Date: 20061012
Docket: T-66-86
Citation: 2006
FC 1218
Ottawa, Ontario,
this 12th day of October, 2006
PRESENT: The Honourable Mr. Justice Russell
BETWEEN:
SAWRIDGE BAND
Plaintiff
-
and -
HER
MAJESTY THE QUEEN
Defendant
-
and -
CONGRESS
OF ABORIGINAL PEOPLES,
NATIVE
COUNCIL OF CANADA (ALBERTA),
NON-STATUS
INDIAN ASSOCIATION OF ALBERTA
and NATIVE
WOMEN=S ASSOCIATION OF CANADA
Interveners
Docket:
T-66-86-B
BETWEEN:
TSUU
T=INA FIRST NATION
Plaintiff
-
and -
HER
MAJESTY THE QUEEN
Defendant
-
and -
CONGRESS
OF ABORIGINAL PEOPLES,
NATIVE
COUNCIL OF CANADA (ALBERTA),
NON-STATUS
INDIAN ASSOCIATION OF ALBERTA
and NATIVE
WOMEN=S ASSOCIATION OF CANADA
Interveners
REASONS FOR ORDER AND ORDER
THE MOTION
[1]
The Plaintiffs are seeking an adjournment of the trial date
in these proceedings (presently set at January 24, 2007) to March 12, 2007.
[2]
The sole ground for this request is that the Plaintiffs
have filed an application for leave to appeal the decision of the Federal Court
of Appeal dated June 19, 2006, to the Supreme Court of Canada and they want the
Court to await the outcome of that leave application. They say that, if leave
is granted and the Supreme Court of Canada hears their appeal, the outcome
could substantially re-define the issues before the Court in these actions.
[3]
The Federal Court of Appeal decision of June 19, 2006 dismissed
the Plaintiffs’ appeal from my decisions of November 7, 2005 and November 8,
2005.
BACKGROUND
[4]
The full background to this motion is contentious and
convoluted and I have recited it several times in previous pre-trial motions.
The root of the problem is a fundamental difference of opinion between the
Plaintiffs and the other participants as to what these actions involve
concerning self-government. That difference of opinion came to light in 2004
on the eve of the trial which was originally due to commence on January 10,
2005.
[5]
The Crown and the Interveners say that the only issue in
the actions as pleaded is whether Bill C-31 infringes the Plaintiffs’
aboriginal rights to determine membership. They agree that, if such a right is
established, it may be an incident of the Plaintiffs’ right of self-government.
[6]
The Plaintiffs, on the other hand, take the view that in
their pleadings they have asserted a right to control membership that can be
proved not only directly (i.e. on the basis of evidence pertaining to the
Plaintiffs’ laws, traditions, customs and practices) but also by establishing a
broad right to self-government that is inherent, aboriginal, recognized by
treaties, and protected by section 35(1) of the Constitution Act, 1982.
The Plaintiffs also say that they have pleaded in the alternative that their
right to control membership is parasitic upon their broad right to
self-government.
[7]
This turbulent disagreement over the extent to which
self-government appears in the Plaintiffs’ pleadings as presently drafted came
to a head before me when I was asked to make decisions in motions brought by
the Crown in 2004 and 2005 concerning the adequacy and relevance of witness
will-say statements and an expert report produced by the Plaintiffs in
accordance with a pre-trial order made by Justice Hugessen of March 26, 2004.
Justice Hugessen was the case management judge between 1997 (the year in which
these actions were returned for re-trial by the Federal Court of Appeal) and
2004 (the year in which I was appointed trial judge). Notwithstanding his
considerable experience in such matters, Justice Hugessen encountered
significant resistance to his attempts to move these actions towards trial. The
record reveals repeated warnings and castigations over needless delays and lack
of cooperation, not all of which were directed at the Plaintiffs alone. All in
all, as the passage of approximately nine years since the Federal Court of
Appeal decision directing re-trial suggests, this has been a very difficult
dispute to bring to trial. And notwithstanding that Justice Hugessen ordered a
trial date of January 10, 2005, the wrangling and the resistance continued even
after my appointment as trial judge in 2004 so that, for one reason or another,
the trial commencement date had to be re-set at January 24, 2007.
[8]
Since my appointment as trial judge, the principal focus of
the dispute has been the scope of the pleadings and the extent to which the
Plaintiffs have incorporated into their claims a broad right of
self-government. In other words, after seven years of case management,
discovery and trial preparation, the parties suddenly discovered that an
enormous divide existed between them as to what they were actually litigating.
And that issue came to the fore when I was asked to review and exclude some of
the witnesses that the Plaintiffs revealed they intended to call at trial.
[9]
As part of the exercise of examining the proposed will-says
and the expert report of Dr. Martinez produced by the Plaintiffs, the
participants asked me to examine the scope of the pleadings to see if the
Plaintiffs had indeed asserted a broad claim to self-government that would
justify the voluminous evidence they were proposing to call on that issue.
[10]
My decisions of November 7, 2005 and November 8, 2005 dealt
with these matters. I concluded for several reasons that the Plaintiffs should
not be calling Dr. Martinez and certain of the other witnesses they wanted to
call, and that some of the proposed evidence in will-say statements was not
relevant to my reading of their pleadings. This was because, after reviewing
the pleadings, the history of the dispute, representations made to the Court by
the Plaintiffs’ former counsel, and the relevant jurisprudence, I could not
accept that the pleadings contained the broader self-government claims that the
Plaintiffs now wish to assert.
[11]
The Plaintiffs took my decisions on these issues before the
Federal Court of Appeal who concluded that I had made no reversible error in
interpreting the pleadings or in excluding witnesses and testimony on the basis
of the will-say statements or the expert opinion of Dr. Martinez. The Federal
Court of Appeal decision was rendered June 19, 2006.
[12]
The Plaintiffs have now applied for leave to the Supreme
Court of Canada to appeal the Federal Court of Appeal decision. We do not know
when that leave application will be heard but, based upon the experience of
counsel, we likely will not have a leave decision before the trial begins on
January 24, 2007. Also, of course, if leave is granted, the Plaintiffs will ask
the Court for a further adjournment until the Supreme Court of Canada has heard
their appeal and rendered judgment. So this could mean a significant delay of
the proceedings in this Court.
[13]
Another important factor is that the Plaintiffs have now
notified the other participants and the Court that, if they don’t get leave to
appeal to the Supreme Court of Canada, they are considering several options,
one of which is to discontinue the existing actions and commence other actions
either in the Federal Court or the Court of Queen’s Bench of Alberta.
[14]
There have been previous hints that this might occur and,
at a trial management conference on August 23, 2006, Plaintiffs’ counsel speculated
openly on the various options available to the Plaintiffs. It also came up as
part of an apprehension of bias motion brought before me by the Plaintiffs in
2005 that raised the possibility of transferring the action to Alberta. But this issue is now beyond speculation. The other
participants and the Court, as of the date of the present motion, are now clearly
on notice that withdrawal of the actions by the Plaintiffs is a possibility.
[15]
In effect, then, the Plaintiffs want the Court to adjourn
the trial until the leave application to the Supreme Court of Canada has been
determined. If they are successful in being granted leave then they may
continue their actions in the Federal Court. If they are not successful, then
they may discontinue these actions. There are other options, of course, and the
Plaintiffs have now been forthright in placing them before the Court and the
other participants. But it is the possible discontinuance of the present
actions that appears to me to have the most consequence for the motion to
adjourn the trial that is presently before me. Needless to say, it also
presents the other participants in these actions, as well as the Court, with
enormous problems in preparing for a trial that, after some nine years of
expenditure in terms of time and resources, may not take place if the
Plaintiffs decide to withdraw.
[16]
In their application for leave to the Supreme Court of
Canada, the Plaintiffs have raised the following issues with respect to the
Federal Court of Appeal decision of June 19, 2006:
1.
How Must Pleadings Asserting Aboriginal and Treaty Rights
of Self-Government be Interpreted?
2.
Does s. 35(1) of the Constitution Act, 1982,
Recognize and Affirm Aboriginal Rights of Self-Government?
3.
Are Claims to Aboriginal Self-Government Justiciable Before
the Courts of Canada?
4.
Must All Jurisdictional Rights of Aboriginal
Self-Government be Individually Proven on the Basis of the Van der Peet
Criteria?
5.
Are Aboriginal Rights of Self-Government “Aboriginal
Rights”, “Treaty Rights” or Incidents of Aboriginal Title for the purposes of
s. 35(1)?
6.
How May Aboriginal Rights to Self-Government be Proven?
7.
May Specific Rights, Such as the Right to Determine
Membership, be Established as “Parasitic” or “Necessarily Incidental” to an
Aboriginal Right of Self-Government?
8.
Is a First Nation’s Right to Determine Their Own Membership
an Incident of the Aboriginal Right of Self-Government Recognized and Affirmed
by s. 35(1) of the Constitution Act, 1982?
[17]
At this stage, of course, we do not know the grounds upon
which leave might be granted; and the Plaintiffs’ assessment of what the
Federal Court of Appeal decided is very much open to debate. Nor do we know how
the Supreme Court of Canada will handle the other grounds that I gave in my
decisions, and that were not reversed by the Court of Appeal, for excluding
witnesses and evidence because of the Plaintiffs’ failure to comply with
previous Court orders. So everything remains highly speculative at the time of
the present motion for an adjournment.
[18]
The Plaintiffs want to keep their options open, and they
say they fear some detriment if the trial begins on January 24, 2007.
Obviously, the Court can see that the Plaintiffs might gain strategically from
an adjournment, but the issue is whether they satisfy the jurisprudence for
postponing the commencement of a trial that has taken some nine years to arrange
since the Federal Court of Appeal decided to return the actions for re-trial in
1997, and that has taken some twenty years since these actions originally began
in 1986.
ANALYSIS
Adjournment or Stay?
[19]
The Plaintiffs say they have brought this motion under Rule
36(1) of the Federal Courts Rules, 1998:
36(1) A hearing may be adjourned by the Court from time
to time on such terms as the Court considers just.
|
36(1)La Cour peut ajourner une audience
selon les modalités qu'elle juge équitables.
|
[20]
This looks straightforward enough but the Crown says that,
in truth, the Plaintiffs are asking me to vary my direction setting the trial
date at January 24, 2007, so that the motion should be considered under Rule
399(2)(a) of the Federal Courts Rules, 1998:
399(2) On motion, the Court may set aside or vary an
order
(a) by reason of a matter that arose or was discovered
subsequent to the making of the order; or
(b) where the order was obtained by fraud.
|
399
(2) La Cour peut, sur requête, annuler ou modifier une ordonnance dans l'un
ou l'autre des cas suivants :
a) des faits nouveaux sont survenus ou ont été découverts après que
l'ordonnance a été rendue;
b) l'ordonnance a été obtenue par fraude.
|
[21]
Even more interesting, NSIAA says that the
Plaintiffs and the Crown are both misguided; the reality is that this motion is
for a stay pending a leave application to the Supreme Court of Canada and so
must be brought before the Federal Court of Appeal pursuant to section 65.1 of
the Supreme Court Act:
65.1 (1) The Court, the
court appealed from or a judge of either of those courts may, on the request
of the party who has served and filed a notice of application for leave to
appeal, order that proceedings be stayed with respect to the judgment from
which leave to appeal is being sought, on the terms deemed appropriate.
|
65.1 (1) La
Cour, la juridiction inférieure ou un de leurs juges peut, à la demande de la
partie qui a signifié et déposé l’avis de la demande d’autorisation d’appel,
ordonner, aux conditions jugées appropriées, le sursis d’exécution du
jugement objet de la demande.
|
[22]
This disagreement is not, of course, merely academic. If
the reality is that this is a stay motion, then I may be prevented from
considering the merits. The Plaintiffs may have to take the matter up with the
Federal Court of Appeal. If I do have jurisdiction to hear it, then I have to
decide whether the matter should be considered as a stay, or under Rule 36(1)
or Rule 399(2)(a), each of which has its own criteria, standards and
jurisprudence.
[23]
So, first of all, is this really a stay motion that the
Plaintiffs should have taken to the Federal Court of Appeal?
[24]
In support of the stay characterization, NSIAA in
particular relies upon D & B Companies of Canada Ltd. v. Canada
(Director of Investigation and Research) (1994), 58 C.P.R. (3d) 342 (C.A.),
as well as the more recent decisions of Justice Blais in Re: Zundel,
2004 FC 198 and Justice Nadon in Canadian Human Rights Commission v.
Malo, 2003 FCA 466.
[25]
In the D & B case, the Federal Court of Appeal
was asked to consider a stay of proceedings before the Competition Tribunal
pending the hearing in the Federal Court of Appeal of an appeal from an order
of that tribunal.
[26]
Chief Justice Isaac in his reasons addressed the situation
as follows at paras. 15-18:
On September 28, the Appellant filed and served its appeal
from that decision of the Tribunal.
The Appellant, not being able to obtain the consent of the
Respondent and the Intervenor to its request for an adjournment of the hearing
of the application before the Tribunal, brought an application before the
Tribunal seeking an adjournment of the hearing pending the hearing and
disposition of the Appellant’s appeal to this Court. The application was heard
on October 5, 1994 and was dismissed. The reasons for decision were given by
Rothstein J. as a judicial member of the Tribunal. After hearing argument,
Rothstein J. concluded that in deciding the application he should apply the
principles laid down in Attorney General for Manitoba v. Metropolitan Stores
(MTS) Ltd., [1987] S.C.R. 110 and re-stated in RJR – MacDonald Inc. v.
Attorney General of Canada, [1994] 1 S.C.R. 311. Applying those principles,
Rothstein, J. concluded first that the Appellant had satisfied him that the
application was not frivolous or vexatious. He then concluded that the
Appellant had not shown that it would suffer irreparable harm if the
application were not granted. In view of that conclusion, he found it
unnecessary to decide whether the balance of convenience favoured the
Appellant.
…
Following the decision the Appellant launched this motion
and supported it with affidavits of Randall T. Hughes and Donald G. Easter,
both of whom outlined, among other things, the harm and inconvenience that the
Appellant would suffer if required to proceed with the hearing before the
Tribunal before the hearing and disposition of the appeal in this Court. The
Director filed no affidavits in opposition, but did make submissions opposing
the motion. The Intervenor supported its opposition with the affidavit of Gian
M. Fulgoni, the Chairman of the Board of the Intervenor and by the submissions
of counsel.
…
Although based upon fresh materials, the submissions made
by the parties were essentially the same as those made before the Tribunal on
the motion to adjourn. I have read the reasons of Rothstein J. and am in
substantive agreement with his analysis based upon Metropolitan Stores
and R.J.R. MacDonald. I therefore adopt them and append a copy of his
reasons herewith. I would only add that having regard to the materials filed
and the submissions made, I find that the Appellant has not satisfied me that
the balance of convenience is in its favour. In this respect I was influenced
to a great extent by the mandatory provision in subsection (2) of the Competition
Tribunal Act that the hearing of the application should be held informally
and expeditiously as circumstances and conditions of fairness would allow.
[27]
Chief Justice Isaac then dismissed the appeal. He attached
to his reasons the reasons of Justice Rothstein, who was the presiding judicial
member on the Competition Tribunal. In his reasons, Justice Rothstein made the
following points at pages 4, 5 and 9-10:
The threshold question is the test to be employed by the
Tribunal in considering whether to grant an adjournment of proceedings pending
the outcome of an appeal of an interlocutory order made by it. Counsel for the
respondent submits that the test is not the same as in the case of a stay of
proceedings in which a court is asked to stay the proceedings of a tribunal or
a lower court. While he concedes the applicable principles are similar
to those in the case of a stay, he argues that the real issue is the power of
the Tribunal to control its own proceedings.
…
Counsel for the Director and counsel for the intervenor
submit that the test in the case of an adjournment pending appeal is the same
as in the case of a stay of proceedings.
…
I agree with counsel for the Director and counsel for the
intervenor. While not every request for an adjournment would be decided by
application of the principles governing a stay of proceedings, certainly an
adjournment pending appeal has exactly the same result as a stay pending
appeal. Counsel for the respondent conceded that an alternative open to him is
to seek a stay from the Federal Court of Appeal. I do not understand why the
Tribunal, in considering this adjournment application, would apply different
principles than the Federal Court of Appeal on the stay application, both
relating to the same proceedings. I am of the view that the principles
applicable to stays of proceedings, which themselves are the same as the
principles applicable to interlocutory injunctions, are to be applied in the
case of an application for an adjournment pending appeal.
…
In the present case, I indicated to counsel that if an
adjournment were to be granted, the Tribunal could well be in a position to hear
the merits of the case commencing on January 16, 1995. Such a delay is not
lengthy and of itself might not be sufficient to constitute irreparable harm.
However, as pointed out by counsel for the intervenor, there is no assurance
that the matter could be heard commencing on that date. Perhaps the Federal
Court of Appeal will not have rendered its decision by that date. Perhaps the
losing party will seek to appeal to the Supreme Court of Canada. These
eventualities are, of course, themselves speculative at this time. But they do
give rise to the concern that the delay involved may well be longer than three
months. If so, the more lengthy delay may result in irreparable harm to the
public interest in the manner indicated in RJR – MacDonald Inc.
…
[28]
The important point here for the jurisdictional issue that
I have to decide is Justice Rothstein’s conclusion that “while not every
request for an adjournment would be decided by application of the principles
governing a stay of proceedings, certainly an adjournment pending appeal has
exactly the same result as a stay pending appeal.”
[29]
This would suggest that, if I do consider this motion, then
I should keep in mind that “the principles applicable to stays of proceedings,
which are themselves applicable to interlocutory injunctions, are to be applied
in the case of an application for an adjournment pending appeal.” Those
principles are well-known and were set out by the Supreme Court of Canada in A.G.
Manitoba v. Metropolitan Stores (MTS) Ltd., Manitoba Food
and Commercial Workers, Local 832 and Manitoba
Labour Board. They were restated in RJR – MacDonald Inc. v. A.G.
Canada, [1994] 1 S.C.R. 311 at 334.
[30]
If I apply those principles in the present motion, then the
Plaintiffs must fail because they have adduced no evidence on relevant points.
In particular, there is no real evidence of irreparable harm or that the
balance of convenience favours the Plaintiffs.
[31]
The Plaintiffs say in answer to the characterization of
this motion as a request for a stay that “there is no merit to this suggestion.”
But obviously there is. The sole purpose for requesting an adjournment in this
motion is to stay both actions until the Plaintiffs’ leave application to the
Supreme Court of Canada is considered. This is not a request for an adjournment
based, for example, upon readiness issues. In fact, the Plaintiffs have been
careful to separate readiness issues from leave issues in their deliberations
before the Court, and readiness issues may well form the basis of a future
motion to adjourn the trial.
[32]
So it looks to me as though the reality here is that the
Court is being asked to consider a stay application. And the Plaintiffs, in
their materials and in their argument, have not attempted to satisfy the
criteria and the jurisprudence regarding a stay of proceedings.
[33]
To get around this problem, and so that I can consider this
motion as a simple adjournment application under Rule 36(1), the Plaintiffs
have directed me to the decisions of Justice Rouleau in Schreiber v. Canada
(Attorney General), [1997] F.C.J. No. 1301 (T.D.) at para. 9, aff’d 1998
CarswellNat 440 (C.A.), and Justice MacKay in Alberta v.
Canada (Minister of Environment), [1991] F.C.J. No. 450
(T.D.) at para. 35.
[34]
In the Schreiber case, Justice Rouleau was dealing
with an adjournment motion in a situation where the Supreme Court of Canada had
already granted leave in related proceedings. That is not the situation before
me in this motion. No leave has yet been granted to the Plaintiffs, and leave
may never be granted to the Plaintiffs. In Schreiber, an earlier motion
to adjourn prior to leave being granted was brought, but that earlier motion was
denied.
[35]
In addition, there is nothing in the report of the Schreiber
decision to suggest that Justice Rouleau was asked to consider whether he
should be treating the motion before him as a stay application. The issue does
not appear to have been argued, so I cannot treat the case for any authority as
to what the Court should do when the jurisprudence regarding stay applications
is raised and the Court is asked to make a decision on point.
[36]
But I think the Plaintiffs are correct when they say that Schreiber
shows that Justice Rouleau entertained and granted a simple adjournment request
in the following situation:
10. If one looks to the issues that were
determined by the Federal Court of Appeal and the grounds of appeal to the
Supreme Court of Canada which will eventually be determined, I am satisfied
that they are so related to this application that one could almost characterize
this application as sub judice. I am persuaded that not to grant the
adjournment would be an unwarranted imposition of the court's resources.
[37]
At this point, I am not addressing whether such an
adjournment would be justified on the evidence before me in this motion. But
Justice Rouleau, in Schreiber, granted an adjournment on the grounds
that “a decision on the issue presently before the Supreme Court of Canada will
render this exercise academic.”
[38]
The argument before me is not that an issue presently
before the Supreme Court of Canada will render the actions in the present case
academic. But this does not affect the Plaintiffs’ point that Justice Rouleau
was willing to grant an adjournment in a situation where, according to the
Interveners in the present motion, he should have applied the jurisprudence
related to stay applications.
[39]
This is somewhat perplexing because it was Justice Rouleau
who, in AlliedSignal Inc. v. Du Pont Canada Inc. (1995), 64 C.P.R. (3d)
362 (Fed. T.D.) declined to hear an application to stay a reference as to
damages resulting from a decision of the Federal Court of Appeal until such
time as the Supreme Court of Canada decided whether or not it was prepared to
entertain the appeal from the decision of the Federal Court of Appeal. In AlliedSignal,
Justice Rouleau was clear that, on his review of the authorities, “this matter
should have been brought before the Federal Court of Appeal.” (para. 3) Justice
Rouleau declined to consider the motion for various reasons. One of them was
that section 65.1 of the Supreme Court Act, “clearly supports the
Respondent/Plaintiffs’ position …” (para. 9). But, perhaps most telling, is
that Justice Rouleau, at para. 6, applied the “irreparable damage” language of
stay applications to the request before him:
I accept that, here, the expense and
inconvenience of the reference will be substantial and that that, by itself, is
not a sufficient ground for the exercise of the Court's discretion to stay it.
"Irreparable damage", in its ordinary sense, is damage that cannot be
compensated by an award of money.
[40]
AlliedSignal, as regards the
jurisdictional point, is much closer on the facts to the situation before me in
this motion in that Justice Rouleau was dealing with a situation where leave
had not yet been granted by the Supreme Court of Canada. In that situation, he
was clearly of the view that he was dealing with a stay application that should
have been before the Federal Court of Appeal and his reasons also show that he
felt the relevant jurisprudence was that related to stay applications.
[41]
Perhaps the only difference is that, in AlliedSignal,
the motion was framed as a stay, and the parties argued the matter as a stay,
while in Schreiber the motion was characterized as an adjournment and
the parties appear to have argued the matter in those terms. But this issue
cannot be decided upon the language and concepts used by the parties; what is
more, in AlliedSignal, when Justice Rouleau’s attention was directed to
section 65.1 of the Supreme Court Act, he was clearly of the view that
the motion should not have been brought before him, but should have been
brought before the Federal Court of Appeal.
[42]
This suggests to me that, when Justice Rouleau did hear
full argument on point in AlliedSignal, the position he took clearly supports
the arguments of NSIAA in the motion before me. The Plaintiffs’ motion is
really a request for a stay that should have been brought before the Federal
Court of Appeal.
[43]
As regards Justice MacKay’s decision in the Alberta
case, the Plaintiffs say this is authority for saying that “the tripartite test
is not applicable where an adjournment is sought from the trial court on the
basis of ongoing proceedings before the Supreme Court of Canada.” They say that
Alberta shows
Justice MacKay granting “an application to adjourn the proceedings before him
on the basis of separate but related proceedings before the Supreme Court of
Canada. This decision was made in light of all the facts and circumstances of
the proceedings then before the Court.”
[44]
But the Alberta case
is a very difficult decision to equate with the facts before me in the present
motion. The Plaintiffs place particular emphasis upon Justice MacKay’s reasons
at para. 35:
Counsel for the Province urged
that the Metropolitan Stores test was not applicable in this
case. In oral reasons for my order at the time of the hearing I
indicated I would further consider that submission. Having done so I
am persuaded that that test is more apt in circumstances where the court is
asked to stay or enjoin the proceedings of another body, for example, of the
Panel as was sought by the Province in applying for interlocutory relief
including an injunction restraining the work of the Panel, an application
dismissed by Mr. Justice Rouleau. The same test, of Metropolitan
Stores, is not so apt in considering a motion to stay or adjourn
proceedings which has the effect of postponing access to the relief ordinarily
available in this Court. In these latter circumstances the more appropriate
test is that applied by the Associate Chief Justice in Association of Parents
Support Groups in Ontario (Using Toughlove) Inc. v. York et al.,
that the applicant for a stay establish that the interest of justice clearly
supports a stay and outweighs the respondent's right to proceed with its cause
of action. The court is reluctant to interfere with any litigant's
right of access.
[45]
In Alberta, the
Federal Minister of the Environment was seeking a stay or an adjournment of the
Province of Alberta’s application to halt a review of the Oldman
River dam project by an Environmental Assessment Review Panel appointed by the
Minister. The stay or adjournment of the Province’s application was sought on
the grounds that there was pending before the Supreme Court of Canada an appeal
from the Federal Court of Appeal dealing with proceedings where certain relevant
constitutional issues would be dealt with.
[46]
So, in Alberta, the
Minister wanted to stay the Province’s application to halt a review of the
Project by the Panel until the Supreme Court of Canada had considered relevant
issues in related proceedings.
[47]
Alberta was not a situation where
the Plaintiffs in an action wanted to halt that action until their own leave
application to the Supreme Court from a decision of the Federal Court of Appeal
was heard.
[48]
Also, Alberta is
not a case in which Justice MacKay was asked to consider the effect of section
65.1 of the Supreme Court Act. The Minister asked that the Province’s
application be stayed, pursuant to subsection 50(1) of the Federal Court Act
or, alternatively, that it be adjourned pursuant to Court Rule 323, pending a decision
by the Supreme Court of Canada on an appeal that had already been heard, and
for which a decision was expected within a matter of months.
[49]
Justice MacKay rejected the Minister’s request for a stay
under subsection 50(1) of the Federal Court Act on the grounds that the
Province’s application was not “a claim … being proceeded with in another
Court” within the terms of that subsection.” (para. 30).
[50]
Justice MacKay also made it clear in Alberta
that, whatever test he was applying, “the serious issue is surely the question
raised by the Province concerning the validity of the Panel’s terms of
reference.” He agreed that question was a serious issue and “the question
before this Court is whether a stay or adjournment should be granted the effect
of which would be to postpone resolution of the issue.” (para. 31).
[51]
Once again, there is no analogy with the situation before
me in this motion. The present actions have been brought by the Plaintiffs who
are now asking that the trial of their own actions be adjourned. Leave to
appeal to the Supreme Court of Canada has not been granted. The Supreme Court
of Canada has not heard the matter and no decision is pending in the near
future.
[52]
In Alberta,
both sides alleged that they would suffer “irreparable harm.” The Minister and
the Panel alleged irreparable harm if the Province’s application was granted
(para. 32) and the Province also alleged that its interests would suffer
irreparable harm if the Panel’s review was allowed to continue. (para. 33).
Justice MacKay concluded on this issue that while “either of the parties here
is likely to suffer some harm whatever the outcome … I am not persuaded that in
either case the harm that is feared would be irreparable.” (para. 34).
[53]
Justice MacKay was urged by the Province not to apply the Metropolitan
Stores test in Alberta. He agreed at para. 35, that
Metropolitan Stores did not provide the appropriate test for the case
before him.
[54]
There is, of course, no analogous situation before me in
this motion. The Court is not being asked to interfere with any litigants’
right of access in a particular application brought by the parties or the
interveners. So it is difficult to see why, on the facts before me, I should
proceed to use some kind of “interest of justice” test on that basis. In terms
of Justice MacKay’s rationale in Alberta, there is no reason why I
should move away from the Metropolitan Stores test in the present case
on the grounds that that test is “not so apt in considering a motion to stay or
adjourn proceedings which has the effect of postponing access to the relief
ordinarily available in this Court,” to use the words of Justice MacKay.
[55]
So the only way that Alberta
appears to support the Plaintiffs position before me in the present case is the
general import of Justice MacKay’s words that the Metropolitan Stores
test is “more apt in circumstances where the Court is asked to stay or enjoin
the proceedings of another body … .”
[56]
As I understand the Plaintiffs’ position before me, they
are saying that I should not apply the Metropolitan Stores test because
I am not dealing with a situation where the Court is being asked to stay or
enjoin the proceedings of another body. The Plaintiffs are simply asking the
Court to adjourn its own proceedings and so, the Plaintiffs argue, Alberta
supports their view that I should apply the “interest of justice” test referred
to by Justice MacKay in Alberta.
[57]
When I review the balance of Justice MacKay’s decision, it
is clear to me that when, in para. 35, he discussed the aptness of the Metropolitan
Stores test for the case before him, he was merely referring to the
“irreparable harm” aspect of that test. I say this because, at para. 39 of his
reasons, in deciding to grant the stay application in that case, he did not
abandon Metropolitan Stores in its entirety:
While it is unusual to stay or adjourn a matter in
circumstances which effectively postpones access to relief which a party
otherwise has a right to pursue, I am persuaded that this is a case that
warrants that unusual step. The application by the Minister to adjourn further
consideration of the Province's application pending the decision anticipated
from the Supreme Court of Canada, should here be granted, for the following
reasons.
1) Insofar as the Metropolitan Stores test may
provide standards in this matter, I agree that there is a serious issue to be
tried, that issue being the one raised by the Province concerning
constitutional validity of the terms of reference of the Panel, but postponing
consideration of that issue at this stage is in the public
interest. In my view, on the balance of convenience, there is a
likelihood of greater inconvenience to the respondents in proceeding to
consider the Province's motion while closely related issues are under
consideration in the Supreme Court of Canada than there is to the Province from
adjourning that consideration. Proceedings at this stage which
question the Panel's process, and any order from this Court which might suspend
or interrupt the review process of the Panel would be more disruptive and
create greater harm to the process of public environmental review than
continuing that process pending the decision of the Supreme Court. I take
judicial notice that continuing with the review will involve the Province in
further work and the costs will be at the public expense of the Province the
longer the review continues. Yet the decision of the Supreme Court
is likely to be released within a few months. We can all hope that
the decision will be rendered, as the hearing was conducted, on an expedited
basis, probably well before November 1991 when the majority of matters under
consideration by the Panel may be ripe for public discussion and final
consideration by the Panel.
2. For the general considerations outlined by the
Associate Chief Justice in the transcript of proceedings concerning the
applications referring to the Daishowa project, it seems to me just and
appropriate to adjourn consideration of the Province's application pending the
decision of the Supreme Court. Those considerations are more
particularly applicable in this case than in the Daishowa applications for the
matters now under consideration in the Supreme Court, although different from the
issue here raised, are closely related to that issue and they arise from
earlier proceedings concerning the project of interest in this matter, the
Oldman River dam project. These considerations include the factors
outlined below which tip the balance in favour of the general interests of
justice when weighed against the Province's right to proceed.
3) In my view the interests of justice, and the efficacy
of the judicial system, are best served by adjourning consideration of the
Province's application because:
a)
the
constitutional validity of the Guidelines Order upon which the processes of the
Panel depend, may be expected to be commented upon in the near future by the
Supreme Court. Virtually any decision on the merits of the application for
final relief now before this Court is likely to be affected by the Supreme
Court decision, which can be expected to influence the determination here
sought by the Province.
b)
Even
if the Supreme Court's decision does not deal directly with the issue raised
here, I have no doubt that issue may be more readily resolved, and perhaps more
definitively argued, in light of the decision of the Supreme Court, now
awaited. In these circumstances any motions judge would be reluctant
to render a decision on the Province's application in advance of the Supreme
Court's ruling, for such a decision might be significantly affected by the
ruling and this would create additional problems for the parties. If
decision of a motions judge were reserved until after it is clear what effect
the Supreme Court's decision may have, then the Province would be in the same
position as if an adjournment were granted, no better but clearly no worse. As
Associate Chief Justice Jerome indicated in the case of applications relating
to the Daishowa project, it would be unreasonable to expect a motions judge to
render decision on an issue closely related to questions already under
consideration in the Supreme Court.
c)
Counsel
for the Province frankly acknowledged that, even though the Supreme Court of
Canada declined to add a specific constitutional question concerning the terms
of reference of the Panel, argument before the Court in February urged that the
terms of reference were unconstitutional, that they encompass matters falling
within provincial legislative jurisdiction. He expressed the hope
that the constitutional validity of the terms of reference of the Panel would
be dealt with by the Supreme Court, the very issue raised in this
application. In my view, to proceed to consider the application at
this stage in these circumstances would be an inappropriate process with
closely related questions before courts at different levels in the judicial
system. Moreover, it would be presumptuous of this motions judge at
this stage to consider and determine an issue which the applicant has urged,
and hopes, to have resolved by the Supreme Court.
[58]
So Justice MacKay appears to have concluded that, in the
unusual situation before him, the Minister’s application to adjourn should be
granted because there was a serious issue (although it was the Province’s issue
and not the Minister’s) and the balance of convenience favoured the Minister.
However, instead of looking at irreparable harm (neither side persuaded him on
this point) he felt that the circumstances before him required him to examine
the “public interest” and whether suspending or interrupting the review process
of the Panel “would be more disruptive and create greater harm to the process
of public environmental review than continuing that process pending the decision
of the Supreme Court.”
[59]
After proceeding in this way, he concluded that “the
interests of justice, and the efficacy of the judicial system were best served
by adjourning consideration of the Province’s application.”
[60]
On a strict application of the Metropolitan Stores
test, the motion before him would have failed because he was not persuaded that
irreparable harm would result to either side. However, he felt that a strict
application of Metropolitan Stores did not meet the needs of
situation before him, where the competing rights and assertions required an
examination of the broad public interest in the general process of public
environmental review.
[61]
If there is any analogy between the rationale behind
Justice MacKay’s decision in Alberta and
the competing interests (including the broad public interest) thrown up in the
present motion, where the Supreme Court of Canada is months away from
considering even the leave application, then the Plaintiffs have not
articulated that analogy for the Court. They seek, rather, to assert that Alberta
establishes a general principle that Metropolitan Stores is not
applicable in the present motion and I should proceed to apply a general
“interest of justice” test. Can I do this?
[62]
To begin with, whatever Alberta
stands for, it does not address the section 65.1 Supreme Court Act
issues raised in this case.
[63]
Secondly, it is quite clear from Alberta that
Justice MacKay did not think that the principles to be applied should depend
upon whether the motion was called a stay application or an adjournment
application. He looked at the complex reality of the case before him and
fashioned principles to deal with that reality rather than relying upon mere
form or semantics. So the Alberta case
does not establish that I should consider the present motion as an adjournment
rather than a stay application.
[64]
And thirdly, Justice MacKay’s general remark that the Metropolitan
Stores test “is more apt in circumstances where the court is asked to stay
or enjoin the proceedings of another body” is no longer the jurisprudence of
this Court. Alberta was decided in 1991. Since
that time we have had (to name only the cases brought to my attention in this
motion) the decision of Justice Rothstein in his role of judicial member of the
Competition Tribunal in D & B Co. that “an adjournment pending
appeal has exactly the same result as a stay pending appeal” and that “the
principles applicable to stays of proceedings, which themselves are the same as
the principles applicable to interlocutory injunctions, are to be applied in
the case of an application for an adjournment pending appeal.” That view was
endorsed and applied by Chief Justice Isaac in the appeal of the same case. The
same view of the jurisprudence was adopted by Justice Blais in Zundel
(2004), and was endorsed by the Federal Court of Appeal in Malo (2003).
[65]
The Plaintiffs have provided me with no argument or
authority that specifically refutes or even questions the notion that, even in
a situation where a motion is characterized by an applicant as an adjournment
request, the Court is obliged to follow Justice Rothstein’s guidance and treat
it as a stay application if it is nothing more than “an adjournment pending
appeal,” which this motion surely is. The Plaintiffs merely rely upon Justice
Rouleau’s decision to grant an adjournment in Schreiber (where the stay
issue was not raised or argued) and some very general words of Justice MacKay
in Alberta, a somewhat anomalous case
that provides no real analogies for the issues raised in this motion, or at
least no analogies that the Plaintiffs have articulated.
[66]
On the basis of this jurisprudence, then, I believe I am
obliged to treat this motion as a stay application, with all the consequence
that flow from that conclusion. The Plaintiffs have produced no evidence, and
have provided no argument, that would lead me to conclude that they can satisfy
the irreparable harm or the balance of convenience aspects of the usual tripartite
test.
[67]
In addition, I may not be at liberty to consider this
application as a stay because of section 65.1, of the Supreme Court Act.
Section
65.1 of Supreme Court Act and Jurisdiction to Hear this Motion
[68]
The Plaintiffs say that “Nothing in s. 65.1 ousts or
overrides the jurisdiction of a trial court to grant an adjournment of a trial”
and they are merely seeking an adjournment “of the current trial date on the
basis of developments which have arisen since the original direction of this
Court fixing a trial date in January of 2007.”
[69]
I have several concerns with this approach. First of all, as
I have already discussed, it doesn’t seem to matter to me that this motion is characterized
and brought by the Plaintiffs as an adjournment request under Rule 36. It is
the reality that counts. This is precisely what happened in the Zundel
case and, notwithstanding that Mr. Zundel asked for an adjournment under Rule
36, Justice Blais dealt with the motion as a request for a stay. In doing this
he relied upon the words of Justice Rothstein in the D & B case as
cited above. So given the fact that I have already concluded that I am really
dealing with a stay application, and not a simple adjournment request, the
Plaintiffs have provided me with no authority or argument concerning the impact
of section 65.1 upon the decision I have to make i.e. does the fact that
section 65.1 (and the related jurisprudence dealing with stays) directs such
matters to the Federal Court of Appeal prevent me from considering this motion
as a stay application? The cases cited by the Interveners (Imperial Oil
Limited v. Eric S. Lloyd et al., [2000] S.C.C.A. No. 58, and Re: Pacific
Paper Inc., [2001] S.C.C.A. No. 400 merely confirm that the proper forum
for a stay application under section 65.1 of the Supreme Court Act is
the relevant court of appeal. The only case before me directly on point is AlliedSignal
where Justice Rouleau stated quite clearly that “My review of the authorities
would seem to support the proposition that this matter should have been brought
before the Federal Court of Appeal,” and he dismissed the application in that
case. The Plaintiffs have provided me with no authority or argument to suggest
that Justice Rouleau was incorrect in his conclusions in AlliedSignal.
Hence, I see no reason why I should deviate from those conclusions in this
case. What is more, it would seem to me, in a situation such as the present
motion, where the reality is that the Plaintiffs are seeking a stay of these
actions until the Federal Court of Appeal decision is dealt with (at least the leave
aspect) by the Supreme Court of Canada, that it would be unseemly and entirely
inappropriate for me to consider such an application in the circumstances
before me. Even if I have some kind of concurrent jurisdiction and,
notwithstanding s. 65.1 of the Supreme Court Act, I could consider this
motion, I have to conclude not only that the Plaintiffs have not satisfied the
well-known criteria required for a stay but that, in any event, it would not be
appropriate for me to hear a stay application involving the kinds of issues
raised in this case, and that should have been placed before the Federal Court
of Appeal.
[70]
There are some very good reasons why the Plaintiffs should have
taken this matter up with the Federal Court of Appeal and not with this Court.
The principal reason is that the Federal Court of Appeal knows what it has
decided and why. The grounds cited by the Plaintiffs in their leave application
to the Supreme Court are highly problematic and debatable, they extrapolate
from the Federal Court of Appeal decision in a highly contentious way, and they
are certainly incomplete as regards the full scope and implications of that
decision. This Court is not well situated to review the jurisprudence regarding
stay motions against the nuances of the Federal Court of Appeal decision and
the interpretations that the Plaintiffs have chosen to place upon that decision
in their leave application. I suspect that this is part of the purpose behind
s. 65.1 of the Supreme Court Act.
[71]
So I have to conclude that this motion embodies what is, in
reality, a stay application and that it properly belongs before the Federal
Court of Appeal. If I have jurisdiction to consider it, then I have to conclude
that the Plaintiffs have adduced nothing in the way of argument or evidence to
satisfy the irreparable harm and balance of convenience factors in the
tri-partite test, even if I were to grant that they have raised a serious
issue.
[72]
On this basis alone, I have to dismiss this motion.
However, just in case I am wrong in this regard, and because I think it would
assist these proceedings if I also looked at this motion as a simple request
for an adjournment of the trial, I will attempt to look at the motion from the
perspective that the Plaintiffs invite the Court to take.
Adjournment
Issues
[73]
From the perspective of a simple adjournment request, the
whole history of these actions comes into play. This is because the Plaintiffs
say they were surprised by the conclusions I reached, and which were confirmed
by the Federal Court of Appeal, regarding the scope of the pleadings and the
exclusion of witnesses and evidence regarding a broad right to self-government,
and that the Plaintiffs believe they are being thwarted in their attempts to
litigate the broader aspects of self-government. Indeed, in the bias motion
which they brought before me in 2005, the Plaintiffs actually alleged a
reasonable apprehension of a conspiracy between the Federal Court, the Crown
and the Interveners aimed at preventing them from pursuing broad
self-government claims, and something of this concern appears to linger. It is obvious
that, in the present motion for an adjournment, the principal preoccupation
remains the Plaintiffs’ concern that the absence of a broad self-government
claim from the pleadings prevents a full determination of all matters presently
at issue between the parties respecting the constitutional validity of Bill
C-31, and a feeling that the Court must give the Plaintiffs more time to
perfect and pursue those broad claims, either in the Federal Court or
elsewhere.
[74]
So, in considering the present motion as a simple request
for an adjournment, I believe I need to summarize and take into account a few of
the principal findings I have made in previous motions that are relevant to the
issues and the arguments raised by the Plaintiffs in this motion:
1.
No one has prevented the Plaintiffs from litigating broad
self-government claims of the kind that the Plaintiffs now wish to place before
the Supreme Court of Canada in their leave application. They have been free to
pursue such claims, provided they follow the appropriate rules and
jurisprudence, at any time since this litigation was commenced way back in
1986;
2.
Neither this Court or the Federal Court of Appeal has held
that broad self-government claims are not justiciable. In my reasons of November
7, 2005 I reviewed the Supreme Court of Canada jurisprudence on self-government
and concluded that the justiciability of broad, self-government claims was a
difficult area. But this was only done by way of understanding what Mr.
Henderson, Plaintiffs’ former counsel, had meant in 1998 when he said in
relation to the pleading amendments sought by the Plaintiffs at that time, “I
can’t be broad” and that the Plaintiffs were only pleading “a right to this
fundamental aspect of our self-government” and not “self-government at large … .”
Likewise, when this issue came before the Federal Court of Appeal, that Court
held as follows at paragraphs 43 and 44:
Nonetheless, Russell J. also acknowledged that the Supreme
Court has not yet expressed itself on the question of whether a claim to
self-government under subsection 35(1) emanates from specific rights (such as
the right to determine membership), or is a more general right from which
specific rights may be inferred.
Counsel did not persuade me that Russell J.’s analysis of
the Supreme Court’s jurisprudence on this issue was legally flawed. In my view,
it was not incumbent on Russell J., in the present context, to come to a
definitive conclusion on a very difficult issue on which the Supreme Court is
yet to pronounce. It would be equally unwise in an interlocutory appeal for
this Court to commit itself to the proposition that in no circumstances may a
general claim to self-government be justiciable under subsection 35(1). These are
questions for another day. …
3.
The only reason why broad claims to self-government are not
before this Court in these actions, as far as this Court and the Federal Court
of Appeal are concerned, is because the Plaintiffs did not put them in their
pleadings. The Plaintiffs are responsible for what is in their pleadings;
4.
The Plaintiffs in the re-trial of this action have not been
confined to the pleadings they drafted for the first trial. In light of Supreme
Court of Canada jurisprudence that I referred to in my decision of November 7,
2005, the Plaintiffs brought forward specific amendments to their pleadings
before Justice Hugessen in 1998. Amendments were allowed at that time and, in
seeking those amendments, counsel for the Plaintiffs told the Court that any
self-government rights the Plaintiffs wished to put forward “remain
sufficiently connected to the plaintiffs’ existing pleadings [so] that an
additional second action is not necessary” and that they were alleging “the
narrowest possible formulation of a jurisdictional right” and “we are not
saying we have a right to self-government at large. That is not what this case
is about.” They also assured the Court and the other participants that “The new
pleading is simply an explication on the old one.” The actions then proceeded
on their tortuous path in accordance with the amendments granted in 1998 and on
the basis of the reassurances that the Plaintiffs had given the Court and the
other participants about the limited claim to self-government that the
Plaintiffs wanted to assert;
5.
In 2004, after a trial date of January 10, 2005 had been
fixed and the Plaintiffs had indicated that they were ready to proceed to trial
on that date, the Plaintiffs brought further proposed amendments which I
considered in my decision of June 29, 2004. I allowed some of the amendments
but denied others on various grounds including my view that it was too late for
the kind of broad self-government claims that the Plaintiffs were now attempting
to raise in 2004, not only for themselves, but for other First Nations peoples
who were not even parties to, or participants in, these actions, and that such
claims would seriously prejudice the Crown by forcing it to go to trial on the
basis of broad claims that had not been made until that time and for which
there had been no pre-trial discovery and preparation. That refusal to broaden the
self-government claims in their pleadings was accepted by the Plaintiffs. They
did not appeal my order of June 29, 2004;
6.
So the Plaintiffs have always been well aware that: (a)
there were no broad self-government claims in the pleadings as originally
drafted; (b) the amendments granted by Justice Hugessen in 1998 only allowed the
narrowest possible formulation of a jurisdictional right and did not include “a
right to self-government at large”; and (c) that their attempts to broaden the
self-government aspects of their claims after the trial date had been fixed
were refused, and that refusal was not appealed;
7.
Rather than attempt any further amendments, and rather than
appealing my order of June 29, 2004 denying their broader claims, the
Plaintiffs indicated that they were ready for trial. They also produced
will-says of witnesses that, in some cases, were not compliant with previous
Court orders and/or were not relevant to the pleadings as drafted.
[75]
The Plaintiffs now express surprise to find themselves in
the present position. They have retained new counsel and they say that they
should be allowed to litigate broad, self-government claims that two Courts
have said are not in their pleadings, and which the Plaintiffs themselves,
through their counsel, advised Justice Hugessen were not in the pleadings.
They are now applying for leave to the Supreme Court of Canada to see whether
the Supreme Court will assist them to litigate those broad claims. Of course,
they may be successful but, for purposes of the motion before me now, I cannot
but conclude that the only reason that broad self-government claims are not in
their pleadings is because the Plaintiffs chose to leave them out and, when
they attempted to broaden them in 2004, they accepted my assessment that it was
too late in the day for such a radical new departure in a lawsuit that had been
going on for 18 years, and in which there had been no pre-trial discovery and
preparation to that time as regards such broad claims.
[76]
It should also be borne in mind that I specifically asked
Plaintiffs’ present counsel to explain to me the discrepancy between previous counsel’s
remarks in 1998 concerning the narrow approach to a jurisdictional right and the
broad approach that the Plaintiffs now say they wish to assert and which,
somehow, they say has been incorporated into their pleadings. The only answer I
was given was “But when you deal with Mr. Henderson’s comments about the
issues, what I say to you is forget about them. Forget about them.” Well, as
the record shows, I couldn’t forget about them, and the Federal Court of Appeal
thought they were relevant too. Present counsel for the Plaintiffs has enormous
experience and ability. If he tells me to forget about comments that are
obviously key in interpreting pleadings, then I feel confident that there is no
explanation as to why the Plaintiffs said one thing in 1998, but now put
forward what I regard as an entirely different position on broad self-government
claims in the pleadings. More telling, I think, is that the Plaintiffs have
never told the Court that Mr. Henderson got it wrong when he told Justice
Hugessen what the Plaintiffs hoped to achieve by their amendments in 1998. The
Plaintiffs only began to raise and push broader self-government claims in 2004
after the trial date had been fixed and at a time when the Crown would have
suffered enormous prejudice if those broad claims had been allowed.
[77]
The Plaintiffs take the position in this motion that they
are compelled to ask for an adjournment because they did not expect the
decisions that this Court and Federal Court of Appeal made in relation to the
scope of the pleadings. I could understand this if the Plaintiffs’ legal team
was entirely new. But Ms.Twinn has been involved with these proceedings
throughout, and the differences over the scope of the pleadings have been the
key point of concern since I became involved with this action as trial judge.
They were raised by the Crown at the first trial management conference in
September 2004, and, of course, they were very much an aspect of the amendment proposals
that came before me in 2004. So I cannot accept that the position the
Plaintiffs now find themselves in was not foreseeable. In fact, given the choices
that the Plaintiffs made to leave a broad approach to self-government out of
their pleadings, but to try and introduce it anyway by proposing witnesses and
evidence that, as I have already found, not only attempted to address broad
self-government for the Plaintiffs, but also for other First Nations peoples
not parties to these actions, the present situation was pretty well inevitable.
[78]
All of this is by way of saying that any problems that the
Plaintiffs are now facing in the light of a rapidly approaching trial date and
their desire to seek the Supreme Court of Canada’s assistance regarding broad
self-government claims are entirely of their own making and are a function of
the way they have chosen to conduct these actions. If broad self-government claims
had been brought before Justice Hugessen in 1998, then they could have been
dealt with as part of the Plaintiffs’ amendment application at that time. Also,
if the Plaintiffs thought I was wrong to resist amendments that sought to
introduce broad self-government in 2004, after the trial date had been fixed,
they could easily have taken the matter up directly with the Federal Court of
Appeal. But they chose to do neither of these things. Instead, they chose to
proceed on the basis of the pleadings as drafted which, for reasons I have
explained, obviously contained no broad claims to self-government.
[79]
I am not ascribing blame to the Plaintiffs in this regard.
But they have made their choices and they have been given a fair opportunity to
present their case, including any claims they may wish to advance concerning
broad rights to self-government and any rights parasitic on a broad right to
self-government. The Federal Court of Appeal has referred to the protracted and
difficult history of these actions, as well as the fact that challenges to
interlocutory rulings have been legion but none of which has succeeded. All of
those appeals have caused delays and consumed the resources of the other
participants and the Court. All of this has to be kept in mind and is part of
the context within which the present motion must be considered. The adjournment
sought by the Plaintiffs could usher in many months of further delay and
contentions wrangling in a situation where any adjustments to the scope of the
trial that may need to be made following the Supreme Court of Canada’s decision
on the Plaintiffs’ appeal can be made once that decision is known.
[80]
The Plaintiffs now ask the Court to exercise its discretion
under Rule 36(1) to grant them an adjournment of the trial commencement date
until March 12, 2007, and then, if they are successful in their leave
application to the Supreme Court of Canada, they will come back and ask for a
further adjournment. In support of their adjournment request they cite the
decisions of Justice Heneghan in Tucker v. Canada,
[2004] F.C.J. No. 1939 (T.D.), and Justice Harrington in Timis v.
Canada (MCI), [2004] F.C.J. No. 1691 (T.D.), and other related cases.
[81]
In Tucker at paragraphs 5 to 6, Justice Heneghan
reviewed the jurisprudence on adjournments and came to the following
conclusions:
A couple of factors come into
consideration when the Court is considering a request for an adjournment. One
is the question of prejudice to one or more of the parties; see Martin v.
Minister of Employment and Immigration (1999), 162 F.T.R. 127 (T.D.). A
second factor is the question of prejudice to the Court of losing time that has
been assigned for the hearing; see Ismail v. Canada (Attorney General)
(1999), 177 F.T.R. 156 (Fed. T.D.). A third factor is the public interest in
the timely conclusion of litigation and use of the facilities provided for
trials; see Markestyn v. Canada, [2001] 1 F.C. 345.
As well, the matter of granting
an adjournment for a fixed date hearing was addressed by former Associate Chief
Justice Jerome in a practice direction dated February 17, 1993. According to
that direction, a fixed date hearing will be adjourned only in exceptional
circumstances.
[82]
In Timis, at paragraph 5, Justice Harrington
emphasized the exceptional nature of such relief:
Adjournments are governed by section 36 of the Federal
Court Rules, 1998. Subsection 36(1) states that a hearing may be adjourned by
the Court on such terms as the Court considers just. According to the practice
directions issued by the Federal Court Trial Division in 1993, parties who have
been given hearing dates will only receive an adjournment in exceptional cases
(Martin v. Canada (MEI) (1999), 162 F.T.R. 127 (F.C.T.D.); Ismail v.
Canada (AG) (1999), 177 F.T.R. 156 (F.C.T.D.).
[83]
If I apply
the jurisprudence that the Plaintiffs wish me to apply, and treat this motion
as a simple adjournment request, the Plaintiffs raise the following arguments
for consideration by the Court:
a)
The Plaintiffs submit
that a brief adjournment of some six weeks is not unreasonable in light of the
circumstances of this case. During this time frame, the Plaintiffs say they
will have the opportunity to receive the judgment of the Supreme Court of Canada
on the leave application and to consider the alternatives referred to by
counsel for the Plaintiffs on August 23, 2006;
b)
The Plaintiffs say
that neither the Crown nor the Interveners will be prejudiced by this brief
delay. This is because the Federal Court of Appeal has granted an interim
injunction that remains in force, and the effect of which is that all of the
“acquired rights” persons affected by the legislation at issue are members of
the Plaintiff First Nations pending the determination of these actions. Hence,
the Plaintiffs say, the only parties who could potentially experience prejudice
as a result of a further adjournment are the Plaintiffs;
c)
The Plaintiffs also
say that an adjournment is warranted by the importance of the leave application
now before the Supreme Court of Canada. This is because the issues determined in
my orders of November 7 and 8, 2005, are central to the conduct of these
actions and define the central legal theories which may be advanced by the
Plaintiffs in their opening statements and throughout the trial. Should the
trial proceed, and should the Plaintiffs then be successful on their appeal,
they say that a waste of judicial resources and the resources of all
participants will result;
d)
The Plaintiffs also
say that the absence of a self-government claim from the pleadings prevents a
full determination of all of the matters presently at issue between the parties
respecting the constitutional validity of Bill C-31 in these actions.
This means that the Plaintiffs are presently unable to argue or prove that a
specific right to determine membership exists as a parasitic right to a broader
right of self-government;
e)
Another difficulty
for the Plaintiffs is that the Crown has taken the position that a
determination of the issues raised in the pleadings will render the issues
between the Plaintiffs and the Crown respecting the constitutional validity of Bill
C-31 res judicata. This means that, should the trial proceed to a
determination in the absence of a claim based upon aboriginal self-government,
the Crown will take the position that the Plaintiffs may not raise this ground
as a challenge to Bill C-31 in any future legal proceedings. The
Plaintiffs say that such a result ought not to be imposed upon them until the
outcome of the proceedings before the Supreme Court of Canada has been finally
determined;
f)
All of this means
that the Plaintiffs must assess their circumstances and make an informed
decision on the advice of counsel respecting the future conduct of these
actions. Such a decision cannot be made until the outcome of the leave
application is known;
g)
The Plaintiffs are of
the view that it is possible that the leave application could be decided prior
to the current trial date, or shortly thereafter. Hence, they say that the
period of adjournment presently requested, is brief. However, should leave be granted,
the Plaintiffs will seek a further adjournment of the trial pending the final
outcome of their appeal to the Supreme Court of Canada. In the event that
leave is denied, the Plaintiffs say they will then be in a position to
determine in discussion with their legal counsel which of the options available
to them they wish to pursue.
[84]
The short
answers to these concerns are fairly obvious given the way these actions have
evolved over a long period of time, and the Court must remain consistent with
its previous rulings.
[85]
First of
all, a brief adjournment is not really the issue. There is no need to examine
the effects of the Plaintiffs’ dealings with the Supreme Court of Canada until
we know that leave has been granted and what the terms of that leave are. Only
at that point would the Court be in a position to appraise the impact of the
leave application upon these actions and any adjustments to the trial schedule
and process that might be required to protect the Plaintiffs’ rights. And any
adjustments would need to take into account the full period of time that it
would take the Supreme Court of Canada to render a decision on the merits of
the appeal. So the present motion is, at the very least, premature.
[86]
Secondly,
the Plaintiffs will suffer no prejudice if the commencement of the trial is not
adjourned at this time. The Plaintiffs don’t even know whether leave will be
granted. The only real prejudice would occur if an adjournment was granted at
this time, and this would be a prejudice to the other participants and the
Court. After some nine years since these actions were returned for a re-trial,
it is now imperative that they now be heard as quickly as possible.
[87]
The leave
application before the Supreme Court of Canada is, no doubt, important to the
Plaintiffs, but all leave applications are important to those who make them,
unless they are frivolous. The mere fact of a leave application is not grounds
for an adjournment. The issues determined in my decisions of November 7 and 8,
2005 followed inevitably from the 1998 amendments and my June 29, 2004 decision
dealing with further amendments. Those amendment decisions were not questioned
or appealed by the Plaintiffs. If the issues determined in my November 7 and 8,
2005 decision are central to the conduct of these actions, then they were just
as central to the 1998 and 2004 amendment decisions and could have been dealt
with as part of, or immediately following, those decisions. No doubt the
Plaintiffs had their reasons for not addressing them at that time, but the
Plaintiffs’ attempts to deal with those issues indirectly now, after the trial
date has been set, are not a justification for postponing the commencement of
the trial, and any disadvantage suffered by the Plaintiffs as a result of their
not having dealt with scope of pleading issues at an earlier time should not
now be used to justify further delay of a long-overdue trial.
[88]
If the
Plaintiffs wanted to litigate broad self-government, and/or argue that a
specific right to determine membership exists as a parasitic right to
self-government, then they could have made those issues a part of the
amendments to the pleadings which they sought in 1998, and they should not have
told the Court and the other participants at that time that they were only
making a narrow claim and that these actions were not about broad claims to
self-government. Alternatively, the Plaintiffs could have questioned my June
29, 2004 decision that denied broad amendments in the face of an imminent trial
date. Their decision not to deal with these matters up-front at the time when
material decisions were made is the cause of the predicament they now say they
face. If the Plaintiffs are correct that they are now unable to argue or prove
certain matters, that is their own doing and should not be used as a ground to
delay these proceedings even further to the prejudice of the other participants
and the Court.
[89]
If the
Plaintiffs are now confronted by res judicata issues, that too is a
function of the way the Plaintiffs have chosen to conduct these actions over
the last nine years and is also an inevitable consequence of amendment
decisions in which the Plaintiffs participated fully and fairly. The Plaintiffs
accepted those decisions and did not appeal them. If they now find themselves
unable to litigate self-government to the full extent that they would like,
then that is a function of choices they made years ago, and it does not justify
any further delay of the trial.
[90]
The
Court’s view on these matters is merely an inevitable continuation of previous
decisions and previous findings.
[91]
In
addition, I see nothing in the Plaintiffs’ arguments or in the evidence before
me in this motion to suggest that anything that might come out of the
Plaintiffs’ leave application to the Supreme Court of Canada could not be
incorporated into these actions at a later date if leave is granted and the
Supreme Court of Canada subsequently decides that the Federal Court of Appeal somehow
got it wrong. This is particularly the case if it is kept in mind that all but
a few of witnesses which I excluded under my November 7, 2005 order were
excluded for non-compliance with previous Court orders. Should the Plaintiffs
get leave and win their appeal, I see no reason why the witnesses in question
could not be accommodated into the trial.
[92]
There is
no point in speculating at this point as to what the Supreme Court of Canada
might say, or eventually direct, if leave to appeal is granted and the appeal
is considered. And until leave is granted, there is no reason whatsoever to postpone
the commencement of the trial on the basis that leave might be granted. If
leave is granted, then the situation can be addressed at that time, and I see
no prejudice to the Plaintiffs in continuing with the present trial date, while
prejudice to the Court and the public interest are strongly against an
adjournment at this point.
[93]
My review
of the Plaintiffs’ proposed witness-list, will-say statements and proposed
experts, suggests to me that there is no real disadvantage for either side in
proceeding with the trial on the basis of the narrow interpretation of the
pleadings and waiting to see what happens before the Supreme Court. The
Plaintiffs have not said they are not interested in litigating the pleadings as
presently drafted, and the narrow approach to the rights asserted is one of the
things upon which the Court will, in any event, have to hear evidence. Unlike
the Scheiber case, for instance, success for the Plaintiffs before the
Supreme Court of Canada will not render the narrow claim that I identified in
the pleadings moot. The Plaintiffs’ success will merely require the Court to
hear additional evidence.
[94]
The real
issue for the Plaintiffs, and this is where the withdrawal option comes into
play, is that, unless they obtain leave from the Supreme Court, they may want
to decide not to continue with the actions as they are presently constituted in
this Court. They don’t want to begin the trial until the decision on leave is
made and they have had the opportunity to consider whether or not they really
want to proceed with the actions in their present state.
[95]
But the
timing of the use of the withdrawal option has always been in the hands of the
Plaintiffs. Had they moved faster, they could even have had the leave
application decided by the Supreme Court of Canada before the present trial
commencement date of January 24, 2007. Once again, however, they chose to do
things in a particular way that now makes such an outcome unlikely. But that
was their choice. The Court, and the other participants, should not be asked to
wait because the Plaintiffs chose not to move in a more timely manner on their
leave application.
[96]
As regards
the Plaintiffs’ res judicata concerns in particular, I do not see how
they arise at this stage if there is an opportunity to accommodate the excluded
witnesses in the event that the Supreme Court of Canada grants the Plaintiffs
what they seek. And in any event, as I have already pointed out, any res
judicata issues now faced by the Plaintiffs are purely a function of their
own past decisions. For instance, in deciding not to appeal my decision
concerning the amendments brought forward by the Plaintiffs in June, 2004, the
Plaintiffs, in effect, excluded from these actions, the broader issues of
self-government that could have been taken before the Federal Court of Appeal
and the Supreme Court of Canada at that time. One of the more difficult
problems to understand for purposes of this motion is why the Plaintiffs, after
failing to appeal my June 29, 2004 decision that dealt with their late attempt
to bring the broader aspects of self-government into these proceedings, are now
attempting to pursue broad-based claims in an indirect way by appealing my
November 7 and 8, 2005 decisions on witnesses and will-say statements. There
is, of course, no obligation on the Plaintiffs to offer an explanation, but the
failure to do so makes it difficult for the Court to take seriously the
Plaintiffs’ res judicata argument in this motion. The time to address those
issues was in June, 2004. That time has long passed. Without any real
explanation, the Plaintiffs simply assume that they retain a right to litigate
broad self-government claims at this point in the proceedings when they
declined years ago to question my refusal to allow any significant widening of
self-government issues in the pleadings.
[97]
The
Plaintiffs now say they did not appeal my June 29, 2004 decision on their
proposed pleading amendments because they concluded that the pleadings as
drafted encompassed the broad self-government issues for which they wish to
introduce the evidence I excluded in my November 7 and 8 decisions. This
assertion, made for the first time during this motion, is very difficult to
understand and accept.
[98]
First of
all, this does not explain why, if the Plaintiffs felt the broader claims were
already captured in the language of their pleadings they would have sought
specific amendments clearly intended to broaden claims in relation to
self-government.
[99]
Secondly,
in my November 7, 2005 decision, I specifically excluded as irrelevant evidence
pertaining to other First Nations peoples. And that was because, in my June 29,
2004 decision I had specifically disallowed proposed amendments that would have
introduced other First Nations peoples into these actions. Paragraphs 26-28 of
my June 29, 2004 decision contain particularly important findings:
…
26. The contentious aspects of the Band’s
proposed amendments are objectionable for several reasons:
a)
some of the proposed amendments to paragraph 8 conflict with previous rulings
made by this Court that the Plaintiff in the action is the Band itself in its
own right; and
b)
some of the amendments would have the effect of enlarging the nature of the
action and would bring in a new claim of self-determination; and
c)
some of the amendments would further broaden the claims by raising allegations
about first nations other than the Band.
27.
In my view, the objectionable amendments I will later refer to do not clarify
and focus issues for the Court. They raise new and contentious issues that
will require further discovery and will further delay the trial. The late
stage at which these amendments are proposed, their number and importance, the
degree to which previously held positions are changed, and the inevitable
prejudice that will result to the Crown (see Maurice v. Canada (Minister of
Indian Affairs and Northern Development), [2004] F.C.J. No. 670, 2004 FC 528 at
para. 10) convinces me that these amendments should not be allowed. In
addition, some of them are just not relevant to the issues in dispute. As
NSIAA points out, the effect of some of the amendments proposed by the Band
would be “to put the Crown on trial for all of its conduct with respect to all
First Nations in Canada. A trial that is now anticipated to
take months could end up taking years to resolve.” In addition, other
amendments would “substantially expand the scope of this action and raise
issues where there has been no discovery” in a context where “the amendments
add nothing substantive to the Plaintiff’s claim that it has an aboriginal
right to determine its own membership ... .” In fact, it seems to me that the
words “First Nation” now mean the plaintiff Band and only the plaintiff Band.
No purpose is really served by having two different terms (“plaintiff” and
“First Nation”) to refer to the Band even though I have no real objection to
this if the Band wishes to use both terms.
28.
The Court also shares the concerns raised by NSIAA in relation to some of the
non-housekeeping amendments proposed by the Band that are improper because they
are an attempt to plead irrelevant similar fact evidence without pleading any
special nexus between those facts and the central allegation in this case which
is that the Crown has infringed the Band’s right to determine its own
membership. As NSIAA says, the “delay that will inevitably result from these
expansive amendments creates prejudice that is not compensable.”
…
[100]
The
Plaintiffs are now telling the Court, in effect, that notwithstanding these highly
material exclusions, they did not appeal my June 29, 2004 decision because they
felt that the pleadings were already sufficient and that decision would not
prevent them from introducing evidence that my June 29, 2004 decision obviously
renders irrelevant by its principal findings and conclusions. The Court cannot
accept this latest attempt to evade the consequences of the Plaintiffs’ own
earlier decisions and the positions the Court has taken in previous orders.
[101]
Finally,
if the broad claims were already in the pleadings then they had to have been
incorporated as part of the 1998 amendments when the Plaintiffs told the Court
they were pleading the narrowest possible formulation of the right and these
actions were not about self-government per se. Once again, the Court sees
the Plaintiffs’ present position as an exercise in expediency that is difficult
to reconcile with the clear wording of previous decisions.
[102]
But over
and above all of this, I do not think it is appropriate for the Court to allow
an adjournment at this stage on the grounds put forward by the Plaintiffs, or because
they wish to preserve their tactical options, where I am satisfied that, should
the Plaintiffs be granted leave by the Supreme Court of Canada and win their
appeal, there is nothing to prevent the Court from hearing from those witnesses
who may have been excluded as a result of my November 7 and 8, 2005 decisions.
[103]
It has to
be borne in mind that these actions were scheduled to go to trial in January
2005. The reason they did not proceed to trial at that time has a great deal to
do with the actions of the Plaintiffs and additional time that the Court has
allowed them to get ready for trial. This has included the following:
a)
Granting
the Plaintiffs additional time to come up with a reasonable solution to resolve
the problems caused by their breach of Justice Hugessen’s pre-trial order of
March 2004;
b)
Giving the
Plaintiffs the time they requested to rectify their deficient witness list and
will-says;
c)
Allowing
the Plaintiffs the additional time they requested to bring a bias motion that
turned out to be groundless and unwarranted;
d)
Allowing
the Plaintiffs the additional time they needed for their new legal counsel to
prepare for trial in January 2007.
The Plaintiffs have already been granted significant time
concessions to ready themselves for trial and to make tactical decisions.
Fairness dictates that they now submit themselves to the trial process at the
appointed time.
[104]
There
still remains an enormous amount of work that all parties need to complete
before the trial begins in January 2007. And yet, at this stage, all of that
work might come to nought if the Plaintiffs decide to withdraw the actions.
This is of enormous concern to the Court.
[105]
It seems
to me that it would only make sense to discuss an adjournment at this stage if
the Plaintiffs were to make it clear that, should they not be successful in
their leave application, they do not intend to litigate these actions before
the Court. In such a situation, it might be reasonable to discuss whether
further effort and expenditure should be incurred before the Supreme Court of
Canada has considered the leave application. This is, of course, a matter
entirely for the Plaintiffs and their counsel, but I strongly urge the Plaintiffs
to consider the expenditures required of all participants to prepare for trial
and, if a greater degree of certainty can be brought to bear on this situation,
to take the matter up with the Crown and alert the Court as soon as possible.
[106]
I am not
suggesting, of course, that the Plaintiffs are not perfectly entitled to
consider their options and make a decision as and when they feel the time is
right to exercise them. But I can see no reason to adjourn the trial date at
this stage on the basis of a leave application that may not succeed and the
outcome of which is entirely speculative. And I urge the Plaintiffs to do
anything they can, commensurate with the preservation of their rights, to
clarify the situation for the Court and the other participants so that time and
resources are not wasted.
[107]
The whole
history of these actions (the Federal Court of Appeal decision ordering a
re-trial was made in 1997), and the extreme difficulty that this Court has had
in moving the actions towards trial since that time, suggest to me that
justice, cost, efficiency and simple fairness dictate that we proceed to trial
on January 24, 2007 as planned and that the Plaintiffs consider their options
based upon a knowledge of that fact.
ORDER
THIS COURT ORDERS that
1.
The motion
is dismissed;
2.
The
parties and the Interveners are at liberty to address the Court on the issue of
costs.
“James Russell”