Therrien (Re), [2001] 2 S.C.R. 3, 2001 SCC 35
Judge Richard Therrien, Q.C.J. Appellant
v.
The Minister of Justice Respondent
and
The Attorney General of Quebec Respondent
and
The Attorney General for Ontario,
the Attorney General for New Brunswick,
Office des droits des détenus and
Association des services de réhabilitation
sociale du Québec Interveners
Indexed as: Therrien (Re)
Neutral citation: 2001 SCC 35.
File No.: 27004.
2000: October 2; 2001: June 7.
Present: McLachlin C.J. and L’Heureux‑Dubé,
Gonthier, Iacobucci, Bastarache, Binnie and Arbour JJ.
on appeal from the court of appeal for quebec
Appeal – Supreme Court of Canada – Jurisdiction –
Report of inquiry panel of Quebec Court of Appeal – Judicial ethics – Report of
Court of Appeal recommending removal of Judge of Court of Québec – Whether
Supreme Court has jurisdiction to hear appeal from report of Court of Appeal –
Whether report a “judgment” within meaning of Supreme Court Act – Supreme Court
Act, R.S.C. 1985, c. S-26, ss. 2(1) ,
40(1) – Courts of Justice Act, R.S.Q., c. T-16, s. 95.
Courts – Jurisdiction – Quebec Court of Appeal –
Superior Court – Legal ethics – Court of Appeal hearing request by Minister of
Justice concerning removal of Judge of Court of Québec – Judge concerned
applying to Superior Court to have report of committee of inquiry of Conseil de
la magistrature quashed and challenge constitutionality of provision of
provincial statute – Whether Superior Court has jurisdiction to hear
application and motion – Whether Court of Appeal has exclusive jurisdiction to
decide questions of law and jurisdiction in course of inquiry – Courts of
Justice Act, R.S.Q., c. T-16, s. 95.
Courts – Judges – Legal ethics – Conseil de la
magistrature – Jurisdiction – Whether Conseil de la magistrature may examine
conduct of judge even if breach of ethics occurred prior to appointment.
Constitutional law – Independence of judiciary –
Security of tenure of judges – Provincial statute providing for removal of
judge of provincial court without address of legislature – Whether provincial
statute satisfies requirements of judicial independence – Constitution Act, 1867 , preamble – Courts of Justice Act, R.S.Q., c. T-16,
s. 95.
Constitutional law – Independence of judiciary –
Security of tenure of judges – Provincial statute providing that government may
remove judge only on report of Court of Appeal at request of Minister of
Justice – Whether judicial office is secure against discretionary interference
by Executive – Courts of Justice Act, R.S.Q., c. T-16, s. 95.
Administrative law – Natural justice – Duty to act
fairly – Right to be heard – Complaint made to Conseil de la magistrature
against Judge of Court of Québec – Committee of inquiry of Conseil recommending
judge be removed – Whether judge had sufficient notice of findings that might
be made by committee of inquiry – Whether judge had right to separate hearing
on question of sanctions.
Administrative law – Natural justice – Duty to act
fairly – Right to impartial hearing – Complaint made to Conseil de la
magistrature against Judge of Court of Québec – Conseil bound to follow
recommendations of committee of inquiry – Committee of inquiry recommending
judge be removed – Whether decision-making structure of Conseil and committee
of inquiry violates maxim delegatus non potest delegare – Whether presence of
persons not members of judiciary at preliminary stage of disciplinary process
violates institutional dimension of structural principle of judicial
independence – Whether functioning of committee of inquiry, in particular role of committee counsel, raises
reasonable fear of institutional bias.
Civil rights – Equality rights – Information
relating to employment – Criminal record – Candidate for judicial office –
Whether selection committee may question candidate regarding criminal record –
Whether question infringes Charter of Human Rights and Freedoms – Charter of
Human Rights and Freedoms, R.S.Q., c. C-12,
ss. 10, 18.1, 18.2, 20.
Constitutional law – Equality rights – Information
relating to employment – Criminal record – Candidate for judicial office –
Whether procedure initiated against judge concerned infringes equality rights
guaranteed by Canadian Charter – Canadian Charter of Rights and Freedoms, s. 15 .
Courts – Judges – Judicial ethics – Sanctions –
Removal of judge of provincial court – Failure by judge to disclose criminal
record when candidate for office of judge – Report of Court of Appeal
recommending revocation of commission of judge – Whether sanction appropriate.
Criminal law – Effect of granting pardon – Meaning
and effect of pardon granted under Criminal Records Act – Whether pardon
expunges conviction retroactively – Criminal Records Act, R.S.C. 1970 (1st Supp.), c. 12, s. 5.
In 1970, the appellant was sentenced to imprisonment
for one year for unlawfully giving assistance to four members of the Front de
libération du Québec. After serving his sentence, he continued his legal
studies. From 1976 to 1996, the appellant practised law, and in 1987, on his
application, the Governor in Council granted him a pardon under s. 5 (b)
of the Criminal Records Act . Between 1989 and 1996, the appellant
submitted his candidacy in five selection procedures for judicial
appointments. In 1991 and 1993, he revealed his previous convictions and
stated that he had been pardoned and his candidacy was rejected because of his
criminal record. In the last selection procedures, he did not disclose his
criminal record, or even that he had been pardoned. In September 1996, as a
result of the favourable recommendation of the selection committee, the
Minister of Justice recommended that he be appointed as a Judge of the Court of
Québec. In late October, the Associate Chief Judge of the Court of Québec and
chairman of the selection committee which had recommended the appellant’s
candidacy learned that he had been in trouble with the law. She advised the
Minister of Justice of the situation and stated that the appellant had failed
to disclose this information to the committee. The Minister lodged a complaint
with the Quebec Conseil de la magistrature. A committee of inquiry of the Conseil
found that the complaint was justified and recommended that removal procedures
be initiated. The Conseil then recommended that the Minister of Justice
initiate the process to remove the appellant by making a request to the Court
of Appeal in accordance with s. 95 of the Courts of Justice Act (“C.J.A.”).
Concurrently with that proceeding, the appellant
challenged the removal process and filed an application for judicial review in
the Superior Court seeking to have the committee’s inquiry report, the
recommendation and the order of the Conseil de la magistrature suspending him
declared void and of no effect, and seeking to have the request to the Court of
Appeal dismissed. At the same time, he filed a motion for declaratory judgment
challenging the constitutionality of s. 95. In response to the
application and motion, the Minister of Justice filed two motions to dismiss in
which he claimed that the Court of Appeal had jurisdiction to dispose of the
issues in conducting the inquiry referred to it pursuant to s. 95. The
Superior Court dismissed the motions to dismiss. The Minister appealed the
decisions. The Court of Appeal allowed the two appeals and dismissed the
application for judicial review and motion for declaratory judgment filed by
the appellant. In 1998, five judges of the Court of Appeal submitted a report
to the Minister of Justice following their inquiry, in which they recommended
that the Government revoke the appellant’s commission.
Held: The appeal
should be dismissed.
(1) Jurisdictional Questions
Because the requirements of s. 40(1) of the Supreme
Court Act (“S.C.A. ”) have been met, the appellant can appeal to this
Court from a report of the inquiry panel of the Court of Appeal made pursuant
to s. 95 C.J.A., recommending to the government that he be
removed. Specifically, the report of the Court of Appeal is a final or other
judgment within the meaning of ss. 2(1) and 40(1) S.C.A. The
expressions “judgment” and “final judgment” in s. 2(1) both contrast the
concept of a decision with the concept of mere opinion or advice. The
jurisdiction of this Court under that provision is therefore connected to the
fact that the subject matter of the appeal is in the nature of a decision. In
these circumstances, it depends on the nature and effect of the jurisdiction
exercised by the Court of Appeal in respect of judicial ethics when it conducts
the proceeding set out in s. 95 C.J.A. A careful study of the law
and its context and purpose leads to the conclusion that the report of the
Court of Appeal is in the nature of a decision. Section 95 does not require
that the Court of Appeal make a report of an inquiry, but a report made after
inquiry. The report is a judicial report and, moreover, one made by the
highest court in the province. Its purpose is not simply to assist the
Minister in making a decision; rather, it is an essential condition of the
proceeding that may lead to the removal of a provincially appointed judge. The
aim of the report is legally to determine a situation, and the wording of
s. 95 does not restrict the Court of Appeal to making recommendations.
The fact that the report is judicial and in the nature of a decision is
fundamental to the constitutionality of the proceeding as a whole. Having regard
to the fact that the report of the Court of Appeal is substantially in the
nature of a decision, this is sufficient to satisfy the definitions of
“judgment” or “final judgment” in s. 40(1) S.C.A. and to enable
this Court to review it.
The Superior Court did not have jurisdiction to
consider the application for judicial review and motion for declaratory
judgment made by the appellant. Under art. 31 of the Code of Civil
Procedure, the Superior Court hears in first instance every suit not
assigned to another court by a specific provision of law. Where a request is
properly made to the Court of Appeal under s. 95 C.J.A., it is
precisely the intent of the legislature that it determine the matter to the
exclusion of any other court. This interpretation is consistent with the
legislature’s intention of complying with the constitutional requirements
regarding tenure of provincial court judges by assigning responsibility to the
Court of Appeal, exclusively and in the first instance, for conducting an
inquiry and making a report on the conduct of a judge. Any other conclusion
would be inimical to the proper administration of justice, since it would
encourage a multiplicity of proceedings before various tribunals. In the case
at bar, because the Court of Appeal had before it the request made by the
Minister under s. 95 C.J.A. before the appellant filed his
application and motion in the Superior Court, the appellant’s case had been
properly referred to the Court of Appeal to the exclusion of any other court.
The Superior Court therefore had no jurisdiction to act in the circumstances.
The Conseil de la magistrature had jurisdiction to
review the appellant’s conduct even though the ethical breach occurred before
he was appointed. The Conseil had jurisdiction over the person who was the
subject of the complaint and over the subject matter of the complaint. Whether
or not the appellant’s actions were prior to his appointment is not relevant
under the C.J.A. In the interests of judicial independence, it is also
important that discipline be dealt with in the first place by peers. The
committee of inquiry of the Conseil is responsible for preserving the integrity
of the whole of the judiciary. Accordingly, it must be able to examine the
past conduct of a judge if, as in this case, it is relevant to the assessment
of his candidacy, having regard to his capacity to carry out his judicial
functions, and to determine, based on that, whether it may reasonably undermine
public confidence in the incumbent of the office. In conclusion on this point,
the process of selecting persons for appointment as judges is so closely
related to the exercise of the judicial function that it cannot be dissociated
from it.
(2) Constitutional Questions
Section 95 C.J.A. is constitutional. The
removal of a judge of a provincial court without an address of the legislature
is not contrary to the principle of judicial independence embodied in the
preamble to the Constitution Act, 1867 . Regarding security of tenure,
it does not afford greater protection to judges of the Provincial Court than s.
11 (d) of the Canadian Charter of Rights and Freedoms in criminal
matters. The functions of the judge are essentially the same whether or not
the judge is hearing criminal matters. Requiring that the removal of a
provincial court judge follow the procedure of an address of the legislature,
as provided by s. 99 of the Constitution Act, 1867 for superior
court judges, may indeed be an ideal, but that procedure is not necessary in
order to comply with the Constitution. Furthermore, the jurisdiction of
provincial legislatures over provincial courts derives expressly from
s. 92(14) and (4) of the Constitution Act, 1867 . In exercising
their jurisdiction, and within the limitations of the constitutional
requirements, provincial legislatures are authorized to establish separate
rules for the functioning of the various judicial councils they establish.
Lastly, although the government makes the final decision regarding removal, it
“may remove a judge only upon a report of the Court of Appeal” (s. 95 C.J.A.).
The use of that wording indicates a real intention on the part of the
legislature that the Executive be bound by a finding of the Court of Appeal
exonerating a judge. Because the Executive is bound by a finding exonerating a
judge, the judges of the Provincial Court are secure against any discretionary
interference by the Executive. Section 95 is consistent with the requirements
of judicial independence.
(3) Substantive Issues
The Conseil de la magistrature and its committee of
inquiry are subject to the rules of procedural fairness. Essentially, the duty
to act fairly has two components: the right to be heard and the right to an
impartial hearing. The nature and extent of the duty may vary with the
specific context and the various fact situations dealt with by the
administrative body, as well as the nature of the disputes it must resolve. In
this case, the right to be heard was respected. First, the appellant had
sufficient notice. The committee of inquiry of the Conseil de la magistrature
did not hold a general inquiry; it examined a specific complaint made against a
particular judge. That judge was therefore a party to the proceedings from the
outset and was informed of the allegations made against him. In this case, the
appellant received a copy of the complaint in accordance with s. 266 C.J.A.
and the respondents filed a further pleading in which they detailed the subject
matter of the complaint. In the circumstances, the appellant was well aware of
all of the findings of misconduct that might be made against him in the final
report. Second, having regard to s. 275 C.J.A., which authorizes
the committee of inquiry of the Conseil de la magistrature to make rules of
procedure or practice that are necessary for the carrying out of its duties,
the committee was fully justified, out of concern for efficiency, in refusing
to hold a separate hearing on the question of sanctions. The committee made a
genuine effort to allow the appellant to make representations by twice giving
him an opportunity to be heard on the question of the various applicable
sanctions.
The right to an impartial hearing was also respected.
Although the Conseil de la magistrature does not exercise its decision-making
authority itself since it is bound by the conclusions drawn by the committee,
decision-making structures of the Conseil and its committee do not violate the
maxim delegatus non potest delegare. The terms used in the C.J.A.
are mandatory and reflect a clear intent on the part of the legislature to
authorize delegation of the powers of inquiry and decision regarding the
justification for a complaint to a committee consisting of five persons chosen
from among the members of the Conseil (ss. 268, 278 and 279). Even though
4 of the 15 members of the Conseil de la magistrature are not judges, the
presence of persons who are not members of the judiciary at a preliminary stage
of the disciplinary process does not violate the collective or institutional
dimension of the structural principle of judicial independence in that only a
body composed of judges may recommend the removal of a judge. The report and
recommendations made by a committee of inquiry of the Conseil are merely the
first stage of the process put in place by the C.J.A. The final
recommendation to remove a provincial court judge is within the exclusive
jurisdiction of the highest court in the province. In these circumstances, the
composition of the committee of inquiry of the Conseil de la magistrature
complies with the structural principle of judicial independence and the rules
of procedural fairness. Lastly, the functioning of the committee of inquiry
does not raise a reasonable apprehension of institutional bias. Counsel for
the committee does not play the role of judge and party. The committee’s
purpose is to gather the facts and evidence in order, ultimately, to make a
recommendation to the Conseil de la magistrature. When he examined and
cross-examined witnesses, counsel was not acting as a prosecutor, but rather
was providing the committee with assistance in carrying out the mandate
assigned to it by the statute. Where there are no judge or parties, counsel
for the committee cannot be in a conflict of interest. Because the committee’s
recommendation is not final with respect to the outcome of the disciplinary
process, the role played by the independent counsel neither violates procedural
fairness nor raises a reasonable apprehension of bias in a large number of
cases in the mind of an informed person viewing the matter realistically and
practically and having thought the matter through.
The pardon granted to the appellant under the Criminal
Records Act did not mean that he could deny his criminal record and answer
“no” to the question regarding his “trouble with the law”, which the selection
committee asks people qualified for appointment as judges. An objective
analysis of the Act does not support the argument that the pardon retroactively
wipes out his conviction. While a pardon does not make the past go away, it
expunges consequences for the future. The integrity of the pardoned person is
restored and he or she need not suffer the effects associated with the
conviction in an arbitrary or discriminatory manner. Even if the opinion
subjectively formed by the appellant had to be considered, the Court of Appeal
held that the appellant’s record contained sufficient evidence tending to
establish that he was aware of the meaning and effect of the Act and that he
deliberately subjectively ignored them.
The decision by the Minister of Justice to lodge an
ethics complaint against the appellant was based primarily, perhaps
exclusively, on the appellant’s failure to disclose to the members of the
selection committee that he had been in trouble with the law. Even though that
decision was based in part on the existence of a criminal record, it did not
infringe the appellant’s equality rights under s. 15(1) of the Canadian
Charter . Although there was differential treatment between the appellant
and others who did not have a criminal history, and assuming, but without
deciding the issue, that a criminal record is an analogous ground of
discrimination for the purposes of s. 15(1) , the Minister’s decision
cannot be regarded as discriminatory when we consider the relevant contextual
factors. The Minister took into account the appellant’s situation as a whole,
as well as the situation of people who come before the court and are entitled
to the highest degree of integrity, impartiality and independence on the part
of the members of the judiciary in whom they place their confidence.
The appellant could have been asked the question about
being in trouble with the law by the members of the selection committee without
infringing the provisions of the Quebec Charter. Section 18.1
provides that no one may, in an employment interview, require a person to give
information regarding any ground mentioned in s. 10 unless the information
is useful for the application of s. 20. It is uncertain whether judicial
office is included in the expression “employment” in s. 18.1 and a criminal
record, even one for which a pardon has been granted, is not included in the
grounds listed in s. 10. Even if the information related to one of the
grounds listed in s. 10, the question would still be permitted in the
selection process for persons qualified for appointment as judges since the
distinction is based on the aptitudes or qualifications required for judicial
office, which is deemed non-discriminatory by s. 20 of the Quebec
Charter. The existence of a police file containing information relating to
the appellant’s criminal record is a supplementary source of information, but
it cannot replace the selection committee and did not justify the appellant in
not answering the question asked by the committee.
Section 18.2 of the Quebec Charter, which
provides that no one may dismiss, refuse to hire or otherwise penalize a person
in his employment owing to the mere fact that he was convicted of a penal or
criminal offence, if the offence was in no way connected with the employment or
if the person has obtained a pardon for the offence, cannot prevent the
appellant from being removed. A careful examination of the conditions that
must be met if that section is to apply clearly indicates that this provision
does not apply to members of the judiciary. Judicial office is not an
employment within the meaning of s. 18.2, by reason of the history of the
judiciary and the nature, characteristics and requirements of the office. As
well, the recommendations made by the Conseil de la magistrature and the Court
of Appeal were not made owing to the mere fact that the appellant had been
convicted of a criminal offence; rather, they were made solely because he had
failed to disclose his criminal record to the selection committee. Lastly, the
legislature, which was concerned about preserving the independence,
impartiality and integrity of the judiciary, cannot have intended to deprive
the government of its discretion to refuse to vest judicial authority in
candidates whose past would be likely to undermine public confidence in its justice
system.
Revocation of the appellant’s commission is the
appropriate sanction. The public’s confidence in its justice system, which
every judge must strive to preserve, is at the very heart of this case. The
Court of Appeal made a thorough study and a balanced assessment of the
appellant’s situation and focused its decision on upholding the integrity of
the judicial office. In the circumstances, and since it is the judicial forum
appointed by the legislature to make determinations concerning the conduct of a
judge, and a recommendation for removal in this case would not amount to
arbitrary interference by the Executive in the exercise of the judicial
function, the sanction that the Court of Appeal chose to impose should not be
reviewed. The appellant’s failure to be candid and to disclose relevant
information when he was a candidate for the office of judge sufficiently
undermined public confidence that he was incapable of performing the duties of
his office.
Cases Cited
Applied: Valente v.
The Queen, [1985] 2 S.C.R. 673; distinguished: Thomson v. Canada
(Deputy Minister of Agriculture), [1992] 1 S.C.R. 385; Canada (Minister
of Citizenship and Immigration) v. Tobiass, [1997] 3 S.C.R. 391; R. v.
Kelly, [2001] 1 S.C.R. 741, 2001 SCC 25; Thomas v. The Queen, [1980]
A.C. 125; considered: Reference re Remuneration of Judges of the
Provincial Court of Prince Edward Island, [1997] 3 S.C.R. 3; Ruffo v.
Conseil de la magistrature, [1995] 4 S.C.R. 267; Beauregard v. Canada,
[1986] 2 S.C.R. 56; R. v. Généreux, [1992] 1 S.C.R. 259; referred to:
Dagenais v. Canadian Broadcasting Corp., [1994] 3 S.C.R. 835; A.
(L.L.) v. B. (A.), [1995] 4 S.C.R. 536; Lady Davis v. Royal Trust Co.,
[1932] S.C.R. 203; Wartime Housing Ltd. v. Madden, [1945] S.C.R. 169; R.
v. W. (G.), [1999] 3 S.C.R. 597; Luitjens v. Canada (Secretary of State)
(1992), 9 C.R.R. (2d) 149; St. Anne Nackawic Pulp & Paper Co. v.
Canadian Paper Workers Union, Local 219, [1986] 1 S.C.R. 704; Weber v.
Ontario Hydro, [1995] 2 S.C.R. 929; Maurice v. Priel, [1989] 1
S.C.R. 1023; R. v. Lippé, [1991] 2 S.C.R. 114; Nicholson v.
Haldimand-Norfolk Regional Board of Commissioners of Police, [1979] 1
S.C.R. 311; Cardinal v. Director of Kent Institution, [1985] 2 S.C.R.
643; Baker v. Canada (Minister of Citizenship and Immigration), [1999] 2
S.C.R. 817; Syndicat des employés de production du Québec et de l’Acadie v.
Canada (Canadian Human Rights Commission), [1989] 2 S.C.R. 879; 2747-3174
Québec Inc. v. Quebec (Régie des permis d’alcool), [1996] 3 S.C.R. 919; Canada
(Attorney General) v. Canada (Commission of Inquiry on the Blood System),
[1997] 3 S.C.R. 440; Pezim v. British Columbia (Superintendent of Brokers),
[1994] 2 S.C.R. 557; Peralta v. Ontario, [1988] 2 S.C.R. 1045, aff’g
(1985), 49 O.R. (2d) 705; Reference as to the Effect of the Exercise of the
Royal Prerogative of Mercy upon Deportation Proceedings, [1933] S.C.R. 269;
Reference re Resolution to amend the Constitution, [1981] 1 S.C.R. 753; Dubois
v. The Queen, [1985] 2 S.C.R. 350; Law v. Canada (Minister of Employment
and Immigration), [1999] 1 S.C.R. 497; Commission des droits de la
personne du Québec v. Cie Price Ltée, J.E. 81-866; Commission des droits
de la personne du Québec v. Ville de Beauport, [1981] C.P. 292.
Statutes and Regulations Cited
Act of
Settlement, 12 & 13 Will. 3, c. 2.
An Act to amend the Courts of
Justice Act, S.Q. 1941, c. 50, s. 2.
An Act to amend the Criminal
Records Act and to amend another Act in consequence,
S.C. 2000, c. 1, s. 4.
Canadian Charter of Rights and
Freedoms, ss. 7 , 11 , 15 .
Charter of Human Rights and
Freedoms, R.S.Q., c. C-12, ss. 4, 5, 10 [am.
1982, c. 61, s. 3], 18.1 [idem, s. 5], 18.2 [idem;
am. 1990, c. 4, s. 133], 20 [am. 1982, c. 61, s. 6; am. 1996,
c. 10, s. 1].
Code of Civil Procedure, R.S.Q., c. C-25, ss. 25, 31, 33 [am. 1992, c. 57,
s. 179], 46.
Constitution Act, 1867 , preamble, ss. 92(4) , (14) , 96 to 100 , 99 .
Courts of Justice Act, R.S.O. 1990, c. C.43, s. 51.8.
Courts of Justice Act, R.S.Q., c. T-16, ss. 9 [am. 1988, c. 21, s. 12], 10, 86,
95 [am. 1988, c. 21, s. 30], 96, 248, 256 [am. 1988, c. 21, s. 56],
260, 262 [am. 1980, c. 11, s. 99; am. 1988, c. 21, s. 57; am. 1988,
c. 74, s. 8; am. 1989, c. 52, s. 138], 263 [am. 1988, c. 21, s. 58],
266, 268 [idem, s. 60; am. 1990, c. 44, s. 24], 269, 272, 275, 277, 278,
279 [am. 1980, c. 11, s. 101; am. 1988, c. 21, s. 62; c. 74, s. 9], 281.
Criminal Code, R.S.C. 1985, c. C-46, ss. 690 , 748 , 748.1 , 749 .
Criminal Records Act, R.S.C. 1970, c. 12 (1st Supp.), s. 5.
Criminal Records Act, R.S.C. 1985, c. C-47, ss. 5 , 6 , 7 , 8 .
Inquiries Act, R.S.C. 1985, c. I-11, s. 6 .
Interpretation Act, R.S.Q., c. I-16, s. 57.
Judges of the Provincial Court
Act, R.S.N.S. 1989, c. 238, s. 6(4).
Judicature Act, R.S.A. 1980, c. J-1, ss. 32.6(2)(h), 32.7(2), 32.91.
Judicial Code of Ethics, R.R.Q. 1981, c. T-16, r. 4.1, ss. 2, 4, 5, 10.
Professional Code, R.S.Q., c. C-26, ss. 45 [am. 1994, c. 40, s. 40], 116 [idem,
s. 103].
Provincial Court Act, R.S.B.C. 1996, c. 379, ss. 28(1), 29.
Provincial Court Act, R.S.M. 1987, c. C275, ss. 39.1(1)(h), 39.4.
Provincial Court Act, R.S.N.B. 1973, c. P-21, ss. 6.11(4)(d), 6.11(8).
Provincial Court Act, R.S.P.E.I. 1988, c. P-25, s. 10(7).
Provincial Court Act, 1991, S.N. 1991, c. 15, ss. 22, 23.
Provincial Court Act, 1998, S.S. 1998, c. P-30.11, ss. 62(2)(a), 62(7).
Public Order Regulations, 1970, SOR/70-444, ss. 3, 4(c), 5.
Regulation respecting the
procedure for the selection of persons apt for appointment as judges, R.R.Q. 1981, c. T-16, r. 5, ss. 7, 18.
Supreme Court Act, R.S.C. 1985, c. S-26, ss. 2(1) “judgment”, “final judgment”,
40(1) [am. 1990, c. 8, s. 37], 53.
Territorial Court Act, R.S.N.W.T. 1988, c. T-2, s. 31.8.
Territorial Court Act, S.Y. 1998, c. 26, ss. 49(3)(d), 50(2).
War Measures Act, R.S.C. 1952, c. 288.
Young Offenders Act, R.S.C. 1985, c. Y-1, s. 36(1) .
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Morissette, Yves-Marie. “Figure
actuelle du juge dans la cité” (1999), 30 R.D.U.S. 1.
Nadin-Davis, R. Paul. “Canada’s Criminal
Records Act : Notes on How Not to Expunge Criminal Convictions” (1980-81),
45 Sask. L. Rev. 221.
Ouellette, Yves. Les tribunaux
administratifs au Canada: Procédure et preuve. Montréal: Thémis, 1997.
Oxford English Dictionary, 2nd ed., vol. XIX. Oxford: Clarendon Press, 1989.
Quebec. Commission des droits de
la personne et des droits de la jeunesse. Lignes directrices pour
l’application de l’article 18.2, 12 mai 1988.
Russell, Peter H. The
Judiciary in Canada: The Third Branch of Government.Toronto: McGraw-Hill
Ryerson, 1987.
Singleton, Thomas J. “La
discrimination fondée sur le motif des antécédents judiciaires et les
instruments anti-discriminatoires canadiens” (1993), 72 Can. Bar Rev. 456.
APPEAL from a report of the inquiry panel of the
Quebec Court of Appeal, [1998] R.J.Q. 2956, 21 C.R. (5th) 296, [1998] Q.J.
No. 3105 (QL), recommending the removal of a judge of the Court of Québec,
and from a decision of the Quebec Court of Appeal, [1998] R.J.Q. 1392, [1998]
Q.J. No. 1666 (QL), setting aside judgments of the Superior Court, [1998]
Q.J. No. 180 (QL), J.E. 98-433, dismissing motions to dismiss applications
for judicial review and for declaratory judgment. Appeal dismissed.
Jean-Claude Hébert,
Sophie Bourque and Christian Brunelle, for the appellant.
Benoît Belleau, Robert
Mongeon and Monique Rousseau, for the respondents.
Lori Sterling and
Sean Hanley, for the intervener the Attorney General for Ontario.
Cedric L. Haines, Q.C.,
for the intervener the Attorney General for New Brunswick.
Julius H. Grey and
Elisabeth Goodwin, for the interveners the Office des droits des détenus
and the Association des services de réhabilitation sociale du Québec.
English version of the judgment of the Court delivered
by
Gonthier J. —
I. Introduction
1
This appeal raises very important and for the most part novel
questions. They are essentially of three types. First, it addresses questions
concerning the jurisdiction of this Court and the courts below in relation to
the disciplinary procedure for provincially appointed judges put in place by
the Courts of Justice Act, R.S.Q., c. T-16 (“C.J.A.”). Second,
it challenges the constitutionality of s. 95 C.J.A. as regards the
principle of the independence of the judiciary. Finally, it raises three sets
of allegations relating to compliance with the rules of procedural fairness by
the Conseil de la magistrature of Quebec and its committee of inquiry, the
application of certain provisions of the Canadian Charter of Rights and
Freedoms (“Canadian Charter ”) and the Charter of Human Rights and
Freedoms, R.S.Q., c. C‑12 (“Quebec Charter”) that protect a
person who has been pardoned, and the fitness of the sanction imposed on the
appellant in the present proceedings.
II. Facts
2
In October 1970, Quebec was shaken by a serious political crisis.
Richard Therrien was then a minor and a first-year law student in the
Université de Montréal law faculty. He lived close to the faculty in his
sister Colette’s apartment on Queen Mary Road. Neither the brother nor the
sister was at that time formally a member of the Front de libération du Québec
(“F.L.Q.”), an association declared to be unlawful by s. 3 of the Public
Order Regulations, 1970, SOR/70-444, enacted under the War Measures Act,
R.S.C. 1952, c. 288. Richard Therrien’s sister was, however, a friend of
Jacques Rose. From October 17 to November 6, 1970, Paul Rose, Jacques Rose,
Francis Simard and Bernard Lortie, the four F.L.Q. members associated with the
kidnapping of the minister Pierre Laporte, hid in that apartment. Richard
Therrien’s involvement in these events was quite minor: he stayed in the
apartment with them for only a few nights, preferring to keep his distance. At
one point, he went to get materials so that they could build a hideout, and at
another time he mailed three letters at the request of one of these persons.
3
On November 26, 1970, Richard Therrien was charged with illegally
and unlawfully giving assistance to these four individuals with intent thereby
to prevent, hinder and interfere with their apprehension, trial or punishment,
knowing or having reasonable cause to believe that they were members of the
unlawful association, contrary to s. 5 of the Public Order Regulations, 1970.
He was also charged with communicating statements on behalf of the said
association, contrary to s. 4(c) of the Regulations. On April 14,
1971, he pleaded guilty and on the following day Judge Antonio Lamer, then of
the Superior Court (Criminal Division), sentenced him to imprisonment for one
year.
4
After serving his sentence, Richard Therrien continued his legal studies
and received his licence. In the spring of 1974, the examining committee of
the Barreau du Québec, which was established to consider the appellant’s
candidacy in view of the fact that he had a criminal record, recommended that
he be admitted to the professional school of the Barreau. His name was first
entered on the Roll of the order on January 26, 1976. From 1976 to 1996, he
practised law in various provincial legal aid offices in a competent and
dignified manner, thus winning the respect of his colleagues and members of the
bench.
5
On August 20, 1987, on the appellant’s application, the Governor in
Council granted him a pardon pursuant to s. 5(b) of the Criminal
Records Act, R.S.C. 1970, c. 12 (1st Supp.). The document he received
stated that it is evidence that he was of good behaviour and that the conviction
in respect of which it is granted should no longer reflect adversely on his
character. It also stated that the pardon granted vacates the conviction and
removes any disqualification to which the person so convicted is subject by
virtue of any Act of the Parliament of Canada or a regulation made thereunder.
6
Between 1989 and 1996, Mr. Therrien submitted his candidacy in five
selection procedures for judicial appointments. He was interviewed on four
occasions by the committee for the selection of persons qualified for
appointment as judges, and on each occasion committee members raised the issue
of trouble with the law. In 1991 and 1993, he revealed his previous conviction
and stated that he had been pardoned. His candidacy for the first two
appointments was unsuccessful, and it appears clearly from the evidence of
persons who were selection committee members at that time that his criminal
record was a determining factor in the decision to reject his candidacy. It is
not clear whether the issue was directly addressed at the third interview, but
there is no doubt that during the last selection process he did not disclose
his criminal record or the fact that he had been pardoned, when he was asked
the following series of questions: [translation]
“Have you ever been in trouble with the law or with the Barreau? Has any
disciplinary action ever been taken against you? Are there any outstanding
complaints against you?” Judge Therrien testified to the committee of inquiry
of the Conseil de la magistrature that he felt he was justified in answering
“no” to these questions for two reasons. First, he understood, at the time,
that the pardon had vacated his conviction and that this was precisely what the
law meant. Second, his answer meant that he would be assessed on his personal
qualities and merits, although he was convinced that the Minister of Justice
would be informed about his record.
7
On September 18, 1996, as a result of the favourable recommendation
of the committee for the selection of persons qualified for appointment as
judges, and after running checks with the Barreau du Québec and the Sûreté du
Québec and confirming that his record was clear, the Minister of Justice
recommended that Richard Therrien be appointed as a Judge of the Court of
Québec. In late October 1996, the Associate Chief Judge of the Court of Québec
and chairman of the selection committee which had recommended Judge Therrien
for appointment, Louise Provost, learned that he had been in trouble with the
law in the early 1970s. She advised the Minister of the situation and stated
that the appellant had failed to disclose this information to the committee.
On November 11, 1996, the Minister lodged a complaint with the Quebec
Conseil de la magistrature pursuant to s. 263 C.J.A., requesting that
the Conseil [translation]
“determine whether Judge Richard Therrien is capable, in the circumstances, of
fulfilling his role with dignity, honour and impartiality”. He also lodged a
complaint with the Barreau du Québec; however, that complaint was stayed
pending a decision by the Conseil.
8
In accordance with ss. 268 and 269 C.J.A., the Conseil de la
magistrature established a committee of inquiry to consider the matter, and the
committee submitted its report on July 11, 1997. A majority of the
committee, Judge Rivet dissenting, found that the complaint was justified and
recommended that procedures for the removal of Judge Therrien be initiated in
accordance with ss. 279(b) and 95 C.J.A.
9
On July 22, 1997, pursuant to the majority recommendation of the
committee of inquiry, the Conseil de la magistrature recommended to the
Minister of Justice that he initiate the process to remove Judge Therrien by
making a request to the Court of Appeal in accordance with s. 95 C.J.A.
The request was made on August 11, 1997. Concurrently with that
proceeding, on October 2, 1997, Judge Therrien filed an application for
judicial review in the Superior Court, seeking to have the committee’s inquiry
report and the recommendation and the order of the Conseil de la magistrature
suspending him declared void and of no effect, and seeking to have the request
to the Court of Appeal dismissed. At the same time, he filed a motion for
declaratory judgment challenging the constitutionality of s. 95 C.J.A.
In response to the application and motion, the Minister of Justice filed two
motions to dismiss in which he claimed that the Court of Appeal had
jurisdiction to dispose of the issues in conducting the inquiry referred to it
pursuant to s. 95 C.J.A. On January 26, 1998, Cliche J. of the
Quebec Superior Court dismissed the motions to dismiss.
10
The Minister of Justice appealed the decisions of the Superior Court to
the Court of Appeal. On May 14, 1998, a majority of that Court,
Beauregard J.A. dissenting, allowed the first appeal and dismissed the
application for judicial review filed by Judge Therrien. The Court of Appeal
unanimously allowed the second appeal, and dismissed the motion for declaratory
judgment filed by Judge Therrien.
11
On October 28, 1998, the five judges of the Court of Appeal
submitted a report to the Minister of Justice following their inquiry, in which
they recommended that the Government revoke Judge Therrien’s commission.
III. Judgments Below
A. Committee of Inquiry of the Conseil de la magistrature
1. Preliminary Question
12
At the outset, the appellant challenged the jurisdiction of the Conseil
and its committee to investigate his conduct, since the complaint was based on
facts prior to his appointment as a judge. On this preliminary question, the
committee of inquiry unanimously found that it had jurisdiction to review a
judge’s past conduct where that conduct could affect his capacity to perform
his judicial functions, and to determine whether it undermines public
confidence in the incumbent of the office.
2. Judges Lachapelle,
Lalande, and Quesnel and Mr. Michel Caron (majority)
13
The four majority members took the view that while the pardon granted to
the appellant restored his reputation, it did not erase the past and did not
mean that he could deny his criminal record and answer “no” to the question
asked by the selection committee regarding his convictions. In addition, even
if it were assumed that having a criminal record may be regarded as an
analogous ground for the purposes of s. 15 of the Canadian Charter , it
is in the best interests of justice and justified in a free and democratic
society for candidates for judicial office to be questioned regarding their
criminal past. Nor can Judge Therrien rely on ss. 18.1 and 18.2 of the Quebec
Charter. Although three of the four majority members were of the view that
the office of judge is an employment within the meaning of s. 18.2, they all
agreed this provision did not prohibit questioning of a candidate regarding his
criminal record. In addition, he was not justified in denying that he had a
record, and in so doing he undermined public confidence in his integrity,
rectitude and honesty and in the justice system.
14
Finally, the four majority members made a decision regarding Judge
Therrien’s conduct. The applicable criterion in that regard was related to the
confidence of a reasonably informed person appearing before the court, and of
the general public, in his honesty, integrity and impartiality. Since the
pardon did not erase the past, an impartial observer would have some doubt as
to whether a person sentenced to a year of imprisonment could fulfil his role
in accordance with all the provisions of the Code of Ethics. The public would
also have some doubt as to whether he had the capacity to be a judge. It was
therefore important that as a candidate, Judge Therrien act completely
transparently and answer “yes” to the questions asked by the committee. The
Committee had the mandate to inform the Minister, and Judge Therrien could not
assume that the Minister of Justice alone could find out about his record.
Instead, he opted to construe the law in his own interest, and failed to
disclose information of which the committee ought to have been informed,
substituting his judgment for theirs. The entire judicial system depends on
truth. In their view, therefore, a reprimand was not an appropriate sanction;
it could not restore public confidence in the judge in question and in the
judiciary. Given the gravity and the continuing nature of the offence, a
recommendation for removal was appropriate.
3. Judge Rivet (dissenting)
15
Judge Rivet, the President of the Human Rights Tribunal, would have
dismissed the complaint. In her view, the effect of the pardon granted under
s. 5 (b) of the Criminal Records Act was to vacate the conviction
in question, which then became part of the sphere of privacy protected by the
charters. In this regard, Judge Therrien must be given the protection of s.
18.2 of the Quebec Charter, the purpose of which is to combat potential
prejudice and discrimination against persons with a criminal past. The office
of judge is an employment within the meaning of that section. In addition, the
complaint lodged by the Minister would “otherwise penalize” the judge “owing to
the mere fact” of his criminal record. It is necessary to look beyond the
failure to disclose and to consider instead what he had failed to disclose and
who was being discriminated against. She added that Judge Therrien also enjoyed
the protection of s. 15 of the Canadian Charter , since the status of
pardoned person is an analogous ground to those set out in s. 15 , and an
infringement of this nature cannot be justified under s. 1 , which requires that
the limit in question be prescribed by law.
16
In conclusion, she stated that she could not criticize him for how he
answered the selection committee, since he did so with the goal of having his
candidacy judged in a manner that was consistent with his rights, without discrimination.
In doing so, he had not lied. The fact that he had a criminal record, even
though he had been granted a pardon, had been a major factor in the rejection
of his candidacy in previous selection processes and Judge Therrien, being
aware of this situation, was justified in withholding the information and
requiring that his candidacy be considered on its true merits. Thus, an
informed person viewing the matter realistically and practically, and having
thought the matter through, would not lose confidence in the impartiality or
integrity of the judicial system and of Judge Therrien, but rather would
consider him to be an example of rehabilitation.
B. Quebec Superior Court, [1998] Q.J. No. 180 (QL)
17
Assuming the veracity of all the allegations in the application for
judicial review and the motion for declaratory judgment, and without ruling as
to the merits, Cliche J. took the view that the application and motion
contained sufficient grounds to be referred to a judge of the Superior Court.
A refusal to allow judicial review of the decision by the Conseil de la
magistrature would deprive the appellant of his right to review and his right
of appeal such as could be exercised by any other person. There were therefore
no grounds to decline to exercise his discretion.
C. Quebec Court of Appeal
1. Motions to Dismiss, [1998]
R.J.Q. 1392
(a) LeBel J.A. (majority)
18
LeBel J.A. was of the view that the jurisdiction assigned to the Court
of Appeal in s. 95 C.J.A. precluded the exercise of the ordinary
jurisdiction of the Superior Court in respect of judicial review and
consideration of motions for declaratory judgment. The Superior Court should
have declined to exercise its discretion, and dismissed the application and
motion. In his opinion, the Court of Appeal had the required jurisdiction to
consider all issues of fact and law in connection with the request by the
Minister of Justice for an inquiry. This was the case because, among other
things, there is a close and necessary connection among the various steps in
the process of removing a judge, which involves review by the Court of Appeal
of the validity of the initial step. In addition, this is a matter involving
the public interest where diligence is essential, the review of which is
assigned entirely to the Court of Appeal.
(b) Beauregard J.A. (dissenting in
part)
19
Beauregard J.A. would have allowed the Minister’s appeal on the question
of the dismissal of the motion for declaratory judgment, on the ground that it
was not up to the Superior Court to state an opinion as to whether the Court of
Appeal should or should not grant the request made by the Minister. However,
he would have allowed the Minister’s appeal on the question of the dismissal of
the application for judicial review only in part, finding for the respondent in
respect of the fourth conclusion, that the Court of Appeal cannot assume
jurisdiction over the application. In his view, the inquiry procedure in the
Court of Appeal is not dependent on the legality of the procedure followed by
the Conseil de la magistrature. On the other hand, he took the view that the
appellant was fully entitled to apply to the Superior Court for judicial review
and that he should not be deprived of that remedy. He would therefore have
dismissed that aspect of the appeal.
2. Report of the Inquiry Panel, [1998]
R.J.Q. 2956
20
The Court of Appeal rejected the appellant’s argument that the fact that
the legislature was not involved in any way in the procedure for removing
judges set out in s. 95 C.J.A. compromises their independence,
citing the decision of this Court in Valente v. The Queen, [1985] 2
S.C.R. 673. It took the view that the Courts of Justice Act establishes
a dual screening mechanism which eliminates the possibility of a judge being
removed by the government without a review of his conduct by his peers and
without an affirmative recommendation of removal.
21
For the reasons stated by the committee of inquiry of the Conseil de la
magistrature, the Court of Appeal was of the opinion that the committee had
jurisdiction to hear the complaint. It added that the procedure for the
selection of persons qualified for appointment as judges is so closely
connected with the exercise of the judicial function that it cannot be
dissociated from it. It also considered the structure and functioning of the
Conseil and its committee to be in accordance with the requirements of procedural
fairness, having regard to the role played by the committee, the procedure that
it followed and the composition of the Conseil. For the reasons set out in his
opinion, dissenting as to the motions to dismiss, Beauregard J.A. did not
concur in the part of the report relating to the legality of the recommendation
made by the Conseil de la magistrature.
22
The Court of Appeal next considered the effect of the pardon granted
under s. 5 (b) of the Criminal Records Act . It distinguished it
from Royal clemency and the free and conditional pardons granted under the
Criminal Code, R.S.C. 1985, c. C-46 . The administrative type of pardon
granted to Judge Therrien does not affect his guilt and therefore does not mean
that his guilt was expunged retroactively; rather, it results in the total or
partial vacation of a conviction and of its legal effects for the future. That
pardon therefore does not mean that the person to whom it is granted may deny
that he or she has previous convictions when directly asked the question; it
merely means that the person may provide an explanation.
23
Sections 18.1 and 18.2 of the Quebec Charter do not provide any
help to the appellant. The first provision prohibits requiring information
regarding any ground of discrimination mentioned in s. 10, which does not
include previous convictions. Section 18.2 rather deals with using that
information to refuse to hire, dismiss or otherwise penalize a person in his
employment. Judicial office is not comparable to employment. In addition,
even if it were comparable, the nature and requirements of the office could not
mean that questions concerning the criminal record of a person aspiring to that
office could not be asked. Finally, the candidate tacitly consents to the selection
committee questioning him or her regarding his or her past conduct. These
findings do not mean that other provisions of the Canadian Charter and
the Quebec Charter prohibiting discrimination are not applicable.
24
With that proviso, the selection committee’s question was legitimate and
called for an honest answer from the appellant. The government might have
regarded the events of October 1970 as a youthful indiscretion, but it
ought to have been able to do so with full awareness of the circumstances. The
appellant knew that he could not be appointed to the bench without disclosing
those facts, but he deliberately concealed them, and this conduct justifies a
recommendation to the government that his commission be revoked.
IV. Issues
25
The questions in issue can be broken down into three different
categories: jurisdictional questions, constitutional questions and the
substantive issues.
A. Jurisdictional Questions
26
1. Under s. 40(1) of the Supreme Court Act, R.S.C.
1985, c. S-26 (“S.C.A. ”), can the appellant appeal to this Court from a
report of the inquiry panel of the Quebec Court of Appeal made pursuant to s.
95 C.J.A., recommending to the government that he be removed?
2. Did
the Court of Appeal err in law by declaring that it had jurisdiction to
determine questions of law and jurisdiction relating to the inquiry requested
by the Minister of Justice under s. 95 C.J.A.?
3. Did
the Conseil de la magistrature have jurisdiction to investigate the appellant’s
conduct as regards events relating to his candidacy that occurred before he was
appointed as a judge?
B. Constitutional Questions
27
On October 1, 1999, Arbour J. stated the following constitutional
questions:
1. Is the rule of law — adopted in 1941 (Act
to amend the Courts of Justice Act, S.Q. 1941, c. 50, s. 2,
assented to on May 17, 1941) and now found in s. 95 of the Courts of
Justice Act, R.S.Q., c. T‑16 — allowing the government to remove a
judge without an address of the legislature of no force or effect to the extent
that it infringes the structural principle of the independence of the judiciary
which is guaranteed by the preamble to the Constitution Act, 1867 ?
2. If the answer to the first question is in
the negative, is the rule of law contained in s. 95 of the Courts of Justice
Act, R.S.Q., c. T‑16, of no force or effect on the ground of
inconsistency with the structural principle of the independence of the
judiciary guaranteed by the preamble to the Constitution Act, 1867 , to
the extent that the government may dismiss a judge without being bound by the
conclusions and recommendations of the report of the Court of Appeal?
C. Substantive Issues
28
1. Did the inquiry panel of the Court of Appeal err in fact
and in law in its report when it determined that the nature and functioning of
and the inquiry process followed by the committee of inquiry of the Conseil de
la magistrature met the requirements of procedural fairness?
2. Did
the inquiry panel of the Court of Appeal err in fact and in law in its
interpretation of the meaning and effect of the pardon obtained by the
appellant?
3. Having
regard to s. 15(1) of the Canadian Charter and the preamble and ss. 4, 5
and 18.2 of the Quebec Charter, is the report of the inquiry panel of
the Court of Appeal wrong in law and fact?
4. Is
the report of the inquiry panel of the Court of Appeal wrong in law and fact
having regard to the test for removal of a judge?
V. Analysis
A. Jurisdictional
Questions
1. Relevant Statutory Provisions
29
Supreme Court Act, R.S.C. 1985, c. S‑26
2. (1) In this Act,
.
. .
“final judgment” means any judgment, rule, order
or decision that determines in whole or in part any substantive right of any of
the parties in controversy in any judicial proceeding.
.
. .
“judgment”, when used with reference to the court
appealed from, includes any judgment, rule, order, decision, decree, decretal
order or sentence thereof, and when used with reference to the Supreme Court,
includes any judgment or order of that Court.
40. (1) Subject to subsection (3), an
appeal lies to the Supreme Court from any final or other judgment of the
Federal Court of Appeal or of the highest court of final resort in a province,
or a judge thereof, in which judgment can be had in the particular case sought
to be appealed to the Supreme Court, whether or not leave to appeal to the
Supreme Court has been refused by any other court, where, with respect to the
particular case sought to be appealed, the Supreme Court is of the opinion that
any question involved therein is, by reason of its public importance or the
importance of any issue of law or any issue of mixed law and fact involved in
that question, one that ought to be decided by the Supreme Court or is, for any
other reason, of such a nature or significance as to warrant decision by it,
and leave to appeal from that judgment is accordingly granted by the Supreme
Court.
Code of
Civil Procedure, R.S.Q., c. C‑25
25. The Court of Appeal is the general appeal tribunal for
Québec; it hears appeals from any judgment from which an appeal lies, failing
an express provision to the contrary.
31. The Superior Court is the court of original general
jurisdiction; it hears in first instance every suit not assigned exclusively to
another court by a specific provision of law.
33. Excepting the Court of Appeal, the courts within the
jurisdiction of the Legislature of Québec, and bodies politic, legal persons
established in the public interest or for a private interest within Québec are
subject to the superintending and reforming power of the Superior Court in such
manner and form as by law provided, save in matters declared by law to be of
the exclusive competency of such courts or of any one of the latter, and save
in cases where the jurisdiction resulting from this article is excluded by some
provision of a general or special law.
46. The courts and the judges have all the powers necessary for
the exercise of their jurisdiction. They may, in the cases brought before
them, even of their own motion, pronounce orders or reprimands, suppress
writings or declare them libellous, and make such orders as are appropriate to
cover cases where no specific remedy is provided by law.
Professional
Code, R.S.Q., c. C-26
116. A committee on discipline is constituted within each
order.
The committee shall be seized of every complaint
made against a professional for an offence against this Code, the Act
constituting the order of which he is a member or the regulations made under
this Code or that Act.
The committee shall also be seized of every
complaint made against a former member of an order for an offence referred to
in the second paragraph that was committed while he was a member of the order.
In such a case, every reference to a professional or a member of the order in
the provisions of this Code, the Act constituting the order of which he was a
member or a regulation under this Code or the said Act shall be a reference to
the former member.
Interpretation
Act, R.S.Q., c. I-16
57. The authority given to do a thing shall carry with it all
the powers necessary for that purpose.
Courts of
Justice Act, R.S.Q., c. T-16
9. The court and the judges thereof shall have an appellate
jurisdiction throughout Québec, over all causes, matters or things appealed
from all courts wherefrom an appeal lies by law, unless such appeal be
expressly directed to be to some other court.
Except where otherwise provided by law, appeals
shall be heard before three judges; this number may however be increased by the
Chief Justice where he sees fit.
10. The jurisdiction in appeal granted to the court by section
9 shall carry with it all powers necessary to its exercise.
95. The Government may remove a judge only upon a report of the
Court of Appeal made after inquiry at the request of the Minister of Justice.
256. The functions of the council are:
. . .
(c) to receive and examine any
complaint lodged against a judge to whom Chapter III of this Part applies;
260. This chapter applies to a judge appointed under this act.
. . .
263. The council receives and examines a complaint lodged by
any person against a judge alleging that he has failed to comply with the code
of ethics.
279. If the report of the inquiry establishes that the
complaint is justified, the council, according to the recommendations of the
report of the inquiry,
(a) reprimands the judge; or
(b) recommends that the Minister
of Justice and Attorney General file a motion with the Court of Appeal in
accordance with section 95.
If it makes the recommendation provided for in
paragraph b, the council suspends the judge for a period of thirty days.
2. Jurisdiction of the Supreme
Court
30
On June 17, 1999, this Court granted Judge Therrien leave to appeal
from two Court of Appeal decisions on the respondents’ motions to dismiss and
from the report of that Court’s inquiry panel, subject to a hearing on the
issue of jurisdiction raised by the Attorney General of Quebec. The
jurisdiction of the Supreme Court to hear the appeal from the first two
decisions is not in dispute. However, the respondents argue that no appeal
lies from the Court of Appeal report to this Court since it is not a judgment
within the meaning of s. 40(1) S.C.A. , but rather an opinion of the
Court of Appeal concerning the conduct of a judge resulting only in a
recommendation for removal that is not final and not mandatory. For the
reasons that follow, I do not share that view and I am rather of the opinion
that this Court has jurisdiction to hear this appeal.
31
Section 40(1) S.C.A. confers “comprehensive jurisdiction in
federal and provincial laws” on the Supreme Court of Canada: Dagenais v.
Canadian Broadcasting Corp., [1994] 3 S.C.R. 835, at p. 859. It provides
that an appeal lies to this Court if it meets the following three conditions:
(1) it involves a final or other judgment within the meaning of s. 2(1) S.C.A. ;
(2) the judgment was rendered by the Federal Court of Appeal or the highest
court of final resort in a province, or a judge thereof, in which judgment can
be had in the particular case; (3) the Court is of the opinion that any
question involved therein is, by reason of its public importance or the
importance of any issue of law or of mixed law and fact involved in that
question, one that ought to be decided by the Court or is, for any other
reason, of such a nature or significance as to warrant decision by it.
32
In this case, it seems to me to be clear that the second and third
conditions have been met. Since the dispute relates only to the first
condition, it is therefore appropriate to consider it at greater length.
33
The concepts of “judgment” and “final judgment” are respectively defined
in s. 2(1) S.C.A. as follows: “when used with reference to the court
appealed from, includes any judgment, rule, order, decision, decree, decretal
order or sentence thereof” (judgment); “any judgment, rule, order or decision
that determines in whole or in part any substantive right of any of the parties
in controversy in any judicial proceeding” (final judgment). It is worth
mentioning that s. 40(1) S.C.A. embraces both of these concepts: A.
(L.L.) v. B. (A.), [1995] 4 S.C.R. 536, at para. 25. Although s.
40(1) S.C.A. has frequently been applied by this Court, the Court has
seldom considered the interpretation of the expressions “judgment” and “final
judgment”. In Lady Davis v. Royal Trust Co., [1932] S.C.R. 203, at
p. 206, Rinfret J., as he then was, referred to the concept of final
judgment in the following terms:
In that definition, the word on which we desire to
lay emphasis is the word “determines”. In order that a judgment may come under
the definition, it must have, “in whole or in part,” determined or put an end
to the issue raised and in respect to which the judgment was rendered.
This concept
was repeated in Wartime Housing Ltd. v. Madden, [1945] S.C.R. 169, at
p. 172. The English version of s. 2(1) S.C.A. is less laconic than
the French version, on the concept of judgment, and can provide additional
information regarding the nature of that concept. It uses the expressions
“judgment, rule, order, decision, decree, decretal order or sentence”. In my
view, therefore, the expressions “judgment” and “final judgment” both contrast
the concept of a decision, whether final or not, with the concept of mere
opinion or advice. In this regard, the jurisdiction of this Court under that
provision is closely connected to the fact that the subject matter of the
appeal is in the nature of a decision. In this case, that jurisdiction
necessarily depends on the nature and effect of the jurisdiction exercised by
the Quebec Court of Appeal when it conducts the proceeding set out in
s. 95 C.J.A.
3. Jurisdiction of the Court of
Appeal under s. 95 C.J.A.
34
Appellate courts are creatures of statute and their authority is
conferred solely by legislation: R. v. W. (G.), [1999] 3 S.C.R. 597, at
para. 8. We must therefore begin by considering the instruments by which
jurisdiction is assigned. The general jurisdiction of the Quebec Court of
Appeal is set out in s. 9 C.J.A. and art. 25 of the Code of Civil
Procedure, R.S.Q., c. C-25 (“C.C.P.”). It has jurisdiction over all
causes, matters or things appealed from. In addition, it is given special
jurisdiction by certain specific provisions: this is precisely the situation
in the case of s. 95 C.J.A. in respect of judicial ethics. What is the
extent of the authority thus conferred on it? Is it in the nature of a purely
advisory opinion, or of a decision? From a careful study of the law and of its
context and purpose, I conclude that the report of the Quebec Court of
Appeal pursuant to s. 95 C.J.A. is in the nature of a decision. There
are several factors that support this conclusion.
35
It is appropriate, first, to consider the ethical context of s. 95 C.J.A.
The disciplinary process for provincial court judges established by the Courts
of Justice Act consists of three stages. First, it is the function of the
Conseil de la magistrature to receive and examine any complaint lodged against
a provincially appointed judge (ss. 256c) and 263 C.J.A.).
If the Conseil establishes that the complaint is justified following its
preliminary inquiry, or if the complaint is lodged by the Minister of Justice,
as in the case at bar, the Conseil establishes a committee of five persons
chosen from among its members to conduct an inquiry (ss. 268 and 269 C.J.A.).
If the report of inquiry establishes that the complaint is justified, then
following the recommendations of the report of inquiry, the Conseil reprimands
the judge, or recommends that the Minister of Justice and Attorney General file
a motion with the Court of Appeal in accordance with s. 95 (s. 279 C.J.A.).
It is therefore in the context of the second stage that a request by the
Minister may come before the Court of Appeal. Finally, upon a report of the
Court of Appeal, the Minister may remove a judge (s. 95 C.J.A.).
36
In those circumstances, when the Minister of Justice makes a request to
the Court of Appeal under s. 95 C.J.A., he does so after reading the
report of the Conseil de la magistrature, which is involved at a preliminary
stage and has already examined the matter. Its committee of inquiry has heard
the appropriate witnesses and has gathered the necessary evidence in order to
make a determination regarding the allegations of failure to comply with the
provisions of the Judicial Code of Ethics, R.R.Q. 1981, c. T-16, r.
4.1. For example, I note that in this case, the committee of inquiry sat for
eight days and heard more than 15 witnesses. It then analyzed the facts at
length and made its findings, and then issued a recommendation. Accordingly,
the Minister has the benefit of the administrative body’s specialized knowledge
and experience.
37
The report of the Court of Appeal is something quite different. First,
the terms used by the legislator are different. Section 95 C.J.A. does
not require that the Court of Appeal make a report of an inquiry, but a report
made after inquiry, and it imposes no restrictions in terms of how it
should be done. It does not limit the inquiry to collecting and analyzing the
facts and evidence relating to the judge’s conduct. As I said earlier, this
stage, which involves actively seeking out the truth, has already been the
subject, first, of an inquiry under the authority of the Conseil. It is also
revealing that in the case at bar, during the hearing in the Court of Appeal,
the parties agreed that all the evidence introduced at the committee of inquiry
of the Conseil de la magistrature would be filed in the court, subject to the
parties’ right to submit additional evidence, which proved unnecessary.
38
Second, this is a judicial report and, moreover, one made by the highest
court in the province. Its purpose is not simply to assist the Minister in
making a decision; rather, it is an essential condition of the proceeding that
may lead to the removal of a provincially appointed judge. In fact, Quebec is
the only Canadian province that requires that the Court of Appeal be involved
in the removal process: P. H. Russell, The Judiciary in Canada: The Third
Branch of Government (1987), at p. 181, and M. L. Friedland, A
Place Apart: Judicial Independence and Accountability in Canada (1995), a
report prepared for the Canadian Judicial Council, at p. 130. Its report
is a mandatory stage in the proceeding that may lead to the removal of a judge
of the Court of Québec. The fact that s. 95 C.J.A. provides that
“[t]he Government may remove a judge only upon a report of the Court of
Appeal” (emphasis added) is therefore not happenstance. Accordingly, it plays
a vital role in the administration of justice in the province, and this is one
factor that suggests that it should be recognized as a decision.
39
I will add, as my third point, that the procedure for removal of a judge
established by the Courts of Justice Act is part of the more general
context of the constitutional requirements relating to judicial independence.
The fact that the report of the Court of Appeal is judicial and is in the
nature of a decision is one of the conditions that ensure the constitutionality
of the process for removal of judges provided by the C.J.A. I will
return to this question later; for now, suffice it to say that for the purposes
of s. 11 (d) of the Canadian Charter , the first of the three
essential guarantees of judicial independence is security of tenure. To
satisfy this guarantee as regards the removal of provincial court judges, the
following two criteria must be met: (1) the removal must be for cause, which
must be specific and be related to the judge’s capacity to perform his or her
judicial functions; and (2) there must be a judicial inquiry to
establish that such cause exists, at which the judge affected must be afforded
an opportunity to be heard: Valente, supra, at p. 696; Reference
re Remuneration of Judges of the Provincial Court of Prince Edward Island,
[1997] 3 S.C.R. 3, at para. 115. For the province of Quebec, this
judicial forum is the Court of Appeal.
40
In view of the non-limitative wording of s. 95 C.J.A., and given
the importance of the report, in terms of both the process relating to ethics,
itself, and the principle of judicial independence, the Court of Appeal has, in
my view, very broad powers. It must put together a complete picture of the
situation for the Minister of Justice who has requested it, and this means that
it has to determine all questions of fact and law relevant to the finding it
must ultimately make. Section 10 C.J.A. and art. 46 C.C.P.
expressly provide that the Court of Appeal has all the powers necessary for the
exercise of its jurisdiction. This is also what is meant by s. 57 of the
Quebec Interpretation Act, which provides that the authority given to
do a thing shall carry with it all the powers necessary for that purpose.
41
Thus, as a function that is incidental and necessary to the special
jurisdiction conferred on it by s. 95 C.J.A., the court must, inter
alia, determine the constitutionality of the provisions that form the basis
of its immediate jurisdiction. It must also consider any procedural defects
that may have tainted the inquiry made under the authority of the Conseil de la
magistrature, since that inquiry is an integral part of the disciplinary
process. Upon completing that inquiry, the primary purpose of which is to
provide a basis for the report and the findings to which it leads, it is
required to make a recommendation. Accordingly, the court’s power to make a
recommendation is closely connected to its power of inquiry.
42
In this regard, I would point out that the present situation may be
distinguished from the situation in Thomson v. Canada (Deputy Minister of
Agriculture), [1992] 1 S.C.R. 385. In Thomson, Cory J.
considered the meaning to be given to the word “recommendation” as it appears
in s. 52(2) of the Canadian Security Intelligence Service Act, R.S.C.
1985, c. C-23 . In his view, giving the word its ordinary meaning, it
necessarily referred to the offering of advice and should not be taken to mean
a binding decision: as he said at p. 399, “[t]he . . . meaning of the word
‘recommendation’ is not synonymous with ‘decision’”. The investigation in
question was conducted by the Canadian Security Intelligence Service and related
to the granting of a security clearance to the respondent in connection with
his employment. In the case at bar, the inquiry was conducted by the Court of
Appeal, the highest court in the province, and by its very nature is not
restricted to gathering information; rather, its aim is legally to determine a
situation. Furthermore, the wording of s. 95 C.J.A. does not restrict
the court to making recommendations.
43
Thus, the report of the Court of Appeal amounts to much more than the
expression of a mere opinion; rather, it is substantially in the nature of a
decision. In the case at bar, this is sufficient to satisfy the definitions of
“judgment” or “final judgment” in s. 40(1) S.C.A. and to enable this
Court to review it. Having regard to that section, the Court of Appeal should
not be permitted to make determinations that are final and not subject to
appeal on constitutional questions and questions of law that are of such
importance for the administration of justice, lest this lead to inequitable
results.
44
I will, however, make a few comments in conclusion, regarding three
decisions of this Court and of the Privy Council that must be distinguished from
the case at bar. The respondents cited first, in support of their argument
that the report of the Court of Appeal is not in the nature of a decision, the
recent decision of this Court in Canada (Minister of Citizenship and
Immigration) v. Tobiass, [1997] 3 S.C.R. 391. In that case, the Court
agreed with the conclusion reached by the Federal Court of Appeal in Luitjens
v. Canada (Secretary of State) (1992), 9 C.R.R. (2d) 149, in which that
Court was of the opinion that a decision under s. 18(1) of the Citizenship
Act, R.S.C. 1985, c. C-29 , was not a final judgment subject to
appeal under the Federal Court Act, R.S.C. 1985, c. F‑7 . This
Court said, at para. 52:
Although the decision followed a hearing at which much evidence was
adduced, it was merely a finding of fact by the court, which was to form the
basis of a report by the minister and, eventually, a decision by the Governor
in Council, as described by ss. 10 and 18(1) . The decision did not finally
determine any legal rights. [Emphasis added.]
It is the
English version of this decision, “The decision did not finally determine
any legal rights” (emphasis added), which best conveys the meaning of these
remarks, which is that the decision was not final. As I noted earlier,
s. 40(1) S.C.A. refers to a final or other judgment.
Furthermore, the fact situation in Tobiass was very different from the
situation contemplated by s. 95 C.J.A. The Federal Court-Trial Division
was conducting an inquiry to determine whether the citizenship that had been
granted to the appellants should be revoked. That inquiry, although judicial
in nature, is optional and will be held only if the person in respect of whom
the decision is to be made has requested, within 30 days, that the case be
referred to the court: s. 18 of the Citizenship Act . Accordingly,
it does not play an essential role in the decision-making process.
45
There is also the recent decision of this Court in R. v. Kelly,
[2001] 1 S.C.R. 741, 2001 SCC 25, to which I also wish to return. In that
case, Major J., for the majority, held that the opinion given by the
Ontario Court of Appeal under the referral process set out in s. 690 (c)
of the Criminal Code, R.S.C. 1985, c. C-46 , for the purpose of
determining whether certain evidence was admissible as fresh evidence, was no
more than an opinion and not a judgment from which an appeal to this Court is
available. That decision contains a number of points in common with the
decision of the Privy Council in Thomas v. The Queen, [1980] A.C. 125,
cited by the respondents, which was a reference by the Governor-General to the
Court of Appeal of New Zealand regarding whether a convicted person should be
pardoned. Although these two decisions may bear some prima facie
resemblance to the present appeal, I believe that the fact situations were
different. As I mentioned earlier, the report of the Quebec Court of Appeal
has broader effect. Unlike s. 690(c) of the Code, it is not
optional, but essential to the process of removing a judge and the
administration of justice in general. Furthermore, the fact that it is
judicial and in the nature of a decision is fundamental to the
constitutionality of the proceeding as a whole. These considerations do not
apply to applications for the mercy of the Crown under s. 690(c) of
the Code.
46
For all these reasons, I am of the view that the report of the Quebec
Court of Appeal is a final or other judgment within the meaning in which it is
understood in ss. 2(1) and 40(1) S.C.A. , and I find that this Court has
jurisdiction to hear the appeal from the report of the Court of Appeal. We
must now consider the jurisdictional questions raised with respect to the
Superior Court and the Conseil de la magistrature.
4. Jurisdiction of the Superior
Court
47
In its decision on the appeal from the two Superior Court decisions
dismissing the motions to dismiss brought by the respondents against the
application for judicial review and motion for declaratory judgment by the
appellant, the Court of Appeal correctly held that it had jurisdiction to
consider all the questions of law and fact connected with the request by the
Minister of Justice for an inquiry. It said that the exercise of [translation] “[t]he jurisdiction
assigned to it for the purposes of that inquiry precludes the exercise
of the jurisdiction of the Superior Court” (emphasis added), thus giving the
impression that its jurisdiction was exercised exclusively. In the
alternative, the Court of Appeal then stated the opinion that it exercised its
jurisdiction concurrently with the jurisdiction of the Superior Court.
LeBel J.A. stated, at pp. 1402-3:
[translation] The
context of this special proceeding [provided in s. 95 C.J.A.] then makes
it pointless for the Superior Court to exercise its ordinary jurisdiction
relating to judicial review and consideration of motions for declaratory
judgment. . . . For these reasons, the Superior Court should have
declined to exercise its jurisdiction in these circumstances and dismissed
both motions. [Emphasis added.]
The appellant
submits that s. 95 C.J.A. did not assign jurisdiction of that nature to
the Court of Appeal, either exclusively or concurrently. I am unable to share
that view.
48
Under art. 31 C.C.P., the Superior Court hears in first instance
every suit not assigned exclusively to another court by a specific provision of
law. In my opinion, where a request is properly made to the Court of Appeal by
the Minister of Justice under s. 95 C.J.A., following a recommendation
to that effect by the Conseil de la magistrature in accordance with s. 279
C.J.A., it is precisely the intent of the legislature that the Court of
Appeal determine the matter to the exclusion of any other court. Although this
is not spelled out, it clearly follows from the wording and the general scheme
of the Courts of Justice Act. This is the only interpretation that will
give true meaning to the provision in s. 95 C.J.A. that “[t]he
Government may remove a judge only upon a report of the Court of Appeal”
(emphasis added). Furthermore, this interpretation is consistent with the
legislature’s intention of complying with the constitutional requirements
regarding tenure of provincial court judges by assigning responsibility to the
Court of Appeal, the highest court in the province, exclusively and in the
first instance, for conducting an inquiry and making a report on the conduct of
a judge. As a final point, to conclude otherwise would be inimical to the
proper administration of justice, since it would encourage a multiplicity of
proceedings before various tribunals. It is therefore far preferable to leave
it to the Court of Appeal to determine all the questions of law and fact that
may be raised in the course of the disciplinary process involving the scrutiny
of the judge’s conduct.
49
It may be helpful here to draw a parallel with the interpretation
accepted by this Court in relation to arbitration in St. Anne Nackawic Pulp
& Paper Co. v. Canadian Paper Workers Union, Local 219, [1986] 1 S.C.R.
704, and Weber v. Ontario Hydro, [1995] 2 S.C.R. 929. In Weber,
the Court was asked to determine to what extent s. 45(1) of the Ontario Labour
Relations Act, R.S.O. 1990, c. L.2, which contains a mandatory
arbitration clause for the interpretation and application of collective
agreements, deprived the ordinary courts of their jurisdiction.
McLachlin J., as she then was, stated on behalf of a unanimous Court on
this question that the model by which arbitrators have exclusive jurisdiction,
to the exclusion of the ordinary courts, should prevail in relation to any
disputes arising from the collective agreement. Of the three models proposed
(concurrent, overlapping or exclusive), the exclusive jurisdiction model was
most consistent with previous jurisprudence, the wording of the Act and the
practical effect of a rule of this nature. At the time when Weber was
decided, s. 45(1) of the Ontario Labour Relations Act read as follows:
45.--(1) Every collective agreement shall
provide for the final and binding settlement by arbitration, without stoppage
of work, of all differences between the parties arising from the
interpretation, application, administration or alleged violation of the
agreement, including any question as to whether a matter is arbitrable.
Although the
wording does not refer explicitly to the fact that exercise of the jurisdiction
of grievance arbitrators regarding the interpretation, application,
administration or alleged violation of the agreement precludes any concurrent
proceedings in the ordinary law courts, this Court saw, here as well, the clear
expression of the legislature’s intention in that regard. However, this Court
was careful to say that the model by which arbitrators have exclusive
jurisdiction over disputes arising from the collective agreement did not close
the door to all other actions in the courts between the employer and employee.
50
In my view, the Quebec legislature did not say anything different with
regard to the jurisdiction of the Court of Appeal under s. 95 C.J.A.
Thus, where a request is referred to it under s. 95 C.J.A., that Court
exercises its jurisdiction exclusively. However, as this Court held in Weber,
supra, this model does not operate completely to preclude the ordinary
jurisdiction of the Superior Court in other circumstances.
51
In the case at bar, the Court of Appeal had before it the request made
by the Minister under s. 95 C.J.A. on August 11, 1997. Then, on
October 2, 1997, before it commenced its inquiry, the appellant filed his
application for judicial review and motion for declaratory judgment in the
Superior Court. Therefore, at the point in time when the application and
motion were before the Superior Court, the appellant’s case had been properly
referred by the Minister to the Court of Appeal, to the exclusion of any other
court. I therefore find that the Superior Court had no jurisdiction to act in
the circumstances.
52
The appellant then argues that the effect of this finding is to deprive
him of the extraordinary remedies available to all individuals before the
courts. In his view, it is absurd that a judge who has been reprimanded can
have the inquiry process judicially reviewed (with a right of appeal), as was
the case in Ruffo v. Conseil de la magistrature, [1995] 4 S.C.R. 267,
whereas he, who is threatened with removal, is deprived of any remedy. It is
untrue to say that no remedy is available to the appellant. Quite the
contrary, the proceeding provided for in s. 95 C.J.A. gives him special
protection and provides him with a judicial forum in which he can be heard.
Furthermore, this is, so to speak, a remedy as of right, since it is a
mandatory part of the process that the Minister must follow before removing him
from the bench, whereas extraordinary remedies are discretionary. I would add,
in conclusion on this point, that the constitutional considerations that apply
when a judge is reprimanded are not as significant as when his or her
appointment may be revoked by the Executive.
5. Jurisdiction of the Conseil de
la magistrature
53
The appellant argues that the Conseil de la magistrature has no
jurisdiction to review his conduct, since the ethical breach occurred before he
was appointed. He is accordingly of the opinion that the misconduct that is
the source of the proceedings against him falls under the exclusive
jurisdiction of the discipline committee of the Barreau du Québec. I am unable
to accept this reasoning, for several reasons.
54
The Courts of Justice Act imposes two conditions in order for the
Conseil to have jurisdiction. First, it must have jurisdiction over the person
who is the subject of the complaint. Section 256c) C.J.A. states
that the functions of the Conseil are “to receive and examine any complaint
lodged against a judge to whom Chapter III of this Part applies”. Section 260 C.J.A.
then provides that “[t]his chapter [referring to Chapter III] applies to a
judge appointed under this act”. In the case at bar, Judge Therrien’s notice
of appointment confirms that he was appointed as a judge of the Court of Québec
pursuant to s. 86 C.J.A. Second, the Conseil must have jurisdiction
over the subject matter of the complaint. Section 263 C.J.A. specifies
that the Conseil receives and examines a complaint lodged by any person against
a judge alleging that he has failed to comply with the code of ethics. At the
hearing before the committee of inquiry of the Conseil de la magistrature,
counsel for the Minister of Justice explained that the complaint lodged related
to breaches of ss. 2, 4, 5 and 10 of the Judicial Code of Ethics, which
provide:
2. The judge should perform the duties of his office
with integrity, dignity and honour.
4. The judge should avoid any conflict of interest
and refrain from placing himself in a position where he cannot faithfully carry
out his functions.
5. The judge should be, and be seen to be, impartial
and objective.
10. The judge should uphold the integrity and defend
the independence of the judiciary, in the best interest of justice and society.
The Conseil de
la magistrature therefore had jurisdiction over the person and over the subject
matter of the complaint. Whether or not the actions were prior to the
appellant’s appointment is not relevant under the Act.
55
Furthermore, the Barreau du Québec has no jurisdiction over the actions
in question. In Maurice v. Priel, [1989] 1 S.C.R. 1023, this Court set
out the procedure to be followed in order to determine the jurisdiction of the
Law Society of Saskatchewan to proceed with discipline proceedings against the
respondent, a judge of the Court of Queen’s Bench for Saskatchewan, for
breaches of its Code of Professional Conduct while he was a practising
lawyer. It stated, at p. 1033:
Rather [the case at bar] is concerned with the narrow issue as to
whether pursuant to the provisions of The Legal Profession Act of
Saskatchewan the Law Society of that province can institute discipline
proceedings against a judge for alleged misconduct committed while still a
lawyer. The resolution of the issue turns solely upon the wording of The
Legal Profession Act and the Judges Act . [Emphasis added.]
56
In Quebec, s. 116 of the Professional Code describes the extent
of the jurisdiction of the committees on discipline constituted within each
professional order:
116. A committee on discipline is constituted within
each order.
The committee shall be seized of every complaint
made against a professional for an offence against this Code, the Act
constituting the order of which he is a member or the regulations made under
this Code or that Act.
The committee shall also be seized of every
complaint made against a former member of an order for an offence referred
to in the second paragraph that was committed while he was a member of the
order. In such a case, every reference to a professional or a member of the
order in the provisions of this Code, the Act constituting the order of which
he was a member or a regulation under this Code or the said Act shall be a
reference to the former member. [Emphasis added.]
Although the
complaint lodged against Judge Therrien concerns allegations of misconduct
committed while he was a lawyer, something that is expressly provided for in
the third paragraph of s. 116, it does not relate to any “offence against
this Code, the Act constituting the order of which he [was] a member or the
regulations made under this Code or that Act”.
57
Apart from the statutory provisions, a number of other reasons stated
both by the committee of inquiry of the Conseil de la magistrature and by the
Court of Appeal may be raised. For example, in the interests of judicial
independence, it is important that discipline be dealt with in the first place
by peers. I agree with the following remarks by Professor H. P. Glenn in his
article “Indépendance et déontologie judiciaires” (1995), 55 R. du B.
295, at p. 308:
[translation]
If we take as our starting point the principle of judicial independence -- and
I emphasize the need for this starting point in our historical, cultural and
institutional context -- I believe that it must be concluded that the primary
responsibility for the exercise of disciplinary authority lies with the judges
at the same level. To place the real disciplinary authority outside that level
would call judicial independence into question.
58
In addition, as I said in Ruffo, supra, at p. 309,
the committee of inquiry is responsible for preserving the integrity of the
whole of the judiciary. Accordingly, it must be able to examine the past
conduct of a judge, if it is relevant to the assessment of his candidacy,
having regard to his capacity to carry out his judicial functions, and to
determine, based on that, whether it may reasonably undermine public confidence
in the incumbent of the office. In this case, the appellant’s actions, though
predating his appointment, were alleged to have had that kind of impact on the
performance of his functions. In conclusion on this point, I am of the same
view as LeBel J.A., who held that the process of selecting persons
qualified for appointment as judges is so closely related to the exercise of
the judicial function itself that it cannot be dissociated from it.
B. Constitutional
Questions
1. Relevant Statutory Provisions
59
Constitution Act, 1867
[Preamble]
Whereas the Provinces of Canada, Nova Scotia, and
New Brunswick have expressed their Desire to be federally united into One
Dominion under the Crown of the United Kingdom of Great Britain and Ireland,
with a Constitution similar in Principle to that of the United Kingdom:
. . .
96. The Governor General shall
appoint the Judges of the Superior, District, and County Courts in each
Province, except those of the Courts of Probate in Nova Scotia and New
Brunswick.
99. (1) Subject to subsection (2)
of this section, the judges of the superior courts shall hold office during
good behaviour, but shall be removable by the Governor General on address of
the Senate and House of Commons.
(2) A judge of a superior court, whether
appointed before or after the coming into force of this section, shall cease to
hold office upon attaining the age of seventy-five years, or upon the coming
into force of this section if at that time he has already attained that age.
Canadian
Charter of Rights and Freedoms
7. Everyone has the right to
life, liberty and security of the person and the right not to be deprived
thereof except in accordance with the principles of fundamental justice.
11. Any person charged with an
offence has the right
.
. .
(d) to be presumed innocent until proven guilty
according to law in a fair and public hearing by an independent and impartial
tribunal.
2. Issues and Appellant’s
Arguments
60
Individual and institutional impartiality and independence are key
elements in the function of a judge; they are inherent in the very definition
of a judge and are an integral part of the constitutional structure of the
parliamentary democracy of the United Kingdom, which we have inherited through
the preamble to our Constitution: Beauregard v. Canada, [1986] 2 S.C.R.
56, at pp. 70-71, and Reference re Remuneration of Judges of the
Provincial Court, supra, at paras. 92 and 106. Section 11 (d)
of the Canadian Charter refers specifically to these elements in
defining the rights of the accused: Valente, supra, at
p. 679; R. v. Généreux, [1992] 1 S.C.R. 259, at
pp. 282 and 284. Sections 96 to 100 of the Constitution Act, 1867
also guarantee these elements in respect of judges of the superior courts: Beauregard,
supra, at pp. 71-73, and Reference re Remuneration of Judges of
the Provincial Court, supra, at paras. 105, 124-26. The scope
of these various sources of judicial independence, and how they interact, are
at the core of the constitutional issue in this case.
61
First, the appellant submits that the legal rule set out in s. 95 C.J.A.,
by which a provincial court judge may be removed without an address of the
legislature, is contrary to the principles of judicial impartiality and
independence embodied in the preamble. While he acknowledges that this Court
disposed of this question in Valente, supra, at p. 697, he
argues that it did so only in the context of s. 11 (d) of the Canadian
Charter , which deals exclusively with criminal matters. In a non-criminal
context, the preamble would apply and afford greater protection than s. 11 (d).
Regarding security of tenure, it would afford the same protection to provincial
court judges as to judges of the superior courts, who cannot be removed without
an address of Parliament in accordance with s. 99 of the Constitution Act,
1867 . The appellant is also of the opinion that the province of Quebec did
not have the necessary legislative jurisdiction to repeal the requirement for
an address of the legislature when it enacted s. 95 C.J.A. in 1941.
62
Second, the appellant argues that s. 95 C.J.A. undermines
the structural principle of judicial independence embodied in the preamble to
the Constitution Act, 1867 , since the removal of a judge of the Court of
Québec is a matter within the sole discretion of the Minister of Justice, who
is not required either to table the report of the Court of Appeal in the
National Assembly or to follow it. Once again, he is of the opinion that the
preamble affords greater protection than is provided by s. 11 (d) of the Canadian
Charter . I will address these two arguments in turn.
3. The Requirement for an Address
of the Legislature
63
It is worth mentioning at the outset that the Court of Québec, like the
Ontario Provincial Court or courts at the same level in other provinces, is not
a superior court as defined in s. 96 of the Constitution Act, 1867 . Its
judges are therefore not covered by the specific conditions set out in ss. 96
to 100 of the Constitution Act, 1867 , inter alia that the removal
of a judge must follow the joint address procedure set out in s. 99(1) .
However, should this standard, while not directly applicable to them, be
imposed as a constitutional requirement in respect of provincial court judges?
This Court examined that question in relation to s. 11 (d) in Valente,
supra, to which we should briefly return.
64
Valente raised the issue of whether a judge of the Ontario
Provincial Court hearing criminal cases, whose independence and impartiality
are expressly guaranteed by s. 11 (d) of the Canadian Charter , was
an independent tribunal within the meaning of that provision.
Le Dain J. wrote the judgment on behalf of the Court. First, he
stated the three essential conditions of judicial independence for purposes of
s. 11 (d): security of tenure, financial security and institutional
independence with respect to matters of administration bearing directly on the
exercise of its judicial function: Valente, supra, at
pp. 694, 704 and 708 (see also R. v. Lippé, [1991] 2 S.C.R. 114,
at p. 132; Généreux, supra, at pp. 285-86; Ruffo,
supra, at para. 40; and Reference re Remuneration of Judges of
the Provincial Court, supra, at para. 115).
65
Le Dain J. next said that although it may be desirable, it is
not reasonable to apply the most elaborate and rigorous conditions of judicial
independence as constitutional requirements, since s. 11 (d) of the
Canadian Charter may have to be applied to a variety of tribunals. These
essential conditions should instead respect that diversity and be construed
flexibly. Accordingly, there should be no uniform standard imposed or specific
legislative formula dictated as supposedly prevailing. It will be sufficient
if the essence of these conditions is respected: Valente, supra,
at pp. 692-93 (see also Lippé, supra, at p. 142; Généreux,
supra, at pp. 284-86 and 304; and Reference re Remuneration
of Judges of the Provincial Court, supra, at para. 167).
66
In his view, the essence of security of tenure for purposes of
s. 11 (d) of the Canadian Charter is that the appointment be
made until an age of retirement, for a fixed term, or for a specific
adjudicative task, and that the tenure be secure against interference by the
Executive or other appointing authority in a discretionary manner: Valente,
supra, at p. 698 (see also Généreux, supra,
at p. 285). More specifically, as regards removal of provincial
court judges, it will be sufficient if the following two criteria are met: (1)
the judge may be removed only for cause related to his or her capacity to
perform judicial functions and (2) there must be a judicial inquiry to
establish that such cause exists, at which the judge must be given an
opportunity to be heard: Valente, supra, at pp. 697-98 (see
also Reference re Remuneration of Judges of the Provincial Court, supra,
at para. 115).
67
Accordingly, it is not necessary, for purposes of s. 11 (d) of the
Canadian Charter , that the procedure to remove a provincial court judge who
hears criminal cases include an address of Parliament. Although in this regard
superior court judges enjoy the higher degree of constitutional guarantee
modelled on the Act of Settlement of 1701 (12 & 13 Will. 3, c. 2)
and set out in s. 99 of the Constitution Act, 1867 , that standard should
not be imposed as a constitutional requirement: Valente, supra,
at pp. 695, 697-98 (see also Reference re Remuneration of Judges of the
Provincial Court, supra, at para. 115). Le Dain J.
also said, at p. 697:
Similarly, it may be desirable, as now provided for in s. 56(1),
that a judge should be removable from office only on an address of the
legislature, but again I do not think it is reasonable to require this as
essential for security of tenure for purposes of s. 11 (d) of the Charter .
It may be that the requirement of an address of the legislature makes removal
of a judge more difficult in practice because of the solemn, cumbersome and
publicly visible nature of the process, but the requirement of cause, as
defined by statute, together with a provision for judicial inquiry at which the
judge affected is given a full opportunity to be heard, is in my opinion a
sufficient restraint upon the power of removal for purposes of s. 11 (d).
[Emphasis added.]
68
I am of the opinion that this should also apply to provincial courts and
the judges of those courts when they hear non-criminal matters, and that their
independence is protected by the preamble to the Constitution Act, 1867 .
First, stricter procedural measures in relation to removal cannot be required
in their case than are required for the judge exercising his or her
jurisdiction in criminal cases. Their functions are essentially the same and
can be distinguished from the functions of a judge hearing criminal cases only
to the extent that the subject matter of the cases is less likely to directly
affect the freedom of the individual before the court and violate the
guarantees set out in ss. 7 and 11 of the Canadian Charter . Second,
although the protection of s. 11 (d) is available only to persons charged
with an offence, it “reflects or embodies the traditional constitutional value
of judicial independence”: Valente, supra, at p. 685 (see
also Reference re Remuneration of Judges of the Provincial Court, supra,
at para. 111). That same constitutional value is also embodied in the
preamble to our Constitution. Accordingly, the preamble cannot afford greater
protection than what is guaranteed by s. 11 (d) of the Canadian
Charter .
69
The appellant further submits that this Court should revisit the
conclusion reached in Valente in light of its recent judgment in Reference
re Remuneration of Judges of the Provincial Court, supra. He relies
on certain remarks by Lamer C.J., for the majority, at para. 162 of the
decision:
Rather, all that Valente held is that s. 11 (d) does not,
as a matter of principle, automatically provide the same level of
protection to provincial courts as s. 100 and the other judicature provisions
do to superior court judges. In the particular circumstances, though,
s. 11 (d) may in fact provide the same level of protection to
provincial court judges as the judicature provisions do to superior court
judges. [Underlining in original; italics added.]
70
Taken in isolation, this passage provides no support for the appellant’s
submissions. Furthermore, when put back in its context, it can only reinforce
the conclusions of this Court in Valente. Reference re Remuneration
of Judges of the Provincial Court, supra, raised the specific
question of whether the guarantee of judicial independence, and primarily the
financial security aspect, restricted the manner by and extent to which the
government and provincial legislatures can reduce salaries of provincial court
judges. A majority of the Court found that for purposes of s. 11 (d)
of the Canadian Charter , judges’ salaries may be reduced, increased or
frozen provided that the government refers consideration of the proposed
measure to an independent commission. In reaching that conclusion,
Lamer C.J. relied on Beauregard, supra, which dealt with the
degree of protection to which superior court judges were entitled under s. 100
of the Constitution Act, 1867 . Thus, attempting to determine the
applicability of that decision to the interpretation of s. 11 (d),
he said, at paras. 160-61:
Since Beauregard defines the scope of Parliament’s powers with
respect to the remuneration of superior court judges, it was argued before this
Court that it had no application to the cases at bar.
To some extent, this question was dealt with in Valente,
where the Court held that s. 11 (d) did not entitle provincial court
judges to a number of protections which were constitutionally guaranteed to
superior court judges. For example, while superior court judges may only be
dismissed by a resolution of both Houses of Parliament, this Court expressly
rejected the need for the dismissal of provincial court judges by provincial
legislatures. [Emphasis added.]
I do not see
in this passage any questioning of the conclusions reached in Valente;
those conclusions were rather affirmed. Like Le Dain J., I therefore
find that it is not necessary that the procedure to remove a provincial court
judge include an address of the legislature within the meaning of the preamble
to the Constitution Act, 1867 .
71
The appellant’s final argument is that the Quebec National Assembly did
not have the necessary legislative jurisdiction to repeal the requirement for
an address of the legislature for provincial court judges. First, I have shown
that there is no such requirement. It may indeed be an ideal but it is not
necessary in order to comply with the Constitution. Furthermore, the
jurisdiction of provincial legislatures over provincial courts derives
expressly from ss. 92(14) and (4) of the Constitution Act, 1867 ,
concerning respectively “The Administration of Justice in the Province,
including the Constitution, Maintenance, and Organization of Provincial Courts”
and “The Establishment and Tenure of Provincial Offices”. In exercising their
jurisdiction, and within the limitations of the constitutional requirements,
provincial legislatures are authorized to adopt separate rules for the
functioning of the various judicial councils they establish: Reference re
Remuneration of Judges of the Provincial Court, supra, at
para. 167.
4. The Requirement
that the Executive be Bound by the Court of Appeal Report
72
In my view, the implications of the second argument put forward by the
appellant for judicial independence are more significant. Indeed, what we must
consider is whether the judicial function is genuinely secure against any
discretionary interference by the Executive or other appointing authority, as
required by Valente, supra, p. 698, where a government is
not bound by the findings and recommendations of a judicial inquiry body
concerning the removal of a provincial court judge.
73
Le Dain J. considered this issue in Valente. At
pp. 697-98, he said:
Whether or not the Executive should be bound by the report of the
judicial inquiry — that is, whether the power to remove should be conditional
upon a finding of cause by the judicial inquiry, as is now provided by s. 56(1)
of the Courts of Justice Act, 1984 — I find more difficult. Certainly,
it is preferable, but I do not think it can be required as essential to
security of tenure for purposes of s. 11 (d). The existence of the
report of the judicial inquiry is a sufficient restraint upon the power of
removal, particularly where, as provided by s. 4 of the Provincial Courts
Act, the report is required to be laid before the legislature.
74
This statement must be explained and put back in its context. First, I
note that Le Dain J. expressed great reluctance to conclude that the
Executive did not necessarily have to be bound by the findings of a judicial
inquiry body exonerating a judge in order to comply with the requirements of
judicial independence; he took pains to point out that this issue was “more
difficult” to determine, that it would certainly be “preferable” to conclude
otherwise, but that this was not necessary “particularly where . . .
the report is required to be laid before the legislature”. In addition,
although this Court did reach that conclusion, it was not unaware that this
aspect of the Ontario legislation had been amended while the case was under
appeal. Section 56(1) of the new Courts of Justice Act, 1984, S.O.
1984, c. 11, specifically provided that the Executive was bound to accept
a finding of the judicial inquiry body exonerating the judge.
Le Dain J. expressly acknowledged, in one of the introductory
paragraphs of his reasons, that “[s]ubsequent changes in the law governing the
Provincial Court (Criminal Division) and its judges [were] relevant to the
question of the continuing independence of the tribunal to which the matter
[might] be remitted for determination”: Valente, at pp. 683-84.
Furthermore, it is important to point out that the issue of the deference that
the Executive must show for a decision of the judicial inquiry body had not
been included in the list of the grounds of appeal raised by the appellant
before this Court: Valente, at pp. 680-82. As a result, the
remarks of Le Dain J. were merely obiter dicta, and do not
bind the courts below and need not today be overruled by this Court: Reference
re Remuneration of Judges of the Provincial Court, supra,
par. 168.
75
To the foregoing, I would finally add that the decision of this Court
was based on a review of all the relevant provisions of the provincial
legislation in force at that time regarding the tenure of judges. That
analysis established that “[i]n some cases the executive government is bound by
the report of the inquiry; in most cases the government is not bound by it”: Valente,
at p. 696. The situation today is quite different.
76
A current survey of provincial legislation actually establishes the
following facts. In British Columbia and Newfoundland, the judicial council
(or in British Columbia a judge of the provincial Supreme Court) may directly
recommend removal of a judge without the need for any government involvement,
subject, however, to an appeal to the provincial Court of Appeal: see ss.
28(1) and 29 of the Provincial Court Act, R.S.B.C. 1996, c. 379,
and ss. 22 and 23 of the Provincial Court Act, 1991, S.N. 1991,
c. 15. In Ontario, the Northwest Territories and Nunavut, after the
judicial council has recommended that a judge be removed, it provides a copy of
its recommendation to the Minister, who must table it before the legislature.
The latter may then make a recommendation for removal without any involvement
on the part of the government: see s. 51.8, Courts of Justice Act,
R.S.O. 1990, c. C.43, and s. 31.8, Territorial Court Act,
R.S.N.W.T. 1988, c. T‑2. In every other province, the government
makes the decision to remove a judge without a prior address of the
legislature, but is bound by the recommendation of the judicial council. In
Alberta, Saskatchewan, Prince Edward Island and Nova Scotia, the
Lieutenant-Governor in Council may make an order for that purpose only upon a
recommendation of the judicial council: see ss. 32.6(2)(h),
32.7(2) and 32.91 of the Judicature Act, R.S.A. 1980, c. J-1,
ss. 62(2)(a) and 62(7) of the Provincial Court Act, 1998,
S.S. 1998, c. P-30.11, s. 10(7) of the Provincial Court Act,
R.S.P.E.I. 1988, c. P-25, and s. 6(4) of the Judges of the
Provincial Court Act, R.S.N.S. 1989, c. 238. Finally, in Manitoba, New
Brunswick and Yukon, if the judicial council (or the judicial ethics tribunal
in Yukon) recommends that the judge be removed (that decision is subject to
appeal to the provincial or territorial Court of Appeal in Manitoba and Yukon),
the Lieutenant-Governor in Council (or the Commissioner in Executive Council in
Yukon) must act on the recommendation: see ss. 39.1(1)(h) and 39.4
of the Provincial Court Act, R.S.M. 1987, c. C275,
ss. 6.11(4)(d) and 6.11(8) of the Provincial Court Act,
R.S.N.B. 1973, c. P-21, and ss. 49(3)(d) and 50(2) of the Territorial
Court Act, S.Y. 1998, c. 26. From this view of the legislative landscape,
I conclude that every Canadian province has taken the necessary measures to
ensure that provincial court judges are secure against any discretionary
interference by the Executive, in that the Executive remains bound by the
finding of a judicial inquiry body exonerating a judge.
77
In my view, Quebec is not an exception in this regard. Although the
government makes the final decision regarding removal, as I stated in Ruffo,
supra, at paras. 67 and 89, nonetheless the government, under the
actual terms of s. 95 C.J.A., “may remove a judge only upon a
report of the Court of Appeal” (emphasis added). The use of that wording is
not a mere question of style; rather, it indicates a real intention on the part
of the legislature that the Executive be bound by a finding of the Court of
Appeal exonerating the judge. I am therefore of the opinion that s. 95 C.J.A.
meets this constitutional requirement.
78
To conclude on this question, I would point out that although it was
raised by the parties, in the case at bar the Court of Appeal actually
concluded in its report that there was justification for the revocation of the
appellant’s commission. Thus, there is no danger that the scenario of the
government not being bound by a finding of the Court of Appeal exonerating the
appellant will arise.
5. Answers to the Constitutional
Questions
79
I would therefore answer the constitutional questions as follows:
1. Is the rule of law — adopted in 1941 (Act
to amend the Courts of Justice Act, S.Q. 1941, c. 50, s. 2,
assented to on May 17, 1941) and now found in s. 95 of the Courts of Justice
Act, R.S.Q., c. T‑16 — allowing the government to remove a judge
without an address of the legislature of no force or effect to the extent that
it infringes the structural principle of the independence of the judiciary
which is guaranteed by the preamble to the Constitution Act, 1867 ?
No.
2. If the answer to the first question is in
the negative, is the rule of law contained in s. 95 of the Courts of
Justice Act, R.S.Q., c. T‑16, of no force or effect on the ground of
inconsistency with the structural principle of the independence of the
judiciary guaranteed by the preamble to the Constitution Act, 1867 , to
the extent that the government may dismiss a judge without being bound by the
conclusions and recommendations of the report of the Court of Appeal?
No.
C. Rules
of Procedural Fairness
1. Relevant Statutory Provisions
80
Courts of Justice Act, R.S.Q., c. T-16
268. The council may, after examining a complaint,
decide to make an inquiry. It must make an inquiry, however, if the complaint
is lodged by the Minister of Justice or if the latter requests it pursuant to
the third paragraph of section 93.1.
269. To conduct an inquiry on a complaint, the
council establishes a committee consisting of five persons chosen from among
its members and designates a chairman among them.
Three persons are a quorum of the committee.
272. The committee hears the parties, their attorneys
and their witnesses.
It may inquire into the relevant facts and call any
person apt to testify on such facts.
The witnesses may be examined or cross-examined by
the parties.
275. The committee may make rules of procedure or
rules of practice for the conduct of an inquiry.
If necessary, the committee or one of its members
makes the orders of procedure, based on the Code of Civil Procedure (chapter
C-25), that are necessary for the carrying out of its duties.
277. The committee submits the report of its inquiry
and its recommendations to the council. It transmits that report to the
Minister of Justice; in addition, it transmits a copy of its record of the
inquiry in the case where the council makes the recommendation provided for in
paragraph b of section 279.
278. If the report of the inquiry establishes that
the complaint is not justified, the council notifies the judge concerned, the
Minister of Justice and the plaintiff. That notice states the grounds on which
it is based.
279. If the report of the inquiry establishes that
the complaint is justified, the council, according to the recommendations of
the report of the inquiry,
(a) reprimands the judge; or
(b) recommends that the Minister
of Justice and Attorney General file a motion with the Court of Appeal in
accordance with section 95.
281. The council may retain the services of an
advocate or of another expert to assist the committee in the conduct of its
inquiry.
2. Duty to Act Fairly
81
Since Nicholson v. Haldimand-Norfolk Regional Board of Commissioners
of Police, [1979] 1 S.C.R. 311, compliance with the rules of natural
justice, which was required of the courts, has been extended to all
administrative bodies acting under statutory authority, where they are
expressed as the rules of procedural fairness (“duty to act fairly”). The fact
that a decision is administrative and affects “the rights, privileges or
interests of an individual” is sufficient to trigger the application of the
duty of fairness: Cardinal v. Director of Kent Institution, [1985]
2 S.C.R. 643, at p. 653, and Baker v. Canada (Minister of
Citizenship and Immigration), [1999] 2 S.C.R. 817, at para. 20. The
Conseil de la magistrature and its committee of inquiry are not exceptions and
are therefore subject to this principle. In Ruffo, supra,
following a review of the various judicial ethics arrangements in Canada, I
found accordingly, at para. 77:
In short, each system has its own rules, but they
are all based on the same guiding principle: ensuring compliance with judicial
ethics through proceedings that comply fully with the duty to act fairly.
82
Essentially, the duty to act fairly has two components: the right to be
heard (the audi alteram partem rule) and the right to an impartial
hearing (the nemo judex in sua causa rule). The nature and extent of
the duty may vary with the specific context and the various fact situations
dealt with by the administrative body, as well as the nature of the disputes it
must resolve: Syndicat des employés de production du Québec et de l’Acadie
v. Canada (Canadian Human Rights Commission), [1989] 2 S.C.R. 879, at
pp. 895-96, cited with approval in 2747-3174 Québec Inc. v. Quebec
(Régie des permis d’alcool), [1996] 3 S.C.R. 919, at para. 22, and Ruffo,
supra, at para. 88. Thus, in Baker, supra, at paras. 23-28,
L’Heureux‑Dubé J. specifically pointed out that several factors have
been recognized in the jurisprudence as relevant to determining what is
required by the duty of procedural fairness in a given set of circumstances.
While she did not provide a comprehensive list of such factors, she referred
to: (1) the nature of the decision being made and the process followed in
making it; (2) the nature of the statutory scheme and the terms of the statute
pursuant to which the body operates; (3) the importance of the decision to the
individual or individuals affected; (4) the legitimate expectations of the
person challenging the decision; and (5) respect for the choices of procedure
made by the agency itself, particularly when the statute leaves to the decision-maker
the ability to choose its own procedures. It is from this perspective that I
will now consider the allegations of breach of the rules of procedural fairness
made by the appellant in the instant case.
(a) Right to be Heard
83
The appellant contends, first, that he did not receive sufficient notice
of the findings that might be made by the committee of inquiry and was not
granted a supplementary hearing, separate from the first, to state his views
regarding appropriate sanctions for his conduct.
84
He argues that at the time of the argument before the committee of
inquiry on March 26, 1997, his counsel expressed the wish to make
submissions regarding the sanctions applicable to the appellant’s breaches of
the code of ethics should the committee find that the complaint was justified.
He stated at that time that he would prefer to be aware of the extent and
gravity of the breaches found to have been committed before making argument.
In response to this concern, the committee of inquiry sent a letter to counsel
for the appellant, on May 30, 1997, in which it stated that it did not
wish to communicate a portion of its inquiry report in advance, since the
report constituted a whole which it was inappropriate to sever; it accordingly
invited him to make all [translation]
“relevant submissions concerning the sanction to be recommended should the
Committee’s report determine that the complaint is justified”. The plaintiff,
the Minister of Justice of Quebec, had already indicated that he planned to
leave the matter to the committee’s discretion. When counsel for the appellant
initially declined to make representations, the committee repeated its
invitation. Eventually, on July 11, 1997, the committee submitted its
report without having received any submissions on behalf of the appellant, or
the Minister.
(i) Whether Notice was Given
85
First, the appellant relies on the decision of this Court in Canada
(Attorney General) v. Canada (Commission of Inquiry on the Blood System),
[1997] 3 S.C.R. 440, to require notice, in confidence, informing him before the
conclusion of the hearings as to the various findings that might be made
against him. In my view, that decision is of no assistance to the appellant in
the case at bar. That requirement was imposed in a very particular context,
one that is unique to commissions of inquiry which have a duty to “investigate
and report on the state and management of the business, or any part of the
business, of the department . . . and the conduct of any person in
that service” (s. 6 , Inquiries Act, R.S.C. 1985, c. I‑11 ). In the
course of such an inquiry, the commissioners have the authority to make a
finding of misconduct against specific organizations or individuals and are
required, where that is the case, to give those persons who are not parties to
the inquiry warning of findings which may be made against them in the final
report (para. 56).
86
In the case in bar, the committee of inquiry of the Conseil de la
magistrature did not hold a general inquiry; it examined a specific complaint
made against a particular judge. That judge was a party to the proceedings
from the outset and was accordingly informed of the allegations made against
him. In any case, I am of the view that the appellant had sufficient advance
notice in the circumstances of this case. In accordance with s. 266 C.J.A.,
on receipt of the complaint the Conseil forwarded a copy of it to the judge.
Furthermore, on February 6, 1997, the respondents filed a pleading
entitled [translation]
“Particulars voluntarily provided by the plaintiff”, in which they detailed the
subject matter of the complaint. In the circumstances, the appellant was well
aware of all the findings of misconduct that might be made against him, and the
committee of inquiry complied with its duty to act fairly in that regard.
(ii) Separate Supplemental Hearing
87
The appellant also contends that he had a right to a separate hearing on
the question of sanctions, citing the procedure followed by the British
Columbia Securities Commission and considered by this Court in Pezim v.
British Columbia (Superintendent of Brokers), [1994] 2 S.C.R. 557, at
p. 608. While Iacobucci J. did not specify whether the procedure in
question was necessary or even desirable in order to comply with the
requirements of procedural fairness, he did say simply that this was the
procedure chosen by the Commission for its inquiry.
88
Similarly, the committee of inquiry of the Conseil de la magistrature
was master of its own procedure in the case at bar. In Les tribunaux
administratifs au Canada : Procédure et preuve (1997), at p. 92,
Professor Y. Ouellette comments as follows on the autonomy of administrative
tribunals in developing their own quasi-judicial procedure:
[translation]
From the time that the first appellate administrative tribunals emerged in the
United Kingdom early in the century, advocates of judicialization and advocates
of procedural autonomy confronted each other, and the question was raised at
that time as to whether or not judicial procedure should be used as a
suppletive source or as a model to be emulated. Local Government Board v.
Arlidge [[1915] A.C. 120 (H.L.)] may be regarded as the leading decision,
firmly moving procedure in the direction of autonomy and dejudicialization.
. . .
Lord Haldane began by explaining that granting
appellate jurisdiction to an administrative agency rather than a court was the
expression of a change in legislative policy and that the consequences of this
political choice must be accepted. The agency must, of course, act in a
judicial manner, but it must be assumed, absent any indication to the contrary,
that the legislator wished to let the agency determine its own procedure so
that it could act efficiently. Lord Shaw even went so far as to warn the
judiciary against the temptation to impose its own methods on administrative
tribunals. It is to him that we owe the famous proposition: the tribunal is
the master of its own procedure.
89
The Quebec legislature has formally recognized this autonomy in the
specific case of the committee of inquiry of the Conseil de la magistrature by
enacting s. 275 C.J.A., expressly authorizing it to make rules of
procedure or rules of practice that it may find appropriate for the conduct of
an inquiry, and to make the orders, based on the Code of Civil Procedure,
that are necessary for the carrying out of its duties. Thus, the committee was
fully justified, out of concern for efficiency, in refusing to hold a separate
hearing.
90
Furthermore, the facts of this case show that the committee of inquiry
made a genuine effort to allow the appellant to make representations. While it
informed him that the report to be submitted to the Conseil de la magistrature
could not be severed in order to issue part of it in advance, it twice gave the
appellant an opportunity to be heard, in writing, and even orally, on the
question of the various applicable sanctions.
91
I therefore find that the appellant’s right to be heard was fully
respected in the circumstances and I reject that ground of appeal. It remains
to consider the second aspect of the duty to act fairly: the right to an
impartial hearing.
(b) Right to an Impartial Hearing
92
The appellant argues that the decision-making structures of the Conseil
de la magistrature are also contrary to the rules of procedural fairness, in
that the Conseil is bound to follow the recommendations of its committee of
inquiry. He says that although the Conseil may delegate its power of inquiry
it must still be the ultimate decision-maker. In the alternative, if the
committee is validly invested with decision-making authority, judicial
independence may be infringed, since this committee may be made up of persons
who are not the appellant’s peers. As a final point, the appellant is of the
view that the functioning of the committee of inquiry raises a reasonable
apprehension of institutional bias, in that an independent counsel plays the
role of judge and party.
(i) Decision-making
Structures of the Conseil and its Committee
The Conseil Does Not Exercise its
Decision-Making Authority Itself
93
It is settled law that a body to which a power is assigned under its
enabling legislation must exercise that power itself and may not delegate it to
one of its members or to a minority of those members without the express or
implicit authority of the legislation, in accordance with the maxim hallowed by
long use in the courts, delegatus non potest delegare: Peralta v.
Ontario, [1988] 2 S.C.R. 1045, aff’g (1985), 49 O.R. (2d) 705. In the case
at bar it was specifically the intent of the legislature that decision-making
authority be assigned to a committee of inquiry.
94
First, s. 269 C.J.A. expressly permits the Conseil to delegate
its jurisdiction to inquire into a complaint to a committee consisting of five
persons chosen from among its members. The exercise of this jurisdiction is
not contested. The delegation of decision-making authority is also found in
the express terms of the legislation. In accordance with s. 277 C.J.A.,
the committee submits its report and its recommendations to the Conseil.
Sections 278 and 279 C.J.A. then provide that the Conseil is bound by
the conclusions drawn by the committee. Under s. 278, if the report
establishes that the complaint is not justified, the Conseil notifies the judge
concerned, the Minister of Justice and the plaintiff. Thus, in this first
situation, the legislature has provided that the Conseil merely transmits the
committee’s decision to the interested parties without revisiting the
committee’s decision, sitting on appeal from it, or reviewing it in any way.
Furthermore, under s. 279, if the report of the inquiry establishes that the complaint
is justified, the Conseil, according to the recommendations of the report of
the inquiry, reprimands the judge or recommends that the Minister file a motion
with the Court of Appeal in accordance with s. 95 C.J.A. In this second
situation, once again, the legislature has provided that the Conseil shall
yield to the committee’s decision. I acknowledged this situation in Ruffo,
at para. 67, where I pointed out that “[u]nder s. 279 CJA, if
the report establishes that the complaint is justified, the Conseil must
implement the Comité’s recommendations” (emphasis added). I therefore find
that the terms used by the legislation are mandatory and reflect a clear intent
on the part of the legislature to authorize delegation of the powers of inquiry
and decision regarding the justification for a complaint.
95
Furthermore, the legislature has provided the Conseil de la magistrature
with this particular method of operation for obvious reasons of administrative
efficiency. It takes into account the unique situations of disciplinary
bodies, and in particular the financial resources allocated to them and the
often variable availability of their members. Although this process is more
efficient, it in no way compromises procedural fairness. In carrying out its
inquiry, the committee respects the rights of each party involved. It hears
the parties, their attorneys and their witnesses, who may be examined or
cross-examined by the parties (s. 272 C.J.A.). If necessary, the
committee makes orders as to procedure based on the Code of Civil Procedure
(s. 275 C.J.A.).
96
To conclude, and as I have already pointed out in these reasons,
provincial legislatures have all the necessary jurisdiction to determine the
procedures that will ensure the security of tenure of provincial court judges
in compliance with the rules of procedural fairness, to the extent that those
rules follow the requirements of judicial independence: Reference re
Remuneration of Judges of the Provincial Court, supra, at para.
167. This further ground of appeal must therefore be dismissed.
Composition of the Conseil
97
It should be recalled, first, that under s. 248 C.J.A., the
Conseil de la magistrature is composed of 14 members: the chief judge of the
Court of Québec who is also its chairman, the senior associate chief judge and
the three associate chief judges of the Court of Québec, one of the chief
judges of the Municipal Courts of Laval, Montréal or Québec, one judge chosen
among the persons exercising the functions of chief judge of the Labour Court,
president of the Human Rights Tribunal, or chairman of the Professions
Tribunal, three judges chosen among the judges of the Municipal Courts (two
judges chosen among the Municipal Courts of Laval, Montréal or Québec and
appointed upon the recommendation of the Conférence des juges du Québec, and
one judge chosen among the other Municipal Courts and appointed upon the
recommendation of the Conférence des juges municipaux du Québec), two advocates
appointed upon the recommendation of the Barreau du Québec and two persons who
are neither judges nor advocates. In 1998, another member was added, namely
the chief judge of the municipal courts, bringing the number to 15: S.Q. 1998,
c. 30, s. 40.
98
The appellant argues that the involvement of one of the four persons who
are not members of the judiciary in the decision-making process violates the
collective or institutional dimension of the structural principle of judicial
independence, in that only a body composed of judges may recommend the removal
of a judge. He relies on certain remarks by Lamer C.J. in Reference re
Remuneration of Judges of the Provincial Court, supra, at
para. 120:
The guarantee of security of tenure, for example, may have a collective
or institutional dimension, such that only a body composed of judges may
recommend the removal of a judge. However, I need not decide that
particular point here. [Emphasis added.]
This passage
speaks for itself and cannot provide a basis for the appellant’s argument.
This is a matter on which this Court has not yet expressed a view.
99
Although he too does not state a definitive opinion, Professor
Friedland, in the report he prepared for the Canadian Judicial Council, supra,
nevertheless refers to that possibility, at p. 137.
(Whether there should be lay participation on the Canadian Judicial
Council itself is an issue that I have not dealt with in this Report.)
. . .
Finally, we come to lay participation in formal Inquiries. The Act
specifies that the Inquiry may include one or more lawyers. Recent formal
Inquiries (Gratton and Marshall) have included two lawyers appointed by the
Minister of Justice. It would be better to provide that non-judicial
participation could be by both a lawyer and a lay person. And again, it should
not be the government that selects the individuals; there should be some
objective method of selecting a pool. . . .
100
The disciplinary process in Quebec has a number of unique features.
First, it must be borne in mind that the report and recommendations of the
committee of inquiry of the Conseil de la magistrature are merely the first
stage of a potentially three-stage process put in place by the Courts of
Justice Act. Thus, in the second stage, the Court of Appeal becomes
involved and conducts a second inquiry into the conduct of the judge in
question and makes its own report. In the case at bar, a panel of five judges
of the Court of Appeal was established. Furthermore, the powers assigned to
the Conseil are limited. Pursuant to s. 279 C.J.A., if the report of
the inquiry establishes that the complaint is justified, the Conseil may
reprimand the judge or recommend that the Minister initiate the procedure
provided by s. 95 C.J.A., under which the Court of Appeal becomes
involved. A recommendation to remove a provincial court judge is therefore
within the exclusive jurisdiction of the highest court in the province. See Ruffo,
supra, at para. 89.
101
In these circumstances, the presence of persons who are not members of
the judiciary at a preliminary stage may seem valuable in that it may provide
input for the deliberations of the committee members and bring another perspective
to the perceptions that members of the legal profession (in the case of the
lawyers) and the general public (in the case of the other members) have of the
judiciary. In my view, and in the specific circumstances of this case, the
composition of the committee of inquiry of the Conseil de la magistrature
complies with the structural principle of judicial independence and the rules
of procedural fairness.
(ii) Appearance of Institutional Bias
102
The appellant’s final argument is that there is the appearance of
institutional bias, since the committee of inquiry uses the services of counsel
who acts as both judge and party. The concept of institutional impartiality
was recognized and adopted by this Court for the first time in Lippé, supra,
at p. 140. It should be noted that the test developed by the courts for
identifying this situation was: would an informed person viewing the matter
realistically and practically, and having thought the matter through, have a
reasonable apprehension of bias in a large number of cases? I will now examine
the situation raised by the appellant.
103
Under s. 281 C.J.A., the Conseil may retain the services of an
advocate or of another expert to assist the committee in the conduct of its
inquiry. My comments in Ruffo, supra, regarding the nature of
the mandate assigned to the committee of inquiry provide some insight that is
useful for disposing of this question. Thus, at paras. 72-74,
I said:
Accordingly, as the statutory provisions quoted above illustrate, the
debate that occurs before it does not resemble litigation in an adversarial
proceeding; rather, it is intended to be the expression of purely investigative
functions marked by an active search for the truth.
In light of this, the actual conduct of the case is
the responsibility not of the parties but of the Comité itself, on which the CJA
confers a pre-eminent role in establishing rules of procedure, researching the
facts and calling witnesses. Any idea of prosecution is thus structurally
excluded. The complaint is merely what sets the process in motion. Its effect
is not to initiate litigation between two parties. This means that where
the Conseil decides to conduct an inquiry after examining a complaint lodged by
one of its members, the Comité does not thereby become both judge and party: as
I noted earlier, the Comité’s primary role is to search for the truth; this
involves not a lis inter partes but a true inquiry in which the Comité,
through its own research and that of the complainant and of the judge who is
the subject of the complaint, finds out about the situation in order to
determine the most appropriate recommendation based on the circumstances of the
case before it.
Moreover, it is for this purpose and in order to
conduct the inquiry for which it is responsible that the Conseil may retain the
services of an advocate, as provided by s. 281 CJA. [Emphasis
added; emphasis in original omitted.]
This passage
clearly shows that the committee’s purpose is not to act as a judge or even as
a decision-maker responsible for settling a dispute; on the contrary, it
is to gather the facts and evidence in order, ultimately, to make a
recommendation to the Conseil de la magistrature. It also illustrates the
intention of avoiding the creation of an adversarial atmosphere between two
opponents each seeking to prevail. When there was no judge or parties, counsel
for the committee could not have been in a conflict of interest. For instance,
when he examined and cross-examined the witnesses he was not acting as a
prosecutor, but rather was providing the committee with help and assistance in
carrying out the mandate assigned to it by the statute.
104
I would also add that the committee’s recommendation is not final with
respect to the outcome of the disciplinary process, which then falls within the
jurisdiction of the Court of Appeal and thereafter, if applicable, the Minister
of Justice: Ruffo, supra, at para. 89. Accordingly, the
role played by the independent counsel neither violates procedural fairness nor
raises a reasonable apprehension of bias in a large number of cases in the mind
of an informed person viewing the matter realistically and practically, and
having thought the matter through.
D. Appellant’s
Conduct
1. Relevant Statutory Provisions
105
Canadian Charter of Rights and Freedoms
15. (1) Every individual is equal
before and under the law and has the right to the equal protection and equal
benefit of the law without discrimination and, in particular, without
discrimination based on race, national or ethnic origin, colour, religion, sex,
age or mental or physical disability.
Charter of
Human Rights and Freedoms, R.S.Q., c. C-12
4. Every person has a right to the safeguard of his dignity,
honour and reputation.
5. Every person has a right to respect for his
private life.
10. Every person has a right to full and equal
recognition and exercise of his human rights and freedoms, without distinction,
exclusion or preference based on race, colour, sex, pregnancy, sexual
orientation, civil status, age except as provided by law, religion, political
convictions, language, ethnic or national origin, social condition, a handicap
or the use of any means to palliate a handicap.
Discrimination exists where such a distinction,
exclusion or preference has the effect of nullifying or impairing such right.
18.1 No one may, in an employment application form or
employment interview, require a person to give information regarding any ground
mentioned in section 10 unless the information is useful for the application of
section 20 or the implementation of an affirmative action program in existence
at the time of the application.
18.2 No one may dismiss, refuse to hire or otherwise
penalize a person in his employment owing to the mere fact that he was
convicted of a penal or criminal offence, if the offence was in no way
connected with the employment or if the person has obtained a pardon for the
offence.
20. A distinction, exclusion or preference based on
the aptitudes or qualifications required for an employment, or justified by the
charitable, philanthropic, religious, political or educational nature of a
non-profit institution or of an institution devoted exclusively to the
well-being of an ethnic group, is deemed non-discriminatory.
Criminal
Records Act, R.S.C. 1970, c. 12 (1st Supp.)
5. The grant of a pardon
(a) is evidence of the fact that the Board, after
making proper inquiries, was satisfied that an applicant was of good behaviour
and that the conviction in respect of which the pardon is granted should no
longer reflect adversely on his character; and
(b) unless the pardon is subsequently revoked,
vacates the conviction in respect of which it is granted and, without
restricting the generality of the foregoing, removes any disqualification to
which the person so convicted is, by reason of such conviction, subject by
virtue of any Act of the Parliament of Canada or a regulation made thereunder.
Criminal
Records Act, R.S.C. 1985, c. C‑47
5. The grant of a pardon
(a) is evidence of the fact that the Board, after making proper
inquiries, was satisfied that the applicant for the pardon was of good
behaviour and that the conviction in respect of which the pardon is granted
should no longer reflect adversely on his character; and
(b) unless the pardon is subsequently revoked, vacates the
conviction in respect of which it is granted and, without restricting the
generality of the foregoing, removes any disqualification to which the person
so convicted is, by reason of the conviction, subject by virtue of any Act of
Parliament or a regulation made thereunder.
6. (1) The Minister may, by order
in writing addressed to any person having the custody or control of any
judicial record of a conviction in respect of which a pardon has been granted,
require that person to deliver that record into the custody of the
Commissioner.
(2) Any record of a conviction in
respect of which a pardon has been granted that is in the custody of the
Commissioner or of any department or agency of the Government of Canada shall
be kept separate and apart from other criminal records, and no such record shall
be disclosed to any person, nor shall the existence of the record or the fact
of the conviction be disclosed to any person, without the prior approval of the
Minister.
(3) The Minister shall, before granting
the approval for disclosure referred to in subsection (2), satisfy himself that
the disclosure is desirable in the interests of the administration of justice
or for any purpose related to the safety or security of Canada or any state
allied or associated with Canada.
7. A pardon may be revoked by the
Board
(a) if the person to whom it is granted or issued is
subsequently convicted of an offence punishable on summary conviction under an
Act of Parliament or a regulation made under an Act of Parliament;
(b) on evidence establishing to the satisfaction of
the Board that the person to whom it was granted or issued is no longer of good
conduct; or
(c) on evidence establishing to the satisfaction of
the Board that the person to whom it was granted or issued knowingly made a
false or deceptive statement in relation to the application for the pardon, or
knowingly concealed some material particular in relation to that application.
8. No person shall use or
authorize the use of an application form for or relating to any of the
following matters that contains a question that by its terms requires the
applicant to disclose a conviction in respect of which a pardon that has not
been revoked or ceased to have effect has been granted or issued to the
applicant:
(a) employment in any department as defined in
section 2 of the Financial Administration Act;
(b) employment by any Crown corporation as defined in
section 83 of the Financial Administration Act;
(c) enrolment in the Canadian Forces; or
(d) employment on or in connection with the operation
of any work, undertaking or business that is within the legislative authority
of Parliament.
Criminal
Records Act, R.S.C. 1985, c. C-47 (as in force on August 1, 2000)
5. The pardon
(a) is evidence of the fact
(i) that, in the case of a pardon for an offence referred to
in paragraph 4(a), the Board, after making inquiries, was satisfied that
the applicant for the pardon was of good conduct, and
(ii) that, in the case of any pardon, the conviction in
respect of which the pardon is granted or issued should no longer reflect
adversely on the applicant’s character; and
(b) unless the pardon is subsequently revoked or
ceases to have effect, requires the judicial record of the conviction to be
kept separate and apart from other criminal records and removes any
disqualification to which the person so convicted is, by reason of the
conviction, subject by virtue of the provisions of any Act of Parliament, other
than section 109 , 110 , 161 or 259 of the Criminal Code or subsection
147.1(1) of the National Defence Act , or of a regulation made under an
Act of Parliament.
Professional
Code, R.S.Q., c. C-26
45. The Bureau may refuse to issue a permit to or
enter on the roll any applicant who
(1) has been the subject of a decision
of a Canadian court finding him guilty of a criminal offence which, in the
reasoned opinion of the Bureau, is related to the practice of the profession,
unless he has obtained a pardon;
Courts of
Justice Act, R.S.Q., c. T-16
262. The code of ethics determines the rules of
conduct and the duties of the judges towards the public, the parties to an
action and the advocates, and it indicates in particular which acts or
omissions are derogatory to the honour, dignity or integrity of the judiciary
and the functions or activities that a judge may exercise without remuneration
notwithstanding section 129.
263. The council receives and examines a complaint
lodged by any person against a judge alleging that he has failed to comply with
the code of ethics.
279. If the report of the inquiry establishes that
the complaint is justified, the council, according to the recommendations of
the report of the inquiry,
(a) reprimands the judge; or
(b) recommends that the Minister
of Justice and Attorney General file a motion with the Court of Appeal in
accordance with section 95.
If it makes the recommendation provided for in
paragraph b, the council suspends the judge for a period of thirty days.
Judicial
Code of Ethics, R.R.Q. 1981, c. T-16, r. 4.1
2. The judge should perform the duties of his office
with integrity, dignity and honour.
4. The judge should avoid any conflict of interest
and refrain from placing himself in a position where he cannot faithfully carry
out his functions.
5. The judge should be, and be seen to be, impartial
and objective.
10. The judge should uphold the integrity and defend
the independence of the judiciary, in the best interest of justice and society.
Regulation
respecting the procedure for the selection of persons apt for appointment as
judges, R.R.Q. 1981, c. T-16, r. 5
7. A candidate is deemed to have accepted that an
investigation be carried out with respect to him with the Bar and with police
authorities.
18. The committee determines the competence of the
candidate for appointment as a judge. For that purpose, it assesses the
personal and intellectual qualities of the candidate as well as his experience.
The committee assesses, in particular, the
candidate’s degree of legal knowledge in the areas of law in which the judge
will perform his duties, as well as his capacity for judgment, his insight, his
ability for evaluation, his sense of decision and his concept of a judge’s
duty.
2. Appellant’s Arguments
106
The appellant argues, first, that the pardon he was granted under the
Criminal Records Act, R.S.C. 1985, c. C‑47 (“C.R.A. ”)
(formerly R.S.C. 1970, c. 12 (1st Supp.)) retroactively vacated his conviction
and allows him to deny its existence when he is asked whether he has “been in
trouble with the law”. He then claims the protection of the Canadian and
Quebec charters. More specifically, he believes that he was discriminated
against on the basis of a criminal record, contrary to s. 15 of the Canadian
Charter , and was dismissed or otherwise penalized in his employment owing
to the mere fact that he was granted a pardon, contrary to s. 18.2 of the
Quebec Charter. He also submits that his rights to dignity, honour and
reputation, and to private life, which are protected by ss. 4 and 5 of the
Quebec Charter, have been infringed, since the existence of his conviction
has been disclosed despite the pardon, and he was defamed by members of the
legislature. Finally, the appellant questions the application of the test for
removal in his specific case. In his view, his conduct has not been so
manifestly and profoundly destructive of the impartiality, integrity and
independence of the justice system that the confidence of the public in his
capacity to carry out his functions would be undermined.
107
By making these arguments, the appellant is inviting this Court to
examine the very foundations of our justice system. The decision is, first and
foremost, closely connected to the role a judge is called upon to play in that
system and to the image of impartiality, independence and integrity he or she
must project and strive to maintain.
3. The Role of
the Judge: “A Place Apart”
108
The judicial function is absolutely unique. Our society assigns
important powers and responsibilities to the members of its judiciary. Apart
from the traditional role of an arbiter which settles disputes and adjudicates
between the rights of the parties, judges are also responsible for preserving
the balance of constitutional powers between the two levels of government in
our federal state. Furthermore, following the enactment of the Canadian
Charter , they have become one of the foremost defenders of individual
freedoms and human rights and guardians of the values it embodies: Beauregard,
supra, at p. 70, and Reference re Remuneration of Judges of the
Provincial Court, supra, at para. 123. Accordingly, from the
point of view of the individual who appears before them, judges are first and
foremost the ones who state the law, grant the person rights or impose obligations
on him or her.
109
If we then look beyond the jurist to whom we assign responsibility for
resolving conflicts between parties, judges also play a fundamental role in the
eyes of the external observer of the judicial system. The judge is the pillar of
our entire justice system, and of the rights and freedoms which that system is
designed to promote and protect. Thus, to the public, judges not only swear by
taking their oath to serve the ideals of Justice and Truth on which the rule of
law in Canada and the foundations of our democracy are built, but they are
asked to embody them (Justice Jean Beetz, Introduction of the first speaker at
the conference marking the 10th anniversary of the Canadian Institute for the
Administration of Justice, observations collected in Mélanges Jean Beetz
(1995), at pp. 70-71).
110
Accordingly, the personal qualities, conduct and image that a judge
projects affect those of the judicial system as a whole and, therefore, the
confidence that the public places in it. Maintaining confidence on the part of
the public in its justice system ensures its effectiveness and proper
functioning. But beyond that, public confidence promotes the general welfare
and social peace by maintaining the rule of law. In a paper written for its
members, the Canadian Judicial Council explains:
Public confidence in and respect for the judiciary are essential to an
effective judicial system and, ultimately, to democracy founded on the rule of
law. Many factors, including unfair or uninformed criticism, or simple
misunderstanding of the judicial role, can adversely influence public
confidence in and respect for the judiciary. Another factor which is capable
of undermining public respect and confidence is any conduct of judges, in and
out of court, demonstrating a lack of integrity. Judges should, therefore,
strive to conduct themselves in a way that will sustain and contribute to
public respect and confidence in their integrity, impartiality, and good judgment.
(Canadian Judicial Council, Ethical Principles for Judges
(1998), p. 14)
111
The public will therefore demand virtually irreproachable conduct from
anyone performing a judicial function. It will at least demand that they give
the appearance of that kind of conduct. They must be and must give the
appearance of being an example of impartiality, independence and integrity.
What is demanded of them is something far above what is demanded of their
fellow citizens. This is eloquently expressed by Professor Y.-M. Morissette:
[translation] [T]he
vulnerability of judges is clearly greater than that of the mass of humanity or
of “elites” in general: it is rather as if his or her function, which is to
judge others, imposed a requirement that he or she remain beyond the judgment
of others.
(“Figure actuelle du juge dans la cité” (1999), 30 R.D.U.S. 1,
at pp. 11-12)
In The
Canadian Legal System (1977), Professor G. Gall goes even further, at
p. 167:
The dictates of tradition require the greatest restraint, the greatest
propriety and the greatest decorum from the members of our judiciary. We
expect our judges to be almost superhuman in wisdom, in propriety, in decorum
and in humanity. There must be no other group in society which must fulfil
this standard of public expectation and, at the same time, accept numerous
constraints. At any rate, there is no question that a certain loss of freedom
accompanies the acceptance of an appointment to the judiciary.
112
The reasons that follow therefore cannot disregard two fundamental
premises. First, and following from the foregoing, they cannot be dissociated
from the very particular context of the judicial function. The judge is in “a
place apart” in our society and must conform to the demands of this exceptional
status (Friedland, supra). On the other hand, we also must not forget
that this Court is sitting on appeal from the report of the inquiry panel of
the Quebec Court of Appeal, to which a specific function has been assigned by
s. 95 C.J.A. As I said earlier, the Court of Appeal, when it makes its
report under that provision, is called upon to play a fundamental role in terms
of both the ethical process itself and the principle of judicial independence.
This Court must therefore respect that jurisdiction and show it the proper
deference. This is the approach that I shall now take in moving on to the
final part of these reasons.
4. Meaning and Effect of the
Pardon
113
At common law, a pardon is an expression of the sovereignty of the
monarch, the result of the unilateral and discretionary exercise of the Royal
prerogative of mercy or clemency. In Canada, a pardon is also derived from the
powers of the Crown. Thus, the provisions contained in Canadian statute law,
including the Criminal Code , merely prescribe various ways to exercise
that prerogative, without limiting its scope: s. 749 of the Criminal Code .
See also Reference as to the Effect of the Exercise of the Royal Prerogative
of Mercy upon Deportation Proceedings, [1933] S.C.R. 269, Reference re
Resolution to Amend the Constitution, [1981] 1 S.C.R. 753, at
pp. 876-77, and, more generally, H. Dumont, Pénologie — Le droit
canadien relatif aux peines et aux sentences (1993), at pp. 539-70.
114
Professor Dumont breaks the various types of pardon found in the
Criminal Code down into the following categories: (1) the ordinary and
partial pardon provided in ss. 748(1) and 748.1(1) of the Code, which
consists of the remission, in whole or in part, of a sentence without reviewing
the issue of the person’s guilt; (2) the conditional pardon granted under s.
748(2) of the Code, which can amend the initial sentence imposed by the
court and make it subject to certain conditions; (3) the free pardon also
granted under subss. 748(2) and (3) of the Code, by virtue of which a
person is deemed never to have committed the offence in respect of which it is
granted, and (4) the pardon granted after a referral for hearing or referral to
a court of appeal in accordance with s. 690 of the Code or s. 53 S.C.A. ,
which results in a new trial or a new hearing.
115
Also, Parliament may legislate regarding pardons in the exercise of its
jurisdiction over criminal law. For example, it has established a procedure
for administrative pardons, under the exclusive authority of the National
Parole Board, which is set out in the Criminal Records Act . A pardon of
that nature may be granted, after inquiry, to any applicant who has been
convicted of an offence under a federal Act or regulations thereunder. This is
the procedure by which the Governor General in Council granted a pardon to
Richard Therrien on August 20, 1987. What then is the effect of this kind of
pardon? More specifically, did it mean that the appellant could completely
deny the existence of the conviction in respect of which it was granted and
answer “no” to the question asked by the committee for the selection of persons
qualified for appointment as judges? The Court of Appeal did an exhaustive
review of this issue. It found that the pardon granted to the appellant does
not affect his guilt, but does result in the complete remission of his
conviction and its legal effects for the future. Here we need to revisit some
aspects of its analysis.
116
Sections 5 and 6(2) C.R.A. set out the effects of granting a
pardon: (1) it is evidence that the National Parole Board, after making the
inquiries specified in the Act, was satisfied that the applicant was of good
conduct and that the conviction in respect of which it is granted should no
longer reflect adversely on his character; (2) it vacates the conviction and
removes any disqualification to which the person is subject by virtue of any
federal Act or regulation made thereunder; and (3) it results in any record of
the conviction being kept separate and apart: in other words, the criminal
record is expunged. In and of themselves, these provisions do not persuade me
that the pardon can operate to retroactively wipe out the conviction. Rather,
they are an expression of the fact that it still exists, combined with a desire
to minimize its future consequences. Section 5 (a)(ii) C.R.A.
provides that the pardon is evidence that “the conviction in respect of which
the pardon is granted or issued should no longer reflect adversely on
the applicant’s character” (emphasis added), implying that it still exists and
could so reflect. Second, the effects of the pardon are limited to the legal
disqualifications created by federal statutes or the regulations thereunder and
therefore exclude all the post-sentence consequences provided in provincial
legislation, which also suggests that the pardon has only limited effect.
Third, the information contained in the criminal record is not destroyed but is
kept separate and apart, whence it may re-emerge should the pardoned person
subsequently be no longer of good conduct.
117
In support of the opposing argument, the appellant refers us to the
English version of s. 5 C.R.A. which, at first sight, appears to have
another meaning. When it was enacted in 1970, its English and French versions
read as follows:
5. The grant of a pardon
(a) is evidence of the fact that the Board, after
making proper inquiries, was satisfied that an applicant was of good behaviour
and that the conviction in respect of which the pardon is granted should no
longer reflect adversely on his character; and
(b) unless the pardon is subsequently revoked, vacates
the conviction in respect of which it is granted and, without restricting
the generality of the foregoing, removes any disqualification to which the
person so convicted is, by reason of such conviction, subject by virtue of any
Act of the Parliament of Canada or a regulation made thereunder.
5. L’octroi
d’un pardon
a) est la
preuve du fait que la Commission, après avoir effectué une enquête suffisante,
est convaincue que le requérant a eu une bonne conduite et que la condamnation
à l’égard de laquelle le pardon est accordé ne devrait plus nuire à sa
réputation; et
b) à moins
que le pardon ne soit révoqué par la suite, annule la condamnation pour
laquelle il est accordé et, sans restreindre la portée générale de ce qui
précède, élimine toute déchéance que cette condamnation entraîne, pour la
personne ainsi déclarée coupable, en vertu de toute loi du Parlement du Canada
ou d’un règlement établi sous son régime. [Emphasis added.]
When it was revised in 1985, the French version was amended so that
the words “efface les conséquences de la condamnation” were substituted
for “annule la condamnation”. However, the English version remained
almost unchanged, retaining throughout the years the words “vacates the
conviction”, which generated some debate. Did the fact that no changes were
made to the English version reflect a mere oversight, or did the amendment to
the French version indicate that Parliament had intended to harmonize it with
the English version? In the Oxford English Dictionary (2nd ed. 1989),
vol. XIX, at p. 385, we see that the expression “vacate” means “to make
void in law, to deprive of legal authority, validity, force, efficacy or value,
to render inoperative or to annul or cancel”, which does not necessarily
involve retroactive effects. Thus, it is possible to make something void,
deprive it of any effect or authority or annul it for the future only. It is
therefore highly probable that the amendments to the French version were
intended only to better convey the meaning of the English version.
118
In connection with a proposed reform of the Criminal Records
Act in 1992, Parliament considered whether it would be advisable to add
a provision to allow those who receive a pardon to deny the conviction
(“deeming provision”). The interdepartmental committee struck to consider
various avenues instead opted to recommend maintaining the status quo in this
regard. Its view was that the Act should not be amended to include a provision
of that type, thus demonstrating its opposition to what had been referred to as
“legislated lying”. As an alternative, it proposed the publication of
bulletins indicating the effects of having records “sealed” once a pardon is
granted, pointing out that information cannot be released: Proposal for
Reform of the Criminal Records Act (July 20, 1991), Explanatory document
prepared by the Solicitor General of Canada, at pp. 10-11, Recommendation
No. 7. See also T. J. Singleton, “La discrimination fondée
sur le motif des antécédents judiciaires et les instruments
anti-discriminatoires canadiens” (1993), 72 Can. Bar
Rev. 456, at p. 463.
119
I note in passing that the interpretation holding that the Act does not
allow a person to deny that he or she was convicted is also consistent with
the most recent amendments to the Act in 2000, although those amendments cannot
be set up against the appellant in this case. The Act to amend the Criminal
Records Act and to amend another Act in consequence, S.C. 2000, c. 1,
s. 4 (proclaimed in force August 1, 2000 by Order SI/2000-73, vol. 134, p.
2033), amends the French and English versions. For example, in the French
version of s. 5 the words “entraîne le classement du dossier ou du relevé de
la condamnation à part des autres dossiers judiciaires” are substituted for
“efface les conséquences de la condamnation”. In my view, these changes
embody the meaning that Parliament has always intended the Act to have. Apart
from the various disqualifications that a conviction may lead to under federal
statutes or regulations, as referred to in s. 5 , the other “conséquences”
associated with the existence of a criminal record that the pardon sought to
eliminate for the future are all covered by keeping the information associated
with the existence of a criminal record separate and apart. That information
then becomes private to the individual and cannot be disclosed without the
prior approval of the Minister. Professor Dumont shares this view:
[translation] This legal
construction of the stigmatization or legal recognition of the fiction of
dishonour, is so evident that the pardon process in the Criminal Records Act
consists, first and foremost, of terminating the use and distribution of the
information recorded in the criminal record, restoring the confidential status
of information relating to an individual’s criminal history and returning that
information to the private sphere. From that point of view, the Act creates
not so much a procedure for obtaining a pardon as a mechanism consisting of
withdrawing information relating to an individual’s criminal history from
circulating. [Emphasis added.]
(“Le casier judiciaire : criminel un jour, criminel toujours?”, in
Le respect de la vie privée dans l’entreprise : de l’affirmation à
l’exercice d’un droit (1995), at p. 115)
120
In the case at bar, the Court of Appeal reached the same conclusion by
referring to the other provisions of the Act. “Every component [of an Act]
contributes to the meaning as a whole, and the whole gives meaning to its
parts”: P.-A. Côté, The Interpretation of Legislation in Canada (3rd
ed. 2000), at p. 308; see also Dubois v. The Queen, [1985] 2 S.C.R. 350,
at p. 365 (per Lamer J.). Several provisions of the Criminal Records
Act would be meaningless if the construction suggested by the appellant
were accepted. Sections 6(2) and 6(3) C.R.A. permit the Minister to
disclose the conviction if he is satisfied that the disclosure is desirable in
the interests of the administration of justice or for any purpose related to
the safety or security of Canada or any state allied or associated with
Canada. Section 7 C.R.A. permits the National Parole Board to revoke
the pardon if the person is subsequently convicted of another offence, is no
longer of good conduct or knowingly made a false or deceptive statement in
relation to the application for the pardon. Finally, s. 8 C.R.A.
specifically provides that no person shall ask a question relating to an
application for federal employment that by its terms requires the applicant to
disclose a conviction in respect of which a pardon has been granted. The
purpose of all these sections is to eliminate the potential future effects of
the conviction, which would be pointless if the conviction were deemed never to
have existed. Section 8 is particularly instructive for our purposes. If the
very essence of the pardon were that the pardoned person could deny the
existence of the conviction, Parliament would not have felt the need to enact
that provision. (R. P. Nadin-Davis, “Canada’s Criminal Records Act :
Notes on How Not to Expunge Criminal Convictions” (1980-81), 45 Sask. L.
Rev. 221)
121
It is also useful to draw a comparison with certain federal statutes.
Interpretations favouring harmony between the various statutes enacted by the
same government should indeed prevail. This presumption is even stronger when
the statutes relate to the same subject matter: Côté, supra, at
pp. 342 et seq. Thus, as I have already pointed out, s. 748(3) of
the Criminal Code expressly provides that where the Governor in Council
grants a free pardon to any person, that person shall be deemed thereafter
never to have committed the offence in respect of which the pardon is granted.
Furthermore, s. 36(1) of the Young Offenders Act, R.S.C. 1985, c. Y‑1 ,
expressly provides that the finding of guilt relating to a young offender for
whom the court has directed an absolute discharge or for whom all the
dispositions and all their terms have ceased to have effect shall be deemed
never to have existed. The Criminal Records Act contains no provision
of such scope. The fact that Parliament opted instead to use the term “réhabilitation”
in the French version of the Act, thus stressing the future effects of the law,
was therefore not random.
122
Accordingly, I find, as did the Court of Appeal, that an objective
analysis of the Act does not support the appellant’s argument that the pardon
retroactively wipes out his conviction. Professor Dumont accurately summarizes
the essence of what I have said:
[translation]
It seems clear that the Criminal Records Act grants a pardon which is
designed only to put an end to the negative effects of a conviction. An
administrative pardon, which adopts the features of a partial and conditional
pardon, is not equivalent to a retroactive acquittal, as a free pardon may be,
by virtue of the Royal prerogative or the Criminal Code ; accordingly, an
administrative pardon does not logically result in retroactive annulment or
neutralization of the conviction. [Emphasis in original.]
(“Le casier judiciaire : criminel un jour,
criminel toujours?”, supra, at p. 132)
123
In conclusion, I will say a few words about the appellant’s argument
that in order to determine the effect of the pardon he was granted under the Criminal
Records Act , the Court should adopt an “objective-subjective approach”,
which would involve both doing an objective analysis of the law and
considering the opinion the appellant subjectively formed about his pardon. I
do not believe that the way in which a statute is interpreted may vary,
depending on the opinion formed by an individual, especially when that person
is himself a member of the legal profession.
124
On the other hand, even if we did have to put ourselves in the
appellant’s position, I would point out that the question asked by the
selection committee did not relate directly to the appellant’s criminal record;
rather, it but was much more general in scope, referring to his “trouble with
the law”. That expression can cover numerous situations, ranging from a mere
arrest to being charged with an offence and awaiting trial, or being charged
and subsequently acquitted after a trial. It can also refer to disciplinary
proceedings initiated by the professional order to which the person belongs.
Ultimately, it could even include being a party to a civil or family law
proceeding. It therefore also includes the actual fact of the appellant’s
pardon.
125
Furthermore, the Court of Appeal held that the appellant’s record
contained sufficient evidence tending to establish that he was aware of the
meaning and effect of the Criminal Records Act , and that he deliberately
and subjectively ignored them. In its report, it states that the appellant’s
decision to conceal his convictions was not the result of a good faith
misinterpretation of the applicable laws ([1998] R.J.Q. 2956, at p. 2972). After
hearing lengthy testimony, including that of the appellant, and analyzing the
evidence adduced, the majority of the committee of inquiry summarized the
situation as follows:
[translation]
He understood the importance and the gravity of the duty of transparency during
the first selection process: he said that to him it was obvious, “natural”, he
had to answer the question.
After striking out with the second selection
committee, he was content to do some extremely cursory research into the
effects of the pardon. Just a little more research would easily have led him to
a different conclusion.
Without regard for the importance of the office he
was applying for, he decided, of his own volition, to minimize the consequences
of his actions. He looked at the law and interpreted it in his own interests.
He rationalized the whole thing, made a mental reservation, and constructed an
opinion that offended reality using arguments which did not, in the form in
which he presented them, amount to a lie. He deliberately failed to reveal a
fact of which the committee ought to be made aware. He substituted his own
judgment for the judgment of the selection committee. [Emphasis in original.]
126
When the appellant appeared before the selection committee in 1996, it
was not to assert his right to be appointed as a judge. An appointment to the
judiciary is more in the nature of a “privilege” granted to a person who has
all the qualities considered to be necessary for the office. If, as the
appellant contends, the Criminal Records Act leaves room for doubt or
for more than one interpretation, he should have left it up to the selection
committee to decide this.
127
I therefore find that while a pardon does not make the past go away, it
expunges consequences for the future. The integrity of the pardoned person is
restored, and he or she need not suffer the effects associated with the
conviction in an arbitrary or discriminatory manner, a situation which the
Canadian and Quebec charters tend to protect against. I will now consider
those provisions.
5. The Protection Afforded by the
Canadian and Quebec Charters
(a) Section 15 of the Canadian
Charter
128
The appellant acknowledges that it is possible to interpret the
provisions of the Judicial Code of Ethics and those of the Regulation
respecting the procedure for the selection of persons apt for appointment as
judges so that they are compatible with s. 15 of the Canadian
Charter . However, he argues that the government’s actions in this case
infringed his right to equality, to which he is entitled regardless of his
criminal record. He made two separate sub-arguments which I will now address.
129
First, he believes that he was discriminated against by the members of
the first three selection committees based on his criminal record. He referred
to the testimony of certain members, Judge Jean-Pierre Bonin and Nicole Gibeau,
who expressed the view that having a criminal record disqualified him from
holding the office of judge. What this boils down to is: either the appellant
raises this situation to demonstrate the seriousness of the prejudice he has
suffered, or he does so in order to challenge the propriety of the question at
an interview for the purpose of recommending persons qualified for appointment
as judges. In the first case, I would point out that the motives of the
selection committee members are not on trial here and that if they were this
Court is not the appropriate forum for settling that question. In the second
case, as I will explain, when I analyze the second argument, having a criminal
record is relevant as a criterion for assessing a person’s capacity to be
appointed as a judge. I would therefore reject this first argument.
130
Second, the appellant contends that the decision by the Minister of
Justice to initiate the removal process under s. 263 C.J.A. and ss. 2,
4, 5 and 10 of the Judicial Code of Ethics was actually based on the
fact that he has a criminal record, not that he refused to disclose it, which
was merely a pretext. He therefore believes that his right to equality, which
is protected by s. 15 of the Canadian Charter , has been infringed. I would
start by saying that, like the Court of Appeal and the Conseil de la
magistrature, I take the view that the decision by the Minister of Justice was
based primarily, perhaps exclusively, on the appellant’s failure to disclose to
the members of the selection committee that he had been in trouble with the
law. On the other hand, if it were also related in part to the fact that he
had a criminal record, I do not find that this would infringe the appellant’s
equality rights.
131
In Law v. Canada (Minister of Employment and Immigration), [1999]
1 S.C.R. 497, this Court held that the three-stage analysis that applies in
respect of s. 15(1) had to assign considerable weight to the
subject-matter and context of the infringement. At paragraph 88, Iacobucci J.
stated that anyone who claimed under that subsection must prove the following
three aspects: (1) the existence of differential treatment between the
claimant and others based on personal characteristics, (2) differential
treatment based on enumerated or analogous grounds, and (3) differential
treatment that discriminates by imposing a burden upon or withholding a benefit
from the claimant and thereby infringing his or her dignity (that is,
perpetuates or promotes the view that the individual is less capable or worthy
of recognition or value as a human being or as a member of Canadian society,
equally deserving of concern, respect, and consideration). A person who claims
under s. 15(1) may rely on a series of contextual factors in order to
demonstrate that his or her dignity has been infringed.
132
In the case at bar, if the decision by the Minister to lodge an ethics
complaint against the appellant was based on the existence of a criminal
record, I acknowledge that there was differential treatment between the
appellant and others who did not have such a criminal history. I also assume,
for our purposes, but without deciding the issue, that a criminal record is an
analogous ground of discrimination for the purposes of s. 15(1) of the
Canadian Charter . However, the Minister’s decision cannot be regarded as
discriminatory when we consider the relevant contextual factors: the decision
took into account the appellant’s situation as a whole, as well as the
situation of people who come before the court and are entitled to the highest
degree of integrity, impartiality and independence on the part of the members
of the judiciary in whom they place their confidence. I will now consider the
allegations that the appellant’s rights under the Quebec Charter were
infringed.
(b) Quebec Charter
(i) Right to Dignity, Honour and Respect for Reputation and
Private Life
133
The appellant contends that his rights to dignity, honour, reputation
and private life, which are protected by ss. 4 and 5 of the Quebec Charter,
were infringed in this case and that certain members of the government
disclosed information that was then confidential by virtue of his pardon and
under ss. 5 and 6(2) C.R.A. He adds that he was the victim of an
impassioned public debate in the media and the political arena, during which
some elected representatives or journalists made insulting, defamatory and
untrue remarks regarding the nature of his involvement in the events of the
October Crisis. He was successively accused of having been a member of the
F.L.Q. and of having participated in the kidnapping and even the murder of the
minister Pierre Laporte. That these statements are false is not in dispute.
However, I do not intend to state an opinion on these arguments, since this Court
is not the appropriate forum in which to do so. As I said earlier, the motives
of members of the government are not on trial here, which members in any event
enjoy parliamentary immunity when addressing the legislative assembly; nor is
this an action for damages against journalists. There is no evidence before us
on these matters. I will therefore refrain from any comment whatsoever.
(ii) Protection From Discrimination
134
The appellant contends that the complaint lodged by the Minister of
Justice was based on the fact that he had a criminal record, while his failure
to disclose it was really only a pretext. Thus, he submits that he was
penalized in his employment owing to the mere fact that he was convicted of a
criminal offence even though he had been pardoned for that offence, contrary to
s. 18.2 of the Quebec Charter. He also contends that he was indirectly
discriminated against when he was asked the illegal and abusive question by the
members of the selection committees regarding his criminal history: “Have you
ever been in trouble with the law or with the Barreau?” The appellant suggests
that, in order to comply with the Quebec Charter requirements, the
question should have been formulated as follows: “Have you ever been convicted
of a penal or criminal offence connected with the function of judge, for which
you have not been pardoned?”
135
I would start by saying, as the respondents say in their factum, that
lodging a complaint merely triggered the disciplinary process that was
conducted in respect of the appellant in this case. Since then, both the
committee of inquiry of the Conseil de la magistrature and the Quebec Court of
Appeal have considered the appellant’s conduct. It must be borne in mind that
this Court is hearing an appeal from the report of the Court of Appeal; we
should therefore examine these issues from the standpoint of the reasons stated
by the Court of Appeal in support of its recommendation for removal rather than
from the standpoint of the complaint by the Minister of Justice.
136
First, we must determine whether the committee for the selection of
persons qualified for appointment as judges could legally, and without
discriminating, ask a question concerning the appellant’s trouble with the
law. In my view, the provisions of the Quebec Charter are of no help in
preventing an employer, assuming that the selection committee were an employer,
from asking him a question of this nature during an interview. As the Court of
Appeal points out, the Quebec Charter draws a clear distinction between
the protection it affords against the discriminatory collection of information
and protection against the discriminatory use of that information.
137
Section 18.1 provides that no one may, in an employment interview,
require a person to give information regarding any ground mentioned in s. 10
unless the information is useful for the application of s. 20. First, as I
will explain below, it is uncertain whether judicial office is included in the
expression “employment” in ss. 18.1 and 18.2; if that is not the case, the
appellant would not be protected by the Quebec Charter against a
question concerning his criminal record. Second, if judicial office were included,
a criminal record, even one for which a pardon has been granted, is not
included in the grounds listed in s. 10. Nor is it included in the concept of
social condition, which appears in that section: see Commission des droits
de la personne du Québec v. Cie Price Ltée, J.E. 81‑866 (Sup. Ct.); Commission
des droits de la personne du Québec v. Ville de Beauport, [1981] C.P. 292.
In fact, it was in response to the conservative approach taken by the courts in
interpreting social condition that the legislature amended the Quebec
Charter in 1982 by adding s. 18.2: S.Q. 1982, c. 61, s. 5; see
also Singleton, supra, at p. 472. Finally, even if the information
related to one of the grounds listed in s. 10, the question would still be
permitted in the selection process for persons qualified for appointment as
judges, since the distinction is based on the aptitudes or qualifications
required for judicial office, which is deemed non-discriminatory by s. 20 of
the Quebec Charter.
138
The appellant cited the fact that he had a pardon as justification for
answering “no” to the selection committee’s question. As I explained earlier,
the appellant’s pardon did not mean that he could deny the existence of his
conviction or, more generally, that he had been in trouble with the law. Thus,
the pardon did not relieve the appellant of the obligation to answer the
question asked by the committee, since it did not make the matter irrelevant,
having regard to s. 18 of the Regulation respecting the procedure for the
selection of persons apt for appointment as judges, according to which the
committee determines the competence of the candidate for appointment as a
judge. However, it did mean that the appellant could, as he did at interviews
prior to the one that led to his candidacy being recommended, provide an
explanation regarding his conviction and state that he had been pardoned.
139
At the hearing, counsel for the appellant also suggested to the Court
that since the Minister of Justice could have obtained information about the
appellant’s criminal record by referring to the file prepared by the police
under s. 7 of the Regulation respecting the procedure for the selection of
persons apt for appointment as judges, the appellant could legitimately not
have answered the question asked by the committee and relied on the police
investigation. In his submission, the Minister has two separate sources for
obtaining information and running checks when considering candidates qualified
for appointment as judges: one is the selection committee and the other is the
police. In this case, for a reason that remains unexplained, although the
information regarding the appellant’s conviction was in the database, it
escaped the notice of the police and was not communicated to the Minister.
While I recognize that the file created by the police is a supplementary source
of information, it cannot replace the selection committee, which has a duty to
use every means at its disposal to satisfy itself as to the quality of the
candidate, and is accordingly entitled to know whether the candidate has been
in trouble with the law and even that he has been pardoned, regardless of
whether or not the police authorities have created a file. I therefore find
that the appellant could have been asked the question about being in trouble
with the law by the members of the selection committee without infringing the
provisions of the Quebec Charter.
140
There is one remaining question: can the provisions of the Quebec
Charter prevent the appellant from being removed? Section 18.2 provides
that no one may dismiss, refuse to hire or otherwise penalize a person in his
employment owing to the mere fact that he was convicted of a penal or criminal
offence, if the offence was in no way connected with the employment or if the
person has obtained a pardon for the offence. Whether this section applies
will depend on whether four essential conditions are met: (1) a dismissal, a
refusal to hire or any kind of penalty; (2) in the person’s employment; (3) owing
to the mere fact that the person was convicted of a penal or criminal offence;
(4) if the offence was in no way connected with the employment or if the person
has obtained a pardon for the offence. It will also depend, above all, on
whether this provision is applicable to judicial office. On that point, the
Court of Appeal noted that it would be somewhat surprising if the prohibition
in s. 18.2 of the Quebec Charter were to prevent the fact that someone
had criminal convictions from being taken into account in recruiting a judge.
That court found it hard to believe that the legislature implicitly wished to
deprive the government of the discretion to refuse to vest judicial authority,
especially in criminal matters, in a person whose past [translation] “might sometimes make counsel or the judge
himself ill at ease”. I share this opinion. I am satisfied, after careful
examination of the conditions that must be met if s. 18.2 is to apply, that it
cannot apply to judges. However, I propose to consider those conditions one by
one.
141
First, insofar as judicial office is an employment and a person can be
dismissed from that employment, there is no doubt that the appellant runs the
risk of being dismissed or at least severely penalized by the recommendations
made by the Conseil de la magistrature and the Court of Appeal, and so the
first condition has been met. However, the Court of Appeal held that judicial
office was not an employment within the meaning intended by s. 18.2, by reason
of the history of the judiciary and the nature, characteristics and
requirements of the office. These findings in fact reflect the constitutional
reality of judicial office, which requires that judges not be subject to any
bureaucratic higher authority, or be a party to any relationship of
subordination such as is traditionally characteristic of the employer-employee
relationship, other than in respect of certain administrative aspects of the
office such as workload allocation and scheduling of court sittings and certain
duties associated with the enforcement of judicial ethics, which are assigned
to the chief judge: see s. 96 C.J.A. and Ruffo, supra, at
para. 59. In addition, although judges perform their functions for
remuneration, their financial security is one of the three essential conditions
of judicial independence for the purposes of s. 11 (d) of the
Canadian Charter and the preamble to the Constitution Act, 1867 ,
which require that the right to salary and pension be established by law and
that any salary reduction, increase or freeze be the subject of a specific
process allowing avoidance of any possibility of real or perceived interference
by the Executive: Valente, supra, at p. 704, and Reference
re Remuneration of Judges of the Provincial Court, supra, at
paras. 131 and 287. Finally, the hiring and firing process for judges is
substantially different from the normal procedure used for most employments.
As the case at bar illustrates, the appointment and removal of members of the
judiciary are governed by a series of constitutional requirements that are
intended to protect their security of tenure: Valente, at p. 698.
142
The restrictive nature of s. 18.2 of the Quebec Charter has been
a topic of some comment in the legal literature. Singleton criticizes the
limited scope of the protection provided against this type of discrimination.
In his view, s. 18.2 would not cover the professions: Singleton, supra,
at p. 474. See also Dumont, “Le casier judiciaire : criminel un
jour, criminel toujours?”, supra, at pp. 134 et seq. I find
it to be particularly instructive that s. 45 of the Professional Code
provides, with respect to all the professions it governs, that any Bureau
established within a professional order may refuse to issue a permit or to
enter on the roll any applicant who has been the subject of a decision finding
him guilty of a criminal offence which is related to the practice of the
profession, unless he has obtained a pardon. This provision would seem to supplement
the protection provided by the Quebec Charter in respect of employment
and to fill the gaps it left. Thus, having regard to the choice to use the
word “employment” in s. 18.2, I am of the view that it was not the
legislature’s intent to include the judiciary. However, I will nonetheless
consider whether the final two conditions apply, for the purposes of the
present analysis.
143
What must now be determined is whether the appellant was dismissed owing
to the mere fact that he was convicted of a criminal offence. The complaint
lodged by the Minister of Justice against the appellant refers to failure to
disclose important information concerning the trouble he was in with the law,
and not to the fact that he had a conviction. The Minister alleges that [translation] “Judge Therrien may have
been in trouble with the law in the early 1970s” and “may have failed to
disclose that information in response to questions asked in that regard by the
selection committee members”. While the majority of the committee of inquiry
did not directly address the issue from the standpoint of s. 18.2, they
stressed the appellant’s duty of transparency at the selection interviews and
found that this [translation]
“reluctance, mental reservation or rationalization” undermined public
confidence in him. It is also plain from the report of the Court of Appeal
that the appellant’s failure to disclose that he had a criminal record was the
only reason that could have been regarded as justifying its recommendation for
removal. I agree with that assessment of the situation; the appellant’s
failure to reveal that he had been in trouble with the law is undoubtedly
instructive for a selection committee charged with assessing the qualifications
and aptitudes of a candidate for judicial appointment. I do not see any other
argument that was not considered by the Court of Appeal and that persuades me
to differ with its findings. I therefore find that the recommendations made by
the Conseil de la magistrature and the Court of Appeal were not made owing to the
mere fact that the appellant had been convicted of a criminal offence;
rather, they were made solely because he had failed to disclose his criminal
record to the selection committee.
144
On the last remaining condition, I am satisfied that it was not the
intent of the legislature that s. 18.2 should apply to judges. This condition
in fact contains two separate conditions: (a) the offence was in no way
connected with the employment, or (b) regardless of any connection with
the employment, the person has obtained a pardon for the offence. The
appellant falls within the second situation since on August 20, 1987, the
Governor General granted him a pardon under the Criminal Records Act and
since the Quebec Charter makes no distinction based on which type of
pardon may have been obtained.
145
The second situation is one in which no exception to the application of
that provision is possible. If a pardon has been granted and the other three
conditions are also met, the probable finding will be that there was
discrimination against the person who received the pardon. It should be noted
that s. 20, which provides that a distinction based on the aptitudes or
qualifications required for an employment is deemed non-discriminatory, has no
application in respect of s. 18.2. Section 18.2 is a self-contained provision
and has its own rules governing exceptions. This internal justification
mechanism would otherwise duplicate the mechanism in s. 20. See C. Brunelle,
“La Charte québécoise et les sanctions de l’employeur contre les auteurs
d’actes criminels œuvrant en milieu éducatif” (1995), 29 R.J.T. 313, at
pp. 336-37; Singleton, supra, at p. 473, and Commission des
droits de la personne et des droits de la jeunesse du Québec, Lignes
directrices pour l’application de l’article 18.2 (document adopted at the
306th (special) session of the Commission held on May 12,1988, by its
resolution COM‑306‑9.1.2), at p. 4. A provision of that
nature can hardly be reconciled with the requirements of judicial office. In my
opinion the legislature, being concerned with preserving the independence,
impartiality and integrity of the judiciary, cannot have intended to deprive
the government of its discretion to refuse to vest judicial authority in
candidates whose past would be likely to undermine the invaluable confidence of
the public in its justice system. For these reasons, I find that s. 18.2 does
not apply to the appellant’s situation. I will now consider the nature of the
sanction that the majority of the Conseil de la magistrature and the Court of
Appeal chose to impose on him.
6. The Choice of the Proper
Sanction
146
The complaint lodged against the appellant alleges that he failed to
disclose that he had been in trouble with the law during the 1970s, in response
to questions he was asked on that subject by the members of the committee to
select persons qualified for appointment as judges. In so doing, he allegedly
failed in his duty to uphold the integrity and independence of the judiciary
and the duty to perform the duties of his office with dignity and honour, in
accordance with s. 262 C.J.A. and ss. 2, 4, 5 and 10 of the Judicial
Code of Ethics. The majority of the committee of inquiry established by
the Conseil de la magistrature found that the appellant’s conduct was so
manifestly and profoundly destructive of public confidence in him and in the
justice system as a whole that a reprimand could not restore that confidence.
Accordingly, because of the gravity and the continuing nature of the offence,
it was appropriate to recommend the applicant’s removal. The inquiry panel of
the Court of Appeal made the same finding. In the opinion of that Court, the
appellant’s conduct was so blameworthy that it entitled the government to
remove him without violating the principle of judicial independence. The fact
that he deliberately concealed his conviction and deprived the selection
committee of relevant information concerning his competence to be appointed as
a judge warrants the recommendation that his commission be revoked.
147
The public’s invaluable confidence in its justice system, which every
judge must strive to preserve, is at the very heart of this case. The issue of
confidence governs every aspect of this case, and ultimately dictates the
result. Thus, before making a recommendation that a judge be removed, the
question to be asked is whether the conduct for which he or she is blamed is so
manifestly and totally contrary to the impartiality, integrity and independence
of the judiciary that the confidence of individuals appearing before the judge,
or of the public in its justice system, would be undermined, rendering the
judge incapable of performing the duties of his office (Friedland, supra,
at pp. 80-81).
148
In applying this test to the appellant’s situation, we cannot disregard
the context in which this disciplinary proceeding took place. First, as I said
in the introduction to this part of the reasons, the legislature has chosen to
assign the important responsibility of determining whether the conduct of a
provincial court judge warrants a recommendation for removal from office
exclusively to the Court of Appeal, under s. 95 C.J.A. This is a very
special role, perhaps a unique one, in terms of both the disciplinary process
and the principles of judicial independence that our Constitution protects.
Accordingly, this Court should only review the assessment made by the Court of
Appeal if it is clearly in error or seriously unfair.
149
We also cannot disregard the fact that the appellant’s situation makes
this an unprecedented case in a number of respects. Not only is it most
exceptional for proceedings that may ultimately lead to removal of a judge to
be initiated, but the actions that lie at the heart of the proceedings against
him took place in a very particular context. The appellant’s failure to
disclose his conviction occurred during the process to select persons qualified
for appointment as judges and not during the exercise of his judicial
functions. This distinction is of some consequence in terms of how certain
fundamental principles relating to judicial independence will be applied. As I
said earlier, the Canadian Constitution protects the security of tenure of
members of the judiciary by ensuring that they are protected against any
arbitrary interference by the Executive. While a review of the actions of the
judge, in his capacity as a judge, involves a high risk of interference by the
Executive in the performance of his judicial functions and raises questions
about the independence of the judiciary, when we examine the circumstances
surrounding the appointment of this judge and, more specifically, the
statements he made when he was still only a candidate, we need have fewer
concerns in that regard. In this case, apart from his competence to perform
the duties of office, it is the appellant’s qualifications to be appointed as a
judge that are in issue. The appointment of a judge is a sign of confidence in
him or her personally: Ruffo, supra, at para. 106. The issue
before the Court of Appeal was therefore whether the fact that the appellant
was not fully candid and had failed to disclose relevant information when he
was a candidate for the office of judge betrayed that confidence.
150
When we read the report of the Court of Appeal, it is plain that the
Court made a thorough study and a balanced assessment of the appellant’s
situation. It focused its decision on upholding the integrity of the judicial
office, and in this we cannot but concur. In the circumstances, and since it
is the judicial forum appointed by the legislature to make determinations
concerning the conduct of a judge, and since a recommendation for removal in
this case would not amount to arbitrary interference by the Executive in the
exercise of the judicial function, I am of the opinion that we should not
review the sanction that the Court of Appeal chose to impose. The appellant’s
conduct has sufficiently undermined public confidence, rendering him incapable
of performing the duties of his office. Accordingly, the recommendation that
the appellant’s commission be revoked is the necessary conclusion.
151
In closing, I will say that in reaching this conclusion I am not unaware
that this case represented, in a sense, an invitation to society to be ever
more generous. The pardon that the appellant was granted is an act of
generosity, of brotherhood, but also an act of justice on the part of society.
It is undoubtedly desirable that such gestures be praised and encouraged.
However, we cannot ignore the unique role embodied by the judge in that
society, and the extraordinary vulnerability of the individuals who appear
before that judge seeking to have their rights determined, or when their lives
or liberty are at stake. Above all, a person who appears before a judge is
entitled to have justice done in his or her case, and that justice be seen
to be done by the general public. That kind of generosity is not something
that a person can be compelled to offer. In the specific circumstances of the
case at bar, the values of forgiveness and selfless generosity must therefore
yield to the values of justice and the all-important integrity of the justice
system.
VI. Disposition
152
The constitutional questions are answered as follows:
1. Is the rule of law — adopted in 1941 (Act
to amend the Courts of Justice Act, S.Q. 1941, c. 50, s. 2,
assented to on May 17, 1941) and now found in s. 95 of the Courts of
Justice Act, R.S.Q., c. T‑16 — allowing the government to remove a
judge without an address of the legislature of no force or effect to the extent
that it infringes the structural principle of the independence of the judiciary
which is guaranteed by the preamble to the Constitution Act, 1867 ?
Answer: No.
2. If the answer to the first question is in
the negative, is the rule of law contained in s. 95 of the Courts of Justice
Act, R.S.Q., c. T‑16, of no force or effect on the ground of
inconsistency with the structural principle of the independence of the
judiciary guaranteed by the preamble to the Constitution Act, 1867 , to
the extent that the government may dismiss a judge without being bound by the
conclusions and recommendations of the report of the Court of Appeal?
Answer: No.
153
For the foregoing reasons, I would therefore dismiss the appeal and
affirm the decisions of the Court of Appeal on the motions to dismiss as well
as the report by the inquiry panel of the Court of Appeal, without costs.
Appeal dismissed.
Solicitors for the appellant: Hébert, Bourque &
Downs, Montréal.
Solicitors for the respondent the Minister of Justice: Goodman,
Phillips & Vineberg, Montréal.
Solicitors for the respondent the Attorney General of
Quebec: Bernard, Roy & Associés, Montréal.
Solicitor for the intervener the Attorney General for Ontario: The
Attorney General for Ontario, Toronto.
Solicitor for the intervener the Attorney General for New
Brunswick: The Attorney General for New Brunswick, Fredericton.
Solicitors for the interveners the Office des droits des détenus and
the Association des services de réhabilitation sociale du Québec: Grey
Casgrain, Montréal.