SUPREME
COURT OF CANADA
Between:
Philip Neil Wiles
Appellant
and
Her Majesty The
Queen
Respondent
and
Attorney General
of Ontario
Intervener
Coram:
McLachlin C.J. and Major, Bastarache, Binnie, LeBel, Deschamps, Fish, Abella
and Charron JJ.
Reasons for
Judgment:
(paras. 1 to 11)
|
Charron J. (McLachlin C.J. and
Major, Bastarache, Binnie, LeBel, Deschamps, Fish and Abella JJ. concurring)
|
Appeal heard and
judgment rendered: October 11, 2005
Reasons delivered:
December 22, 2005
______________________________
R. v.
Wiles, [2005] 3 S.C.R. 895, 2005 SCC 84
Philip Neil Wiles Appellant
v.
Her Majesty
The Queen Respondent
and
Attorney
General of Ontario Intervener
Indexed
as: R. v. Wiles
Neutral
citation: 2005 SCC 84.
File
No.: 30199.
Hearing and
judgment: October 11, 2005.
Reasons
delivered: December 22, 2005.
Present: McLachlin C.J.
and Major, Bastarache, Binnie, LeBel, Deschamps, Fish, Abella and
Charron JJ.
on appeal from
the court of appeal for nova scotia
Constitutional law — Charter of Rights — Cruel and unusual
punishment — Mandatory firearms prohibition — Production of cannabis — Criminal
Code providing for mandatory firearms prohibition order upon conviction for
offence of production of cannabis — Whether mandatory firearms prohibition
order constitutes cruel and unusual punishment — Canadian Charter of Rights
and Freedoms, s. 12 — Criminal Code, R.S.C. 1985, c. C‑46,
s. 109(1) (c) — Controlled Drugs and Substances Act, S.C. 1996,
c. 19, s. 7 .
The accused entered a plea of guilty on two charges of unlawfully
producing cannabis, contrary to s. 7(1) of the Controlled Drugs and
Substances Act . At sentencing, the Crown sought a mandatory firearms
prohibition order pursuant to s. 109(1) (c) of the Criminal Code .
The accused challenged the constitutionality of s. 109(1) (c),
alleging that the imposition of the mandatory weapons prohibition orders
constituted “cruel and unusual punishment” in violation of s. 12 of the Canadian
Charter of Rights and Freedoms . The sentencing judge found that the
mandatory prohibition infringed s. 12 because there was not necessarily a
nexus between the purpose of the mandatory prohibition and the offence of
production of cannabis. He also found that the infringement was not
justified under s. 1 of the Charter . The sentencing judge
therefore read down s. 109(1) (c) to provide for a discretionary
rather than mandatory order and declined to make the prohibition
orders. The Court of Appeal overturned the sentencing judge’s decision,
holding that the test for an infringement of s. 12 had not been met.
Held: The appeal should be dismissed.
The mandatory weapons prohibition order under s. 109(1) (c)
of the Criminal Code when imposed upon conviction for the offence of
production of cannabis does not violate s. 12 of the Charter . The
prohibition, which constitutes a “treatment or punishment” within the meaning
of s. 12 , has a legitimate connection to s. 7 drug offences and
relates to a recognized sentencing goal of protecting the public. Possession
and use of firearms is a heavily regulated privilege, and the loss of that
privilege does not support a finding of gross disproportionality because it
falls short of a punishment “so excessive as to outrage standards of decency”.
In addition, the mandatory provision does not have a grossly disproportionate
effect having regard to any reasonable hypothetical, given the ameliorative
provision found in s. 113 of the Criminal Code which permits the
court to lift the order for sustenance or employment reasons. [3] [9‑10]
Cases Cited
Referred: R. v. Smith, [1987]
1 S.C.R. 1045; R. v. Goltz, [1991] 3 S.C.R. 485; R.
v. Luxton, [1990] 2 S.C.R. 711; R. v. Morrisey, [2000]
2 S.C.R. 90, 2000 SCC 39; Reference re Firearms Act
(Can.), [2000] 1 S.C.R. 783, 2000 SCC 31.
Statutes and Regulations Cited
Canadian Charter of
Rights and Freedoms, ss. 1 , 12 .
Controlled Drugs and
Substances Act, S.C. 1996, c. 19, s. 7 .
Criminal Code,
R.S.C. 1985, c. C‑46, ss. 109 , 113 .
APPEAL from a judgment of the Nova Scotia Court of Appeal (Bateman,
Oland and Hamilton JJ.A.) (2004), 220 N.S.R. (2d) 126, 694
A.P.R. 126, 115 C.R.R. (2d) 193, [2004] N.S.J. No. 2
(QL), 2004 NSCA 3, setting aside a decision of Chief Judge Batiot
(2003), 110 C.R.R. (2d) 1, [2003] N.S.J. No. 529 (QL),
2003 NSPC 14. Appeal dismissed.
Philip J. Star, Q.C., and Gregory Barro,
for the appellant.
Kenneth J. Yule, Q.C., and David Schermbrucker,
for the respondent.
David Finley and Pam Goode, for the intervener.
The judgment of the Court was delivered by
1
Charron J. — Does the
mandatory weapons prohibition order under s. 109(1) (c) of the Criminal
Code, R.S.C. 1985, c. C-46 , when imposed upon conviction of the offence of
production of cannabis, violate the appellant’s right “not to be subjected to
any cruel and unusual treatment or punishment” guaranteed by s. 12 of the Canadian
Charter of Rights and Freedoms ? If so, is the infringement a reasonable
limit prescribed by law as can be demonstrably justified in a free and
democratic society under s. 1 of the Charter ? These are the
constitutional questions raised on this appeal.
2
Mr. Wiles entered a plea of guilty on two charges of unlawfully
producing cannabis, contrary to s. 7(1) of the Controlled Drugs and
Substances Act, S.C. 1996, c. 19 (“CDSA ”), the second offence having
been committed while he was on release in respect of the first. The marihuana
grow operation was discovered on the first occasion when the police responded
to a 911 call made accidentally by one of Mr. Wiles’ daughters. At this time,
the police noted that Mr. Wiles possessed six firearms, all properly stored and
licensed. The firearms were left in his possession. At sentencing, the Crown
sought the mandatory prohibition orders under s. 109(1) (c) of the Criminal
Code in addition to the sentence jointly agreed upon by counsel. Under the
terms of s. 109 , a 10 -year minimum prohibition order is mandatory upon
first conviction of any one of certain enumerated drug offences (s. 109(2) ).
Upon subsequent convictions, the prohibition order is for life (s. 109(3) ).
Mr. Wiles challenged the constitutionality of s. 109(1) (c), alleging
that the imposition of the mandatory weapons prohibition orders constitutes
“cruel and unusual punishment” in violation of s. 12 of the Charter .
The relevant legislative and Charter provisions are annexed.
3
The Crown concedes that a weapons prohibition order constitutes a
“treatment or punishment” within the meaning of s. 12 of the Charter .
In my view, this concession is well made. Although the purpose of the
prohibition order is primarily preventative, in taking away the privilege to possess
weapons, it may have some punitive effect on the offender. The question then
is whether the loss of this privilege upon conviction of the offence of
production is “cruel and unusual”.
4
This Court has dealt with s. 12 on many occasions and there is no
controversy on the test that must be met. Treatment or punishment which is
disproportionate or “merely excessive” is not “cruel and unusual”: R. v.
Smith, [1987] 1 S.C.R. 1045, at p. 1072. The
treatment or punishment must be “so
excessive as to outrage standards of decency”: Smith, at p. 1072; R. v. Goltz, [1991] 3 S.C.R. 485,
at p. 499; R. v.
Luxton, [1990] 2 S.C.R. 711, at p.
724. The court must be satisfied that “the
punishment imposed is grossly disproportionate for the offender, such
that Canadians would find the punishment abhorrent or intolerable”: R. v. Morrisey, [2000] 2 S.C.R. 90, 2000
SCC 39, at para. 26 (emphasis in original).
5
The court must first determine whether the treatment or
punishment is grossly disproportionate for the individual offender having
regard to all contextual factors. Relevant factors may include: the gravity
of the offence, the personal characteristics of the offender, the particular
circumstances of the case, the actual effect of the treatment or punishment on
the individual, relevant penological goals and sentencing principles, the
existence of valid alternatives to the treatment or punishment imposed, and a
comparison of punishments imposed for other crimes in the same jurisdiction:
see Morrisey, at paras. 27-28. If the
treatment or punishment is grossly disproportionate for the individual offender
in light of all relevant contextual factors, the court proceeds to determine
whether the infringement can be justified under s. 1 of the Charter . If
it is not disproportionate for the individual offender, the court must still
consider whether the treatment or punishment is disproportionate having regard
to reasonable hypotheticals. In Goltz, it was made clear that
reasonable hypotheticals can not be “far-fetched or only marginally imaginable”
(p. 515). They cannot be “remote or extreme examples” (p. 515). Rather they should consist of examples that “could commonly arise in day-to-day life” (p. 516).
6
Mr. Wiles presented no evidence as to his need for the firearms found in
his possession and made no argument that the prohibition orders had any
particular impact upon him. He bases his constitutional argument, rather, on
the general effect of the mandatory weapons prohibition, essentially raising
two grounds. First, he contends that by virtue of its mandatory nature, s.
109(1) (c) does not permit a distinction between big marihuana grow
operators and small ones. To make his point, he raises the hypothetical of a
75-year-old grandmother experimenting with growing a single marihuana plant on
the kitchen windowsill who is caught and charged under s. 7(1) of the CDSA .
This hypothetical offender would be subject to the same minimum weapons prohibition
as the large commercial producer. On this point, Mr. Wiles asks this Court to
draw on its analysis in Smith where the mandatory imposition of a
minimum seven-year jail sentence for the offence of importing narcotics was
held to be unconstitutional, essentially on the basis of its grossly
disproportionate effect on hypothetical offenders. Second, Mr. Wiles submits
that s. 109(1) (c) is grossly disproportionate because it does not
require any consideration as to whether the underlying offence involved
violence or whether the individual offender poses a future risk to
public safety.
7
At the sentencing hearing, Chief Judge Batiot found that the mandatory
prohibition infringed s. 12 of the Charter because there was not
necessarily a nexus between the purpose of the mandatory prohibition — the
reduction of the risk of future violence, and the offence of production under
s. 7 of the CDSA ((2003), 110 C.R.R. (2d) 1, 2003 NSPC 14). With
respect to this particular offender, he noted that “but for” s. 109 , there
would not be any mention of a firearms prohibition, as it would have been
“irrelevant”, given that the accused’s firearms were legally stored, and not
used to defend his grow operation (para. 16). Therefore, the fact that the
mandatory prohibition attached to all offences under s. 7(1) without regard to
whether the individual accused posed a risk of future violence rendered it
“grossly disproportionate” and a violation of the accused’s right not to be
subjected to cruel and unusual punishment. Similarly, because s. 109 did not
provide for discretion not to impose the prohibition in cases, such as the one
at hand, where the accused did not present “an actual or potential danger with
[a] firearm” (para. 41), the accused’s right was not minimally impaired, and
the violation could not be upheld as a demonstrably justified limit under s.
1 . The sentencing judge therefore read down the section to provide for a
discretionary rather than mandatory order and declined to make the prohibition
orders.
8
Bateman J.A. for the Nova Scotia Court of Appeal, Oland and Hamilton
JJ.A. concurring, overturned the sentencing judge’s decision, holding that the
test for an infringement of s. 12 had not been met ((2004), 220 N.S.R. (2d)
126, 2004 NSCA 3). The Court of Appeal found that there was a connection
between the mandatory prohibition and s. 7 offences, based on evidence
presented at the hearing as to the frequency with which firearms are used to
protect grow-operations against theft, to the point, as noted by the sentencing
judge (para. 17), that in any raid, the police will assume guns are present and
will take the necessary precautions for the officers’ safety. The Court of
Appeal also found that the sentencing judge failed to take into account the ameliorative
effects of the exception provided for by s. 113 of the Criminal Code in
cases where the prohibition would result in a deprivation of livelihood or
sustenance. In Bateman J.A.’s opinion, this provision eliminated those cases
where the imposition of a mandatory prohibition might be found to be “grossly
disproportionate”.
9
I agree with the Court of Appeal. Mr. Wiles has not established that
the imposition of the mandatory weapons prohibition orders constitutes cruel
and unusual punishment. As noted by the Court of Appeal, the prohibition has a
legitimate connection to s. 7 offences. The mandatory prohibition relates to a
recognized sentencing goal — the protection of the public, and in particular,
the protection of police officers engaged in the enforcement of drug offences.
The state interest in reducing the misuse of weapons is valid and important.
The sentencing judge gave insufficient weight to the fact that possession and
use of firearms is not a right or freedom guaranteed under the Charter ,
but a privilege. It is also a heavily regulated activity, requiring potential
gun-owners to obtain a licence before they can legally purchase one. In Reference
re Firearms Act (Can.), [2000] 1 S.C.R. 783, 2000 SCC 31, this Court held
that requiring the licensing and registration of firearms was a valid exercise
of the federal criminal law power. If Parliament can legitimately impose
restrictions on the possession of firearms by general legislation that applies
to all, it follows that it can prohibit their possession upon conviction of
certain criminal offences where it deems it in the public interest to do so.
It is sufficient that Mr. Wiles falls within a category of offenders targeted
for the risk that they may pose. The sentencing judge’s insistence upon
specific violence, actual or apprehended, in relation to the particular offence
and the individual offender takes too narrow a view of the rationale underlying
the mandatory weapons prohibition orders.
10
Insofar as the individual offender is concerned, there is no evidence as
to any effect that the prohibition orders will have on Mr. Wiles, apart from
the loss of the firearms already in his possession. Since he was legally in
possession of the firearms, the sentencing judge inferred that he was a
recreational hunter and shooter. Even assuming that to be the case, the loss
of this privilege would not support the sentencing judge’s finding of gross
disproportionality. As a twice convicted producer of a controlled substance,
Mr. Wiles’ loss of the privilege to possess firearms for recreational purposes
falls far short of punishment “so excessive as to outrage our standards of
decency”. In addition, the mandatory provision does not have a grossly
disproportionate effect having regard to any reasonable hypothetical. Again
here, I agree with the Court of Appeal that the sentencing judge did not
properly weigh the ameliorative effect of s. 113 of the Criminal Code which
permits the court to lift the order for sustenance or employment reasons. As
stated by Bateman J.A., “[t]his is a key companion provision to s. 109(1) (c)
which would eliminate, where appropriate, any unacceptable consequences of a
firearms prohibition” (para. 57).
11
For these reasons, I would dismiss the appeal.
APPENDIX
Canadian
Charter of Rights and Freedoms
12. Everyone has the right not to be
subjected to any cruel and unusual treatment or punishment.
Controlled
Drugs and Substances Act, S.C. 1996, c. 19
7. (1) Except as authorized under the
regulations, no person shall produce a substance included in Schedule I, II,
III or IV.
(2) Every person who contravenes subsection (1)
.
. .
(b) where the subject-matter of the offence is cannabis
(marihuana), is guilty of an indictable offence and liable to imprisonment for
a term not exceeding seven years;
Criminal
Code, R.S.C. 1985, c. C-46
109. (1) Where a person is convicted, or
discharged under section 730, of
.
. .
(c) an offence relating to the contravention of subsection 5(3)
or (4) , 6(3) or 7(2) of the Controlled Drugs and Substances Act , or
.
. .
the court that sentences the person or directs that the person be
discharged, as the case may be, shall, in addition to any other punishment that
may be imposed for that offence or any other condition prescribed in the order
of discharge, make an order prohibiting the person from possessing any firearm,
cross‑bow, prohibited weapon, restricted weapon, prohibited device,
ammunition, prohibited ammunition and explosive substance during the period
specified in the order as determined in accordance with subsection (2) or (3),
as the case may be.
(2) An order made under subsection (1) shall, in
the case of a first conviction for or discharge from the offence to which the
order relates, prohibit the person from possessing
(a) any firearm, other than a prohibited firearm or restricted
firearm, and any cross-bow, restricted weapon, ammunition and explosive
substance during the period that
(i) begins on the day on which the order is made, and
(ii) ends not earlier than ten years after the person’s release from
imprisonment after conviction for the offence or, if the person is not then
imprisoned or subject to imprisonment, after the person’s conviction for or
discharge from the offence; and
(b) any prohibited firearm, restricted firearm, prohibited
weapon, prohibited device and prohibited ammunition for life.
(3) An order made under subsection (1) shall, in
any case other than a case described in subsection (2), prohibit the person
from possessing any firearm, cross-bow, restricted weapon, ammunition and
explosive substance for life.
.
. .
113. (1) Where a person who is or will be a
person against whom a prohibition order is made establishes to the satisfaction
of a competent authority that
(a) the person needs a
firearm or restricted weapon to hunt or trap in order to sustain the person or
the person’s family, or
(b) a prohibition order
against the person would constitute a virtual prohibition against employment in
the only vocation open to the person,
the competent authority may, notwithstanding that the person is or will
be subject to a prohibition order, make an order authorizing a chief firearms
officer or the Registrar to issue, in accordance with such terms and conditions
as the competent authority considers appropriate, an authorization, a licence
or a registration certificate, as the case may be, to the person for sustenance
or employment purposes.
(2) A competent authority may make an order under
subsection (1) only after taking the following factors into account:
(a) the criminal record,
if any, of the person;
(b) the nature and
circumstances of the offence, if any, in respect of which the prohibition order
was or will be made; and
(c) the safety of the
person and of other persons.
(3) Where an order is made under subsection (1),
(a) an authorization, a
licence or a registration certificate may not be denied to the person in
respect of whom the order was made solely on the basis of a prohibition order
against the person or the commission of an offence in respect of which a
prohibition order was made against the person; and
(b) an authorization and
a licence may, for the duration of the order, be issued to the person in
respect of whom the order was made only for sustenance or employment purposes
and, where the order sets out terms and conditions, only in accordance with
those terms and conditions, but, for greater certainty, the authorization or
licence may also be subject to terms and conditions set by the chief firearms
officer that are not inconsistent with the purpose for which it is issued and
any terms and conditions set out in the order.
(4) For greater
certainty, an order under subsection (1) may be made during proceedings for an
order under subsection 109(1) , 110(1) , 111(5) , 117.05(4) or 515(2) , paragraph
732.1(3) (d) or subsection 810(3).
(5) In this section, “competent authority” means
the competent authority that made or has jurisdiction to make the prohibition
order.
Appeal dismissed.
Solicitors for the
appellant: Pink Star Murphy Barro, Yarmouth, Nova
Scotia.
Solicitor for the respondent: Department of Justice,
Vancouver.
Solicitor for the intervener: Attorney General of
Ontario, Toronto.