Date: 20060803
Docket: T-1272-05
Citation:
2006 FC 950
Ottawa, Ontario, August 3, 2006
Present: The Honourable
Mr. Justice de Montigny
BETWEEN:
THE
ATTORNEY GENERAL OF CANADA
Applicant
and
MICHEL
PÉPIN
Respondent
REASONS FOR
JUDGMENT AND JUDGMENT
[1]
This
application for judicial review concerns a decision rendered on June 28,
2005, by an appeal board (the board) established by the Public Service
Commission under section 21 of the Public Service Employment Act,
R.S.C., 1985, c. P-33 (now repealed by the Public Service Modernization
Act, S.C. 2003, c. 22, section 284). After studying the evidence and
the submissions of the parties, the board allowed the respondent’s appeal and
concluded that the tools used by the selection board did not allow for the
complete assessment of one of the knowledge requirements under the statement of
qualifications.
FACTS
[2]
In
February 2004, the Department of Justice held two competitions to staff two
Senior Practitioner (2003-JUS-MTL-CCID-158) positions and one Senior
Practitioner‑Team Leader (2003‑JUS‑MTL-CCID-159) position
with the Immigration Directorate at the Quebec Regional Office. Because the
skills required for the two types of positions were similar in most respects,
the selection board decided to use the same tools to assess the relative merits
of the candidates. However, one additional question was added for the position
of Team Leader to assess the management-related abilities and personal
suitability of candidates for this position. Because the respondent did not apply
for the position of Team Leader, it is not necessary to deal with this point.
[3]
The
statement of qualifications prepared by the selection board for the Senior
Practitioner competition specified several requirements concerning the
experience, knowledge, personal suitability, abilities and skills of the
candidates. More specifically, the knowledge required was described as follows:
- Comprehensive
knowledge of the Immigration and Refugee Protection Act and pertinent
jurisprudence (CO-1)
- Comprehensive knowledge of the rules of practice and procedure before the
Federal Court (CO-2)
- Knowledge of administrative law, the Canadian Charter of Rights and Freedoms
and pertinent jurisprudence (CO-3)
- Good knowledge of the working of the organization, as well as of the
priorities of Justice Canada and CIC (CO-4).
The above-mentioned
qualifications are non-compensatory, meaning that a pass mark will be required
for each of the “Knowledge” requirements.
[4]
The
assessment of the candidates for the two Senior Practitioner positions began
with a three‑hour written examination (simulation exercise), followed by
an oral test, also based on a factual situation, lasting approximately one hour
for each of the candidates. Each one of these assessments was worth
50 points.
[5]
The
situational exercises submitted to the candidates for the written test
concerned a constitutional challenge of section 11 of the Immigration
and Refugee Protection Regulations, which provides that an immigrant must
make an application for permanent residence to an office serving his or her
country of origin. It was stated that a person residing in New Delhi,
India, who wished to obtain a permanent resident visa for Canada had filed an
application for judicial review asking that this section of the Regulations be
declared to be of no force or effect on the ground that it discriminated
against applicants from the Third World. In support of this submission, the
applicant alleged that the waiting lists in heavily populated countries
(generally third world countries) were considerably longer than those in
Western countries.
[6]
Four
questions were asked in connection with the situational exercise, but only the
third and fourth questions were related to the first and second items of
knowledge (CO‑1 and CO‑2). These questions read as follows:
3. List the pleadings and relevant argument
you must present in order to defend the interests of the Canadian government in
this matter. Even if you believe it unnecessary to begin argument on founded
merit to close the present case, give the necessary argument in defence of the
merit of the case.
4. Is time
important in processing the file? How will you manage it?
[7]
The answer
key for these questions shows that five points were awarded for
factor CO-1 and three points for factor CO-2 in question 3. The
suggested answers were as follows:
CO1 = 5 points: analysis
of Regulation 11 and the IRPA:
Regulation 11: may apply from country of nationality or residence (at least
1 year) (3 points) - seemingly not discriminatory
- why: question of security and ease of document check (2 points for
1 reason)
- request decided on selection criteria: can it be successfully established
(2 points)
CO2 = 3: judicial
review (CO2 = 1 point); reply affidavits followed by a motivation record
(CO2 = 2 points)
[8]
As far as
question 4 is concerned, the answer key is laconic, to say the least. It was
specified that two points were awarded for the second knowledge factor (CO-2),
and the suggested answer was simply the Court Rules.
[9]
As far as
the oral question is concerned, it is not necessary to deal with it at length,
insofar as the answer key only awarded two points out of a total of 50 for
knowledge factors CO‑1 and CO‑2 (one point each). In fact, I note
that the appeal board did not render its decision on the basis of this issue,
and the parties themselves barely referred to it.
[10]
Six
candidates applied for the two competitions. Two were eliminated at the
screening stage, while the names of the other four were placed on an
eligibility list after they passed a written test, an oral test and a reference
check. Of the top three candidates on the list, two were appointed to Senior
Practitioner positions, and one accepted the position of Team Leader. The
respondent, who had only applied for the position of Senior Practitioner, was
ranked fourth and therefore was not appointed to any position. He had obtained
a score of 79.5%, while the first three candidates respectively scored 85%, 81%
and 80%.
[11]
The
respondent appealed against the proposed appointments for the positions of
Senior Practitioner under section 21 of the Public Service Employment
Act. He essentially relied on two types of arguments. First of all, he
alleged that when assessing the relative merits of the candidates, the
selection board did not take into consideration the two compulsory skills
required by the statement of qualifications, that is to say, “comprehensive
knowledge of the Immigration and Refugee Protection Act and pertinent
jurisprudence” and “comprehensive knowledge of the rules of practice and
procedure before the Federal Court”. Secondly, he alleged that the selection
board made unreasonable errors in grading his answers and those of the other
candidates.
THE IMPUGNED DECISION
[12]
After
extensively summarizing the respective submissions of the parties, the appeal
board of the Public Service Commission allowed the respondent’s appeal in a
decision dated June 28, 2005. The board concluded that the written
examination (as well as the oral examination) did not allow an assessment of knowledge
of the Immigration and Refugee Protection Act (IRPA) and related
jurisprudence. After noting that the members of the selection board seemed to
be “somewhat
confused as to precisely how candidates were assessed on this sub-factor”, the
appeal board added that it could not accept a comment made by a member of the
selection board to the effect that candidates were presumed to have comprehensive knowledge
of the IRPA and pertinent jurisprudence, considering their experience. Relying
on Tiefenbrunner v. Canada (Attorney General), [1992] F.C.J.
No. 1021 (QL),
the appeal board was of the opinion that the selection board did not assess the
relative merit of the candidates when it proceeded this way.
[13]
In answer
to the Department’s submission that sub-factor CO-1 had indeed been assessed by
the examinations, the board relied on Madracki v. Canada, [1986] F.C.J.
No. 727 (F.C.A.) (QL) and Nelson v. Canada (Attorney General),
2001 FCT 437; [2001] F.C.J. No. 694 (QL) to conclude that the
selection tools did not allow an assessment of the skill or skills listed in
the statement of qualifications. The board stated the following:
However, the
written test and the expected answer for question 3 concerned a section of the Immigration
and Refugee Protection Regulations, and not the Immigration and Refugee
Protection Act. Even I were to accept the argument that the Regulations
reflect provisions of the Act, if I base myself on the expected answers it
cannot be denied that neither question 3 of the written test nor question 1 of
the oral test assess the jurisprudence pertinent to the IRPA, as
specified in the statement of qualifications.
(Decision of
the board as reproduced in the applicant’s record)
[14]
Finally,
the board emphasized that the issue was not so much whether the tools used were
appropriate to the work in question, which was not challenged, but rather to
determine whether those tools really allowed the selection board to assess the
candidates with respect to the qualifications required by the Department. It
was on this point that the examinations were considered to have shortcomings.
[15]
However,
without giving detailed reasons, the board dismissed the respondent’s argument
to the effect that the selection board did not assess the comprehensive
knowledge of the rules of practice and procedure before the Federal Court. The
board simply stated it was not convinced that this submission was well founded
on the preponderance of evidence. Likewise, the board did not accept the
respondent’s other submissions to the effect that the selection board made
several unreasonable errors in grading his answers and those of the other
candidates and that the answer key had been altered after the examination so as
to put him at a disadvantage.
[16]
The
Attorney General of Canada instituted this application for judicial review,
requesting that the decision of the appeal board be set aside and alleging that
the selection process allowed knowledge of the IRPA and of the pertinent
jurisprudence to be assessed. In answer, the respondent explained in his
written submissions and at the hearing that the board was correct in concluding
that the written and oral assessments did not allow assessment of the first
knowledge requirement mentioned in the statement of qualifications but erred in
dismissing his argument to the effect that the selection board did not assess
the candidates on the basis of their comprehensive knowledge of the Federal
Court’s rules of practice and procedure. However, he withdrew his other
arguments concerning the grading of the answers and the answer key.
ISSUES
[17]
The issues
raised in this case may be summarized as follows:
(a) What is the applicable
standard of review?
(b) In answer to the
applicant’s application for judicial review, may the respondent argue that the
board erred by dismissing some of his submissions?
(c) Did the appeal board
err in concluding that the tools used by the selection board did not allow a
full assessment of sub-factor CO-1 (comprehensive knowledge of the IRPA and of
the pertinent jurisprudence)?
RELEVANT LEGISLATIVE PROVISIONS
[18]
Before
proceeding with an analysis of these issues, it may be useful to briefly recap
the main legislative provisions in force when this case began. First of all,
section 8 of the Public Service Employment Act (PSEA)
specifies that the Public Service Commission has the exclusive right to make
any appointments within the Public Service. However, such nominations must
respect the principle of merit, as expressed in section 10 of the Act:
Appointments
to or from within the Public Service shall be based on selection according to
merit, as determined by the Commission, and shall be made by the Commission,
at the request of the deputy head concerned, by competition or by such other
process of personnel selection designed to establish the merit of candidates
as the Commission considers is in the best interests of the Public Service.
|
Les nominations internes ou externes à
des postes de la fonction publique se font sur la base d’une sélection fondée
sur le mérite, selon ce que détermine la Commission, et à la demande de
l’administrateur général intéressé, soit par concours, soit par tout autre
mode de sélection du personnel fondé sur le mérite des candidats que la
Commission estime le mieux adapté aux intérêts de la fonction publique
|
[19]
As has
been stated on many occasions, the principle of merit is not defined in the
PSEA. It is therefore up to the courts to define the meaning, and they did so
by deciding that “merit” means that the best person possible will be
appointed to the position, having regard to the nature of the service to be
performed (Nanda
v. Public Service Commission, [1972] F.C. 277 (F.C.A.), at
paragraph 34; Davies v. A.G. of Canada,
2005 FCA 41; [2005] F.C.J. No. 188 (QL) at paragraph 36).
[20]
Furthermore,
it is up to the employer to define a position and to determine the skills
required to hold such a position. This prerogative necessarily implies the
right to determine the skills deemed to be essential to perform the work in
question (Laberge v. Canada (A.G.), [1988]
2 F.C. 137 (F.C.A.); [1987] F.C.J. No. 1043 (QL), Canada
(A.G.) v. Blashford, [1991] 2 F.C. 44 (F.C.A.), Mercer
v. Canada
(A.G.), 2004 FCA 301; [2004] F.C.J. No. 1537 (QL)). However, under
section 12 of the PSEA, the Public Service Commission may establish
selection standards by which candidates will be assessed as to how well they
meet the qualifications determined by the department for that particular
position. This review of
the qualifications must take place before the closing of the competition and is
the responsibility of a recourse officer.
[21]
The
selection board must then decide on the means of assessing the candidates under
subsection 16(1) of the PSEA:
The
Commission shall examine and consider all applications received within the
time prescribed by it for the receipt of applications and, after considering
such further material and conducting such examinations, tests, interviews and
investigations as it considers necessary or desirable, shall select the
candidates who are qualified for the position or positions in relation to
which the competition is conducted.
|
La Commission étudie toutes les
candidatures qui lui parviennent dans le délai fixé à cet égard. Après avoir
pris connaissance des autres documents qu’elle juge utiles à leur égard, et
après avoir tenu les examens, épreuves, entrevues et enquêtes qu’elle estime
souhaitables, elle sélectionne les candidats qualifiés pour le ou les postes
faisant l’objet du concours.
|
[22]
Unsuccessful
candidates may appeal the results of a closed competition under
subsection 12(1) of the PSEA:
Where a person is appointed
or is about to be appointed under this Act and the selection of the person
for appointment was made by closed competition, every unsuccessful candidate
may, within the period provided for by the regulations of the Commission,
appeal against the appointment to a board established by the Commission to
conduct an inquiry at which the person appealing and the deputy head
concerned, or their representatives, shall be given an opportunity to be
heard.
|
Dans le cas d’une nomination, effective
ou imminente, consécutive à un concours interne, tout candidat non reçu peut,
dans le délai fixé par règlement de la Commission, en appeler de la
nomination devant un comité chargé par elle de faire une enquête, au cours de
laquelle l’appelant et l’administrateur général en cause, ou leurs
représentants, ont l’occasion de se faire entendre
|
[23]
It is
important to underline the fact that the role of an appeal board is limited and
must be restricted to reviewing the selection of the successful candidate or
candidates. It is not up to such a board to rule on the skills required, as was
mentioned by Mr. Justice Décary in Canada (A.G.) v. Viola,
[1991] 1 F.C. 373 (F.C.A.); [1990] F.C.J. No. 1052 (QL). More recently, the Federal Court of Appeal referred back to
this principle in the following terms (Davies v. A.G. of
Canada, supra, at paragraph 42):
This Court
has consistently upheld the principle that the role of an appeal board is
narrowly confined. An appeal board has “no say with respect to the
qualifications which an employer-department considers necessary or desirable.”
The power to establish qualifications is “a function of management falling
within the authority of a minister to manage his or her department under its
enabling statute.” Canada (Attorney General) v. Perera (2000),
189 D.L.R. (4th) 519, [2000] F.C.J. No. 829
(C.A.) (QL), leave to appeal to S.C.C. refused, [2000] S.C.C.A. No. 434.
[24]
Therefore,
the decision rendered by the appeal board in this case must be examined in
light of these statutory provisions and the accompanying case law.
ANALYSIS
(a)
Standard of review
[25]
Counsel
for the applicant submitted that the interpretation given by the appeal board
to factor CO-1 was a question of law and accordingly should be subject to
review on a standard of correctness. The respondent, meanwhile, submitted the
applicable standard was reasonableness simpliciter, insofar as the
impugned conclusions of the appeal board concern questions of mixed law and
fact.
[26]
Having
studied the relevant case law, I conclude that the respondent must succeed on
this point. Mr. Chief Justice Richard, writing on behalf of the
Federal Court of Appeal, made a detailed analysis of this issue in a recent
judgment already mentioned in these reasons: Davies v. A.G. of
Canada, supra. Using a pragmatic and functional approach, the Court came to
the conclusion that the applicable standard was that of reasonableness simpliciter
when determining if an appeal board erred in concluding whether or not a
selection process respected the principle of merit.
[27]
The
Federal Court of Appeal reiterated this position in a subsequent judgment.
Noting that the application of the principle of merit to the specific facts of
a case is a question of mixed fact and of law, Mr. Justice Evans also
concluded that the standard of reasonableness simpliciter must apply (Chopra
v. Canada (A.G.), 2005 FCA 374; [2005] F.C.J. No. 1854 (QL)). Finally, I also came to this
conclusion in Kadouri v. Canada (A.G.),
2005 FC 522; [2005]
F.C.J. No. 642 (QL). After conducting an analysis on the basis of a pragmatic
and functional approach, I concluded as follows:
24 In view of the foregoing
analysis, therefore, I have come to the conclusion that the applicable standard
of review is that of the reasonable decision simpliciter. In other words,
the question the Court must ask is the following: was the decision by the
Appeal Board supported by a reason capable of withstanding [translation] “careful” examination, even if this was not
necessarily the only decision that could have been reached.
[28]
It is
therefore by applying this intermediate standard of review that I will analyse
the decision rendered by the appeal board. As has been mentioned by the Supreme
Court on several occasions, this standard implies that there may be several
good answers. Therefore, it is not a question of what the correct decision
would have been, but rather if the impugned decision is rationally based on the
applicable principles and the evidence.
(b)
May the respondent make submissions to this Court that were dismissed by the
appeal board?
[29]
The
Attorney General did not object to the respondent’s making certain submissions
to this Court that he made to the appeal board but were dismissed. In any
event, this issue seems to me to have been definitively settled by the Federal
Court of Appeal in GKO Engineering v. The Queen,
2001 FCA 73; [2001]
F.C.J. No. 369 (QL). In this judgment, Mr. Justice Rothstein clearly
ruled that a respondent in an application for judicial review may raise certain
arguments to counter reasons that were unfavourable to him or her in the
decision challenged by the applicant. As long as the respondent is not seeking
a different disposition, there is no need for the respondent to bring his or
her own application for judicial review. Here is what Rothstein J.A. wrote
on this point:
[1] This is a
motion by the applicant, GKO Engineering, to strike certain paragraphs from the
respondent’s record that deal with issues not raised by the applicant in its
notice of application for judicial review or in its application record. The
applicant says that to raise such issues, the respondent should have filed her
own application for judicial review which she has not done.
[2] What is at
issue on a judicial review is the judgment of the lower Court or tribunal under
review, not the reasons for judgment. An applicant for judicial review seeks to
have the matter remitted for redetermination leading to a different disposition
by the lower Court or tribunal.
[3] A respondent
is normally satisfied with the disposition by the lower Court or tribunal.
Accordingly, the respondent has no reason to seek judicial review of that
judgment. However, the respondent may not agree with all the reasons of the
lower Court or tribunal. Unless the respondent seeks a different disposition,
however, the respondent has no basis to bring its own judicial review
application. Where it does not seek to have the matter remitted for a different
disposition, the appropriate procedure is for the respondent to raise, in its
record on the applicant’s judicial review, those arguments it seeks to make in
respect of those portions of the reasons with which it disagrees.
[30]
This
reasoning was subsequently repeated in Rogerville v. Canada
(A.G.), 2001 FCA 142; [2001] F.C.J. No. 692 (QL). Therefore, there is no doubt as far as I
am concerned that the respondent could try to establish in his written
submissions and at the hearing that the appeal board had erred in dismissing
his arguments concerning the inadequate assessments to measure the second
knowledge requirement in the statement of qualifications. Therefore, the
respondent could submit this argument in connection with this application for
judicial review.
c)
Did the appeal board err in its evaluation of the assessment tools with regard
to the statement of qualifications?
[31]
It is
trite law that a selection board cannot ignore or change the requirements
prescribed in the statement of qualifications adopted by the manager, in this
case, the Department of Justice. This principle has been reiterated so often
that it would be pointless for me to deal with it at any length. It is
sufficient to cite the following excerpt of the judgment of
Mr. Justice Muldoon in Nelson v. Canada (A.G.), 2001 FCT 437; [2001]
F.C.J. No. 694 (QL):
26 . . . Additionally, a Selection
Board errs in law when it does not require that candidates succeed on each of
the advertized qualifications for a position. This amounts to a failure to
assess a qualification. It is not open to a Selection Board to eliminate
qualifications during the selection process. Finally, changing the advertized
qualifications by eliminating one or more is unfair because potential
candidates may have failed to apply because they recognized that they did not
have all of the advertized qualifications.
See also: Boucher v.
Canada (A.G.), [2000] F.C.J. No. 86
(QL) (paragraph 8); Madracki v. Canada, [1986] F.C.J.
No. 727 (QL); Mercer v. Canada (A.G.), 2004 FCA 301.
[32]
In his
written submissions and at the hearing, counsel for the Attorney General argued
that the appeal board erred in requiring that the selection board assess
knowledge requirement CO-1 by asking a question which called for reference to a
specific judgment. This interpretation of the decision does not seem to me to
properly reflect the content of the decision rendered by the appeal board, of
which I summarized the arguments on this point at paragraphs 12 to 14 of
these reasons.
[33]
Counsel
for the applicant tried to show that question 3 of the written assessment
allowed candidates’ knowledge of the law to be evaluated, insofar as it was
necessary to know the objectives of the IRPA (set out in section 3 of the
Act) and the requirements for obtaining permanent resident status (which are
found in section 21) to establish that section 11 of the Regulations is
not discriminatory in its purpose. In theory, this argument is enticing and can
be defended. In fact, it is conceivable that knowledge of an Act may be
demonstrated indirectly in answer to an issue concerning a constitutional challenge
of this Act or one of its regulations. Likewise, I could understand how a
statutory provision that has not been interpreted by the courts may require
reference by analogy to the rules of interpretation, the context of the Act and
case law concerning these related provisions.
[34]
Unfortunately,
this is not the case here. Nothing in the answer key supports the applicant’s
position. The suggested answers do not refer to any provision of the Act or to
court decisions. It was even possible to score three of the five points by
showing that section 11 of the Regulations was not prima facie
discriminatory. In fact, there is a clear impression that the question required
comprehensive knowledge of the Canadian Charter of Rights and Freedoms
rather than of the IRPA.
[35]
Moreover,
it is noteworthy that in their answers none of the candidates referred to a
provision of the IRPA or to case law related to this Act. The candidates rather
emphasized a Charter analysis of the challenged provision, which tends to
confirm that the purpose of the question was more to assess knowledge of the of
the Charter and, more specifically, section 15 of the Charter, rather than
of the IRPA. However, I must note that the selection board only awarded six
points out of one hundred for knowledge of the Act and its related case law,
although it is expected that such knowledge must be, according to the statement
of qualifications, “comprehensive”.
[36]
Considering
all these factors, I am therefore not satisfied that the decision of the appeal
board was unreasonable and that there is no avenue of analysis in the reasons
that could reasonably allow the board to reach the conclusion it did.
Considering this conclusion, there will be no need for me to rule on the
respondent’s submissions concerning the second knowledge requirement in the
statement of qualifications.
CONCLUSION
The application for judicial review is dismissed, and the
decision of the appeal board is upheld, with costs to the respondent.