Fortin v. Chrétien, [2001] 2 S.C.R.
500, 2001 SCC 45
Barreau du Québec Appellant
v.
Simon Fortin, Huguette Fortin and Lise Fortin Respondents
and
Jean-Guy Chrétien Mis
en cause
and
The Attorney General of Quebec Mis
en cause
Indexed as: Fortin v. Chrétien
Neutral citation: 2001 SCC 45.
File No.: 27152.
Hearing and judgment: November 2, 2000.
Reasons delivered: July 12, 2001.
Present: McLachlin C.J. and L’Heureux‑Dubé,
Gonthier, Iacobucci, Major, Bastarache, Binnie, Arbour and LeBel JJ.
on appeal from the court of appeal for quebec
Contracts -- Validity -- Formation of contract --
Respondents entering into contract with Club juridique for non-advocate to
perform service of preparing and drawing up legal proceedings for remuneration
-- Contract made in contravention of provisions of Act respecting the Barreau
du Québec concerning practice of profession of advocate -- Whether contract
that contravenes those provisions must be sanctioned by absolute nullity -- If
so, whether nullity of contract affects validity of resulting proceedings --
Principle of simple nullity -- Act respecting the Barreau du Québec, R.S.Q., c.
B-1, s. 128(1)(b) -- Civil Code of Québec, arts. 1411, 1417.
Barristers and solicitors -- Practice of profession
of advocate – Whether provisions of Act respecting the Barreau du Québec
concerning practice of profession of advocate are provisions of public order --
Act respecting the Barreau du Québec, R.S.Q., c. B-1, s. 128(1)(b).
Civil procedure -- Right of person to represent
self before court -- Respondents entering into contract with Club juridique
for non-advocate to perform service of preparing and drawing up legal
proceedings for remuneration -- Contract made contrary to provisions of Act
respecting the Barreau du Québec concerning practice of profession of advocate
-- Whether nullity of contract affects validity of resulting proceedings --
Code of Civil Procedure, R.S.Q., c. C-25, art. 61.
The respondents, who were landowners who believed they
were affected by flooding from a neighbouring parcel of land owned by the
mis en cause, decided to bring legal proceedings to have the flooding
stopped. As they could not afford the services of an advocate and were not
eligible for legal aid, they joined the Club juridique and paid an annual
membership fee to obtain aid and assistance in pursuing their remedies. D, who
was not a member of the Barreau because he had been struck from the Roll of the
Order, prepared and drew up the injunction proceedings. The respondents, who
knew that D was not an advocate, signed the injunction proceedings and filed
them in the Superior Court. The mis en cause moved to dismiss on the
ground that the proceedings were drawn up by a person who was not a member of
the Barreau, contrary to s. 128(1)(b) of the Act respecting the
Barreau du Québec. The Superior Court granted the motion to dismiss and
dismissed the respondents’ proceedings. The respondents appealed that decision
and the Court of Appeal allowed the application to intervene by the Barreau du
Québec. The Court of Appeal reversed the judgment of the Superior Court and
authorized the respondents to bring their action, a decision which the Barreau
du Québec is now appealing.
Held: The appeal should
be dismissed.
A contract that contravenes s. 128(1)(b) of the
Act respecting the Barreau du Québec must be sanctioned by absolute
nullity. The provisions of that Act relating to the practice of the profession
of advocate are provisions of public order in that they are designed to protect
the general interest. An agreement entered into in contravention of those
provisions is, like all other contracts, governed by the mandatory general
provisions relating to the conditions of formation of contracts set out in the Civil
Code of Québec. Specifically, art. 1411 provides that the cause of a
contract must not be prohibited by law or contrary to public order. Because s.
128(1)(b) is a provision of public order, any agreement whose cause
contravenes that provision is contrary to public order. Any contract which
does not meet the necessary conditions of its formation may be null (art. 1416 C.C.Q.),
and it is absolutely null where, as in this case, the condition is necessary
for the protection of the general interest (art. 1417 C.C.Q.).
The nullity of the contract does not affect the
validity of the resulting proceedings. The Civil Code of Québec
provides for a distinction between the object of an obligation and the object
of the contract. The object of the obligation of D and the Club juridique is
limited to preparing and drawing up proceedings. The proceeding presented to
the courts is a separate juridical act performed by the respondents as
litigants representing themselves in accordance with art. 61 C.C.P. This
juridical act may be distinguished from the agreement made between the parties
in a number of respects. First, this unilateral juridical act is signed by the
respondents and expresses their sole intention of exercising their rights, and
is not the result of a bilateral agreement. Since it is a judicial act, it
does not have the essentially private nature of a contract, and it has a public
dimension once it is presented to the court. Lastly, it may be distinguished
from the agreement for drawing up the legal proceeding in that its specific
object is the representation of the respondents’ rights before the courts.
Under art. 61 C.C.P., a person representing himself may present the
necessary proceedings to exercise his rights and remedies.
In this case, if the proceedings that were produced as
a result of this null act are to stand, it will not be by application of the
concept of partial nullity, but because of the principle of simple nullity,
which holds that the nullity of an act cannot extend to other distinct
juridical acts. Extended nullity occurs only exceptionally. It applies to
other juridical acts only when the two acts are closely connected and were made
by the same parties for a common purpose. The nullity of the agreement for
preparing and drawing up proceedings does not necessarily have an impact on the
validity of the proceeding presented to the court by the respondents, which was
a distinct juridical act. The nullity of that agreement therefore cannot
affect the validity of the proceedings presented to the court in a legal
action. Applying the principle of simple nullity of the agreement for drawing
up legal proceedings in civil law is perfectly consistent with the intent
expressed by the Quebec legislature when it enacted art. 61 C.C.P. to
enable a party to represent himself. A provision of this kind cannot be
rendered ineffective by the provisions of the Act respecting the Barreau du
Québec, no matter how prohibitive they may be. In fact, the legislature
has not provided any penalty in the legislation in question for a litigant who
obtains the assistance of a person who is not a member of the Barreau for
drawing up and preparing his legal proceedings, although it has expressly done
so on other occasions. The Act aims rather to punish persons who are not
members of the Barreau who perform acts reserved for advocates. In the absence
of an express legislative provision, a litigant who makes the mistake of using
the services of such persons cannot be penalized. In no respect, however, can
they replace an advocate.
It is a mistake to believe that access to justice in
Canada is furthered by allowing people to use proceedings prepared or drawn up
by persons who are not members of the Barreau, or persons who have been struck
off the Roll as a result of a breach of professional standards, and who claim
to be capable of providing good quality services. On the contrary, it may
often be adverse to litigants’ own interests to exercise that freedom. As an
officer of the court, the advocate plays an essential role in our justice
system, in representing the rights of litigants before the courts, but also at
the preceding stage of settling disputes.
Cases Cited
Referred to: Gagnon v. Prévost, Sup. Ct. Terrebonne, No.
700-12-019558-923, May 13, 1996; Attorney General of Canada v. Law Society
of British Columbia, [1982] 2 S.C.R. 307; Pearlman v. Manitoba Law
Society Judicial Committee, [1991] 2 S.C.R. 869; R. v. McClure,
[2001] 1 S.C.R. 445, 2001 SCC 14; Pauzé v. Gauvin, [1954] S.C.R. 15; Garcia
Transport Ltée v. Royal Trust Co., [1992] 2 S.C.R. 499; In re Réserves
du Nord (1973) Ltée: Biega v. Druker, [1982] C.A. 181; Malartic Hygrade
Gold Mines Ltd. v. The Queen in Right of Quebec (1982), 142 D.L.R. (3d)
512, [1982] C.S. 1146; Cass. civ. 1re, December 16, 1992, Bull.
civ. X, No. 316; Cass. civ. 2e, March 11, 1992, Bull.
civ. III, No. 79; Millette v. 2862-2678 Québec Inc., Sup. Ct.
Laval, No. 540-05-002176-968, November 27, 1996; Dubé v. Beaulieu, C.Q.
Beauharnois, No. 760-22-000024-979, June 25, 1997; Andrews v. Law Society
of British Columbia, [1989] 1 S.C.R. 143.
Statutes and Regulations Cited
An Act respecting the Barreau
du Québec, R.S.Q., c. B-1, ss. 2, 15(2), 56, 122,
123, 128(1)(a), (b), (c), 128(2), 129, 132 to 140.
By-law respecting accounting
and trust accounts of advocates, R.R.Q. 1981, c.
B-1, r. 3.
Civil Code of Québec, S.Q. 1991, c. 64, arts. 9, 1373, 1385 to 1417, 1419, 1422, 1438,
1699 et seq., 2085.
Code de la consommation (France), art. L. 311-21.
Code of Civil Procedure, R.S.Q., c. C-25, arts. 61, 62.
Code of ethics of advocates, R.R.Q.
1981, c. B-1, r. 1, ss. 2.02, 2.05, 2.06, 3.02.11.
Consumer Protection Act, R.S.Q., c. P-40.1, s. 116.
Professional Code, R.S.Q., c. C-26, ss. 12, 23, 26, 40, 45 to 55.1, 87, 88, 89, 90,
94(i), 116 to 161.1, 188.
Regulation respecting entry on
the Roll of the Order of Advocates, R.R.Q. 1981, c.
B-1, r. 8.
Regulation respecting
professional training of advocates, R.R.Q. 1981, c.
B-1, r. 7.
Regulation respecting the
conciliation and arbitration procedure for the accounts of advocates, (1994) 126 O.G. II, 4691.
Regulation respecting the
procedure of the professional inspection committee of advocates, R.R.Q. 1981, c. B-1, r. 10.
Authors Cited
Barreau du Québec. École du
Barreau. Collection de droit 1999-2000, vol. 1, Barreau et pratique
professionnelle, ch. X. Cowansville, Qué.: Yvon Blais, 1999.
Baudouin, Jean-Louis, et
Pierre-Gabriel Jobin. Les obligations, 5e éd. Cowansville,
Qué.: Yvon Blais, 1998.
Buckingham, Donald E., et al. Legal
Ethics in Canada -- Theory and Practice. Toronto: Harcourt Brace Canada,
1996.
Canadian Bar Association. Code
of Professional Conduct. Ottawa: Canadian Bar Association, 1988.
Héron, Jacques. “Réflexions sur
l’acte juridique et le contrat à partir du droit judiciaire privé” (1988), 7 Droits
85.
Heymann, Philip B., and Lance
Liebman. The Social Responsibilities of Lawyers: Case Studies.
Westbury, N.Y.: Foundation Press, 1988.
Lluelles, Didier, avec la
collaboration de Benoît Moore. Droit québécois des obligations, vol. 1.
Montréal: Thémis, 1998.
MacKenzie, Gavin. Lawyers and
Ethics: Professional Responsibility and Discipline, vol. 1. Scarborough,
Ont.: Carswell, 2000 (loose-leaf updated 2001, release 1).
Martin de la Moutte, Jacques. L’acte
juridique unilatéral: essai sur sa notion et sa technique en droit civil.
Paris: Imprimerie Bernard Frères, 1951.
Mazeaud, Henri, et Léon, Jean
Mazeaud et François Chabas. Leçons de droit civil, t. II, vol. 1, Obligations
-- théorie générale, 9e éd. Paris: Montchrestien, 1998.
Moore, Benoît. “De l’acte et du
fait juridique ou d’un critère de distinction incertain” (1997), 31 R.J.T.
276.
Picod, Yves. Répertoire de
droit civil, t. VII, 2e éd. “Nullité”. Paris: Dalloz, 2001.
Pineau, Jean, Danielle Burman et
Serge Gaudet. Théorie des obligations, 3e éd. Montréal:
Thémis, 1996.
Private Law Dictionary and
Bilingual Lexicons, 2nd ed. Editorial Committee:
Paul-André Crépeau et al. Cowansville, Qué.: Yvon Blais, 1991.
Québec. Ministère de la Justice.
Comité de révision de la procédure civile. Document de consultation. La
révision de la procédure civile. Ste-Foy, Qué.: Le Comité, 2000.
Simler, Philippe. La nullité
partielle des actes juridiques. Paris: Librairie générale de droit et de
jurisprudence, 1969.
Veaux, Daniel. “Contrats et
obligations -- Nullité ou rescision des conventions”, Juris-Cl. civil,
Fasc. 50, no 84.
Woog, Jean-Claude. Pratique
professionnelle de l’avocat, 3e éd. Paris: Gazette du Palais:
Litec, 1993.
APPEAL from a judgment of the Quebec Court of Appeal,
[1998] Q.J. No. 4010 (QL), setting aside a judgment of the Superior
Court. Appeal dismissed.
François Folot, for the
appellant.
Simon Fortin, Huguette
Fortin and Lise Fortin, on their own behalf.
Written submissions only by Maurice Warren for
the mis en cause Chrétien.
English version of the judgment of the Court delivered
by
Gonthier J. —
I. Introduction
1
The respondents are persons representing themselves before the courts in
accordance with art. 61 of the Code of Civil Procedure, R.S.Q.,
c. C-25 (“C.C.P.”). However, they sought the advice of a person who
was not a member of the Barreau du Québec for preparing and drawing up their
injunction proceedings against the mis en cause Jean-Guy Chrétien,
contrary to s. 128(1)(b) of the Act respecting the Barreau du Québec,
R.S.Q., c. B-1 (“A.B.”). The main issue raised in this Court is whether
the nullity of the contract that the respondents entered into with this person,
who is not an advocate, affects the validity of the resulting proceedings.
2
At the hearing on November 2, 2000, McLachlin C.J., for
the Court, delivered a judgment from the bench in this appeal. She held that
the Club juridique had no right to be made a party to this case, having regard
to the order of the Court of Appeal directing the respondents to [translation] “strike the name Le Club
juridique from their solemn declaration and strike Le Club juridique as mis en cause
from their pleadings”. She then dismissed the appeal, with reasons to follow.
These are the reasons for that decision.
II. Facts
3
The facts are not in dispute. In October 1996, the respondents owned
three parcels of land that they had inherited from their father. As they
believed they were affected by flooding from a neighbouring parcel of land
owned by the mis en cause, Jean‑Guy Chrétien, they decided to
bring legal proceedings for the purpose of having this flooding stopped.
Because they could not afford the services of an advocate and were not eligible
for the legal aid provided by the government of Quebec, they decided to join
the Club juridique, an association founded by Yvon Descôteaux, a former
advocate who had been struck off the Roll of the Order in 1990, to obtain aid
and assistance in pursuing their remedies. For this purpose they each paid an
annual membership fee of $50. Mr. Descôteaux prepared and drew up the
injunction proceedings he considered to be necessary at that point to protect
the rights of the respondents, who were aware that Mr. Descôteaux is not
an advocate. Nonetheless, they ordered the appropriate documents, which they
signed themselves and then had stamped and filed with the Superior Court on
October 21, 1996. At all of the times in issue, the respondents
represented themselves before the courts.
4
On November 13, 1996, the mis en cause Chrétien filed a
motion to dismiss the motion for an interlocutory injunction and action for a
permanent injunction presented by the respondents, on the ground that those
proceedings, in all probability and as ascertained, had been drawn up by a
person not entered on the Roll of the Order of the Barreau du Québec, contrary
to s. 128(1)(b) A.B. In the alternative, he sought to have
the Club juridique removed from the case on the ground that it had no legal
interest.
5
On November 22, 1996, Goodwin J. of the Superior Court
granted the motion to dismiss filed by the mis en cause Chrétien and
dismissed the respondents’ application for an interlocutory injunction and
action for a permanent injunction, rights reserved. On
December 10, 1996, the respondents appealed that decision to the
Quebec Court of Appeal. On June 6, 1997, the Court of Appeal allowed
the application to intervene filed by the appellant, the Barreau du Québec, for
the purpose of supporting and defending the application of the Act
respecting the Barreau du Québec. The mis en cause Chrétien then
advised the Court of Appeal that he would not submit argument, since in his
view the issue was really between the respondents and the appellant. On
December 3, 1998, the Court of Appeal, unanimously reversed the decision
of the Superior Court from the bench, thus authorizing the respondents to bring
their action: [1998] Q.J. No. 4010 (QL). On October 14, 1999 the
appellant was granted leave to appeal to this Court, [1999] 3 S.C.R. v.
III. Relevant legislation
6
Professional Code, R.S.Q., c. C-26
26. The members of an order shall not be granted the
exclusive right to practise a profession except by an act; that right must not
be granted except in cases where the acts done by these persons are of such a
nature and the freedom to act they have by reason of the nature of their
ordinary working conditions are such that for the protection of the public they
cannot be done by persons not having the training and qualifications required
to be members of the order.
188. Every person who contravenes a provision of this
Code or the Act or letters patent constituting an order is guilty of an offence
and is liable to a fine of not less than $600 nor more than $6 000.
Code of
Civil Procedure, R.S.Q., c. C-25
61. No one is required to be represented by attorney
before the courts, except:
(a) legal persons;
(b) the Public Curator;
(c) trustees, guardians,
liquidators, receivers and other representatives of collective interests, when
they act in that capacity;
(d) collection agents and
purchasers of accounts, concerning the accounts which they are charged with
recovering or which they have purchased;
(e) general or limited
partnerships and associations within the meaning of the Civil Code of Québec,
unless all the partners or members act themselves or mandate one of their
number to act;
(f) persons acting on behalf of others under
article 59.
. . .
62. The right to act as attorney before the courts is
reserved exclusively to advocates, except in the cases set forth in paragraph e
of section 9 of the Notarial Act.
Act
respecting the Barreau du Québec, R.S.Q., c. B-1
122. (1) A person shall become disqualified from practising
the profession of advocate and shall lose his status of member of the Bar when:
(a) (paragraph repealed);
(b) he holds a position or an
office incompatible with the practice or dignity of the profession of advocate;
(c) he is provided with a tutor, a curator or an
adviser;
(d) he assigns his property or an
order of sequestration is made against it under the Bankruptcy and Insolvency
Act .
123. (1) Every person who has become disqualified
from practising the profession of advocate who, directly or indirectly,
practises alone or with an advocate, or who advertises or represents himself as
an advocate shall be liable to the penalties provided in section 132 in
addition to those provided in section 156 of the Professional Code.
(2) A judicial proceeding taken by a
person who has become disqualified from practising as an advocate shall be
invalidated by the sole fact of such disqualification only if the client for
whom it has been taken so requests or if it is established that he was aware of
such disqualification.
128. (1) The following acts, performed for others,
shall be the exclusive prerogative of the practising advocate or solicitor:
(a) to give legal advice and consultations on legal
matters;
(b) to prepare and draw up a notice,
motion, proceeding or other similar document intended for use in a case before
the courts;
(c) to prepare and draw up an
agreement, petition, by‑law, resolution or other similar document
relating to the incorporation, organization, reorganization or winding-up of a
corporation governed by federal or provincial laws respecting companies, or the
amalgamation of several corporations or the surrender of a charter.
(2) The following acts, performed for
others, shall be the exclusive prerogative of the advocate and not of the
solicitor:
(a) to plead or act before any tribunal, except
before:
129. None of the provisions of section 128 shall
limit or restrict:
. . .
(b) the rights specifically
defined and granted to any person by any public or private law;
132. Notwithstanding any law to the contrary and
without limiting the scope of this act, whoever practises the profession of
advocate without being entered on the Roll is guilty of an offence and is
liable to the penalties provided in section 188 of the Professional Code.
Civil Code
of Québec, S.Q. 1991, c. 64
1385. A contract is formed by the
sole exchange of consents between persons having capacity to contract, unless,
in addition, the law requires a particular form to be respected as a necessary
condition of its formation, or unless the parties require the contract to take
the form of a solemn agreement.
It is also of the essence of a contract that it
have a cause and an object.
1411. A contract whose cause is
prohibited by law or contrary to public order is null.
1416. Any contract which does not
meet the necessary conditions of its formation may be annulled.
1417. A contract is absolutely
null where the condition of formation sanctioned by its nullity is necessary
for the protection of the general interest.
1422. A contract that is null is
deemed never to have existed.
In such a case, each party is bound to restore to
the other the prestations he has received.
1438. A clause which is null does
not render the contract invalid in other respects, unless it is apparent that
the contract may be considered only as an indivisible whole.
The same applies to a clause without effect or deemed unwritten.
IV. The Courts Below
A. Quebec Superior Court
7
Goodwin J. took the view that it had been clearly demonstrated that
the impugned proceedings had been prepared and drawn up by Yvon Descôteaux,
the founder and mandatary of the Club juridique, which the respondents joined
by paying $50 each for a membership card. It was also established that
Mr. Descôteaux was a former advocate who was struck off the Roll of the
Order of the Barreau du Québec and that the respondents were aware of that
fact. Thus, in view of the decision of Journet J. of the Superior Court
in Gagnon v. Prévost, Sup. Ct. Terrebonne, No. 700-12-019558-923, May
13, 1996 (which held that a proceeding prepared in contravention of the Act
respecting the Barreau du Québec must be dismissed), the motion to dismiss
should be granted and the motion for an interlocutory injunction and action for
a permanent injunction should be dismissed, rights reserved.
B. Quebec
Court of Appeal (Brossard and Rousseau-Houle JJ.A. and Biron J. (ad hoc),
[1998] Q.J. No. 4010 (QL)
8
The Court of Appeal began by pointing out that the laws establishing
professional standards are laws of political and moral public order, in that
they were enacted to protect the general public interest. The parties to an
agreement cannot defeat these laws or avoid their application in any manner,
and a contract made in contravention of a provision of public order is
absolutely null. In this case, there is no doubt that the contravention of
s. 128(1)(b) A.B. must be sanctioned by absolute nullity,
since a mandate that is null cannot be confirmed and a prohibitive rule that
was enacted to protect social order and the administration of justice has been
broken.
9
However, the real issue is whether the nullity may be merely partial.
With respect to contracts, art. 1438 of the Civil Code of Québec (“C.C.Q.”)
provides that a clause which is null does not render the contract invalid in
other respects, unless it is apparent that the contract may be considered only
as an indivisible whole. Divisibility may also result from the nature of the
obligations or the legislature’s objectives. Similarly, although arts. 1411
and 1413 C.C.Q. create a presumption of the invalidity of a juridical
operation that contravenes a prohibitive law, that presumption may be rebutted
where it appears that the legislature’s objectives require that the nature,
circumstances and effects of that juridical operation be examined. In certain
cases, the courts have also refused to extend the meaning of the illegal
practice of a profession to include incidental juridical operations.
10
In this case, art. 61 C.C.P. allows the respondents to
represent themselves. They are not prohibited from obtaining assistance and
advice from persons who are not members of the Bar, provided that no mandate is
given to those persons to represent them before the courts. Accordingly,
s. 128(1)(b) cannot be interpreted as prohibiting those acts. The
legislature cannot have intended that the protection granted under s. 61 C.C.P.
to persons who are unable to retain the services of an advocate should be
turned against them. Thus, despite the fact that the contract of mandate
between the respondents and the Club juridique is absolutely null, the validity
of the proceedings brought by the Fortin family must be recognized. The Court
of Appeal also held that other remedies could be exercised by the Bar against the
mandatary of the Club juridique for contravening the Act.
V. Analysis
A. Validity of the Contract Between the Parties
1. Act respecting the Barreau
du Québec: Objective of Public Protection
11
For many years, the Quebec legislator has made the practice of certain
professions subject to restrictions and various control mechanisms. The Professional
Code, R.S.Q., c. C-26 (“P.C.”), which was first enacted in
1973, now governs the 44 professional orders constituted under the Act. It
establishes a body, the Office des professions du Québec, whose function is to
see that each order carries out the mandate expressly assigned to it by the
Code, which is the principal reason for the existence of the order: to ensure
the protection of the public (ss. 12 and 23 P.C.). In pursuing
this fundamental objective, the legislature has granted the members of certain
professions the exclusive right to perform certain acts. Under s. 26 P.C.,
the exclusive right to practise a profession “must not be granted except in
cases where the acts done by these persons are of such a nature and the freedom
to act they have by reason of the nature of their ordinary working conditions
are such that for the protection of the public they cannot be done by persons
not having the training and qualifications required to be members of the
order”.
12
The legal profession is one such profession. Section 128 A.B.
provides that the following acts, performed for others, shall be the exclusive
prerogative of the practising advocate or solicitor: (a) to give
legal advice and consultations on legal matters, (b) to prepare and draw
up a notice, motion, proceeding or other similar document for use in a case
before the courts, or (c) to prepare and draw up an agreement, petition,
by‑law, resolution or other similar document relating to the
incorporation, organization, reorganization or winding-up of a corporation,
while only an advocate may plead or act before any tribunal, except those listed
in s. 128(2)(a).
13
In return for this monopoly, the legislature has imposed a number of
obligations and responsibilities on the people who perform these exclusive
acts. The Barreau du Québec is responsible for the implementation of,
compliance with and enforcement of those rules. In that regard, the Barreau
ensures the quality of its members’ professional training, including the
conditions under which they complete their training period, and verifies their
capacity to undertake and continue to practise their profession (s. 94(i)
P.C., s. 15(2) A.B., and Regulation respecting
professional training of advocates, R.R.Q. 1981, c. B-1. r. 7).
It has the privilege of issuing, refusing, withdrawing or suspending the permit
to practise the profession and entry on the Roll of the Order and, in
particular, it has established a system of professional inspection for that
purpose (ss. 40, 45 to 55.1 and 90 P.C., Regulation
respecting entry on the Roll of the Order of Advocates, R.R.Q. 1981,
c. B‑1, r. 8, and Regulation respecting the procedure of the
professional inspection committee of advocates, R.R.Q. 1981, c. B-1,
r. 10).
14
The Barreau has also adopted a code of ethics governing the general and
special duties of the professional towards the public, his clients and his
profession, particularly the duties to discharge his professional obligations
with integrity, refrain from acts that are derogatory to the dignity of the
profession, refrain from incompatible responsibilities and avoid conflicts of
interest, and respect professional secrecy (s. 87 P.C. and Code
of ethics of advocates, R.R.Q. 1981, c. B-1, r. 1).
15
In addition, the Barreau has established a conciliation and arbitration
procedure for the accounts of members of the Order which may be used by persons
having recourse to the services of the members to challenge the amount of fees
demanded (s. 88 P.C. and Regulation respecting the conciliation
and arbitration procedure for the accounts of advocates, (1994) 126 O.G.
II, 4691). It determines terms and conditions for custody and disposition of
sums of money held in trust by advocates for the account of their clients and
establishes an indemnity fund to be used to repay amounts of money used for
improper or illegal purposes (s. 89 P.C. and By‑law respecting
accounting and trust accounts of advocates, R.R.Q. 1981, c. B-1,
r. 3).
16
Lastly, to ensure compliance with the standards imposed by law and the Code
of ethics of advocates, the Barreau has established a committee on
discipline that is responsible for dealing with every complaint made against a
professional, investigating their conduct and imposing penalties ranging from a
reprimand to a fine or permanent striking off the Roll of the Order
(ss. 116 to 161.1 P.C.).
17
The special rules governing the practice of the legal profession are
justified by the importance of the acts that advocates engage in, the
vulnerability of the litigants who entrust their rights to them, and the need
to preserve the relationship of trust between advocates and their clients. In Attorney
General of Canada v. Law Society of British Columbia, [1982] 2 S.C.R. 307,
at p. 335, Estey J. explained as follows the need to regulate the
professional activity of members of the Bar (cited with approval in Pearlman
v. Manitoba Law Society Judicial Committee, [1991] 2 S.C.R. 869, at
p. 888) as follows:
There are many reasons why a province might well
turn its legislative action towards the regulation of members of the law
profession. These members are officers of the provincially‑organized
courts; they are the object of public trust daily; the nature of the services
they bring to the public makes the valuation of those services by the unskilled
public difficult; the quality of service is the most sensitive area of service
regulation and the quality of legal services is a matter difficult of judgment.
As persons in
whom public trust is invested, advocates play a very special role in the
community when they perform these acts reserved to them (see R. v.
McClure, [2001] 1 S.C.R. 445, 2001 SCC 14, at paras. 2 and 31).
It is the vocation of the Barreau, which, so to speak, makes up for litigants’
lack of knowledge and oversees the quality of the professional services
provided, to preserve this relationship of trust.
18
In doing this, the Barreau tends to protect the public not only against
improper acts by its members, but also against non-members who provide no
assurance of competence, integrity, confidentiality or independence. The Code
of ethics of advocates and the provisions relating to fees or defalcation
of amounts of money and to the management of complaints by the committee on
discipline apply only to members of the Barreau. That is why it is important
to deter others from performing acts that are reserved for advocates, by
applying penalties. In this case, the respondents admit that they used the
services of Mr. Yvon Descôteaux, a person who is not a member of the
Barreau, for preparing and drawing up their proceedings. What therefore are
the consequences for the parties of their having done this?
2. Penalties
Applicable to Contraventions of the Act respecting le Barreau du Québec
19
A person who contravenes the mandatory provisions of s. 128 A.B.
is liable, first, to criminal penalties. Division XIV of the Act respecting
the Barreau du Québec contains various provisions prohibiting the illegal
practice of the profession of advocate (ss. 132 to 140 A.B.).
Under s. 132 A.B., whoever practises the profession of advocate
without being entered on the Roll of the Order is guilty of an offence and is
liable to the penalties provided in s. 188 P.C., which consist of a fine
of not less than $600 nor more than $6 000. Although these remedies are
still available and have been regularly used by the Bar in the past against the
Club juridique and its mandatary, that is not the subject of this case.
20
Furthermore, a penalty may also be imposed in respect of an agreement
made in contravention of the Act respecting the Barreau du Québec by
applying civil law principles. The respondents and the Club juridique,
represented by Mr. Descôteaux, entered into a contract for the provision
by a non‑advocate of a service consisting of preparing and drawing up
legal proceedings for remuneration, in the form of an annual membership fee. That
contract, like all other contracts, is governed by the mandatory general
provisions relating to the conditions of its formation set out in the Civil
Code of Québec: arts. 1385 to 1415. Specifically, art. 1411 C.C.Q.
provides that the cause of a contract must not be prohibited by law or contrary
to public order.
21
Public order consists of certain social prohibitions restricting the
contractual freedom of the parties. Those prohibitions point to the fact that
there are general interests that go beyond individual interests and that the
parties must respect (art. 9 C.C.Q.). The test for distinguishing
between laws of public order and other types of laws is to be found in the fact
that the legislature is concerned with the public, as opposed to merely
private, interest. I share the opinion of the Court of Appeal that the
provisions of the Act respecting the Barreau du Québec relating to the
practice of the profession of advocate are provisions of public order, in that
they are designed to protect the general interest. Academic opinion is
unanimous in this regard. In their textbook on obligations, Justice Baudouin
and Professor Jobin are of the view that the laws organizing professional
corporations are in the nature of political and moral or directive public order
(as opposed to economic or protective public order), in the same way as the
laws relating to the administration of justice, the organization of government,
administrative and fiscal legislation and penal statutes. They all have a common
purpose: to protect [translation]
“all the institutions that form the basis of the rules of the game in society”:
J.-L. Baudouin and P.-G. Jobin, Les obligations (5th ed. 1998), at
p. 157, No. 133. (See also J. Pineau, D. Burman and
S. Gaudet, Théorie des obligations (3rd ed. 1996), at
p. 255, No. 165, and D. Lluelles, with B. Moore, Droit québécois des
obligations (1998), vol. 1, at pp. 663-64, Nos. 2028 to 2030).
22
The courts have also considered this issue. In Pauzé v. Gauvin,
[1954] S.C.R. 15, at p. 19, this Court said that the Architects’ Act,
R.S.Q. 1941, c. 272, was enacted to protect the general interest and
ensure that truly skilled professionals are made available to the public so
that buildings are properly constructed. That position was reiterated in Garcia
Transport Ltée v. Royal Trust Co., [1992] 2 S.C.R. 499. At p. 524,
L’Heureux‑Dubé J., for the Court, noted that the courts have
consistently held that laws establishing professional standards are of public
order, even though, in one aspect, they protect a limited group within
society. In re Réserves du Nord (1973) Ltée: Biega v. Druker, [1982]
C.A. 181, deals more specifically with the provisions of the Act respecting
the Barreau du Québec. In that case, L’Heureux‑Dubé J.A., as
she then was, held that an agreement made in contravention of s. 56 A.B.,
which prohibited an advocate from acting for a trustee in bankruptcy if in the
two years prior to the bankruptcy he had represented the debtor, in order to
avoid conflicts of interest, was invalid. At p. 191, she said:
[translation]
The Act respecting the Barreau du Québec, including the regulations made
thereunder (s. 22), which were enacted for the purpose of protecting the
public, contain mandatory and prohibitive provisions and also penalties
(s. 48). The exclusive practice of a profession is a matter of public
order. Subsequently, the Architects’ Act and the Civil Engineers’
Act have on many occasions been considered to be statutes of public order,
as being for the protection of the public Pauzé v. Gauvin.
. . .
23
Any agreement whose cause contravenes s. 128(1)(b) A.B.
is therefore contrary to public order. Pursuant to art. 1416 C.C.Q.,
any contract which does not meet the necessary conditions of its formation may
be null. It is absolutely null where the condition of formation sanctioned by
its nullity is necessary for the protection of the general interest
(art. 1417 C.C.Q.); it is relatively null where the condition of
formation sanctioned by its nullity is necessary for the protection of an
individual interest (art. 1419 C.C.Q.). In view of the imperatives
associated with protection of the public to which the Act respecting the
Barreau du Québec responds, and to which I referred earlier, the provisions
of that Act relating to the performance of exclusive acts could only have been
enacted for the purpose of protecting the general interest. Therefore, a
contract which contravenes that Act must be sanctioned by absolute nullity.
24
The appellant argues that in the event of nullity, whether relative or
absolute, the contract is deemed never to have existed and the parties are
bound to restore to each other the prestations they have received. In its
view, it therefore necessarily follows that the proceedings resulting from a
null contract must be restored to the Club juridique, thus preventing the
respondents from using them before a court to exercise their rights.
Accordingly, the main question that this Court must now answer is whether the
nullity of this contract affects the validity of the resulting proceedings.
B. The
Effects of the Nullity or Validity of the Proceedings Resulting from a Null
Contract
25
As the maxim holds, “Quod nullum est, nullum producit effectum”:
what is void is of no effect. However, reality is often much more complex. We
must therefore assess what this nullity means in time and space. First, a null
contract produces no legal effects for the future. Furthermore, its past
effects are erased, since the contract is deemed never to have existed, and the
parties to the agreement must be restored to the condition in which they were
before they entered into the agreement, pursuant to the principles of restitution
of prestations set out in the Civil Code of Québec (arts. 1422 and
1699 et seq.).
26
Second, the question of what this nullity means may also be considered
in terms of extent or space. It is then a matter of determining whether a
juridical act will be null in whole or only in part (partial or complete
nullity), or whether the nullity of the juridical act will have an impact on
the fate of other juridical acts (simple or extended nullity): Y. Picod, Rép.
civ. Dalloz, t. VII, “Nullité”, at paras. 93 to 102. Before applying
these concepts to this case, we need to examine the definition of the object of
the parties’ reciprocal obligations.
1. Object of the Obligations
27
The Civil Code of Québec, reiterating what we have been told by
the learned French and Quebec authors, indicates that there is a distinction
between the object of the obligation, which is the prestation that the debtor
is bound to render to the creditor and which consists in doing or not doing
something (art. 1373 C.C.Q.), and the object of the contract, which
refers to the juridical operation envisaged by the parties as a whole and not
in terms of each of its elements (art. 1412 C.C.Q.). The
simplicity of the contract made by the parties in this case may occasionally
create the impression that these two concepts overlap and become the same
thing. However, it is appropriate to distinguish them.
28
The object of the obligation contracted by Mr. Descôteaux and the
Club juridique is the provision of a service involving preparing and drawing up
proceedings. In other words, they agreed, in exchange for financial
consideration (the obligation contracted by the respondents), to provide the
respondents with a certain quantity of advice and knowledge regarding the drawing
up of proceedings. The analogy between this and a contract of employment is
worth noting. By entering into a contract of employment, an employee
undertakes for a limited period to do work for remuneration, according to the
instructions of another person (art. 2085 C.C.Q.). The object of
the employee’s obligation is therefore the provision of labour and not the
result of that labour. Similarly, the proceeding, as such, is merely the
tangible expression of the knowledge that was transmitted to the respondents.
It is the product of the service rendered by the Club juridique.
29
The proceeding filed by the respondents is in fact a distinct juridical
act. [translation] “The fact
that a proceeding is a juridical act is not debated and is not really
debatable”: J. Héron, “Réflexions sur l’acte juridique et le contrat à partir
du droit judiciaire privé” (1988), 7 Droits 85. While there may be fine
academic distinctions regarding the definition of a juridical act, any legal
proceeding is a unilateral juridical act, since it is the expression of the
will of the person who created it and of that person’s desire for certain legal
effects to be produced. See J. Martin de la Moutte, L’acte juridique
unilatéral: essai sur sa notion et sa technique en droit civil (1951); B.
Moore, “De l’acte et du fait juridique ou d’un critère de distinction
incertain” (1997), 31 R.J.T. 276; Baudouin and Jobin, supra,
Nos. 40-41; Private Law Dictionary and Bilingual Lexicons (2nd ed.
1991), “juridical act”.
30
This juridical act may be distinguished from the agreement made between
the parties in a number of respects. First, it is signed by the litigant and
expresses that person’s sole intention of exercising his rights, and is not the
result of a bilateral agreement. Since it is a judicial act, it also does not
have the essentially private nature of a contract, and it has a public
dimension once it is presented to the court. Lastly, it may be distinguished
from the agreement for drawing up the legal proceeding, in that its
specific object is the representation of the litigant’s rights before
the courts. On this point, it is worth noting that the respondents not only
personally signed their proceedings and had them stamped and filed in the
Superior Court, but also represented themselves before the court. The Act in
fact makes this distinction between preparing and drawing up proceedings and
representation before the courts, which is done, inter alia, by presenting
juridical acts such as these.
31
In Quebec, as I noted earlier, preparing and drawing up proceedings for
others are the exclusive prerogative of the practising advocate (or
solicitor) under to s. 128(1)(b) A.B. A legal proceeding
may therefore be prepared and drawn up by a person who is representing himself
before the courts and who may do so on his own behalf pursuant to
art. 61 C.C.P.
32
Representation before the court amounts to a second step. At that
stage, the proceeding is no longer merely meant for use before the courts, but
is in fact presented to the courts. This second step is also governed by
various legal provisions. For example, s. 128(1)(b) A.B.
has no application to representation. At that stage, arts. 61 and 62 C.C.P.
and s. 128(2) A.B. come into play. Section 128(2) A.B.
provides that to plead or act before any tribunal, when performed for others,
is the exclusive prerogative of the advocate (except before certain listed
tribunals). Article 62 C.C.P. confirms that the right to act as
attorney before the courts is reserved exclusively to advocates: Malartic
Hygrade Gold Mines Ltd. v. The Queen in Right of Quebec (1982), 142 D.L.R.
(3d) 512, [1982] C.S. 1146 (Deschênes C.J.). Article 61 C.C.P.
may also apply. Under that article, a person representing himself may present
the necessary proceedings to exercise his rights and remedies. Representation
includes both written and oral submissions. Therefore, a person who represents
himself may also submit proceedings in the form of written pleadings.
33
Accordingly, the object of the obligation of Mr. Descôteaux and the
Club juridique is limited to preparing and drawing up proceedings, and the
proceeding presented to the court is a separate juridical act performed by the
respondents as litigants representing themselves in accordance with
art. 61 C.C.P. Having clearly defined the object of the parties’
obligations, I shall now determine the extent of the nullity of the agreement
for the preparation of the proceedings.
2. Partial or Complete Nullity
34
In this case, the Court of Appeal held that the agreement between the
parties was absolutely null, but the nullity might be only partial. While the
court did not rely directly on art. 1438 C.C.Q., it found there to
be some analogy with that article. Under that provision, a clause which is
null does not render the contract invalid in other respects, unless it is
apparent that the contract may be considered only as an indivisible whole. A
contract will found to be indivisible when the invalid clause was an essential
element of the contract under the objective meaning of the contract or the
meaning intended by the contracting parties.
35
Pauzé v. Gauvin, supra, is an example case in which
partial nullity was applied by this Court. In that case, the respondent, who
was a civil engineer and a member in good standing of the Corporation of
Professional Engineers of Québec, claimed the value and price of the
professional services he had rendered to the appellant: preparing plans and
specifications and supervising the erection of a building. The appellant
refused to pay on the ground that the agreement between the parties was null
because it was contrary to s. 12 of the Architects’ Act which
provides that plans or specifications may only be furnished by architects.
Taschereau J., for the majority, held that the contract was based on
unlawful consideration and contrary to public order. However, the nullity
should apply only to the preparation of the plans and specifications for
compensation and not to the supervision of the work, since those were two
independent and different functions, one of which was reserved for architects, and
the other of which could also be performed by another person. The Court was
therefore of the opinion that what had to be done was to limit the contract,
which contained two clauses, to its lawful portion, rather than to uphold or
nullify the entire contract. The part relating to the supervision of the work
could therefore be the subject of an action for performance, while the part
relating to the plans and specifications was null.
36
This situation has now been incorporated into the Civil Code of
Québec by art. 1438. In his doctoral thesis, Professor Simler
explains that true partial nullity consists solely of deleting a clause
or material part of a particular juridical act from that act, without doing
away with the entire act: P. Simler, La nullité partielle des actes
juridiques (1969), at pp. 7‑8. See also D. Veaux, “Contrats et
obligations — Nullité ou rescision des conventions”, Juris-Cl. civil,
arts. 1304 to 1314, Fasc. 50, No. 84.
37
It is my view that art. 1438 C.C.Q. has no application in
this case. What we have here is not a contract with a number of distinct
objects; there is only one object: the provision of a service by
Mr. Descôteaux and the Club juridique to the respondents in consideration
for payment of an annual membership fee. Rather, the contract between them is
null in its entirety, and as a result the agreement as a whole is null. If the
proceedings that were produced as a result of this null act are to stand, it
will not be by application of the concept of partial nullity, but because of
the principle of simple nullity, which holds that the nullity of a contract has
no impact on the fate of other contracts or juridical acts.
3. Simple or Extended Nullity
38
As a rule, the nullity of an act cannot extend to other distinct
juridical acts: H., L. and J. Mazeaud and F. Chabas, Leçons de droit civil,
t. II, vol. 1, Obligations -- théorie générale (9th ed. 1998), at
para. 329‑2; Picod, supra, at paras. 99 to 102.
However, an act may by its nature be incidental to another, or they may be
genuinely interdependent, in which case the nullity of one results in the
nullity of the other. This doctrine of the accessory applies to security
interests, for example. The nullity of the principal contract may also extend
to the credit contract used to finance it. This is the case in Quebec under
s. 116 of the Consumer Protection Act, R.S.Q., c. P-40.1,
which provides that a consumer who has used the net capital of a contract for
the loan of money to make full or partial payment for the purchase or the lease
of goods or services may, if the money lender and the vending or leasing
merchant regularly work together with a view to the granting of loans of money
to consumers, plead against the money lender any ground of defence that he may
urge against the vending or leasing merchant. (See the French equivalent:
art. L. 311‑21 of the Code de la consommation; and the
following decisions of the Cour de cassation: Cass. civ. 1re,
December 16, 1992, Bull. civ. X, No. 316, and Cass. civ. 2e,
March 11, 1992, Bull. civ. III, No. 79.) However, other than
in specific legislation so providing, extended nullity occurs only
exceptionally. It applies to other juridical acts only when the two acts are
closely connected and were made by the same parties for a common purpose.
39
The Supreme Court has only rarely considered this principle. In Pauzé
v. Gauvin, supra, it declined to apply the principle of extended
nullity, which it regarded as part of the theory of the accessory, and instead
applied partial nullity. In so doing, however, it confirmed the existence of
the principle in Quebec law. At p. 20 of his reasons, Taschereau J.,
for the majority, stated:
[translation]
The appellant submits, on the other hand, that the supervision of the work is
incidental to the contract for the preparation of the plans, and that the
nullity associated with the latter also vitiates the former. I cannot accept
that argument. There is no doubt that in certain cases the nullity of the
principal contract, which exists in isolation and on its own, results in the
nullity of the accessory contract which can exist only if it is connected with
the principal contract. This is the case with a pledge, suretyship or
hypothec that is attached to a loan agreement: accessorium sequitur
principale. (Planiol and Ripert, Vol. 6, No. 44; Mignault,
Vol. 5, pp. 187‑88; Pothier, No. 14.) [Emphasis added.]
40
Although it mistakenly relied on the concept of partial nullity, the
Court of Appeal in this case was also of the opinion that the courts had
sometimes declined to extend the nullity of a contract to other incidental
juridical operations when those operations were not closely connected to the
contract. In fact, the nullity of the agreement between the parties in the
instant case, the object of which was the preparing and drawing up of
proceedings, does not necessarily have an impact on the validity of the
proceeding presented to the court by the respondents, which was a distinct
juridical act. The parties to the two juridical acts are not identical; the
proceeding is a unilateral juridical act of the litigant, and it may be
distinguished by this fact from the agreement, which is a meeting of minds. In
addition, as I noted earlier, while the agreement is an exclusively private
matter, subject to the requirements of public order, the juridical act takes on
a particular public dimension when it is filed with the court. Lastly, while
the purpose of the proceeding is to enable the litigant to exercise his or her
rights at the representation stage, the agreement comes into play only at the
initial preparation stage.
41
Applying the principle of simple nullity of the agreement for drawing up
legal proceedings in civil law is perfectly consistent with the intent
expressed by the Quebec legislature when it enacted art. 61 C.C.P.
Article 61 is an integral part of a statute enacted to regulate the proper
administration of justice in Quebec. It is found in Book I,
Title III of the Code, which contains a set of fundamental rules that
apply to all legal actions; these include rules concerning the interest,
quality and capacity that the parties must have in order to bring an action,
and various provisions that apply to the attorneys who may represent them.
Article 61 provides that a party may represent himself: “No one is
required to be represented by attorney before the courts” (emphasis
added). It is therefore only exceptionally that a person must use the services
of an attorney: for instance, where that person is a legal person, an
association or a partnership. Article 61 most certainly establishes a
right of access to the courts for all litigants who have the characteristics
necessary for that purpose.
42
A provision of this kind cannot be rendered ineffective by the
provisions of the Act respecting the Barreau du Québec, no matter how
prohibitive they may be. They should rather be regarded as part of the
framework provided by the Code of Civil Procedure, and interpreted in
such a way as to allow art. 61 to retain its meaning and effect. A
litigant therefore cannot be prevented from exercising his rights on the ground
that he has obtained the assistance of a person who is not a member of the
Barreau; it would be a grave restriction on the ability of a litigant to
exercise his right to represent himself, for which the legislature has made
provision in the Code of Civil Procedure, if that were the case.
43
In that regard, in a working paper prepared for the Minister of Justice
in February 2000, the committee that had been established to review civil
procedure in Quebec also stressed the importance of facilitating access to the
courts by litigants representing themselves pursuant to art. 61. In the
opinion of the committee, the right to be a party to an action without being
represented requires for its implementation that members of the public have
access to the appropriate resources to enable them to act for themselves:
Quebec Department of Justice, La révision de la procédure civile,
Document de consultation du comité de révision de la procédure civile,
February 2000, at p. 11.
44
I also note that in the relevant legislation the legislature has not
provided any penalty for a litigant who obtains the assistance of another
person for drawing up and preparing his legal proceedings, although it has
expressly done so on other occasions, for instance where a litigant has
received advice from a disqualified person. Section 123(2) A.B.
provides that a judicial proceeding taken (that is, drawn up, prepared or
signed, but also presented to the court) by a disqualified person (defined in
s. 122 as an advocate who holds an incompatible position or office, is provided
with a tutor or assigns his property) for another person shall be invalidated
by the court if the client so requests or if it is established that the client
was aware of such disqualification. No such penalty is provided, in the Act
respecting the Barreau du Québec or in other statutes, in respect of
proceedings drawn up for others by anyone other than a disqualified person,
which proceedings are in a way the fruit of a null contract, even if the
litigant who made the contract was acting with full knowledge. This is
especially true in the case of a juridical act by the litigant himself, that
is, one which is signed by that person and filed for his own purposes.
45
Thus, while it is clearly illegal for a person who is not a member of
the Barreau to practise the profession of advocate or to perform any of the
acts reserved for advocates, the respondents cannot be reproached for
exercising their rights on the same basis as any other litigant. The main
reason for the existence of the Act respecting the Barreau du Québec and
its various regulatory provisions is to protect the public from persons who are
not entered on the Roll of the Order who claim to be capable of providing good
quality services. It is therefore hardly surprising that the Act does not
impose penalties on litigants and aims rather to punish persons who are not
members of the Barreau who perform acts reserved for advocates. In the absence
of an express legislative provision, a litigant who makes the mistake of using
the services of such persons cannot be penalized. In Millette v. 2862‑2678
Québec Inc., Sup. Ct. Laval, No. 540-05-002176-968, November 27, 1996,
Bergeron J. stated a similar view at p. 3:
[translation]
Once again, as I said earlier in discussion, or during the argument, I find it
hard to believe that a Court could penalize an applicant, whether or not acting
in good faith, who has obtained assistance to draw up his proceedings from
someone who does not have the right under the Act respecting the Barreau du
Québec to do so. Otherwise, I have noted some examples, an action that
was brought a few days before the prescription date could be dismissed, thereby
depriving a litigant of a potentially valid remedy because he made the mistake
of consulting the Club juridique or a certain Mr. Descôteaux.
I do not think that any section of the Act
respecting the Barreau du Québec provides that documents prepared by persons
who are not eligible to do so affect the proceeding to the point that the
action must be dismissed or, as in the cases referred to earlier, that the
applications must be dismissed.
46
In another case identical to the one that is the subject of this appeal,
Dubé v. Beaulieu, C.Q. Beauharnois, No. 760-22-000024-979, June 25,
1997, Judge Boyer of the Court of Québec aptly summarized the spirit of my
remarks. In that case, the applicant had made a motion to dismiss the defence
on the ground that it had been drawn up by the mandatary of the Club
juridique. Judge Boyer was of the opinion that the contract of mandate the
parties had entered into for drawing up the proceedings was absolutely null
because it was contrary to public order. However, the nullity of the contract
had no impact on the fate of the proceedings filed with the court.
Furthermore, no right or remedy should be taken away from a litigant who has
consulted a person who is not a member of the Bar. At pp. 5‑6 of
his judgment, he said the following:
[translation] This
principle [public order] having been recognized, the Court believes, however,
that a distinction must be made in this case between an illegal contract of
mandate ad litem and the pleading itself, which is a juridical act
resulting from an illegal act. It is difficult to imagine that the Court could
not strip all legal effect from the mandate ad litem which contravenes
political public order or directive public order, in other words the general
interest. The Court must in fact raise the issue ex officio where the
parties do not and prevent the offender from continuing to act.
On the other hand, the pleading itself is the result
of an illegal act: the preparation of a proceeding. This is an act for which
the offender may indeed deserve to be penalized, but it cannot be annulled.
The court believes, as Anthime Bergeron J. of the Superior Court said in his
decision, striking the defence from the record would have the effect of
penalizing the defendant rather than protecting her as a member of the public.
The prohibitive aspects of the Act respecting the Barreau du Québec and the
Professional Code are aimed at penalizing the illegal practice of a profession
rather than punishing the offender’s clientele.
47
In conclusion, I am therefore of the opinion that the nullity of the
agreement for drawing up the proceedings cannot affect the validity of the
proceedings presented to the court in a legal action. The proceedings are not
only a separate juridical act by the litigant himself, but also the tangible
expression of that person’s right to represent himself in matters relating to
the administration of justice, as provided by the Code of Civil Procedure.
4. Access to Justice
48
In concluding, I would like to add a few words regarding access to
justice. This very important principle was central to the respondents’
argument before this Court and in the lower courts. In their view, dismissing
the proceedings on the ground that they were drawn up with the assistance of
the Club juridique infringes their right of access to the justice system.
There is no doubt that what art. 61 C.C.P. does, inter alia,
is to recognize the situation of certain litigants who are too well off to
qualify for public legal assistance but not well enough off to pay for the
services of an advocate. Often, the option of consulting an advocate is not
available to them. Article 61 enables them to represent themselves and to
present the proceedings that are needed in order for them to be able to
exercise their rights and remedies. Recognition of that reality must not,
however, be confused with access to justice. It is a mistake to believe that
access to justice in Canada is furthered by allowing people to use proceedings
prepared or drawn up by persons who are not members of the Barreau, or
persons who have been struck off the Roll as a result of a breach of
professional standards, and who claim to be capable of providing good quality
service. On the contrary, it may often be adverse to litigants’ own interests
to exercise that freedom.
49
Accordingly, the essential role that the advocate is called upon to play
in our society cannot be overemphasized. Advocates are officers of the court.
By their oath of office, they solemnly affirm that they will fulfill the duties
of their profession with honesty, integrity and justice and will comply with
the various statutory provisions governing the practice of that profession, to
which I referred extensively in the first part of these reasons.
Section 2 A.B. is the statutory expression of the public function
performed by advocates before the courts. Pursuant to s. 2.06 of their Code
of ethics of advocates, advocates have a duty to serve justice and to
uphold the authority of the courts. They must therefore perform their
professional obligations with integrity and preserve the impartiality and
independence of the court. See Quebec Department of Justice, supra,
p. 16, “L’avocat”, and Canadian Bar Association, Code of Professional
Conduct (1988), ch. XIII, “The Lawyer and the Administration of
Justice”, p. 59.
50
In Andrews v. Law Society of British Columbia, [1989] 1
S.C.R. 143, at pp. 187‑88, McIntyre J. explained the
importance of the function performed by advocates in relation to the courts as
follows:
It is incontestable that the legal profession plays a very significant
— in fact, a fundamentally important — role in the administration of justice,
both in the criminal and the civil law. I would not attempt to answer the
question arising from the judgments below as to whether the function of the profession
may be termed judicial or quasi-judicial, but I would observe that in
the absence of an independent legal profession, skilled and qualified to play
its part in the administration of justice and the judicial process, the whole
legal system would be in a parlous state. In the performance of what may be
called his private function, that is, in advising on legal matters and in
representing clients before the courts and other tribunals, the lawyer is
accorded great powers not permitted to other professionals. . . . By
any standard, these powers and duties are vital to the maintenance of order in
our society and the due administration of the law in the interest of the whole
community.
51
In the collective imagination, the advocate therefore embodies, first
and foremost, the trial lawyer who defends his client’s rights. He embodies
the defence of liberty and is the custodian of the secrets of the law and
procedure that enable him to win his cases. This function, which is referred
to as judicial, does indeed represent part of the work of certain advocates,
but it is by no means the only or the most important work they do. In fact,
the judicial function is in a way merely [translation]
“incidental to the legal function”. This aspect of the advocate’s function,
which is public and more flamboyant, has simply overshadowed his primary legal
function: J.-C. Woog, Pratique professionnelle de l’avocat
(3rd ed. 1993), at p. 8.
52
In a book that presents various points of view regarding the professional
ethics of the legal profession, some authors suggest a fuller moral conception
of the “responsible lawyer”. This approach suggests that apart from the
adversarial role that may have been assigned to the advocate, he is a person
who performs various counselling functions in the best interests of his client,
his profession and the administration of justice in general: D. E. Buckingham,
J. E. Bickenbach, R. Bronaugh and the Honourable Bertha Wilson, Legal
Ethics in Canada — Theory and Practice (1996), foreword by the Honourable
Mr. Justice Frank Iacobucci. At pp. 97 and 143, they write:
Popular culture has gone a long way in convincing us that legal work is
what happens in the courtroom, specifically the criminal
courtroom. . . . This type of confrontation between two
parties, each with a trained advocate pressing his or her claim, is the typical
manifestation of what is often called the adversarial system of
law. . . .
. . .
[We should] expand the traditional paradigm to one
that is consistent with and allows for a fuller moral conception of what it
means to be a lawyer and a person. . . . The “role” of the
lawyer is actually many roles in one -- several professional and several
personal roles. . . .
Every lawyer functions in several personal roles
apart from the role of being a lawyer. These roles make us, at one time or
another, child, spouse, mother or father, friend, leader, and citizen. In
addition, as lawyers, the professional role makes us, often in the course of a
day, adviser to a client, advocate for a client in court, lobbyist, negotiator,
employer or employee, or partner.
53
Thus, contrary to popular belief, not only will a good advocate not
foment dissension and promote disputes between parties, he will seek to
reconcile opposing interests in order to avoid the ultimate confrontation of a
trial. He will be called on to play the role of moderator, negotiator and
conciliator. Indeed, it is his duty to facilitate a rapid solution to disputes
and to avoid fruitless or frivolous actions: ss. 2.02, 2.05 and 3.02.11 of
the Code of ethics of advocates, and Canadian Bar Association, supra,
ch. IX, “The Lawyer as Advocate”, p. 35. Thus, whenever it is appropriate
to do so, the advocate must discuss alternative dispute resolution methods
(mediation, conciliation and arbitration) with his client, and must properly
advise the client regarding the benefits of settling disputes. He may also
hold discussions with the opposing party and negotiate a resolution of the
dispute between the parties: Barreau du Québec, Collection de droit 1999‑2000,
vol. 1, Barreau et pratique professionnelle, ch. X, “Les
devoirs envers l’administration de la justice”, by P.‑G. Guimont, at
pp. 97‑110. See also P. B. Heymann and L. Liebman, The Social
Responsibilities of Lawyers: Case Studies (1988); G. MacKenzie, Lawyers
and Ethics: Professional Responsibility and Discipline (loose-leaf), vol.
1.
54
Thus, while it is highly commendable to promote access to justice, and
while it is true that providing litigants with the option of representing
themselves and presenting the proceedings they consider appropriate reflects
recognition of litigants’ free agency and is to some extent an appropriate
approach to take, it cannot be said that it is an end in itself. Every day,
the courts across Canada contribute to some degree to enhancing access to
justice. For example, they ensure that constitutional guarantees, including
the right to the assistance of an interpreter and the right to use the official
language of one’s choice in proceedings before them, are enforced. The
registrars of those courts also provide litigants with invaluable technical
assistance, and judges persons who are not represented by advocates with
direction and guidance in exercising their rights. In no respect, however, can
they replace an advocate. As an officer of the court, the advocate plays an
essential role in our justice system, in representing the rights of litigants
before the courts, but also at the preceding stage of settling disputes. It
would therefore be desirable for all litigants to be able to retain the
services of an advocate, irrespective of their financial situation.
VI. Disposition
55
For the foregoing reasons, the appeal is dismissed, the appellant being
ordered to reimburse to the respondents their disbursements throughout.
Appeal dismissed.
Solicitors for the appellant: Flynn, Rivard, Montréal.
Solicitors for the mis en cause Chrétien: Warren & Ouellet,
Thedford-Mines.