Schachter v. Canada, [1992] 2
S.C.R. 679
Her Majesty The Queen and Canada
Employment
and Immigration Commission Appellants
v.
Shalom Schachter Respondent
and
Women's Legal Education and Action
Fund Respondent
and
Attorney General for Ontario, Attorney
General
of Quebec, Attorney General for New
Brunswick,
Attorney General of British Columbia,
Attorney
General for Saskatchewan, Attorney
General for
Alberta, Attorney General of
Newfoundland and
Minority Advocacy Rights Council Interveners
Indexed as: Schachter v.
Canada
File No.: 21889.
1991: December 12; 1992:
July 9.
Present: Lamer C.J. and
La Forest, L'Heureux‑Dubé, Sopinka, Gonthier, Cory and
McLachlin JJ.
on appeal from the federal court of
appeal
Constitutional law ‑‑
Charter of Rights ‑‑ Equality rights ‑‑ Remedies ‑‑
Underinclusive benefit ‑‑ Natural parents not given same benefits
as adoptive parents under Unemployment Insurance Act, 1971 ‑‑
Whether or not s. 52(1) of Constitution Act, 1982 required court to
declare offending section of no force or effect ‑‑ Whether or not
s. 24 of Charter enabled court to order natural parents entitled to same
benefits as adoptive parents ‑‑ Constitution Act, 1982,
s. 52(1) ‑‑ Canadian Charter of Rights and Freedoms,
ss. 1 , 7 , 15(1) , 24(1) ‑‑ Unemployment Insurance Act, 1971,
S.C. 1970‑71‑72, c. 48, s. 32.
Constitutional law ‑‑
Charter of Rights ‑‑ Enforcement ‑‑ Appropriate remedy ‑‑
Underinclusive benefit ‑‑ Natural parents not given same benefits
as adoptive parents under Unemployment Insurance Act, 1971 ‑‑
Whether or not s. 52(1) of Constitution Act, 1982 required court to
declare offending section of no force or effect ‑‑ Whether or not
s. 24 of Charter enabled court to order natural parents entitled to same
benefits as adoptive parents.
Respondent's spouse
received 15 weeks of maternity benefits in 1985 under s. 30 of the Unemployment
Insurance Act, 1971. Although respondent had intended to stay home with
the newborn as soon as his spouse was able to return to work after the birth,
he ultimately took three weeks off without pay. He had first applied for
benefits under s. 30 in respect of the time he had to take off work, but,
since s. 30 was limited to maternity benefits, modified his application to
one under s. 32 for "paternity benefits". Section 32
provides for parental benefits for adoptive parents for 15 weeks following the
placement of their child with them. These benefits are to be shared between
the two parents in accordance with their wishes. The respondent's application
was denied on the basis that he was "not available for work", a
ground of disentitlement for all applicants except those applying for maternity
benefits or adoption benefits.
The respondent
appealed the decision to a Board of Referees. The appeal was dismissed and the
respondent made a further appeal to an Umpire. This appeal was never heard as
the respondent made known his intention to raise constitutional issues and it
was agreed by the parties that the Federal Court, Trial Division was a better
forum for resolving the constitutional issues. The trial judge found a
violation of s. 15 of the Canadian Charter of Rights and Freedoms
in that s. 32 discriminated between natural parents and adoptive parents with
respect to parental leave. He granted declaratory relief under s. 24(1)
of the Charter and extended the same benefits to natural parents as were
granted to adoptive parents under s. 32 . The violation of s. 15 was
subsequently ceded by appellants. The Federal Court of Appeal upheld the trial
judge's decision.
The impugned
provision was since amended to extend parental benefits to natural parents on
the same footing as they are provided to adoptive parents for a period
totalling 10 weeks rather than the original 15.
The constitutional
questions stated in this Court queried: (1) whether s. 52(1) of the Constitution
Act, 1982 required that s. 32 of the Unemployment Insurance Act,
1971, given an unequal benefit contrary to s. 15(1) of the Charter ,
be declared of no force or effect, and (2) whether s. 24(1) of the Charter
conferred on the Federal Court Trial Division the power to order that natural
parents are entitled to benefits on the same terms as benefits are available to
adoptive parents under s. 32 .
Held: The appeal should be allowed. The
first constitutional question should be answered in the affirmative, leaving
open the option of suspending the declaration of invalidity for a period of
time to allow Parliament to amend the legislation in a way which meets its
constitutional obligations. The second constitutional question should be answered
in the negative. Section 24(1) of the Charter provides an
individual remedy for actions taken under a law which violate an individual's Charter
rights. A limited power to extend legislation is available to courts in
appropriate circumstances by way of the power to read in derived from
s. 52 of the Constitution Act, 1982 .
Per Lamer C.J. and Sopinka,
Gonthier, Cory and McLachlin JJ.: Generally speaking, when only a part of
a statute or provision violates the Constitution, only the offending portion should
be declared to be of no force or effect. The doctrine of severance requires
that a court define carefully the extent of the inconsistency between the
statute in question and the requirements of the Constitution, and then declare
inoperative (a) the inconsistent portion, and (b) such part of the
remainder of which it cannot be safely assumed that the legislature would have
enacted it without the inconsistent portion.
In the case of
reading in, the inconsistency is defined as what the statute wrongly excludes
rather than what it wrongly includes. Where the inconsistency is
defined as what the statute excludes, the logical result of declaring
inoperative that inconsistency may be to include the excluded group within the
statutory scheme. The reach of the statute is effectively extended by way of
reading in rather than reading down.
Section 52 of
the Constitution Act, 1982 does not restrict the court to the verbal
formula employed by the legislature in defining the inconsistency between a
statute and the Constitution. Section 52 declares the law, and not
the words expressing that law, to be of no force or effect to the extent
of any inconsistency with the Constitution. The inconsistency can be defined
as what is left out of the verbal formula as well as what is wrongly included.
The purpose of
reading in is to be as faithful as possible within the requirements of the
Constitution to the scheme enacted by the legislature. In some cases, of
course, it will not be a safe assumption that the legislature would have
enacted the constitutionally permissible part of its enactment without the
impermissible part. There reading in would not be appropriate. Just as
reading in is sometimes required in order to respect the purposes of the
legislature, it is also sometimes required in order to respect the purposes of
the Charter . Reading in therefore is a legitimate remedy akin to
severance and should be available under s. 52 in cases where it is an
appropriate technique to fulfil the purposes of the Charter and at the
same time minimize the interference of the court with the parts of legislation
that do not themselves violate the Charter .
The first step in
choosing a remedial course under s. 52 is to define the extent of the
inconsistency which must be struck down. Usually, the manner in which the law
violates the Charter and the manner in which it fails to be justified
under s. 1 will be critical to this determination.
In some
circumstances, s. 52(1) mandates defining the inconsistent portion which
must be struck down very broadly. This will almost always be the case where
the legislation or legislative provision does not meet the first part of the Oakes
test, in that the purpose is not sufficiently pressing or substantial to
warrant overriding a Charter right. Where the purpose of the
legislation is itself unconstitutional, the legislation should almost always be
struck down in its entirety.
Where the purpose
of the legislation or legislative provision is deemed to be pressing and
substantial, but the means used to achieve this objective are found not to be
rationally connected to it, the inconsistency to be struck down will generally
be the whole of the portion of the legislation which fails the rational
connection test. It matters not how pressing or substantial the objective of
the legislation may be; if the means used to achieve the objective are not
rationally connected to it, the objective will not be furthered by somehow
upholding the legislation as it stands. Where the second and/or third elements
of the proportionality test are not met, there is more flexibility in defining
the extent of the inconsistency. Striking down, severing or reading in may be
appropriate in cases where the second and/or third elements of the
proportionality test are not met.
Having determined
the extent of the inconsistency, the means of dealing with it, whether by way
of severance, reading in, or striking down legislation in its entirety, must be
considered.
One important
distinction exists between severing and reading in. In the case of severance,
the inconsistent part of the statutory provision can be defined with some
precision on the basis of the requirements of the Constitution. This is not
always the case with reading in. In cases where the question of how the statute
ought to be extended in order to comply with the Constitution cannot be
answered with a sufficient degree of precision on the basis of constitutional
analysis, the legislature and not the courts must fill in the gaps.
In determining
whether reading in is appropriate, the question is not whether courts can make
decisions that impact on budgetary policy but rather to what degree they can
appropriately do so. A remedy which entails an intrusion into this sphere so
substantial as to change the nature of the legislative scheme in question is
clearly inappropriate. The court should consider whether the significance of
the part which would remain is substantially changed when the offending part is
excised. The problem with striking down only the inconsistent portion is that
the significance of the remaining portion may change so markedly without the
inconsistent portion that the assumption that the legislature would have
enacted it is unsafe.
In cases where the
issue is whether to extend benefits to a group not included in the statute, the
question of the change in significance of the remaining portion sometimes
focuses on the relative size of the two relevant groups. The assumption that
the legislature would have enacted the benefit is more often sound where the
group to be added is smaller than the group originally benefitted. This
assumption, however, is not necessarily safe when the group to be added is much
larger than the group originally benefitted. This is not because of the
numbers per se. Rather, the numbers may indicate that for budgetary
reasons, or simply because it constitutes a marked change in the thrust of the
original program, it cannot be assumed that the legislature would have passed
the benefit without the exclusion.
It is sensible to
consider the significance of the remaining portion when asking whether it is
safe to assume that the legislature would have enacted the remaining portion.
If the remaining portion is very significant, or of a long standing nature, it
strengthens the assumption that it would have been enacted without the
impermissible portion. The fact that the permissible part of a provision is
encouraged by the purposes of the Constitution, even if not mandated by it,
strengthens the assumption that the legislature would have enacted it without
the impermissible portion.
The final step is
to determine whether the declaration of invalidity of that portion should be
temporarily suspended. A court may strike down legislation or a legislative
provision but suspend the effect of that declaration until Parliament or the
provincial legislature has had an opportunity to fill the void. The question
of whether to delay the effect of a declaration is an entirely separate
question from whether reading in or nullification is the appropriate route
under s. 52 of the Constitution Act, 1982 . Delayed declarations of
nullity should not be seen as preferable to reading in cases where reading in
is appropriate. The question whether to delay the application of a declaration
of nullity should turn not on considerations of the role of the courts and the
legislature but rather on considerations relating to the effect of an immediate
declaration on the public.
Where s. 52 is
not engaged, a remedy under s. 24(1) of the Charter may nonetheless
be available. This will be the case where the statute or provision in question
is not in and of itself unconstitutional, but some action taken under it
infringes a person's Charter rights. Section 24(1) would there
provide for an individual remedy for the person whose rights have been so
infringed.
An individual
remedy under s. 24(1) of the Charter will rarely be available in
conjunction with action under s. 52 of the Constitution Act, 1982 .
Ordinarily, where a provision is declared unconstitutional and immediately
struck down pursuant to s. 52 , that will be the end of the matter. No
retroactive s. 24 remedy will be available.
The right which was
determined to be violated here is a positive right: the right to equal benefit
of the law. This benefit was monetary and not one which Parliament is constitutionally
obliged to provide to the included group or the excluded group. What
Parliament is obliged to do, by virtue of the conceded s. 15 violation, is
to equalize the provision of that benefit if it is to be provided at all. The
benefit itself is not constitutionally prohibited; it is simply
underinclusive. Thus striking down the provision immediately would be
inappropriate as such a course of action would deprive eligible persons of a
benefit without providing any relief to the respondent. Such a situation
demands, at the very least, that the operation of any declaration of invalidity
be suspended to allow Parliament time to bring the provision into line with
constitutional requirements.
Without a mandate
based on a clear legislative objective, reading the excluded group into the
legislation would be imprudent. A consideration of the benefit and size of the
group and of the budgetary implications of such a course of action underlined
this conclusion. The appropriate action was to declare the provision invalid
and suspend that declaration to allow the legislative body in question to weigh
all the relevant factors in amending the legislation to meet constitutional
requirements. Significantly, Parliament did amend the impugned provision after
this action was launched and the amendment was not the one that reading in
would have imposed.
Per La Forest and L'Heureux‑Dubé JJ.:
The legislation concerned concededly violates the Canadian Charter of Rights
and Freedoms and does not fall within the very narrow type of cases where
only a portion of the legislation may be read down or corrected by reading in
material as being the obvious intention of the legislature. There is a long
tradition of reading down legislation and, where it substantially amounts to the
same thing, reading in is possible. These devices, however, should only be
employed in the clearest of cases. In light of Parliament's subsequent action,
there was no reason to declare the impugned legislation invalid and then
suspend that declaration.
Further dimensions
to the issue of reading in and reading down require qualifications to the
propositions set down as guidelines by Lamer C.J. The process of reading
down or reading in should not be closely tied with the checklist set forth in R.
v. Oakes because that might encourage a mechanistic approach rather than an
examination of more fundamental issues going well beyond the factual context.
Cases Cited
By Lamer C.J.
Considered: Andrews v. Law Society of
British Columbia, [1989] 1 S.C.R. 143; Attorney‑General of Nova
Scotia v. Phillips (1986), 34 D.L.R. (4th) 633; Hunter v. Southam Inc.,
[1984] 2 S.C.R. 145; Rocket v. Royal College of Dental Surgeons of Ontario,
[1990] 2 S.C.R. 232; Osborne v. Canada (Treasury Board), [1991] 2 S.C.R.
69; R. v. Seaboyer, [1991] 2 S.C.R. 577; R. v. Swain, [1991] 1
S.C.R. 933; referred to: Attorney‑General for Alberta v.
Attorney‑General for Canada, [1947] A.C. 503; Knodel v. British
Columbia (Medical Services Commission) (1991), 58 B.C.L.R. (2d) 356; R.
v. Oakes, [1986] 1 S.C.R. 103; R. v. Big M Drug Mart Ltd., [1985] 1
S.C.R. 295; R. v. Morgentaler, [1988] 1 S.C.R. 30; Tétrault‑Gadoury
v. Canada (Employment and Immigration Commission), [1991] 2 S.C.R. 22; Devine
v. Quebec (Attorney General), [1988] 2 S.C.R. 790; R. v. Hebb
(1989), 69 C.R. (3d) 1; Russow v. B.C. (A.G.) (1989), 35 B.C.L.R. (2d)
29; Welsh v. United States, 398 U.S. 333 (1970); Re Blainey and
Ontario Hockey Association (1986), 54 O.R. (2d) 513; Reference Re
Manitoba Language Rights, [1985] 1 S.C.R. 721; Slaight Communications
Inc. v. Davidson, [1989] 1 S.C.R. 1038.
By La Forest J.
Referred to: R. v. Wong, [1990] 3 S.C.R.
36; Tétreault‑Gadoury v. Canada (Employment and Immigration
Commission), [1991] 2 S.C.R. 22; R. v. Oakes, [1986] 1 S.C.R. 103.
Statutes and Regulations Cited
Barristers
and Solicitors Act,
R.S.B.C. 1979, c. 26, s. 42.
Canadian
Charter of Rights and Freedoms, ss. 1 , 7 , 15(1) , 24(1) .
Constitution
Act, 1982,
s. 52(1) .
Criminal
Code, R.S.C. 1970,
c. C‑34, s. 542(2).
Criminal
Code, R.S.C., 1985,
c. C.‑46, s. 276 .
Federal
Court Rules, C.R.C.,
C. 663, Rule 341A [ad. SOR/79‑57, s. 8].
Human
Rights Code, 1981,
S.O. 1981, c. 53, ss. 1, 19.
Lord's
Day Act, R.S.C. 1970,
c. L‑13.
Unemployment
Insurance Act, 1971,
S.C. 1970‑71‑72, c. 48, ss. 30 [am. by S.C. 1980‑81‑82‑83,
c. 150, s. 4], 32(1) [am. by S.C. 1980‑81‑82‑83, c. 150,
s. 5].
Authors Cited
Caminker,
Evan. "A Norm‑Based Remedial Model for Underinclusive
Statutes" (1986), 95 Yale L.J. 1185.
Duclos,
Nitya and Kent Roach. "Constitutional Remedies as `Constitutional
Hints': A Comment on R. v. Schachter" (1991), 36 McGill L.J.
1.
Lajoie,
Andrée. "De l'interventionnisme judiciaire comme apport à l'émergence des
droits sociaux" (1991), 36 McGill L.J. 1338.
Rogerson,
Carol. "The Judicial Search for Appropriate Remedies Under the Charter :
The Examples of Overbreadth and Vagueness". In R. Sharpe, ed., Charter
Litigation. Toronto: Butterworths, 1987.
APPEAL from a
judgment of the Federal Court of Appeal, [1990] 2 F.C. 129, 66 D.L.R. (4th)
635, 3 C.R.R. (2d) 337, 29 C.C.E.L. 113, 90 C.L.L.C. {PP} 14,005, 108 N.R. 123,
dismissing an appeal from a judgment of Strayer J., [1988] 3 F.C. 515, 52
D.L.R. (4th) 525, 20 C.C.E.L. 301, 88 C.L.L.C. {PP} 14,021. Appeal
allowed. The first constitutional question should be answered in the
affirmative, leaving open the option of suspending the declaration of
invalidity for a period of time to allow Parliament to amend the legislation in
a way which meets its constitutional obligations. The second constitutional
question should be answered in the negative. Section 24(1) of the Charter
provides an individual remedy for actions taken under a law which violate an
individual's Charter rights. A limited power to extend legislation is
available to courts in appropriate circumstances by way of the power to read in
derived from s. 52 of the Constitution Act, 1982 .
David Sgayias, Q.C., and Roslyn J.
Levine, for the appellants.
Brian G.
Morgan and Lawrence E.
Ritchie, for the respondent Shalom Schachter.
Mary A. Eberts and Jenifer Aitken, for the
respondent Women's Legal Education and Action Fund.
Elizabeth Goldberg and Lori Sterling, for the
intervener the Attorney General for Ontario.
Jean‑Yves
Bernard and Madeleine
Aubé, for the intervener the Attorney General of Quebec.
Gabriel Bourgeois, for the intervener the Attorney
General for New Brunswick.
George H.
Copley, for the
intervener the Attorney General of British Columbia.
Ross Macnab, for the intervener the Attorney
General for Saskatchewan.
Stanley H.
Rutwind, for the
intervener the Attorney General for Alberta.
B. Gale Welsh, for the intervener the Attorney
General of Newfoundland.
Emilio S.
Binavince, for the
intervener Minority Advocacy and Rights Council.
The judgment of
Lamer C.J. and Sopinka, Gonthier, Cory and McLachlin JJ. was delivered by
//Lamer C.J.//
Lamer
C.J. --
Facts
The respondent,
Shalom Schachter, and his wife, Marcia Gilbert, were expecting their second
child in the summer of 1985. The respondent intended to stay home with the
newborn as soon after the birth as his wife was able to return to work.
Ultimately, he took three weeks off work without pay.
Marcia Gilbert
received fifteen weeks of maternity benefits under s. 30 of the Unemployment
Insurance Act, 1971, S.C. 1970-71-72, c. 48, as am. by S.C. 1980-81-82-83,
c. 150, s. 4. The respondent first applied for benefits under s. 30 in respect
of the time he had to take off work, but ultimately modified an application
under s. 32, as am. by S.C. 1980-81-82-83, c. 150, s. 5, for "paternity
benefits". This is a section which provides for parental benefits for
adoptive parents for 15 weeks following the placement of their child with
them. These benefits are to be shared between the two parents in accordance
with their wishes. The respondent's application was denied on the basis that
he was "not available for work", a ground of disentitlement for all
applicants except those applying for maternity benefits or adoption benefits.
The respondent
appealed the decision to a Board of Referees. The appeal was dismissed and the
respondent made a further appeal to an Umpire. This appeal was never heard as
the respondent made known his intention to raise constitutional issues and it
was agreed by the parties that the Federal Court, Trial Division was a better
forum for resolving the constitutional issues.
The matter
proceeded before Strayer J. in the Federal Court, Trial Division. In written
reasons, [1988] 3 F.C. 515, Strayer J. found a violation of s. 15 of the Canadian
Charter of Rights and Freedoms in that s. 32 discriminated between natural
parents and adoptive parents with respect to parental leave. He granted
declaratory relief under s. 24(1) , extending to natural parents the same
benefits as were granted to adoptive parents under s. 32 .
The appellants
appealed to the Federal Court of Appeal. In written reasons dated February 16,
1990, [1990] 2 F.C. 129, the Court upheld the Trial Division's decision,
Mahoney J.A. dissenting. The appeal was dismissed.
On November 15,
1990, the appellants were granted leave to appeal to this Court.
It should be noted
that the impugned provision has since been amended by Parliament to extend
parental benefits to natural parents on the same footing as they are provided
to adoptive parents for a period totalling 10 weeks rather than the original
15.
Relevant Statutory and Constitutional
Provisions
The relevant
provision of the Unemployment Insurance Act, 1971, reads as follows:
32. (1) Notwithstanding section 25 but
subject to this section, initial benefit is payable to a major attachment
claimant who proves that it is reasonable for that claimant to remain at home
by reason of the placement with that claimant of one or more children for the
purpose of adoption pursuant to the laws governing adoption in the province in
which that claimant resides.
The relevant
provisions of the Canadian Charter of Rights and Freedoms read as
follows:
1. The Canadian Charter of Rights
and Freedoms guarantees the rights and freedoms set out in it subject only
to such reasonable limits prescribed by law as can be demonstrably justified in
a free and democratic society.
15. (1) Every individual is equal before
and under the law and has the right to the equal protection and equal benefit
of the law without discrimination and, in particular, without discrimination
based on race, national or ethnic origin, colour, religion, sex, age or mental
or physical disability.
24. (1) Anyone whose rights or freedoms,
as guaranteed by this Charter , have been infringed or denied may apply to a
court of competent jurisdiction to obtain such remedy as the court considers
appropriate and just in the circumstances.
The relevant
provision of the Constitution Act, 1982 reads as follows:
52. (1) The Constitution of Canada is the
supreme law of Canada, and any law that is inconsistent with the provisions of
the Constitution is, to the extent of the inconsistency, of no force or effect.
Judgments Below
Federal Court, Trial Division (Strayer J.)
Strayer J. held
that s. 32 denied equal benefit of the law with discrimination on the basis of
parental status, thereby infringing the s. 15 rights of the respondent. No s.
1 analysis was undertaken. Having decided that there was an infringement,
Strayer J. went on to consider the appropriate remedy. In his view, at p. 543,
two options were available:
I
could either declare section 32 to be invalid in its present form, thus denying
benefits to those already within it, or I could simply declare the entitlement
of natural parents to benefits equal to those now provided to adoptive parents
under section 32. Counsel for the plaintiff [respondent] and for the
intervenor [LEAF] argued for the latter approach, while counsel for the
defendants [appellants] argued that I must, if I concluded there was unequal
benefit of the law, strike down the existing benefits in section 32.
Given that Strayer
J. found s. 32 to be defective, not because it provided prohibited benefits but
because it was "underinclusive", he did not consider it appropriate
to deprive those persons already qualified under s. 32 of their benefits.
Rather, he decided to make a declaration that other persons in similar circumstances
were entitled to the same benefits, until such time as Parliament amended the
legislation in a way which met the requirements of s. 15 . Further, he ordered
that the respondent's application for benefits be reconsidered on the basis
that if, apart from his status as a natural parent, he met the requirements of
the section, he was entitled to benefits. Pursuant to Rule 341A (Federal
Court Rules, C.R.C., c. 663, am. SOR/79-57, s. 8), Strayer J. suspended the
operation of his judgment pending appeal.
Court of Appeal (Heald J.A. for the majority)
Since the parties
conceded at the outset that s. 15(1) of the Charter had been violated,
the Court of Appeal dealt only with the jurisdiction of the trial judge to
accord the remedy sought by the respondent.
Heald J.A. noted at
the outset that the appellants had conceded that, had the Trial Division had
the jurisdiction to grant the remedy it did, the order was "just and
appropriate in the circumstances". Heald J.A. determined that the trial
judge did have the jurisdiction to grant a remedy under s. 24(1) of the Charter .
He did not accept the appellants' argument that the only option which was open
to the trial judge in the circumstances was to strike down the impugned
provision pursuant to s. 52 of the Constitution Act, 1982 . He found, at
p. 137, the distinction made by the trial judge between legislation which
"is unconstitutional because of what it provides and legislation which is
unconstitutional because of what it omits" to be an apt one. He held that
here it was permissible to have recourse to s. 24 because the impugned
provision was unconstitutional solely because it was not sufficiently broad in
scope. "It is the omission in this case that is unconstitutional, not the
legislation itself." Therefore, in his opinion, s. 52 was not engaged.
Heald J.A. further
considered the "interface" between ss. 24 and 52 when a violation of
s. 15 has been found. He held, at p. 142, that:
A
mere declaration of invalidity is inadequate in the circumstances at bar,
because it would not guarantee the positive right conferred pursuant to
subsection 15(1) . That positive right can only be guaranteed by the fashioning
of a positive remedy. That is precisely what the Trial Judge attempted to do
in the decision a quo.
Heald J.A. was of
the view that, as the consequences of a declaration that the legislation was
inoperative would be to deprive adoptive parents of the benefits granted to
them by s. 32 of the Unemployment Insurance Act, 1971, this would be as
much an amendment of legislation as the remedy granted by the trial judge.
Heald J.A. concluded that where legislation is "underinclusive",
positive relief is both warranted and constitutionally permitted through the
vehicle of s. 24 .
Heald J.A. was not
persuaded that the jurisprudence supported the appellants' contention that the
order was an appropriation of public funds for a purpose not authorized by
Parliament.
Heald J.A.
dismissed the appeal, upholding the judgment of the trial judge. He suspended
the operation of that judgment pending appeal.
Mahoney J.A. (dissenting)
Mahoney J.A. held
that the remedy granted by the trial judge was outside his jurisdiction because
he had in effect amended the legislation where, by virtue of the Constitution,
the sole power to legislate is reserved to Parliament.
With regard to the
issue of the appropriation of funds, Mahoney J.A. was of the view that the
remedy fashioned by the trial judge amounted to an appropriation of money by a
court which is not permitted by the provisions of the preamble to the Constitution
Act, 1867 . He concluded, at p. 164:
Even
if the power of a court to legislate by way of a subsection 24(1) remedy were
found to exist in circumstances which do not entail the appropriation of public
monies, no such power can be found to exist where the remedy appropriates
monies from the Consolidated Revenue Fund for a purpose not authorized by
Parliament. A purposive approach to remedies under subsection 24(1) cannot
take a court that far.
In
my opinion, the appellants are correct: the Constitution of Canada does not
permit the remedy crafted by the learned Trial Judge. Having found that
section 32 of the Unemployment Insurance Act, 1971 was inconsistent with
a provision of the Constitution of Canada, the learned Trial Judge was bound to
find it to be of no force and effect. Had that finding been made, the absence
of any conflict between subsections 24(1) and 52(1) would be apparent. There
is no offending legislation and, therefore, no subsection 24(1) remedy called
for.
In
my opinion, subsection 52(1) does not provide a "remedy" in any real
sense of that word. It states a constitutional fact which no court can ignore
when it is invoked in a proceeding and found to apply.
Mahoney J.A. would
have allowed the appeal and issued a declaration pursuant to s. 52(1) that s.
32 of the Unemployment Insurance Act, 1971, was of no force or effect by
reason of its inconsistency with the Charter . He could see no
compelling reason to order a stay of execution of that judgment to permit
remedial legislative action.
Issues
By order dated
March 14, 1991 the following constitutional questions were stated by the Chief
Justice:
1.Is
the Federal Court Trial Division, having found that s. 32 of the Unemployment
Insurance Act, 1971(subsequently s. 20 of the Unemployment Insurance Act,
R.S.C., 1985, c. U‑1) creates unequal benefit contrary to s. 15(1) of the
Canadian Charter of Rights and Freedoms , by making a distinction between
the benefits available to natural and adoptive parents, required by s. 52(1) of
the Constitution Act, 1982 to declare that s. 32 is of no force and
effect?
2.Does
s. 24(1) of the Charter confer on the Federal Court Trial Division the
power to order that natural parents are entitled to benefits on the same terms
as benefits are available to adoptive parents under s. 32 (subsequently s. 20 )
of that Act?
Analysis
I find it
appropriate at the outset to register the Court's dissatisfaction with the
state in which this case came to us. Despite the fact that Andrews v. Law
Society of British Columbia, [1989] 1 S.C.R. 143, was handed down in
between the trial and appeal of this matter, the appellants chose to concede a
s. 15 violation and to appeal only on the issue of remedy. This precludes this
Court from examining the s. 15 issue on its merits, whatever doubts might or
might not exist about the finding below. Further, the appellants' choice not
to attempt a justification under s. 1 at trial deprives the Court of access to
the kind of evidence that a s. 1 analysis would have brought to light.
All of the above
essentially leaves the Court in a factual vacuum with respect to the nature and
extent of the violation, and certainly with respect to the legislative
objective embodied in the impugned provision. This puts the Court in a
difficult position in attempting to determine what remedy is appropriate in the
present context.
I.Reading
in as a Remedial Option under Section 52
A court has
flexibility in determining what course of action to take following a violation
of the Charter which does not survive s. 1 scrutiny. Section 52 of the Constitution
Act, 1982 mandates the striking down of any law that is inconsistent with
the provisions of the Constitution, but only "to the extent of the
inconsistency". Depending upon the circumstances, a court may simply
strike down, it may strike down and temporarily suspend the declaration of
invalidity, or it may resort to the techniques of reading down or reading in.
In addition, s. 24 of the Charter extends to any court of competent
jurisdiction the power to grant an "appropriate and just" remedy to
"[a]nyone whose [Charter ] rights and freedoms ... have been
infringed or denied". In choosing how to apply s. 52 or s. 24 a court
will determine its course of action with reference to the nature of the
violation and the context of the specific legislation under consideration.
A.The
Doctrine of Severance
The flexibility of
the language of s. 52 is not a new development in Canadian constitutional law.
The courts have always struck down laws only to the extent of the inconsistency
using of the doctrine of severance or "reading down". Severance is
used by the courts so as to interfere with the laws adopted by the legislature
as little as possible. Generally speaking, when only a part of a statute or
provision violates the Constitution, it is common sense that only the offending
portion should be declared to be of no force or effect, and the rest should be
spared.
Far from being an
unusual technique, severance is an ordinary and everyday part of constitutional
adjudication. For instance if a single section of a statute violates the
Constitution, normally that section may be severed from the rest of the statute
so that the whole statute need not be struck down. To refuse to sever the
offending part, and therefore declare inoperative parts of a legislative
enactment which do not themselves violate the Constitution, is surely the more
difficult course to justify.
Furthermore, as
Rogerson has pointed out (in "The Judicial Search for Appropriate Remedies
Under the Charter : The Examples of Overbreadth and Vagueness" in Sharpe,
ed., Charter Litigation (1987) at pp. 250-52), it is logical to expect
that severance would be a more prominent technique under the Charter
than it has been in division of powers cases. In division of powers cases the
question of constitutional validity often turns on an overall examination of
the pith and substance of the legislation rather than on an examination of the
effects of particular portions of the legislation on individual rights. Where
a statute violates the division of powers, it tends to do so as a whole. This is
not so of violations of the Charter where the offending portion tends to
be more limited.
Where the offending
portion of a statute can be defined in a limited manner it is consistent with
legal principles to declare inoperative only that limited portion. In that way,
as much of the legislative purpose as possible may be realized. However, there
are some cases in which to sever the offending portion would actually be more
intrusive to the legislative purpose than the alternate course of striking down
provisions which are not themselves offensive but which are closely connected
with those that are. This concern is reflected in the classic statement of the
test for severance in Attorney-General for Alberta v. Attorney-General for
Canada, [1947] A.C. 503, at p. 518:
The
real question is whether what remains is so inextricably bound up with the part
declared invalid that what remains cannot independently survive or, as it has
sometimes been put, whether on a fair review of the whole matter it can be
assumed that the legislature would have enacted what survives without enacting
the part that is ultra vires at all.
This test
recognizes that the seemingly laudable purpose of retaining the parts of the
legislative scheme which do not offend the Constitution rests on an assumption
that the legislature would have passed the constitutionally sound part of the
scheme without the unsound part. In some cases this assumption will not be a
safe one. In those cases it will be necessary to go further and declare
inoperative portions of the legislation which are not themselves unsound.
Therefore, the
doctrine of severance requires that a court define carefully the extent of the
inconsistency between the statute in question and the requirements of the
Constitution, and then declare inoperative (a) the inconsistent portion, and
(b) such part of the remainder of which it cannot be safely assumed that the
legislature would have enacted it without the inconsistent portion.
B.Reading
In as akin to Severance
This same approach
should be applied to the question of reading in since extension by way of
reading in is closely akin to the practice of severance. The difference is the
manner in which the extent of the inconsistency is defined. In the usual case
of severance the inconsistency is defined as something improperly included in
the statute which can be severed and struck down. In the case of reading in
the inconsistency is defined as what the statute wrongly excludes rather
than what it wrongly includes. Where the inconsistency is defined as
what the statute excludes, the logical result of declaring inoperative that
inconsistency may be to include the excluded group within the statutory
scheme. This has the effect of extending the reach of the statute by way of
reading in rather than reading down.
A statute may be
worded in such a way that it gives a benefit or right to one group (inclusive
wording) or it may be worded to give a right or benefit to everyone except a
certain group (exclusive wording). It would be an arbitrary distinction to
treat inclusively and exclusively worded statutes differently. To do so would
create a situation where the style of drafting would be the single critical
factor in the determination of a remedy. This is entirely inappropriate.
Rowles J. made this point in Knodel v. British Columbia (Medical Services
Commission) (1991), 58 B.C.L.R. (2d) 356 (B.C.S.C.), at p. 388:
As
stated previously, once a person has demonstrated that a particular law
infringes his or her Charter rights, the manner in which the law is
drafted or stated ought to be irrelevant for the purposes of a constitutional
remedy. To hold otherwise would result in a statutory provision dictating the
interpretation of the Constitution. Further, where B's Charter right to
a[n equal] benefit is demonstrated, it is immaterial whether the subject law
states : (1) A benefits; or (2) Everyone benefits except B.
The
first example would require the court to "read in" the words
"and B," while the second example would require the court to
"strike out" the words "except B." In each case, the
result would be identical.
Accordingly,
whether a court "reads in" or "strikes out" words from a
challenged law, the focus of the court should be on the appropriate remedy in
the circumstances and not on the label used to arrive at the result.
There is nothing in
s. 52 of the Constitution Act, 1982 to suggest that the court should be
restricted to the verbal formula employed by the legislature in defining the
inconsistency between a statute and the Constitution. Section 52 does not say
that the words expressing a law are of no force or effect to the extent
that they are inconsistent with the Constitution. It says that a law is
of no force or effect to the extent of the inconsistency. Therefore, the
inconsistency can be defined as what is left out of the verbal formula as well
as what is wrongly included.
This Court
implicitly recognized that the extent of the inconsistency can be defined in
substantive, rather than merely verbal, terms in Andrews v. Law Society of
British Columbia, supra. In Andrews the statute (Barristers
and Solicitors Act, R.S.B.C. 1979, c. 26, s. 42) dictated that only
Canadian citizens could become lawyers in the following words:
42. The benchers may call to the Bar of
the Province and admit as solicitor of the Supreme Court
(a)
a Canadian citizen with respect to whom they are satisfied that
he . . . .
The Court found
that the exclusion of non-citizens violated the right to equality. Instead of
striking down the entire section so that everyone would be equally prevented
from becoming a lawyer, only the requirement of Canadian citizenship was
declared inoperative. However, the section does not make any sense if the
words "a Canadian citizen" are deleted and there is, in fact, no way
of simply deleting words that would make the section conform to the
requirements of the Charter . Instead of focusing on these verbal
formulae, the Court nullified the substantive citizenship requirement which
could be said to amount to extending the statute to cover non-Canadians. Thus,
Andrews is already an example of a case in which the extent of the
inconsistency was defined conceptually without being limited to the manner in
which the statute was drafted.
C.The
Purposes of Reading In and Severance
(i)
Respect for the Role of the Legislature
The logical
parallels between reading in and severance are mirrored by their parallel
purposes. Reading in is as important a tool as severance in avoiding undue
intrusion into the legislative sphere. As with severance, the purpose of
reading in is to be as faithful as possible within the requirements of the
Constitution to the scheme enacted by the Legislature. Rogerson makes this
observation at p. 288:
Courts
should certainly go as far as required to protect rights, but no further.
Interference with legitimate legislative purposes should be minimized and laws
serving such purposes should be allowed to remain operative to the extent that
rights are not violated. Legislation which serves desirable social purposes may
give rise to entitlements which themselves deserve some protection.
Of course, reading
in will not always constitute the lesser intrusion for the same reason that
severance sometimes does not. In some cases, it will not be a safe assumption
that the legislature would have enacted the constitutionally permissible part
of its enactment without the impermissible part. For example, in a benefits
case, it may not be a safe assumption that the legislature would have enacted a
benefits scheme if it were impermissible to exclude particular parties from
entitlement under that scheme.
(ii)
Respect for the Purposes of the Charter
Just as reading in
is sometimes required in order to respect the purposes of the legislature, it
is also sometimes required in order to respect the purposes of the Charter .
The absolute unavailability of reading in would mean that the standards
developed under the Charter would have to be applied in certain cases in
ways which would derogate from the deeper social purposes of the Charter .
This point has been made well by Duclos' and Roach's article
"Constitutional Remedies as `Constitutional Hints': A Comment on R.
v. Schachter" (1991), 36 McGill L.J. 1, and by Caminker's
article "A Norm-Based Remedial Model for Underinclusive Statutes"
(1986), 95 Yale L.J. 1185. Their argument is that even in situations
where the standards of the Charter allow for more than one remedial
response, the purposes of the Charter may encourage one kind of response
more strongly than another.
This is best
illustrated by the case of Attorney-General of Nova Scotia v. Phillips
(1986), 34 D.L.R. (4th) 633 (N.S.C.A.). In that case, a form of welfare
benefit was available to single mothers but not single fathers. This was held
to violate s. 15 of the Charter since benefits should be available to
single mothers and single fathers equally. However, the court held that s. 15
merely required equal benefit, so that the Charter would be equally
satisfied whether the benefit was available to both mothers and fathers or to
neither. Given this and the court's conclusion that it could not extend
benefits, the only available course was to nullify the benefits to single
mothers. The irony of this result is obvious.
Perhaps in some
cases s. 15 does simply require relative equality and is just as satisfied with
equal graveyards as equal vineyards, as it has sometimes been put (see
Caminker, at p. 1186). Yet the nullification of benefits to single mothers
does not sit well with the overall purpose of s. 15 of the Charter and
for s. 15 to have such a result clearly amounts to "equality with a
vengeance," as LEAF, one of the interveners in this case, has suggested.
While s. 15 may not absolutely require that benefits be available to single
mothers, surely it at least encourages such action to relieve the disadvantaged
position of persons in those circumstances. In cases of this kind, reading in
allows the court to act in a manner more consistent with the basic purposes of
the Charter .
Reading in should
therefore be recognized as a legitimate remedy akin to severance and should be
available under s. 52 in cases where it is an appropriate technique to fulfil
the purposes of the Charter and at the same time minimize the
interference of the court with the parts of legislation that do not themselves
violate the Charter .
II.Choice
of Remedial Options under Section 52
A.Defining
the Extent of the Inconsistency
The first step in
choosing a remedial course under s. 52 is defining the extent of the
inconsistency which must be struck down. Usually, the manner in which the law
violates the Charter and the manner in which it fails to be justified
under s. 1 will be critical to this determination. In this case, as noted
earlier, this Court is hampered by the lack of an opportunity to assess the
nature of the violation and the absence of s. 1 evidence.
It is useful at
this point to set out the two stage s. 1 test developed by this Court in R.
v. Oakes, [1986] 1 S.C.R. 103:
(1)
Is the legislative objective which the measures limiting an individual's rights
or freedoms are designed to serve sufficiently pressing and substantial to
justify the limitation of those rights or freedoms?
(2)
Are the measures chosen to serve that objective proportional to it, that is:
(a)
Are the measures rationally connected to the objective?
(b)
Do the measures impair as little as possible the right and freedom in question?
and,
(c)
Are the effects of the measures proportional to the objective identified above?
(i) The Purpose
Test
In some
circumstances, s. 52(1) mandates defining the inconsistent portion which must
be struck down very broadly. This will almost always be the case where the
legislation or legislative provision does not meet the first part of the Oakes
test, in that the purpose is not sufficiently pressing or substantial to
warrant overriding a Charter right. Although it predates Oakes, supra,
R. v. Big M Drug Mart Ltd., [1985] 1 S.C.R. 295, provides a clear
example. There Dickson C.J. found that the purpose of the Lord's Day Act,
R.S.C. 1970, c. L-13, was itself inimical to the values of a free and
democratic society. The case stands as authority for the proposition that,
where the purpose of the legislation is itself unconstitutional, the
legislation should be struck down in its entirety. Indeed, it is difficult to
imagine anything less being appropriate where the purpose of the legislation is
deemed unconstitutional; however, I do not wish to foreclose that possibility
prematurely.
(ii) The Rational
Connection Test
Where the purpose
of the legislation or legislative provision is deemed to be pressing and
substantial, but the means used to achieve this objective are found not to be
rationally connected to it, the inconsistency to be struck down will generally
be the whole of the portion of the legislation which fails the rational
connection test.
This Court's
decision in Andrews, supra, can be taken to support this
position. Again, this Court held there that the citizenship requirement for
admission to the British Columbia bar violated the equality guarantee enshrined
in s. 15 of the Charter . While the citizenship requirement was held to
have a valid purpose (the objectives argued were that lawyers be familiar with
Canadian institutions and customs and that they display a commitment to them),
the Court determined that the requirement did not meet the proportionality
test. The majority on this issue concluded that the means were probably not
rationally connected to the objectives put forward, in that citizenship does
not ensure familiarity with or commitment to Canadian society and, conversely,
non-citizenship does not necessarily point to a lack of familiarity or
commitment. The requirement was struck down.
It is logical that
in most such cases the appropriate remedial choice will be to strike down the
entire portion of the legislation that fails on this element of the
proportionality test. It matters not how pressing or substantial the objective
of the legislation may be; if the means used to achieve the objective are not
rationally connected to it, then the objective will not be furthered by somehow
upholding the legislation as it stands.
(iii) The Minimal
Impairment/Effects Test
Where the second
and/or third elements of the proportionality test are not met, there is more
flexibility in defining the extent of the inconsistency. For instance, if the
legislative provision fails because it is not carefully tailored to be a
minimal intrusion, or because it has effects disproportionate to its purpose,
the inconsistency could be defined as being the provisions left out of the
legislation which would carefully tailor it, or would avoid a disproportionate
effect. According to the logic outlined above, such an inconsistency could be
declared inoperative with the result that the statute was extended by way of
reading in.
Striking down,
severing or reading in may be appropriate in cases where the second and/or
third elements of the proportionality test are not met. The choice of remedy
will be guided by the following considerations.
B.Deciding
whether Severance or Reading In is Appropriate
Having determined
what the extent of the inconsistency is, the next question is whether that
inconsistency may be dealt with by way of severance, or in some cases reading
in, or whether an impugned provision must be struck down in its entirety.
(i) Remedial
Precision
While reading in is
the logical counterpart of severance, and serves the same purposes, there is
one important distinction between the two practices which must be kept in
mind. In the case of severance, the inconsistent part of the statutory
provision can be defined with some precision on the basis of the requirements
of the Constitution. This will not always be so in the case of reading in. In
some cases, the question of how the statute ought to be extended in order to
comply with the Constitution cannot be answered with a sufficient degree of
precision on the basis of constitutional analysis. In such a case, it is the
legislature's role to fill in the gaps, not the court's. This point is made
most clearly in Hunter v. Southam Inc., [1984] 2 S.C.R. 145, at p. 169:
While
the courts are guardians of the Constitution and of individuals' rights under
it, it is the legislature's responsibility to enact legislation that embodies
appropriate safeguards to comply with the Constitution's requirements. It
should not fall to the courts to fill in the details that will render
legislative lacunae constitutional.
In Hunter,
the Court decided that the scheme for authorizing searches under the relevant
legislation did not withstand Charter scrutiny. In such a circumstance,
it would theoretically be possible to characterize the "extent of the
inconsistency" as the absence of certain safeguards. Thus, in the
abstract, the absence of appropriate safeguards could have been declared of no
force or effect, which would have led to the establishment of the appropriate
safeguards. However, this approach would have been inappropriate because this
would have required establishing a new scheme, the details of which would have
been up to the Court to determine.
Hunter has been applied recently by Justice
McLachlin in Rocket v. Royal College of Dental Surgeons of Ontario,
[1990] 2 S.C.R. 232. The issue in that case was the prohibition of advertising
by the members of a professional association, with certain exceptions.
McLachlin J. found that the regulation of advertising violated the Charter
and extended too far to be justified under s. 1 . However, some prohibition of
advertising would be justifiable if additional exceptions were added. The
question then arose whether the Court ought to supply those additional
exemptions itself, or simply strike down the prohibition.
McLachlin J. noted,
at p. 253, that the drafting of rules which would allow only legitimate
advertising would be a difficult and complex endeavour that did not flow with
precision from the requirements of the Charter :
I
am conscious of the difficulties involved in drafting prohibitions on
advertising which will catch misleading, deceptive and unprofessional
advertising while permitting legitimate advertising.
Since the exemptions could not be
defined with sufficient precision, the section itself had to be struck down (at
p. 252):
Because
the section is cast in the form of limited exclusions to a general prohibition,
the Court would be required to supply further exceptions. To my mind, this is
for the legislators.
These cases stand
for the proposition that the court should not read in in cases where there is
no manner of extension which flows with sufficient precision from the requirements
of the Constitution. In such cases, to read in would amount to making ad hoc
choices from a variety of options, none of which was pointed to with sufficient
precision by the interaction between the statute in question and the
requirements of the Constitution. This is the task of the legislature, not the
courts.
(ii) Interference
with the Legislative Objective
The primary
importance of legislative objective quickly emerges from decisions of this
Court wherein the possibility of reading down or in has been considered and
determined inappropriate.
In Osborne v.
Canada (Treasury Board), [1991] 2 S.C.R. 69, at p. 104, Justice Sopinka
emphasized that it is necessary in fashioning a remedy for a Charter
violation to both "apply the measures which will best vindicate the values
expressed in the Charter " and "refrain from intruding into the
legislative sphere beyond what is necessary". He determined that reading
down was not appropriate in that case but concluded, at p. 104: "Reading
down may in some cases be the remedy that achieves the objectives to which I
have alluded while at the same time constituting the lesser intrusion into the
role of the legislature."
The degree to which
a particular remedy intrudes into the legislative sphere can only be determined
by giving careful attention to the objective embodied in the legislation in
question. This objective may, as suggested above, be obvious from the very
text of the provision. In other cases, it may only be illuminated through the
evidence put forward under the s. 1 analysis, the failure of which would
precede this inquiry. A second level of legislative intention may be manifest
in the means chosen to pursue that objective.
In R. v.
Seaboyer, [1991] 2 S.C.R. 577, this Court struck down s. 276 , the rape
shield provision, of the Criminal Code, R.S.C., 1985, c. C-46 . The
majority of the Court held that it violated the accused's Charter right
to a fair trial. The provision failed the Oakes test because of its
overbreadth. It could not meet the minimal impairment element of the
proportionality test. In considering the question of remedy, McLachlin J.
canvassed the possibility of declaring the legislation valid in part through
techniques such as reading down and constitutional exemption, but concluded
that neither technique was appropriate in the case before her. McLachlin J.
arrived at this conclusion because to take either approach would necessitate
importing an element into the provision -- judicial discretion -- that the legislature
specifically chose to exclude. She stated, at p. 628: "Where the effect
is to change the law so substantially, one may question whether it is useful or
appropriate to apply the doctrine of constitutional exemption". Without
question, the same is true of extension by way of reading in.
This Court's
decision in R. v. Swain, [1991] 1 S.C.R. 933, is instructive as to the
second level of legislative intention referred to above. There, it was held
that s. 542(2) of the Criminal Code, R.S.C. 1970, c. C-34, which
provides for the automatic detention at the pleasure of the Lieutenant Governor
of an insanity acquittee, was in violation of s. 7 of the Charter in
that it deprived the appellant of his right to liberty without meeting the
requirements of procedural fairness that attach to the principles of
fundamental justice. In my judgment, I rejected the argument that the
requirements of procedural fairness could just be read into the legislation as
it stood because it was clear that, to achieve its objectives, Parliament had
deliberately chosen the means which ultimately failed the minimal impairment
element of the proportionality test under s. 1 . Where the choice of means is
unequivocal, to further the objective of the legislative scheme through different
means would constitute an unwarranted intrusion into the legislative domain.
Even where
extension by way of reading in can be used to further the legislative objective
through the very means the legislature has chosen, to do so may, in some cases,
involve an intrusion into budgetary decisions which cannot be supported. This
Court has held, and rightly so, that budgetary considerations cannot be used to
justify a violation under s. 1. However, such considerations are clearly
relevant once a violation which does not survive s. 1 has been established, s.
52 is determined to have been engaged and the Court turns its attention to what
action should be taken thereunder.
Any remedy granted
by a court will have some budgetary repercussions whether it be a saving of
money or an expenditure of money. Striking down or severance may well lead to
an expenditure of money. The respondent in this case pointed out that this
Court's decision in Tétrault-Gadoury v. Canada (Employment and Immigration
Commission), [1991] 2 S.C.R. 22, wherein an exclusion under the Unemployment
Insurance Act, 1971, S.C. 1970-71-72, c. 48, based on age was found to
contravene the Charter , necessarily led to an expenditure of government
funds in that persons previously not entitled to benefits were thereafter free
to apply for them. It has also been pointed out that a wide variety of court
orders have had the effect of causing expenditures (see Lajoie, "De
l'interventionnisme judiciaire comme apport à l'émergence des droits sociaux"
(1991), 36 McGill L.J. 1338, at pp. 1344-45). In determining whether
reading in is appropriate then, the question is not whether courts can make
decisions that impact on budgetary policy; it is to what degree they can
appropriately do so. A remedy which entails an intrusion into this sphere so
substantial as to change the nature of the legislative scheme in question is
clearly inappropriate.
(iii) The Change in
Significance of the Remaining Portion
Another way of
asking whether to read in or sever would be an illegitimate intrusion into the
legislative sphere is to ask whether the significance of the part which would
remain is substantially changed when the offending part is excised. For
instance, in Devine v. Quebec (Attorney General), [1988] 2 S.C.R. 790,
this Court found that certain statutory requirements respecting the use of the
French language were unconstitutional because they were more stringent than
necessary. By way of exception, the statute provided for less stringent
requirements in certain circumstances. These less stringent requirements were
not in themselves unconstitutional, and it would therefore have been possible
to sever them and in that way to implement as much of the legislative intent as
possible. However, the Court noted that to do so would really turn the
legislative scheme on its head. The exceptions were meant to allow more lenient
treatment of persons in certain situations, but if they were upheld while the
main provisions were struck down, they would have precisely the opposite effect
of dealing more stringently with those persons. This led to the conclusion, at
p. 816, that the exceptions were "necessarily connected" to the
offending provision, so that even though the exceptions were not themselves
impermissible, they must be struck down as well:
A
single scheme is being dealt with, and once the parent section which institutes
that scheme has been found unconstitutional, the Court must proceed to strike
down those exceptions which are necessarily connected to the general rule. In
that way, distortions and inconsistencies of legislative intention do not
result from finding the major component of a comprehensive legislative regime
contrary to the Constitution.
This built on the
comments of Dickson C.J. in R. v. Morgentaler, [1988] 1 S.C.R. 30, at p.
80, where he observed that the prohibition of abortions must fall with the
procedural exceptions which violated the Charter , since merely to
eliminate the exceptions would be to re-draft a comprehensive code:
Having
found that this "comprehensive code" infringes the Charter , it
is not the role of the Court to pick and choose among the various aspects of s.
251 so as effectively to re-draft the section.
In both these
cases, the significance of the non-offending provision was so markedly changed
in the absence of the offending provision that the assumption that the
legislature would have passed it was unsafe. The problem with striking down
only the inconsistent portion is that the significance of the remaining portion
changes so markedly without the inconsistent portion that the assumption that
the legislature would have enacted it is unsafe.
In cases where the
issue is whether to extend benefits to a group not included in the statute, the
question of the change in significance of the remaining portion sometimes
focuses on the relative size of the two relevant groups. For instance, in Knodel,
supra, Rowles J. extended the provision of benefits to spouses to
include same-sex spouses. She considered this course to be far less intrusive
to the intention of the legislature than striking down the benefits to
heterosexual spouses since the group to be added was much smaller than the
group already benefitted (at p. 391):
In
the present case, it would clearly be far more intrusive to strike the
legislation and deny the benefits to the individuals receiving them than it
would be to extend the benefits to the small minority who demonstrated their
entitlement to them.
In Tétrault-Gadoury
v. Canada (Employment and Immigration Commission), supra, this Court
decided that persons over 65 should be able to receive benefits that had been
explicitly restricted to persons under 65. This is also a case in which the
group to be added was much smaller than the group already benefitted.
Where the group to
be added is smaller than the group originally benefitted, this is an indication
that the assumption that the legislature would have enacted the benefit in any
case is a sound one. When the group to be added is much larger than the group
originally benefitted, this could indicate that the assumption is not safe.
This is not because of the numbers per se. Rather, the numbers may
indicate that for budgetary reasons, or simply because it constitutes a marked
change in the thrust of the original program, it cannot be assumed that the
legislature would have passed the benefit without the exclusion. In some
contexts, the fact that the group to be added is much larger than the original
group will not lead to these conclusions. R. v. Hebb (1989), 69 C.R.
(3d) 1 (N.S.T.D.), is an example of this.
(iv) The
Significance of the Remaining Portion
Other cases have
focused on the significance or long-standing nature of the remaining portion.
This sort of analysis is most apparent in Russow v. B.C. (A.G.) (1989),
35 B.C.L.R. (2d) 29 (S.C.). The court examined the various versions of the
relevant provision which had been in force in the province from the time of
Confederation to the present, and noted that the permissible portion had been
invariably present. This helped the court to come to the conclusion that it
was safe to assume that the legislature would have enacted the permissible
portion without the impermissible portion (at pp. 33-35).
This consideration
was also highlighted by Harlan J. in Welsh v. United States, 398 U.S.
333 (1970), at p. 366:
When
a policy has roots so deeply embedded in history, there is a compelling reason
for a court to hazard the necessary statutory repairs if they can be made
within the administrative framework of the statute and without impairing other
legislative goals, even though they entail, not simply eliminating an offending
section, but rather building upon it.
It is sensible to
consider the significance of the remaining portion when asking whether the
assumption that the legislature would have enacted the remaining portion is a
safe one. If the remaining portion is very significant, or of a long standing
nature, it strengthens the assumption that it would have been enacted without
the impermissible portion.
The significance of
the remaining portion may be enhanced where the Constitution specifically encourages
that sort of provision. Earlier I referred to the articles by Duclos and Roach,
and Caminker, which point out that the Constitution may encourage particular
kinds of remedies even if it does not directly mandate them. This aspect of
remedial choice was specifically relied on in R. v. Hebb, supra.
In that case the court considered a provision which required the court to
consider the means of accused to pay a fine before incarceration upon default.
This provision only applied to persons aged 18 to 22. The court found that
this constituted discrimination on the basis of age. The question then was
whether the limitation to ages 18 to 22 could be severed from the rest of the
provision.
The court observed
that either course, severance or nullification, would interfere with the
intention of Parliament to some extent. That is, severance would expand the
protection of the provision to a group Parliament had not intended to benefit
by it, and nullification would remove protection from the group Parliament had
intended to have it. The court, at p. 21, then found it important that the
protection in question was "constitutionally encouraged," and thought
that this was a good reason to favour expansion of the provision rather than
nullification:
To
sever the age-related phrase provides protection to persons of all ages who are
charged with a crime, in that they cannot be incarcerated for failure to pay a
fine until a judicial review of their situation is held. On the other hand, by
severing the complete s. 646(10), this protection is removed for all persons,
including the age group which Parliament determined were worthy of that special
protection.
It
is important that the courts not unjustifiably invade the domain which is
properly that of the legislature. In following either of the alternatives
above, the court will be interfering to some extent with the efforts of the
legislators of the enactment. Where the result is the removing of a protection
that is constitutionally encouraged--that is, judicial consideration before
incarceration--as opposed to the enlarging of such a protection, it is
submitted that the court should favour a result that would expand the group of
persons protected rather than remove that protection completely.
This reasoning is
sensible given our knowledge of how legislatures act generally. The fact that
the permissible part of a provision is encouraged by the purposes of the
Constitution, even if not mandated by it, strengthens the assumption that the
legislature would have enacted it without the impermissible portion.
This factor may
have been important in a case which dealt specifically with human rights
statutes. In Re Blainey and Ontario Hockey Association (1986), 54 O.R.
(2d) 513 (C.A.), the statute (Human Rights Code, 1981, S.O. 1981, c. 53)
provided, in s. 1, a right to equal treatment without discrimination on the
basis of, inter alia, sex. Section 19, however, provided that s. 1 was
not violated when athletic activities were restricted on the basis of sex. The
court found that s. 19 violated the guarantee of equality under the Charter .
It was argued by the Hockey Association that s. 19 was not severable from s. 1 ,
since it could not be assumed that the legislature would have passed s. 1
without s. 19 . It was said that this meant that s. 19 should not be struck
down, even though it violated the Charter . In fact, if it were true
that s. 19 was inextricably linked to s. 1 , then the result would be not that
s. 19 was saved, but rather that s. 1 would be lost, even though there was
nothing impermissible about it, considered in isolation. However, it is clear
that it is safe to assume that the legislature would have passed the general
prohibition on discrimination even if it could not limit its application in the
area of athletics.
(v) Conclusion
It should be
apparent from this analysis that there is no easy formula by which a court may
decide whether severance or reading in is appropriate in a given case. While
respect for the role of the legislature and the purposes of the Charter
are the twin guiding principles, these principles can only be fulfilled with
respect to the variety of considerations set out above which require careful
attention in each case.
C.Whether
to Temporarily Suspend the Declaration of Invalidity
Having identified
the extent of the inconsistency, and having determined whether that
inconsistency should be dealt with by way of striking down, severance or
reading in, the court has identified what portion must be struck down. The
final step is to determine whether the declaration of invalidity of that
portion should be temporarily suspended.
A court may strike
down legislation or a legislative provision but suspend the effect of that
declaration until Parliament or the provincial legislature has had an
opportunity to fill the void. This approach is clearly appropriate where the
striking down of a provision poses a potential danger to the public (R. v.
Swain, supra) or otherwise threatens the rule of law (Reference
Re Manitoba Language Rights, [1985] 1 S.C.R. 721). It may also be
appropriate in cases of underinclusiveness as opposed to overbreadth. For
example, in this case some of the interveners argued that in cases where a
denial of equal benefit of the law is alleged, the legislation in question is
not usually problematic in and of itself. It is its underinclusiveness that is
problematic so striking down the law immediately would deprive deserving persons
of benefits without providing them to the applicant. At the same time, if
there is no obligation on the government to provide the benefits in the first
place, it may be inappropriate to go ahead and extend them. The logical remedy
is to strike down but suspend the declaration of invalidity to allow the
government to determine whether to cancel or extend the benefits.
I would emphasize
that the question of whether to delay the effect of a declaration is an
entirely separate question from whether reading in or nullification is the
appropriate route under s. 52 of the Constitution Act, 1982 . While
delayed declarations are appropriate in some cases, they are not a panacea for
the problem of interference with the institution of the legislature under s.
52 .
A delayed
declaration is a serious matter from the point of view of the enforcement of
the Charter . A delayed declaration allows a state of affairs which has
been found to violate standards embodied in the Charter to persist for a
time despite the violation. There may be good pragmatic reasons to allow this
in particular cases. However, reading in is much preferable where it is
appropriate, since it immediately reconciles the legislation in question with
the requirements of the Charter .
Furthermore, the
fact that the court's declaration is delayed is not really relevant to the
question of which course of action, reading in or nullification, is less
intrusive upon the institution of the legislature. By deciding upon
nullification or reading in, the court has already chosen the less intrusive
path. If reading in is less intrusive than nullification in a particular case,
then there is no reason to think that a delayed nullification would be any
better. To delay nullification forces the matter back onto the legislative
agenda at a time not of the choosing of the legislature, and within time limits
under which the legislature would not normally be forced to act. This is a
serious interference in itself with the institution of the legislature. Where
reading in is appropriate, the legislature may consider the issue in its own
good time and take whatever action it wishes. Thus delayed declarations of
nullity should not be seen as preferable to reading in in cases where reading
in is appropriate.
The question whether
to delay the application of a declaration of nullity should therefore turn not
on considerations of the role of the courts and the legislature, but rather on
considerations listed earlier relating to the effect of an immediate
declaration on the public.
D.Summary
It is valuable to
summarize the above propositions with respect to the operation of s. 52 of the Constitution
Act, 1982 before turning to the question of the independent availability of
remedies pursuant to s. 24(1) of the Charter . Section 52 is engaged
when a law is itself held to be unconstitutional, as opposed to simply a
particular action taken under it. Once s. 52 is engaged, three questions must
be answered. First, what is the extent of the inconsistency? Second, can that
inconsistency be dealt with alone, by way of severance or reading in, or are
other parts of the legislation inextricably linked to it? Third, should the
declaration of invalidity be temporarily suspended? The factors to be
considered can be summarized as follows:
(i)
The Extent of the Inconsistency
The
extent of the inconsistency should be defined:
A.
broadly where the legislation in question fails the first branch of the Oakes
test in that its purpose is held not to be sufficiently pressing or substantial
to justify infringing a Charter right or, indeed, if the purpose is
itself held to be unconstitutional -- perhaps the legislation in its entirety;
B.
more narrowly where the purpose is held to be sufficiently pressing and
substantial, but the legislation fails the first element of the proportionality
branch of the Oakes test in that the means used to achieve that purpose
are held not to be rationally connected to it -- generally limited to the
particular portion which fails the rational connection test; or,
C.
flexibly where the legislation fails the second or third element of the
proportionality branch of the Oakes test.
(ii)
Severance/Reading In
Severance
or reading in will be warranted only in the clearest of cases, that is, where
each of the following criteria is met:
A.
the legislative objective is obvious, or it is revealed through the evidence
offered pursuant to the failed s. 1 argument, and severance or reading in would
further that objective, or constitute a lesser interference with that objective
than would striking down;
B.
the choice of means used by the legislature to further that objective is not so
unequivocal that severance/reading in would constitute an unacceptable
intrusion into the legislative domain; and,
C.
severance or reading in would not involve an intrusion into legislative
budgetary decisions so substantial as to change the nature of the legislative
scheme in question.
(iii)
Temporarily Suspending the Declaration of Invalidity
Temporarily
suspending the declaration of invalidity to give Parliament or the provincial
legislature in question an opportunity to bring the impugned legislation or
legislative provision into line with its constitutional obligations will be
warranted even where striking down has been deemed the most appropriate option
on the basis of one of the above criteria if:
A.
striking down the legislation without enacting something in its place would
pose a danger to the public;
B.
striking down the legislation without enacting something in its place would
threaten the rule of law; or,
C.
the legislation was deemed unconstitutional because of underinclusiveness
rather than overbreadth, and therefore striking down the legislation would
result in the deprivation of benefits from deserving persons without thereby
benefitting the individual whose rights have been violated.
I should emphasize
before I move on that the above propositions are intended as guidelines to
assist courts in determining what action under s. 52 is most appropriate in a
given case, not as hard and fast rules to be applied regardless of factual
context.
III.Section
24(1)
A.Section
24(1) Alone
Where s. 52 of the Constitution
Act, 1982 is not engaged, a remedy under s. 24(1) of the Charter may
nonetheless be available. This will be the case where the statute or provision
in question is not in and of itself unconstitutional, but some action taken
under it infringes a person's Charter rights. Section 24(1) would there
provide for an individual remedy for the person whose rights have been so
infringed.
This course of
action has been described as "reading down as an interpretive
technique", but it is not reading down in any real sense and ought not to
be confused with the practice of reading down as referred to above. It is,
rather, founded upon a presumption of constitutionality. It comes into play when
the text of the provision in question supports a constitutional interpretation
and the violative action taken under it thereby falls outside the jurisdiction
conferred by the provision. I held that this was the case in Slaight
Communications Inc. v. Davidson, [1989] 1 S.C.R. 1038, when I determined
that a provision which provided a labour adjudicator with discretion to make a
range of orders could not have been intended to provide him with the discretion
to make unconstitutional orders. The legislation itself was not
unconstitutional and s. 52 was not engaged, but the aggrieved party was clearly
entitled to an individual remedy under s. 24(1) .
B.Section
24(1) in Conjunction with Section 52
An individual
remedy under s. 24(1) of the Charter will rarely be available in
conjunction with action under s. 52 of the Constitution Act, 1982 .
Ordinarily, where a provision is declared unconstitutional and immediately
struck down pursuant to s. 52 , that will be the end of the matter. No
retroactive s. 24 remedy will be available. It follows that where the
declaration of invalidity is temporarily suspended, a s. 24 remedy will not
often be available either. To allow for s. 24 remedies during the period of
suspension would be tantamount to giving the declaration of invalidity
retroactive effect. Finally, if a court takes the course of reading down or
in, a s. 24 remedy would probably only duplicate the relief flowing from the
action that court has already taken.
IV. Remedial Options Appropriate
to this Case
A.The
Nature of the Right Involved
The right which was
determined to be violated here is a positive right: the right to equal benefit
of the law. Positive rights by their very nature tend to carry with them
special considerations in the remedial context. It will be a rare occasion
when a benefit conferring scheme is found to have an unconstitutional purpose.
Cases involving positive rights are more likely to fall into the remedial
classifications of reading down/reading in or striking down and suspending the
operation of the declaration of invalidity than to mandate an immediate
striking down. Indeed, if the benefit which is being conferred is itself
constitutionally guaranteed (for example, the right to vote), reading in may be
mandatory. For a court to deprive persons of a constitutionally guaranteed
right by striking down underinclusive legislation would be absurd. Certainly
the intrusion into the legislative sphere of extending a constitutionally
guaranteed benefit is warranted when the benefit was itself guaranteed by the
legislature through constitutional amendment.
Other rights will
be more in the nature of "negative" rights, which merely restrict the
government. However, even in those cases, the rights may have certain positive
aspects. For instance, the right to life, liberty and security of the person
is in one sense a negative right, but the requirement that the government
respect the "fundamental principles of justice" may provide a basis
for characterizing s. 7 as a positive right in some circumstances. Similarly,
the equality right is a hybrid of sorts since it is neither purely positive nor
purely negative. In some contexts it will be proper to characterize s. 15 as
providing positive rights.
The benefit with
which we are concerned here is a monetary benefit for parents under the Unemployment
Insurance Act, 1971, not one which Parliament is constitutionally obliged
to provide to the included group or the excluded group. What Parliament is
obliged to do, by virtue of the conceded s. 15 violation, is equalize the
provision of that benefit. The benefit itself is not constitutionally
prohibited; it is simply underinclusive. Thus striking down the provision
immediately would be inappropriate as such a course of action would deprive eligible
persons of a benefit without providing any relief to the respondent. Such a
situation demands, at the very least, that the operation of any declaration of
invalidity be suspended to allow Parliament time to bring the provision into
line with constitutional requirements. All of the intervening provincial
Attorneys General agreed with this proposition, although, for the most part,
they intervened on behalf of the appellants. The question which remains is
whether this is a case in which it is appropriate to go further and read the
excluded group into the legislation. This question must be answered with
reference to the specific legislation under consideration.
B.The
Context of the Unemployment Insurance Act, 1971
It is not difficult
to discern the legislative objective of this scheme as a whole. The following
overall objective emerges from Justice La Forest's judgment concerning the same
legislative scheme in Tétreault-Gadoury, supra, at p. 41:
. . . to
create a social insurance plan to compensate unemployed workers for loss of
income from their employment and to provide them with economic and social
security for a time, thus assisting them in returning to the labour market.
It is, however, not
as simple to discern the objective of the particular provision. It is not
clear on the text of the provision alone that the purpose of it is to extend
benefits to parents of newborns caring for them at home, a purpose which
reading in the excluded group would further. Indeed, on the express language
of the provision, one could quickly conclude that the benefits were only
intended to be conferred on adoptive parents and that natural parents were
deliberately excluded. One could postulate that the provision was specifically
aimed at responding to circumstances peculiar to adoptive parents. Certainly
this possibility cannot be ruled out on the basis of the text of the provision
alone, and we have not been provided with the further assistance of a s. 1
argument here or in the courts below.
Without a mandate
based on a clear legislative objective, it would be imprudent for me to take
the course of reading the excluded group into the legislation. A consideration
of the budgetary implications of such a course of action further underlines this
conclusion. This is not a situation comparable to that in Tétreault-Gadoury,
supra. There, the budgetary implications of severing the provision in
question were not extensive. The group of people not previously entitled to
benefit by the scheme who would become eligible was a small, discrete group.
Here, the excluded group sought to be included likely vastly outnumbers the
group to whom the benefits were already extended.
Given the nature of
the benefit and the size of the group to whom it is sought to be extended, to
read in natural parents would in these circumstances constitute a substantial
intrusion into the legislative domain. This intrusion would be substantial
enough to change potentially the nature of the scheme as a whole. If this
Court were to dictate that the same benefits conferred on adoptive parents
under s. 32 be extended to natural parents, the ensuing financial shake-up
could mean that other benefits to other disadvantaged groups would have to be
done away with to pay for the extension. Parliament and the provincial
legislatures are much better equipped to assess the whole picture in
formulating solutions in cases such as these. Clearly, the appropriate action
for the Court to take is to declare the provision invalid but to suspend that
declaration to allow the legislative body in question to weigh all the relevant
factors in amending the legislation to meet constitutional requirements.
I think it
significant and worthy of mention that in this case Parliament did amend the
impugned provision following the launching of this action, and that that
amendment was not the one that reading in would have imposed. Parliament
equalized the benefits given to adoptive parents and natural parents but not on
the same terms as they were originally conferred by s. 32. The two groups now
receive equal benefits for ten weeks rather than the original fifteen. This
situation provides a valuable illustration of the dangers associated with
reading in when legislative intention with respect to budgetary issues is not
clear. In this case, reading in would not necessarily further the legislative
objective and it would definitely interfere with budgetary decisions in that it
would mandate the expenditure of a greater sum of money than Parliament is
willing or able to allocate to the program in question.
The Constitutional Questions
Following from the
above analysis, I would answer the constitutional questions as follows:
1.Is
the Federal Court Trial Division, having found that s. 32 of the Unemployment
Insurance Act, 1971 (subsequently s. 20 of the Unemployment Insurance
Act, R.S.C., 1985, c. U‑1) creates unequal benefit contrary to s.
15(1) of the Canadian Charter of Rights and Freedoms , by making a
distinction between the benefits available to natural and adoptive parents,
required by s. 52(1) of the Constitution Act, 1982 to declare that s. 32
is of no force and effect?
The answer to
question one is, in the present circumstances, yes, leaving open the option of
suspending the declaration of invalidity for a period of time to allow
Parliament to amend the legislation in a way which meets its constitutional
obligations. This is not to say that s. 52 does not provide the flexibility to
stop short of striking out an unconstitutional provision in its entirety.
Given the appropriate circumstances, a court may choose the options of
severance or reading in by which to bring the provision in line with the Charter .
These options should be exercised only in the clearest of cases, keeping in
mind the principles articulated above relating to the nature of the right and
the specific context of the legislation.
2.Does
s. 24(1) of the Charter confer on the Federal Court Trial Division the
power to order that natural parents are entitled to benefits on the same terms
as benefits are available to adoptive parents under s. 32 (subsequently s. 20 )
of that Act?
The answer to
question two is no. Section 24(1) provides an individual remedy for actions
taken under a law which violate an individual's Charter rights. Again,
however, a limited power to extend legislation is available to courts in
appropriate circumstances by way of the power to read in derived from s. 52 of
the Constitution Act, 1982 .
Disposition
In the result, the
appeal is allowed and the judgment of the trial judge set aside. Normally, I
would order that s. 32 of the Unemployment Insurance Act, 1971
(subsequently s. 20 of the Unemployment Insurance Act, 1985) be struck
down pursuant to s. 52 and be declared to be of no force or effect, and I would
further suspend the operation of this declaration to allow Parliament to amend
the legislation to bring it into line with its constitutional obligations.
There is, however, no need for a declaration of invalidity or a suspension
thereof at this stage of this matter given the November 1990 repeal and
replacement of the impugned provision.
Further, this is
not a case in which extending a remedy, for example damages, under s. 24(1) to
the respondent would be appropriate. The classic doctrine of damages is that
the plaintiff is to be put in the position he or she would have occupied had
there been no wrong. In the present case, there are two possible positions the
plaintiff could have been in had there been no wrong. The plaintiff could have
received the benefit equally with the original beneficiaries, or there could
have been no benefit at all, for the plaintiff or the original beneficiaries.
The remedial choice under s. 24 thus rests on an assumption about which
position the plaintiff would have been in. However, I have already determined
which assumption should be made in the analysis under s. 52 , and have
determined that it cannot be assumed that the legislature would have enacted
the benefit to include the plaintiff. Therefore, the plaintiff is in no worse
position now than had there been no wrong.
Despite the fact
that the respondent has lost in this Court, I do not feel it appropriate that
he should bear the costs. He did win with respect to the s. 15 issue at trial
and the subsequent litigation has, upon the concession of the appellants,
centred only on choice of remedy. According to this concession, the respondent
by his claim brought a deficiency to the attention of Parliament which has
since been remedied by the repeal and replacement of the impugned provision.
He should not be penalized now because of a dispute solely with respect to
remedy. I therefore award the respondent his solicitor-client costs.
The reasons of La
Forest and L'Heureux-Dubé JJ. were delivered by
//La Forest J.//
La
Forest J. -- I have had
the benefit of reading the reasons of the Chief Justice and I agree with his
proposed disposition and answers to the constitutional questions. I take this
approach on the simple basis that the legislation concerned concededly violates
the Canadian Charter of Rights and Freedoms and that it does not fall
within the very narrow type of cases where only a portion of the legislation
may be read down or corrected by reading in material as being obviously intended
by the legislature in any event. As the Chief Justice points out, there is a
long tradition of reading down legislation, and I see no reason, where it
substantially amounts to the same thing, why reading in should not also be
done. I note that the Chief Justice states, and I agree, that these devices
should only be employed in the clearest of cases. The courts are not in the
business of rewriting legislation. I also agree that there is little point in
light of Parliament's subsequent action to declare the impugned legislation
invalid and then suspend that declaration.
That is sufficient
to dispose of the case, and I find it unnecessary to elaborate further. In
limiting my reasons in this way, however, I would not wish it to be thought
that I fundamentally disagree with what the Chief Justice has to say regarding
the means for assessing when the techniques of reading down or reading in
should be adopted. Indeed, I find his reasons very helpful in this regard.
Rather I take this narrow approach because the unsatisfactory manner in which
this case has been presented to us makes it necessary to respond to the issues
in the abstract, which leads to the risk of misleading or insufficiently
qualified pronouncements.
To begin with, I am
by no means sure there was a violation of the Charter in this case. At
first sight (and the Chief Justice alludes to this) it does not seem wholly
unreasonable that Parliament might have good reason to encourage adoptive
parents as a group, and the effect of the judicial intervention has been to
divert from that group some of the monies intended to meet the problem
Parliament may have had in contemplation. This Court has repeatedly stated
that Parliament may constitutionally attack one problem, or part of a problem,
at a time. But the manner in which the case was presented requires us to
assume constitutional invalidity in the absence of any evidence as to context,
which I would have thought was essential to a consideration of the extent of
inconsistency with the Charter .
Ordinarily, a case
is dealt with in light of facts that define the scope of the Court's
pronouncement. Here we are forced to deal with the tests for reading down or
reading in in a manner that may give the impression that they are of universal
application. But it must be underlined that the case is one involving a scheme
of social assistance which may dictate a quite different approach from that
which one would follow in other areas. Thus this Court has repeatedly stated
in cases like R. v. Wong, [1990] 3 S.C.R. 36, for example, that it was
not the business of the courts to invent schemes that had the effect of
increasing police powers (at pp. 56-57). The rationale for this was not so
much the complexity of possible schemes (as the Chief Justice appears to
suggest at one stage), but rather that this could distract the courts from
their fundamental duty under the Charter to protect the rights
guaranteed to the individual.
The simple fact is,
as I noted before, that it is for Parliament and the legislatures to make
laws. It is the duty of the courts to see that those laws conform to
constitutional norms and declare them invalid if they do not. This imposes
pressure on legislative bodies to stay within the confines of their
constitutional powers from the outset. Reliance should not be placed on the
courts to repair invalid laws. In social assistance schemes, there is perhaps
more room (and certainly more temptation) for judicial intervention, in cases
like Tétreault-Gadoury v. Canada (Employment and Immigration Commission),
[1991] 2 S.C.R. 22, for example, where the remedy is obvious and Parliament
would clearly enact it rather than have the whole scheme fail. But when one is
dealing with laws that impinge on the liberty of the subject, the judicial stance
should be one that does not encourage the legislature to overreach, and the
courts should be slow indeed to provide a corrective.
I have added these
comments to underline that there are further dimensions (and I have mentioned
only a few) to the issue of reading in and reading down that will require
qualifications to the propositions set down by the Chief Justice. I note that
he has wisely indicated that these propositions are intended as guidelines to
assist the courts and not as hard and fast rules to be applied regardless of
factual context.
Where I am most
doubtful about the Chief Justice's reasons is in closely tying the process of
reading down or reading in with the checklist set forth in R. v. Oakes,
[1986] 1 S.C.R. 103. Though this may be useful at times, it may, I fear,
encourage a mechanistic approach to the process, rather than encourage
examination of more fundamental issues, such as those to which I have referred
above, issues that go well beyond the factual context.
Appeal allowed,
with costs to the respondent. The first constitutional question should be
answered in the affirmative, leaving open the option of suspending the
declaration of invalidity for a period of time to allow Parliament to amend the
legislation in a way which meets its constitutional obligations. The second
constitutional question should be answered in the negative. Section 24(1) of
the Charter provides an individual remedy for actions taken under a law which
violate an individual's Charter rights. A limited power to extend legislation
is available to courts in appropriate circumstances by way of the power to read
in derived from s. 52 of the Constitution Act, 1982 .
Solicitor for the
appellants: John C. Tait, Ottawa.
Solicitors for the
respondent Shalom Schachter: Osler, Hoskin & Harcourt, Toronto.
Solicitors for the
respondent Women's Legal Education and Action Fund: Tory, Tory, DesLauriers
& Binnington, Toronto.
Solicitor for the
intervener the Attorney General for Ontario: The Attorney General for Ontario,
Toronto.
Solicitor for the
intervener the Attorney General of Quebec: The Attorney General of Quebec, Ste‑Foy.
Solicitor for the
intervener the Attorney General for New Brunswick: The Attorney General for
New Brunswick, Fredericton.
Solicitor for the
intervener the Attorney General of British Columbia: The Attorney General of
British Columbia, Victoria.
Solicitor for the
intervener the Attorney General for Saskatchewan: Brian Barrington‑Foote,
Regina.
Solicitor for the
intervener the Attorney General for Alberta: The Attorney General for Alberta,
Edmonton.
Solicitor for the
intervener the Attorney General of Newfoundland: The Attorney General of Newfoundland,
St. John's.
Solicitors for the
intervener Minority Advocacy Rights Council: Cogan & Cogan, Ottawa.