Held (Lamer, Wilson and
Le Dain JJ. dissenting): The appeal should be allowed.
Per Dickson C.J. and
Beetz, Estey, Chouinard and La Forest JJ.: The trial judge's charge to the
jury as to the ordinary person standard in the defence of provocation was
consistent with the requirements of the Criminal Code and was correct in
law. It was not necessary to direct the jury that the ordinary person means an
ordinary person of the same age and sex as the accused.
The ordinary or reasonable person has a normal
temperament and level of self‑control and is not exceptionally excitable,
pugnacious or in a state of drunkenness. In terms of other characteristics of
the ordinary person, the "collective good sense" of the jury will
lead it to ascribe to the ordinary person any general characteristics relevant
to the provocation in question. Since features such as sex, age, or race, do
not detract from a person's characterization as ordinary, particular
characteristics that are not peculiar or idiosyncratic can be ascribed to an
ordinary person without subverting the logic of the objective test. It would be
impossible to conceptualize a sexless or ageless ordinary person. The central
criterion, however, is the relevance of the particular feature to the
provocation in question.
It should be noted that the trial judge in each case
is not bound to tell the members of the jury what specific attributes they are
to ascribe to the ordinary person. In applying their common sense to the
factual determination of the objective test, jury members will quite naturally
and properly ascribe certain characteristics to the "ordinary
person".
The second test of provocation involves an
assessment of what actually occurred in the mind of the accused. The trial
judge must make clear to the jury that its task at this point is to ascertain
whether the accused was in fact acting as a result of provocation. In
this regard, a trial judge may wish to remind jury members that they are
entitled to take into account the accused's mental state and psychological
temperament.
The trial judge did not err in failing to specify
that the ordinary person, for the purposes of the objective test of provocation,
is deemed to be of the same sex and age as the accused. It is neither wise nor
necessary to make this a mandatory component of all jury charges on
provocation. The judge's charge on the subjective prong of the provocation
defence would not have misled the average juror with respect to the objective
test when viewed in the context of the charge as a whole.
Per McIntyre J.:
Section 215 of the Criminal Code established the standard of the
ordinary person as the standard applicable to all persons in determining what
will amount to provocation. This standard means an ordinary person of either
sex, not exceptionally excitable or pugnacious, but possessed of such powers of
self‑control as everyone is entitled to expect that his fellow citizens
will exercise in today's society. If the allegedly provocative conduct will not
cause this ordinary person to lose "the power of self‑control",
there can be no application of the defence. Where the threshold is passed,
however, the act meets the test for provocation and consideration may be given
to the defence. If the accused lost self‑control through that provocation
and if he acted on the sudden before his passion cooled, the defence applies.
The jury applies the subjective test in making this last determination and
considers the individual characteristics of the accused which could affect his
reaction to the insult or wrongful act.
Per Lamer J. dissenting
in result: When giving content to the ordinary person standard, age is a
relevant consideration when dealing with a young accused person and will be an
important contextual consideration for a jury assessing the reaction of the
ordinary person in those circumstances. It was not mandatory that the judge
instruct the jury that the ordinary person is deemed to be of the same age and
sex as the accused for the objective test of provocation. In some cases,
however, failure to do so would be unfair and constitute reversible error, not
because of a special rule applicable to charges on provocation, but because of
the general rule that the judge's charge be fair.
The trial judge here erred when he gave instructions
to the jury tantamount to excluding age as a relevant factor when addressing
the "first leg" of the provocation test. The jury here must have
understood, from the charge, that the objective test excluded consideration of
age while the subjective test did not and that the accused's age could be
considered at that later stage.
Per Wilson J., dissenting:
Subjective character traits cannot be taken into account in measuring an
accused's acts against the objective standard of the "ordinary
person" at the first stage of the provocation defence. To do so would
undermine the basic principles of equality and individual responsibility.
However, the accused's physical characteristics and the circumstances in which
he is found can be considered in applying the objective "ordinary
person" test if they are relevant in placing the wrongful act or insult in
its proper context for the purpose of assessing its gravity. The jury must be
directed to consider any facts which make the wrongful act or insult
comprehensible to them in the same way that it was comprehended by the accused
and then, having appreciated the factual context in which that wrongful act or
insult took place, measure the accused's response to this insult against the
objective standard of the ordinary person similarly situated and similarly
insulted.
The legal system, to accurately reflect the view of
children as being in the developmental stages en route to full
functioning capability as adults, must measure their actions against a standard
culminating in that of the ordinary adult. The standard of the ordinary adult,
therefore, must be adjusted to an incremental scale reflecting the reduced
responsibility of the accused resulting from his age.
Given the objective test of the "ordinary
person" similarly situated and similarly insulted, the fact that the
victim of the assault was male and that the assault was homosexual may be
properly considered.
Per Le Dain J., dissenting:
The youth of the accused was relevant to the consideration by the jury whether
there had been a wrongful act or insult of such a nature as to be sufficient to
deprive the ordinary person of the power of self‑control. The accused's
age was relevant to the standard of self‑control of the ordinary person
rather than to the gravity of the provocation: Director of Public
Prosecutions v. Camplin, [1978] A.C. 705. The trial judge's charge to the
jury was calculated to lead the jury to conclude that they should not consider
the age of the accused with reference to whether there had been a wrongful act
or insult of such a nature as to be sufficient to deprive an ordinary person of
the power of self‑control, but only with reference to whether the accused
acted upon the provocation on the sudden and before there was time for his
passion to cool. For this reason the appeal should be dismissed. As to whether
the trial judge was required to say anything concerning the age and sex of the
accused: the sex of the accused and its relevance to the nature and gravity of
the provocation were obvious and did not require any observation from the trial
judge; the relative youth of the accused would also presumably be obvious but
its relevance as a matter of law to the question whether there had been
wrongful act or insult of such a nature as to be sufficient to deprive an
ordinary person of the power of self‑control might be less obvious to a
jury and should probably have been drawn to their attention.
Cases Cited
By Dickson C.J.
Director of Public Prosecutions v. Camplin, [1978] A.C. 705; Bedder v. Director of Public Prosecutions,
[1954] 1 W.L.R. 1119, considered; R. v. Hayward (1833), 6 C. & P.
157; R. v. Welsh (1869), 11 Cox C.C. 336; R. v. Lesbini (1914),
11 Cr. App. R. 7; Mancini v. Director of Public Prosecutions, [1942]
A.C. 1; Taylor v. The King, [1947] S.C.R. 462; Salamon v. The Queen,
[1959] S.C.R. 404; Wright v. The Queen, [1969] S.C.R. 335; R. v.
Clark (1974), 22 C.C.C. (2d) 1; Parnerkar v. The Queen, [1974]
S.C.R. 449, affirming (1971), 5 C.C.C. (2d) 11; R. v. Hill (1982), 2
C.C.C. (3d) 394; R. v. Daniels (1983), 7 C.C.C. (3d) 542; R. v.
McCarthy, [1954] 2 Q.B. 105, referred to.
By McIntyre J.
Director of Public Prosecutions v. Camplin, [1978] A.C. 705; Taylor v. The King, [1947] S.C.R. 462; Salamon
v. The Queen, [1959] S.C.R. 404; Wright v. The Queen, [1969] S.C.R.
335, referred to.
By Wilson J. (dissenting)
Bedder v. Director of Public Prosecutions, [1954] 1 W.L.R. 1119; Parnerkar v. The Queen, [1974] S.C.R.
449, affirming (1971), 5 C.C.C. (2d) 11; Director of Public Prosecutions v.
Camplin, [1978] A.C. 705; Vaughan v. Menlove (1837), 3 Bing N.C.
468; R. v. Lesbini (1914), 11 Cr. App. R. 7; Salamon v. The Queen,
[1959] S.C.R. 404; Mancini v. Director of Public Prosecutions, [1942]
A.C. 1; Wright v. The Queen, [1969] S.C.R. 335; R. v. Daniels
(1983), 7 C.C.C. (3d) 542; R. v. Burnshine, [1975] 1 S.C.R. 693; R.
v. Drybones, [1970] S.C.R. 282; Wittingham v. Hill (1619), Cro. Jac.
494, 79 E.R. 421; McEllistrum v. Etches, [1956] S.C.R. 787; Walmsley
v. Humenick, [1954] 2 D.L.R. 232; McHale v. Watson (1966), 115
C.L.R. 199.
By Le Dain J. (dissenting)
Director of Public Prosecutions v. Camplin, [1978] A.C. 705.
Statutes and Regulations Cited
Canadian Bill of Rights, R.S.C. 1970, App. III.
Canadian Charter of Rights
and Freedoms, s. 15 .
Criminal Code, R.S.C. 1970, c. C‑34, ss. 215(1), (2), (3), 218(1).
Homicide Act, 1957 (U.K.), 5 & 6 Eliz. 2, c. 11, s. 3.
Young Offenders Act, 1980‑81‑82‑83 (Can.), c. 110.
Authors Cited
Fleming, John J. The
Law of Torts, 6th ed., Sydney, Law Book Co., 1983.
APPEAL from a judgment of the Ontario Court of
Appeal (1982), 2 C.C.C. (3d) 394, 32 C.R. (3d) 88, allowing an appeal from a
conviction by Walsh J. and ordering a new trial. Appeal allowed, Lamer,
Wilson and Le Dain JJ. dissenting.
Edward Then, Q.C.,
for the appellant.
T. G. O'Hara
and D. F. Caldwell, for the respondent.
The judgment of Dickson C.J. and Beetz, Estey,
Chouinard and La Forest JJ. was delivered by
1. The
Chief Justice‑‑Gordon James Elmer Hill was charged with
committing first degree murder at the City of Belleville, County of Hastings,
on the person of Verne Pegg, contrary to s. 218(1) of the Criminal Code,
R.S.C. 1970, c. C‑34. He was found by the jury not guilty of first degree
murder but guilty of second degree murder. He was sentenced to imprisonment for
life without eligibility for parole until ten years of his sentence had been
served.
2. Hill appealed his conviction to the
Court of Appeal of Ontario. He raised many grounds of appeal, but the Court of
Appeal called upon the Crown with respect to one ground only, relating to the
charge on the issue of provocation. The ground of appeal was that the trial
judge failed to instruct the jury properly as to the "ordinary
person" in s. 215(2) of the Criminal Code . Section 215 of the Code
reads in part:
215. (1) Culpable homicide that otherwise would be murder may be reduced to
manslaughter if the person who committed it did so in the heat of passion
caused by sudden provocation.
(2) A
wrongful act or insult that is of such a nature as to be sufficient to deprive
an ordinary person of the power of self‑control is provocation for the
purposes of this section if the accused acted upon it on the sudden and before
there was time for his passion to cool.
3. These two subsections, given their plain
meaning, produce three sequential questions for answer by the tribunal:
1. Would an ordinary
person be deprived of self‑control by the act or insult?
2. Did the accused in fact
act in response to those "provocative" acts; in short was he or she
provoked by them whether or not an ordinary person would have been?
3. Was the accused's
response sudden and before there was time for his or her passion to cool?
At this stage it is important to recall the presence of subs. (3) of s.
215 which provides:
(3) For
the purposes of this section the questions
(a) whether a
particular wrongful act or insult amounted to provocation, and
(b) whether the
accused was deprived of the power of self‑control by the provocation that
he alleges he received,
are questions of fact....
4. In the answering of these successive
questions, the first or "ordinary person" test is clearly determined
by objective standards. The second de facto test as to the loss of self‑control
by the accused is determined, like any other question of fact as revealed by
the evidence, from the surrounding facts. The third test as to whether the
response was sudden and before passions cooled is again a question of fact.
5. At the time of the killing, Hill was a
male, sixteen years of age. The narrow question in this appeal is whether the
trial judge erred in law in failing to instruct the jury that if they found a
wrongful act or insult they should consider whether it was sufficient to
deprive an ordinary person "of the age and sex of the appellant" of
his power of self‑control. Was it incumbent in law on the trial judge to
add that gloss to the section? That is the issue.
I
The Facts
6. At trial both parties agreed that it was
the acts of Hill which caused the death of Pegg but disagreed otherwise. The
position of the Crown at trial was that Hill and Pegg were homosexual lovers
and that Hill had decided to murder Pegg after a falling out between them. The
Crown argued that Hill deliberately struck Pegg in the head while Pegg lay in
bed. This did not kill Pegg who immediately ran from the bedroom into the
bathroom to try and stop the flow of blood from his head. Realizing he had been
unsuccessful, Hill took two knives from the kitchen and stabbed Pegg to death.
7. Hill's version of the events was very
different. He admitted to causing the death of Pegg but put forward two
defences: self‑defence and provocation. Hill testified that he had known
Pegg for about a year through the latter's involvement with the "Big
Brothers" organization. Hill stated that on the night in question he had
been the subject of unexpected and unwelcome homosexual advances by Pegg while
asleep on the couch in Pegg's apartment. Pegg pursued Hill to the bathroom and
grabbed him, at which time Hill picked up a nearby hatchet and swung it at Pegg
in an attempt to scare him. The hatchet struck Pegg in the head. Hill then ran
from the apartment but returned shortly afterward. Upon re‑entering the
apartment, he was confronted by Pegg who threatened to kill him. At this point,
Hill obtained two knives from the kitchen and stabbed Pegg to death.
8. Hill was arrested, after a car chase
with the police, at the wheel of a Pontiac automobile owned by Pegg. At the
scene of arrest Hill denied knowing Pegg, but later he made a statement to the
police which was substantially similar to his oral testimony at trial.
II
The Charge
9. The trial judge instructed the jury on
the defence of provocation in the following terms:
The
Criminal Code provides that culpable homicide that would otherwise be murder
shall be reduced to manslaughter if the person who committed it did so in the
heat of passion caused by sudden provocation.
Under
the Code, a wrongful act or insult that is of such a nature as to be sufficient
to deprive an ordinary person of the power of self‑control is
provocation, if the accused acted upon it on the sudden and before there was
time for his passion to cool.
The foregoing paragraphs are simply a recital of the Code. The
judge continued:
Provocation
may come from actual words or a series of each or a combination of both, and it
must be looked at in the light of all the surrounding circumstances.
First,
the actual words must be such as would deprive an ordinary person of self‑control.
In considering this part of the Defence you are not to consider the particular
mental make‑up of the accused; rather the standard is that of the
ordinary person. You will ask yourselves would the words or acts in this case
have caused an ordinary person to lose his self‑control.
After reviewing the evidence in support of the defence of provocation
the judge continued:
You
will consider that evidence and you will decide whether the words and acts were
sufficient to cause an ordinary person to lose his self‑control.
The
acts were rubbing the accused's legs and chest, grabbing him by the shoulder
and spinning him around, and later Pegg grabbing his right wrist before the
second stab. The words were, "I am going to kill you, you little
bastard".
If you
find that they were, you will then secondly consider whether the accused acted
on the provocation on the sudden before there was time for his passion to cool.
In deciding this question you are not restricted to the standard of the
ordinary person. You will take into account the mental, the emotional, the
physical characteristics and the age of this accused.
The
incidents or the words upon which the provocation is based must be
contemporaneous words or closely related to the tragedy. The killing must take
place immediately after the acts or words constituting the provocation or so
soon thereafter that the accused's passion had no time to cool.
You
will also ask yourselves was the provocation such that it would have led a
person with the mental and physical condition and the age of the accused to
respond in this way.
10. At trial, counsel for Hill objected to the
instruction of the trial judge as to the objective requirement of the defence
of provocation, submitting that the "ordinary person" referred to in
s. 215(2) ought to have been defined as an ordinary person of the age and sex
of the accused. Counsel submitted that the objective requirement would be
satisfied if the judge were to recharge the jury by defining "ordinary
person" as an "ordinary person in the circumstances of the
accused". The judge refused to recharge the jury in those terms.
III
The Court of Appeal
11. In oral reasons Brooke J.A. (Martin and
Morden JJ.A. concurring) noted that counsel for the defence, relying on Director
of Public Prosecutions v. Camplin, [1978] A.C. 705 (H.L.), submitted that
the judge should have instructed the jury to consider whether the wrongful act
or insult was sufficient to deprive an "ordinary person" of the age
and sex of the accused of his power of self‑control. The Court of Appeal
held that because the trial judge declined to do so he erred. In reaching this
conclusion, Brooke J.A. stated:
The age and sex of the
appellant are not "peculiar characteristics" excluded from
consideration of the "ordinary person" in the objective test in s.
215(2) (see Fauteux J. (as he then was) in Wright v. The Queen, [1969] 3
C.C.C. 258 at 264‑5 discussing Bedder v. D.P.P., [1954] 2 All E.R.
801).
He also added:
In our respectful opinion,
there is nothing in that judgment which precludes charging the jury as the
defence requested. As the matter was left to the jury, the age of the appellant
was only a consideration if and when the jury turned to the question of whether
the wrongful act or insult deprived him of his power of self‑control. The
effect of the charge was that an ordinary person did not include a 16 year old
or youth and may well have established as the standard an ordinary person more
experienced and mature than the ordinary 16 year old or youth. If this is so,
the jury may have rejected the defence judging the objective test on that
basis.
12. In the result, the Court of Appeal held
that the judge was in error and there may well have been misdirection which
seriously prejudiced Hill and so the conviction could not stand. The appeal was
allowed, the conviction set aside and a new trial on the charge of second
degree murder ordered.
IV
The Issue
13. The issue in this appeal is whether the
Ontario Court of Appeal erred in law in holding that the trial judge erred in
law with respect to the elements of the objective test relevant to the defence
of provocation in failing to direct the jury that the "ordinary
person" within the meaning of that term in s. 215(2) of the Criminal
Code was an "ordinary person of the same age and sex as the
accused".
V
The Defence of Provocation
14. The defence of provocation appears to have
first developed in the early 1800's. Tindal C.J. in R. v. Hayward
(1833), 6 C. & P. 157, at p. 158, told the jury that the defence of
provocation was derived from the law's "compassion to human
infirmity". It acknowledged that all human beings are subject to
uncontrollable outbursts of passion and anger which may lead them to do violent
acts. In such instances, the law would lessen the severity of criminal
liability.
15. Nevertheless, not all acts done in the
heat of passion were to be subject to the doctrine of provocation. By the
middle of the nineteenth century, it became clear that the provoking act had to
be sufficient to excite an ordinary or reasonable person under the circumstances.
As Keating J. stated in R. v. Welsh (1869), 11 Cox C.C. 336, at p. 338:
The law is, that there
must exist such an amount of provocation as would be excited by the
circumstances in the mind of a reasonable man, and so as to lead the jury to
ascribe the act to the influence of that passion.
16. The Criminal Code codified this
approach to provocation by including under s. 215 three general requirements
for the defence of provocation. First, the provoking wrongful act or insult
must be of such a nature that it would deprive an ordinary person of the power
of self‑control. That is the initial threshold which must be surmounted.
Secondly, the accused must actually have been provoked. As I have earlier
indicated, these two elements are often referred to as the objective and
subjective tests of provocation respectively. Thirdly, the accused must have
acted on the provocation on the sudden and before there was time for his or her
passion to cool.
(a) The Objective Test of Provocation and the
Ordinary Person Standard
17. In considering the precise meaning and
application of the ordinary person standard or objective test, it is important
to identify its underlying rationale. Lord Simon of Glaisdale has
perhaps stated it most succinctly when he suggested in Camplin, at p.
726, that "the reason for importing into this branch of the law the
concept of the reasonable man [was] ... to avoid the injustice of a man being
entitled to rely on his exceptional excitability or pugnacity or ill‑temper
or on his drunkenness".
18. If there were no objective test to the
defence of provocation, anomalous results could occur. A well‑tempered,
reasonable person would not be entitled to benefit from the provocation defence
and would be guilty of culpable homicide amounting to murder, while an ill‑tempered
or exceptionally excitable person would find his or her culpability mitigated
by provocation and would be guilty only of manslaughter. It is society's
concern that reasonable and non‑violent behaviour be encouraged that
prompts the law to endorse the objective standard. The criminal law is
concerned among other things with fixing standards for human behaviour. We seek
to encourage conduct that complies with certain societal standards of
reasonableness and responsibility. In doing this, the law quite logically
employs the objective standard of the reasonable person.
19. With this general purpose in mind, we must
ascertain the meaning of the ordinary person standard. What are the
characteristics of the "ordinary person"? To what extent should the
attributes and circumstances of the accused be ascribed to the ordinary person?
To answer these questions, it is helpful to review the English and Canadian
jurisprudence. Since Canadian courts have relied heavily on English
developments, I shall begin with the English cases.
(i) English Law of Provocation and the Ordinary
Person Standard
20. In R. v. Lesbini (1914), 11 Cr.
App. R. 7, the English Court of Criminal Appeal refused to take into account
the mental deficiency of the accused in assessing the availability of the
provocation defence. It confirmed the threshold objective test for provocation
whereby there must be sufficient provocation to excite a reasonable person. A
reasonable or ordinary person was not one with mental deficiencies. In Mancini
v. Director of Public Prosecutions, [1942] A.C. 1, the House of Lords
endorsed the Lesbini case and further elaborated the objective test of
provocation. Viscount Simon stated, at p. 9:
The test to be applied is
that of the effect of the provocation on a reasonable man, as was laid down by
the Court of Criminal Appeal in Rex v. Lesbini so that an
unusually excitable or pugnacious individual is not entitled to rely on
provocation which would not have led an ordinary person to act as he did.
The ordinary or reasonable person, therefore, was one of normal
temperament and average mental capacity.
21. In 1954, the House of Lords was faced with
the question of whether, in applying the objective test of provocation, it
should take into account certain physical characteristics of the accused. In Bedder
v. Director of Public Prosecutions, [1954] 1 W.L.R. 1119, a sexually
impotent man killed a prostitute after she taunted him about his physical
condition. The House of Lords had to determine whether, in applying the
objective test of provocation, the sexual impotence of the accused should be
taken into account. The test would then have been whether an ordinary person,
who was sexually impotent, would have been provoked. The Court rejected this
approach and held that the peculiar physical characteristics of the accused
were not to be ascribed to the ordinary person for the purposes of the
objective test.
22. Despite the House of Lords' conclusion
that the physical characteristics of the accused were irrelevant to the
determination of whether a reasonable person would have been provoked, it
appears that the Court was primarily concerned with the difficulty of
distinguishing "temperament" from "physical defects". As
Lord Simonds L.C. stated, at p. 1121:
It appeared to that court,
as it appears to me, that "no distinction is to be made in the case of a
person who, though it may not be a matter of temperament, is physically
impotent, is conscious of that impotence, and therefore mentally liable to be
more excited unduly if he is `twitted' or attacked on the subject of that
particular infirmity". The court thereupon approved and reiterated the
proposition that the question for the jury was whether on the facts ... from
the evidence the provocation was in fact enough to lead a reasonable person to
do what the accused did.
23. The Bedder approach to the ordinary
person standard is no longer the law in England. In Camplin, the House
of Lords expressly rejected the narrow objective test articulated in Bedder.
The Camplin case involved a youth of fifteen years of age who maintained
that he had been provoked by a homosexual assault. The House of Lords
unanimously concluded that the ordinary person, for the purposes of the
objective test of provocation, was to be an ordinary person of the same age and
sex as the accused. It should be noted that in Camplin, the trial judge
had specifically directed the jury to take age and sex into account and the
appeal sought to establish that this was wrong. In the present case, there was
no such instruction.
24. In justifying its shift away from the Bedder
approach, the House of Lords relied in part on legislative changes in the law
of provocation introduced after the Bedder opinion. Specifically, in
1957, s. 3 of the Homicide Act, 1957 (U.K.), 5 & 6 Eliz. 2, c. 11,
was passed; it provides:
3. Where on a charge of murder there is evidence on which the jury can
find that the person charged was provoked (whether by things done or by things
said or by both together) to lose his self‑control, the question whether
the provocation was enough to make a reasonable man do as he did shall be left
to be determined by the jury; and in determining that question the jury shall
take into account everything both done and said according to the effect which,
in their opinion, it would have on a reasonable man.
The phrase, "the jury shall take into account everything" was
interpreted to allow a consideration of relevant characteristics in connection
with the objective test.
25. Lord Diplock clarified the underlying rationale
for expanding the notion of the ordinary person when he wrote, at p. 717:
To taunt a person because
of his race, his physical infirmities or some shameful incident in his past may
well be considered by the jury to be more offensive to the person addressed,
however equable his temperament, if the facts on which the taunt is founded are
true than it would be if they were not.
On a similar note, Lord Morris of Borth‑y‑Gest held, at p.
721:
If the accused is of
particular colour or particular ethnic origin and things are said which to him
are grossly insulting it would be utterly unreal if the jury had to consider
whether the words would have provoked a man of a different colour or ethnic
origin‑‑or to consider how such a man would have acted or reacted.
26. Taking these considerations into account,
Lord Simon of Glaisdale formulated the objective test as follows, at p. 727:
I think
that the standard of self‑control which the law requires before
provocation is held to reduce murder to manslaughter is still that of the
reasonable person...; but that, in determining whether a person of reasonable
self‑control would lose it in the circumstances, the entire factual situation,
which includes the characteristics of the accused, must be considered.
27. One conceptual difficulty was acknowledged
by Lord Diplock. He recognized that "in strict logic there is a transition
between treating age as a characteristic that may be taken into account in
assessing the gravity of the provocation addressed to the accused and treating
it as a characteristic to be taken into account in determining what is the
degree of self‑control to be expected of the ordinary person" (p.
717). In most cases, it is appropriate to assume that the level of self‑control
or degree of reasonableness is the same regardless of certain physical
differences. Age, however, in Lord Diplock's view posed a more difficult
problem. He resolved this problem with respect to age by appealing to the
acknowledged importance of the law's compassion to human infirmity. On a more
general level, he rejected the solution of separating out the inquiry into two
phases as overly complicated for the jury.
(ii) Canadian Case Law
28. The Supreme Court of Canada has also had
occasion to provide guidance on the ordinary person standard for provocation.
In Taylor v. The King, [1947] S.C.R. 462, a case in which the accused
was drunk at the time of his alleged provocation, Kerwin J., as he then was,
made clear that for the purposes of the objective test of provocation, the
"criterion is the effect on the ordinary person.... the jury is not
entitled to take into consideration any alleged drunkenness on the part of the
accused" (p. 471).
29. This Court again rejected a consideration
of the drunkenness of the accused in connection with the objective test in Salamon
v. The Queen, [1959] S.C.R. 404. Fauteux J., as he then was, endorsed the
trial judge's instruction to the jury not to consider "the character,
background, temperament or condition of the accused" in relation to the
objective test of provocation. Similarly, Cartwright J., as he then was
(dissenting on another issue) wrote, at p. 415, that the trial judge correctly
"made it plain that on this [objective] branch of the inquiry no account
should be taken of the idiosyncracies of the appellant and that the standard
was that of an ordinary person".
30. Finally, in Wright v. The Queen,
[1969] S.C.R. 335, a son was charged with the shooting death of his father. The
evidence suggested that there had been some difficulties in their relationship.
The father was said to have been a bad tempered and violent man who had
mistreated his son on a number of occasions. The accused had not seen his
father for a period of about five years until a few days prior to the fatal
incident. On the evening of the shooting, the accused had spent most of the day
drinking with his friends. In considering the objective test of provocation,
the Court rejected the relevance of the quality of the accused's relationship
with his father, the mentality of the accused or his possible drunkenness.
Fauteux J. quoted, at p. 340, the words of Lord Simonds L.C. in Bedder,
that the purpose of the objective test is "to invite the jury to consider
the act of the accused by reference to a certain standard or norm of conduct
and with this object the ‘reasonable’ or the ‘average’ or the ‘normal’ man is
invoked". The Court went on to state, at p. 340:
While the character,
background, temperament, idiosyncracies, or the drunkenness of the accused are
matters to be considered in the second branch of the enquiry, they are excluded
from consideration in the first branch. A contrary view would denude of any
sense the objective test.
31. Appellate courts at the provincial level
have also considered the nature of the ordinary person standard of provocation.
In R. v. Clark (1974), 22 C.C.C. (2d) 1 (Alta. C.A.), the "morbid
jealousy and slight mental degeneration" suffered by the accused was held
not to be relevant to the objective test. According to Clement J.A., at p. 16:
In the
first branch of the inquiry, the objective test, which in essence has to be
determined as a standard of comparison is the reaction that might be expected
from ordinary human nature to the wrongful act, or to the alleged insult in the
present case.
32. In R. v. Parnerkar (1971), 5 C.C.C.
(2d) 11, the Saskatchewan Court of Appeal held that the cultural and religious
background of the accused was not relevant to the determination of the
objective test. The accused, born in India, was alleged to have been provoked
by, inter alia, the deceased's statement "I am not going to marry
you because you are a black man". The Court's ruling seems to narrow
unduly the conception of the ordinary person and rigidly prohibit a
consideration of the physical characteristics of the accused along the lines of
the Bedder case. I should note that Parnerkar was affirmed by
this Court on appeal: see [1974] S.C.R. 449; however, this particular question
was not addressed.
33. In more recent decisions, appellate courts
at the provincial level appear to be moving towards the Camplin
approach. The Ontario Court of Appeal's decision in the present appeal, R.
v. Hill (1982), 2 C.C.C. (3d) 394, and R. v. Daniels (1983), 7
C.C.C. (3d) 542 (N.W.T.C.A.), reflect this trend. In the Daniels case,
Laycraft J.A. held that in instructing the jury on the objective test of
provocation, the trial judge should tell the jury to take into account all of
the external events putting pressure on the accused. He stated at p. 554:
The
purpose of the objective test prescribed by s. 215 is to consider the actions
of the accused in a specific case against the standard of the ordinary person.
Hypothetically, the ordinary person is subjected to the same external pressures
of insult by acts or words as was the accused. Only if those pressures would
cause an ordinary person to lose self‑control does the next question
arise whether the accused did, in fact, lose self‑control. In my view, the
objective test lacks validity if the reaction of the hypothetical ordinary
person is not tested against all of the events which put pressure on the
accused.
(iii) The Appropriate Content of the Ordinary
Person Standard
34. What lessons are to be drawn from this
review of the case law? I think it is clear that there is widespread agreement
that the ordinary or reasonable person has a normal temperament and level of
self‑control. It follows that the ordinary person is not exceptionally
excitable, pugnacious or in a state of drunkenness.
35. In terms of other characteristics of the
ordinary person, it seems to me that the "collective good sense" of
the jury will naturally lead it to ascribe to the ordinary person any general
characteristics relevant to the provocation in question. For example, if the
provocation is a racial slur, the jury will think of an ordinary person with
the racial background that forms the substance of the insult. To this extent,
particular characteristics will be ascribed to the ordinary person. Indeed, it
would be impossible to conceptualize a sexless or ageless ordinary person.
Features such as sex, age, or race, do not detract from a person's
characterization as ordinary. Thus particular characteristics that are not
peculiar or idiosyncratic can be ascribed to an ordinary person without
subverting the logic of the objective test of provocation. As Lord Diplock
wrote in Camplin at pp. 716‑17:
...the "reasonable
man" has never been confined to the adult male. It means an ordinary
person of either sex, not exceptionally excitable or pugnacious, but possessed
of such powers of self‑control as everyone is entitled to expect that his
fellow citizens will exercise in society as it is today.
36. It is important to note that, in some
instances, certain characteristics will be irrelevant. For example, the race of
a person will be irrelevant if the provocation involves an insult regarding a
physical disability. Similarly, the sex of an accused will be irrelevant if the
provocation relates to a racial insult. Thus the central criterion is the
relevance of the particular feature to the provocation in question. With this
in mind, I think it is fair to conclude that age will be a relevant
consideration when we are dealing with a young accused person. For a jury to
assess what an ordinary person would have done if subjected to the same
circumstances as the accused, the young age of an accused will be an important
contextual consideration.
37. I should also add that my conclusion that
certain attributes can be ascribed to the ordinary person is not meant to
suggest that a trial judge must in each case tell the jury what specific
attributes it is to ascribe to the ordinary person. The point I wish to
emphasize is simply that in applying their common sense to the factual
determination of the objective test, jury members will quite naturally and
properly ascribe certain characteristics to the "ordinary person".
(b) The Subjective Test and Actual Provocation
38. Once a jury has established that the
provocation in question was sufficient to deprive an ordinary person of the
power of self‑control, it must still determine whether the accused was so
deprived. It may well be that an ordinary person would have been provoked, but
in fact the accused was not. This second test of provocation is called
subjective because it involves an assessment of what actually occurred in the
mind of the accused. At this stage, the jury must also consider whether the
accused reacted to the provocation on the sudden and before there was time for
his passion to cool.
39. In instructing the jury with respect to
the subjective test of provocation, the trial judge must make clear to the jury
that its task at this point is to ascertain whether the accused was in fact
acting as a result of provocation. In this regard, a trial judge may wish to
remind the jury members that, in determining whether an accused was actually
provoked, they are entitled to take into account his or her mental state and
psychological temperament.
VI
The Validity of the Trial Judge's Charge
40. To apply this statement of the law to the
present appeal, we must return to the actual words of the trial judge. When
instructing the jury on the objective test of provocation, he began by stating:
First,
the actual words must be such as would deprive an ordinary person of self‑control.
In considering this part of the Defence you are not to consider the particular
mental make‑up of the accused; rather the standard is that of the
ordinary person. You will ask yourselves would the words or acts in this case
have caused an ordinary person to lose his self‑control.
He later added:
You
will consider that evidence and you will decide whether the words and acts were
sufficient to cause an ordinary person to lose his self‑control.
In my view, this part of the charge was well‑stated and correct
in law. The trial judge did not err in failing to specify that the ordinary
person, for the purposes of the objective test of provocation, is to be deemed
to be of the same age and sex as the accused. Although this type of instruction
may be helpful in clarifying the application of the ordinary person standard, I
do not think it wise or necessary to make this a mandatory component of all
jury charges on provocation. Whenever possible, we should retain simplicity in
charges to the jury and have confidence that the words of the Criminal Code
will provide sufficient guidance to the jury. Indeed, in this area of the law,
I take heed of the words of Lord Goddard C.J. in R. v. McCarthy, [1954]
2 Q.B. 105, at p. 112:
No court has ever given,
nor do we think ever can give, a definition of what constitutes a reasonable or
average man. That must be left to the collective good sense of the jury.
41. It has been suggested that the instruction
of the trial judge on the subjective prong of the provocation defence had the
effect of misleading the jury on the appropriate content of the ordinary person
standard. The charge stated:
... you will then secondly
consider whether the accused acted on the provocation on the sudden before
there was time for his passion to cool. In deciding this question you are not
restricted to the standard of the ordinary person. You will take into account
the mental, the emotional, the physical characteristics and the age of this
accused.
...
You
will also ask yourselves was the provocation such that it would have led a
person with the mental and physical condition and the age of the accused to
respond in this way.
In my opinion, these words would not have misled the average juror with
respect to the objective test, particularly when viewed in the context of the
charge as a whole.
42. I have the greatest of confidence in the
level of intelligence and plain common sense of the average Canadian jury
sitting on a criminal case. Juries are perfectly capable of sizing the matter
up. In my experience as a trial judge I cannot recall a single instance in
which a jury returned to the courtroom to ask for further instructions on the
provocation portion of a murder charge. A jury frequently seeks further
guidance on the distinction between first degree murder, second degree murder
and manslaughter, but rarely, if ever, on provocation. It seems to be common
ground that the trial judge would not have been in error if he had simply read
s. 215 of the Code and left it at that, without embellishment. I am
loathe to complicate the task of the trial judge, in cases such as the case at
bar, by requiring him or her as a matter of law to point out to the members of
the jury that in applying the objective test they must conceptualize an
"ordinary person" who is male and young. The accused is before them.
He is male and young. I cannot conceive of a Canadian jury conjuring up the
concept of an "ordinary person" who would be either female or
elderly, or banishing from their minds the possibility that an "ordinary
person" might be both young and male. I do not think anything said by the
judge in the case at bar would have lead the jury to such an absurdity.
VII
Conclusion
43. I find that the trial judge's charge to
the jury on the ordinary person standard in the defence of provocation was
consistent with the requirements of the Criminal Code and correct in
law. It was not necessary to direct the jury that the ordinary person means an
ordinary person of the same age and sex as the accused. I would, therefore,
allow the appeal and restore the conviction.
The following are the reasons delivered by
44. McIntyre
J.‑‑I have read the reasons for judgment of the Chief
Justice. I agree with his result and generally with his reasons. I wish only to
add a brief comment of my own.
45. Section 215 of the Criminal Code
provides for a defence of provocation, which will allow, if it is successful,
the reduction of what would be murder to the lesser crime of manslaughter.
Subsection (1) provides for the defence. Subsection (2) defines the nature of
the act or insult which will be sufficient to amount to provocation. It does
not deal with the nature or with any of the individual characteristics of the
person seeking to rely on the defence. It establishes a standard to apply to
all persons in determining what will amount to provocation, the standard of the
ordinary person. The concept of the ordinary person or the reasonable man is
well‑known in the law. Many definitions have been formulated. A fitting
one may be found in the words of Lord Diplock in the Camplin case [[1978]
A.C. 705 (H.L.), at pp. 716‑17], cited by the Chief Justice, in these
terms:
...the "reasonable
man" has never been confined to the adult male. It means an ordinary
person of either sex, not exceptionally excitable or pugnacious, but possessed
of such powers of self‑control as everyone is entitled to expect that his
fellow citizens will exercise in society as it is today.
If the conduct alleged to have been provocative will not cause this
ordinary person to lose "the power of self‑control", then there
can be no application of the defence. However, where that threshold is passed,
the act meets the test for provocation and consideration may be given to the
defence. If it is found that the accused was deprived of the power of self‑control
by the provocation and that he acted upon it on the sudden and before there was
time for his passion to cool, the defence will apply. In making that last
determination the jury may apply what has been called the subjective test, the
individual characteristics of the accused which could affect his reaction to
the wrongful act or insult, such as race, colour, religion, sex and
drunkenness, and other subjective factors affecting his reaction may be
considered. This proposition has the support of binding authority in this
country: see Taylor v. The King, [1947] S.C.R. 462; Salamon v. The
Queen, [1959] S.C.R. 404; and Wright v. The Queen, [1969] S.C.R.
335, where it was said, at p. 340:
While the character,
background, temperament, idiosyncracies, or the drunkenness of the accused are
matters to be considered in the second branch of the enquiry, they are excluded
from consideration in the first branch. A contrary view would denude of any sense
the objective test.
46. The reason that the two tests, objective
and subjective, are separated in this defence is clear. The law fixes a
standard for all which must be met before reliance may be placed on the
provocation defence. Everyone, whatever his or her idiosyncracies, is expected
to observe that standard. It is not every insult or injury that will be
sufficient to relieve a person from what would otherwise be murder. The
"ordinary person" standard is adopted to fix the degree of self‑control
and restraint expected of all in society. The law, however, does recognize
frailty when the threshold test is passed and a person is provided beyond the
level of tolerance of the ordinary person. Then the individual characteristics
of the accused may be considered and, where the other terms of s. 215 of the Criminal
Code are met, the defence will apply.
47. As I have said, I would allow the appeal.
The following are the reasons delivered by
48. Lamer
J. (dissenting in result)‑‑I agree with the Chief
Justice's exposition of the law in its entirety. As regards age, I therefore
agree that, when giving content to the ordinary person standard, as said by the
Chief Justice, "age will be a relevant consideration when we are dealing
with a young accused person", and that, "For a jury to assess what an
ordinary person would have done if subjected to the same circumstances as the
accused, the young age of an accused will be an important contextual
consideration".
49. I am also of his view that it is not
mandatory that the judge instruct the jury "that the ordinary person, for
the purposes of the objective test of provocation, is to be deemed to be of the
same age and sex as the accused". But I should like to add that there
will, in my view, be cases where failure to do so, given the particular
circumstances of the case, would be unfair and constitute reversible error; but
not because of a special rule applicable to charges on provocation, but rather
under the general rule that the judge's charge to the jury must always be fair.
50. Such is not the case here and the trial
judge did not err in failing to give such an instruction. But he erred, in my
respectful view, when he gave instructions to the jury tantamount to excluding
age as a relevant factor in their consideration of the "first leg" of
the provocation test. In his charge, he instructed the jury on the law of
provocation as follows.
51. When commenting on the first phase of the
test, the objective test, he said:
First,
the actual words must be such as would deprive an ordinary person of self‑control.
In considering this part of the Defence you are not to consider the particular
mental make‑up of the accused; rather the standard is that of the
ordinary person. You will ask yourselves would the words or acts in this case
have caused an ordinary person to lose his self‑control.
And, after referring to the facts of the case relevant to this first
determination, he went on to say:
You
will consider that evidence and you will decide whether the words and acts were
sufficient to cause an ordinary person to lose his self‑control.
And then, turning to the second phase, the subjective test, he said to
them:
If you
find that they were, you will then secondly consider whether the accused acted
on the provocation on the sudden before there was time for his passion to cool.
In deciding this question your are not restricted to the standard of
the ordinary person. You will take into account the mental, the emotional,
the physical characteristics and the age of this accused.
(Emphasis added.)
And finally:
You
will also ask yourselves was the provocation such that it would have led a
person with the mental and physical condition and the age of the accused
to respond in this way.
(Emphasis added.)
52. Sharing the Chief Justice's confidence in
the level of intelligence and plain common sense of the average Canadian juror,
I cannot but conclude that, in all likelihood, the jury understood that the
objective test excluded consideration of age, while the subjective test no
longer restricted them and that they could, indeed should, at that latter stage
then consider the accused's age. It is on this narrow ground, the effect of the
trial judge's instructions upon the jury, that I disagree with the Chief Justice.
53. The appeal should be dismissed and the
Court of Appeal's order for a new trial should stand.
The following are the reasons delivered by
54. Wilson
J. (dissenting)‑‑This case requires a consideration
of the defence of provocation under s. 215 of the Criminal Code, R.S.C. 1970,
c. C‑34. The relevant portions of the section read as follows:
215. (1) Culpable homicide that otherwise would be murder may be reduced to
manslaughter if the person who committed it did so in the heat of passion
caused by sudden provocation.
(2) A
wrongful act or insult that is of such a nature as to be sufficient to deprive
an ordinary person of the power of self‑control is provocation for the
purposes of this section if the accused acted upon it on the sudden and before
there was time for his passion to cool.
The specific question the Court must address is whether the objective
standard of the "ordinary person" upon which the defence is premised
can take into account personal attributes of the accused such as his age and
sex.
1. The Facts
55. The facts of the case are in some dispute,
different versions having been presented at trial by the Crown and the defence.
However, it would appear that the respondent, a sixteen‑year old youth,
was acquainted with the deceased, Verne Pegg, through Pegg's having acted as a
volunteer "big brother" to the respondent and his younger brother.
Pegg, who was thirty‑two years of age at the time of his death, had
befriended the respondent and the two had engaged in numerous social activities
together over a period of about a year.
56. In the early morning of December 7, 1979 a
police officer was dispatched to Pegg's residence in Belleville, Ontario, where
he found Pegg's body lying in a pool of blood on the living room floor. Next to
the body were two blood‑stained steak knives which had apparently been
used to inflict several laceration and puncture wounds on the chest of the
deceased. On the floor in the bedroom the police discovered a hatchet covered
with the deceased's blood. It would appear that this hatchet had been used to
inflict a deep gash on the right side of the deceased's head. The walls and
floor of the bedroom and living room were splattered with blood, as were also
the sheets on the deceased's bed.
57. The discovery was made several hours after
the respondent had been arrested on Highway 401 while driving down the centre
of the highway in Pegg's automobile. A search of the vehicle turned up a number
of credit cards and other identification in Pegg's name. The respondent denied
knowing the deceased at first but eventually made a statement to the police
indicating that he had killed Pegg in the early morning hours after Pegg had
made uninvited sexual advances toward him.
58. The theory presented by the Crown at trial
was that the respondent and Pegg were homosexual lovers and that Pegg's death
resulted from a violent quarrel between the two the previous night. The
respondent, however, testified in his own defence and presented a very
different picture. He stated that he had visited Pegg's apartment the previous
evening and had fallen asleep on Pegg's sofa. He was awakened at approximately
1:00 a.m. by Pegg's uninvited caressing of his chest and legs. It was the
respondent's contention that he was so shocked and enraged at Pegg's actions
that he unthinkingly grabbed a hatchet which was lying with some camping
equipment and swung it at Pegg striking him on the head. As Pegg staggered away
the respondent fled the apartment clad only in his underwear.
59. Within minutes, according to the
respondent's testimony, he returned to the apartment to see if Pegg was all
right. On entering the apartment he saw Pegg standing with the telephone in his
hand. Pegg said he was going to kill him. The respondent thereupon grabbed two
knives from the kitchen counter and as the deceased slowly advanced towards him
stabbed him twice in the chest. The respondent could not recall stabbing Pegg a
third time, but he testified that between the first and second blows Pegg
struggled upright and, half sitting, threatened his life again. After the
stabbing the respondent took Pegg's keys and wallet from the bedroom, dressed
himself and fled the scene in Pegg's car. He testified that he was in a state
of shock while driving the car down the centre of Highway 401, haunted by the
terrifying spectre of Pegg's face as he advanced towards him in the apartment.
2. The Courts Below
60. The respondent was tried on a charge of
murder in the Supreme Court of Ontario before Walsh J. and a jury. The defences
of self‑defence and provocation were relied upon. The respondent was
convicted of the lesser offence of second degree murder.
61. On the issue of provocation Walsh J.
charged the jury in the usual way, indicating that in the first part of their
analysis they must be satisfied that the respondent's act met the test of an
objective standard of behaviour which could be expected from an "ordinary
person" and that, if they were so satisfied, they could then go on to
consider as a subjective matter whether the respondent was in fact provoked and
in fact acted on the provocation before there was time for his passion to cool.
In instructing the jury as to the meaning of "ordinary person" in s.
215(2) of the Criminal Code Walsh J. stated:
First,
the actual words must be such as would deprive an ordinary person of self‑control.
In considering this part of the Defence you are not to consider the particular
mental make‑up of the accused; rather the standard is that of the
ordinary person. You will ask yourselves would the words or acts in this case
have caused an ordinary person to lose his self‑control.
And later he said:
If you
find that they were, you will then secondly consider whether the accused acted
on the provocation on the sudden before there was time for his passion to cool.
In deciding this question you are not restricted to the standard of the
ordinary person. You will take into account the mental, the emotional, the
physical characteristics and the age of this accused.
62. Counsel for the respondent challenged this
formulation of the first part of the defence of provocation on the basis that
it did not make clear to the jury that the "ordinary person" whose
reaction they were to consider was an ordinary person of the same age and sex
as the accused. Brooke J.A., in brief oral reasons on behalf of a unanimous
court, allowed the appeal and ordered a new trial. In his view, the failure of
the trial judge to charge the jury that the objective "ordinary
person" standard must take account of the age and sex of the accused was
misdirection. As the matter was left to the jury by the trial judge, the
respondent's age and sex could only be considered in the second stage of the
provocation defence after it had already been determined that the ordinary
person might have had a more mature and controlled reaction than the
respondent. This was seriously prejudicial to the defence and the conviction
could not be allowed to stand.
3. The Objective Test
63. The central question posed in this appeal
is how the objective test for the provocation defence is to be formulated and
the extent to which characteristics peculiar to the individual accused can be
taken into account. Section 215(2) of the Code provides merely that the
incident giving rise to the provocation must be "of such a nature as to be
sufficient to deprive an ordinary person of the power of self‑control...."
This rather cryptic statutory language requires interpretation in order to
achieve the presumed purpose of the legislature in requiring the accused's
conduct to be measured against that of the "ordinary person". What is
the rationale underlying the objective test?
64. Like the "reasonable man"
standard in tort law, the reference to the "ordinary person" in s.
215(2) embodies the notion that acts falling below the applicable standard are
considered wrongful whether or not the individual defendant (or accused) had
the capacity to meet the standard. Thus, in the classic negligence case of Vaughan
v. Menlove (1837), 3 Bing. N.C. 468 (C.P.), it was held that a defendant's
innate stupidity cannot be put forward as a tort defence since he owes his
neighbour a duty to take reasonable care regardless of his personal capacity
for reasonableness. Similarly in the context of criminal culpability, it was
held in the leading case of R. v. Lesbini (1914), 11 Cr. App. R. 7
(C.A.), that the mental deficiency of the accused cannot be taken into account
in analyzing the defence of provocation since, short of insanity, the law
imposes full responsibility for intentional injurious acts except in those
provocative situations where the ordinary person would not have acted any
differently.
65. Stupidity, of course, is not the only
subjective character trait which cannot be taken into account in measuring the
accused's acts against the objective standard of behaviour. Almost the entire
spectrum of personality traits has been considered and rejected by English and
Canadian courts as factors pertinent to the provocation defence. Thus, in Salamon
v. The Queen, [1959] S.C.R. 404, it was determined that the temperament of
the accused and his peculiar psychological make‑up are not relevant to
the question whether he has met the objective standard required of every
person. Similarly, the fact that the accused was unusually excitable or prone
to emotional outburts was disallowed as a factor which the jury could consider
in Mancini v. Director of Public Prosecutions, [1942] A.C. 1 (H.L.) And
a tendency toward fits of rage brought on by drunkenness was excluded as an
ingredient making up the standard of behaviour of the "ordinary
person" in Wright v. The Queen, [1969] S.C.R. 335. As Laycraft J.A.
has recently indicated in R. v. Daniels (1983), 7 C.C.C. (3d) 542
(N.W.T.C.A.), at p. 551, such varying mental and emotional capacities or
personality traits, if attributed to the "ordinary person" and taken
into account by the jury in the first stage of the analysis of the provocation
defence, would "denude the test of objectivity".
66. The objective standard, therefore, may be
said to exist in order to ensure that in the evaluation of the provocation
defence there is no fluctuating standard of self‑control against which
accuseds are measured. The governing principles are those of equality and
individual responsibility, so that all persons are held to the same standard
notwithstanding their distinctive personality traits and varying capacities to
achieve the standard. The success of a provocation defence rests on
establishing the accused's act as one which any ordinary person might have done
in the circumstances and not upon eliciting the court's compassion for an
accused whose act was unjustified but who could not control himself in the way
expected of an ordinary person. It is evident that any deviation from this
objective standard against which an accused's level of self‑control is
measured necessarily introduces an element of inequality in the way in which
the actions of different persons are evaluated and must therefore be avoided if
the underlying principle that all persons are equally responsible for their
actions is to be maintained.
67. A more difficult problem arises when the
question is whether the physical attributes of the accused can be considered
and incorporated into the objective standard. This has been a somewhat
vexatious question on which the English and Canadian authorities are divided.
In Bedder v. Director of Public Prosecutions, [1954] 1 W.L.R. 1119
(H.L.), it was held that purely physical peculiarities of the accused could not
be taken into account by the jury in applying the objective test to the
accused's behaviour. The accused in that case was a sexually impotent man who
was jeered at by a prostitute when he was unable to have sexual intercourse
with her. The House of Lords reasoned that sexual impotency was not an ailment
suffered by the "ordinary person" and that as such it could not be
considered in any objective assessment of the accused's reaction to the
victim's taunt. A similar line of reasoning was pursued by Culliton C.J.S. in R.
v. Parnerkar (1971), 5 C.C.C. (2d) 11 (Sask. C.A.), and affirmed by Fauteux
C.J. in Parnerkar v. The Queen, [1974] S.C.R. 449. In that case the
ethnic background of the accused was rejected as a factor that could be taken
into account in the objective stage of the provocation defence. The accused was
a black man who was subjected to a racial slur by a woman with whom he had a
long standing relationship and whom he desired to marry. Culliton C.J.S.
indicated (at p. 27) that although the derogatory use of the word
"black" might have particular significance to the accused due to his
ethnic affiliation, it cannot be said that such an expression was one that
would deprive an "ordinary person" of the power of self‑control.
68. These cases may be contrasted with the
decision of the House of Lords in Director of Public Prosecutions v. Camplin,
[1978] A.C. 705, in which the age of the accused was held to be a factor that
could be taken into consideration. As in the case at bar, the accused Camplin
was a male youth who had been victimized by a homosexual assault. He was
subsequently laughed at by his assailant, at which point he lost his power of self‑control
and unleashed a mortal blow with a chapati pan. Lord Diplock indicated that the
age of the accused could be taken into account by the jury by attributing this
characteristic to the "ordinary person". In doing so, he expressly
indicated, at p. 717, that age could be considered by the jury for two distinct
purposes, namely (1) for the purpose of "assessing the gravity of the
provocation addressed to the accused" and (2) for the purpose of
"determining what is the degree of self‑control to be expected of
the ordinary person with whom the accused's conduct is to be compared". In
other words, Camplin would allow a particular physical attribute such as
the accused's age to be taken into account for the purpose of evaluating the
gravity of the provocation. It would also allow particular mental attributes or
personality traits such as the accused's immaturity to be taken into account
for the purpose of determining the standard of self‑control against which
his conduct is to be measured. The former holding undermines the Bedder
and Parnerkar line of cases, whereas the latter reasoning tends to
undermine the objectivity of the "ordinary person" standard as
expressed in Lesbini, Salamon and Wright.
69. The problem with the Bedder and Parnerkar
line of cases, as I see it, is that they seem to assume that provocative
insults occur in a vacuum and that therefore no facts pertinent to the
individual accused need be taken into account in assessing the reaction to an
insult. This, however, does not conform to reality since an insulting remark or
gesture has to be placed in context before the extent of its provocativeness
can be realistically assessed. As Lord Diplock expressed it in Camplin, supra,
at p. 717:
To taunt a person because
of his race, his physical infirmities or some shameful incident in his past may
well be considered by the jury to be more offensive to the person addressed,
however equable his temperament, if the facts on which the taunt is founded are
true than it would be if they were not. It would stultify much of the
mitigation of the previous harshness of the common law in ruling out verbal
provocation as capable of reducing murder to manslaughter if the jury could not
take into consideration all those factors which in their opinion would affect
the gravity of taunts or insults when applied to the person whom they are
addressed.
A racial insult directed at a member of the slandered group will
clearly sting much more than it would if directed at the "ordinary
person" who is not a member of the group. In Daniels, supra,
for example, where the accused was a woman who stabbed her husband's mistress
during a verbal altercation, the jury obviously must take into account the
factual context to the extent of recognizing that the accused's marriage had
been broken up by the victim even though, following the reasoning in Bedder
and Parnerkar, one could say that the "ordinary person" was
not married to Mr. Daniels and would therefore not be similarly affected by a
verbal slight from his mistress.
70. It seems apparent that certain attributes
of the accused and his or her circumstances must be taken into account, be they
features of the accused's life, elements of his culture or physical features to
which the particular insult was addressed. This use of the accused's attributes
does not, in my view, undermine the objective standard because it is done
purely for the purpose of putting the insult into context and assessing its
gravity. A certain type of jeer or derisive remark may mean something to a
teenager and be meaningless to an adult. The insult to the accused in Parnerkar
would only be perceived as an insult by a jury cognizant of the accused's race.
The objective standard and its underlying principles of equality and individual
responsibility are not, in my opinion, undermined when such factors are taken
into account only for the purpose of putting the provocative insult into
context.
71. By way of contrast, it would certainly
undermine the principle of equality if the jury in Parnerkar were
instructed to evaluate the accused in accordance with a standard of behaviour
peculiar to his race. Whereas it is permissible to take into account factors
such as the ethnic identity, language or physical infirmity of an accused for
the purpose of giving the insult context, it would violate the principle of
equality to assert that the reaction of a person of a certain ethnic or
linguistic group to an insulting remark must be measured against a different
standard from that applicable to others. Likewise, it would undermine the
principle of individual responsibility if the jury in Bedder were
instructed to fashion a special standard of behaviour against which to measure
the actions of a person with his particular physical disability. Thus, impotent
men are not excused for having a lower provocation threshold than that expected
of "ordinary" people but rather are measured against the standard of
an ordinary person similarly situated and similarly insulted. The objective
standard applies to mental states rather than to attributes which simply go to
placing the insult in its proper context. Accordingly, the most appropriate
formulation of the objective standard in the first stage of the provocation
defence is that of the ordinary person similarly situated and similarly
insulted. The jury must be instructed to put themselves, as the embodiment of
the ordinary person, in the accused's shoes to the extent that they perceive
themselves as confronted with a remark that has the same insulting effect on
them as the actual remark had on the accused.
72. This formulation, it will be noted,
represents a modified version of the Camplin rule. As indicated earlier,
Lord Diplock allowed the age of the accused to be incorporated as an attribute
of the "ordinary person" not only for the purpose of giving the
insult context but also for the purpose of establishing the standard of self‑control
against which the youthful defendant should be measured. He specifically
formulated this exception to the objective standard as an excuse premised on
the sympathy which the courts must show for an accused who cannot meet the
requisite standard of self‑control when the usual objective standard is
applied. In Lord Diplock's reknowned phraseology (at p. 717): "But to
require old heads upon young shoulders is inconsistent with the law's
compassion to human infirmity...." It is evident that this reasoning
cannot be stated as a universally applicable principle since the special
treatment accorded an accused who for some reason evokes the court's compassion
necessarily embodies a violation of the underlying principles of equality and
individual responsibility.
73. The respondent in the case at bar urges
that the jury be permitted to take account of both his age and sex in assessing
his reaction to the deceased's unwanted sexual advances. The question to be
addressed, therefore, is whether these are physical factors going to the
context of the insult or factors going to the accused's subjective mental
state.
(a) Age
74. I believe the respondent is arguing that
his age is directly related to his mental state in that his response to the
offensive sexual advances was that of an immature person. Thus, in effect, he
is stating that sixteen year olds cannot be held to the same level of self‑control
as can the "ordinary person" who is several years older. He is asking
that youthful accused persons be treated unequally and not be held responsible
for their actions in the same way as older accused persons. Is there any reason
in policy or principle to except age from the foregoing analysis and permit the
youth of an accused to govern the standard of self‑control expected of
him or her?
75. The policy of the law seems to be somewhat
equivocal on this question. Age is identified as a prohibited ground of
discrimination in s. 15 of the Canadian Charter of Rights and Freedoms
evidencing that in some fundamental sense persons of all ages enjoy the same
legal rights and have assumed the same legal responsibilities in society. On
the other hand, the legal system has traditionally differentiated between
children and adults to the extent that children may be denied the right to
vote, to drink alcoholic beverages, etc. Indeed, this Court has held that the
right to equality before the law in the Canadian Bill of Rights is not
violated by different penalties for criminal offences being imposed on youthful
offenders from those imposed on their adult counterparts: R. v. Burnshine,
[1975] 1 S.C.R. 693. This position may be contrasted with the interpretation
given to equality rights in R. v. Drybones, [1970] S.C.R. 282, where it
was held that such differentiations are impermissible as between different
ethnic groups.
76. This legal recognition of only partial
rights and responsibilities invested in children is usually found in
legislation and can often be attributed to policy considerations designed to
ensure the protection of young people from their own actions and the actions of
others or to protect others from the actions of young people. Such statutory
measures as the prohibition of underage drinking, child labour laws establishing
minimum ages for full‑time employment, and licensing requirements
restricting the operation of motor vehicles to persons over a certain age may
be said to fit into this category. In addition, however, one finds indications
in the law that the attribution of only partial rights to children goes beyond
the legislative policy of the day and represents a principle upon which a great
deal of common law thinking has been based. For example, from very early times
the common law has deemed children as lacking the capacity to contract: Wittingham
v. Hill (1619), Cro. Jac. 494; 79 E.R. 421. Similarly, the standard of care
in negligence has been adjusted so that a child will not be measured against
the same objective standard as an adult: McEllistrum v. Etches, [1956]
S.C.R. 787. Thus, in a variety of different contexts, the law has recognized a
general incapacity in children to act in a fully rational and responsible
manner and has accordingly refrained from the rigorous application to them of
the principles of equality and individual responsibility applied to adults.
77. Concern over the legal responsibility of
children for their actions has to some extent been addressed by Parliament in
the Young Offenders Act, 1980‑81‑82‑83, (Can.), c.
110. Persons under certain specified ages who are charged with criminal
offences are removed from the usual adjudicative process and dealt with in
specially devised forums. The statute is silent, however, on how children are
to be treated who do not fall within its provisions for special procedures.
Specifically, it does not address the concern the law has always had over
holding young people, who for many purposes are not equal to adults in their
legal rights and responsibilities, to a standard of behaviour which embodies
this precise notion of equality of responsibility. Thus, the fact that some
children are by virtue of this legislation completely removed from the ordinary
processes of criminal justice does not answer the question how the actions of
young people who do come before the ordinary criminal courts are to be
evaluated.
78. In my opinion, if the legal system is to
reflect accurately the view of children as being in the developmental stages en
route to full functioning capacity as adults, the standard against which
children's actions are measured must be such as can logically culminate in the
objective standard of the ordinary person upon their arrival at full adulthood.
In negligence law, for example, whereas an extremely young infant assumes
almost no legal liability for his or her actions (Walmsley v. Humenick, [1954]
2 D.L.R. 232 (B.C.S.C.)), older children are expected to conform to the
standard appropriate for ordinary children of the same age: see Fleming, The
Law of Torts (6th ed. 1983), pp. 107‑08. Accordingly, it has been
determined that the standard of care applicable to children is only partially
objective in that it must be adjusted incrementally in accordance with the age
of the child in question: McHale v. Watson (1966), 115 C.L.R. 199 (Aust.
H.C.) At some point, of course, there must be a cut‑off so that the fully
objective standard of the ordinary person can operate. Until this point is
reached it stands to reason that the reduced legal standard of responsibility
to which children are held is reflected in the semi‑objective standard of
the ordinary thirteen year old, fourteen year old, etc.
79. Applying this reasoning to the case at
bar, the standard of the ordinary person applicable to adults raising the
provocation defence must be adjusted to an incremental scale reflecting the
reduced responsibility of the young accused. The measure of self‑control
properly applicable to the respondent, therefore, is that of the ordinary
sixteen year old. This is not, however, conceptually premised on what Lord
Diplock refers to as the law's "compassion for human infirmity" since
such compassion, in my view, finds its proper place only in the sentencing
process. Rather, the incorporation of the accused's age into the objective
"ordinary person" standard is an attempt to reflect the extent of the
legal rights and responsibilities of children in the legal system. The law
treats all persons as equal members of society and holds them responsible on an
equal basis for their actions except to the extent that they are in a
developmental stage en route to achieving full adulthood and full legal rights
and duties. This process of maturation into fully responsible actors in the
legal system is reflected in the incrementally adjusted measure of legal
responsibility accorded to the actions of youthful accuseds.
(b) Sex
80. The submission based on the sex of the
accused is somewhat different. It is not argued that persons of different sex
should be held to different standards of self‑control. This would clearly
be unacceptable. The submission rather is that the sex of the accused may be
considered for the purpose of putting the wrongful act or insult into context
and, as Lord Diplock expressed it in Camplin, "assessing the
gravity of the provocation addressed to the accused". It seems to me that
if the objective test is, as I have concluded, the "ordinary person"
similarly situated and similarly insulted, then the fact that the victim of the
sexual assault, the accused, is a male and that the attack is a homosexual one
may properly be considered.
4. Conclusions
81. (1) In general, particular characteristics
of the individual accused and the circumstances in which the accused is found can
be taken into account in applying the objective "ordinary person"
test at the first stage of the provocation defence only for the purpose of
placing the wrongful act or insult in its proper context with a view to
assessing its gravity. The underlying principles of equality and individual
responsibility cannot be undermined by importing the accused's subjective level
of selfcontrol into the "ordinary person" test set out in s. 215(2)
of the Criminal Code . The jury must be directed to consider any facts which
make the wrongful act or insult comprehensible to them in the same way as it
was comprehended by the accused and then, having appreciated the factual
context in which the wrongful act or insult took place, must measure the
accused's response to this insult against the objective standard of the
ordinary person similarly situated and similarly insulted.
82. (2) The Ontario Court of Appeal was
correct in identifying the young age of the respondent as a special factor
which can be incorporated into the "ordinary person" standard. This
reduction in the standard against which young accused persons are measured
merely reflects the fact that the law does not attribute to individuals in the
developmental stage of their youth the same degree of responsibility as is
attributed to fully adult actors. This developmental process is properly
embodied in an incrementally adjusted formulation of the "ordinary
person" test in accordance with the age of the accused. In this way the
basic principles of equality and individual responsibility are embodied in the
test to an extent commensurate with the age and capacities of the accused.
83. (3) The Court of Appeal was also correct
in holding that the sex of the respondent could be considered on the objective
test, not because different standards of self‑control are attributable to
the two sexes, but in order to put the wrongful act or insult into context for
purposes of assessing its gravity. In assessing the reaction of the ordinary
person to a sexual assault it is the ordinary person who is a male subjected to
a homosexual assault which must be considered.
84. In summary, the appropriate formulation of
the objective standard against which the respondent's reaction to the wrongful
act must be measured in this case is the standard of the ordinary sixteen year
old male subjected to a homosexual assault. The jury may well, on the basis of
the judge's charge and having regard to the existing state of the jurisprudence
in Canada, have rejected the respondent's defence because they measured his
conduct against a higher standard. I agree with the Court of Appeal that in
these circumstances the conviction cannot be allowed to stand.
85. I would dismiss the appeal.
The following are the reasons delivered by
86. Le
Dain J. (dissenting)‑‑I would dismiss the appeal on
the ground that the youth of the accused was relevant to the consideration by
the jury whether there had been a wrongful act or insult of such a nature as to
be sufficient to deprive an ordinary person of the power of self‑control
and that the trial judge's charge to the jury was calculated to lead the jury
to conclude that they should not consider the age of the accused with reference
to this requirement of s. 215(2) of the Criminal Code but only with reference
to the requirement that the accused acted upon the provocation on the sudden
and before there was time for his passion to cool.
87. In my opinion the age of the accused is
relevant in a case such as this to the standard of self‑control of the
ordinary person rather than to the gravity of the provocation. With respect,
this appears to me to have been the view of Lord Diplock in Director of
Public Prosecutions v. Camplin, [1978] A.C. 705. I think this appears
clearly from Lord Diplock's use of the words "power of self‑control"
and "standard of self‑control" in association with the age of
the accused on pp. 717‑18, and particularly from what he said on p. 718
should be the judge's direction to the jury: "He should then explain to
them that the reasonable man referred to in the question is a person having the
power of self‑control to be expected of an ordinary person of the sex and
age of the accused, but in other respects sharing such of the accused's
characteristics as they think would affect the gravity of the provocation to
him...". I am content, with great respect, to accept the rationale
or justification suggested by Lord Diplock for regarding the youth of an
accused as relevant to the standard of self‑control of the ordinary
person.
88. I agree, however, with Wilson J. that sex
is not relevant to the standard of selfcontrol of the ordinary person, but it
was obviously relevant in this case to the nature and gravity of the
provocation claimed by the accused.
89. My colleagues have quoted the relevant
passages in the trial judge's charge to the jury. The critical words for
purposes of the issue in the appeal are those which appear in the direction
with reference to the requirement that the accused must have acted upon the
provocation on the sudden and before there was time for his passion to cool.
After telling the jury that they must first decide whether the words and acts
"were sufficient to cause an ordinary person to lose his self‑control",
the trial judge said: "If you find that they were, you will then secondly
consider whether the accused acted on the provocation on the sudden before
there was time for his passion to cool. In deciding this question you are not
restricted to the standard of the ordinary person. You will take into account
the mental, the emotional, the physical characteristics and the age of this
accused." With great respect for what the Chief Justice has said with
reference to the common sense of the average jury, I have been unable to avoid
the conclusion that it was a clear implication of this direction that the age of
the accused should not be taken into consideration in deciding whether there
had been a wrongful act or insult of such a nature as to be sufficient to
deprive an ordinary person of the power of self‑control. The further
reference to age in a later passage of the charge (which, because of what
preceded it, must be regarded as also related to the requirement that the
accused must have acted upon the provocation on the sudden and before there was
time for his passion to cool), could only serve to reinforce this impression,
or at the very least to leave the jury with some confusion as to the relevance
of age. This in my opinion is sufficient for the disposition of the appeal. It
is one thing to consider whether the trial judge was required to make any
reference to the relevance of the age of the accused in his charge to the jury;
it is another thing to consider whether the reference which he did in fact make
was misleading.
90. As to what, if anything, the trial judge
was required to say concerning the age and sex of the accused, I am inclined on
the whole to agree with the Chief Justice, with some reservation concerning the
question of age. The sex of the accused and its relevance to the gravity of the
provocation claimed were, of course, obvious and did not require any
observation from the trial judge. The relative youth of the accused would also
presumably be obvious, but its relevance as a matter of law to the question
whether there had been a wrongful act or insult of such a nature as to be
sufficient to deprive an ordinary person of the power of self‑control
might be less obvious to a jury and should probably have been drawn to their
attention.
91. For these reasons I would dismiss the
appeal.
Appeal allowed, Lamer, Wilson and Le Dain JJ. dissenting.
Solicitor for the appellant: Minister of the
Attorney General, Toronto.
Solicitors for the respondent: O'Hara, Cromwell
& Wilkin, Kingston.