Date: 20091013
Docket: T-782-08
Citation: 2009
FC 1028
Ottawa, Ontario, October 13, 2009
PRESENT: The Honourable Mr. Justice de Montigny
BETWEEN:
DAVID
J. STATHAM
Applicant
and
PRESIDENT OF THE CANADIAN
BROADCASTING CORPORATION
and
INFORMATION COMMISSIONER OF CANADA
Respondents
REASONS FOR JUDGMENT AND
JUDGMENT
[1]
This is
an application brought by the applicant pursuant to section 41 of the Access
to Information Act (R.S., 1985, c. A-1) (the “Act”), whereby the applicant
asked this Court to grant an order enjoining the President of the Canadian
Broadcasting Corporation (the “CBC”) to disclose outstanding documents
requested by Mr. Statham between September 1, 2007 and December 12, 2007,
within a deadline the parties may agree to or that this Court may judge
appropriate. The applicant also sought an order from this Court declaring that
the CBC acted unreasonably during the events that lead to this application.
Finally, the applicant requested the costs of this application, including his
professional disbursements and applicable Goods and Services Tax (GST).
THE FACTS
[2]
On
September 1, 2007, the CBC became subject to Canada’s Access to Information legislation, along with four other Crown
Corporations (Federal Accountability Act, S.C. 2006, c. 9). In the three
months that followed, Mr. Statham, an agent at Michel Drapeau Law Office,
submitted about 400 access to information requests (“ATI”) to the CBC. These
requests cover a wide range of topics and accounted for the vast majority of
all the ATIs submitted to the CBC during those months.
[3]
The CBC
failed to acknowledge receipt of these requests within the 30-day limit
mandated by section 7 of the Act and failed to claim any extension of
time with respect to each of these ATIs, as it could have done under s. 9 of
the Act. As a result, the CBC was deemed to have refused disclosure of
all these records pursuant to s. 10(3) of the Act.
[4]
The
applicant therefore elected to complain to the Office of the Information
Commissioner (the “OIC”). He filed a first letter of complaint on October 19,
2007 regarding the CBC’s deemed refusal of access in response to the access
requests he had made between September 1, 2007 and September 14, 2007. This
first letter of complaint was followed by subsequent letters on November 2,
November 16, December 4 and December 28, 2007 as well as on February 15, 2008;
each of these letters of complaint related to the deemed refusal of access in
response to the access requests made in the preceding 30-day period.
[5]
On
November 2, 2007, Ms. Angevine of the CBC wrote to Mr. Statham to advise him
that, given the volume of requests the CBC had received, it would not be able
to meet the legislated time frame specified in the Act, but invited Mr.
Statham to submit which of his ATI requests were more urgent in nature so that
the CBC could treat them on a priority basis. By letter dated November 7, 2008,
Mr. Statham responded to Ms. Angevine’s letter indicating which of his ATI
requests should receive priority treatment.
[6]
On or
about December 17, 2007, the CBC was advised that a significant number of
complaints had been made to the OIC regarding ATI requests. After conducting a
preliminary inquiry into the issues raised in Mr. Statham’s complaints, the OIC
served the CBC with a Notice of Intention to Investigate and a Summary of
Complaint on January 9, 2008. From that date to approximately February 29,
2008, Mr. Scott Lohnes, who at the time of the events leading up to this
application was the investigator at the OIC in charge of handling Mr. Statham’s
complaints, initiated an ongoing and frequent dialogue between the CBC and Mr.
Statham and his assistant, as instructed by Mr. Statham. The purpose of this
dialogue was, inter alia, to supervise the CBC in its treatment of Mr.
Statham’s priority list and to provide regular updates to Mr. Statham on the
CBC’s progress in that regard.
[7]
Despite
some difficulties in contacting persons at the CBC, several meetings took place
between representatives of the OIC and representatives of the CBC to discuss
the complaints filed and to consider the most efficient manner to deal with
those complaints as well as to process the outstanding ATI requests, with
particular emphasis on those complaints related to the delay. It appears that the
CBC repeatedly failed to provide the OIC with a set “action plan” and
frequently changed its commitment date for responding to the requests. Finally,
during a meeting that took place on March 28, 2008, between representatives of
the OIC and the CBC, representatives of the OIC proposed what they thought was
a reasonable and realistic goal of April 1, 2009 to allow the CBC to respond to
every outstanding ATI request of the applicant.
[8]
On March
31, 2008, the OIC sent three letters to Mr. Statham, the purpose of which was
to report to the applicant the results of the investigation of his complaints. In
one of those letters, the OIC confirmed that some of the ATI requests that Mr.
Statham alleged having sent to the CBC were in fact never sent. In another
letter, the OIC advised Mr. Statham that his complaints of delay with respect
to the requests for which a response had been provided by the CBC had been
recorded as resolved. As for the files for which no response had yet been
provided to Mr. Statham, a third letter stated:
CBC’s Access to Information
and Privacy (ATIP) office received the various requests outlined in the Annex
as well as their respective application fees between September 2007 and January
2008. However, the institution has not responded to your requests, thereby
placing itself in a deemed-refusal situation pursuant to subsection 10(3) of
the Act.
Nonetheless, following our
intervention, the institution has provided assurances to our office that,
through its best efforts, it will respond to all of the requests itemized in
the attached Annex on or before April 1, 2009. The target date is based on a
number of factors, most notably the volume of requests and the lack of
resources in the ATIP office. We also received assurances from the CBC that it
will provide you with responses as they are completed over the coming months.
Please note that we will regularly monitor the CBC’s progress in this regard. I
consider this to be a reasonable commitment on CBC’s part to finalize the
processing of all of your listed requests.
While your complaints are
valid, I conclude that they are resolved on the basis that CBC has undertaken
to respond to each request on or before April 1, 2009. As each response is
provided to you by the CBC, in the coming months, you do of course have the
right under section 31 of the Act to complain to this office.
In accordance with paragraph
30(1)(a) and subsection 37(5) of the Act, please be advised that having
now received our report on the results of our investigation with respect to these
deemed-refusals to disclose records requested under the Act, section 41
provides that you have the right to apply to the Federal Court for a review of
the Canadian Broadcasting Corporation’s deemed-refusal to deny you access to
the records you requested. Such an application should name the President of the
Canadian Broadcasting Corporation as respondent and it must be filed with the
Court within 45 days of receiving this letter.
[9]
The
language used in the Annual Report of the Information Commissioner describes
the situation and the rationale for the approach taken as follows:
These complaints gave us an
opportunity to take a different and more flexible approach to resolving delay
complaints than we have in the past. We considered the CBC’s circumstances: it
had just become subject to the Act when it was inundated with hundreds of
requests over a very short time period, and it did not have adequate resources
to process them in a timely way. By negotiating a target date to respond to all
the requests, the CBC could focus on the task of completing them, and we could
close the complaint files but still monitor the CBC’s progress to ensure that
the complainant continues to receive responses.
[10]
As of
March 31, 2008, the CBC had responded to 122 requests that were included in the
group of 377 complaints from Mr. Statham relating to delay. By November 21,
2008, CBC had yet to respond to 80 requests, and as previously mentioned, at
the time of the hearing, all of the requests made by Mr. Statham had been
responded to.
[11]
The
applicant brought this application for judicial review on May 18, 2008. On May
30, the Information Commissioner filed a motion for leave to appear as a party
in the application, in order to rebut certain allegations made by the applicant
to the effect that he had received no communication from the OIC with respect
to its investigation of the complaints, that the position of the OIC was
careless and contrary to the spirit of the Act, and to make
representations relating to the interpretation and administration of the Act.
In an Order dated June 20, 2008, Prothonotary Tabib granted this motion. During
the hearing of that motion, the applicant also agreed to amend its application
material in order to withdraw allegations made against the OIC, which he did on
July 4 and October 8, 2008.
[12]
The
respondent CBC subsequently brought a motion to strike the notice of
application on the ground that the Court had no jurisdiction in the matter as
there had been no actual refusal to provide the information pursuant to s. 41
of the Act. The Prothonotary dismissed this motion and found that the
principal issue in this application -- i.e. whether an institution’s notice that
it requires more time to respond to a request for access, if made after the
time provided in the Act for doing so, is effective to cure a deemed
refusal -- was not plainly and obviously devoid of any merit. She made it
clear, however, that the Court would not be called upon to determine the merits
of any actual access to information refusal by the CBC.
[13]
At the
hearing of the respondent’s motion to dismiss the application for judicial
review, the applicant admitted that his application only covered the
outstanding access to information requests. The Prothonotary recorded that
admission, and stated in her Order:
In the present instance, the
Applicant has eventually made it very clear that the issues raised in relation
to the requests for information concern only the belated and allegedly
unreasonable extension of time imposed by the CBC to respond to the requests;
furthermore, these issues arise only in relation to requests for information to
which no response has been or is received prior to the hearing of the
application on its merits. The Applicant also clearly specified that by
“response” to a request for information, he means communication of the
information, a refusal or a request for additional fees. In short, the
Applicant concedes that for every request for which a response, of any kind,
has been or may be received, up to the start of the hearing, the application is
or will be moot and will be withdrawn. On that basis, this Court will not be
called upon to determine the merits of any actual refusal by the CBC, a task
which undoubtedly would have made it impossible to deal with such numerous and
diverse requests for information in a single proceeding.
THE LEGISLATIVE FRAMEWORK
[14]
Where an
access request is made in writing to a government institution, within thirty
days after the request is received, the institution must give written notice to
the requesting party that either: (i) the records will be released, (ii) the
records will not be released, or (iii) the institution requires additional fees
for purposes of processing the request. If the records or part thereof are
going to be released, the institution is required to provide the records within
the same thirty day time limit:
7. Where access to a record
is requested under this Act, the head of the government institution to which
the request is made shall, subject to sections 8, 9 and 11, within thirty
days after the request is received,
(a) give
written notice to the person who made the request as to whether or not access
to the record or a part thereof will be given; and
(b) if
access is to be given, give the person who made the request access to the
record or part thereof.
|
7. Le responsable de l’institution fédérale à qui est faite une
demande de communication de document est tenu, dans les trente jours suivant
sa réception, sous réserve des articles 8, 9 et 11 :
a) d’aviser par écrit la personne
qui a fait la demande de ce qu’il sera donné ou non communication totale ou
partielle du document;
b) le cas échéant, de donner
communication totale ou partielle du document.
|
11. (1) Subject to this section, a person who makes
a request for access to a record under this Act may be required to pay
[…]
(b)
before any copies are made, such fee as may be prescribed by regulation
reflecting the cost of reproduction calculated in the manner prescribed by
regulation;
|
11. (1) Sous réserve des autres dispositions du présent article, il
peut être exigé que la personne qui fait la demande acquitte les droits
suivants :
[…]
b) un versement prévu par règlement
et exigible avant la préparation de copies, correspondant aux frais de
reproduction;
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[15]
Section
9 of the Act permits an institution to extend the time it has to reply
to access requests, but does so only in respect of certain circumstances and
only if the requesting party is notified of the extension within thirty days of
receipt of the requests:
9. (1) The head of a government institution may
extend the time limit set out in section 7 or subsection 8(1) in respect of a
request under this Act for a reasonable period of time, having regard to the
circumstances, if
(a) the
request is for a large number of records or necessitates a search through a
large number of records and meeting the original time limit would
unreasonably interfere with the operations of the government institution,
(b)
consultations are necessary to comply with the request that cannot reasonably
be completed within the original time limit, or
(c)
notice of the request is given pursuant to subsection 27(1)
by giving notice
of the extension and, in the circumstances set out in paragraph (a) or (b), the length of the
extension, to the person who made the request within thirty days after the
request is received, which notice shall contain a statement that the person
has a right to make a complaint to the Information Commissioner about the
extension.
(2) Where the head of a
government institution extends a time limit under subsection (1) for more
than thirty days, the head of the institution shall give notice of the
extension to the Information Commissioner at the same time as notice is given
under subsection (1).
|
9. (1) Le responsable d’une institution fédérale peut proroger le
délai mentionné à l’article 7 ou au paragraphe 8(1) d’une période que
justifient les circonstances dans les cas où :
a) l’observation du délai
entraverait de façon sérieuse le fonctionnement de l’institution en raison
soit du grand nombre de documents demandés, soit de l’ampleur des recherches
à effectuer pour donner suite à la demande;
b) les consultations nécessaires
pour donner suite à la demande rendraient pratiquement impossible
l’observation du délai;
c) avis de la demande a été donné
en vertu du paragraphe 27(1).
Dans
l’un ou l’autre des cas prévus aux alinéas a), b) et c), le responsable de
l’institution fédérale envoie à la personne qui a fait la demande, dans les
trente jours suivant sa réception, un avis de prorogation de délai, en lui
faisant part de son droit de déposer une plainte à ce propos auprès du
Commissaire à l’information; dans les cas prévus aux alinéas a) et b), il lui fait aussi
part du nouveau délai.
(2) Dans les cas où la prorogation
de délai visée au paragraphe (1) dépasse trente jours, le responsable de
l’institution fédérale en avise en même temps le Commissaire à l’information
et la personne qui a fait la demande.
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[16]
If
an institution fails to respond to the request for access within thirty days,
absent any notice of time extension as contemplated by section 9, the
institution is deemed to have refused access to its records:
10. (3)
Where the head of a government institution fails to give access to a record
requested under this Act or a part thereof within the time limits set out in
this Act, the head of the institution shall, for the purposes of this Act, be
deemed to have refused to give access.
|
10. (3) Le défaut de communication
totale ou partielle d’un document dans les délais prévus par la présente loi
vaut décision de refus de communication.
|
[17]
When
a requesting party is refused access, a complaint may be filed with the OIC. The
OIC, in turn, may investigate the complaint and provide the institution with
non-binding recommendations:
30. (1) Subject to this Act, the Information
Commissioner shall receive and investigate complaints
(a) from
persons who have been refused access to a record requested under this Act or
a part thereof;
(b) from
persons who have been required to pay an amount under section 11 that they
consider unreasonable;
(c) from
persons who have requested access to records in respect of which time limits
have been extended pursuant to section 9 where they consider the extension
unreasonable;
[…]
(f) in
respect of any other matter relating to requesting or obtaining access to
records under this Act.
|
30. (1) Sous réserve des autres dispositions de la présente loi, le
Commissaire à l’information reçoit les plaintes et fait enquête sur les
plaintes :
a) déposées par des personnes qui
se sont vu refuser la communication totale ou partielle d’un document
qu’elles ont demandé en vertu de la présente loi;
b) déposées par des personnes qui
considèrent comme excessif le montant réclamé en vertu de l’article 11;
c) déposées par des personnes qui
ont demandé des documents dont les délais de communication ont été prorogés
en vertu de l’article 9 et qui considèrent la prorogation comme abusive;
[…]
f) portant sur toute autre question
relative à la demande ou à l’obtention de documents en vertu de la présente
loi.
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[18]
The
investigative powers of the Commissioner have been qualified as the “cornerstone”
of the access to information system by the Federal Court of Appeal (Canada
(Information Commissioner) v. Canada (Minister of
National Defence) (1999), 240 N.R. 244, at para. 27). Indeed, the exercise of these
powers is a precondition to an application for review by this Court. Following
a complaint, the OIC has the power to issue recommendations that the Commissioner
considers appropriate to solve such complaint. That power encompasses the right
to set a time frame within which an institution has to respond to a request for
documents:
37. (1) If, on investigating a complaint in respect
of a record under this Act, the Information Commissioner finds that the
complaint is well-founded, the Commissioner shall provide the head of the
government institution that has control of the record with a report
containing
(a) the
findings of the investigation and any recommendations that the Commissioner
considers appropriate; and
(b)
where appropriate, a request that, within a time specified in the report,
notice be given to the Commissioner of any action taken or proposed to be
taken to implement the recommendations contained in the report or reasons why
no such action has been or is proposed to be taken.
(2) The Information
Commissioner shall, after investigating a complaint under this Act, report to
the complainant and any third party that was entitled under subsection 35(2) to
make and that made representations to the Commissioner in respect of the
complaint the results of the investigation, but where a notice has been
requested under paragraph (1)(b) no report shall
be made under this subsection until the expiration of the time within which
the notice is to be given to the Commissioner.
(3) Where a notice has been
requested under paragraph (1)(b) but no such
notice is received by the Commissioner within the time specified therefor or
the action described in the notice is, in the opinion of the Commissioner,
inadequate or inappropriate or will not be taken in a reasonable time, the
Commissioner shall so advise the complainant in his report under subsection
(2) and may include in the report such comments on the matter as he thinks
fit.
(4) Where, pursuant to a
request under paragraph (1)(b), the head of a
government institution gives notice to the Information Commissioner that
access to a record or a part thereof will be given to a complainant, the head
of the institution shall give the complainant access to the record or part
thereof
(a)
forthwith on giving the notice if no notice is given to a third party under
paragraph 29(1)(b) in the matter; or
(b)
forthwith on completion of twenty days after notice is given to a third party
under paragraph 29(1)(b), if that notice is given,
unless a review of the matter is requested under section 44.
(5) Where, following the
investigation of a complaint relating to a refusal to give access to a record
requested under this Act or a part thereof, the head of a government
institution does not give notice to the Information Commissioner that access
to the record will be given, the Information Commissioner shall inform the
complainant that the complainant has the right to apply to the Court for a
review of the matter investigated.
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37. (1) Dans les cas où il conclut au bien-fondé d’une plainte portant
sur un document, le Commissaire à l’information adresse au responsable de
l’institution fédérale de qui relève le document un rapport où :
a) il présente les conclusions de
son enquête ainsi que les recommandations qu’il juge indiquées;
b) il demande, s’il le juge à
propos, au responsable de lui donner avis, dans un délai déterminé, soit des
mesures prises ou envisagées pour la mise en oeuvre de ses recommandations,
soit des motifs invoqués pour ne pas y donner suite.
(2) Le Commissaire à l’information
rend compte des conclusions de son enquête au plaignant et aux tiers qui
pouvaient, en vertu du paragraphe 35(2), lui présenter des observations et
qui les ont présentées; toutefois, dans les cas prévus à l’alinéa (1)b), le Commissaire à l’information ne peut faire son
compte rendu qu’après l’expiration du délai imparti au responsable de
l’institution fédérale.
(3) Le Commissaire à l’information
mentionne également dans son compte rendu au plaignant, s’il y a lieu, le
fait que, dans les cas prévus à l’alinéa (1)b), il
n’a pas reçu d’avis dans le délai imparti ou que les mesures indiquées dans
l’avis sont, selon lui, insuffisantes, inadaptées ou non susceptibles d’être
prises en temps utile. Il peut en outre y inclure tous commentaires qu’il
estime utiles.
(4) Dans les cas où il fait suite
à la demande formulée par le Commissaire à l’information en vertu de l’alinéa
(1)b) en avisant le Commissaire qu’il donnera
communication totale ou partielle d’un document, le responsable d’une
institution fédérale est tenu de donner cette communication au plaignant :
a) immédiatement, dans les cas où
il n’y a pas de tiers à qui donner l’avis prévu à l’alinéa 29(1)b);
b) dès l’expiration des vingt jours
suivant l’avis prévu à l’alinéa 29(1)b), dans les
autres cas, sauf si un recours en révision a été exercé en vertu de l’article
44.
(5) Dans les cas où, l’enquête
terminée, le responsable de l’institution fédérale concernée n’avise pas le
Commissaire à l’information que communication du document ou de la partie en
cause sera donnée au plaignant, le Commissaire à l’information informe
celui-ci de l’existence d’un droit de recours en révision devant la Cour.
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[19]
Indeed,
it appears from the Act that the OIC disposes of a large array of
administrative, quasi-judicial and extraordinary powers in the course of its
investigation, ranging from the power to make recommendations to the head of
the institutions to a report to Parliament. These powers are conferred on the
OIC by the Act and are best summarized by Desjardins, J.A. in Canada (Information
Commissioner) v. Canada (Minister of National Defence), supra, at para. 20:
The Commissioner
may then initiate a complaint under section 30 of the Act. He notifies the head
of the institution (section 32). He conducts the investigation, in the course
of which the institution is given a reasonable opportunity to make
representations (subsection 35(2)) and for the purposes of which the
Commissioner has extraordinary powers (section 36), including the power to
summon and enforce the appearance of persons in the same manner and to the same
extent as a superior court of record (paragraph 36(1)(a)), to enter any
premises occupied by the government institution (paragraph 36(1)(d)) and
to examine any record, as no record may be withheld from him on any grounds
(subsection 36(2)). He provides the head of the institution with a report
containing his findings and recommendations (paragraph 37(1)(a)). He may
specify the time within which the head is to give him notice of any action
taken or proposed to be taken to implement the recommendations or reasons why
no such action has been or is proposed to be taken (paragraph 37(1)(b); and
reports the findings of his investigations to the complainant (subsection
37(2)), but where a notice has been requested under paragraph 37(1)(b)
no report shall be made until the expiration of the time within which the
notice is to be given to the Commissioner.
[20]
The
OIC also has the power to denounce actions or behaviours of uncooperative
institutions subject to the Act by reports (annual or special) to
Parliament and designated committees of both Houses under sections 38, 39 and
40 of the Act.
[21]
Finally,
section 41 of the Act allows a party that has been refused access and
has made a complaint to the OIC in respect of the refusal, to apply to this
Court for a review of the matter.
41. Any
person who has been refused access to a record requested under this Act or a
part thereof may, if a complaint has been made to the Information
Commissioner in respect of the refusal, apply to the Court for a review of
the matter within forty-five days after the time the results of an
investigation of the complaint by the Information Commissioner are reported
to the complainant under subsection 37(2) or within such further time as the
Court may, either before or after the expiration of those forty-five days,
fix or allow.
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41. La personne qui s’est vu
refuser communication totale ou partielle d’un document demandé en vertu de
la présente loi et qui a déposé ou fait déposer une plainte à ce sujet devant
le Commissaire à l’information peut, dans un délai de quarante-cinq jours
suivant le compte rendu du Commissaire prévu au paragraphe 37(2), exercer un
recours en révision de la décision de refus devant la Cour. La Cour peut,
avant ou après l’expiration du délai, le proroger ou en autoriser la
prorogation.
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THE ISSUES
[22]
There
are essentially three issues to be addressed in the context of this application
for judicial review:
a)
Is
the application moot, in light of the fact that all ATI requests have been
responded to by the CBC at the time of the hearing?
b)
If
the issue is found not to be moot, does the Act allow a deemed refusal to
be cured by the Information Commissioner setting out a new time limit within
which the notice required under sections 7 and 10 must be given? And does this
Court have jurisdiction under section 41 of the Act to judicially review
the determination of a delay for answering ATI requests approved by the OIC in
the exercise of his power under the Act?
c)
Was
the conduct of either one of the parties throughout these proceedings
unreasonable, outrageous, vexatious and reprehensible so as to justify costs on
a solicitor-client basis?
ANALYSIS
a)
Mootness
[23]
The
respondent CBC relies heavily on the Order of Madame Prothonotary Tabib for the
proposition that this application is moot as a result of the fact that all ATI
requests have now been responded to by the CBC. It is indeed clear from a
reading of that Order, and, in particular, the extract quoted at paragraph 13
of these reasons, that the evolving mootness of this application was of
paramount importance to her in allowing this application to continue. Not only
does she mention the “mootness” condition twice at page 5 of her Order, but she
also states that “[i]t is, accordingly, an acknowledged moving target but only
in that its scope is liable to shrink”.
[24]
Not
only has the applicant himself acknowledged that his application becomes moot
with respect to every ATI request which receives a response, but this position
appears to be in line with the case law on the subject. In Canada (Cultural
Property Export Review Board) v. Canada (Information
Commissioner), 2002 FCA 150, for example, Strayer J.A. (writing for the Court)
found that an application is moot where records are already disclosed at the
time of the hearing.
[25]
The
decision of the Federal Court of Appeal in Information Commissioner of Canada v. Canada (Minister of
National Defence), supra, also bears some resemblance to the present case.
The applicant had asked the Minister of National Defence for access to a
report, but the Minister had persistently failed to notify the applicant as to
whether disclosure would be given. The applicant complained to the Information
Commissioner, who initiated a complaint given the Minister’s continuing failure
to meet the time limits he had set for itself. The Commissioner could have
initiated his investigation as if there had been a true refusal. Instead, he
chose another approach. He hoped to persuade the Minister to voluntarily give
the notice required under ss. 7 and 10, and tried to transform, as it were,
what was then a deemed refusal into a true refusal. For all practical purposes,
the Commissioner split his investigation into two parts, initially trying to solicit
a response from the Minister so he could then consider the merits of whatever response
might be provided.
[26]
While
he was still working on the first part of his investigation, the Commissioner
lost patience and gave the Minister fifteen days to give its notice of refusal,
warning that he would otherwise pursue the matter in the Federal Court. There
was never any question of considering the merits of the refusal, and the
Commissioner’s recommendation dealt with the answer to be given, not at all
with access to the record. Following a response by the Minister within the time
limit the Commissioner had set, whereby partial release of the records sought was
made, the Commissioner filed a notice of application for review in the Federal
Court pursuant to s. 42(1)(a) of the Act. The Commissioner sought
an order directing the Minister not only to give written notice to the
applicant as to whether or not access to each of the requested records would be
given, but also an order that the Minister give the applicant access to each of
the requested records for which the Minister was deemed to have decided to
refuse access if the Court was of the view that the Minister had not established
the merits of the refusal to give access to those records.
[27]
The
Federal Court of Appeal agreed with the Trial judge that it was premature to
rule on the second stage of the investigation. A disclosure out of time did not
necessarily nullify the government institution’s right to avail itself of the
exemptions and exceptions provided by the Act, as the Commissioner still
had the opportunity to consider the merits of the exemptions and exceptions and
to solicit the comments of the government institution. The Court therefore
found that the Commissioner could not act as if he had investigated the merits
of what until then had been a deemed refusal, although he had not yet done so.
[28]
In
the present case, the Commissioner chose to follow a similar approach. He
decided to have the institution take a position in each of the requests for
access so that the requester could then consider the merits of whatever answer
might be provided, together with the records or part thereof and the specific
provisions of the Act under which the refusal is based, if the case
arises. There was never any question for the Commissioner to consider the
merits of any specific provision of the Act on which a refusal to
disclose may be based. The Commissioner’s recommendations and the CBC’s
undertakings aim to provide a full response to the access requester. The
requester could then bring a complaint with respect to the merits of the
refusals, if any. The applicant acknowledged as much before the Prothonotary.
[29]
It
is not entirely clear from the reasons of Desjardins J.A. whether the Federal
Court has jurisdiction to grant a remedy to direct a government institution to
respond to an access request within a set time period, an issue I will be
dealing at more length shortly. On the other hand, it is quite clear from her
reasons that the first remedy sought, that is -- to compel the institution to
give the required notice, had become moot because the institution had complied
with the Commissioner’s request by the time of the hearing before the Trial
judge (see para. 25 of her reasons).
[30]
For
all of these reasons, I am therefore of the view that the application is now
moot as all the records requested by the applicant had been disclosed at the
time of the hearing. That being said, I believe this is a case where the Court
ought to exercise its discretion to hear the application notwithstanding its
mootness. The applicant raises issues that are of interest to other potential
litigants and which have never been addressed by courts before, i.e. whether a
deemed refusal can be cured by the Information Commissioner setting out a new
time limit within which the notice required under sections 7 and 10 must be
given, and whether this Court has jurisdiction to judicially review the
determination of a delay for answering ATI requests approved by the OIC in the
exercise of his power under the Act.
b) The jurisdiction of this Court
[31]
It
is not disputed that the CBC was deemed to have refused disclosure of all the
records requested by the applicant, as it did not respond to the access
requests within 30 days after these requests were received and did not avail
itself of section 9 of the Act entitling it to extend the time to reply.
The applicant contends that the CBC could not cure these deemed refusals by
agreeing, seven months after the initial requests and at the behest of the OIC,
to provide responses by April 1, 2009.
[32]
The
right to access no doubt encompasses the right to timely access. Having regard
to the operative provisions of the Act, Canada’s access legislation
explicitly mandates that government institutions are to reply to access
requests within specified time frames. To the extent that an institution
requires additional time in which to respond, the Act specifically
provides a limited-use mechanism through which such time can be claimed.
[33]
The
provisions governing responses to access requests are clear in their
requirements. Where an access request is made in writing to a government
institution, there are clearly defined timelines governing the institution’s
response. Section 9, in particular, provides a mechanism by which an
institution unable to respond to access requests in the statutorily mandated
time frame may extend the thirty day period. That said, the section is
applicable only in limited circumstances and only if proper notification of the
extension is provided to the requesting party within thirty days of the
institution receiving the access request.
[34]
When
an institution runs afoul of the timelines prescribed by the Act,
subsection 10(3) deems the institution to have refused access to the requested
documents with the result that the government institution, the complainant and
the OIC are placed in the same position as if there had been an explicit
refusal within the meaning of section 7 of the Act. By incorporating
subsection 10(3) into the access regime, Parliament ensured that
government institutions could not avoid access obligations by way of delay or
non-response and provided a mechanism through which requesting parties are able
to file a complaint and eventually seek review from the Court.
[35]
Once
an institution is deemed to have refused access, it cannot unilaterally relieve
itself of that deemed refusal and is proscribed from remedying it by simply
granting itself a further time extension. Unlike the Federal Courts Rules,
the Access to Information Act does not provide for an extension of time
mechanism when an institution fails to claim it within the statutory time
period. This is not to say, however, that the deemed refusal cannot be cured. It
is then for the Information Commissioner, having received a complaint from the
person who has been refused access, to investigate the matter and to make a
report.
[36]
Following
a complaint, the OIC has the power to issue recommendations that he considers
appropriate to solve such complaints, pursuant to s. 37(1). That power
encompasses the right to set a time frame within which an institution has to
respond to a request for documents and to follow up with the institution on the
action plan undertaken by the institution to comply with that time frame. At
that stage, the requirements found in s. 9 of the Act are no longer applicable,
contrary to the applicant’s submissions. It is for the Commissioner to assess
the circumstances and to determine a reasonable extension of time to comply
with its recommendations.
[37]
Could
the applicant come to the Court, within 45 days after he received the letter
from the Commissioner reporting the results of his investigation of his
complaints, to review the matter pursuant to section 41 of the Act? As
previously mentioned, the relief sought by the applicant is twofold: first, he requested
the CBC disclose those documents that had not yet been disclosed at the time of
his amended application, and second, he asked that the CBC be found to have
acted unreasonably in failing to respond to his access requests in accordance
with the provisions of the Act.
[38]
As
previously mentioned, the first relief has been overtaken by events. At the
time of the hearing, the applicant had been provided with a response to all of
his requests. Despite the ambiguity of his application, this is clearly what he
was seeking; he made it clear before the Prothonotary that what he meant by a
response was either the communication of the information or a refusal (total or
partial) of the communication. As a result, the issue is not only moot but this
Court has no jurisdiction to entertain the application since he has not been
refused what he was seeking from the CBC.
[39]
But
I would go even further. It seems to me the applicant could not apply to the
Court while the CBC was still within the time frame set by the Commissioner.
The Commissioner could have chosen to initiate his investigation, upon the
complaint of the applicant, as if there had been a true refusal. Just as in the
case of Canada Information Commissioner v. Minister of National
Defence, supra, he chose instead to split his investigation and to try to
get a response from the institution, leaving for a second stage the examination
of the merits of whatever response might be provided. As a result, the
applicant could not apply to the Court until April 1, 2009, as it could not yet
be said until the expiry of that delay period granted by the Commissioner that
the CBC had refused access to the records.
[40]
Section
41 of the Act states that an applicant may apply to the Court if he or
she has been refused access to a record and has complained to the Commissioner
in respect of that refusal. It is clear from the context of the Act read
as a whole and from the wording of that section that the Court was granted
jurisdiction in cases where access to the record had been denied, in whole or
in part. This is consistent with section 37 of the Act, focused as it is
on the actual content of the response provided by a government institution and
its conformity with the Act.
[41]
Of
course, the Commissioner could have initiated his investigation as if there had
been a true refusal, without giving the CBC any further delay to respond. In
such a scenario, the applicant could have come to the Court and sought a review
if the CBC had not complied with the findings and recommendations of the
Commissioner. But this was not the course of action chosen by the Commissioner.
Accordingly, it was premature to come to the Court before April 1, 2009. In
other words, I do not think this Court has jurisdiction to judicially review
the determination of a delay for answering ATI requests approved by the OIC in
the exercise of its power under the Act.
[42]
While
I have been unable to find any precedent dealing specifically with this issue,
there have been cases where an applicant brought an application to the Court
after a government institution, despite having sought a time extension, had
failed to respond before the expiry of the extended deadline. In the first
decision, the Court concluded that it had jurisdiction to entertain a judicial
review even if the response was provided before the hearing: Canada (Information
Commissioner) v. Canada (Minister of External Affairs), [1990] 3 F.C. 514. This
interpretation, however, was rejected in two subsequent decisions: see X
v. Canada (Minister of National Defence), (1990) 41 F.T.R.16 and X
v. Canada (Minister of National Defence), [1991] 1 F.C. 670
(F.C.T.D.). In that last decision, Justice Strayer explicitly endorsed the
approach taken by Dubé, J. in the preceding case and wrote that “…unless there
is a genuine and continuing refusal to disclose and thus an occasion for making
an order for disclosure or its equivalent, no remedy can be granted by this
Court”.
[43]
I
am therefore reinforced in my view that this Court does not have jurisdiction
to entertain the application filed by the applicant. Even if the CBC was
initially in a deemed refusal situation, it could not be said at the time of
the hearing that the applicant had a genuine and continuing claim of refusal of
access. Further, it is not much of a stretch to add that the applicant did not
have a genuine and continuing claim of refusal of access either during the
extension period given to the CBC to respond to his requests.
[44]
I
am further of the opinion that this Court has no jurisdiction to make a
declaratory judgment reprimanding the behaviour of an institution. I adopt as
mine the following remarks made by Justice Strayer in X v. Canada (Minister of
Defence), [1991] 1 F.C. 670 (F.C.T.D.), at p. 678:
The applicant here
does not come within section 41, the only section relevant to the present
situation and the one on which he relies, because he has not been refused
access: access was delayed but in fact has long since been given to him and
within the time limits permitted by the statute. That being the case there can
be no remedy granted under sections 49 or 50, the sections authorizing
appropriate orders by the Court, because those remedial powers arise only where
the Court finds a refusal to disclose a record. I am satisfied that where those
sections authorize “such other order as the Court deems appropriate” such
orders must be directly pertinent to providing access or its equivalent where
there is first a finding that access has been refused. Refusal of access is a
condition precedent to an application under those sections and the only matter
to be remedied by the Court where it finds for the applicant. The reference to
“such other order”, in my view, only authorizes the Court to modify the form of
the remedy to achieve disclosure in some form or perhaps to declare that
disclosure should have been made where the record no longer exists.
[45]
A
government institution may well be open for criticism in its dealing with a particular
request, or as a result of systemic deficiencies in complying with the Act.
These should not be taken lightly, as the Act has been interpreted as
providing Canadians with quasi-constitutional rights of access to records under
the control of government institutions, thus enabling them to participate
meaningfully in the democratic process and ensuring that politicians and
bureaucrats remain accountable to citizens. But the role of this Court is only
to intervene where a genuine and continuing refusal of access can be
demonstrated. Political and administrative sanctions are available to deal with
delay issues and reprehensible behaviour of institutions.
c) Costs
[46]
The
applicant has sought costs on a solicitor-client basis, arguing that the CBC “retrenched
into a defensive and adversarial stance” at every step of the process and
argued issues of jurisdiction and procedural irregularities instead of
providing responses. The CBC, of course, vehemently denies these allegations.
[47]
Rule
400 of the Federal Courts Rules deals with the awarding of costs between
parties and states that costs are granted under the complete discretion of the
Court. Rule 400(6)(c) indicates that, further to its general discretion
as to costs, “the Court may (…) award all or part of costs on a
solicitor-and-client basis”.
[48]
It
is clear that the solicitor-client costs are awarded only in exceptional
circumstances:
The general rule
in this regard is that solicitor-client costs are awarded only on very rare
occasions, for example when a party has displayed reprehensible, scandalous or
outrageous conduct (…). Reasons of public interest may also justify the making
of such order…
Mackin v. New Brunswick (Minister of
Justice), [2002] 1 S.C.R. 405, at para. 86.
[49]
A
“reprehensible, scandalous and outrageous conduct” has been defined by case law
as follows:
“Reprehensible”
behaviour is that deserving of censure or rebuke; blameworthy. “Scandalous”
comes from scandal which may describe a person, thing, event or circumstance
causing general public outrage or indignation. Among other things, “outrageous”
behaviour is deeply shocking, unacceptable, immoral and offensive.
Microsoft Corp. v. 9038-3746
Quebec Inc., 2007 FC 659, at para. 16.
[50]
In
awarding costs, case law stands for the proposition that courts should consider
the behaviour of a party that has caused substantial, unnecessary difficulty or
expense for another party in prosecuting or defending an action, or has
required a party to be involved in unnecessary proceedings: see Stamicarbon
B.V. v. Urea Casale S.A., [2001] 1 F.C. 172, at para. 24.
[51]
In
this respect, it appears from the affidavits and the cross-examinations filed
in the record that it is the applicant’s conduct that has been far from
exemplary. First of all, the Prothonotary was quite critical of the applicant’s
behaviour with respect to the Court’s Rules, and granted costs to the CBC
despite the fact that she dismissed the respondent’s motion to dismiss the
applicant’s application.
[52]
Second,
Mr. Statham continued to show disrespect for the Rules by failing to properly
amend his affidavit and his Amended Application, notably by trying to add a
conclusion in his memorandum of fact and law that was not sought in his Amended
Application and by failing to properly amend his affidavit in leaving a non relevant
paragraph containing allegations that make reference to ATI requests not
covered by this application.
[53]
Third,
Mr. Statham made a number of gratuitous allegations against the OIC and, to a
lesser extent, against the CBC. Indeed, the OIC sought and was granted leave to
intervene in part to refute some of these allegations. Mr. Statham eventually
withdrew these allegations.
[54]
All
things considered, however, I am not prepared to hold that Mr. Statham’s
conduct in these proceedings has reached the level required to make an award of
costs on a solicitor-client basis. While he may have been careless in his
application of the Rules and may have gone too far in claiming that the CBC and
the OIC acted unreasonably and behaved antithetically with respect to their
respective obligations under the Act, I do not think that this amounts
to a reprehensible, scandalous or outrageous behaviour.
[55]
That
being said, all of these factors do justify an assessment of costs under the
highest column of Tariff B. In coming to that conclusion, I have taken into
account the various factors described under Section 400(3) of the Rules, and
more particularly subparagraphs 400(3)(c), (g), (i) and (k).
This case raised complex issues, which could nevertheless have been narrowed
down had the applicant followed the Rules and abided by the Prothonotary’s
Order. As a result of the confusion surrounding the actual relief requested by
the applicant, this case went on for much longer than it should have and was
marred by a number of unnecessary procedural steps. Indeed, there were 143
entries in the Court Index at the time of hearing. In those circumstances,
costs at the mid-range of column V under Tariff B are warranted in this
application.
JUDGMENT
THIS COURT
ORDERS AND ADJUDGES that
this application for judicial review is dismissed, with costs in favour of both
respondents at the mid-range of column V under Tariff B.
"Yves
de Montigny"