Date:
20130325
Docket:
T-905-12
Citation:
2013 FC 304
Ottawa, Ontario,
March 25, 2013
PRESENT: The
Honourable Mr. Justice Russell
BETWEEN:
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DAVID WILLIAM SHORTREED
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Applicant
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and
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WARKWORTH INSTITUTION
(CHIEF OF HEALTH SERVICES)
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Respondent
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REASONS FOR
JUDGMENT AND JUDGMENT
INTRODUCTION
[1]
This is an application under section 18.1 of the Federal Courts Act RSC
1985 c F-7 for an order of mandamus compelling Warkworth Institution,
Chief of Health Services, to supply the Applicant with orthotic footwear,
assessed and obtained in accordance with the Corrections and Conditional
Release Act, SC 1992, c 20 (Act). The Applicant also requests:
•
A writ of prohibition preventing the Respondent from using
unregistered, non-professional services in lieu of “health care, provided by
registered health care professionals,” in accordance with section 85 of the
Act;
•
A declaration that the excessive delay in the Respondent’s
performance of its statutory duty under the Act to provide the Applicant with
orthotic footwear constitutes a breach of a statutory duty;
•
The costs of this application.
BACKGROUND AND
DECISION UNDER REVIEW
[2]
In
1989, the Applicant was assessed by an orthopedic surgeon at the Kingston
Penitentiary as having a leg length discrepancy that needed to be treated with
orthopedic shoes. Approximately every year between 1989 and 2008, the Applicant
received a pair of orthopedic shoes which were purchased from a
non-institutional supplier.
[3]
In
October 2008, the Applicant was transferred to the Warkworth Institution. By an
inmate’s request dated 30 April 2009, the Applicant inquired about the
procedure to obtain his next pair of shoes (Applicant’s Record, page 34). On 26
May 2009, the Applicant was called to Health Services and informed that he had
been booked to see the institutional doctor (Applicant’s Affidavit, Applicant’s
Record, page 36). By an inmate’s request dated 11 January 2010, the Applicant
requested that the purchase of his orthopedic shoes be expedited. A response,
dated 12 January 2010, stated that the request had been sent to orthotics and
was on a waitlist (Applicant’s Record, page 38).
[4]
On
20 April 2010, the Applicant had a visit with Dr. McKeough. The doctor’s notes
state: “(3) needs new shoes (4) RN on Rob Knell. Please contact Walkwell in Kingston to verify last model of shoes. Discuss c NM and be sure to order same”
(Applicant’s Record, page 40). By letter dated 28 July 2010, the Applicant
wrote to the warden at Warkworth, asking if something could be done because he
had not received new shoes (Applicant’s Record, page 42). By letter dated 24
August 2010, the Applicant wrote to a different warden repeating this request
(Applicant’s Record, page 44). By letter dated 16 September 2010, Warden G.
Chartrand responded to the Applicant’s letter of 28 July 2010, stating that the
shoes had been ordered and would be received in ten to fourteen days
(Applicant’s Record, page 46).
[5]
By
an inmate’s request dated 29 November 2010, the Applicant asked Rob Knell, the
Chief of Health Care, when he would receive his shoes. Mr. Knell responded on
14 December 2010, that “clinic is in January” (Applicant’s Record, page 48). By
a “health care rep follow up request” dated 9 March 2011, the Applicant’s
question about his shoes was noted. Health Care Services, via P. Cormier,
responded on 23 March 2011, that an appointment had been booked (Applicant’s
Record, page 50).
[6]
By
an Offender Complaint received by the Institution on 11 May 2011, the Applicant
made a complaint about the ongoing failure to provide him with a new pair of
orthopedic shoes (CTR, page 17). On 16 June 2011, Robert Knell, Chief of Health
Services upheld the complaint:
[h]ealth services is not
responsible for the purchasing of footwear, in your case you need a specially
designed orthotic shoe to allow you to maintain your current health status.
This will be paid for and provided by health services (CTR, page 16).
[7]
The
Offender Complaint Response further stated that the corrective action would be
completed within 30 working days (Applicant’s Record, page 54). Doctor’s notes
signed by R. Knell and dated 16 June 2011, also state that the Applicant
requires running shoes and slippers and that “HCA is to order ASAP”
(Applicant’s Record, page 56).
[8]
A
First Level Offender Grievance was received by the Institution on 3 August
2011, and upgraded to a Second Level Grievance. The grievance stated that the
Applicant’s complaint (which had been upheld by Mr. Knell on 16 June 201), had
not been complied with in the 30-day limit (CTR, page 15). The Institution
upheld this grievance on 28 August 2011, but stated that “there is no
corrective action deemed necessary as the Institution was reminded of the above
noted policy [regarding timeframes] during the investigation” (CTR, pages
12-13).
[9]
The
Applicant submitted a Third Level Grievance which was received by the
Institution on 14 October 2011. The Applicant alleged that the original
complaint had been upheld but that the corrective action had still not been
completed (CTR, page 19).
[10]
Mr.
Brian Blasko began as Interim Chief of Health Services at the Warkworth
Institution on 11 October 2011 (Applicant’s Record, page 20). On 8 November
2011, Mr. Blasko wrote an e-mail to other Institution employees stating:
[i]n review of the essential
service guidelines the footwear is to be purchased by the SIS department and
Health Services is responsible for the alternations required. The shoes and
slippers have not been ordered by Health Services. Health Services would be
required to pay for shoes if they had to be built by a shoe maker for reasons
of deformity such as club work but not for a brand or style recommended by a
contract physician.
I will speak with the contract
physician on here next visit to Warkworth.
If SIS would purchase the
footwear required I would do a consult for an specialist to have the lifts
applied as per the essential services guidelines [sic throughout]. (CTR,
page 29).
[11]
At
some point in November 2011, the Applicant was visited by Bob Cameron, Chief of
Institutional Services, who told him the he would be supplying the footwear
(Applicant’s Record, page 98). On or around 8 December 2011, Tammy Robinson,
assistant to Brian Blasko, arranged for a consultation between the Applicant
and a certified orthotist, Ron Boutilier. In January 2012, Mr. Boutilier met
with the Applicant. Mr. Boutilier’s opinion was that the Applicant has a leg
length discrepancy which requires the use of an orthotic lift which could be
fitted in an institutional shoe (Affidavit of Brian Blasko, Applicant’s Record,
pages 8-9).
[12]
On
5 January 2012, Henry de Souza, Director General, Clinical Services,
wrote a memorandum to the Director of Offender Redress in which Mr. de Souza
stated that Clinical Services had consulted with the acting Chief of Health
Services and that the Applicant required an orthotic that could be added to an
institutional shoe, and that the Applicant does not require specially designed
shoes (CTR, pages 27-28). The letter further stated that an appointment with
an orthortics specialist had been scheduled for January, 2012.
[13]
By
letter dated 11 January 2012, the Applicant wrote to Mr. Blasko, explaining
that he had spoken with the Chief of Institutional Services who said that a
pair of institutional shoes had been sent to Health Care for modification. The
Applicant stressed that the shoes he needed were on file with two suppliers and
requested an interview before the shoes were sent out for modification
(Applicant’s Record, page 64). Mr. Blasko’s response to written discovery
states that the Applicant’s footwear needs were assessed by Mr. Boutilier,
while Institutional Services sized the Applicant for institutional shoes. Mr.
Blasko also stated that Institutional Services does not make decisions or
advise Health Services with respect to diagnosis or treatment (Applicant’s
Record, page 19).
[14]
On
3 February 2012, Mr. Boutilier met with the Applicant to give him the modified
institutional shoes he had prepared. The Applicant refused to try on the shoes
even though Mr. Boutilier informed him that the shoes could be further modified
(Applicant’s Record, pages 11-12).
[15]
On
21 February 2012, the Applicant was informed that the timeframe estimated for a
response to his grievance would not be met, but that a final response would be
provided by 4 April 2012 (CTR, page 4). A Third Level Offender Grievance
Response (the Decision) was issued on 8 March 2012, by Anne Kelly, Senior
Deputy Commissioner (the “Senior Deputy Commissioner”). The letter stated as
follows:
The current CHS explained that no
shoes (or orthotics) had been ordered for you since the response to the
above-noted complaint [that of 17 June 2011]. Following a review of your
medical file, Clinical Services indicated that you require orthotics that may
be added to institutional shoes. You do not medically require specially
designed shoes.
[…]
As you do not require a specially
designed shoe, Institutional Services is responsible for providing you with
regular shoes at the Institution.
Although the response to your
complaint incorrectly noted that you required a specially designed orthotic
shoe, it did not remove the necessity of completing the corrective action, as
you still required orthotics that could have been added to the appropriate
institutional shoes. In the absence of completing the necessary steps that were
required in order to ensure that you received the appropriate shoes (including
orthotics) pursuant to CD 081, paragraph 45 are referred to above, this part of
your grievance is upheld.
Since then, staff advised you
that you had an appointment with Health Services on 2012-02-03 to receive a
pair of institutional shoes which included the appropriate orthotic lift.
However, staff indicated that you refused to accept them. Nonetheless, given
that WI has customized a pair of institutional shoes to accommodate your
medical needs, no further action is required for this part of your grievance
(CTR, pages 7-10).
[16]
The
Commissioner rejected the Applicant’s request with respect to slippers because
that issue had not been raised in the initial complaint (CTR, page 9).
ISSUES
[17]
The Applicant submits the following issues in this application:
a)
Is the Applicant entitled to a writ of mandamus?
b)
Is the Applicant entitled to a writ of prohibition?
c)
Is the Applicant entitled to declaratory relief?
d)
In light of CSC policy, is the interpretation by the Deputy Commissioner
of the term “specially designed shoe” a correct interpretation?
e)
Does the Act, in particular sections 85, 86 and 88, permit the Deputy
Commissioner or the Chief of Health Services to use SIS as a health care service
in place of an orthotist – a registered health care professional who is bound
by professionally accepted medical standards?
f)
Alternatively, does the Applicant have the right under the Act to have
an orthotist or other appropriate medical professional determine his final
footwear needs without the interference of Institutional Services?
STANDARD OF REVIEW
[18]
The Supreme Court of Canada, in Dunsmuir v New Brunswick, 2008
SCC 9, held that a standard of review analysis need not be conducted in every
instance. Instead, where the standard of review applicable to a particular
question before the court is well-settled by past jurisprudence, the reviewing
court may adopt that standard of review. Only where this search proves
fruitless must the reviewing court undertake a consideration of the four
factors comprising the standard of review analysis.
[19]
The
Applicant submits that the Senior Deputy Commissioner’s interpretation of the
term “specially designed shoe,” which ran counter to the use of that term by a
medical professional, lies in the statutory framework, and as such is
reviewable on the standard of correctness (Bonamy v Canada (Attorney
General) (2010), 378 FTR 71 at paragraph 50 [Bonamy]). The
determination of the scope and limits of the Act is correctness (Bonamy
at paragraph 49).
[20]
The
Respondent submits that the Senior Deputy Commissioner’s finding that the
Applicant does not require specially designed shoes as part of his essential
health care is a finding of fact, reviewable on the standard of reasonableness
(Yu v Canada (Attorney General), 2012 FC 970 at paragraphs 15-16; Kim
v Canada (Attorney General), 2012 FC 870 at paragraph 33). I agree with the
Respondent that this is a finding of fact, and thus reviewable on a standard of
reasonableness.
[21]
When reviewing a decision on the standard of reasonableness, the
analysis will be concerned with “the existence of justification, transparency
and intelligibility within the decision-making process [and also with] whether
the decision falls within a range of possible, acceptable outcomes which are
defensible in respect of the facts and law.” See Dunsmuir, above, at
paragraph 47, and Canada (Minister of Citizenship and Immigration) v
Khosa, 2009 SCC 12 at paragraph 59. Put another way, the Court should
intervene only if the decision was unreasonable in the sense that it falls
outside the “range of possible, acceptable outcomes which are defensible in
respect of the facts and law.”
STATUTORY PROVISIONS
[22]
The following provisions of the Act are applicable to this proceeding:
Definitions
85.
In sections 86 and 87,
“health
care”
«
soins de santé »
“health
care” means medical care, dental care and mental health care, provided by
registered health care professionals;
“mental health care”
« soins de santé mentale »
“mental
health care” means the care of a disorder of thought, mood, perception,
orientation or memory that significantly impairs judgment, behaviour, the
capacity to recognize reality or the ability to meet the ordinary demands of
life;
“treatment”
“treatment”
means health care treatment.
Obligations
of Service
86.
(1) The Service shall provide every inmate with
(a)
essential health care; and
(b)
reasonable access to non-essential mental health care that will contribute to
the inmate’s rehabilitation and successful reintegration into the community.
Standards
(2)
The provision of health care under subsection (1) shall conform to
professionally accepted standards.
Service
to consider health factors
87.
The Service shall take into consideration an offender’s state of health and
health care needs
(a)
in all decisions affecting the offender, including decisions relating to
placement, transfer, administrative segregation and disciplinary matters; and
(b)
in the preparation of the offender for release and the supervision of the
offender.
[…]
88. (1) Except as provided by subsection (5),
(a) treatment shall not be given to an
inmate, or continued once started, unless the inmate voluntarily gives an
informed consent thereto; and
(b) an inmate has the right to refuse treatment
or withdraw from treatment at any time.
Marginal note:Meaning of “informed consent”
(2) For the purpose of
paragraph (1)(a), an inmate’s consent to treatment is informed consent
only if the inmate has been advised of, and has the capacity to understand,
(a) the likelihood and degree of improvement,
remission, control or cure as a result of the treatment;
(b) any significant risk, and the degree
thereof, associated with the treatment;
(c) any reasonable alternatives to the
treatment;
(d) the likely effects of refusing the
treatment; and
(e) the inmate’s right to refuse the
treatment or withdraw from the treatment at any time.
Marginal note:Special case
(3) For the purpose of
paragraph (1)(a), an inmate’s consent to treatment shall not be considered
involuntary merely because the treatment is a requirement for a temporary
absence, work release or parole.
Marginal note:Treatment demonstration programs
(4) Treatment under a
treatment demonstration program shall not be given to an inmate unless a
committee that is independent of the Service and constituted as prescribed
has
(a) approved the treatment demonstration
program as clinically sound and in conformity with accepted ethical
standards; and
(b) reviewed the inmate’s consent to the
treatment and determined that it was given in accordance with this section.
Marginal note:Where provincial law applies
(5) Where
an inmate does not have the capacity to understand all the matters described
in paragraphs (2)(a) to (e), the giving of treatment to an
inmate shall be governed by the applicable provincial law.
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Définitions
85. Les définitions qui suivent s’appliquent
aux articles 86 et 87.
« soins de santé »
“health care”
« soins de santé » Soins médicaux, dentaires et de santé mentale
dispensés par des professionnels de la santé agréés.
« soins de santé mentale »
“mental health care”
« soins de santé mentale » Traitement des troubles de la pensée, de
l’humeur, de la perception, de l’orientation ou de la mémoire qui altèrent
considérablement le jugement, le comportement, le sens de la réalité ou
l’aptitude à faire face aux exigences normales de la vie.
Obligation du Service
86. (1) Le Service veille à ce que chaque
détenu reçoive les soins de santé essentiels et qu’il ait accès, dans la
mesure du possible, aux soins qui peuvent faciliter sa réadaptation et sa
réinsertion sociale.
Qualité des soins
(2) La prestation des soins de santé doit satisfaire aux normes
professionnelles reconnues.
État de santé du délinquant
87. Les décisions concernant un délinquant,
notamment en ce qui touche son placement, son transfèrement, son isolement
préventif ou toute question disciplinaire, ainsi que les mesures
préparatoires à sa mise en liberté et sa surveillance durant celle-ci,
doivent tenir compte de son état de santé et des soins qu’il requiert.
[…]
88. (1) Sous réserve du paragraphe (5),
l’administration de tout traitement est subordonnée au consentement libre et
éclairé du détenu, lequel peut refuser de le suivre ou de le poursuivre.
Note marginale :Consentement éclairé
(2) Pour l’application du
paragraphe (1), il y a consentement éclairé lorsque le détenu a reçu les
renseignements suivants et qu’il est en mesure de les comprendre :
a) les chances et le taux de succès du traitement ou
les chances de rémission;
b) les risques appréciables reliés au traitement et
leur niveau;
c) tout traitement de substitution convenable;
d) les conséquences probables d’un refus de suivre le
traitement;
e) son droit de refuser en tout temps de suivre ou de
poursuivre le traitement.
Note marginale :Cas particulier
(3) Pour l’application du
paragraphe (1), le consentement du détenu n’est pas vicié du seul fait que le
traitement est une condition imposée à une permission de sortir, à un
placement à l’extérieur ou à une libération conditionnelle.
Note marginale :Programme d’expérimentation
(4) Tout traitement
expérimental est interdit sauf dans le cas où un comité constitué
conformément aux règlements et n’ayant aucun lien avec le Service, d’une
part, juge le programme d’expérimentation valable sur le plan médical et
conforme aux normes d’éthique reconnues, d’autre part, s’assure auparavant du
consentement libre et éclairé du détenu au traitement.
Note marginale :Lois provinciales
(5) Le
traitement d’un détenu incapable de comprendre tous les renseignements
mentionnés au paragraphe (2) est régi par les lois provinciales applicables.
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ARGUMENTS
The
Applicant
Mandamus
[23]
The
Applicant submits that the requirements of mandamus are met. First,
there is a public legal duty to act. Section 85 of the Act states that health
care is to be provided by registered health professionals. Subsection 86(2) of
the Act provides that health care shall conform to professionally accepted
standards. Paragraph 88(1)(a) of the Act provides that treatment shall
not be given unless the inmate voluntarily gives informed consent. “Shall” is
intended to be interpreted as mandatory (Baron v Canada, [1993] 1 SCR
416 at paragraph 31 [Baron]).
[24]
Second,
the duty is owed to the Applicant because he has been properly diagnosed with a
specific medical need and has made the appropriate request (Dragan v Canada (Minister of Citizenship and Immigration) (2003), 227 FTR 272 at paragraphs
40-44 [Dragan]). Due to his leg-length disparity and bone density
problems the Applicant is directly affected, and Warkworth Institute is
required to deliver health care services to him in a lawful manner.
[25]
Third,
the Applicant requested the performance of the duty several times, has been
waiting more than three years, and the duty was refused both in the form of an
unreasonable delay and in the form of services unlawfully provided by
unregistered medical staff contrary to sections 85, 86 and 88 of the Act.
[26]
Fourth,
no other adequate remedy is available to the Applicant, and the Applicant has
exhausted every other remedy, including a Level 3 grievance. The order sought
will be of practical value as the orthotic footwear is medically required to
keep the Applicant’s spine straight and to avoid back and foot pain. A mandamus
order is the only practical way to protect his right to be assessed and treated
in a lawful manner in accordance with the Act (Dragan, paragraph 46).
[27]
Fifth,
there is no equitable bar to the relief sought as the Applicant has not been
responsible for any delays and comes to court with clean hands (Dragan,
paragraph 47).
[28]
Sixth,
the balance of convenience rests with the Applicant.
The
Reasonableness of the Decision of the Senior Deputy Commissioner
[29]
The
Applicant does not make submissions which refer explicitly to the
“reasonableness” of the Senior Deputy Commissioner’s decision. However, the
submissions take issue with the Senior Deputy Commissioner’s approach. The
Chief of Health Services determined that the Applicant required a “specially
designed orthotic shoe” as determined by the National Essential Health Services
Framework. The Senior Deputy Commissioner came to the opposite conclusion when
applying this same policy. As in Krause v Canada (1999), 236 NR 317, the
Senior Deputy Commissioner’s actions and the abdication of health services by
the Chief of Health Services are contrary to the Act, and constitute a failure
to perform their duty.
[30]
In
this case, the term “specially designed shoe,” as determined by a health care
professional, was contradicted by a higher ranked non-medical official. The
shoes worn by the Applicant are “specially designed shoes” as set out in the
National Essential Health Services Framework. The Applicant fits squarely into
this general national policy as determined by the Chief of Health Services in
response to the Applicant’s complaint. First, the national policy provides that
an individual “must have a diagnosis for condition orthotics are being
provided” [sic]; the Applicant has been diagnosed with a condition
requiring orthotic footwear. Second, the policy also states that only orthotics
to maintain or improve current health status will be paid for; the Applicant
was not asked at any time to pay for these shoes. Third, the specially designed
shoes are designed to improve and maintain the Applicant’s current health
status. Fourth and fifth, the Applicant does not fit into the two other
categories listed in the policy, those of “over the counter orthotics” or
“simple orthotics.” Sixth, the Applicant fits into the category of “specialty
orthotics.” The Deputy Commissioner is thus attempting to define a term which
not only contradicts the Chief of Health Services but is inconsistent with the
national policy.
[31]
The
Applicant submits that the Deputy Commissioner’s determination that the
Applicant’s shoes are not “specially designed shoes” is incorrect (MacKay v Canada (Attorney General), 2010 FC 856). The Deputy Commissioner’s determination
improperly extracted a health care service and placed it in the hands of
Institutional Services. Medical services must remain in the hands of health
care professionals. The Applicant submits that the Chief of Health Services’
determination should stand as correct while the Deputy Commissioner’s should be
declared invalid.
[32]
The
Applicant also raises the issue of whether the Act permits the Chief of Health
Services or Deputy Commissioner to use Institutional Services in place of an
orthotist. In addition to the Act, Commissioner’s Directive 800 and the
National Essential Health Services Framework also provide that inmates are to
be provided health care which conforms to professionally accepted standards.
These two sources are relevant to understanding the scope and limits of the Act
(Nguyen v Canada (Minister of Employment and Immigration), [1994] 1 FC 232).
[33]
While
the Applicant is with Health Services, he is a patient. He is not a patient
when visiting Institutional Services. When a patient refuses treatment at
Health Services, an alternate treatment shall be provided if possible
(paragraph 88(2)(c) of the Act, Commissioner’s Directive 803(9)). All
medical services must be made by health care professionals (National Policy,
pages 8, 10). The Deputy Commissioner cannot arrogate to herself the authority
to direct, alter or change medical treatments (Dunsmuir v New Brunswick,
[2008] 1 S.C.R. 190 at paragraphs 29, 36; Sir William Wade, Administrative Law
(New York: Oxford University Press, 1994) at 358-359). Institutional Services
is not authorized to provide health services. Institutional Services is
governed by section 70 of the Act, section 82(3) of the Corrections and
Conditional Release Regulations (SOR/92-620) (the “Regulations”), and
Commissioner’s Directive 352 (McMaster v Canada (2009), 352 FTR 255 at
paragraphs 22-24). The Applicant thus asks the Court to declare the actions of
the Deputy Commissioner in directing Institutional Services to assess the
footwear needs of the Applicant as medically invalid.
The
Respondent
The Reasonableness of the
Decision of the Senior Deputy Commissioner
[34]
The
Respondent first sets out the statutory framework. Section 86 of the Act
provides that Correctional Services Canada is to provide inmates with
“essential health care.” Commissioner’s Directive 800 sets out that essential
health services includes urgent health care, which is required if the condition
is likely to “affect the inmate’s ability to carry on the activities of daily
living.” According to the National Essential Health Services Framework (NEHSF),
shoes are not an essential health service. Institutional shoes are provided to
offenders. Orthotics, such as insoles and lifts, are provided when prescribed
by a medical professional. The issue is thus whether the Applicant requires
non-institutional orthotic footwear.
[35]
The
Respondent says that the Applicant’s demands for non-essential treatment go
beyond CSC’s mandate in respect of health care, as determined by Parliament.
The Applicant has been diagnosed with a leg-length discrepancy requiring
treatment to maintain his current health status. Based on a review of the Applicant’s
medical history and the opinion of Mr. Boutilier, the Applicant is best treated
through the use of a lift in the Applicant’s left shoe.
[36]
While
there was a delay in the provision of modified shoes, the Applicant’s medical
needs have now been accommodated and CSC is now in compliance with its
statutory obligations to provide the Applicant with essential health care. On 3
February 2012, the Applicant refused the institutional footwear modified by Mr.
Boutilier and his offers to stretch the shoe. As noted in the NEHSF, positive
health outcomes are a shared responsibility between providers and offenders; it
is not reasonable for the Applicant to complain that he has not received
essential health care after having refused appropriate treatment.
[37]
The
Applicant also complains that medical services have been provided by
non-medical professionals, namely employees of Institutional Services.
Institutional Services provided a pair of modified shoes in accordance with
measurements taken by Mr. Boutilier. Those shoes were modified by Mr. Boutilier
to meet the Applicant’s needs. At no point has an employee within Institutional
Services made decisions relating to the Applicant’s diagnosis or treatment. At
all times material to this matter, the Applicant has received medical treatment
from licensed medical professionals.
[38]
The
Respondent submits that the Senior Deputy Commissioner’s decision was
reasonable. She found, based on the expert medical evidence before her, that
the Applicant does not require specially designed shoes. The decision relied on
information provided by Mr. Blasko, and based on his review and knowledge of
the Applicant’s file, including the opinion of Mr. Boutilier (CTR, pages
27-28). Mr. Boutilier’s opinion is that the Applicant requires the use of an
orthotic lift in his left shoe, and that this treatment can be adequately
delivered by a modified institutional shoe.
[39]
There
was no medical evidence before the Senior Deputy Commissioner that the
Applicant’s condition cannot be adequately treated or will deteriorate through
the use of a modified institutional shoe. The Decision is consistent with the
expert opinion of Mr. Boutilier, whose opinion was given after consultation and
assessment of the Applicant’s needs. As such, the Decision falls well within
the range of acceptable outcomes and should be upheld.
ANALYSIS
[40]
There is a great deal in the background of this matter that is
unsatisfactory and unexplained. In particular, significant delays have occurred
in responding to the Applicant’s medical needs and he has from time to time
been given conflicting information. The Respondent’s affidavit is sworn by Mr.
Brian Blasko, who was employed as Interim Chief of Health Services at Warkworth
from 11 October 2011 to 5 April 2012. It was Mr. Blasko who assessed the
Applicant’s request for specially designed shoes in late 2011 and who arranged
for the Applicant to see Mr. Ron Boutilier on or around January 2012. Mr.
Boutilier is a Certified Orthotist and, apparently, he saw the Applicant and
assessed his footwear needs. The Respondent concedes there have been extensive
delays in addressing the Applicant’s medical needs, but says that the
Respondent is now in compliance as found by the Senior Deputy Commissioner in
her Third-Level Grievance decision.
[41]
The Applicant says that his judicial review application is not about the
decision of the Senior Deputy Commissioner and that he is seeking to compel the
Respondent to fulfill statutory obligations to provide him with the footwear he
requires for his medical condition, and which he received for many years until
2009. The Applicant’s complaint against the Respondent, however, can be, and
has been, dealt with by the internal grievance procedure that resulted in the
decision by the Senior Deputy Commissioner. Only if that decision is found to
contain a reviewable error can the Court consider the remedies and relief
available under subsection 18(1) of the Federal Courts Act. If the
Grievance decision is reasonable, then it means the Applicant’s complaints
about previous conduct have been addressed.
[42]
Mr. Blasko says that he received confirmation from Mr. Boutilier that
the Applicant’s footwear needs “could be accommodated by institutionally-issued
footwear.” Acting upon this medical advice, Mr. Blasko then had Mr. Boutilier
modify institutionally issued shoes for the Applicant.
[43]
None of this explains why it took from 30 April 2009 until February 2012,
for Warkworth Health Care to get around to addressing the Applicant’s health
care needs, or why he was given assurances by Mr. Rob Knell, a former Chief of
Health Services, that his specially-designed shoes had been ordered and would
arrive in 10 to 14 days.
[44]
Notwithstanding these background problems, the Applicant’s complaint has
now proceeded through three levels of CSC’s internal offender grievance process
and the Senior Deputy Commissioner has rendered a decision in reply to the
Applicant’s Third-Level Grievance. That decision confirms Mr. Blasko’s decision
that the Applicant does not need the specially-designed shoes he had been receiving
for some 19 years and that his medical needs can be met by modifying
institutional shoes, as advised by Mr. Boutilier. The Applicant has been
offered appropriately customized and modified institutional shoes, but he has
refused to accept them. Hence, the decision concludes that no further action is
required.
[45]
Throughout his submissions, the Applicant argues that Mr. Blasko and the
Deputy Commissioner have not acted in accordance with the direction of a
registered health care professional – i.e., an Orthotist – in assessing his
medical needs and providing a solution. This lies at the heart of this
application. The Applicant takes the position that Mr. Blasko is the one who
made the decision about the Applicant’s medical needs and he is not a qualified
health-care professional as required by the governing legislation. Mr. Blasko
says that he relied on the opinion of Mr. Boutilier, who is a certified
Orthotist. The Applicant says he takes no issue with Mr. Boutilier’s
qualifications or his ability to assess the Applicant’s medical needs, but he
says that he was not assessed by Mr. Boutilier and that Mr. Blasko, in
referring to Mr. Boutilier, is simply using him as a front for a decision that
Mr. Blasko made himself, and that he is not qualified to make. On this crucial
issue, the Court is left to deal with the evidence on point that has been
placed on the record by both sides.
[46]
In his affidavit sworn for this application, the Applicant provides the
following evidence about his interaction with Mr. Boutilier:
On February 3, 2012, I was called
to Health Care to see Mr. Ron Boutilier, an orthotist, to try on shoes. These
were shoes that were sent to Health Care from SIS to be modified: Shoes that
were never tried on or properly fitted or sized in accordance with my medical
needs or input from me. The result was that these shoes did not fit and
consequently were rejected.
I recall seeing Mr. Boutilier on
an earlier occasion, possibly in the latter half of 2011. He agreed with my
stated needs but informed me that in his position, he could only suggest to
Warkworth Institution Health Care what my needs were and would note them in my
file.
[47]
In his affidavit, at paragraphs 11-15, sworn for this application, Mr.
Blasko describes how he went about assessing his Applicant’s needs, and the
reliance he placed upon the opinion of Mr. Boutilier:
In my capacity as Interim Chief of
Health Services at Warkworth Institution, I was responsible for assessing the
Applicant’s request for specially designed shoes. On or around December 8,
2011, my assistant, Tammy Robinson, acting on my request, arranged for a
consultation between the Applicant and a Chiropodist, Mr. Ron Boutilier. On or
around January 2011, Mr. Boutilier met with the Applicant at Warkworth
Institution.
I am informed by Mr. Boutilier,
and to do verily believe that, it is his opinion that the Applicant has a
leg-length discrepancy, and requires the use of an orthotic lift in his left
shoe. The orthotic lift can be used with the institutional shoe.
Based on my review of the
Applicant’s medical file, and in light of the opinion of Mr. Boutilier, I
verily believe that the Applicant does not require specially designed shoes to
maintain his current health status. While the Applicant has previously been
told otherwise by CSC employees, I believe this was in error.
On or around January 2012, I spoke
with Joanne Barton, Project Officer at CSC Headquarters in Ottawa. Ms. Barton
informed me that she was collecting information on behalf of Mr. Henry de
Souza, Director General, Clinical Services, for the purposes of responding to
the Applicant’s Third Level Grievance. I informed Ms. Barton that while the
Applicant requires an orthotic lift in his left shoe, there is no medical
reason for the Applicant to have specially designed shoes. I further informed
her that the Applicant had not received a new pair of specialized footwear
since April 2009 and that, since this time, there is no indication of adverse
health impact in his medical records.
Mr. Boutilier prepared a pair of
institutional shoes with an orthotic lift specific to the Applicant’s medical
needs. On February 3, 2012, Mr. Boutilier met with the Applicant to provide the
modified institutional shoe that was made for him. The Applicant refused to try
these shoes on, stating that the toe box on the left shoe is too narrow for his
needs. Mr. Boutilier informed the inmate that the toe box can be stretched
medially and laterally, but the Applicant refused this as well. Attached hereto
and marked as Exhibit “C” is a true copy of Mr. Boutilier’s notes from his
appointment with the Applicant on February 3, 2012.
[48]
Mr. Blasko’s affidavit is not entirely satisfactory regarding the role
of Mr. Boutilier in assessing the Applicant’s medical needs. However, the
Applicant queried him on this issue in written examination, and Mr. Blasko
swore to the following in response:
1. The
Consultation Report prepared by Mr. Ron Boutilier on February 3, 2012 states
that the Applicant refused to try on the shoes that were modified in accordance
with his medical needs. To clarify, Mr. Boutilier is a Certified Orthotist. I
was mistaken when I referred to Mr. Boutilier as a Chiropodist in my affidavit.
…
3.
Yes. I spoke with Mr. Boutilier on July 26, 2012 about the Consultation
Report prepared by him on February 3, 2012.
4.
The Applicant’s footwear needs were assessed by Mr. Boutilier, not
Institutional Services. After I received confirmation from Mr. Boutilier that
the Applicant’s medical needs could be accommodated by the
institutionally-issued footwear, I requested that Institutional Services size
the Applicant for institutional shoes. Those shoes were modified by Mr.
Boutilier in accordance to the Applicant’s needs.
5.
No. The Applicant’s footwear needs were assessed by Mr. Boutilier, not
Institutional Services.
…
16.
I learned that the Applicant is being treated for osteoporosis through
this Application for Judicial Review. In my review of the Applicant’s medical
file, I have not noted any entries requesting modified footwear for treatment
of the Applicant’s bone density problem.
…
21.
I am unfamiliar with size of shoes that have provided to the Applicant
in the past. I am informed by Mr. Boutilier and do verily believe that he
measured the Applicant’s feet and, in his opinion, the Applicant is a size 9.5
shoe with EEEE width. The institutional shoe provided to the Applicant was size
10 with EE width. Mr. Boutilier informed me that this discrepancy would not
negatively impact the Applicant as Mr. Boutilier could stretch the toe box of
the shoes by several sizes, if needed.
22.
With respect to diagnosis, the Applicant has been diagnosed with a leg
length discrepancy and there is no contrary diagnosis in the Applicant’s
medical file. There is also consensus that the Applicant’s leg length
discrepancy is best treated through the use of a lift in the Applicant’s left
shoe. The Applicant has previously been treated with a modified
non-institutional shoe. In December 2011, Mr. Boutilier advised that a modified
institutional shoe is suitable for treatment of the Applicant’s leg-length
discrepancy.
…
26.
In December 2011, Mr. Boutilier advised me that a modified institutional
shoe is suitable for treatment of the Applicant’s leg-length discrepancy. Mr.
Boutilier further informed that the institutional shoe could be stretched, if
needed, to accommodate the Applicant’s needs.
27.
During my tenure at Warkworth Institution, Mr. Boutilier was a contract
provider of orthotic and shoe-related health services to the institution. Mr.
Boutilier is a Certified Orthotist. He provides treatment and advice in that
capacity.
[49]
Mr. Blasko is clear in his affidavit and in his responses to the
Applicant’s questions that the Applicant’s footwear needs were assessed by Mr.
Boutilier — a Certified Orthotist — who advised that the Applicant’s medical
condition could be dealt with by using customized and modified institutional
footwear. This is certainly a change from the way the Applicant has been
treated in the past, but there is nothing to suggest that Mr. Boutilier is not
qualified to assess the Applicant’s footwear needs (the Applicant agrees he is),
or that his assessment was unreasonable or incorrect, or indeed that the
Applicant’s footwear needs cannot be dealt with in accordance with Mr.
Boutilier’s advice. The Applicant is simply refusing to accept this professional
assessment and asserting that he should continue to receive specially-made
shoes. It is clear that the Applicant has been provided in the past with
specially-prepared shoes as prescribed by the doctors who have examined him.
However, I have nothing before me to say that his needs cannot be met in the
way that Mr. Blasko, based upon advice from Mr. Boutilier, says that they can
be met by customizing an institutional shoe. I can see why the Applicant takes
issue with this change, but I can only assess the appropriateness of the change
on the basis of the evidence before me. The Applicant says that Mr. Boutilier
did not assess his needs and that Mr. Blasko is manipulating the situation. To
accept this would mean that I would have to accept that Mr. Blasko was lying
under oath, because he clearly says that “In December 2011, Mr. Boutilier
advised that a modified institutional shoe is suitable for treatment of the
Applicant’s leg-length discrepancy” and that “Mr. Boutilier further informed me
that the institution shoe could be stretched, if needed, to accommodate the
Applicant’s needs.” The evidence is clear that Mr. Blasko was advised by Mr.
Boutilier that both of the Applicant’s medical needs — his leg-length
discrepancy and his need for EEEE width shoes to deal with the pain and
osteoporosis problem — can be dealt with by customizing an institutional shoe.
There is nothing before me to suggest that Mr. Blasko is not being honest about
what he was advised by Mr. Boutilier.
[50]
The evidence shows that Mr. Boutilier prepared a pair of institutional
shoes with an orthotic lift specific to the Applicant’s needs and then returned
to the Applicant for a fitting. The Applicant said the shoes were too narrow in
the toe box, but Mr. Boutilier informed the Applicant that the toe box could be
stretched by several sizes, both medially and latterly as required. There is no
evidence to suggest that the shoes offered to the Applicant could not have been
further modified to meet his needs. The Applicant simply refused to cooperate
and refused the treatment and insisted upon specially-designed shoes paid for
by CSC.
[51]
As the NEHSF makes clear, positive health-care outcomes are a shared
responsibility between providers and offenders. In refusing the treatment
offered, without any evidence that it would not meet his medical needs, the
Applicant has declined to fulfill his obligations. The evidence before me is
that the Applicant’s medical condition can be dealt with in the way recommended
by Mr. Boutilier, a certified orthotist. The Applicant obviously disagrees with
this and when I asked him at the oral hearing why he refused to try a modified
shoe he just said he knew it would not work. But the Applicant is not a medical
practitioner, and he says that Mr. Boutilier is fully qualified to assess his
needs. The evidence before me is that Mr. Boutilier has done just that and has
advised Mr. Blasko that those needs can be met with a customized institutional
shoe.
[52]
The Applicant complains that medical services have been provided to him
by non-professionals, namely, employees of Warkworth Institutional Services. What
the evidence shows, however, is that Warkworth Institutional Services provided
a pair of institutional shoes for modification in accordance with the advice
and measurements taken by Mr. Boutilier. Those shoes were modified by Mr.
Boutilier to meet the Applicant’s needs. I agree with the Respondent that at no
point has an employee within Warkworth Institutional Services made decisions
relating to the Applicant’s diagnosis and/or treatment, nor has Warkworth
Institutional Services been used as a means of circumventing the Applicant’s
rights as a patient. Direction on the treatment of the Applicant’s medical
needs came from Mr. Boutilier.
[53]
The Senior Deputy Commissioner found, based on the expert medical
evidence before her, that the Applicant does not require specially designed
shoes as part of his essential health care. This decision was made in reliance
upon information provided by Mr. Blasko and based on his review and knowledge of
the Applicant’s medical file, including the opinion given by Mr. Boutilier.
This information was before the Senior Deputy Commissioner by way of a Briefing
Memorandum prepared by Mr. Henry de Souza, Director General of Clinical
Services.
[54]
There was no medical evidence before the Senior Deputy Commissioner that
the Applicant’s condition cannot be adequately treated, or will further
deteriorate, through the use of a modified institutional shoe. The decision
made is consistent with the expert opinion of Mr. Boutilier, whose opinion, the
evidence indicates, was given after consultation and assessment of the
Applicant’s needs.
[55]
The Senior Deputy Commissioner further found that the Applicant’s
request for slippers had not yet been raised at the lowest possible level by
way of Offender Complaint. Therefore, this part of the Applicant’s grievance
was rejected.
[56]
The Applicant argues that the decision of the Senior Deputy Commissioner
contains a reviewable error in relation to his requirement for slippers. The
decision reads as follows on this issue:
Issue #2: Slippers
You request that Health Services
provide you with slippers. However, your file information indicates that this
issue was not raised in your complaint submission.
CD 081, paragraph 1 states:
To support the resolution of
offender complaints and grievances promptly and fairly at the lowest possible
level in a manner that is consistent with the law.
Given that you have not raised the
issue referred to above, at the lowest possible level in accordance with the
above-noted policy, this part of your grievance is rejected.
[57]
The Applicant says that although he did not raise the slippers issue at
the first level of grievance, it was part of his medical record and he was
interviewed by Mr. Knell, who clarified his complaint and stipulated that he
needed both shoes and slippers. The Applicant says there was no need to bring
this matter up in the grievance procedure because it had already been decided.
[58]
In any event, the Applicant says that Lewis v Canada (Correctional Service), 2011 FC 1233, paragraphs 1 and 30 make it clear that
each level of grievance is a de novo appeal so that he cannot be
restricted to the allegations in his first level of grievance.
[59]
The
paragraphs from Lewis which are relevant to this judgment are:
30
Furthermore, it is important to note that every appeal under the CSC grievance
procedure is conducted de novo and cannot be strictly limited to the
allegations as raised in the first level grievance. In Tyrrell v Canada (Attorney General), 2008 FC 42 at paras 37-38, Justice Snider stated:
Grievance
procedures under the Corrections and Conditional Release Act, S.C. 1992, c. 20
are governed by the Corrections and Conditional Release Regulations,
S.O.R./92-620, ss. 74-82). The procedure was described by Justice Rothstein in
the case of Giesbrecht v. Canada, [1998] F.C.J. No. 621 at para. 10
(T.D.) (QL):
Grievances are to be handled
expeditiously and time limits are provided in the Commissioner’s
Directives...Through the grievance procedure an inmate may appeal a decision on
the merits and an appeal tribunal may substitute its decision for that of the
tribunal appealed from (see also Wild v. Canada, [2006] F.C.J. No. 999,
2006 FC 777 at para. 9).
In
other words, at each higher level of the grievance procedure, the decision
maker may substitute its decision for that rendered by the decision maker
below. Therefore, although technically an “appeal”, the nature of the grievance
process allows each subsequent decision maker to approach a grievance as a de
novo review and to hear new evidence (see, for example, Besse v. Canada (Minister of National Revenue - M.N.R.), [1999] F.C.J. No. 1790 at para. 5 (C.A.) (QL)).
31
Thus, in the circumstances, I agree with the applicant that it is contrary to
the rationale and the objective of the offender grievance procedure as set out
in section 90 of the CCRA and sections 74 to 82 of the CCRR to ask the
applicant to restart from square one, should he wish to raise any of the
above-mentioned issues against the contested AD. Furthermore, the respondents
have not alleged that they suffered any prejudice and there is no evidence of
prejudice on their side, while there is definitively a prejudice suffered by
the applicant.
32
I therefore conclude that the CSC also failed to comply with paragraph 37 of CD
081, which provides that the decision maker will ensure that the griever is
provided with complete responses “to all issues raised” in his or her
grievance. The impugned decision is thus unreasonable.
Thus, I agree with the Applicant on this
point. In Lewis, the complaints that were not initially raised were
closely related to the complaints that were raised. In paragraph 28, Justice
Martineau says that the complaint was of a “continuous nature…the third level
grievance is not entirely a new one.” In this case, the slipper issue involves
the Applicant’s foot problems, so in that way it is closely related to his
medical issue and his need for modified footwear. Mr. Knell clarified the
Applicant’s complaint and stipulated that he needed both shoes and slippers. It
would be perverse and unkind not to deal with shoes and slippers at the same
time.
[60]
Based on Lewis, I agree with the Applicant that the Decision of
the Senior Deputy Commissioner is unreasonable in regards to the slippers
issue. She refused to consider the Applicant’s complaint because it was not
raised at the lowest possible grievance level, when this is clearly not what is
required by the statutory structure of the grievance procedure.
[61]
In Lewis, a $350 cost award was ordered. However, in that case
the Applicant’s entire application was allowed. In Johnson v Canada (Attorney General), 2011 FCA 76 [Johnson], a case that had to do with
compensation for the destruction of property, the Federal Court of Appeal provided
the following guidance at paragraph 38:
Costs
The $200 costs award made by the
judge in relation to the application for judicial review of the above-noted
decision is set aside. Although Mr. Johnson was only partially successful on
his appeal, his out-of-pocket expenses with respect to the preparation and
duplication of the appeal book and memorandum of fact and law as well as
service of the documents would not have been diminished had he appealed only in
relation to the application in which he ultimately succeeded.
[62]
In the present case, although the Applicant has been only partially
successful, I think he should have the full amount of his disbursements. The
history of this matter reveals that the Applicant’s needs for modified footwear
have not been addressed in a reasonable and timely manner. In addition, the
refusal of the Senior Deputy Commissioner to deal with the slippers issue has
perpetuated these problems and forced the Applicant to confront yet further
delays. The Applicant’s footwear needs require prompt attention.
JUDGMENT
THIS
COURT’S JUDGMENT is that
1.
The
application is allowed in part. Within 30 days of the date of this judgment the
Senior Deputy Commissioner will consider and determine the Applicant’s
complaint about the ongoing failure to provide him with the slippers he
requires to meet his medical needs.
2.
The
Respondent will pay the Applicant the costs of all of his disbursements for
this application.
“James Russell”