the prosecution was conducted,
the alleged bias of the ICC, and his complaints regarding the way his access request
was conducted.
[18]
Second, the Respondent submits that the Court
should not consider the affidavits in the Applicant’s Record which were filed
in support of interim motions as they offend Rules 84(2), 306, and 309 of the Federal
Courts Rules.
(2)
The nature of the proceeding
[19]
The Respondent submits that the Court’s review
is circumscribed by s 41 of the Act. The Court’s authority is limited to
ordering access to a particular record if the refusal to disclose the record
was contrary to the Act: X v Canada (Minister of National Defence) (1990),
[1991] 1 FC 670 at 675 (TD) [X v Canada]; Connolly v Canada Post Corp
(2000), 197 FTR 161 at paras 8-10 [Connolly]. The Court does not
have the authority to consider the manner in which government institutions
respond to requests or to grant remedies when an institution is found to be at
fault: Connolly v Canada Post Corp, 2002 FCA 50 at paras 3-4 [Connolly
FCA]. The Court also does not have any authority to determine whether the
government institution has complied with s 4(2.1) of the Act. The Applicant’s
submissions require an expansive interpretation of s 41 and have been rejected
by the courts: Blank v Canada (Minister of the Environment), [2000] FCJ
no 1620 (QL) at paras 9, 15, 19 (TD) [Blank FC 2000]; Blank FCA
2004, above, at paras 76-77; Blank v Canada (Minister of the Environment),
2006 FC 1253 at para 33(g) [Blank FC 2006], aff’d 2007 FCA 289 [Blank
FCA 2007].
[20]
A s 41 application is not an appeal of the ICC’s
findings. The Court is reviewing the DOJ’s decision not to disclose certain
records, not the ICC’s recommendations: Blank v Canada (Justice), 2009
FC 1221 at para 26 [Blank FC 2009]. The Court has held that the ICC’s report
may be considered to assist the Court in its determination: Blank v Canada
(Minister of Justice), 2005 FCA 405 at para 12 [Blank FCA 2005]; Blank
FC 2009, above, at para 26; Blank v Canada (Justice), 2010 FCA 183
at para 35 [Blank FCA 2010].
(3)
Standard of review
[21]
The Respondent submits that the DOJ’s determination
that a record falls within an exemption is reviewable on a standard of
correctness. The DOJ’s discretion to not disclose a record is reviewable on a
standard of reasonableness. See Kelly v Canada (Solicitor General) (1992),
53 FTR 147, aff’d (1993), 154 NR 319 (FCA); Dagg v Canada (Minister of
Finance), [1997] 2 S.C.R. 403 at 457-458; Blank FC 2009, above, at
paras 27-31.
(4)
Bias
[22]
There is no evidence to substantiate the
Applicant’s allegation of bias. In contrast, the ICC actually found that a
number of the Applicant’s complaints were substantiated and an additional six
hundred pages of information were released.
(5)
Section 23 – Solicitor-client privilege
[23]
The Federal Court of Appeal has held that the
common law governs whether a record is privileged, while the Act governs the
discretion to disclose a privileged record: Blank FCA 2004, above, at
paras 13-15. The Respondent says that the records at issue contain legal advice
and the DOJ properly determined that the records fall within the s 23
exemption. Legal advice privilege applies to all interactions between client
and lawyer concerning legal advice and protects those interactions from
disclosure: Canada (Privacy Commissioner) v Blood Tribe Department of Health,
2008 SCC 44 at para 10 [Blood Tribe]. The non-redacted records consist
of letters, memoranda and e-mail communications containing, or expressly or
implicitly referencing, legal advice surrounding the two prosecutorial
decisions referenced in the Applicant’s request.
[24]
The Respondent says that there is no recognized
exception to solicitor-client privilege which would require disclosure of
records establishing abuse of process. While there is an exception to
criminality (see Blood Tribe, above, at para 10), abuse of process is
not a criminal act and so the exception does not apply: Blood Tribe,
above, at para 10; Blank FCA 2010, above, at paras 19-20. In addition,
there is no evidence of wrongdoing in the disputed records.
[25]
In reviewing the DOJ’s discretion to not
disclose records, the Court is only required to determine whether the
discretion not to disclose was exercised in good faith. The records at issue
were not disclosed in order to maintain the records’ confidentiality; there is
no allegation that this was not exercised in good faith.
(6)
Section 21(1) - Government advice
[26]
The Respondent submits that these records consist
of consultations and deliberations concerning the prosecution of the Applicant.
The Respondent says that the DOJ properly determined that these records contain
government advice, and exercised its discretion to not disclose in good faith.
(7)
Section 25 - Severance
[27]
The Respondent submits that s 25 was properly
applied. The disclosure of any additional information would have revealed
information protected by solicitor-client privilege, or would have resulted in
the release of meaningless words and phrases.
VI.
ANALYSIS
A.
Introduction
[28]
As with any s 41 application, the Court is asked
to determine whether the refusals to disclose were properly made. In the
present case this requires an examination of whether the ss 21 and 23
exemptions were properly applied, and whether proper severance occurred under s
25. In addition, the Applicant has asked the Court to consider whether any
deference should be accorded to the Commissioner’s report, whether the duty to
assist under s 4(2.1) was discharged, and whether the exemptions relied upon
were vitiated as a result of abuse of process and other prosecutorial
misconduct that was so egregious that it violated the Applicant’s rights under
ss 7 and 24 of the Charter.
B.
The Record Before the Court
[29]
The Respondent takes issue with two (2)
affidavits (affirmed February 26, 2013 and March 11, 2013) filed by the
Applicant on the grounds that they were affirmed and filed in a previous
interlocutory motion (to compel answers to questions asked during
cross-examination) and their inclusion would breach Rules 84(2), 306, and 309
of the Federal Courts Rules.
[30]
The Applicant alleges ignorance of the relevant
rules and contends that the Respondent will suffer no prejudice if the
affidavits are included.
[31]
The Respondent points out that the Applicant has
done this same thing in previous applications and is well aware that he is not following
the proper procedure. Also, the Respondent points out that the affidavits were
filed in an interlocutory motion that was dismissed. In that motion, the Respondent
did not need to cross-examine on the affidavits. They have not been affirmed
for this motion and they contain inadmissible hearsay upon which the Applicant
wishes to rely heavily.
[32]
I notice that in his recent decision of April
15, 2015 dealing with another s 41 application by Mr. Blank, Justice O’Reilly
was asked to exclude two affidavits that had been proposed for purposes of a
previous interlocutory proceeding but did not need to make a formal ruling
because, after reviewing the documentation at issue, he found it irrelevant to
the issues before him. See Blank v Canada (Justice), 2015 FC 460.
[33]
In the present case, I have to note that Mr. Blank
is a very experienced litigant before this Court and that the issue of filing
affidavits affirmed in other proceedings has been brought to his attention
before. He really has not provided a justification for his failure to follow
proper Federal Court practice and, because he is likely to make further
applications, I do not think I can just turn a blind eye to his flouting of the
rules, especially when, as the Respondent points out, this could place the
Respondent at a disadvantage. Rule 84(2) bars the filing of an affidavit after
the conduct of a cross-examination, and Mr. Blank cross-examined the Respondent’s
deponents in this application in September 2012. The additional affidavits were
affirmed in February and March 2013 in support of a motion to compel answers to
questions asked during the cross-examination of the Respondent’s deponent. The
Court may, under Rule 84(2), grant leave to file an affidavit after
cross-examination and the relevant factors to consider were set out in Pfizer
Canada Inc v Rhoxalpharma Inc, 2004 FC 1685. It is clear, however, that
Rule 84(2) is intended to deal with matters that arise during cross-examination
and could not have been foreseen with reasonable diligence. In Inverhuron
& District Ratepayers' Assn v Canada (Minister of the Environment) (2000),
180 FTR 314, leave to file was refused after cross-examination where the affidavit
was directed to an issue which was in the contemplation of the party from the
outset. In other words, a party must put its best foot forward at the first opportunity.
Mr. Blank is simply attempting to supplement his record years after cross-examination
on an issue that has been central to his application since the outset. He has
provided no real justification for this and the problem has been brought to his
attention before. Under these circumstances, to accept these affidavits as
being properly before the Court does not serve the interests of justice,
particularly when the February 26, 2013 affidavit contains the Higgins
affidavit as an exhibit, upon which the Applicant places strong reliance and
which is hearsay evidence upon that the Respondent could not cross-examine on
at any time.
[34]
I also note the recent decision of Justice
Brown, Blank v Canada (Minister of Justice), 2015 FC 753 in which Mr.
Blank was denied the right to file affidavits in similar circumstances to the
situation before me. Much of what Justice Brown had to say in that case is
applicable to the present case.
C.
The Principal Assertion
[35]
At the heart of this application is Mr. Blank’s
assertion that the prosecutorial misconduct he was subjected to in the past was
so egregious that, as a matter of law, it vitiates the ss 21 and 23 exemptions
relied upon to deny him some of the documentation he requested. Indeed, he
appears to be of the view that those parties involved in processing his request
are conspiring to deny him the information he needs to advance his civil claim.
[36]
As regards the law, Mr. Blank takes the position
that the governing jurisprudence supports his position that the prosecutorial
conduct to which he was subjected vitiates the ss 21 and 23 exemptions relied
upon to deny disclosure of some materials, and even vitiates legal advice privilege.
He has referred the Court to a number of cases to support this assertion.
[37]
First of all, he says that one of his own cases
that went all the way to the Supreme Court of Canada, Blank SCC 2006,
above, stands for the proposition that legal advice privilege, as well as
litigation privilege, is suspended upon a prima facie showing of
actionable misconduct. He relies upon paragraphs 45, 55-57 of that decision:
[45] Even where the materials sought would
otherwise be subject to litigation privilege, the party seeking their
disclosure may be granted access to them upon a prima facie showing of
actionable misconduct by the other party in relation to the proceedings with
respect to which litigation privilege is claimed. Whether privilege is claimed
in the originating or in related litigation, the court may review the materials
to determine whether their disclosure should be ordered on this ground.
[…]
[55] Finally, we should not disregard
the origins of this dispute between the respondent and the Minister. It arose
in the context of a criminal prosecution by the Crown against the respondent.
In criminal proceedings, the accused's right to discovery is constitutionally
guaranteed. The prosecution is obliged under Stinchcombe to make
available to the accused all relevant information if there is a
"reasonable possibility that the withholding of information will impair
the right of the accused to make full answer and defence ..." (p. 340).
This added burden of disclosure is placed on the Crown in light of its
overwhelming advantage in resources and the corresponding risk that the accused
might otherwise be unfairly disadvantaged.
[56] I am not unmindful of the fact
that Stinchcombe does not require the prosecution to disclose everything
in its file, privileged or not. Materials that might in civil proceedings be
covered by one privilege or another will nonetheless be subject, in the
criminal context, to the "innocence at stake" exception — at the very
least: see McClure. In criminal proceedings, as the Court noted in Stinchcombe:
The trial judge might also, in
certain circumstances, conclude that the recognition of an existing privilege
does not constitute a reasonable limit on the constitutional right to make full
answer and defence and thus require disclosure in spite of the law of
privilege. [p. 340]
[57] On any view of the matter, I would
think it incongruous if the litigation privilege were found in civil
proceedings to insulate the Crown from the disclosure it was bound but failed
to provide in criminal proceedings that have ended.
[38]
As I explained and discussed with Mr. Blank at
the hearing before me, I do not think this case is of assistance to him. In
fact, I think it assists the Respondent.
[39]
Blank SCC 2006, above,
grew out of a s 41 review application, but it dealt with litigation privilege
and the Supreme Court of Canada took great pains to distinguish between
litigation privilege and legal advice privilege:
[8] As a matter of substance and not
mere terminology, the distinction between litigation privilege and the
solicitor-client privilege is decisive in this case. The former, unlike the
latter, is of temporary duration. It expires with the litigation of which it
was born. Characterizing litigation privilege as a "branch" of the
solicitor-client privilege, as the Minister would, does not envelop it in a
shared cloak of permanency.
[…]
[14] This appeal concerns the
respondent's repeated attempts to obtain documents from the government. He
succeeded only in part. His requests for information in the penal proceedings
and under the Access Act were denied by the government on various
grounds, including "solicitor-client privilege". The issue before us
now relates solely to the Access Act proceedings. We have not been asked
to decide whether the Crown properly fulfilled, in the criminal proceedings,
its disclosure obligations under R. v. Stinchcombe, [1991] 3 S.C.R. 326.
And in the record before us, we would in any event be unable to do so.
[…]
[26] Much has been said in these cases,
and others, regarding the origin and rationale of the solicitor-client
privilege. The solicitor-client privilege has been firmly entrenched for
centuries. It recognizes that the justice system depends for its vitality on
full, free and frank communication between those who need legal advice and
those who are best able to provide it. Society has entrusted to lawyers the
task of advancing their clients' cases with the skill and expertise available
only to those who are trained in the law. They alone can discharge these duties
effectively, but only if those who depend on them for counsel may consult with
them in confidence. The resulting confidential relationship between solicitor
and client is a necessary and essential condition of the effective
administration of justice.
[27] Litigation privilege, on the other
hand, is not directed at, still less, restricted to, communications between
solicitor and client. It contemplates, as well, communications between a
solicitor and third parties or, in the case of an unrepresented litigant,
between the litigant and third parties. Its object is to ensure the efficacy of
the adversarial process and not to promote the solicitor-client relationship.
And to achieve this purpose, parties to litigation, represented or not, must be
left to prepare their contending positions in private, without adversarial
interference and without fear of premature disclosure.
[…]
[29] With the exception of Hodgkinson
v. Simms (1988), 33 B.C.L.R. (2d) 129, a decision of the British Columbia
Court of Appeal, the decisions of appellate courts in this country have
consistently found that litigation privilege is based on a different rationale
than solicitor-client privilege: Liquor Control Board of Ontario v. Lifford
Wine Agencies Ltd. (2005), 76 O.R. (3d) 401; Ontario (Attorney General)
v. Ontario (Information and Privacy Commission, Inquiry Officer) (2002), 62
O.R. (3d) 167 (“Big Canoe”); College of Physicians & Surgeons
(British Columbia) v. British Columbia (Information & Privacy Commissioner)
(2002), 9 B.C.L.R. (4th) 1, 2002 BCCA 665; Gower v. Tolko Manitoba Inc.
(2001), 196 D.L.R. (4th) 716, 2001 MBCA 11; Mitsui & Co. (Point Aconi)
Ltd. v. Jones Power Co. (2000), 188 N.S.R. (2d) 173, 2000 NSCA 96; General
Accident Assurance Co. v. Chrusz (1999), 45 O.R. (3d) 321.
[30] American and English authorities
are to the same effect: see In re L. (A Minor), [1997] A.C. 16 (H.L.); Three
Rivers District Council v. Governor and Company of the Bank of England (No. 6),
[2004] Q.B. 916, [2004] EWCA Civ 218, and Hickman v. Taylor, 329 U.S.
495 (1947). In the United States communications with third parties and other
materials prepared in anticipation of litigation are covered by the similar
“attorney work product” doctrine. This “distinct rationale” theory is also
supported by the majority of academics: Sharpe; J. Sopinka, S. N. Lederman and
A. W. Bryant, The Law of Evidence in Canada (2nd ed. 1999), at pp.
745-46; D. M. Paciocco and L. Stuesser, The Law of Evidence (3rd ed.
2002), at pp. 197-98; J.-C. Royer, La preuve civile (3rd ed. 2003), at
pp. 868-71; G. D. Watson and F. Au, “Solicitor-Client Privilege and Litigation
Privilege in Civil Litigation” (1998), 77 Can. Bar Rev. 315. For the
opposing view, see J. D. Wilson, “Privilege in Experts’ Working Papers”
(1997), 76 Can. Bar Rev. 346, and “Privilege: Watson & Au (1998) 77
Can. Bar Rev. 346: REJOINDER: ‘It’s Elementary My Dear Watson’” (1998), 77 Can.
Bar Rev. 549.
[…]
[33] In short, the litigation privilege
and the solicitor-client privilege are driven by different policy
considerations and generate different legal consequences.
[34] The purpose of the litigation
privilege, I repeat, is to create a "zone of privacy" in relation to
pending or apprehended litigation. Once the litigation has ended, the privilege
to which it gave rise has lost its specific and concrete purpose — and
therefore its justification. But to borrow a phrase, the litigation is not over
until it is over: It cannot be said to have "terminated", in any
meaningful sense of that term, where litigants or related parties remain locked
in what is essentially the same legal combat.
[35] Except where such related
litigation persists, there is no need and no reason to protect from discovery
anything that would have been subject to compellable disclosure but for the
pending or apprehended proceedings which provided its shield. Where the
litigation has indeed ended, there is little room for concern lest opposing
counsel or their clients argue their case "on wits borrowed from the adversary,"
to use the language of the U.S. Supreme Court in Hickman, at p. 516.
[36] I therefore agree with the
majority in the Federal Court of Appeal and others who share their view that
the common law litigation privilege comes to an end, absent closely related proceedings,
upon the termination of the litigation that gave rise to the privilege:
Boulianne v. Flynn, [1970] 3 O.R. 84; Wujda v. Smith (1974), 49
D.L.R. (3d) 476; Meaney v. Busby (1977), 15 O.R. (2d) 71; Canada
Southern Petroleum Ltd. v. Amoco Canada Petroleum Co. (1995), 176 A.R. 134.
See also Sopinka, Lederman and Bryant; Paciocco and Stuesser.
[37] Thus, the principle "once
privileged, always privileged", so vital to the solicitor-client
privilege, is foreign to the litigation privilege. The litigation privilege,
unlike the solicitor-client privilege, is neither absolute in scope nor
permanent in duration.
[…]
[42] In this case, the respondent
claims damages from the federal government for fraud, conspiracy, perjury and
abuse of prosecutorial powers. Pursuant to the Access Act, he demands
the disclosure to him of all documents relating to the Crown's conduct of its
proceedings against him. The source of those proceedings is the alleged
pollution and breach of reporting requirements by the respondent and his
company.
[43] The Minister's claim of privilege
thus concerns documents that were prepared for the dominant purpose of a
criminal prosecution relating to environmental matters and reporting
requirements. The respondent's action, on the other hand, seeks civil redress
for the manner in which the government conducted that prosecution. It springs
from a different juridical source and is in that sense unrelated to the
litigation of which the privilege claimed was born.
[44] The litigation privilege would not
in any event protect from disclosure evidence of the claimant party's abuse of
process or similar blameworthy conduct. It is not a black hole from which
evidence of one's own misconduct can never be exposed to the light of day.
[40]
Anything which the Supreme Court of Canada said
about legal advice privilege in Blank SCC 2006, above, was, strictly
speaking, obiter, but it is clear that the Supreme Court of Canada was
of the view that solicitor-client legal advice privilege is “absolute in scope” and “permanent
in duration.” Supreme Court of Canada jurisprudence directly on point
suggests that there is an exception to this general rule. In Blood Tribe,
above, at paragraph 10, however, the Supreme Court of Canada made it clear just
how narrow this exception is:
At the time the employer in this case
consulted its lawyer, litigation may or may not have been in contemplation. It
does not matter. While the solicitor-client privilege may have started life as
a rule of evidence, it is now unquestionably a rule of substance applicable to
all interactions between a client and his or her lawyer when the lawyer is
engaged in providing legal advice or otherwise acting as a lawyer rather than
as a business counsellor or in some other non-legal capacity: Solosky v.
The Queen, [1980] 1 S.C.R. 821, at p. 837; Descôteaux v. Mierzwinski,
[1982] 1 S.C.R. 860, at pp. 885-87; R. v. Gruenke, [1991] 3 S.C.R. 263; Smith
v. Jones, [1999] 1 S.C.R. 455; Foster Wheeler Power Co. v. Société
intermunicipale de gestion et d’élimination des déchets (SIGED) inc., [2004]
1 S.C.R. 456, 2004 SCC 18, at paras. 40-47; McClure, at paras. 23-27; Blank
v. Canada (Minister of Justice), [2006] 2 S.C.R. 319, 2006 SCC 39, at
para. 26; Goodis v. Ontario (Ministry of Correctional Services), [2006]
2 S.C.R. 32, 2006 SCC 31; Celanese Canada Inc. v. Murray Demolition Corp.,
[2006] 2 S.C.R. 189, 2006 SCC 36; Juman v. Doucette, [2008] 1 S.C.R.
157, 2008 SCC 8. A rare exception, which has no application here, is that no
privilege attaches to communications criminal in themselves or intended to
further criminal purposes: Descôteaux, at p. 881; R. v. Campbell,
[1999] 1 S.C.R. 565. The extremely limited nature of the exception emphasizes,
rather than dilutes, the paramountcy of the general rule whereby solicitor-client
privilege is created and maintained “as close to absolute as possible to ensure
public confidence and retain relevance” (McClure, at para. 35).
[41]
So I think we can say that the Supreme Court of Canada
has made it clear that solicitor-client privilege generally must be maintained
as close to absolute as possible to ensure public confidence and retain
relevance. Litigation privilege comes to an end, absent closely related
proceedings, upon the termination of the litigation that gave rise to the
privilege. Solicitor-client legal advice privilege, however, is absolute in
scope and permanent in duration unless the communications in question are
criminal in themselves or intended to further criminal purposes.
[42]
Mr. Blank referred the Court to other cases
which he believes establish a wider exception to the “absolute
scope” of legal advice privilege. In particular he raises Goldman,
Sachs & Co v Sessions (1999), 38 CPC (4th) 143, [1999] BCJ no 2815
(QL)(SC); Krieger, above; Dublin v Montessori Jewish Day School of
Toronto (2007), 281 DLR (4th) 366, 85 OR (3d) 511 (SCJ) [Dublin]; Bronskill
v Canada (Canadian Heritage), 2011 FC 983 [Bronskill].
[43]
In Dublin, above, Justice Perell of the
Ontario Superior Court of Justice, provides a summary of what he sees as the
relevant jurisprudence:
[28] In order to ensure public
confidence in the legal system and the effectiveness of the privilege,
lawyer-and-client privilege is categorical and approaches an absolute right,
rather than one that is decided on a case-by-case basis: R. v. Lavallee,
Rackel & Heintz, [2002] 3 S.C.R. 209 (S.C.C.); R. v. McClure,
[2001] 1 S.C.R. 445 (S.C.C.); Pritchard v. Ontario (Human Rights Commission),
[2004] 1 S.C.R. 809 (S.C.C.), affg. (2003), 63 O.R. (3d) 97 (Ont. C.A.).
Exceptions to the lawyer-and-client privilege are possible, but their
availability is strictly limited.
[29] No privilege is absolute, and
there are exceptions to lawyer-and-client privilege and the other privileges: Smith
v. Jones, [1999] 1 S.C.R. 455 (S.C.C.). If a client seeks guidance from a
lawyer to facilitate committing a crime or a fraud, the communication will not
be privileged and it is immaterial whether the lawyer is a knowing participant
or unwitting dupe of the client.
[30] The classic example of an
exception to lawyer-and-client privilege is R. v. Cox (1884), 14 Q.B.D.
153 (Eng. C.C.R.), a stated case in criminal proceedings. In this case, after
judgment had been issued against him in civil proceedings for libel, Railton
executed a bill of sale of his newspaper. Railton was convicted of fraudulently
conveying his assets to avoid his judgment creditor, and the crucial evidence
came from a Mr. Goodman, the lawyer who had provided Railton with legal advice
that there had to be a bona fide sale of the property. It may be noted
that Mr. Goodman's advice itself appears to have been proper legal advice.
[31] On appeal, the question for the
Court for Crown Cases Reserved was whether Goodman's evidence was properly
admitted or whether it should have been excluded because of lawyer-and-client
privilege. The case was first argued before five judges, and then, because of
its importance, reargued before 10 judges. In the result, the court upheld the
conviction and ruled that the evidence was properly admitted.
[32] Stephen, J. concluded that if a
client attends on a legal adviser for advice intended to facilitate or to guide
the client in committing a crime or fraud, the communication between the two is
not privileged and can be disclosed by the lawyer. He stated that a
communication in furtherance of a criminal purpose does not come within the
ordinary scope of professional employment and is not privileged.
[33] For the future crime or fraud
exception to apply, it must be shown that the client had an illegal purpose in
mind and that the lawyer either shared that illegal purpose or was deceived as
to the client's purpose. In other words, the exception applies only where the
client knows or should have known that the intended conduct was unlawful: R.
v. Shirose, [1999] 1 S.C.R. 565 (S.C.C.) paras. 55-61.
[34] The client's intention to commit a
wrongful act is the key determinant as to whether the communication is
privileged: Goldman, Sachs & Co. v. Sessions (1999), 38 C.P.C. (4th)
143 (B.C. S.C.). In circumstances where the client has a wrongful intent, the
lawyer, in providing advice that may facilitate the illegal activity, is not
acting in a professional capacity. In contrast, if a lawyer bona fide
communicates advice about the legality of proposed conduct, which is a normal
and important function for a lawyer, then the communication is privileged, even
if it turns out that the lawyer was wrong in advising that the conduct was
legal: the privilege is not destroyed if the transaction turns out to be
illegal: R. v. Shirose, [1999] 1 S.C.R. 565 (S.C.C.) paras. 55-61.
[…]
[38] The authors of Canada's leading
evidence text, Sopinka, Lederman, and Bryant, The Law of Evidence in Canada
(2nd ed.) (Markham: LexisNexis Canada Inc., 1999) state in para. 14.58:
"There is no reason why this exception to the solicitor-client privilege
should not also include those communications made with a view to perpetrating
tortuous conduct which may become the subject of criminal proceedings."
[39] In my opinion, there is also no
reason why the exception should not include communications perpetrating
tortuous conduct that may become the subject of civil proceedings.
[40] In Goldman, Sachs & Co. v.
Sessions (1999), 38 C.P.C. (4th) 143 (B.C. S.C.), K.J. Smith J. included
within the scope of conduct that will remove a communication from the
protection, the tort of abuse of process, breaches of regulatory statutes,
breaches of contract, and torts and other breaches of duty. See also Northwest
Mettech Corp. v. Metcon Services Ltd. (1997), 78 C.P.R. (3d) 86 (B.C. S.C.
[In Chambers]), where it was held that the crime and fraud exception may apply
where the alleged unlawful conduct is a breach of fiduciary duty or a breach of
confidence. It may be noted that these types of allegations are made in the
case at bar.
[41] K.J. Smith, J. came to his
conclusion about the scope of the exception to lawyer-and-client privilege by
his reading of Binnie, J.'s judgment in R. v. Shirose, [1999] 1 S.C.R.
565 (S.C.C.), which in turn was an interpretation of the seminal R. v. Cox
(1884), 14 Q.B.D. 153 (Eng. C.C.R.). In paragraphs 13 to 15 of his judgment,
K.J. Smith, J. discussed Binnie, J.'s judgment and stated:
13. Binnie J. went on to observe, in
para. 57, that Professor Wigmore expressed the view, in Wigmore on Evidence,
vol. 8 (McNaughton Rev. 1961) sec. 2298, at p. 573, that the exception applies
only where the client seeks the legal advice for a knowingly unlawful end. He
continued, at para. 58:
Although
the issue has apparently not been directly considered in the Canadian case law,
the Wigmore view was subsequently espoused by the authors of "The
Future Crime or Tort Exception to Communications Privileges" (1964),
77 Harv. L. Rev. 730, where they state as follows, at pp. 730-31:
The
attorney-client privilege has always been subject to the qualification that
protection is denied to communications wherein a lawyer's assistance is sought
in activity that the client knows to constitute a crime or tort. [Emphasis per
Binnie J.]
The scope of the "future
crimes" exception is circumscribed on a public policy basis, as explained
at p. 731:
The
knowledge requirement minimizes the effect of the exception on proper
communications; absent this requirement legitimate consultations would be
inhibited by the risk that their subject matter might turn out to be illegal
and therefore unprivileged. Moreover, counseling against unfounded claims or
illegal projects is an important part of the lawyer's function.
14. After noting, in para. 59, that
this explanation of the rule is consistent with its exposition in the context
of crime and fraud by Lamer J. in Descôteaux v. Mierzwinski, [1982] 1
S.C.R. 860 at p. 881 and by Lord Parmoor in O'Rourke v. Darbishire,
[1920] A.C. 581 (H.L.), at p. 621, Binnie J. made it clear that the client's
intention is the pivotal consideration, quoting with approval from State ex
rel. North Pacific Lumber Co. v. Unis, 579 P.2d 1291 (Or. 1978) at p. 1295
as follows:
We
approve of the requirement that, in order to invoke the exception to the
privilege, the proponent of the evidence must show that the client, when
consulting the attorney, knew or should have known that the intended conduct
was unlawful. Good-faith consultations with attorneys by clients who are
uncertain about the legal implications of a proposed course of action are
entitled to the protection of the privilege, even if that action should later
be held improper.
15. The conduct in issue in R. v.
Campbell was criminal conduct. However, the adoption into the analysis by
the Court, without qualification, of the words "crime or tort" and
"unfounded claims or illegal projects" from the journal article
referred to leads, in my opinion, to the conclusions that the Court had in mind
the proper delimitation of the scope of the rule and that it does not consider
that "unlawful conduct" is confined strictly to criminal and
fraudulent conduct.
[42] As I understand K.J. Smith, J.,'s
analysis, it advances the proposition that if it can be shown that the client
communicated with a lawyer with the intention of committing an unlawful act, be
it criminal or tortuous, because the client knew or ought to have known that
the intended conduct was unlawful, then the communication with the lawyer is
not privileged. See also: McIntosh Estates Ltd. v. Surrey (City), [1996]
B.C.J. No. 2008 (B.C. S.C.), affd. [1997] B.C.J. No. 2030 (B.C. C.A.).
[43] However, a mere assertion that the
lawyer's advice was sought in furtherance of an illegal purpose would not be
sufficient; some convincing evidence of the illegal purpose is required: O'Rourke
v. Darbishire (1918), [1919] 1 Ch. 320 (Eng. C.A.), affd. [1920] A.C. 581
(U.K. H.L.) O'Rourke v. Darbishire; Goodman & Carr v. Minister of
National Revenue, [1968] O.J. No. 1248 (Ont. H.C.); Blue Line Hockey
Acquisition Co. v. Orca Bay Hockey Ltd. Partnership, [2007] B.C.J. No. 179
(B.C. S.C.); Goldman, Sachs & Co. v. Sessions (1999), 38 C.P.C.
(4th) 143 (B.C. S.C.); Nanaimo Immigrant Settlement Society v. British
Columbia, [2003] B.C.J. No. 2305 (B.C. S.C.). The party challenging
lawyer-and-client privilege on the grounds of fraud or criminal activity must
make out a prima facie case of fraud before the privilege is lost: O'Rourke
v. Darbishire (1918), [1919] 1 Ch. 320 (Eng. C.A.), affd. [1920] A.C. 581
(U.K. H.L.) O'Rourke v. Darbishire; Sperry Corp. v. John Deere Ltd. (1984),
82 C.P.R. (2d) 1 (Fed. T.D.); Silverman v. Morresi (1982), 28 C.P.C. 239
(Ont. Master).
[44] In my opinion, the exception for
communications to facilitate the commission of a crime or a fraud applies to
the circumstances of the case at bar, which concern the commission of various
intentional torts against Dr. Dublin and his son.
[44]
Having provided his position, Justice Perell then
acknowledges that there are competing authorities:
[47] I acknowledge, however, that my
conclusion may be contentious. In Rocking Chair Plaza (Bramalea) Ltd. v.
Brampton (City) (1988), 29 C.P.C. (2d) 82 (Ont. H.C.), which is a case
decided before R. v. Shirose, [1999] 1 S.C.R. 565 (S.C.C.), the
plaintiffs asked that the fraud exception be extended to include communications
between solicitor and client that facilitated acts of negligence, malicious
prosecution, abuse of process, and charter violation. Relying on the English
case, Crescent Farms (Sidcup) Sports Ltd. v. Sterling Officers Ltd.,
[1967] 1 Ch. D. 533, O'Driscoll, J. refused to extend generally the ambit of
the exception for communications in furtherance of unlawful conduct to cover
all torts.
[48] However, O'Driscoll, J. defined
fraud to include all forms of fraud and dishonesty such as fraudulent breaches
of trust, fraudulent conspiracy, trickery, and sham contrivances. As already
noted, the Dublins in the case at bar sue for breach of trust.
[49] In Hallstone Products Ltd. v.
Canada (Customs & Revenue Agency), [2004] O.J. No. 496 (Ont. Master),
Master Dash decided that while the ambit of the exception for communications in
furtherance of unlawful conduct did not extend to all torts, it did extend to
acts that were an abuse of the court's process including abuse of the criminal
process, deliberate suppression of evidence, and malicious prosecution for an
improper purpose.
[45]
In Krieger, above, the Supreme Court of
Canada ruled that a law society possesses the jurisdiction to review an
allegation that a Crown prosecutor acting dishonestly or in bad faith failed to
disclose relevant information, but the jurisdiction is limited to examining
whether it is an ethical violation. I am not engaged in such a review and, in
my view, this case does not support Mr. Blank’s position in his s 41 review
application before me.
[46]
In Bronskill, above, my colleague,
Justice Noël, made general comments arising from the facts under review in that
case and the s 15 exemption under the Act. Justice Noël said that “the Act’s exemptions are not to be validated by the Court
when used to prevent embarrassment or to hide illegal acts…,” but this
does not assist me in dealing with ss 21 and 23 exemptions and what may qualify
as an exception to legal advice privilege. In other words, what kind of illegal
act would terminate legal advice privilege under the Act.
[47]
In summary, in Dublin, above, Justice
Perell relies on case law from various jurisdictions and levels of court, but
he fails to reconcile that case law with the Supreme Court of Canada
jurisprudence. His decision was released before Blood Tribe, above, so
it may have seemed that the Supreme Court of Canada was stepping back from the
absolute nature of solicitor-client privilege in Blank SCC 2006. But Blank
SCC 2006 did not actually limit the importance and broad scope that the Supreme
Court of Canada has placed on legal advice privilege. Justice Perell fails to
reconcile his reliance upon these cases with his opening acknowledgement that
solicitor-client privilege is nearly absolute right (at para 28) for which
point he relies upon three Supreme Court of Canada cases. He goes on to note
that various jurisdictions and levels of courts and commentators have suggested
that the exceptions should be expanded, and he finds this view persuasive, but
he never reconciles this with the fact that the Supreme Court of Canada has
said that solicitor-client privilege is nearly absolute. In my view, that has
to be the guiding principle in the present case.
[48]
In Blank FCA 2010, the Federal Court of
Appeal held that the only exceptions to solicitor-client privilege were criminal
conduct or to perpetuate a tort (at para 20):
[20] Further, “misconduct” by itself is
not a recognized exception to the privilege that the respondent asserts over
the three pages. There is an exception for “communication[s] in furtherance of
a criminal purpose” or to perpetuate a tort: Solosky v. Canada, [1980] 1
S.C.R. 821 at pages 755-757 and Alan W. Bryant, Sidney N. Lederman and Michelle
K. Fuerst, The Law of Evidence in Canada, 3d ed. (Markham: LexisNexis
Canada, 2009) at pages 937-939. Where clients seek out a lawyer “for the
purpose of assisting [them] to perpetuate a crime or fraud, there [is] no
privilege”: Bryant et al., supra at page 937.
[49]
The Supreme Court of Canada decision cited,
however, does not provide for any exception relating to torts (Solosky v
Canada, [1980] 1 S.C.R. 821 at 835-836, footnotes omitted):
There are exceptions to the privilege. The
privilege does not apply to communications in which legal advice is neither
sought nor offered, that is to say, where the lawyer is not contacted in his
professional capacity. Also, where the communication is not intended to be
confidential, privilege will not attach, O'Shea v. Woods, at p. 289.
More significantly, if a client seeks guidance from a lawyer in order to
facilitate the commission of a crime or a fraud, the communication will not be
privileged and it is immaterial whether the lawyer is an unwitting dupe or
knowing participant. The classic case is R. v. Cox and Railton, in which
Stephen J. had this to say (p. 167): “A communication in furtherance of a
criminal purpose does not ‘come in the ordinary scope of professional
employment’.”
[50]
This suggests that either the Federal Court of
Appeal expanded the Supreme Court of Canada’s use of “fraud” to all torts, or
the evidence text cited discusses the exemption of communications relating to
torts. It is not clear from the Federal Court of Appeal’s analysis whether
“tort” was intended to be limited to fraudulent conduct or all torts:
[21] This exception does not apply to
the three pages that the appellant seeks. During the course of the hearing, the
appellant invited the Court to examine these three pages, which were appended
to a confidential affidavit before this Court. The respondent did not object to
this Court reviewing these pages. Having reviewed these pages, I conclude that
there is no basis for this Court overturning the Federal Court’s conclusion
that these pages are privileged. Further, these pages are not “communication[s]
in furtherance of a criminal purpose” or to perpetuate a tort and so the
documents remain privileged.
[51]
In a more recent case, the Supreme Court of
Canada, again, confirmed that solicitor-client privilege is a near absolute
right (Ontario (Public Safety and Security) v Criminal Lawyers’ Association,
2010 SCC 23 [Criminal Lawyers’ Association]). The Supreme Court of
Canada made no mention of the criminal or fraud or tort exceptions and says
that the only exception is “public safety and the right
to make full answer and defence”:
[53] The same analysis applies, perhaps
even more strongly, to the exemption for documents protected by
solicitor-client privilege. Section 19 of the Act provides that a head “may
refuse to disclose a record that is subject to solicitor-client privilege or
that was prepared by or for Crown counsel for use in giving legal advice or in
contemplation of or for use in litigation”. The purpose of this exemption is
clearly to protect solicitor-client privilege, which has been held to be all
but absolute in recognition of the high public interest in maintaining the
confidentiality of the solicitor-client relationship: Solosky v. The Queen,
[1980] 1 S.C.R. 821, at p. 836; Descôteaux v. Mierzwinski, [1982] 1
S.C.R. 860, at p. 875; Campbell, at para. 49; R. v. McClure, 2001
SCC 14, [2001] 1 S.C.R. 445, at paras. 35 and 41; Lavallee, Rackel &
Heintz v. Canada (Attorney General), 2002 SCC 61, [2002] 3 S.C.R. 209, at
paras. 36-37; Maranda v. Richer, 2003 SCC 67, [2003] 3 S.C.R. 193; Pritchard
v. Ontario (Human Rights Commission), 2004 SCC 31, [2004] 1 S.C.R. 809; Goodis
v. Ontario (Ministry of Correctional Services), 2006 SCC 31, [2006] 2
S.C.R. 32; Blank v. Canada (Minister of Justice), 2006 SCC 39, [2006] 2
S.C.R. 319; Canada (Privacy Commissioner) v. Blood Tribe Department of
Health, 2008 SCC 44, [2008] 2 S.C.R. 574. The only exceptions recognized
to the privilege are the narrowly guarded public safety and right to make full
answer and defence exceptions: Smith v. Jones, [1999] 1 S.C.R. 455; R.
v. Brown, 2002 SCC 32, [2002] 2 S.C.R. 185.
[52]
An exception for misconduct has been explicitly
rejected by the Federal Court of Appeal. It is hard to believe that there is an
exception for communications which perpetuate a tort in light of the Supreme
Court of Canada’s clear language. The Supreme Court of Canada has yet to provide
a clear answer on what exactly is not protected by solicitor-client privilege.
In Blood Tribe, above, the Supreme Court of Canada said that there was a
“rare exception” for criminal communications. In
Criminal Lawyers’ Association, above, the Supreme Court of Canada said
that the only two exceptions were for public safety and the right to make full
answer and defence. Neither apply in the present case.
[53]
In the end, and notwithstanding Justice Perell’s
views as to what should be exempted from solicitor-client privilege (which he
acknowledged were contentious), I think I have to be guided by Supreme Court of
Canada jurisprudence. I am left with the Supreme Court of Canada decision in Blank
SCC 2006 and Blood Tribe, both above. This means, in my view, that I
must treat legal advice privilege as absolute in scope and permanent in
duration unless Mr. Blank can establish that the communications at issue in
this s 41 application were “criminal in themselves or
intended to further a criminal purpose.”
[54]
Mr. Blank has alleged prosecutorial misconduct,
abuse of process, possible tortious conduct and possible criminal conduct
(perjury), as justification for the vitiation of ss 21 and 23 privileges in
this case. Given the Federal Court of Appeal’s guidance in Blank FCA
2010, above, I will also examine whether any of the communications at issue
perpetuate a tort.
[55]
In this application Mr. Blank is seeking relief
that both this Court and the Federal Court of Appeal have previously told him
is not available under s 41 of the Act. See Blank FC 2000; Blank FCA
2004; Blank FC 2006, aff’d Blank FCA 2007, all above.
[56]
The jurisprudence on s 41 is clear that the
right to seek review in this Court is narrowly circumstanced and is set out in
ss 41 through 53 of the Act. Briefly stated, the Court’s reviewing authority
only comes into play where access to a specific record has been refused, and
the only relief the Court can provide is to order access to the record at issue
if the refusal was contrary to the Act. See, for example, X v Canada, above,
at para 10; Connolly, above, at paras 8-10, aff’d Connolly FCA,
above.
[57]
In effect, the only assistance the Court can
render Mr. Blank in this application is to review the refused documents against
the claimed exemptions and decide whether he should be given access to those
documents in whole or in part. Notwithstanding Mr. Blank’s lack of input on the
criteria for review, I have examined each document in turn and determined that each
exemption was correctly claimed and the discretion was reasonably exercised. I
have also determined that the exemptions are not vitiated by any kind of
wrongdoing. The Court cannot grant Mr. Blank disclosure of the documents at
issue.
[58]
As the issues raised by Mr. Blank reveal, he is
attempting to intermingle access to information issues with issues that arise
in his longstanding civil claim for prosecutorial misconduct. Mr. Blank takes
the position that the DOJ is deliberately withholding documentation related to
the prosecution of Mr. Blank and his company that was initiated by Environment
Canada. He appears to believe that if this documentation is disclosed it will
provide him with the evidence he needs to succeed in his civil suit. This is
why, in his disclosure request, he asked for documents “dealing
with the continuation of the prosecution by indictment” and “dealing with the eventual decision to stay the proceedings.”
In other words, Mr. Blank assumes that he is entitled to receive documentation
that is inevitably protected by solicitor-client privilege. The basis for this
assumption appears to be that solicitor-client privilege in this case is being
used to conceal evidence of wrongdoing in the form of some kind of abuse of
process, and that this vitiates the exemption claim.
[59]
Having examined the non-redacted documentation
in question, I find I have to agree with the Respondent in that:
a) The s 23 exemption for solicitor-client privilege was correctly
claimed because the documents in question are letters, memoranda and e-mail
communications that expressly or implicitly reference legal advice with regard
to the prosecutorial decisions that the Applicant references in his request for
information;
b) The solicitor-client privilege claim was not vitiated by abuse of
process or any other wrongdoing, let alone the criminal conduct required under Blood
Tribe, above. These communications are not criminal in themselves and there
is no evidence that they are intended to further criminal purposes or to
perpetuate any tort;
c) The exercise of the discretion to deny access to documents under s
23 was exercised reasonably and in good faith in this case, and in accordance
with the wording of s 23;
d) As regards those documents (or redacted parts of documents) that
were said to attract the s 21(1) exemption, the determination that the withheld
materials attract the exemption was correct in that the materials record
consultations and deliberations between and amongst government employees
(including legal counsel) that concern advice and recommendations with regard
to the two prosecutorial decisions that were referenced in Mr. Blank’s request
for disclosure. The redacted portions contain government advice, consultations,
deliberations and recommendations;
e) The s 21 exemption was exercised reasonably and in good faith; and,
f) For those documents where severance was applied, reasonable
severance occurred in accordance with s 25 of the Act and in accordance with
the guidance on severance provided by the Federal Court of Appeal in previous
applications involving Mr. Blank. See Sheldon Blank & Gateway Industries
Ltd v Canada (Minister of the Environment), 2001 FCA 374, Blank FCA
2004, above; Canada (Justice) v Blank, 2007 FCA 87; Blank FCA
2007.
[60]
Given the narrow range of review which the
jurisprudence says is available to Mr. Blank under s 41 of the Act, the Court
cannot consider Mr. Blank’s complaints that the response to his request was
tardy and was not rendered in accordance with s 4(2.1) of the Act. The ICC has
already addressed this complaint. Mr. Blank alleges bias against the ICC, but
there is no real evidence to support this allegation, so that the ICC’s
decision in this case is entitled to the usual deference. See Blank FCA
2005, above, at para 12; Blank FC 2009, above, at para 26; Blank FCA
2010, above, at para 35.
[61]
The Respondent has submitted a draft bill of
costs in this matter, in the amount of $10,850.00, but I think it would be
appropriate to fix costs at $5,000.00.