Date:
20130925
Docket:
T-724-12
Citation: 2013
FC 985
Toronto, Ontario, September 25, 2013
PRESENT: The
Honourable Mr. Justice Hughes
BETWEEN:
|
NOVARTIS PHARMACEUTICALS
CANADA INC.
|
|
|
Applicant
|
and
|
|
COBALT PHARMACEUTICALS COMPANY
and THE MINISTER OF HEALTH
|
|
|
Respondents
|
|
and
|
|
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NOVARTIS AG and
ROCHE DIAGNOSTICS GmbH
|
|
|
|
Respondent Patentees
|
REASONS FOR
JUDGMENT AND JUDGMENT
[1]
This
is an Application brought under the provisions of the Patented Medicines (Notice
of Compliance) SOR/93-133 (NOC Regulations) wherein the Applicant
Novartis is seeking to prohibit the Minister of Health from issuing a Notice of
Compliance to the Respondent Cobalt in respect of a drug containing zoledronic
acid to be administered in once-yearly doses for the treatment of osteoporosis
in humans until the expiry of Canadian Letters Patent Number 2,410,201 on June
18, 2021.
[2]
For
the reasons that follow, I find that the application is dismissed.
[3]
The
following is an index to these Reasons by paragraph number:
THE PARTIES
|
Paras 4 - 8
|
THE '201
PATENT GENERALLY
|
Paras 9 - 14
|
THE EVIDENCE
|
Paras 15 - 18
|
ISSUES
|
Paras 19 - 22
|
BURDEN
|
Para 23
|
BONES -
BISPHOSPHONATES
|
Paras 24 - 30
|
THE '201
PATENT - IN DETAIL
|
Paras 31 - 45
|
THE CLAIMS OF
THE '201 PATENT
|
Paras
46 - 49
|
PERSON SKILLED
IN THE ART
|
Paras
50 - 55
|
CONSTRUCTION
OF THE CLAIMS
|
Paras
56 - 59
|
ISSUE #1: OBVIOUSNESS
|
Paras
60 - 69
|
ISSUE
#2: METHOD OF MEDICAL TREATMENT
|
Paras
70 - 101
|
ISSUE #3: NOC
LISTING
|
Paras
102 - 110
|
CONCLUSIONS
AND COSTS
|
Paras 111-112
|
THE
PARTIES
[4]
The
Applicant Novartis Pharmaceuticals Canada Inc. (Novartis) is described as a
“first person” in the NOC Regulations. It has received approval from the
Minister of Health, by way of a Notice of Compliance, to market in Canada a drug
containing zoledronic acid (also called zoledronate) for once-a-year
administration in the treatment of osteoporosis in humans. It markets that drug
under the brand name ACLASTA. Novartis has listed Canadian Letters Patent
Number 2,401,201 under the provisions of the NOC Regulations.
[5]
The
Respondent Cobalt Pharmaceuticals Company (Cobalt) is described as a “second
person” in the NOC Regulations. It seeks approval by way of a Notice of
Compliance from the Minister of Health to market a generic version of Novartis
ACLASTA drug in Canada.
[6]
The
Respondent Minister of Health (Minister) has been served with the relevant
documents in these proceedings, but has taken no active part. The Minister is
charged under the NOC Regulations with various duties, including the
issuance, or not, of a Notice of Compliance in appropriate circumstances.
[7]
The
Respondent Novartis AG is recorded as the owner of the patent at issue but has
taken no active part in these present proceedings.
[8]
The
Respondent Roche Diagnostics GmbH has taken no active part in these present proceedings.
THE '201
PATENT GENERALLY
[9]
Canadian
Letters Patent Number 2,410,201 (the '201 patent) were issued and granted to
the Respondent Novartis AG on October 26, 2010. The application for that patent
was filed with the Canadian Patent Office under the provisions of the Patent
Cooperation Treaty (PCT) effective as of June 18, 2001. Since that application
was filed subsequent to October 1, 1989, the provisions of the “new” Patent
Act, RSC 1985, c. P-4 are applicable to this patent.
[10]
The
application claimed priority from applications filed in the United States
Patent Office on June 20, 2000, and another on February 9, 2001.
[11]
The
application for the patent became available to the public (publication date) on
December 27, 2001.
[12]
The
‘201 patent names Peter C. Richardson, Zebulun D. Horowitz and Ulrich Trechsel
as inventors. One of them, Richardson, gave evidence in these proceedings.
[13]
The
'201 patent, unless earlier declared invalid in proceedings other than this one,
will expire twenty (20) years from its Canadian filing date; that is, on june
18, 2021.
[14]
The
patent contains 41 claims. At the hearing Novartis’ Counsel withdrew reliance
upon any of claims 37 to 41 (the so-called “kit” claims) therefore they are no
longer at issue here.
THE
EVIDENCE
[15]
As
is usual in proceedings of this kind, the evidence took the form of affidavits
and transcripts of the cross-examination upon those affidavits; together with
exhibits as identified.
[16]
The
Applicant Novartis filed the affidavits of the following witnesses:
1.
Peter
Richardson
of Fort Worth, Texas: He was a fact witness and, as one of the named inventors
of the '201 patent, gave evidence as to the research and development leading to
and surrounding that patent. He was cross-examined.
2.
Dr.
Nora Zorich of Cincinnati, Ohio: She was offered as an expert
witness; no challenge was made by Cobalt in that respect. She spent many years
with Proctor & Gamble in the development of bisphosponate drugs for the
treatment of bone disease. Since her retirement in June 2012, she has been
working as an independent consultant in respect of pharmaceuticals,
over-the-counter drugs and dietary supplements. She addressed issues of
obviousness and method of medical treatment respecting the '201 patent. She was
cross-examined.
3.
Dr.
Frank H. (Hal) Ebetino of Venice, Florida: He was offered as
an expert witness; no challenge was made by Cobalt in that respect. He claims
expertise and extensive experience in the discovery and development of
bisphosphonates. He began working with bisphosphonates at Proctor & Gamble
in the 1980’s. In 2010, he moved to Ireland to lead the Drug Discovery
Department at Warner-Chilcott. Since 2012, he has his own consulting firm
practising in the pharmaceutical field. He was cross-examined.
4.
Erin
McIntomny
of Ottawa, Ontario: She is a law clerk employed by the law firm acting for
Novartis in these proceedings. Her affidavit served to make of record certain
correspondence between the solicitors for the parties herein. She was not
cross-examined.
[17]
The
Respondent Cobalt filed the affidavits of the following witnesses:
1.
Dr.
Terrance L. Baker of Kingsville, Maryland: He was offered
as an expert witness; no challenge was made by Novartis in that respect. He is
a practicing medical doctor specializing in many areas, including osteoporosis,
an area in which he has extensive experience. He addressed the '201 patent,
including whether the claims encroach on his skill and judgment as a physician.
He was cross-examined.
2.
Dr.
William Singer of Port Credit, Ontario: He is an Honorary
Consultant Physician in the Division of Endocrinology and Medicine at St.
Michael’s Hospital, and Staff Physician at the LMC Endocrinology Centre in Toronto; as well as an Associate Professor of Medicine at the University of Toronto. He was offered as an expert witness; no challenge was made by Novartis in that
respect. He provided opinions respecting the '201 patent, including
obviousness. He was cross-examined.
[18]
There
is no confidentiality Order.
ISSUES
[19]
This
proceeding began by putting three patents in issue. By the Order of
Prothonotary Tabib dated May 30, 2012, the present proceeding dealing only with
the '201 patent has been heard separately from proceedings respecting the other
two patents.
[20]
Only
the validity of the '201 patent is at issue. Infringement is not an issue. As
to validity, there are two issues to be determined:
1.
Obviousness;
and
2.
Is
the subject matter ineligible for patent protection – is it a method of medical
treatment?
[21]
A
third issue arose during the exchange of the parties’ memoranda of argument;
namely:
3. Is the '201
patent one that can properly be listed under the NOC Regulations?
[22]
Novartis
argues that it is too late for Cobalt to raise this argument.
BURDEN
[23]
Who
bears the burden when validity of a patent is at issue in NOC proceedings has
been discussed many times in this Court. In brief: a patent is presumed to be
valid in the absence of evidence to the contrary (Patent Act, s. 43(2)).
The party alleging invalidity (here Cobalt) has the burden of putting forth
evidence supporting its allegations. Once evidence is led the matter is
determined by the Court on the civil burden of proof; namely, balance of
probabilities. If the Court finds the matter to be evenly balanced, then it
should find in favour of the person alleging invalidity since, under the NOC
Regulations, subsection 6(2), the first person (here Novartis) bears the
burden of demonstrating that the allegations of invalidity are not justified.
BONES -
BISPHOSPHONATES
[24]
Bones are a major organ in the human body. They are made up of
collagen, minerals and cells. Bones are continuously reformed. Bone tissue is degraded
and resorbed into the body through the activity of osteoclasts. New material
from the body, through the activity of oseoblasts, is layered on the bone and
becomes mineralized so as to replace the lost bone tissue. The
whole process is described as remodelling. An entire cycle for remodelling a
bone is in the order of a hundred days.
[25]
When
the remodelling proceeds in a normal way, all is well. When more bone material
is deposited than is resorbed, unwanted growth develops; an extreme form of
which is called Paget’s disease. When more material is resorbed than is
deposited, conditions such as osteoporosis occur. An extreme form brought about
by certain cancers is hypercalcemia of malignancy.
[26]
It
has long been known that at least some members of a class of chemical compounds
known as bisphosphonates are useful in regulating bone remodelling. Early
versions included etidronate and clodronate. Etidronate was the subject of
early NOC litigation in this Court; for example, Proctor & Gamble
Pharmaceuticals Canada Inc v Canada (Minister of Health), 2004 FC 204.
[27]
Over
the course of time, other bisphosphonates have been developed. One of the most
recent is zoledronate, which was the subject of my recent decision, now under
appeal, Novartis Pharmaceuticals Canada Inc v Teva Canada Limited, 2013
FC 283.
[28]
At
the hearing, Novartis’ Counsel accepted the following assertions made at
paragraph 70 of Cobalt’s Memorandum:
70.
As
of June 20, 2000, the claim date of the '201 patent, it was known that:
i.
Bisphosphonates
such as zoledronic acid, etidronate, clodronate, pamidronate, alendronate,
risedronate and ibandronate were useful in the treatment of bone diseases;
ii.
Zoledronic
acid, etidronate, alendronate and risedronate were useful in the treatment of
osteoporosis;
iii.
Zoledronic
acid was one of the most potent anti-resorptive bisphosphonates .
[29]
I
accept that the evidence demonstrates, as asserted by Novartis at paragraph 24
of its Memorandum, that by June 2000, a handful of bisphosphonates had received
government approval to be sold for the treatment of different metabolic bone
diseases; including Paget’s disease, hypercalcemia of malignancy and
osteoporosis. However, zoledronate had not yet been approved for any
indication. Further, no clinical test results for zoledronate in the treatment
of osteoporosis had been published as of that time.
[30]
I
also accept that as of June 2000, the prevailing method of treatment of osteoporosis
by the use of a bisphosphonate was to administer low doses orally; usually one
a day for a period of days, followed by a rest period; repeated, as needed. I
also accept that as of June 2000, certain bisphosphonates were administered
weekly instead of daily. I further accept that the literature postulated that
less frequent dosing may be desirable provided that it was effective.
THE
'201 PATENT – IN DETAIL
[31]
It
is tempting in patent proceedings for the Court to be distracted from what the
patent says by the evidence of experts and others, as well as the argument of
Counsel. It must be remembered that the proceedings are about the patent, which
is a document that must, as provided for in section 27(3)(a) of the Patent
Act, correctly and fully describe the invention and its operation as
contemplated by the inventor and, as provided in section 27(a) of that Act,
end with claims that define distinctly and in explicit terms the subject matter
of the invention. The patent is something drafted by persons seeking a patent
monopoly; thus, if they say something in a patent, they must accept what is
said is their position in the matter, notwithstanding what experts or others
may say later. I addressed this in part in Merck & co. Inc v
Pharmascience Inc, 2010 FC 510 at paragraph 8:
8 The '457 Patent is to be read from the
viewpoint of a person skilled in the art to which it pertains as of the
publication date, April 20, 1995. It must be remembered that statements made by
the patentee, such as what constitutes the prior art, are to be treated as
binding admissions by the patentee (Eli Lilly Canada Inc. v. Novopharm Limited,
2007 FC 596, 58 C.P.R. (4th) 214 at para. 142 (FC); Whirlpool Corp. v. Camco
Inc. (1997), 76 C.P.R. (3d) 150 at page 186 (F.C.T.D.), affirmed [2000] 2
S.C.R. 1067; Shire Biochem Inc. v. Canada (Minister of Health), 2008 FC 538, 67
C.P.R. (4th) 94 at para. 24;Pfizer Canada Inc. v. Novopharm Limited, 2005 FC
1299, 42 C.P.R. (4th) 502 at para. 78).
[32]
In
the present proceedings, Cobalt does not challenge the '201 patent for
insufficiency or lack of utility. The only validity issues are obviousness and
method of medical treatment. Thus, the Court must assume that the description
provided in the patent is sufficient for a person skilled in the art to put the
invention into practice, and that the invention is useful.
[33]
The
'201 patent begins at page 1 by stating that the invention relates to the
pharmaceutical use of bisphosphonates in the treatment of conditions such as
osteoporosis. It acknowledges that bisphosphonates have been widely known, used
and proposed for use in treating osteoporosis. It says, in part:
This invention relates to
bisphosphonates, in particular to the pharmaceutical use of bisphosphonates in
the treatment of conditions of abnormally increased bone turnover, such as
osteoporosis.
Bisphosphonates are widely used
to inhibit osteoclast activity in a variety of both benign and malignant
diseases in which bone resorption is increased.
.
. .
In addition bisphosphonates have
been proposed for use in the treatment of osteoporosis. Thus for instance…
.
. .
[34]
Beginning
at the bottom of page 2, through pages 2a, 2b, 2c, and to the first part of
page 3, the patent describes what the invention is. That description takes
several forms, such as “use of zoledronic acid” or “use of zoledronic
acid…in the manufacture of a medicament” or “zoledronic acid…for
treatment of a condition” or “a pharmaceutical composition
comprising…zoledronic acid”. These are different ways of describing the
invention and reflect practices, particularly in Europe, where for a long time
claims directed to a medicine or use of a medicine were prohibited or
restricted. Ways were devised to get around such restrictions, including a
so-called “Swiss claim”, i.e. “the use of A in the manufacture of a medicament
to treat condition B”, which was discussed at length in my decision Merck
& Co Inc v Pharmascience Inc, 2010 FC 510, supra. I will repeat only a
portion of what is written at pages 2 and following, of the '201 patent:
[35]
It
is to be noted that the above description is directed only to one
bisphosphonate; namely, zoledronate. However, beginning at the bottom of page
3, the patent discusses treatment at intervals of six months or a year, or in
between; or greater, in the context of a broad range of bisphosphonates,
including the previously known ones such as clodronate, pamidronate,
alendronate, risedronate, and others; as well as zoledronate. It says at pages
3 to 5:
[36]
Beginning
about one-third down page 5 and over to page 6, of the '201 patent, a number of
preferred bisphosphonates are identified, including: pamidronate, alendronate,
ibandronate, risedronate, zoledronate, and others. In other words, several
previously known bisphosphonates, as well as zoledronate, are said to be
preferred for the once every six months or once a year administration.
[37]
At
page 9, it is stated that zoledronic acid is the most preferred:
[38]
The
patent then describes from pages 9 to 11 that a number of different salts can
be used, isomers of the bisphosphonates can be used, the material can be
formulated into pharmaceutical compositions, and that a number of different
modes of administration – oral, rectal, intravenous and so forth – may be used.
Intravenous is the most preferred.
[39]
At
page 11, there is a discussion of dosage which “depends on various factors”.
Most preferred is a single dose in a range of 0.005 – 20 mg/kg; especially 0.01
– 10 mg/kg. This dosage is administered intermittently every six months or once
a year or longer. A particular dosage depends on factors such as age, weight,
lifestyle, and so forth.
[40]
At
page 12, the patent asks the reader to appreciate that the unit dose to be used
will depend on the potency of the bisphosphonate, dosing interval, and mode of
administration. Zoledronic acid is described as a more potent bisphosphonates.
…It
will be appreciated that the actual unit dose used will depend upon the potency
of the bisphosphonates, the dosing interval and route of administration amongst
other things. Thus the size of the unit dose is typically lower for more potent
bisphosphonates and greater the longer the dosing interval. For example, the
more potent, N-bisphosphonates such as zoledronic acid a unit dose of from
about 1 up to about 10 mg may be used for a parenteral, e.g. intravenous,
administration. For example, also for more potent N-bisphosphonates a unit dose
of from about 1 to about 5 mg may be used parenterally for dosing once every 6
months; whereas a dose of from about 2 up to about 10 mg may be used for once a
year parenteral dosing.
[41]
The
patent proceeds to describe the form that the dosages may take and other
matters.
[42]
A
number of Examples, one to five, are provided. They are preceded by the
statement at page 14 that any of the previously mentioned bisphosphonates could
be the active ingredient in the Examples.
[43]
Example
5, beginning at page 18 of the patent, is specific to zoledronate. It describes
a test conducted on three hundred and fifty-one patients suffering from
post-menopausal osteoporosis. They are randomly divided into six groups (study
arms), one group is given a placebo and the others different dosages of
zoledronic acid over different intervals. The results are presented in a table
found at page 19:
[44]
The
conclusion stated at page 20 is that dosages of zoledronate as infrequent as
every six to twelve months can safely and significantly result in increased
bone mass and reduce risk of osteoporotic fracture:
[45]
The
claims follow.
THE
CLAIMS OF THE '201 PATENT
[46]
The
claims at issue - claims 1 to 36 - can be considered as being in different
groups; each with a general claim, followed by more specific claims. The
specific claims in each group are essentially the same. The general claims
differ only in the manner in which they are expressed. I accept Novartis’
Counsel’s summary as to these groups of claims as set out in paragraph 61 of
Novartis’ Memorandum, noting that claims 37 and following are no longer at
issue, and that ZA is an acronym for zoledronate or zoledronic acid:
61. There are 5 types of claims in the Patent:
a. Claims 1-9 are
Swiss-type claims, in that they relate to the use of ZA in the manufacture of a
medicament;
b. Claims 10-18 are use
claims, in that they relate to the use of ZA;
c. Claims 19-27 are
claims to a compound (i.e. ZA);
d. Claims 28-36 are
claims to a pharmaceutical composition containing ZA; and
e. Claims 37-39 are
claims to a kit containing ZA.
[47]
I
will set out in full claims 10 to 18:
[48]
Claim
16 is representative of the claims most focused upon in argument. It is written
in dependent form referring back to any of claims 10 to 14. To incorporate the
limitations of those earlier claims, claim 16 can be written as follows:
“Use of
zoledronic acid, a pharmaceutically acceptable salt thereof, or a hydrate thereof
for the treatment of postmenopausal osteoporosis wherein the zoledronic acid,
salt or hydrate is in a unit dosage form of about 5 mg which is administered
intermittently, with a period of about one year between the first and each
subsequent administration, wherein each administration is intravenous.”
[49]
This
definition coincides with Novartis’ commercial product, which is sold in a vial
containing 5 mg of zoledronate for intravenous administration once a year.
PERSON SKILLED
IN THE ART
[50]
Novartis
and Cobalt disagree as to a definition of the notional “person of ordinary
skill in the art” (POSITA), to whom the patent is addressed and through whose
eyes the patent is to be read.
[51]
Novartis
submits that it is a person “knowledgeable with respect to the treatment of PMO
(postmenopausal osteoporosis) with BP’s (bisphosphonates), including those with
experience in chemistry, biopharmaceuticals and experience in designing and
interpreting chemical trials.” Novartis’ expert witnesses fit this profile.
[52]
Cobalt
submits that it is “a medial doctor who has experience treating patients with
abnormal bone mechanism disorders or bone disorders such as osteoporosis and
Paget’s disease. Such a medical doctor would be a specialist in endocrinology,
geriatrics, rheumatology, and/or oncology.” Cobalt’s expert witnesses fit this
profile.
[53]
In
reading the '201 patent, I am inclined to accept the Cobalt definition. At page
1, the patent begins:
This invention relates to bisphosphonates, in particular
the pharmaceutical use of bisphosphonates in the treatment of
abnormally increased bone turnover such as osteoporosis.
(emphasis added)
[54]
At
page 2a, the patent says:
Accordingly, the
present invention provides a method of treatment of conditions which
comprise intermittently administering an effective amount of a
bisphosphonate to a patient…
(emphasis added)
[55]
Fortunately,
at the hearing Counsel for each of the parties agreed that it does not really
matter which of the definitions the Court accepts; both should be equally
applicable.
CONSTRUCTION OF
THE CLAIMS
[56]
Each
of the parties focused in their Memoranda on the construction of claim 7, which
ultimately depends on claim 1, which is written in “Swiss” form. I have focused
more on claim 16, which avoids the Swiss form and is written directly as a use
claim. Regardless, the construction of claim 7 made by each party in their
Memoranda is remarkably similar.
[57]
Novartis,
at paragraphs 64 – 67 of its Memorandum, construes claim 7 and other claims as
follows:
64. Claim 7/5/4/3/2/1: Claim 7, as dependent
on claims 5, 4, 3, 2 and 1 would be read by the PSIA as related to the use of
ZA in the manufacture of a medicament:
•
For
the treatment of PMO;
•
Wherein
the ZA (or salt or hydrate) will be used for intermittent administration;
•
The
period between the first administration and each subsequent administration is
about 1 year; and
•
The
vial contains about 5 mg of the zoledronic acid, the salt or the hydrate.
65. Claim 7/3/2/1: This claim would be
read in a similar fashion, except that it does not specify the amount of ZA in
the vial.
66. Summarized in the following table is the
construction of the remainder of the claims that Novartis focuses on
specifically for the purpose of this proceeding:
Claim 16/14/13/12/11/
10 covers the use of
ZA:
|
Claim 25/23/22/
21/20/19 covers the compound
ZA:
|
Claim 34/32/31/30/29/28 covers a
pharmaceutical composition containing ZA:
|
•
For
the treatment of PMO;
•
Wherein
the ZA (or salt or hydrate) will be used for intermittent administration;
•
The
period between the first administration and each subsequent administration is
1 year +/- 1 month; and
•
The
vial contains about 5 mg of the ZA, the salt or hydrate.
|
67. As with Claim 7/3/2/1, Claims
16/12/11/10, 25/21/20/19 and 34/30/29/28 would be read similarly,
except that they do not specify the amount of ZA in the vial.
[58]
Cobalt
at paragraph 50 of its Memorandum submits:
Cobalt submits that the proper construction is a
purposive, not literal interpretation. Therefore, claim 7 claims the:
▪
use
of zoledronic acid
▪
for
the treatment of PMO
▪
by
administering the zoledronic acid intermittently with a period of at least
about one year between each administration
▪
wherein
the administration is intravenous administration
▪
wherein
the amount of zoledronic acid is unspecified (claim 7 dependent on claims 3, 2,
1) or wherein the amount is 5 mg (claim 7 dependent on claims 5, 4, 3, 2, 1)
[59]
I
accept each of these submissions, as they are essentially the same.
ISSUE #1: OBVIOUSNESS
[60]
One
of the most difficult issues faced by a Court in patent litigation is that of
obviousness. The Court must address the alleged invention through the eyes of a
person skilled in the art and ask whether it is deserving of patent protection;
that is, whether it is either inventive or obvious.
[61]
The
rationale has been put well by Professor Carl Moy of William Mitchell College
of Law, author of Moy’s Walker on Patents, Thomson/West, in addressing a
Master of Law Class at Osgood Hall Law School. He said that a patent is a
bargain between the public and the patentee which provides a monopoly to a
person (patentee) in respect of certain scientific subject matter, provided
that it is purchased from the public by disclosing something that is new,
useful and inventive. If it is not new, then the monopoly has been purchased
for nothing and cannot be valid. If it is something that that the public would
get anyway from a person of ordinary skill practicing their craft, then nothing
has been paid for the monopoly and the monopoly cannot be valid.
[62]
The
concepts of inventiveness or obviousness are elusive, which has caused the
Courts to endeavour to articulate tests and criteria to be examined and
assessed against the evidence. The current state of such tests in Canada is
that set out by the Supreme Court of Canada in Apotex Inc v Sanofi-Synthelabo
Canada Inc, 2008 SCC 61, [2008] 3 S.C.R. 265 (“Plavix”), per
Rothstein J, for the Court, at paragraphs 67 and 69 to 70:
67 It will be useful in an obviousness inquiry
to follow the four-step approach first outlined by Oliver L.J. in Windsurfing
International Inc. v. Tabur Marine (Great Britain) Ltd., [1985] R.P.C. 59
(C.A.). This approach should bring better structure to the obviousness inquiry
and more objectivity and clarity to the analysis. The Windsurfing approach was
recently updated by Jacob L.J. in Pozzoli SPA v. BDMO SA, [2007] F.S.R. 37,
[2007] EWCA Civ 588, at para. 23:
In the result I would restate the Windsurfing
questions thus:
(1) (a) Identify the notional "person skilled
in the art";
(b) Identify the relevant common general knowledge
of that person;
(2) Identify the inventive concept of the claim in
question or if that cannot readily be done, construe it;
(3) Identify what, if any, differences exist between
the matter cited as forming part of the "state of the art" and the
inventive concept of the claim or the claim as construed;
(4) Viewed without any knowledge of the alleged
invention as claimed, do those differences constitute steps which would have
been obvious to the person skilled in the art or do they require any degree of
invention? [Emphasis added.]
It will be at the fourth step of the
Windsurfing/Pozzoli approach to obviousness that the issue of "obvious to
try" will arise.
. . .
69 If an "obvious to try" test is
warranted, the following factors should be taken into consideration at the
fourth step of the obviousness inquiry. As with anticipation, this list is not
exhaustive. The factors will apply in accordance with the evidence in each
case.
(1) Is it more or less self-evident that what is
being tried ought to work? Are there a finite number of identified predictable
solutions known to persons skilled in the art?
(2) What is the extent, nature and amount of effort
required to achieve the invention? Are routine trials carried out or is the
experimentation prolonged and arduous, such that the trials would not be
considered routine?
(3) Is there a motive provided in the prior art to
find the solution the patent addresses?
70 Another important factor may arise from
considering the actual course of conduct which culminated in the making of the
invention. It is true that obviousness is largely concerned with how a skilled
worker would have acted in the light of the prior art. But this is no reason to
exclude evidence of the history of the invention, particularly where the
knowledge of those involved in finding the invention is no lower than what
would be expected of the skilled person.
[63]
The
Federal Court of Appeal subsequently dealt with this test and, in particular,
the question of motivation in Apotex Inc v Pfizer Canada Inc, (2009), 72
CPR (4th) 141, 2009 FCA 8. That Court distinguished as between
“obvious to try” and “more or less self-evident”. The Court rejected the
“obvious to try” test if it was based on the “possibility” that something might
work, and accepted the “more or less self-evident” test. Noel JA wrote at
paragraphs 43 to 45:
43 The reasoning advanced by Mr. Justice Laddie
and approved by the English Court of Appeal is that where the motivation to
achieve a result is very high, the degree of expected success becomes a minor
matter. In such circumstances, the skilled person may feel compelled to pursue
experimentation even though the chances of success are not particularly high.
44 This is no doubt the case. However, the degree
of motivation cannot transform a possible solution into an obvious one.
Motivation is relevant in determining whether the skilled person has good
reason to pursue "predictable" solutions or solutions that provide
"a fair expectation of success" (see respectively the passages in KSR
International Co. v. Teleflex Inc., 127 S. Ct. 1727 (2007) at page 1742 and
Angiotech Pharmaceuticals Inc. v. Conor Medsystems Inc., [2008] UKHL 49, at
paragraph 42, both of which are referred to with approval in Sanofi-Synthelabo,
supra, at paragraphs 57 and 59).
45 In contrast, the test applied by Mr. Justice
Laddie appears to be met if the prior art indicates that something may work,
and the motivation is such as to make this avenue "worthwhile" to
pursue (Pfizer Ltd., supra, para. 107, as quoted at para. 42 above). As such, a
solution may be "worthwhile" to pursue even though it is not
"obvious to try" or in the words of Rothstein J. even though it is
not "more or less self-evident" (Sanofi-Synthelabo, supra, para. 66).
In my view, this approach which is based on the possibility that something
might work, was expressly rejected by the Supreme Court in Sanofi-Synthelabo,
at paragraph 66.
[64]
These
principles have been applied recently by the Federal Court of Appeal in Sanofi-Aventis
v Apotex Inc, 2013 FCA 186, wherein the Court of Appeal found that the
Trial Judge had erred in concluding that if the necessary techniques were
available to arrive at the alleged invention, the invention itself was obvious.
Pelletier JA (with whom Noel JA agreed) wrote at paragraphs 73 and 74:
73 With these facts in mind, the Supreme Court
articulated why the separation of the racemate was not obvious to try. It held
that just because the methods of separating a racemate into its isomers are known,
it does not follow that a person skilled in the art would necessarily apply
them. The Supreme Court explained:
It is true that at the relevant time there was
evidence that a skilled person would know that the properties of a racemate and
its isomers might be different. However, a possibility of finding the invention
is not enough. The invention must be self-evident from the prior art and common
general knowledge in order to satisfy the "obvious to try" test. That
is not the evidence in this case.
Plavix, cited above, at paragraph 85
However, the prior patent did not differentiate
between the efficacy and the toxicity of any of the compounds it covered. This
suggests that what to select or omit was not then self-evident to the person
skilled in the art.
Plavix, cited above, at paragraph 90
74 What emerges from this review of the Supreme
Court's decision in Plavix, cited above, is that the key factor in its
"obvious to try" analysis was the lack of knowledge of the properties
of the enantiomers of the compounds of the '875 Patent, including the racemate
from which clopidogrel was obtained. Absent that knowledge, it was not obvious
to try to resolve the racemate, or any other compound, so as to obtain the
enantiomer having those advantageous properties.
and at paragraph 81:
81 Given that the Trial Judge applied the test
for obviousness set out in Plavix, and given that he applied it to the same
material facts as the Supreme Court, he ought to have come to the same
conclusion. His error lay in failing to recognize that the unknown nature of
the properties of the enantiomers of PCR 4099, or of any of the other compounds
of the '875 Patent, was fatal to the "obvious to try" analysis. Put
another way, the distance between the common general knowledge and the
inventive concept of the '777 Patent could not be bridged by routine
experimentation since the results to be obtained were unknown. On the facts,
this was confirmed by the fact that the inventors, who had more knowledge that
the person of ordinary skill in the art, attempted to resolve a number of other
compounds before finally trying PCR 4099: see Reasons, at paragraphs 752-759.
[65]
Gauthier
JA wrote concurring reasons. At paragraph 137 she wrote:
137 The Trial Judge believed that the evidence
before him with respect to the separation of the enantiomers was significantly
different from the evidence before the Supreme Court of Canada in Plavix
because: i) he found that a line had been drawn in the sand at the time the
application was filed, and that as part of the process of developing a racemic
drug a sponsor would be motivated to separate the enantiomers to get
information to pre-empt expected new regulatory requirements (See Reasons at
paragraphs 748-749); and ii) in his view, the separation itself did not involve
substantial difficulties and was routine. However, Rothstein J. made it clear
in Plavix that whether the separation or resolution of the enantiomers was
routine or involved arduous work would assume small significance in this case when
one considers the whole course of conduct that led to the decision to separate
(See Plavix at paragraph 89).
[66]
I
will turn to the various criteria for assessing obviousness as set out by the
Supreme Court in Sanofi, supra, as further considered by the Federal
Court of Appeal in Apotex and Sanofi Aventis, supra.
•
Person
Skilled in the Art
This
has been discussed previously in these Reasons.
•
Relevant
common general knowledge
I
have discussed this to some extent under the caption BONES – BISPHOSPHONATES. In
considering the subject of the common general knowledge as of mid-2000, I rely
more heavily on the expert evidence of Dr. Zorich and Dr. Ebetino. They were
working in the field at the time and have provided clear and cogent evidence on
the point. I am placing less weight on the evidence of Dr. Singer. He appears
familiar with the area, but was clearly less involved than either Dr. Zorich or
Dr. Ebetino at the relevant time. Further, Dr. Singer’s evidence is flawed in
that he did not conduct a search for the prior art that he relies upon in his
evidence. A bundle of prior art was given to him by Cobalt’s Counsel. How and
where they found it, we don’t know.
In
dealing with common general knowledge, the Court must consider the knowledge
that a person skilled in the art at the relevant date would have or would have
obtained through a reasonably diligent search conducted by that person using
the means available at the relevant time. A search later conducted with the
benefit of hindsight is not the best way to put the Court in a position to
assess the common general knowledge at the time.
I am,
however, sceptical of the evidence of Drs. Zorich and Ebetino on the point that
each bisphosphonate must be considered on its own, and that experience with one
cannot be translated into experience with another. In brief, they say that the
consideration is an empirical one. I am not sceptical on the basis that such
evidence has been shown to be wrong. It has not. Rather, I am sceptical because
the description in the '201 patent lumps all bisphosphonates; zoledronate, as
well as the earlier ones such as elindronate and alendronate, together. The
patent suggests that all could usefully be administered in a cyclic pattern of
months between administration. Perhaps this is not true, but no challenge has
been made to the '201 patent in that regard. The point is that neither Dr.
Zorich nor Dr. Ebetino chose to give evidence as to why their evidence is to be
preferred to what the '201 patent apparently teaches.
Dr.
Ebetino, in particular, provides evidence as to the mechanism by which
bisphosphonates are believed to work in affecting bone remodelling. The '201
patent says nothing about the mechanism, nor does it attempt to tie in some
form of mechanism to the dosage or intervals of treatment save only to say at
page 12, lines 2 and 3, that the dose will depend upon the potency of the
bisphosphonates.
Dr.
Ebetino frankly admits at paragraph 86 of his affidavit that it was not until
well after June 2000 that people working in the field realized the inaccuracy
of the assumption that all bisphosphonates with the same R1 group
had similar binding affinities at clinically relevant concentrations, and that
these differences may be chemically important.
At
paragraphs 39 and 40 of his affidavit, Dr. Ebetino frankly admits that, even
today, we do not know why zoledronate displays such a long duration of action.
I
accept Dr. Zorich’s evidence at paragraphs 146 to 148 of her affidavit that, as
of mid 2000, it would not have been evident to a person skilled in the art that
once-a-year dosing of zoledronate would be statistically better than a placebo.
I accept what she says that while some pharmaceutical companies may have
privately been conducting tests as to less frequent dosing, the predominant
view was that dosing such as daily or weekly was required, and that dosing
intervals greater than three months would have been “off the radar”. I accept
her conclusion at paragraph 165 that a person skilled in the art would not have
expected that the time period between dosing could be extended to one year
without losing efficacy of the bisphosphonate.
•
The
inventive concept
Novartis,
in its written argument, paragraph 103, submits that the inventive concept of
the claims is that zoledronate is effective to treat postmenopausal
osteoporosis by continuously inhibiting bone resorption when administered only
once per year. I disagree that the inventive concept had a grasp that the
mechanism was “by continuously inhibiting bone resorption”. No mechanism is stated
in the '201 patent.
Cobalt
submits at paragraph 98 of its memorandum that the inventive concept of claim 7
lies in the dosage regimen; namely, the approximately once-a-year intermittent
dosing of zoledronate to treat postmenopausal osteoporosis. This definition,
which I accept, ties in closely with what Richardson, one of the named
inventors of the'201 patent, gave in answer to question 36 of his
cross-examination:
36 Q. And
I would take it that it wasn’t a surprise that zoledronic acid could treat postmenopausal
osteoporosis. The dosing regimen, frequency, route of administration were
things to be determined, but the fact that zoledronic acid could treat
postmenopausal osteoporosis was not unexpected.
A. That’s
true. It wasn’t a surprise that it could be used in the treatment of
postmenopausal osteoporosis. Bisphosphonates have been used. The real surprise
was that it could be done with such an infrequent use and that the data which
we generated from this study was so convincing.
•
Identify
the differences between the state of the art and the inventive concept
The difference, as stated by Richardson, that
zoledronate could be administered infrequently such as once a year and still
treat postmenopausal osteoporosis.
[67]
At
this point, Sanofi instructs the Court to consider, if warranted, the
obvious-to-try test, utilizing the following factors:
•
Is
it more or less self-evident that what is being tried ought to work?
I am satisfied through the evidence of Dr. Zorich
that a dosage regimen with a frequency less than three months was “off the
radar” (paragraphs 146 – 147 of his affidavit). Dr. Singer, in cross
examination (questions 265 and 479) agreed that persons engaged in a
longer-term study really wouldn’t know what the result might be.
•
Extent,
nature, and amount of effort required
Dr.
Singer in his affidavit, for instance, paragraph 28, described the record as
“merely attempting to optimize the dosage regimen”. At paragraph 49 of his
affidavit, Dr. Singer modified his statement by saying that he was not
suggesting that a clinical trial was simple or quick to perform, but they were
commonplace.
Dr.
Zorich, at paragraphs 146 to 148 of her affidavit, states that it would have
been a fight to go against prevailing wisdom that dosing less frequent than every
three months would be effective.
In
cross-examination, Richardson, one of the named inventors of the '201 patent,
said that most people thought he was slightly crazy testing a single dosage (arm)
at one year:
64 Q. --
that – am I correct that a dose of 5 milligrams was not tested in the – I’m
going to call it the phase II trial – the phase II trial that’s reported in
Example 5?
A. That’s
correct.
65 Q. That’s
right. There was a single administration of a 4 milligram dosage.
A. That
is correct.
66 Q. That’s
one of – one of the – one of the arms tested was a single administration.
A. Potentially
the most interesting arm.
67 Q. And
that was something that you knew beforehand, that that was going to be the most
interesting – potentially the most interesting?
A. Personally?
68 Q. Yeah.
A. I
was very interested in terms of that. Many people thought I was slightly crazy
by putting that arm in because it was going to cost us extra money and was
rather a controversial thing to do because many said, It’s pointless. We’re to
do three monthly and do that dosing. However, I was fortunate enough to work
for a company that listened to some crazy ideas from me at the time.
I am satisfied
that tests of the nature set out in Example 5 of the '201 patent were conducted
by researchers and the procedures, although costly and arduous, were known. I
am, however, satisfied that no previous researchers had pushed those tests into
the unknown territory of administration at less than six-month intervals, and
there was no expectation as to what the results may be. As the Federal Court of
Appeal said recently in Sanofi-Aventis, supra, just because the means
were available, it does not follow that the use of those means was obvious.
•
Is
there a motive provided in the prior art to find the solution that the patent
addresses?
Cobalt points to
a conclusion written by Dr. Fleisch, a well-known expert in the field in 1995
in his textbook on the subject. At section 3.10, he postulates:
3.10.
FUTURE
PROSPECTS
The bisphosphonates present a
most interesting development in the field of treatment of bone diseases, and it
is probable that we are only at the beginning of a new area of therapy.
Many issues are still unresolved.
For example, we do not yet know whether we have found the optimal regimen for
the compounds available. This is especially the case in treatment of
osteoporosis. Is there an advantage to the use of an intermittent therapy, as
is proposed for etidronate? If so, which would be the optimal regimen? Could
one think of a longer, possibly even yearly treatment interval?
Of
course, to postulate a desired result is not to solve it. This statement shows
that there is possible motivation to reach that result, but it does not deprive
those persons who do achieve that result from claiming to have made an
invention.
In
the present case, the evidence is that only zoledronate has proven to be
capable of providing once-a-year effective treatment for postmenopausal
osteoporosis. There is nothing in the evidence to show that any other
bisphosphonate has been developed that satisfactorily achieves similar results.
[68]
The
course of conduct in achieving a once-a-year bisphosphonate was explained by
one of the named inventors, Dr. Richardson. I am satisfied that he dared to go
beyond what a person of ordinary still in the art would have done at the time.
He unexpectedly achieved a good result.
[69]
I
find that, on the evidence before me, the invention as claimed in claims 7, 16,
25 and 34 of the '201 patent was not obvious.
ISSUE
#2: METHOD
OF MEDICAL TREATMENT
[70]
A
number of claims of the '201 patent have been previously set out in these
Reasons; in particular claims 10 to 18, together with a rewritten claim 16. The
construction of those claims and the other claims at issue has been done. For
purposes of considering the method of medical treatment issue, the following
elements of representative claims 10 to 16 can be considered:
Claim 10: -
use of zoledronic acid
-
to treat abnormal bone turnover
-
intermittent administration of about at least one year
Claim
11: - administration about one year
Claim
12: - intravenous administration
Claim
13: - dosage from about 2 mg to about 10 mg
Claim
14: - dosage of about 5 mg
Claim
15: - condition is osteoporosis
Claim
16 - once-a-year administration intravenously, 5 mg dose, for
osteoporosis
[71]
In
brief, claims 10 and 11 do not claim any dosage range, but do claim
administration at intervals of about one year. Claim 13 claims a dosage range
from about 2 mg to about 10 mg. Claims 14, 15 and 16 claim a specific dosage of
about 5 mg.
[72]
Much
has been written about whether “methods of medical treatment” fall within the
definition of “invention” as set out in section 2 of the Patent Act:
“invention”
means any new and useful art, process, machine, manufacture or composition of
matter, or any new and useful improvement in any art, process, machine,
manufacture or composition of matter;
|
«
invention » Toute réalisation, tout procédé, toute machine, fabrication ou
composition de matières, ainsi que tout perfectionnement de l’un d’eux,
présentant le caractère de la nouveauté et de l’utilité.
|
[73]
The
jurisprudence begins with the Supreme Court of Canada decision in Tennessee
Eastman Company v Commissioner of Patents, [1974] S.C.R. 111, the effect of
which was concisely stated by Heald JA for the Panel of the Federal Court of
Appeal in Imperial Chemical Industries Ltd v Commissioner of Patents,
(1986) 9 CPR (3d) 289 (FCA) at page 296:
Coming now to the decision of the
Supreme Court of Canada, Mr. Justice Pigeon delivered the Court’s decision. He
commences his reasons by setting out the agreed statement of facts and issues.
At p. 204 of the report, he reproduces, with approval, that portion of the
reasons of Kerr J. set out above. It is true that he does discuss the impact of
s. 41, presumably since that case was a s-s. 41(1) case. However, after that
discussion, at p. 207 of the report, he states:
Having come to the conclusion
that methods of medical treatment are not contemplated in the definition of
“invention” as a kind of “process”, the same must, on the same basis, be true
of a method or surgical treatment.
In my opinion, this is a clear and unequivocal
statement that “…methods of medical treatment are not contemplated in the
definition of “invention” as a kind of process…”. That was the sole issue
before the court and it is here answered in unmistakeable and unambiguous
language. Accordingly, in my view, the force of that pronouncement cannot be
restricted merely to factual situations where s-s. 41(1) of the Act applies. It
follows, therefore, that the commissioner did not err in considering himself
bound by the ratio of Tennessee Eastman.
[74]
Counsel
for Novartis places much reliance on the decision of the Supreme Court of
Canada in Shell Oil Company v Commissioner of Patents, [1982] 2 S.C.R. 536;
however, I view that decision as standing for the proposition that a patent may
be obtained for a new use of a known substance, provided that it is inventive.
No broad proposition respecting methods of medical treatment can be drawn. I repeat
what Justice Wilson, for the Court, wrote at pages 551 to 552:
In my view, this is the thrust of the appellant’s
appeal to this Court. It says: “I recognize that these compounds are old; I
acknowledge that there is nothing inventive in mixing them with these adjuvants
once their properties as plant growth regulators have been discovered; but I
have discovered these properties in those old compounds and I want a patent on
the practical embodiment of my invention”. I think he is entitled to receive it.
[75]
Justice
Wilson did comment on the Tennessee Eastman case at page 554 of her
reasons, stating that a process of surgical or medical treatment was not
patentable because it was non-economic and unrelated to trade, industry or
commerce:
In Tennessee Eastman Co. v. Commissioner of Patents
(1970), 62 C.P.R. 117 (Ex. Ct.), aff’d [1974] S.C.R. 111, the applicant sought
a patent on a method of closing incisions following surgery by the use of an
adhesive substance discovered to have a marked affinity for adhering to living
tissue. The Commissioner refused the patent on the basis that this was not the
kind of discovery (the adhesive itself not being new) which fell within the
definition of “invention” in the Act. In particular, he found that it was not
an “art” because it was useful only in the process of surgical or medical
treatment and produced no result in relation to trade, commerce or industry.
The applicant appealed to the Exchequer Court and the issue there was limited
to the question whether this use of the adhesive fell within the meaning of new
and useful “art” or “process” within the meaning of the Patent Act. It was held
that it did not for the reasons given by the Commissioner. In effect, it was
not patentable because it was essentially non-economic and unrelated to trade,
industry or commerce. It was related rather to the area of professional skills.
The Court, however, affirmed that “art” was a word of very wide connotation and
was not to be confined to new processes or products or manufacturing techniques
but extended as well to new and innovative methods of applying skill or
knowledge provided they produced effects or results commercially useful to the
public.
[76]
Subsequently,
the Supreme Court of Canada in a case that has become known as AZT (Apotex
Inc v Wellcome Foundation Limited, [2004] 4 S.C.R. 153) commented on both Shell
Oil and Tennessee Eastman. In order to understand that comment, one
must look back to the decision of the Federal Court reported at 79 CPR (3d)
193, particularly at paragraphs 72 and 73, and the decision of the Federal
Court of Appeal reported at [2001] 1 FC 495, especially at pages 527 to 531, in
order to determine what the claims were that the Supreme Court of Canada was
considering. The Trial Court considered claims to the substance AZT itself to
be patentable, even though AZT was a known compound. The Trial Court also held
patentable the so-called prophylaxis claims; that is, claims directed to the
use of AZT to treat HIV, to be patentable. The Court of Appeal held that only the
prophylaxis claims were patentable.
[77]
Thus,
the Supreme Court was dealing only with the prophylaxis claims when Binnie J,
for the Court, wrote at paragraph 177:
1. Patentable Subject
Matter
There is no serious challenge in
this case to subject matter patentability. “[H]itherto unrecognized properties”
can constitute a patentable new use for an old substance: Shell Oil, supra, at
p. 549, per Wilson J. In that case, it was disclosed in the patent that known
chemical compounds revealed a previously unrecognized use as plant growth
regulators.
At trial, the present appellants
argued that the patent was invalid as seeking to monopolize a method of medical
treatment contrary to Tennessee Eastman, supra, but this was rightly rejected. Tennessee Eastman was concerned with the patentability of a surgical method for joining
incisions or wounds by applying certain compounds. The decision was based on
the former s. 41 of the Patent Act, now repealed. The Court concluded that the
method (apart from the compounds) was not patentable. The policy rationale, as
explained by Wilson J. in Shell Oil, supra, at p. 554, was that the
unpatentable claim was essentially non-economic and unrelated to trade,
industry, or commerce. It was related rather to the area of professional skills.
The AZT patent does not seek to
“fence in” an area of medical treatment. It seeks the exclusive right to
provide AZT as a commercial offering. How and when, if at all, AZT is employed
is left to the professional skill and judgment of the medical profession.
[78]
The
Supreme Court has thus left us with the following with respect to method of
medical treatment:
•
patent
protection is not available where the subject matter is directed to the skill
of a professional, such as surgical procedures
•
patent
protection is available for vendible products in the area of medical treatment
such as a new substance to be used in the treatment of a disease, or an old
substance where it has been discovered that it can unexpectedly treat another
disease
[79]
Consideration
must be given in this case to patents directed to dosage regimens for
substances used for medical treatment.
[80]
In
Merck & Co Inc v Apotex Inc, (2005), 1 CPR (4th) 35, 2005
FC 755, Justice Mosley of this Court dealt with a number of claims which are
set out in paragraph 28 of his Reasons, including claims 35, 89 and 139, which
are very similar to claim 16 of the '201 patent at issue here. I repeat claim 35
as he set it out:
Claim 35:
Use of alendronate monosodium trihydrate in the
manufacture of a medicament for treating osteoporosis in a human wherein said
medicament is adapted for oral administration as a unit dosage from
compromising about 70 mg on an alendronic acid active basis according to a
continuous schedule having a once weekly dosing interval.
[81]
Justice
Mosley gave considerable thought as to whether such a claim was directed to a
method of medical treatment, and concluded that it was not. He said it was for
a vendible product having real economic value. He wrote at paragraphs 135 to
138:
135 Apotex argues that the impugned claims in
the '595 Patent are essentially methods of medical treatment in that they
simply provide instructions to the physician to alter the dosage regime, as
found by the Australian court and the U.K. Court of Appeal: Arrow Pharmaceuticals
Ltd. v. Merck &Co. Inc., supra at para. 89; Instituto Gentili SpA v. Teva
Pharmaceutical Industries Ltd., supra at para. 69.
136 Merck submits that where the claims of a
patent are for a vendible product having economic value in trade, industry and
commerce and are distinguishable from the work of a physician, which requires
the exercise of specialized skill, the patent is taken out of the realm of Tennessee Eastman. The how and when of administration is not a part of the patent. The
inventors provide a new product which physicians may choose to use in treating
patients, based on their own skill and judgment: Apotex Inc. v. Wellcome
Foundation Ltd. [2001] 1 F.C. 495 (C.A.); Merck & Co. v. Apotex Inc.
(1994), 59 C.P.R. (3d) 133 at 176 (T.D.); Apotex v. Wellcome Foundation Ltd.,
[2002] 4 S.C.R. 153.
137 I find that the patent is for a vendible
product having real economic value, as demonstrated by its immediate success in
the market, and is, therefore, not for an unpatentable method of treatment. I
note, however, that this is contrary to the position reached by the U.K. courts. But for the decision of the Court of Appeal in Bristol Myers Squibb v. Baker
Norton [2001] R.P.C. 1, Justice Jacob would have held that it was not a method
of treatment patent. The words of Holman J. (at para. 111) in Bristol Myers
were adapted by counsel for the claimant in that case by substituting
alendronate for taxol, the drug in question in that case, in the following
manner;
In the present case, however, the drug alendronate
is exactly the same; the method of administration, orally, is exactly the same;
and the therapeutic application or purpose, namely the attempt to treat
osteoporosis is exactly the same. The only difference is the discovery that if
the drug is administered in a unit dosage form of 70mg once weekly rather than
10mg once daily an undesirable side effect, adverse GI effects, is less than it
otherwise would be, whilst the therapeutic effect remains. No previously
unrecognized advantageous properties in the chemical compound have been
discovered ... All that has been discovered ... is that if the compound is
administered once a week rather than daily, one of its disadvantageous side
effects will be less than it otherwise would be.
138 Consequently, Jacob J. found that the claim
was in substance a method of treatment of the human body by therapy, which
finding was upheld by the Court of Appeal: [2003] All E.R. (D) 62.
[82]
Justice
Harrington of this Court in Axcan Pharma Inc v Pharmascience Inc,
(2006), 50 CPR (4th) 321, 2006 FC 527, considered a patent which
claimed a substance to be administered within a dosage range for the treatment
of a disease. The English language translation is set out at paragraph 3 of his
Reasons:
3 Pharmascience submitted the following English
translation which was used by the medical experts called by both parties:
"Pharmaceutical composition for the treatment
of primary biliary cirrhosis, characterized in that it includes
ursodeoxyscholic acid as well as a vehicle and if necessary pharmaceutical
excipcients, the said composition being processed in a form allowing for the
said treatment of primary biliary cirrohosis based on a dose of 13 to 15
mg/kg/day."
[83]
Justice
Harrington reviewed the applicable Canadian law respecting method of medical
treatment and concluded at paragraph 51 that a patent claiming a dosage range
within which the physician is to exercise skill and judgment was not a vendible
product; and thus, not patentable. He wrote:
51 There is a distinction between the dosage in
a capsule and a dosage range based on the patient's weight. As I read the
claim, the emphasis is on the dosage range, and a dosage range is not a
vendable product.
[84]
The
Patent Appeal Board addressed the issue in Re Allergan, Inc. Patent Application
No. 2,300,723 (2009), 79 CPR (4th) 161. The patent application
contained claims directed to a range of dosages of a substance to treat a
disease. The Board described the claims at paragraph 7 of their decision, as
follows:
[7] In response to the Final Action, the Applicant
chose to focus the claims on the specific range of dosages of botulinum toxin
which were useful in treating pain associated with a muscle disorder, wherein
the muscle disorder is a spasticity condition secondary to a stroke or cerebral
vascular event. Prior to the Final Action the independent claims were not
limited to any particular amount or range, and included claims directed to
treating pain and separate claims directed to the treatment of spasticity,
with, for the most part, a focus on particular serotypes. Seven claims were
substituted for those on file and the Applicant, in its submissions, emphasized
that the claims were directed to treating “pain” and not a spastic muscle.
[85]
The
Board proceeded to consider the jurisprudence, including the decisions of
Justice Mosley in Merck, supra, and Justice Harrington in Axcan,
supra. At paragraph 93 of its reasons, the Board concluded that if a dosage is
claimed as part of the patent monopoly, it must not be in the form of a range.
It wrote:
93 From this limited jurisprudence we may take
that, if a dosage is claimed as part of the patent monopoly it must not be in
the form of a range, such that in order to determine the appropriate dosage for
a particular patient, specific knowledge of that patient is required, and
judgement is required based on that knowledge, matters which fall within the
skills of the physician, and are therefore unpatentable. As Mr. Justice
Harrington put it, the dosage must be in "vendible product" form, and
not in the form of a guideline to physicians. This would seem to accord with
the previous quote from Mr. Justice Binnie in Apotex, supra. If what is claimed
can no longer be considered a "commercial offering", then it may fall
within the exclusion. This is of course, not to say that a claim, in order to
be patentable, must be directed to a "vendible product" or a
"commercial offering". The above guidance is restricted to the case
where a dosage range is found in a claim.
[86]
I
considered the matter in Merck & Co, Inc v Pharmascience Inc,
(2010), 85 CPR (4th) 179, 2010 FC 510. The form of the claim at
issue was set out at paragraph 5 of my Reasons:
5 To incorporate all the references to the prior
claims into claim 5 it would read:
5. The use of 17[beta]-(N-tert-butylcarbamoyl)-4-aza-5[alpha]-androst-1
-ene-3-one for the preparation of a medicament adapted for oral administration
useful for the treatment of male pattern baldness in a person and wherein the
dosage amount is about 1.0 mg.
[87]
I
reviewed the jurisprudence, including Merck, supra, Axcan, supra,
and Allergan, supra; and considered, at paragraph 114 of my Reasons,
that a claim directed to a tablet containing a single specific dosage was
directed to a vendible product, not to a method of medical treatment, and was
patentable. I wrote:
114 I note, as explained in paragraph 50 of
Axcan, supra, that Justice Heald of this Court has found that the decision of
the Supreme Court of Canada in Tennessee Eastman the case that is considered to
be the basis of arguments as to method of medical treatment, is not to be
distinguished on the basis that there were express statutory prohibitions at
the time, now repealed. However, a distinction must be made between claims that
rely upon the skill and judgment of a medial practitioner and those that deal
with a vendible product, be it a scalpel, X-ray machine or 1 mg tablet that are
to be used or prescribed for use by such practitioner. In the present case, we
have a 1.0 mg tablet taken as a daily dose. No skill or judgment is brought to
bear. It is a vendible product and not a method of medical treatment.
[88]
The
latest decision in which the matter of dosage was considered is that of Justice
Barnes, of this Court, in Janssen Inc v Mylan Pharmaceuticals ULC, 2010
FC 1123. The claims considered by Justice Barnes are set out at paragraph 5 of
his Reasons:
5 The only claims that are in issue in this
proceeding are claims 3, 5, 6, 7 and 8 (the relevant claims):
3. A use of galantamine from a first dosage of about
8 mg/day to a final dosage of about 16 mg/day to 24 mg/day for treating
Alzheimer's Disease wherein said first dosage is for use for a period from
about two weeks to about ten weeks; and wherein the use of the first dosage
from about two weeks to ten weeks results in a lower final dosage.
5. The use of any one of Claims 1 to 4 wherein the
galantamine is for use at a first dosage of about 8 mg/day, a second dosage of
about 16 mg/day, and a final dosage of about 24 mg/day; wherein said first
dosage is for use for a period from about two weeks to about four weeks, said
second dosage is for use for a period from about two weeks to about four weeks
and said final dosage is for use thereafter.
6. The use of Claim 5 wherein the first dosage is
for use for about four weeks and said second dosage is for use for about four
weeks.
7. The use of any one of Claims 1 to 4 wherein the
galantamine is for use at a first dosage of about 8 mg/day and a final dosage
of about 16 mg/day; wherein the first said dosage is for use from about two
weeks to about four weeks and said final dosage is for use thereafter.
8. The use of Claim 7 wherein said first dosage is
for use for about four weeks.
Claim 3 has the following elements:
1. the use of galantamine to treat Alzheimer's disease;
2. in a first dosage of about 8 mg per day for about
2-10 weeks;
3. followed by a final dosage of about 16-24 mg per
day thereafter; and
4. wherein the use of such a slow-dose regimen
results in a lower final dosage.
Claims 5 and 6 are dependant on claim 3. They both
describe a dosing regimen starting with 8 mg per day of galantamine working up
to 16 mg per day, and ending with 24 mg per day. The proposed titration
schedule in these claims is somewhat variable with the administration of
galantamine in each of the initial stages having a duration of two to four
weeks. Claims 7 and 8 are also dependant on claim 3 and differ only to the
extent that the final dose of 16 mg per day is achieved after the completion of
the first titration stage having a duration of two to four weeks.
[89]
He
reviewed the law and concluded at paragraph 26 of his Reasons that claims of a
patent which cover an area for which a physician’s skill or judgment is expected,
is not patentable. He wrote:
26 What I take from the above authorities is
that a patent claim over a method of medical treatment that, by its nature,
covers an area for which a physician's skill or judgment is expected to be
exercised is not patentable in Canada. This would include the administration of
a drug whereby the physician, while relying upon the dosage advice of the
patentee, would still be expected to be alert and responsive to a patient's
profile and to the patient's reaction to the compound.
[90]
He
reviewed the evidence, which he summarized at paragraph 50 of his Reasons; and
concluded at paragraph 52 that the claims covered a method of medical
treatment. He wrote:
50 What is clear from the evidence is that
prudent physicians like Dr. Sadavoy who are attempting to manage the
administration of drugs carrying side effects in the treatment of geriatric
patients do so by considering a number of individualized factors. Contrary to
the affidavit evidence put forward by Janssen's witnesses, this does not begin
and end with the manufacturer's dosing advice. In this context, the titration
regimen claimed by Janssen can only be seen as a recommendation to physicians.
Effective patient management may require on-going individualized surveillance
and concomitant dosing adjustments.
. . .
52 In conclusion, I have no doubt whatsoever
that the '950 Patent relevant claims cover a method of medical treatment. By
attempting to monopolize an effective titration regimen for galantamine, the
'950 Patent interferes with the ability of physicians to exercise their judgment
in the administration of generic versions of the drug. This is because, absent
a license from Janssen, any physician attempting to administer a generic
version of galantamine to treat Alzheimer's disease by the method claimed by
the '950 Patent would infringe. Indeed, in theory, any physician who attempted
to prescribe Reminyl to a patient without Janssen's permission in the manner
claimed by the '950 Patent would also infringe.
[91]
What
the jurisprudence establishes is that a claim to a vendible product, including
a substance intended for the treatment of a medical condition, can be good
subject matter for a patent claim. Thus, claims such as the following are
proper subject matter:
•
the
substance X for the treatment of Y
•
the
substance X in the form of a 5 mg tablet for the treatment of Y
[92]
What
is improper subject matter is a claim that encompasses the skill of a medical
professional, such as:
•
the
closure of a surgical incision by the use of adhesive X
•
the
use of substance X in a dosage range between A and B for the treatment of X
[93]
Turning
to the claims of the '201 patent at issue, every claim includes directions that
the substance (zoledronic acid also called zoledronate) is to be used to treat
a bone condition. Some claims do not specify any dosage; some claims specify a
dosage range; other claims specify a specific dosage (5 mg). Every claim,
however, also includes the following:
•
the
substance will be used for intermittent administration
•
the
period between the first and subsequent administrations is about one year
[94]
The
'201 patent specifically states that the mode of administration and dosage “may
be selected by the attending physician taking into account the particulars
of the patient, especially age, weight, life style, activity level, hormonal
status (e.g. postmenopausal) and bone mineral density as appropriate”.
(page 11, emphasis added)
[95]
Further
at page 11, the '201 patent states that the “dose mentioned above is typically
administered intermittently, with a period of at least 6 months between
doses. The period between bisphosphonate administrations may be longer, e.g.
conveniently once per year, once per 18 months, or once every 2 years, or even
longer, or any period in between.” (emphasis added)
[96]
Page
12 of the '201 patent describes dosages that depend on the potency of the
bisphosphonates and that dosages may be administered in a divided manner, such
as 4 mg one day, and a further 1 mg a few days later.
[97]
The
only expert witness to address the issue of method of medical treatment in
chief was Cobalt’s witness, Dr. Baker. He summarized the discussion in some of
the descriptive portions of the '201 patent at paragraphs 18, 19, 30 and 31 of
his affidavit, as follows:
18. Starting at the middle of page 10, the
Patent states that the agents of the invention, i.e. bisphosphonates, can be
administered alone or in combination with other bone active drugs. It goes on
to describe various routes of administration and corresponding formulations. At
page 11, the inventors state:
The particular mode of administration
and the dosages may be selected by the attending physician taking into account
the particulars of the patient, especially age, weight, life style, activity
level, hormonal status (e.g. post-menopausal) and bone mineral density as
appropriate.
The dosage of the Agents of the
Invention may depend on various factors, such as effectiveness and duration of
action of the active ingredient, e.g. including the relative potency of the
bisphosphonate used, mode of administration, warm-blooded species, and/or sex,
age, weight and individual condition of the warm-blooded animal.
19. The reference to mode of administration
and dosage refers to aspects of the dosage regimen to be given to the patient.
The inventors are stating that these ultimately will be within the judgment of
the physician treating the patient. The mode and dosage will vary from patient
to patient and the physician must determine, based on his or skill and
professional judgment, the appropriate dosage regiment to give.
.
. .
30. Neither phrase is defined in the 201
Patent. Based on my reading of the entire 201 Patent, I understand “about one
year” to mean a range of dosing intervals between once every 6 months to once
every 12 months.
31. My opinion is based on the multiple
references in the 201 Patent to the invention including administration once
every 6 months (see my earlier discussion). There is no information in the 201
Patent to suggest that the once every 6 month dosing interval is less
favourable than once a year. To the contrary, the text of the 201 Patent makes
repeated statements regarding the efficacy of the 6 month dosing frequency
including when reporting the results of the clinical trial in Example 5. There
is nothing in the 201 Patent to suggest a difference between a dosing interval
of 6 months and 12 months nor any reason provided to select one over the other.
[98]
In
argument, Novartis’s Counsel says that the patent claims a vendible product;
namely, a bottle containing 5 mg of zoledronic acid, the use of the bottle’s
contents is a once-a-year injection to treat osteoporosis.
[99]
It
is precisely the last portion of that argument that is critical. If the patent
claimed only zoledronic acid, or even 5 mg of zoledronic acid for the treatment
of osteoporosis, the subject matter would be proper under Canadian law provided
other criteria, such as novelty and non-obviousness, are met. However, because
each claim of the '201 patent, directly or by incorporation by reference,
includes as well treatment by intermittent dosages with some claims specifying
a dosage range and others specifying specific dosages; and some claims claiming
more frequent intervals of dosing, and others less; that the claims include
that which lies within the skill of the medical practitioner and are thus
invalid.
[100] In Europe, legislation has been enacted to deal with methods of medical treatment. In Actavis
UK Limited v Merck & Co Inc, [2008] EWCA Civ 444, the English Court of
Appeal dealt with that legislation, and whether the drafting of a claim in the
form of a “Swiss” claim would save a claim from being a method of medical
treatment even though the claim included a dosage regimen. After considerable
agonizing, the English Court of Appeal refused to follow its earlier decision
in Bristol Myers Squibb v Baker Norton, [2001] RPC 1 (BMS), and
instead, followed the later decision of the Legal Board of Appeal of the
European Patent Office in Genentech/method of administration of IFG-1,
[2006] EPOR9. I repeat part of the reasons of the Court of Appeal in Actavis,
written by Lord Justice Jacob, for the Court:
71. Accordingly we are not satisfied that BMS
contains a clear ratio that a Swiss form claim lacks novelty if the only
difference between it and the prior art is a new dosage regime for a known
medical condition.
72. As to method of treatment, Buxton LJ reasoned
the same way as Aldous LJ:
[93] In relation to the patent in suit, however, the
manufacture claimed is not the use of the active ingredient, paclitaxel, in the
manufacture of taxol; but the mixing in the hospital pharmacy of taxol and
other ingredients to produce the medium that is injected into the patient. It
is that latter process that is said to be susceptible of industrial
application, under Article 52(1) of the EPC. I am afraid that I found that
assertion to be, at best, artificial, and one that I do not think would have
been made were it not for the need to demonstrate that the invention is not of
a method of treatment. We were told that the mixing process could be, and in
some cases was, sub-contracted outside the hospital; but that does not prevent
it from being a long way away from anything that in normal parlance would be
considered an industrial application; or, for that matter, as under the old
English law, “manufacture”. As my Lord has described, the mixing is of amounts
and types of premedication, and of amounts of taxol, all determined by the
doctor in relation to the specific patient. It is in reality not a
self-standing operation, but subordinate and incidental to the doctor's
treatment of the patient. True it is that, in treating the patient, the doctor
will, or at least may, administer the drugs according to the guidance contained
in the patent. But that merely underlines that what the patent teaches is not
how to manufacture a drug for use in the treatment of the patient, which would
be in form at least a Swiss form claim, but how to treat the patient: which is
the teaching that the Swiss form claim is designed to avoid.
73. There is a ratio here – that the claim concerned
was essentially to a method of medical treatment. It is the same ratio as that
of Aldous LJ. Holman J agreed. However it seems clear that the EPO would not
accept it as correct. For it accepts that any Swiss form claim by its nature
stops short at claiming a method of medical treatment – it does not monopolise
the actual treatment of a patient.
The Judge's conclusions
74. The Judge held the claim lacked novelty and was
for a method of treatment. In both cases he considered that BMS required him so
to do. As to novelty for the reasons we have given we think he was wrong
because there is no clear ratio of BMS on the point.
75. As to the method of treatment point, the Judge
dealt with it briefly. He accepted Mr Thorley's submission that the dosing
regime was a matter of choice for the doctor and that as far as the prior art
was concerned it would make no difference whether the patient was given five 1
mg tablets a day or one 5mg tablets per day. But that is not enough in our view
to mean that the claim is in substance to a method of treatment. There is
nowhere near the degree of involvement of medical personnel which turned the
case in BMS. In its essence the claim here is to the use of finasteride for the
preparation of a medicament of the specified dosages. It is not aimed at and
does not touch the doctor – it is directed at the manufacturer. Putting it
another way, even if BMS is right on this point, it cannot be extended to cover
every case where novelty depends on a specified dosage regime. After all every
prescription medicine must be prescribed – that does not mean they are all for
methods of treatment.
76. Accordingly we think the Judge was wrong on both
aspects. We should record in fairness that he did not have the benefit of the
sustained argument we have had before us on these points.
. . .
84. Since we are satisfied that there is no clear
ratio of BMS governing this case, we are free therefore to hold, and do hold,
that we should follow Genentech and, subject to the cross-appeal on
obviousness, allow the appeal.
[101] In the
present case, this Court, unlike the English Courts, is not bound by a European
Patent Office Court (EPO) decision. Further, in this case, both Novartis and
Cobalt construed the claims of the '201 patent, including the “Swiss” claims,
as being “use” claims. As the English Courts did in BMS, prior to the
EPO decision, this Court should disregard the artificial nature of a Swiss
claim and look at what is the real subject matter of the claim. Here the
invention is, as previously discussed, the recognition that zoledronate can be
administered infrequently, such as once yearly injections of 5 mg, and provide
effective treatment for osteoporosis. It is in reality, however contrived the
wording of the claim may be, a method of medical treatment; hence, under Canadian
law, unpatentable.
ISSUE#3: NOC
LISTING
[102]
Cobalt
asserts that the '201 patent did not qualify for listing under the NOC
Regulations applicable at the time of listing. Those Regulations provided
in subsection 4(2)(d) that a “first person” such as Novartis could list a
patent if it contains:
4(2)(d) a claim for the use of the
medical ingredient, and the use has been approved through the issuance of a
notice of compliance in respect of the submission.
[103] The
words “claim for the use of the medicinal ingredient” are defined in section 2
of the applicable NOC Regulations as follows:
“claim for the use of the medicinal ingredient”
means a claim for the use of the medicinal ingredient for the diagnosis,
treatment, mitigation or prevention of a disease, disorder or abnormal physical
state, or its symptoms; (revendication de l’utilisation de l’ingrédient médicinal)
[104] Cobalt
argues that the '201 patent does not contain a “claim for the use of a medicinal
ingredient” as so defined; thus, the patent should never have been listed;
thus, this present proceeding respecting the '201 patent should be dismissed.
[105] Novartis
argues that the '201 patent does contain a “claim for the use of a medicinal
ingredient” and, in any event, the NOC Regulations provide a
specific mechanism for raising such an argument; namely, by a motion brought
before the hearing; and for Cobalt simply to raise this argument for the first
time in its Memorandum of Law filed a few weeks prior to the hearing of the
matter, is improper.
[106] As to
the first point; namely, whether the '201 patent contains a “claim for the
use of a medicinal ingredient’, this turns on the construction of the
claims. Cobalt’s argument is directed to the “Swiss claims “1 to 7. In the
present case, the “use” claims 10 to 18 clearly fit squarely within the
definition. Therefore, I do not find it necessary to consider further whether
the “Swiss claims” would also fit.
[107] As to
the proper procedure for challenging the listing of a patent, it is clear that
a person cannot challenge a listing in the absence of proceedings taken by the
person listing the patent under the NOC Regulations. There is no “white
knight” who can seek to “cleanse” the listing of a patent before they are in
fact engaged in proceedings under the NOC Regulations. I repeat what I
wrote in Wyeth Canada v Ratiopharm Inc, 2007 FC 340, reversed on other
grounds (2007 FCA 264) at paragraph 2:
2 Section 6(1)(a) of the NOC Regulations as
amended October 5, 2006 permits a second person such as ratiopharm to make a
motion to this Court to dismiss the application in whole or in part in respect
of those patents that are not eligible for inclusion on the register as listed
in respect of certain NOCs issued to the first party Wyeth. This is not a
ground which a second party can raise prior to the institution of Court
proceedings in its notice of allegations to a first party (compare section
5(1)(b) of the NOC Regulations). A generic drug company that may, at some time,
become a second party has no status to challenge the listing of a patent on the
register in the absence of pending proceedings under the NOC Regulations
(Apotex v. Canada (Minister of Health and Welfare), (2003), 3 C.P.R. (4th) 1
(FCA)).
[108] As
pointed out by the Federal Court of Appeal in Abbott Laboratories v Canada
(Minister of Health), 2007 FCA 187, a challenge to the listing of a patent
under the NOC Regulations is usually raised by way of a separate
motion made pursuant to paragraph 6(5)(a); however, where the trial judge
disposed of the matter on the basis of submissions made during the hearing
itself (2006 FC 1558), nothing turned on the fact that she found the patent
ineligible for listing. Nöel JA, in his concurring reasons, wrote at paragraphs
44 to 46:
44 Finally, I note that Henegan J. spoke on
occasion of the '361 Patent (or parts thereof) not meeting "the
eligibility requirements for inclusion in the Patent List" (see for
instance, Reasons at para. 134). The eligibility of a Patent for inclusion on
the Register is usually raised by way of a separate motion made pursuant to
paragraph 6(5)(a) of the NOC Regulations (see Apotex Inc. v. Canada (Minister
of Health and Welfare), (2000), 3 C.P.R. (4th) 1 (F.C.A.), as applied in Apotex
Inc. v. Canada (Minister of Health), [2004] F.C.J. No. 790, 2004 FC 650 at
paras. 59 to 64). It does not appear as though such a motion was made in this
instance.
45 However, nothing turns on this as Heneghan
J.'s conclusion is properly stated at paragraph 133 of her reasons where she
holds that claim 31 "is ineligible under the NOC Regulations".
46 Having decided that Heneghan J. committed no
error in reaching this conclusion, we need not consider Apotex' alternative
contention that the '361 Patent is invalid based on obviousness and
anticipation. Had it been necessary to consider this issue, a continuation of
the one-day hearing which had been set for this appeal on an urgent basis would
have been required. I note in this respect that the hearing before the Federal
Court lasted six days, most of which were spent canvassing prior art and
evidence as to anticipation and obviousness. Since this Court does not have the
benefit of prior reasons on this point, it would have to consider the issue of
validity as a matter of first instance.
[109] In
the present case, Cobalt argues that it could not have brought its motion
earlier since it did not know what construction Novartis would place on the
claims, and that Cobalt believed only the Swiss-type claims were at issue. I
find no basis for Cobalt to believe that only the Swiss claims were at issue;
however, if that were the case, I would allow the matter of listing to be
raised at the hearing. In any event, the “use” claims 10 to 16 are at issue and
do meet the criteria for listing.
[110] I
will, therefore, dismiss Cobalt’s arguments on this issue.
CONCLUSIONS AND
COSTS
[111] In
conclusion, I have found that Cobalt’s allegation as to obviousness is not
justified, but that its allegation that the claims at issue are directed to a
method of medical treatment is justified. In the result, the application is
dismissed.
[112] Cobalt
is entitled to its costs of this application at the middle of Column IV. Costs
of a senior and junior Counsel at the hearing of one day are awarded. Expert
fees are awarded, provided that they are reasonable and do not exceed the fees
of senior Counsel for like time involvement. Disbursements relating to travel
for conducting or defending a cross-examination of a witness for one Counsel,
but not otherwise, are awarded provided they are reasonable. I consider
business-class travel to be reasonable.
JUDGMENT
FOR
THE REASONS PROVIDED:
THIS
COURT’S JUDGMENT is that:
1. The
Application is dismissed;
2. The
Respondent Cobalt is entitled to its costs as set out in the Reasons.
"Roger T. Hughes"