Date: 20080304
Docket: T-127-07
Citation: 2008
FC 291
Ottawa,
Ontario, March
4, 2008
PRESENT: The Honourable Mr. Justice Martineau
BETWEEN:
SANOFI-AVENTIS CANADA INC. and
SANOFI-AVENTIS DEUTSCHLAND GmbH
Applicants
and
LABORATOIRE RIVA INC. and
THE MINISTER OF HEALTH
Respondents
REASONS FOR ORDER AND ORDER
[1]
This is an
application brought under the Patented Medicines (Notice of Compliance)
Regulations, SOR/93-133 as amended (NOC Regulations). The medicine
at issue is commonly known as ramipril which is used in the treatment of hypertension,
an “old” use for this compound, and in the management of patients at increased
risk of cardiovascular events, a “new” use for this drug, among other uses.
[2]
The applicants,
Sanofi-Aventis Canada Inc. (Sanofi-Aventis) and Sanofi-Aventis Deutschland GmbH,
sell drugs in Canada including ramipril which they
sell under the name ALTACE. The respondent, Laboratoire Riva Inc. (Riva), wants
to sell its generic version of this drug (Riva-Ramipril). In accordance with
the NOC Regulations, Riva served a Notice of Allegation on Sanofi-Aventis asserting
that the patents listed in respect of the drug, Canadian Patents 2,382,549
(’549 patent) and 2,382,387 (’387 patent) (together, the HOPE Patents), would
not be infringed if the Respondent Minister of Health (the Minister) were to
issue a Notice of Compliance (NOC) to Riva to permit it to sell its generic Riva-Ramipril
in Canada. The Applicants are of the opinion that Riva will induce physicians, pharmacists
and patients to infringe the HOPE Patents and have accordingly initiated this
proceeding to prohibit the Minister from issuing a NOC.
[3]
For the
reasons that follow, this application for prohibition is dismissed with costs. Essentially,
the applicants have failed to prove, on a balance of probabilities, that Riva
will infringe or induce the infringement of the HOPE Patents. There is no issue
of construction of the HOPE Patents and Riva is seeking an NOC only for a use
that is not within the new use claims of the HOPE Patents. The applicants have
put great emphasis in their written and oral submissions on the allegation that
Riva’s overall marketing strategy in Canada
and in Quebec will induce the infringement
of the HOPE Patents. However, having considered the totality of the evidence,
the applicants have not established that the allegations of non-infringement
are not justified. The evidence before me is inconclusive. The applicants’
numerous legal arguments, which I also dismiss, are analysed in further detail
below. However, it is useful to give a bit of background to this application,
as well as a general overview of the evidence submitted by the parties. It is
not necessary for the purpose of these reasons for order to state confidential
parts of any relevant evidence that is before this Court.
[4]
On
December 5, 2006, Riva served a Notice of Allegation (NOA) on Sanofi-Aventis
asserting that it will not infringe any claim of the HOPE Patents by making,
constructing, using or selling its Riva-Ramipril. Riva states it is seeking an
NOC for Riva-Ramipril only for the treatment of essential hypertension, the
“old” minor use and not for any of the “new” uses claimed by the HOPE Patents.
[5]
With
respect to the ’549 patent, Riva alleges:
Riva will not infringe any of claims 1 to
36 of the ’549 patent because [Riva-Ramipril] will not be made, constructed,
used or sold by Riva for any of the claimed uses in the ’549 patent.
Riva seeks an NOC for ramipril only with
respect to the treatment of hypertension. Ramipril has been approved in Canada for such use since October,
1993, well before any relevant date of the ’549 patent. Riva does not seek
approval for any other use. […]
Any NOC which arises from Riva’s
[abbreviated new drug submission (ANDS)] will consequently, by law, restrict
Riva’s marketing and sale of [Riva-Ramipril] to the therapeutic indication as
applied for in its ANDS, namely the treatment of hypertension.
Riva will not market, use, construct,
manufacture or sell [Riva-Ramipril] for any other use. Therefore, Riva will not
infringe any of the claims of the ’549 patent.
Furthermore, Riva will not represent to
any other person that [Riva-Ramipril] can or should be used for the uses
claimed in the ’549 Patent.
In its product monograph, Riva will not
include any statement encouraging any of the claimed uses. In its product
monograph, Riva will include a statement that [Riva-Ramipril] is approved for
only the use and indication for which the NOC is issued, that it should be used
for such uses and indication and that no statement or reference in the product
monograph should be construed or interpreted to be an encouragement, suggestion
or recommendation that [Riva-Ramipril] is to be used for anything but the
approved use and indication.
In its marketing activities, Riva will
not include any reference to any of the claimed uses.
Riva relies on similar assertions with respect to the ’387
patent. The NOA also alleged patent invalidity. However, Riva has subsequently
abandoned all of its attacks on the validity of the HOPE Patents.
[6]
In response
to the NOA, Sanofi-Aventis filed a Notice of Application, dated January 19,
2007, stating that Riva’s assertion that it will not infringe the HOPE Patents is
not legally or factually justified. More specifically, Sanofi-Aventis argues as
follows: a) Riva-Ramipril is bio-equivalent to ALTACE; b) Riva admits it will
not seek limited interchangeability for Riva-Ramipril on the provincial
formularies; c) once Riva-Ramipril is listed on provincial formularies as fully
interchangeable with ALTACE, physicians will prescribe, pharmacists will
dispense and patients will use Riva-Ramipril for the patented uses; and, d) the
focus of Riva’s marketing efforts will be to provide financial inducements to
pharmacists to encourage them to stock only Riva-Ramipril as the exclusive
generic ramipril; there is no proof that any such inducements are aimed to
encourage pharmacists not to stock ALTACE.
[7]
I first note that various generic companies such
as Apotex, Novopharm and Pharmascience have attempted to enter the ramipril
market and that attempts by Sanofi-Aventis to prevent them from doing so by way
of prohibition applications have been unsuccessful at this point of time. With
respect to the 1,341,206 patent, Sanofi-Aventis’ application for prohibition
against Apotex was dismissed (2005 FC 1283, affirmed 2006 FCA 64, leave to
appeal to the Supreme Court of Canada dismissed [2006] S.C.C.A. No. 136 (QL)),
as was its application for prohibition against Novopharm (2006 FC 1135, affirmed
2007 FCA 163, leave to appeal to the Supreme Court of Canada dismissed [2007]
S.C.C.A. No. 311(QL)). Likewise, with respect to the 2,023,089 patent,
Sanofi-Aventis’ applications for prohibition against Apotex, Novopharm and
Pharmascience were all dismissed: 2005 FC 1461, affirmed 2006 FCA 357, leave to
appeal to the Supreme Court of Canada dismissed, [2007] S.C.C.A. No. 5 (QL); 2006
FC 1547, reversed 2007 FCA 167; and, 2006 FC 861. With respect to the 2,055,948
patent, Sanofi-Aventis’ application for prohibition against Pharmascience was
dismissed: 2006 FC 898. It is also worthwhile to note the following three
related patents have expired: the 1,187,087 patent, the 1,246,457 patent and
the 2,382,387 patent.
[8]
I note
that prior to the commencement of this proceeding, Sanofi-Aventis sought
similar prohibition orders in files T-1384-04 and T-1888-04 involving these
same parties with respect to four other patents, three of which claimed alleged
“new” uses of ramipril. These applications were dismissed on May 28, 2007, by
Orders of Justice Harrington: Sanofi-Aventis Inc. v. Laboratoire Riva Inc.,
2007 FC 532, [2007] F.C.J. No. 757 (QL), (the Harrington Orders). No appeal was
taken of the final Order made in T-1888-04 and the two Notices of Appeal filed in
T-1384-04 relate only to one of the use patents involved in that matter.
[9]
Accordingly,
this application constitutes the last hurdle preventing Riva from entering the
market with Riva-Ramipril.
[10]
Subparagraph
5(1)(b)(iv) of the NOC Regulations reads:
5.
(1) If a second person files a submission for a notice of compliance in
respect of a drug and the submission directly or indirectly compares the drug
with, or makes reference to, another drug marketed in Canada under a notice
of compliance issued to a first person and in respect of which a patent list
has been submitted, the second person shall, in the submission, with respect
to each patent on the register in respect of the other drug,
[…]
(b)
allege that
[…]
(iv)
no claim for the medicinal ingredient, no claim for the formulation, no claim
for the dosage form and no claim for the use of the medicinal ingredient
would be infringed by the second person making, constructing, using or
selling the drug for which the submission is filed.
|
5.
(1) Dans le cas où la seconde personne dépose une présentation pour un avis
de conformité à l’égard d’une drogue, laquelle présentation, directement ou
indirectement, compare celle-ci à une autre drogue commercialisée sur le
marché canadien aux termes d’un avis de conformité délivré à la première
personne et à l’égard de laquelle une liste de brevets a été présentée — ou y
fait renvoi —, cette seconde personne doit, à l’égard de chaque brevet ajouté
au registre pour cette autre drogue, inclure dans sa présentation :
[…]
b) soit une allégation
portant que, selon le cas :
[…]
(iv)
elle ne contreferait aucune revendication de l’ingrédient médicinal,
revendication de la formulation, revendication de la forme posologique ni
revendication de l’utilisation de l’ingrédient médicinal en fabriquant,
construisant, utilisant ou vendant la drogue pour laquelle la présentation
est déposée.
|
[11]
Given that
Riva has abandoned its earlier allegation of patent invalidity, the only
remaining live issue at this stage of the proceeding is the non-infringement of
the HOPE Patents. Sanofi-Aventis must prove on a balance of probabilities that the
allegations of non-infringement contained in Riva’s NOA are not justified: Abbott
Laboratories v. Canada (Minister of Health), 2007 FCA 140, [2007] F.C.J.
No. 506 (QL). Under the NOC Regulations, infringement can be direct or induced:
Pharmascience Inc. v. Sanofi-Aventis Canada Inc. et al, 2006 FCA 229, [2007]
2 F.C.R. 103 (Pharmascience); application for leave denied, [2006]
S.C.C.A. No. 362 (QL). Given that the HOPE Patents relate only to the “new” uses
of ramipril (for the management of patients at increased risk of cardiovascular
events), the parties agree that Riva will not directly infringe the HOPE
Patents. As such, the issue in this case is whether Sanofi-Aventis can prove on
the balance of probabilities that Riva will induce or procure others to
infringe the HOPE Patents.
[12]
In support
of its application, Sanofi-Aventis filed ten affidavits and corresponding
documentary evidence. This is just a short overlook of this evidence:
(a)
Malcolm O.
Arnold, a Professor of Medicine, Physiology and Pharmacology at the University
of Western Ontario, a cardiologist at the London Health Sciences Centre, the
Director of Research Affairs for the Division of Cardiology at St. Joseph’s Health
Care, London, Ontario and a scientist and program leader of the Circulation
Group at Lawson Health Research Institute, London, Ontario. Among other things,
he describes the practices of physicians who prescribe ramipril and explains
how he and others make prescribing decisions based on medical literature,
continuing medical education seminars and discussions with other cardiologists.
In prescribing ramipril, he and his colleagues commonly use the generic name
“ramipril” and do not write the reason why the patient is taking the medicine. He
admits to prescribing drugs, including ALTACE, for unapproved uses.
(b)
Peter
James Lin, the Director of Primary Care Initiatives at the Canadian Heart
Research Centre and a family physician. His affidavit essentially serves to
describe the impact of the HOPE study, a clinical trial that concluded that
ramipril had the immediate and significant effect of changing the management of
high risk vascular patients. The HOPE study created a paradigm shift in the way
these patients are treated. He suggests that physicians will generally assume
that Riva’s generic ramipril product (once approved) will be therapeutically
equivalent to ALTACE. He also describes how physicians routinely make
prescribing decisions based on medical literature, continuing education seminars
and expert opinions.
(c)
B. Marie Berry, a pharmacist who practiced in Manitoba from 1974 to 2004 and was called
to the Manitoba Bar in 1993. She is the author of the textbook Canadian
Pharmacy Law. Ms. Berry was
asked to provide her opinion as to whether Riva’s generic ramipril product,
once available on the market, will be used by patients for the same uses as
ALTACE even if such uses are not federally approved indications for Riva’s
ramipril product.
(d)
Andrew W.
Steele, a physician specializing in nephrology, dialysis and hypertension. He
explains that if Riva-Ramipril were to receive approval, physicians would
understand that it is therapeutically equivalent to ALTACE and would assume
that it may be used to treat the same indications treated by ALTACE, including
the patented uses.
(e)
Jacinta M.
De Abreu, a law clerk employed in the Toronto
offices of Smart & Biggar, solicitors for Sanofi-Aventis. She states that
counsel for Sanofi-Aventis informed counsel for Riva by email dated May 30,
2007 to withdraw its invalidity allegations regarding the HOPE Patents. This
former aspect is no longer relevant in this case.
(f)
Monica
Wilson, a former Director Marketing Cardio-vascular at Sanofi-Aventis and now a
consultant for Sanofi-Aventis. She describes how following the presentation and
publication of the HOPE study, the number of prescriptions for ALTACE increased
significantly in contrast to the total number of prescriptions for other ACE
inhibitors which remained relatively constant.
(g)
Martin
Howard Strauss, a cardiologist and member of the Department of Internal
Medicine at North York General Hospital, North York, Ontario, and a scientist
in the Department of Cardiovascular Surgery of Saint Michael’s Hospital,
Toronto, Ontario. He explains how the benefits of ramipril are both
statistically and clinically significant in terms of the management of patients
at increased risk of cardiovascular events. He also states that cardiologists
will probably assume that Riva-Ramipril can be used for the same indications as
for ALTACE because it contains the same active medicinal compound. He explains
that physicians generally do not write the indication for the drug on the
prescription.
(h)
Franca Mancino, the Director of
Regulatory Affairs at Aventis Pharma Inc. Her affidavit, in essence, serves to
put into evidence the text of Riva’s NOA.
(i)
Maria
Nenadovich, a pharmacist licensed to practice in 1974
who currently works as a pharmacist-manager at a Shopper’s Drug Mart in Toronto. She was asked to provide her personal
opinion as to whether Riva-Ramipril, once available, would be used for all the
same uses as ALTACE.
(j)
Benoit
Gravel, the Vice-President, ALTACE Franchise, Business Support, Resource
Allocation and Execution Excellence and a member of the Executive Committee at
Sanofi-Aventis Canada Inc. He explains that Sanofi-Aventis has marketed ALTACE
in Canada since 1994 and that prior to December 12, 2006, ALTACE was the only
ramipril product marketed in Canada. He states that ALTACE is
presently listed on all relevant provincial formularies and describes the
process whereby if an interchangeable generic product is listed in the
formulary, a pharmacist will be compelled to substitute the lower cost generic
for the originator’s product.
Five of the affiants, Dr. Strauss, Dr. Steele, Ms. Berry, Ms. Nenadovich and Mr. Gravel, were
cross-examined by Riva.
[13]
Riva filed
one affidavit, that of Dr. Guy Pridham, Vice-President of Scientific Affairs
for Riva. Dr. Pridham states that Riva is seeking an NOC only to sell Riva-Ramipril
for the treatment of hypertension. He also says that the application for the
listing on provincial formularies by Riva "will be based on approval for
use in the treatment of hypertension". He appends a draft product
monograph and a draft label. Sanofi-Aventis cross-examined Dr. Pridham on his
evidence. By Order dated December 5, 2007, Riva was granted leave to file a
supplementary affidavit of Mr. Jean-Paul Lefebvre, Consultant, Regulatory
Affairs. This Order was appealed and on December 14, 2007, Justice Shore of this Court ruled that the
Prothonotary’s Order should be set aside.
[14]
The
applicants’ main contention can be summarized as follows.
[15]
First, the
applicants examine an important marketplace for generic versions of
prescription drugs: provincial formularies. Provincial formularies list both
single source drugs (where no generic products are available) and multiple
source drugs (where generic products are available). In all provinces (except
for Quebec), the provincial governments underwrite in whole or in part the cost
of drugs prescribed to large segments of the population and attempt to keep
costs down by only indemnifying up to the cost of the least expensive
equivalent, typically the generic drug. Once an interchangeable generic product
is listed without any limitations in the relevant provincial formulary, a
pharmacist will likely substitute the lower cost generic product for the
originator’s product. Failing
that, a pharmacist will only be compensated for the cost of the generic product.
ALTACE is currently listed on all relevant provincial formularies and Riva
admits it intends to apply to list Riva-Ramipril on these same formularies. If
approved, Riva-Ramipril will most likely be listed on the formularies as fully
interchangeable with ALTACE in a manner which does not prevent use of Riva-Ramipril
for any of the uses for which ALTACE is used, including the patented use. Thus,
it is alleged that Riva, by not seeking limited interchangeability with ALTACE,
will induce the infringement of the HOPE Patents.
[16]
The situation
in Quebec, however, is different. Quebec
does not enforce generic substitutions for fifteen years after the drug has
been listed on the Quebec formulary. The Quebec regulatory scheme was
summarized at para. 92 of the Harrington Orders as follows:
Under the “Regulations respecting the
conditions on which manufacturers and wholesales of medications shall be
recognized,” adopted pursuant to an Act Respecting Prescription Drug
Insurance, R.S.Q c. A-29.01 s. 80 as well as the Act itself, the
responsible Quebec Minister draws up a list of medications, the cost of which
is covered by the basic plan. The list indicates generic names, brand names and
manufacturers’ names for each approved medication, the conditions on which they
may be obtained from an accredited manufacturer or wholesaler, and the manner
in which the prices are established.
[17]
For the
first fifteen years after a drug has been listed, pharmacists in Quebec will be reimbursed for the
product actually dispensed (whether that is the innovator’s brand or the
generic) at the actual purchase price listed on the list. In the Quebec formulary, ALTACE,
Apo-Ramipril and Ratio-Ramipril are listed under the ACE inhibitor class as
being fully interchangeable. Riva expects Riva-Ramipril to be listed on the Quebec formulary as an ACE inhibitor
and admits it does not intend to seek limited interchangeability. Accordingly, the
applicants submit that Riva may be inducing the infringement of the HOPE
Patents. Sanofi-Aventis, nonetheless, acknowledges that as the fifteen year
period has not lapsed, pharmacists in Quebec
will be reimbursed for the actual purchase price of ALTACE if it is dispensed.
[18]
Secondly, the
applicants argue that neither the older version of its draft product monograph
(PM), attached as Exhibit ‘A’ to the affidavit of Dr. Pridham, nor the draft PM
that was revised on August 6, 2007 (and is on file with the Minister as the
current draft PM), contain the disclaimer that Riva-Ramipril is approved for
only the use and indication for which the NOC is issued, that it should be used
for such uses and indication and that no statement or reference in the PM should
be construed or interpreted to be an encouragement, suggestion or
recommendation that it is to be used for anything but the approved use and
indication, as asserted in Riva’s NOA. According to Sanofi-Aventis, this evidences
Riva’s intent to induce the infringement of the HOPE Patents.
[19]
Thirdly, the
applicants state that Riva-Ramipril is bio-equivalent with ALTACE regardless of
the use to which the patient will be putting Riva-Ramipril. Accordingly, the
applicants’ experts are of the opinion that pharmacists will not be aware of or
believe that patients may be exposed to threats of patent infringement by their
“off label” use of the drug. Moreover, even if pharmacists were aware of patent
issues, they would not know what steps to take to avoid exposing patients to
such threats. Similarly, patent issues are not a factor in patient treatment by
physicians: Physicians make prescribing decision primarily based on medical
literature, education seminars, expert opinions and the demonstrated
effectiveness of a drug. According to the affidavit evidence, in particular the
affidavits of Dr. Steele and Dr. Strauss, physicians who prescribe ramipril tend
not to write their diagnosis or proposed use on the prescription. As such,
according to Ms. Berry and Ms. Nenadovich,
pharmacists typically do not know the specific use a physician has in mind when
prescribing ramipril to a particular patient. Further, according to these
pharmacist affiants, information given to them by the patient herself/himself
about the reason why the drug has been prescribed is often quite vague. Given
that pharmacists will suffer a financial loss (except in Quebec) if ALTACE instead of a
generic ramipril is dispensed to an eligible patient, the applicant is of the
view that Riva will be indirectly inducing the infringement of the HOPE Patents.
[20]
It is also
argued that the impact of this infringement by Riva would be particularly significant
in this case. As stated by Mr. Gravel in his affidavit, the HOPE study, which
was published in August 1999, was a landmark trial which helped propel ALTACE
into its position as the leader in the ACE inhibitor market in December 2006.
Ramipril was not the first ACE inhibitor; however, following the release of the
HOPE study, ALTACE became the ACE inhibitor of choice for physicians. In 2006,
ALTACE represented more than 50% of all prescription in Canada written for ACE inhibitors.
In that same year, ALTACE was Sanofi-Aventis’ most successful product. Sales of
ALTACE grew from $38.5 million in 1999 to over $375 million in 2006 (public
affidavit of Benoit Gravel at paras. 12 and 13). The main use of ramipril in Canada today is the HOPE indication.
[21]
Finally, it
is asserted by the applicants that the focus of Riva’s marketing strategy in
the provinces (including Quebec) will be directed at
pharmacists to encourage them by financial inducements and allowances
permissible under law to include Riva-Ramipril within their inventories for
dispensing to patients. Sanofi-Aventis relies on excerpts from the transcript
of Dr. Pridham’s cross-examination on his affidavit to conclude that these
inducements and allowances will be provided to pharmacists on the condition
that other generic ramipril products are removed from their inventories. The ultimate
goal of Riva’s marketing strategy is to have Riva-Ramipril as the only generic on
the inventory shelf in the pharmacies. (Read the statements made by Dr. Pridham
in his cross-examination.) As previously noted, ALTACE, Apo-Ramipril and
Ratio-Ramipril are already listed under the ACE inhibitor class as being fully
interchangeable.
[22]
As was done by the Federal Court of Appeal, in Pharmascience,
above at para. 34, for the purpose of this application, I am ready to assume,
without deciding, that any patient who takes Riva-Ramipril for the management of their
increased risk of cardiovascular events will infringe
the HOPE Patents. I am also ready to assume, without deciding, that a prescribing
physician or a dispensing pharmacist may be found to have induced that
infringement if Riva-Ramipril is prescribed or dispensed for use in the management of patients at
increased risk of cardiovascular events. However, that
does not change the fact that infringement by patients, physicians or
pharmacists is not contemplated by subsection 5(1) of the NOC Regulations. It is well within the power of
Sanofi-Aventis to educate physicians and pharmacists as to the existence and
breadth of Sanofi’s patent rights and to demand that these rights be respected.
Accordingly, unless Riva participates in inducing
infringement, the
remedy in such a case is not to prohibit the Minister from allowing the generic
to enter into the marketplace.
[23]
In AB
Hassle v. Canada (Minister of National Health and Welfare), 2001 FCT 1264, [2001]
F.C.J. No. 1725 (QL) (AB Hassle); affirmed 2002 FCA 421, [2002] F.C.J.
No. 1533 (QL), application for leave to appeal to the Supreme Court of Canada dismissed
[2002] S.C.C.A. No. 531 (QL), the Federal Court of Canada articulated the test
for inducing and procuring infringement at para. 68 as follows:
A patentee wishing to rely on the
doctrine of induced infringement must allege and prove each of the following
elements:
(a)
that the
act of infringement was completed by the direct infringer;
(b)
the
completed act of infringement was influenced by the seller, to the point where
without said influence, infringement by the buyer would not otherwise take
place; and,
(c)
the
influence must knowingly be exercised by the seller, such that the seller knows
that his influence will result in the completion of the act of infringement.
[24]
In Sanofi-Aventis Canada Inc. v. Novopharm Ltd., 2007 FCA 167, [2007] F.C.J. No. 582 (QL) (Sanofi-Aventis), the Federal Court of Appeal
found that an allegation of non-infringement of a claim for the use of a
medicine is justified if the generic drug manufacturer is seeking an NOC only
for a use that is not within the new use claim and the evidence fails to
establish that the generic drug producer will infringe the new use claim by
inducing others to prescribe or use the generic product for that new use.
[25]
In Sanofi-Aventis,
above at para. 11, Justice Sharlow provided examples of how infringement by
inducement may be established:
A generic drug manufacturer may be
implicated in the infringement by others of a claim for a new use of a medicine
if the generic drug manufacturer induces that infringement. Infringement by
inducement may be established, for example, by inferences reasonably drawn from
the contents of the product monograph for the generic drug product, or evidence
relating to the dosage form of the generic product, or its labelling or
marketing.
[26]
The legal
test for induced infringement is not met on the facts of this case. I have
carefully reviewed the transcripts of the various cross-examinations. I have also
considered the arguments raised by the parties with respect to the weight that
should be given to the evidence. This includes the particular weight that I
should give to Ms. Berry's affidavit as well as some
of the contradictions or admissions made by Dr. Pridham. I am of the opinion
that the applicants have not met their burden of demonstrating that Riva’s
allegations of non-infringement are not justified. Despite applicants’ counsel’s
able presentation, the totality of the evidence is not conclusive to establish infringement
or infringement by inducement on the part of Riva. I need only to make a few
comments with respect to arguments raised by the parties.
[27]
The
starting point in my analysis has been to carefully examine Riva’s NOA. Riva
argues that it will not infringe any claim of the HOPE Patents by making,
constructing, using or selling its Riva-Ramipril for use in the treatment of
essential hypertension. Riva states that it will not include any of the uses
claimed by the HOPE Patents in its PM. Indeed, Riva asserts its PM will contain
a disclaimer that Riva-Ramipril should only be used for the approved use and
indication, the treatment of hypertension. Riva also alleges that if it obtains
an NOC, it will restrict its drug marketing and sales of Riva-Ramipril to that
treatment. These statements made by Riva in its NOA are presumed to be true in
the absence of evidence to the contrary: Pharmascience, above at para.
30. Sanofi-Aventis argues the fact that Riva’s revised draft PM does not presently
contain the disclaimer set out in the NOA, provides such evidence to the
contrary. I respectfully disagree. A generic is not required to include a
disclaimer in its PM. Further, in Aventis Pharma Inc. v. Apotex Inc., 2005
FC 1461, [2005] F.C.J. No. 1793 (QL) (Aventis Pharma), Justice von
Finkenstein considered this issue and concluded that “[s]uch a warning might be
useful factor helping to negate any idea of intention by the alleged infringer.
However the absence of a warning cannot not be used by itself to infer an
intention to infringe through inducement, procurement, marketing or some other
nexus.”
[28]
Turning to
particular statements made by Riva in its NOA, I note again that Riva is seeking approval for Riva-Ramipril only for use in the treatment
of hypertension. Secondly,
Riva’s ANDS also clearly identifies “treatment of essential hypertension” as
the only use of Riva-Ramipril for which it is seeking an NOC. Thirdly, Riva’s
Proposed Canadian Labelling Material evidences that the
packaging for Riva-Rampiril capsules will be labelled in a manner that will
inform anyone who reads the label that the capsules are approved for use in the
treatment of “essential
hypertension.” Finally, the revised draft PM that would be approved by Health Canada would state that the Riva-Ramipril is for use in the treatment of
hypertension. Riva
will, thus, be limited in its promotion endeavours to this treatment under the
NOC Regulations and Health Canada cannot approve Riva-Ramipril
for another use. To emphasize, I find as a fact that the revised draft PM does not say that Riva-Ramipril may or should be used in the management of patients at
increased risk of cardiovascular events, the “new” use for this compound
covered by the HOPE Patents.
[29]
Sanofi-Aventis further emphasizes that the
“References” section of Riva’s draft revised PM makes mention of
Sanofi-Aventis’ PM for ALTACE (including for the patented uses) and that it
also contains a reference to a bioavailability study that compares ramipril 10
mg capsules to ALTACE capsules. In Pharmascience, above at para. 31, the
Federal Court of Appeal concluded that references mentioned in a PM in the
context of “Contraindications” could not be construed as an attempt to
encourage the use of the ramipril capsules for the treatment of one of the
patented uses. In Sanofi-Aventis, above at para. 11, Madam
Justice Sharlow states the following regarding off label prescriptions in the
context of a prohibition proceeding for non-infringement: “[A]n inducement to
infringe generally cannot be inferred from a mere reference to the new use in
the product monograph, for example, in the course of explaining
contraindications or drug interactions, or as part of a list of scientific
references.” [Emphasis added] A similar conclusion must be reached in this
instance. The mere fact that Riva mentions ALTACE in the “References” section
of its PM coupled with a reference to a comparative bioavailability study with
ALTACE capsules is insufficient “evidence to the contrary” to rebut the
presumption of truth afforded to Riva’s NOA. Riva remains entitled to the
benefit of the presumption that it will market Riva-Ramipril capsules only for
use in the treatment of hypertension.
[30]
I have also specifically considered the fact
that physicians may prescribe drugs based on uses supported by medical
literature (a practice often referred to as “off label” use). I note that Ms. Berry
and Nenadovich’s opinions as pharmacists cannot be extended to mean all pharmacists
in the marketplace. The same remark applies to Dr. Steele and Dr. Strauss’
opinions as physicians specializing in nephrology or cardiology. It is not
challenged by Riva that if Riva is given the NOC, certain physicians may
prescribe Riva-Ramipril for use in the management of patients at increased risk of
cardiovascular events (the patented use), certain
pharmacists may dispense Riva-Ramipril for the patented use, and certain
patients may take Riva-Ramipril for that use. This is likely to happen regardless
of the steps taken by Riva to ensure that its product is labelled and described
in its PM as being only for use in the treatment of hypertension. However, I
find nothing in the legislative scheme, the related jurisprudence or even the
submissions raised by Sanofi-Aventis’ counsel which would lead me to conclude
that Riva should seek a limited interchangeability in the provincial drug
formularies. Like in the Harrington Orders, I find this argument to be “without
merit.”
[31]
However significant
the off-label use may be, the jurisprudence is clear: it can no longer be
argued by the innovator that the mere presence of the generic drug on the
market, coupled with the fact that it could be used for purposes other than
those for which the NOC was obtained, constitutes infringement of a patent.
“Something more” than simply making the product available is required: AB
Hassle, above, citing to the Federal Court of Appeal decision at
para 18. In Aventis Pharma, above, at paras. 27-32, Justice von
Finckenstein summarized the case law on off label prescription and clearly held
that “off label” prescription by doctors and subsequent use by patients does
not satisfy the “something more" requirement established by Sexton J.A. in
AB Hassle. He further stated that whether the "something more"
consists of inducement, procurement, marketing or some other nexus will depend
upon the facts of each particular case. In this case, I am of the opinion the
“something more” requirement is simply not met based on the evidence on record.
Mere passive recognition that "off-label" prescription or consumption
will occur does not amount to "something more".
[32]
Sanofi-Aventis
argues that Riva’s marketing strategy establishes infringement by inducement. In
this regard, the facts contained in the Pridham affidavit “clearly confirm that
Riva does intend to negotiate exclusive generic supply contracts with
pharmacists for its Riva-Ramipril.” In my opinion, Sanofi-Aventis has
overstated the issue. Riva will be entering into agreements (permissible at
law) with pharmacists. These agreements will be designed to ensure that Riva-Ramipril
is stocked on their shelves. However, nothing in the evidence before me suggest
that Riva will be providing financial inducements or allowances to these
pharmacists to dispense Riva-Ramipril for a purpose other than the use for
which it is intended, namely the treatment of hypertension. Any exclusivity
will be in relation to other generics and for the authorized use. For greater
emphasis, there is nothing in the evidence to convince me that Riva will be
providing financial incentives to pharmacists to compel them to dispense Riva-Ramipril
for the management of patients at increased risk of cardiovascular events, the
patented use.
[33]
For all
these reasons, the present application must fail. Costs against the applicants
shall be in favour of Riva.
ORDER
THIS COURT ORDERS that this application is dismissed
with costs to the respondent Laboratoire Riva Inc.
“ Luc
Martineau”