R. v. B.W.P.; R. v. B.V.N.,
[2006] 1 S.C.R. 941, 2006 SCC 27
Her Majesty The Queen Appellant
v.
B.W.P. Respondent
and
Attorney General of Ontario, Attorney
General of Alberta,
Canadian Foundation for Children, Youth
and the Law,
Youth Criminal Defence Office and
Aboriginal Legal
Services of Toronto Inc. Interveners
- and -
B.V.N. Appellant
v.
Her Majesty The Queen Respondent
and
Attorney General of Ontario, Attorney
General of Alberta,
Canadian Foundation for Children, Youth
and the Law, and
Youth Criminal Defence Office Interveners
Indexed as: R. v.
B.W.P.; R. v. B.V.N.
Neutral
citation: 2006 SCC 27.
File Nos.: 30514, 30512.
2005: November 10; 2006: June 22.
Present: McLachlin C.J.
and Bastarache, Binnie, LeBel, Fish, Abella and Charron JJ.
on appeal from the court of appeal for
manitoba
on appeal from the court of appeal for
british columbia
Criminal law — Young persons — Sentencing — Considerations — Whether
general deterrence factor to be considered in sentencing young persons under
Youth Criminal Justice Act — Youth
Criminal Justice Act, S.C. 2002, c. 1, ss. 3 , 38 .
Criminal law — Young persons — Sentencing — Considerations — Young
person pleading guilty to manslaughter and sentenced under s. 42(2) (o) of
Youth Criminal Justice Act — Whether
s. 42(2)(o) requires sentencing judge to impose at least two‑thirds of
sentence in custody and one‑third under supervision — Youth Criminal Justice Act, S.C. 2002, c. 1,
s. 42(2) (o).
B.W.P., a young person,
killed a man during a fight and pled guilty to manslaughter. After reviewing
the relevant provisions of the Youth Criminal Justice Act (“YCJA ”), the sentencing judge held that general deterrence was no longer a
principle of sentencing under the new YCJA regime. He also disagreed
with the Crown’s position that ss. 42(2) (n) and 42(2) (o) of
the YCJA must be read in tandem so as to require the court to
impose two‑thirds of the sentence in custody and one‑third
under supervision. Rather, he took the view that s. 42(2) (o) gave
him the discretion to determine the appropriate length of the custody and
supervision portions of the sentence. He sentenced B.W.P. to a 15‑month custody
and supervision order. He directed that B.W.P. serve one day in open
custody and the remainder of the 15 months under conditional supervision
in the community. The Manitoba Court of Appeal affirmed the sentencing judge’s decision.
B.V.N., also a young
person, pled guilty to the offence of aggravated assault causing bodily harm
and was sentenced under s. 42(2) (n) of the YCJA to nine‑month custody
and supervision order, with the custodial part of the order to be spent in
closed custody. Both the sentencing judge and the British Columbia Court of
Appeal concluded that general deterrence is one factor, albeit a minor one, in
determining the appropriate sentence under the YCJA . The Court of
Appeal noted that this factor did not increase the sentence that would
otherwise have been imposed.
Held: The appeals should be dismissed.
The YCJA introduced
a new sentencing regime, and its wording can only support the conclusion that
Parliament deliberately excluded general deterrence as a factor of youth
sentencing. By virtue of s. 50(1) of the YCJA , the provisions of
the Criminal Code on sentencing, save certain listed exceptions, do not
apply to youth sentencing. Since s. 718(b) of the Code,
which set out the adult deterrence sentencing principle, is not one of the
exceptions mentioned in s. 50(1) , this deliberate omission clearly
indicates that Parliament chose not to incorporate that principle in the new
youth sentencing regime. Furthermore, had Parliament intended to make
deterrence part of the new regime, one would reasonably expect that it would be
expressly included in the detailed purpose and principles set out in the
statute. Yet the words “deter” and “deterrence” are nowhere to be found in the YCJA : the words do not
appear in the “Declaration of Principle” under s. 3 , in the “Purpose and Principles” listed under s. 38 or
in the list of particular sanctions found in s. 42 . This omission is also
of considerable significance. Nor can general deterrence, or some equivalent
concept, be implied from the wording of ss. 3 and 38 . Rather, the focus
throughout remains on the young person before the court. Since no basis can be
found in the YCJA for imposing a harsher sanction than would otherwise
be called for to deter others from committing crime, general deterrence is not
a principle of youth sentencing under the new regime. The YCJA also
does not speak of specific deterrence. Parliament has sought preferably to
promote the long‑term protection of the public by addressing the
circumstances underlying the offending behaviour, by rehabilitating and
reintegrating young persons into society and by holding young persons
accountable through the imposition of meaningful sanctions related to the harm
done. Undoubtedly, the sentence may have the effect of deterring the young
person and others from committing crimes, but Parliament has not included
deterrence as a basis for imposing a sanction under the YCJA . [4] [22‑30] [39‑40]
It follows that the
Manitoba courts in B.W.P. adopted the correct approach on the question
of general deterrence. They were also correct in their interpretation of
s. 42(2) (o) of the YCJA . Under that provision, a court is
not required to impose on a young person guilty of manslaughter two‑thirds
of the sentence in custody and one‑third under supervision. Unlike
the wording of s. 42(2) (n), there is no restriction in
s. 42(2) (o) on what part of the time that can be spent in a
custodial setting. Accordingly, nothing in s. 42(2) (o) prevents a
court from imposing a lesser proportion of time in actual custody if it sees
fit. Since the Manitoba courts made no error in principle, the quantum of
B.W.P.’s sentence need not be reviewed. There is also no need to review
the quantum of the sentence imposed on B.V.N. While the British Columbia
courts erred in considering general deterrence as a principle of sentencing,
this factor did not play a significant role in the determination of the
sentence. Further, as B.V.N. has fully served his sentence, the quantum of his
sentence has become moot. [5] [42‑49]
Cases Cited
Distinguished: R. v. M. (J.J.),
[1993] 2 S.C.R. 421; referred to: R. v. M.
(C.A.), [1996] 1 S.C.R. 500; R. v. Gardiner,
[1982] 2 S.C.R. 368; R. v. O. (1986), 27 C.C.C. (3d) 376;
R. v. C.D., [2005] 3 S.C.R. 668, 2005 SCC 78.
Statutes and
Regulations Cited
Criminal Code, R.S.C. 1985,
c. C‑46, ss. 718 (b), 718.2 (e).
Young
Offenders Act, R.S.C. 1985, c. Y‑1 .
Youth
Criminal Justice Act, S.C. 2002, c. 1 ,
preamble, ss. 2 , 3 , 38 , 39 , 42(2) , 50(1) , 104 , 105 .
Authors Cited
Canada.
Department of Justice. YCJA Explained (May 7, 2002).
Ottawa: Department of Justice (online:
www.justice.gc.ca/en/ps/yj/repository/downlds/3040301.pdf).
Roberts, Julian V.,
and Nicholas Bala. “Understanding Sentencing Under the Youth Criminal Justice Act ” (2003), 41 Alta. L. Rev. 395.
APPEAL from a judgment
of the Manitoba Court of Appeal (Huband, Kroft and Hamilton JJ.A.) (2004),
187 Man. R. (2d) 80, 330 W.A.C. 80,
187 C.C.C. (3d) 20, 122 C.R.R. (2d) 214,
[2004] M.J. No. 267 (QL), 2004 MBCA 110,
affirming a sentence imposed by Meyers Prov. Ct. J. (2003),
176 Man. R. (2d) 218,
[2003] M.J. No. 331 (QL). Appeal dismissed.
APPEAL from a judgment
of the British Columbia Court of Appeal (Lambert, Mackenzie and
Oppal JJ.A.) (2004), 196 B.C.A.C. 100, 322 W.A.C. 100,
186 C.C.C. (3d) 21,
[2004] B.C.J. No. 974 (QL), 2004 BCCA 266,
affirming in part a sentence imposed by Auxier Prov. Ct. J.,
[2004] B.C.J. No. 153 (QL), 2004 BCPC 22. Appeal
dismissed.
Jo‑Ann Natuik, Ami Kotler and Dale Tesarowski, for the
appellant Her Majesty the Queen.
Brock Martland and Reginald P. Harris, for the appellant B.V.N.
Jason Miller, for the respondent B.W.P.
Jennifer Duncan, for the respondent Her Majesty the Queen.
Miriam Bloomenfeld and Melissa Ragsdale, for the intervener the Attorney
General of Ontario.
James C. Robb, Q.C., for the intervener the Attorney General of Alberta.
Martha Mackinnon, for the intervener the Canadian Foundation for Children, Youth and
the Law.
Cathy Lane Goodfellow and Patricia G. Yuzwenko, for the intervener the
Youth Criminal Defence Office.
Jonathan Rudin and Kimberly R. Murray, for the intervener the
Aboriginal Legal Services of Toronto Inc.
The judgment of the
Court was delivered by
Charron J. —
1. Overview
1
These two appeals raise the same question of statutory interpretation:
whether general deterrence is a factor to be considered in sentencing a young
person under the Youth Criminal Justice Act, S.C. 2002, c. 1 (“YCJA ”). The decisions under
appeal reveal a divergence of opinion on this issue. The Manitoba courts in B.W.P.
held that general deterrence was no longer a principle of sentencing under
the new YCJA regime. The Crown appeals this decision, arguing that
general deterrence should be factored in the determination of an appropriate
sentence. (The Crown raises a second issue in B.W.P. relating to the
respective duration of the custody and supervision portions of an order made
under s. 42(2) (o) of the YCJA .) The British Columbia courts
in B.V.N. held that general deterrence, while a minor factor, remained
applicable under the new sentencing regime. B.V.N. appeals his sentence,
arguing that general deterrence is no longer applicable in the sentencing of
young persons. The appellant in each case takes the position that, if the
courts below had taken a correct approach, the sentence would have been
different.
2
Deterrence, as a principle of sentencing, refers to the imposition of a
sanction for the purpose of discouraging the offender and others from engaging
in criminal conduct. When deterrence is aimed at the offender before the
court, it is called “specific
deterrence”, when
directed at others, “general
deterrence”. The
focus of these appeals is on the latter. General deterrence is intended to
work in this way: potential criminals will not engage in criminal activity
because of the example provided by the punishment imposed on the offender.
When general deterrence is factored in the determination of the sentence, the
offender is punished more severely, not because he or she deserves it, but
because the court decides to send a message to others who may be inclined to
engage in similar criminal activity.
3
While general deterrence as a goal of sentencing is generally well
understood, there is much controversy on whether it works or not. Those who
advocate its abolition as a sentencing principle, particularly in respect of
youth, emphatically state that there is no evidence that it actually works in
preventing crime. Those who advocate its retention are equally firm in their
position and, in support, point to society’s
reliance on some form of general deterrence to guide young people in making
responsible choices on various matters, for example, about smoking, using
alcohol and drugs and driving a motor vehicle. The question whether general
deterrence works or not is not the issue before this Court. Whether the
principles for youth sentencing should include deterrence was a matter of
considerable debate in the passing of this new legislation. Ultimately, the
repeal or retention of deterrence as a principle of sentencing for young
persons is a policy choice for Parliament to make. This Court’s role on these appeals is
to interpret the relevant provisions of the YCJA so as to determine what
choice Parliament in fact made.
4
The YCJA introduced a new sentencing regime. As I will explain,
it sets out a detailed and complete code for sentencing young persons under
which terms it is not open to the youth sentencing judge to impose a punishment
for the purpose of warning, not the young person, but others against engaging
in criminal conduct. Hence, general deterrence is not a principle of youth
sentencing under the present regime. The YCJA also does not speak of
specific deterrence. Rather, Parliament has sought to promote the long-term
protection of the public by addressing the circumstances underlying the
offending behaviour, by rehabilitating and reintegrating young persons into
society and by holding young persons accountable through the imposition of
meaningful sanctions related to the harm done. Undoubtedly, the sentence may
have the effect of deterring the young person and others from committing
crimes. But, by policy choice, I conclude that Parliament has not included
deterrence as a basis for imposing a sanction under the YCJA .
5
It follows that the Manitoba courts in B.W.P. adopted the correct
approach on the question of general deterrence. I also conclude that they were
correct in their interpretation of s. 42(2) (o) of the YCJA on the
respective duration of the custody and supervision portions of the sentence.
Consequently, since the courts in B.W.P. made no error in principle, I
see no reason to review the quantum of B.W.P.’s
sentence. Generally, as a matter of established practice and policy, this
Court hears appeals involving the legal principles that should govern the
pronouncement of sentence, but does not consider an appeal relating solely to
the quantum of a particular sentence: R. v. M. (C.A.), [1996] 1 S.C.R.
500, at para. 33; R. v. Gardiner, [1982] 2 S.C.R. 368, at p. 404.
I am also of the view that there is no need to review the quantum of the sentence
imposed on B.V.N. While the British Columbia courts erred in considering
general deterrence as a principle of sentencing, this factor was considered as “a minor one” and it is apparent from
the reasons of the sentencing judge that it did not play a significant role in
the determination of the sentence. Further, as B.V.N. has fully served his
sentence, the quantum of his sentence has essentially become moot.
6
I would therefore dismiss both appeals.
2. The Facts and Proceedings Below
2.1 R. v. B.W.P.
7
B.W.P., an aboriginal young person, pled guilty to manslaughter and to
an unrelated offence of theft. The theft charge related to stolen speakers and
is not relevant to this appeal. The charge of manslaughter arose out of a
fight between B.W.P. and Saleh, a 22-year-old refugee from Iraq. The fight
started when B.W.P., who was intoxicated at the time, asked Saleh why he was
staring at the two women who were with B.W.P. Saleh thereupon exited his
vehicle and challenged B.W.P. to fight. During the course of the fight, B.W.P.
swung a stocking-covered pool ball hitting Saleh’s
head two or three times. Saleh was able to drive away, but died from his head
injuries a short time later. With no family members residing in Canada, Saleh’s body was returned to Iraq
for burial. Attempts to contact members of the family were unsuccessful and no
victim impact statement was available at the sentence hearing. Considerable
evidence was called concerning B.W.P.’s
background and character including a transfer report, a pre-sentence report,
psychological assessment reports and youth bail management reports.
8
Although charged under the Young Offenders Act, R.S.C. 1985, c.
Y-1 (“YOA ”), B.W.P. was sentenced
under the YCJA . Meyers Prov. Ct. J., for the Winnipeg Youth Justice
Court, first held that the offence of manslaughter is a “serious violent offence” within the meaning of s. 2 of the YCJA
and then turned to a consideration of the appropriate sentence: (2003), 176
Man. R. (2d) 218. After reviewing the guiding principles and purposes of
sentencing found in ss. 3(1) , 38 and 39 , the provisions of s. 50(1) of the YCJA
on the limited applicability of Part XXIII of the Criminal Code, R.S.C.
1985, c. C-46 , and the relevant jurisprudence, the sentencing judge concluded
that general deterrence is not consistent with the new sentencing philosophy
under the YCJA .
9
The sentencing judge reviewed the evidence concerning the offender,
noting in particular B.W.P.’s
supportive and stable family, aboriginal identity, minimal legal record,
positive school attendance and performance, pro-social extracurricular
activities and the positive comments from family members, school officials and
hockey coaches. The sentencing judge also relied on the psychological
assessment by Dr. Somers who found the risk of re-offending to be low and
unlikely to be reduced by a period of custody, recommending rather that B.W.P.
be maintained in the community. The sentencing judge held as follows:
The purpose of
sentencing under the Youth Criminal Justice Act is to provide just
sanctions that have meaningful consequences for the offender and promote his
rehabilitation and reintegration into society, thereby contributing to the
long-term protection of the public. That rehabilitation and reintegration has
been well underway since BWP’s
release from custody in December 2001. Except for one misstep for which he
paid dearly by serving a period of time in custody while awaiting disposition,
his march towards becoming a law-abiding member of the community has been most
positive.
.
. .
Separating BWP from
society as urged by the Crown will in my opinion not address the long-term
protection of the public as envisioned by the Youth Criminal Justice Act .
However, allowing him to build on the progress he has made since his release
from custody would meet that goal. [paras. 78 and 86]
10
Meyers Prov. Ct. J. disagreed with the Crown’s position that ss. 42(2) (n) and 42(2) (o)
must be read in tandem so as to require the court to impose two-thirds of the
sentence in custody and one-third under supervision. Rather, he took the view
that s. 42(2) (o) gave him the discretion to determine the appropriate
length of the custody and supervision portions of the sentence. He therefore
sentenced B.W.P. to a 15-month custody and supervision order, in addition to
the 108 days spent in pre-trial custody. He directed that B.W.P. serve one
day in open custody and the remainder of the 15 months under conditional
supervision in the community subject to 18 listed conditions, to be followed by
a one-year supervised probation order subject to less restrictive conditions.
11
The Crown appealed to the Manitoba Court of Appeal, arguing that the
youth court judge erred in finding that general deterrence was not consistent
with the philosophy of the YCJA . The Crown argued further that the
sentencing judge erred by refusing to read s. 42(2) (o) in tandem with s.
42(2) (n) which requires that the supervision portion of the order be “one half as long” as the custody portion.
Hamilton J.A., writing for the Manitoba Court of Appeal, affirmed the
sentencing judge’s
decision and dismissed the appeal: (2004), 187 Man. R. (2d) 80, 2004 MBCA 110.
12
On the first issue, Hamilton J.A. gave careful consideration to the
Crown’s argument that
this Court’s decision
in R. v. M. (J.J.), [1993] 2 S.C.R. 421, continues to apply and
considered the conflicting jurisprudence on this point. She concluded that
deterrence is not a principle for sentencing young persons under the YCJA :
Under the YOA ,
the protection of society and the public was an important principle. While the
long‑term protection of the public and respect for societal values
remains important under the YCJA , Parliament has directed that this is
achieved through rehabilitation, reintegration and accountability wherever
possible. As Gorman, P.J., noted in C.M.P., the sentence of a young
person is “individualistic” with a primary emphasis on
rehabilitation. When I consider the wording of s. 50(1) in the context of the
overall principles of the YCJA , I agree with those judges, like Werier,
P.J., in A.E.B., and the sentencing judge here, who have ruled that
deterrence is not to be considered when sentencing a young person. A judge
cannot sentence one young person with the aim of sending a message to other
youth. This would be at variance with the required focus on the young person
being sentenced. I am also of the view that specific deterrence is not a
principle of sentencing in light of the exclusion of this principle under s.
50(1) of the YCJA . Having said that, the sentence, and the judicial
process itself, may very well have a deterrent effect on the young person and
others. [para. 64]
13
On the second issue, Hamilton J.A. held that the sentencing judge had
properly concluded that s. 42(2) (o) gives a wider discretion than does
s. 42(2) (n):
The sentencing judge
was correct to distinguish between subs. 42(2)(n) and 42(2)(o). I agree with
counsel for B.W.P. that the ordinary meaning of s. 42(2)(o) is clear from
its words and its context. A custody and supervision order under s. 42(2)(o)
is but one of 18 sanctions that a sentencing judge may consider. It is
different from subs. (n) and gives the judge broader discretion with respect to
how long (or short) the custody period and community supervision period will
be. Because s. 42(2)(o) only applies to presumptive offences, this broader
discretion allows for the sentencing judge to increase the time in custody for
these serious offences. However, this discretion does not preclude the judge
from favouring the supervision period of the order, as the sentencing judge
obviously did in this case. This discretion is consistent with the primary
purpose of the YCJA to promote rehabilitation, reintegration and
accountability through, wherever possible, non‑custodial sentences.
[para. 73]
14
The Crown appeals to this Court on the same two grounds.
2.2 R. v. B.V.N.
15
B.V.N. pled guilty to the offence of aggravated assault causing bodily
harm. The charge arose out of B.V.N.’s
activities as a drug dealer. A few days before the assault in question, B.V.N.
and an associate accosted the complainant —
a drug addict — over a
drug debt, held a gun to his head, clicking the trigger several times, forced
him into a car and took him to a relative’s
house to get money. That incident ended when the relative phoned the police,
forcing B.V.N. and his associate to flee. A few days later, B.V.N. and his
associate again accosted the complainant, threatened, punched, kicked and
stabbed him. The complainant spent several days in the hospital.
16
The evidence about the offender revealed a very unfortunate family
background, no prior convictions for violent offences, but a history of
suspension and expulsion from school for assault and drug trafficking, numerous
problems in group homes, including threatening staff members, and possessions
of weapons. A psychiatric report put him at high risk of engaging in serious
and violent criminal activity.
17
On the question of general deterrence, the sentencing judge compared the
provisions of the YCJA with the former YOA and concluded that
general deterrence is one factor, albeit a minor one, in determining the
appropriate sentence under the new regime. Considering the circumstances of
the offence and the offender, the sentencing judge imposed a nine-month custody
and supervision order under s. 42(2) (n) (in addition to 81 days of
pre-trial custody), with the custodial part of the order to be spent in closed
custody: [2004] B.C.J. No. 153 (QL), 2004 BCPC 22.
18
B.V.N. appealed to the British Columbia Court of Appeal, arguing, among
other grounds, that the sentencing judge erred in relying on the principle of
general deterrence. Mackenzie J.A., Lambert J.A. concurring, disagreed,
finding that this Court’s
decision in M. (J.J.) decided under the YOA remained good law:
(2004), 196 B.C.A.C. 100, 2004 BCCA 266. Although the YCJA provides
more detailed guidance for sentencing and is intended to reduce reliance on
incarceration, it did not expressly exclude deterrence as a factor. Mackenzie
J.A. noted however that, as he read the reasons of the sentencing judge, “the element of general
deterrence did not increase the sentence that would otherwise have been imposed” (para. 15). The appeal
was allowed in part, deleting certain conditions that have no relevance here.
Oppal J.A., in concurring reasons, agreed that the principle of general
deterrence is still applicable, albeit on a somewhat more limited
basis. B.V.N. appeals to this Court, arguing that the courts below fell into
error in considering general deterrence as a relevant factor and submitting
that a different result would have been reached had this error not been made.
3. Deterrence and
the YCJA
3.1 The YCJA : A
New Sentencing Regime
19
The YCJA came into force on April 1, 2003. Notably, Parliament
did not simply amend its predecessor, the YOA , it repealed it. The YCJA
is a complex piece of legislation that has substantially changed the Canadian
youth justice system at various stages of the process including: at the front
end, by encouraging greater use of the diversionary programs; at bail hearings,
by substantially limiting pre-trial detention; and in the adult sentencing
process, by the presumptive application of adult sentences for some of the most
serious offences. Most of all, the YCJA brought about substantial
changes in the general youth sentencing process. The statute provides more
specific guidance to judges. Detailed sentencing principles are expressly set
out. Sentencing options are more regulated. Factors to be taken into account
are spelled out. Mandatory restrictions are placed on the use of custodial
sentences. The new sentencing provisions have been characterized as “the most systematic attempt
in Canadian history to structure judicial discretion regarding the sentencing
of juveniles”: J. V.
Roberts and N. Bala, “Understanding
Sentencing Under the Youth Criminal Justice Act ” (2003), 41 Alta. L. Rev. 395, at p.
396.
20
Counsel for both appellants and respondents spent much time on these
appeals comparing the YOA and the YCJA in an attempt to persuade
the Court that its decision in M. (J.J.), decided under the YOA ,
was either still good law or no longer applicable. In M. (J.J.), this
Court settled the existing controversy between provincial appellate courts over
the applicability of general deterrence in youth sentencing under the YOA .
The Court endorsed the opinion of Brooke J.A. of the Ontario Court of Appeal in
R. v. O. (1986), 27 C.C.C. (3d) 376, and held that “although the principle of
general deterrence must be considered, it had diminished importance in
determining the appropriate disposition in the case of a youthful offender” (p. 434). Cory J., in
writing for the Court, then commented on some of the existing literature on the
potential deterrent effect of YOA dispositions and added the following
caveat:
Having said that, I
would underline that general deterrence should not, through undue emphasis,
have the same importance in fashioning the disposition for a youthful offender
as it would in the case of an adult. One youthful offender should not be obliged
to accept the responsibility for all the young offenders of his or her
generation. [p. 434]
21
In my view, little can be gained by attempting a detailed comparison of
the two statutes. The YCJA created such a different sentencing regime
that the former provisions of the YOA and the precedents decided under
it, including M. (J.J.), are of limited value. In order to determine
the question before the Court, the focus must be rather on the relevant
provisions of the new statute. Except where otherwise indicated, all
references to statutory provisions in the analysis that follows are to the YCJA .
3.2 Principles of
Adult Sentencing Do Not Apply
22
Parliament has expressly adopted a firm policy that the criminal justice
system for young persons be separate from that of adults: s. 3(1)(b).
In keeping with this policy, the provisions of the Criminal Code on
sentencing, save certain listed exceptions, do not apply to youth sentencing.
Section 50(1) reads as follows:
50. (1) Subject
to section 74 (application of Criminal Code to adult sentences), Part
XXIII (sentencing) of the Criminal Code does not apply in respect of
proceedings under this Act except for paragraph 718.2 (e) (sentencing
principle for aboriginal offenders), sections 722 (victim impact statements),
722.1 (copy of statement) and 722.2 (inquiry by court), subsection 730(2)
(court process continues in force) and sections 748 (pardons and remissions),
748.1 (remission by the Governor in Council) and 749 (royal prerogative) of
that Act, which provisions apply with any modifications that the circumstances
require.
23
It is particularly noteworthy that s. 718 (b) of the Criminal
Code is not one of the listed exceptions incorporated in the YCJA
— s. 718 (b) provides
that one of the objectives in sentencing adults is “to deter the offender and other persons
from committing offences”.
Since Parliament has expressly included other provisions, in particular one of
the adult sentencing principles —
s. 718.2 (e) with respect to aboriginal offenders — one can only conclude that the omission is
deliberate. Parliament chose not to incorporate the adult sentencing principle
of deterrence in the new youth sentencing regime. The question then becomes
whether deterrence, or some equivalent concept, can be found in the words of
the YCJA itself.
3.3 “Deterrence”, “Deter” or Equivalent Concepts Not
Found in the YCJA
24
As indicated earlier, deterrence, as a general principle of sentencing,
is well known. Had Parliament intended to make deterrence part of the youth
sentencing regime, one would reasonably expect that it would be expressly
included in the detailed purpose and principles set out in the statute. Yet
the words “deter” and “deterrence” are nowhere to be found in
the YCJA : the words do not appear in the “Declaration
of Principle” under s.
3 , nor in the “Purpose
and Principles” listed
under s. 38 and not even in the list of particular sanctions found in s. 42 .
This omission is of considerable significance.
25
The Crown recognizes that the YCJA does not explicitly refer to
deterrence as a sentencing principle. However, it is argued, nor does the
statute expressly exclude it from consideration in sentencing. This argument
was accepted by the British Columbia courts in B.V.N. and formed the
essential basis for their decision that general deterrence was still a factor
to be considered in youth sentencing. In support of its argument, the Crown
submits that the continued application of general deterrence can be inferred
from several provisions in the new statute. First, it is submitted that
Parliament, while emphasizing rehabilitation, has also recognized the need for “long-term protection of the
public” as a purpose
of youth sentencing: ss. 3 and 38(1). Second, ss. 3 and 38(1) both speak of “meaningful consequences” without defining the
term. The Crown does not quarrel with the proposition that in most cases, the
consequences should be meaningful to the youth before the court, but argues
that a rational system of sentencing must recognize interests apart from those
of the offender. Third, the statute speaks of “accountability” which, it is submitted, is
a sufficiently broad concept to encompass considerations of general deterrence,
provided that it does not lead to a disproportionate or exemplary sentence
which the Crown concedes would be contrary to s. 3(1) (c). Fourth, it is
submitted that general deterrence has a role to play in fashioning a sentence
that reinforces “respect
for societal values”,
a principle set out in s. 3(1) (c)(i).
26
In my view, none of these provisions, when considered in context,
supports the Crown’s
position that a harsher sanction can be imposed upon on a young person for the
purpose of sending a message, not to the youth, but to others who may engage in
criminal conduct. For ease of reference, I will set out the relevant
provisions and underline the words upon which the Crown relies.
27
The general purpose of youth sentencing is set out in s. 38(1) and reads
as follows:
38. (1) The
purpose of sentencing under section 42 (youth sentences) is to hold a young
person accountable for an offence through the imposition of just
sanctions that have meaningful consequences for the young person and
that promote his or her rehabilitation and reintegration into society, thereby
contributing to the long-term protection of the public.
28
The governing sentencing principles are set out in ss. 3 and 38(2):
3. (1) The
following principles apply in this Act:
(a) the youth criminal justice
system is intended to
(i) prevent crime by addressing the
circumstances underlying a young person’s
offending behaviour,
(ii) rehabilitate young persons who
commit offences and reintegrate them into society, and
(iii) ensure that a young person is
subject to meaningful consequences for his or her offence
in order to promote the long‑term protection
of the public;
(b) the criminal justice system for
young persons must be separate from that of adults and emphasize the following:
(i) rehabilitation and reintegration,
(ii) fair and proportionate accountability
that is consistent with the greater dependency of young persons and their
reduced level of maturity,
(iii) enhanced procedural protection to
ensure that young persons are treated fairly and that their rights, including
their right to privacy, are protected,
(iv) timely intervention that reinforces
the link between the offending behaviour and its consequences, and
(v) the promptness and speed with which
persons responsible for enforcing this Act must act, given young persons’ perception of time;
(c) within the limits of fair and
proportionate accountability, the measures taken against young persons
who commit offences should
(i) reinforce respect for societal
values,
(ii) encourage the repair of harm done to
victims and the community,
(iii) be meaningful for the individual
young person given his or her needs and level of development and, where
appropriate, involve the parents, the extended family, the community and social
or other agencies in the young person’s
rehabilitation and reintegration, and
(iv) respect gender, ethnic, cultural and
linguistic differences and respond to the needs of aboriginal young persons and
of young persons with special requirements; and
(d) special considerations apply in
respect of proceedings against young persons and, in particular,
(i) young persons have rights and
freedoms in their own right, such as a right to be heard in the course of and
to participate in the processes, other than the decision to prosecute, that
lead to decisions that affect them, and young persons have special guarantees
of their rights and freedoms,
(ii) victims should be treated with
courtesy, compassion and respect for their dignity and privacy and should
suffer the minimum degree of inconvenience as a result of their involvement
with the youth criminal justice system,
(iii) victims should be provided with
information about the proceedings and given an opportunity to participate and
be heard, and
(iv) parents should be informed of
measures or proceedings involving their children and encouraged to support them
in addressing their offending behaviour.
(2) This Act shall be
liberally construed so as to ensure that young persons are dealt with in
accordance with the principles set out in subsection (1).
38.
. . .
(2) A youth justice
court that imposes a youth sentence on a young person shall determine the
sentence in accordance with the principles set out in section 3 and the
following principles:
(a) the sentence must not result in
a punishment that is greater than the punishment that would be appropriate for
an adult who has been convicted of the same offence committed in similar
circumstances;
(b) the sentence must be similar to
the sentences imposed in the region on similar young persons found guilty of
the same offence committed in similar circumstances;
(c) the sentence must be
proportionate to the seriousness of the offence and the degree of
responsibility of the young person for that offence;
(d) all available sanctions other
than custody that are reasonable in the circumstances should be considered for
all young persons, with particular attention to the circumstances of aboriginal
young persons; and
(e) subject to paragraph (c),
the sentence must
(i) be the least restrictive sentence
that is capable of achieving the purpose set out in subsection (1),
(ii) be the one that is most likely to
rehabilitate the young person and reintegrate him or her into society, and
(iii) promote a sense of responsibility in
the young person, and an acknowledgment of the harm done to victims and the
community.
29
Section 38(3) lists the factors to be considered in determining a youth
sentence:
38.
. . .
(3) In determining a
youth sentence, the youth justice court shall take into account
(a) the degree of participation by
the young person in the commission of the offence;
(b) the harm done to victims and
whether it was intentional or reasonably foreseeable;
(c) any reparation made by the
young person to the victim or the community;
(d) the time spent in detention by
the young person as a result of the offence;
(e) the previous findings of guilt
of the young person; and
(f) any other aggravating and
mitigating circumstances related to the young person or the offence that are
relevant to the purpose and principles set out in this section.
30
I am unable to find in these provisions a basis for imposing a harsher
sanction than would otherwise be called for to deter others from
committing crime. Rather, as I will explain, the focus throughout remains on
the young person before the court.
31
I will deal firstly with Parliament’s
express concern about the protection of the public. The Crown is correct in
saying that “protection
of the public” as a
purpose of sentencing is not incompatible with general deterrence. Indeed, it
is essentially on the basis of these words in the statute that this Court in M.(J.J.)
held that general deterrence could be considered under the YOA .
However, the YCJA ’s
references to “protection
of the public” must be
examined in context. For convenience, I repeat the words of s. 38(1) :
38. (1) The
purpose of sentencing under section 42 (youth sentences) is to hold a young
person accountable for an offence through the imposition of just sanctions that
have meaningful consequences for the young person and that promote his or her
rehabilitation and reintegration into society, thereby contributing to
the long-term protection of the public.
It is apparent from a plain reading of s. 38(1) that “protection of the public” is expressed, not as an
immediate objective of sentencing, but rather as the long-term effect of a
successful youth sentence. Likewise, s. 3(1) sets out the three specific means
by which sentencing is intended to “promote
the long-term protection of the public”.
These specific means do not include general deterrence. Again, for
convenience, I repeat the relevant wording of that provision here:
3. (1) . .
.
(a) the youth criminal justice
system is intended to
(i) prevent crime by addressing the
circumstances underlying a young person’s
offending behaviour,
(ii) rehabilitate young persons who
commit offences and reintegrate them into society, and
(iii) ensure that a young person is
subject to meaningful consequences for his or her offence
in order to promote the long-term
protection of the public;
In my view, none of these express means would allow for the
imposition of a harsher sanction for the purpose of deterring others from
committing crimes. Rather, the means of promoting the long-term protection of
the public describe an individualized process by focussing on underlying
causes, rehabilitation, reintegration and meaningful consequences for the
offender.
32
Likewise, when the YCJA speaks about reinforcing “respect for societal values” in s. 3(1) (c)(i),
it is important to look at the context to determine whose respect is
targeted: the young person’s
or society’s as a
whole? The more obvious target, or course, is the young person before the
court “against” whom “measures” are “taken” under that provision.
However, if there is any ambiguity on the interpretation of this provision, it
is dispelled by the French version which makes it clear that the statute is
speaking about reinforcing the young person’s
respect for societal values, not society’s
at large:
3. (1) . . .
(c) les mesures prises à l’égard des adolescents
. . . doivent viser à :
(i) renforcer leur respect pour
les valeurs de la société,
.
. .
33
In the same way, when the statute speaks of “accountability” or requires that “meaningful consequences” be imposed, the language
expressly targets the young offender before the court: “ensure that a young person is subject
to meaningful consequences”
(s. 3(1)(a)(iii)); “accountability
that is consistent with the greater dependency of young persons and their
reduced level of maturity”
(s. 3(1)(b)(ii)); “be
meaningful for the individual young person given his or her needs and
level of development”
(s. 3(1)(c)(iii)). Parliament has made it equally clear in the French
version that these principles are offender-centric and not aimed at the general
public: e.g., s. 3(1)(a) speaks of “le système de justice pénale pour adolescents vise à prévenir le
crime par la suppression des causes sous-jacentes à la criminalité chez les adolescents
. . . et à assurer la prise de mesures leur offrant des perspectives
positives”.
34
In my view, the words of the statute can only support the conclusion
that Parliament deliberately excluded general deterrence as a factor of youth
sentencing.
3.4 Exclusion
of General Deterrence Accords With Parliament’s Intention
35
The general object and scheme of the YCJA , and Parliament’s intention in passing it,
has already been the subject of much discussion, by courts and commentators
alike, most recently by this Court in R. v. C.D., [2005] 3 S.C.R. 668,
2005 SCC 78. I will not repeat this Court’s
analysis in C.D. here. It is quite clear in considering the preamble
and the statute as a whole that Parliament’s
goal in enacting the new youth sentencing regime was to reserve the most
serious interventions for the most serious crimes and thereby reduce the
over-reliance on incarceration for non-violent young persons. This goal is
expressly set out in the preamble to the YCJA . It reads as follows:
WHEREAS members of society share a
responsibility to address the developmental challenges and the needs of young
persons and to guide them into adulthood;
WHEREAS communities, families, parents and
others concerned with the development of young persons should, through
multi-disciplinary approaches, take reasonable steps to prevent youth crime by
addressing its underlying causes, to respond to the needs of young persons, and
to provide guidance and support to those at risk of committing crimes;
WHEREAS information about youth justice,
youth crime and the effectiveness of measures taken to address youth crime
should be publicly available;
WHEREAS Canada is a party to the United
Nations Convention on the Rights of the Child and recognizes that young persons
have rights and freedoms, including those stated in the Canadian Charter of
Rights and Freedoms and the Canadian Bill of Rights, and have
special guarantees of their rights and freedoms;
AND WHEREAS Canadian society should have a
youth criminal justice system that commands respect, takes into account the
interests of victims, fosters responsibility and ensures accountability through
meaningful consequences and effective rehabilitation and reintegration, and
that reserves its most serious intervention for the most serious crimes and
reduces the over-reliance on incarceration for non-violent young persons;
NOW, THEREFORE, Her Majesty, by and with
the advice and consent of the Senate and House of Commons of Canada, enacts as
follows . . . .
36
Unlike some other factors in sentencing, general deterrence has a
unilateral effect on the sentence. When it is applied as a factor in
sentencing, it will always serve to increase the penalty or make it harsher;
its effect is never mitigating. The application of general deterrence as a
sentencing principle, of course, does not always result in a custodial
sentence; however, it can only contribute to the increased use of
incarceration, not its reduction. Hence, the exclusion of general deterrence
from the new regime is consistent with Parliament’s express intention to reduce the
over-reliance of incarceration for non‑violent young persons. I am not persuaded
by the Crown’s
argument that the words of the preamble referring to the public availability of
information indicate that Parliament somehow intended by those words to include
general deterrence as part of the new regime. The reference in the preamble to
the desirability that certain information be available to the public, in and of
itself and in context, cannot reasonably support such an interpretation.
37
The Crown’s
reliance on some of the exchanges before the Parliamentary Standing Committee
on Justice and Human Rights —
the committee responsible for reviewing the draft provisions of the YCJA
— is equally
unconvincing. At best, the record of Parliamentary Committee proceedings shows
that the exclusion of general deterrence from the YCJA was a very live
issue. This fact can only lend further support to the conclusion that the
drafters’ ultimate
omission of deterrence as a youth sentencing factor was deliberate.
Administrative materials published by the Department of Justice Canada on its
Web site further confirm this. None of the statements speaks of deterrence as
a principle of sentencing. Indeed, in the sentencing modules that directly
address the sentencing guidelines under the YCJA , the Department of
Justice Canada takes the position that deterrence plays no role in youth
sentencing. The statement reads:
The YCJA sets out distinct
sentencing provisions for young persons which are different in important
respects from the sentencing provisions for adults in the Criminal Code .
Denunciation, specific deterrence, general deterrence, and incapacitation,
which are sentencing objectives for adults under the Criminal Code , are
not sentencing objectives under the YCJA . Section 50 of the YCJA
states clearly that the purpose and principles of sentencing of adults under
the Criminal Code which are contained in sections 718, 718.1 and 718.2
of the Code do not apply in proceedings under the YCJA , except
for paragraph 718.2 (e) which deals with Aboriginal offenders. [Emphasis
added.]
(YCJA Explained (2002),
www.justice.gc.ca/en/ps/yj/repository/downlds/3040301.pdf, at p. 3)
38
Of course, this does not mean that sentencing under the YCJA
cannot have a deterrent effect. The detection, arrest, conviction and
consequences to the young person may well have a deterrent effect on others
inclined to commit crime. It also does not mean that the court must ignore the
impact that the crime may have had on the community, as was suggested in
argument. A consideration of all relevant factors about the offence and the
offender forms part of the sentencing process. What the YCJA does not
permit, however, is the use of general deterrence to justify a harsher sanction
than that necessary to rehabilitate, reintegrate and hold accountable the specific
young person before the court.
3.5 Specific
Deterrence
39
The focus on these appeals has been on general deterrence, not specific
deterrence. As stated earlier, specific deterrence is directed at the offender
before the court. As a principle of sentence, it refers to the goal of
preventing the offender from committing another criminal offence. When
considered broadly, there can be considerable overlap between specific
deterrence and other goals of sentencing. Indeed, rehabilitation and
reintegration of the offender in society may be the best way to ensure that the
young person does not re-offend. However, the new sentencing regime does not
speak of specific deterrence as a distinct factor in sentencing. Rather,
Parliament has specifically and expressly directed how preventing the young
offender from re-offending should be achieved, namely by addressing the
circumstances underlying a young person’s
offending behaviour through rehabilitation and reintegration and by reserving
custodial sanctions solely for the most serious crimes. In my view, nothing
further would be gained in trying to fit specific deterrence, as a distinct
factor, by implying it in some way under the new regime.
40
In its narrower sense, specific deterrence calls for the incapacitation
of the offender in order to prevent the further commission of crime, usually by
separating the offender from society through incarceration. It is plain from
the preceding analysis on general deterrence that, in this sense, specific
deterrence, as a distinct factor in youth sentencing, is also excluded under s.
50(1) and cannot be implied from any of the provisions of the YCJA . As
reviewed in detail by this Court in C.D., Parliament has imposed
specific restrictions on the imposition of custodial sentences. It is those
provisions that must govern.
41
For these reasons, I conclude that deterrence, general or specific, is
not a principle of sentencing under the YCJA .
4. Custody and Supervision Orders Under Section 42(2)(o)
42
This leaves the additional issue in B.W.P. concerning the
respective duration of the custody and supervision portions of an order made
under s. 42(2)(o). As noted earlier, B.W.P. was sentenced to a 15-month
custody and supervision order under s. 42(2)(o) for the offence of
manslaughter. At the time of sentencing, he had spent 108 days in pre-trial
custody. The Crown sought a custody and supervision order of 12 to 15 months,
with an open custody period of not less than two-thirds of the 15 months. The
Crown argued that the youth sentencing judge had no discretion but to impose at
least two-thirds of the sentence in custody. In support of its position, the
Crown argued that ss. 42(2)(n) and 42(2)(o) must be read
together, thereby ensuring that offenders sentenced under the latter provision
spend at least as significant a portion of the sentence in a custodial
setting. This interpretation was rejected by the courts below and, in my view,
correctly so.
43
Section 42(2)(o) only applies to offences of manslaughter,
attempted murder and aggravated sexual assault. Under its terms, the custody
and supervision order cannot exceed three years; however, there is no
restriction on what part of the time can be spent in a custodial setting.
Indeed, nothing is said about the respective duration of the custody and
supervision portions of the order. The provision reads as follows:
42.
. . .
(2) . . .
(o) in the case of an offence set
out in subparagraph (a)(ii), (iii) or (iv) of the definition “presumptive offence” in subsection 2(1), make a
custody and supervision order in respect of the young person for a specified
period not exceeding three years from the date of committal that orders the
young person to be committed into a continuous period of custody for the first
portion of the sentence and, subject to subsection 104(1) (continuation of
custody), to serve the remainder of the sentence under conditional supervision
in the community in accordance with section 105;
44
By contrast, under s. 42(2)(n), a custody and supervision order
cannot exceed two years (three years for those offences which are subject to a
maximum sentence of life imprisonment for an adult), and the supervision
portion of the order must be “one
half as long” as the
custody portion. In other words, an offender who is subject to a s. 42(2)(n)
order must spend two-thirds of the sentence in custody and one-third under community
supervision. The provision reads as follows:
42.
. . .
(2) . . .
(n) make a custody and supervision
order with respect to the young person, ordering that a period be served in
custody and that a second period —
which is one half as long as the first —
be served, subject to sections 97 (conditions to be included) and 98
(continuation of custody), under supervision in the community subject to
conditions, the total of the periods not to exceed two years from the date of
the coming into force of the order or, if the young person is found guilty of
an offence for which the punishment provided by the Criminal Code or any
other Act of Parliament is imprisonment for life, three years from the date of
coming into force of the order;
45
It is therefore clear from their wording that the two provisions are
different. The Crown submits that Parliament’s
intention in not requiring that the supervision portion of the order by “one half as long” as the custody portion
under s. 42(2)(o) was to acknowledge for the most serious offences — manslaughter, attempted
murder and aggravated sexual assault —
that a young offender may require to spend more time in custody than in less
serious cases. I agree. However, there is nothing in s. 42(2)(o) to
prevent the court from imposing a lesser proportion of time in actual custody
if it sees fit. The Crown submits that this interpretation leads to an absurd
result because it would allow a young offender to spend less time in custody
when he or she commits a more serious offence. I do not find this argument
persuasive. The same could be said in respect of the Criminal Code offence
of manslaughter which, in theory, may attract a less severe sentence than other
less serious offences in respect of which a minimum sentence must be imposed.
What constitutes a fit sentence in any given case depends on all the
circumstances. For example, in the case of the more serious offences, it may
be, as was the case here, that a considerable amount of time will already have
been spent in pre-trial custody. A s. 42(2) (o) custody and supervision
order simply allows for more flexibility.
46
Alternatively, the Crown argues that a custodial period of one day is
inconsistent with s. 104. Under s. 104(1), the Crown may seek an extension of
the period of custody in respect of an offender sentenced under s. 42(2)(o),
(q) or (r) (but not (n)) who is held in custody. The
application must be brought “within
a reasonable time before the expiry of the custodial portion of the youth
sentence”. The
Crown submits that, by this wording, s. 104 contemplates that the custody
period will be longer than the one day that was imposed by the sentencing judge
in this case. I see no merit to this argument and would dispose of it
summarily as did Hamilton J.A. in the Manitoba Court of Appeal:
The Crown’s
right to make application for a continuation of custody is dependent on the
young person being in custody. In other words, if a young person is not “held in custody” then s. 104(1) does not
apply. One must look directly to s. 42(2) for any requirements for custody,
not indirectly through s. 104(1). [para. 70]
47
Finally, the Crown argues that a one-day custodial sentence is
inconsistent with s. 105 which requires that a young person who is held in
custody under a s. 42(2)(o), (q) or (r) order be
brought before the court at least one month prior to the expiry of the
custodial portion to set out the conditions of their conditional supervision.
Again here, I reach the same conclusion as Hamilton J.A. The purpose of s. 105
is to “ensure the
conditions are appropriate for the young person at the time of release” (para. 71). As she
stated, “a one-day
custody period cannot be prohibited on the basis that [a] young person is
entitled to one month’s
notice under s. 105. The effect of a one-day custody period simply makes the
procedure under s. 105 unnecessary”
(para. 71).
5. Conclusion
48
For these reasons, I conclude that the Manitoba courts were correct in
finding that general deterrence is not a relevant factor in sentencing under
the YCJA . They were also correct in their interpretation of s. 42(2) (o).
I would therefore dismiss the Crown’s
appeal in B.W.P.
49
As stated at the outset, I see no reason to interfere with the sentence
imposed in B.V.N. While the British Columbia courts erred in
considering general deterrence as a principle of sentencing, this factor did
not play a significant role in the determination of the sentence, which has now
essentially become moot. I would also dismiss B.V.N.’s appeal.
Appeals dismissed.
Solicitor for the appellant Her
Majesty the Queen: Manitoba Justice, Winnipeg.
Solicitors for the appellant
B.V.N.: Smart & Williams, Vancouver.
Solicitors for the respondent
B.W.P.: Brodsky & Company, Winnipeg.
Solicitor for the respondent Her
Majesty the Queen: Ministry of the Attorney General, Vancouver.
Solicitor for the intervener the
Attorney General of Ontario: Attorney General of Ontario, Toronto.
Solicitor for the intervener the
Attorney General of Alberta: Alberta Justice, Edmonton.
Solicitor for the intervener the
Canadian Foundation for Children, Youth and the Law: Canadian
Foundation for Children, Youth and the Law, Toronto.
Solicitor for the intervener the
Youth Criminal Defence Office: Youth Criminal Defence Office,
Edmonton.
Solicitor for the intervener the
Aboriginal Legal Services of Toronto Inc.: Aboriginal Legal Services
of Toronto Inc., Toronto.