Date: 20090921
Docket: T-537-09
Citation: 2009 FC 939
Ottawa, Ontario, September 21,
2009
PRESENT: The Honourable Mr. Justice Phelan
BETWEEN:
JAMES
ATKINS
Applicant
and
ATTORNEY
GENERAL OF CANADA
Respondent
REASONS FOR JUDGMENT AND JUDGMENT
I. INTRODUCTION
[1]
Mr.
Atkins, who ably represented himself in this Court, is attempting to have a
disability pension, granted June 29, 2005, made retroactive to 2000. This is
the maximum retroactivity which may occur under the Veterans Review and
Appeal Board Act, S.C., 1995, c.18 (Act). Mr. Atkins has a number of
problems with events and advice received in 1992 when he first began the
disability pension process. The basis of Mr. Atkins’ claim is that he submitted
new evidence and therefore it was unreasonable not to grant his request for
retroactivity.
[2]
The
real point of this case is the effective date of Mr. Atkins’ pension claim
related to cervical disc disease.
II. BACKGROUND
[3]
The
Applicant served in the military almost continually from 1969 to 1993. His
trade was physical training but he was first attached to an infantry regiment,
then he served in the airborne forces and finally in search and rescue
operations.
[4]
On
June 4, 1992, Mr. Atkins filed a Notice of Application for a disability pension
in which he included, amongst other matters, a claim for both his back (lumbar)
and cervical spine injury. His Notice also included claims for hearing loss as
well as hip and neck injuries.
[5]
Between
the filing of the Notice of Application, the filing of the First Application on
February 1, 1993 and the application going forward for consideration, there
were a number of medical reports and interactions between the Bureau of Pension
Advocates (BPA) and Veterans Affairs’ medical advisers.
[6]
As
a result of a request for further information in support of his claim, Mr.
Atkins obtained a medical assessment from a Dr. Gray. In that assessment Dr.
Gray notes that X-rays of the cervical spine showed “mild degenerative change
at L3, 4. No other significant changes found.” Mr. Atkins alleges that this was
a typo because the “L” designation refers to the lumbar region not the cervical
region where discs would have a “C” designation.
[7]
On
June 14, 1994, on the recommendation of a medical adviser at Veterans Affairs,
the hip and neck claims were dropped by the BPA. The medical adviser indicated
that a claim could be made for injury to the lumbar region. Such a claim
appears consistent with the X-ray reports of mild degenerative disc disease at
L4-5 and moderate degenerative disc disease at L-5 and S-1.
[8]
Mr.
Atkins claims that the BPA had informed him that he could not combine a claim
for lumbar injury with that of cervical injury.
[9]
In
any event, when the application was put to the Canada Pension Commission (CPC),
it considered only the hearing loss and lumbar disc claims (any cervical disc claim
was dropped). The CPC concluded that the lumbar condition was not directly
connected to military service but to age and was degenerative in nature. His
claim was denied.
[10]
As
a result of some form of advice from a friend, Mr. Atkins made an application
on June 29, 2001 for pension benefits of cervical disc disease.
[11]
The
pension claim was granted with full entitlement at 25%. The effective date was confirmed
as June 29, 2005; the date on which the complete application was made.
[12]
The
Applicant was not content with the result as he contended that the true
application date was in 1992 when he first raised cervical injury as a possible
claim.
[13]
As
a consequence, the Applicant sought a review of the effective date before the
Veterans Review and Appeal Board (VRAB). The VRAB decided on January 11, 2007
that there should be no change to the effective date.
[14]
That
decision was appealed to the VRAB Entitlement Appeal Panel (Appeal Panel) which
confirmed the VRAB’s decision.
[15]
On
August 30, 2007, the Applicant then applied for a reconsideration of the Appeal
Panel’s decision before the Reconsideration Panel. As part of the
reconsideration, the Applicant submitted as evidence (a) a letter to Dr. Gray asking
if his diagnosis of September 23, 1993 was legitimate which Dr. Gray confirmed with
a note “yes” written on a copy of Mr. Atkin’s letter, and (b) a copy of the
September 23, 1993 Gray report with the “L” in the “L3, 4” changed to a “C”.
[16]
The
Reconsideration Panel concluded that there was no new evidence presented and
that there were no errors in law or fact on the part of the Appeal Panel. The
Reconsideration Panel applied the four-part test in Mackay v. Canada,
[1997] 29 F.T.R. 286, as to what constituted new and credible evidence.
[17]
The
Reconsideration Panel held that the evidence was not new because it could have
been adduced prior to the Appeal Panel’s decision and, while relevant and
credible, it did not pertain to changing the result. That Panel went on to find
that the facts and law had been properly considered and applied and declined to
hear the case.
[18]
The
judicial review of the Reconsideration Panel’s decision raises the principal
issue of (a) whether the conclusion as to new evidence was reasonable, and
(b) if in confirming the effective date of June 29, 2005, there were other
errors which warrant this Court’s intervention.
III. ANALYSIS
A. Standard
of Review
[19]
Decisions
of the VRAB are generally discretionary and are subject to a reasonableness
standard (Bullock v. Canada (Attorney General), 2008 FC
1117). While the issue of what is “new evidence” consists of a legal
determination as to the test for “new evidence”, and therefore is subject to
correctness, the application of the facts to the test of new evidence, as occurred
here, is subject only to reasonableness.
[20]
The
other grounds of errors of fact and law were not seriously challenged; however,
the issue of retroactivity is subject to statutory provisions going to
jurisdiction and thus must be subject to a correctness standard.
[21]
The
relevant statutory provisions are sections 39, 80, 81 and 82 of the Pension
Act, R.S., 1985, c. P-6:
39. (1) A pension awarded for disability shall be
made payable from the later of
(a) the
day on which application therefor was first made, and
(b) a
day three years prior to the day on which the pension was awarded to the
pensioner.
(2) Notwithstanding subsection
(1), where a pension is awarded for a disability and the Minister or, in the
case of a review or an appeal under the Veterans Review and Appeal Board
Act, the Veterans Review and Appeal Board is of the opinion that the
pension should be awarded from a day earlier than the day prescribed by
subsection (1) by reason of delays in securing service or other records or
other administrative difficulties beyond the control of the applicant, the
Minister or Veterans Review and Appeal Board may make an additional award to
the pensioner in an amount not exceeding an amount equal to two years
pension.
|
39. (1) Le paiement d’une pension accordée
pour invalidité prend effet à partir de celle des dates suivantes qui est
postérieure à l’autre :
a) la date à laquelle une demande à
cette fin a été présentée en premier lieu;
b) une date précédant de trois ans
la date à laquelle la pension a été accordée au pensionné.
(2) Malgré le paragraphe (1),
lorsqu’il est d’avis que, en raison soit de retards dans l’obtention des
dossiers militaires ou autres, soit d’autres difficultés administratives
indépendantes de la volonté du demandeur, la pension devrait être accordée à
partir d’une date antérieure, le ministre ou le Tribunal, dans le cadre d’une
demande de révision ou d’un appel prévus par la Loi sur le Tribunal des
anciens combattants (révision et appel), peut accorder au pensionné une
compensation supplémentaire dont le montant ne dépasse pas celui de deux
années de pension.
|
80. (1) Subject to subsection (2), no award is
payable to a person unless an application has been made by or on behalf of
the person and payment of the award has been approved under this Act.
(2) A survivor or child of a
deceased member of the forces who, at the time of the member’s death,
(a) was
living with the member, and
(b) was
a person in respect of whom an additional pension was being paid to the
member
need not make an
application in respect of a pension referred to in paragraph 21(1)(i) or (2)(d) or subsection
34(6), (7) or (11) or 45(2), (2.1), (3), (3.01) or (3.1) or an allowance
referred to in subsection 38(3) or 72(5).
81. (1) Every application must be made to the
Minister.
(2) The Minister shall
consider an application without delay after its receipt and shall
(a)
where the Minister is satisfied that the applicant is entitled to an award,
determine the amount of the award payable and notify the applicant of the
decision; or
(b)
where the Minister is not satisfied that the applicant is entitled to an
award, refuse to approve the award and notify the applicant of the decision.
(3) The Minister shall, on
request,
(a)
provide a counselling service to applicants and pensioners with respect to
the application of this Act to them; and
(b)
assist applicants and pensioners in the preparation of applications.
82. (1) Subject to subsection (2), the Minister
may, on the Minister’s own motion, review a decision made by the Minister or
the Commission and may either confirm the decision or amend or rescind the
decision if the Minister determines that there was an error with respect to
any finding of fact or the interpretation of any law, or may do so on application
if new evidence is presented to the Minister.
(2) Subsection (1) does not
apply with respect to a decision made by an Assessment Board or Entitlement
Board under the former Act.
|
80. (1) Les compensations ne sont payables que sur demande — faite par
le demandeur ou en son nom — et après approbation de leur paiement dans le
cadre de la présente loi.
(2) S’ils vivaient avec le membre
des forces au moment de son décès et s’ils étaient des personnes à l’égard de
qui le membre recevait une pension supplémentaire, le survivant ou l’enfant
du membre ne sont pas tenus de présenter une demande à l’égard d’une pension
visée aux alinéas 21(1)i) ou (2)d) ou aux paragraphes 34(6), (7) ou (11) ou 45(2),
(2.1), (3), (3.01) ou (3.1), ou à l’égard d’une allocation visée aux
paragraphes 38(3) ou 72(5).
81. (1) Toute demande de compensation doit être présentée au ministre.
(2) Le ministre examine la demande
dès sa réception; il peut décider que le demandeur a droit à la compensation
et en déterminer le montant payable aux termes de la présente loi ou il peut
refuser d’accorder le paiement d’une compensation; il doit, dans tous les
cas, aviser le demandeur de sa décision.
(3) Le ministre fournit, sur
demande, un service de consultation pour aider les demandeurs ou les
pensionnés en ce qui regarde l’application de la présente loi et la
préparation d’une demande.
82. (1) Le ministre peut, de son propre chef, réexaminer sa décision
ou une décision de la Commission et soit la confirmer, soit l’annuler ou la
modifier, s’il constate que les conclusions sur les faits ou l’interprétation
du droit étaient erronées; il peut aussi le faire sur demande si de nouveaux
éléments de preuve lui sont présentés.
(2) Le paragraphe (1) ne s’applique
pas aux décisions rendues, en vertu de la loi antérieure, par un comité
d’évaluation ou un comité d’examen.
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B. New
Evidence
[22]
The
test for new evidence is well described in Mackay, above, at paragraph
26:
26 However,
I am satisfied that Dr. Murdoch's report qualifies as "new evidence"
for the purposes of Section 111. The applicant has cited a test for
"new" evidence from Palmer and Palmer v. The Queen (1979), 106
D.L.R. (3d) 212 (S.C.C.) at 224 (hereinafter Palmer):
...The following principles have emerged:
(1) the evidence
should generally not be admitted if, by due diligence, it could have been
adduced at trial provided that this general principle will not be applied as
strictly in a criminal case as in civil cases: see McMartin v. The Queen,
[1965] 1 C.C.C. 142, 46 D.L.R. (2d) 372, [1964] S.C.R. 484;
(2) the evidence must be relevant in the sense that
it bears upon a decisive or potentially decisive issue in the trial;
(3) the evidence must be credible in the sense that
it is reasonably capable of belief, and
(4) it must be such that if believed it could
reasonably, when taken with other evidence adduced at trial, be expected to
have affected the result.
[23]
The
Applicant relies on the 2008 notation from Dr. Gray indicating “yes” and the
change from “L” to “C” noted on a copy of his original report. Presumably this
notation by Dr. Gray was to indicate cervical problems rather than lumbar.
[24]
However,
even if Dr. Gray’s report in 1993 contained an error, that is not sufficient
for the Applicant to succeed.
[25]
Dr.
Gray was asked for his confirmatory opinion in 2008, yet there is insufficient
evidence of due diligence to discuss with Dr. Gray his diagnosis of 1993,
subsequent to it or prior to any of the various reviews prior to the
proceedings of the Reconsideration Panel.
[26]
There
is also an issue of insufficiency of evidence. The affirmatory note by Dr. Gray
that his 1993 report was a “legitimate” diagnosis adds nothing new to the
record. The revision on his 1993 report does not indicate the significance of
the purported change from L3, 4 to C3, 4.
[27]
The
Reconsideration Panel concluded that the evidence did “not pertain to changing
the result”. The Court presumes that this phrasing is a reference to the fourth
test in Mackay, above - that the new evidence, if believed, could
reasonably, when taken with other evidence adduced at trial, be expected to
have affected the result.
[28]
There
is nothing to suggest that Dr. Gray’s 2008 notations would have changed the
result of the 2005 decision. The Applicant cannot in the context of a review
relitigate the 1994 decision by suggesting that his claim was always one
related to cervical injury when his application dropped that very claim and
proceeded with a claim for lumbar injury. Any suggestion that the Applicant was
not well served by the BPA is not a matter to be determined in this proceeding.
[29]
Therefore,
the Court cannot find that the Reconsideration Panel’s conclusion that there
was no “new evidence” justifying a review of the effective date of the pension
was unreasonable.
C. Other
Errors of Fact and Law
[30]
While
there was reference to the decision in Nolan v. Canada (Attorney
General),
2005 FC 1305, this case does not turn on issues of burden of proof or whether
an applicant must meet some high threshold of proof.
[31]
The
power of the Reconsideration Panel (or any other relevant deciding body) to
alter the effective date of a pension is very circumscribed. Section 39 sets
out two circumstances for setting a date on which a pension is payable.
[32]
Under
s.39(1) the pension is payable on the later (not the “earlier”) of the
day on which the application is made and a day three years prior to the day the
pension is awarded. The practical anticipated effect of the provision is that
any award should be made within three years of an application being filed.
[33]
Since
the Applicant withdrew the cervical injury claim from his 1992 application,
that application has no bearing on the calculation of the date on which the
award is payable and does not form a basis for retroactivity from October 11,
2002 (three years prior to the date of the award).
[34]
The
cervical pension application was completed June 29, 2005 and awarded October
11, 2005 (three years earlier being October 11, 2002). The pension was made
payable on June 29, 2005, the later of the two possible dates under s.39(1).
[35]
Section
39(2) sets a two (2) year maximum on retroactivity where there have been delays
in securing service or other records or administrative delays. On the record here
there was no such evidence of any of these circumstances. It was therefore
reasonable for the Reconsideration Panel to refuse s.39(2) relief.
[36]
There
are no other errors which warrant this Court’s intervention.
IV. CONCLUSION
[37]
Therefore,
this judicial review will be dismissed. Under the circumstances, the Court will
not impose a cost award against the Applicant.
JUDGMENT
THIS COURT
ORDERS AND ADJUDGES that this
application for judicial review is dismissed.
“Michael
L. Phelan”