Present: Dickson
C.J. and Beetz, McIntyre, Wilson and Le Dain JJ.
on appeal from the court of appeal for british columbia
Criminal
law ‑‑ Charge to jury ‑‑ Parties by common intention ‑‑
Accused committing crime they set out to do ‑‑ Whether trial judge
erred in instructing jury with respect to s. 21(2) of the Criminal Code .
Criminal
law ‑‑ Charge to jury ‑‑ Four accused charged with
murder ‑‑ Co‑accused pleading guilty to a charge of
conspiracy to commit murder ‑‑ Whether trial judge erred in failing
to warn jury that co‑accused's guilty plea of conspiracy was no evidence
against other accused.
Evidence
‑‑ Admissibility of statement ‑‑ Accused's first
statement admitted into evidence ‑‑ Second statement made two hours
later excluded ‑‑ Defence seeking to use second statement as
evidence to show accused's state of mind when first statement made and to rebut
suggestion of recent fabrication of a defence ‑‑ Whether trial
judge erred in excluding second statement.
Criminal
law ‑‑ Substantial wrong and miscarriage of justice ‑‑
Numerous errors on the part of trial judge ‑‑ Misdirection with
respect to s. 21(2) of the Criminal Code ‑‑ Exclusion of admissible
statement ‑‑ Failure to warn jury that co‑accused's guilty
plea of conspiracy was not evidence against other accused ‑‑
Whether s. 613(1)(b)(iii) of the Criminal Code applicable.
The
appellants O and S and two accomplices, D and L, were charged with first degree
murder. D pleaded guilty to a charge of conspiracy to commit murder and the
murder charge against her was withdrawn. She then gave evidence for the Crown
at the murder trial. The evidence adduced at trial indicated that D and the
appellants, three alcoholics, had agreed to get rid of D's paramour. The
appellants then met L who agreed to do the killing. On the day of the crime,
the three men drank heavily. In the evening, while O was sleeping, S and L left
for the victim's home. S entered the house and told the victim that someone
wanted to talk to him. When he stepped outside, L shot and killed him. The
three men were arrested shortly after the murder and S made a statement to the
police denying any involvement in the killing. Two hours later, he made a
second statement recorded on tape where he repudiated the earlier statement and
described his participation in the events. On the transcript of the second
statement, S appeared to be a "vulgar drunk", suffering withdrawal
symptoms and confused about many details. The first statement was ruled
admissible but the second was not put into evidence by the Crown despite
attempts by the defence to have it admitted. Appellants' defence was that they
had never formed the intent to kill D's paramour. They contended that the
discussions about killing him were merely "drunk talk". The trial judge
instructed the jury on the effect of drunkenness and with respect to s. 21(1)
and (2) of the Criminal Code . They were convicted of second degree
murder and their appeals to the Court of Appeal were dismissed. These appeals
are to determine whether the trial judge erred (1) in instructing the jury to
the effect that s. 21(2) of the Code is applicable to a case in which
the unlawful purpose in question is the offence with which the accused are
charged; (2) in failing to instruct the jury that the fact that an accomplice
pleaded guilty to a charge of conspiracy to commit murder was not evidence as
against the accused; and (3) in refusing to allow the admission into evidence
of the second statement. It was contended that this statement should have been
admitted to show S's state of mind when the first statement was made and to
rebut the Crown's suggestion of recent fabrication of a defence.
Held: The appeals
should be dismissed.
The
trial judge erred in instructing the jury with respect to s. 21(2) of the Code.
Section 21(2) covers the case where, in the absence of aiding and abetting, a
person may become a party to an offence committed by another which he knew or
ought to have known was a probable consequence of carrying out an unlawful
purpose in common with the actual perpetrator. It does not apply to a case in
which the unlawful purpose mentioned in that section is the offence which is
ultimately charged.
The
trial judge should have warned the jury that D's guilty plea to the conspiracy
charge could not be considered evidence against the appellants on the issue of
their guilt or innocence. But the omission to give the warning against such
misuse of the evidence is not always fatal. In this case where there was no
real conflict between D's evidence and that of the appellants, as to the
particulars of the conspiracy and the actual killing, the omission of the warning
did not amount to reversible error.
Although,
as a general rule, statements of an accused person made outside court are not
receivable in evidence for him, such statements may be admissible where they
are relevant to show the state of mind of an accused at a given time or to
rebut the suggestion of recent fabrication of a defence. In this case, the
second statement was consistent with the evidence given by S at trial and
should have been admitted but only to rebut the Crown's allegation of recent invention
of a defence.
Section
613(1) (b)(iii) of the Criminal Code should be applied in this
case to affirm the convictions. It is clear from the whole of the evidence
that, despite the trial judge's errors, the result would necessarily have been
the same. The only conclusion the jury could have reached on the evidence was
that the appellants aided and abetted L in the killing.
Cases Cited
Applied: Colpitts v.
The Queen, [1965] S.C.R. 739; considered: R. v. Miller and
Cockriell (1975), 24 C.C.C. (2d) 401, aff'd [1977] 2 S.C.R. 680; R. v.
Turkiewicz, Barrow and MacNamara (1979), 50 C.C.C. (2d) 406; R. v.
Howard and Trudel (1983), 3 C.C.C. (3d) 399; R. v. Caron (1971), 9
C.C.C. (2d) 447; R. v. Pentiluk and MacDonald (1974), 28 C.R.N.S. 324; R.
v. MacGregor (1981), 64 C.C.C. (2d) 353; referred to: R. v. Wong
(1978), 41 C.C.C. (2d) 196; Vetrovec v. The Queen, [1982] 1 S.C.R. 811; R.
v. Ellis (l972), 6 C.C.C. (2d) 220; R. v. Moore (1956), 40 Cr. App.
R. 50; R. v. Willis (1959), 44 Cr. App. R. 32; R. v. Giraldi
(1975), 28 C.C.C. (2d) 248; R. v. Campbell (1977), 38 C.C.C. (2d) 6; Mahoney
v. The Queen, [1982] 1 S.C.R. 834; Schmidt v. The King, [1945]
S.C.R. 438; Wildman v. The Queen, [1984] 2 S.C.R. 311.
Statutes and
Regulations Cited
Criminal Code, R.S.C. 1970, c. C‑34, ss. 21, 613(1)(b)(iii),
618(1)(a) [am. 1974‑75‑76, c. 105, s. 18].
Authors Cited
McWilliams, Peter K. Canadian Criminal Evidence,
2nd ed. Aurora, Ontario: Canada Law Book, 1984.
Phipson, Sidney L. Phipson on Evidence, 13th ed.
By John Huxley Buzzard, Richard May and M. N. Howard. London: Sweet &
Maxwell, 1982.
APPEALS
from a judgment of the British Columbia Court of Appeal (1983), 6 C.C.C. (3d)
516, [1983] 5 W.W.R. 673, dismissing appellants' appeals from their convictions
of second degree murder. Appeals dismissed.
Jay
B. Clarke, for the appellant Simpson.
Glen
Orris,
for the appellant Ochs.
A.
M. Stewart, for the respondent.
The
judgment of the Court was delivered by
1. McIntyre J.‑‑This
appeal from the Court of Appeal of British Columbia comes before the Court as
of right, pursuant to the provisions of s. 618 (l)(a) of the Criminal
Code . The two appellants were convicted of second degree murder as the
result of the killing of one Brousseau, at Kimberley, British Columbia, on May
2, 1980, and their appeal was dismissed by the Court of Appeal on July 5, 1983,
with one dissent: (1983), 6 C.C.C. (3d) 516.
2. The
deceased Brousseau had lived with Giselle Dumoulin for some twenty years prior
to his death. Dumoulin and the appellant Ochs met in May of 1979 and by April
of 1980 a sexual relationship had developed between them. At that time, the
deceased was working away from Kimberley. Dumoulin and Ochs were both
alcoholics and for some time prior to the killing both had been drinking
heavily. In this activity they were frequently joined by the appellant Simpson,
a friend of Ochs and also an alcoholic. On an occasion during the third week of
April 1980, when the three, Dumoulin, Ochs and Simpson, were at Dumoulin's
house in Kimberley, Dumoulin complained of the treatment she received from her
paramour, the deceased, and said he had made a sexual attack on her daughter.
According to Dumoulin's evidence, it was upon this occasion that Ochs asked her
how much it would be worth to her to get rid of Brousseau. She replied that she
didn't know but when Ochs suggested a figure of $10,000 she replied,
"O.K." On April 23rd or 24th, there were further discussions of
Brousseau's conduct toward Dumoulin's daughter. On April 26th, one L'Ortye, a
co‑accused with Simpson and Ochs, arrived in Kimberley. He was introduced
to Ochs and Simpson by one Carrier, at whose home L'Ortye was living. The
deceased Brousseau returned to Kimberley on April 27th, 1980.
3. On
April 30th, 1980, according to the evidence of Carrier, there was a further
discussion of Brousseau's conduct in L'Ortye's presence when Ochs said that
"Brousseau has to go". From this occasion, L'Ortye joined Ochs and
Simpson in their heavy drinking. On May 1st, Ochs telephoned Dumoulin and said
that he had a guy who would "do the job" for $10,000. That day, the
three, Simpson, Ochs and L'Ortye, drove past Brousseau's house, which was
pointed out to L'Ortye. On Friday, May 2nd, the day of the killing, Dumoulin
telephoned Ochs and made an arrangement to meet him at a school near Kimberley.
Ochs, Simpson and L'Ortye drove in Ochs' car to the school where they met
Dumoulin who had arrived in her car. Ochs left his vehicle and spoke with
Dumoulin. According to her evidence, during this conversation Ochs pointed out
L'Ortye and said that he would kill Brousseau for $5,000.
4. During
the afternoon of May 2nd, 1980, Ochs, Simpson and L'Ortye were at Ochs' home in
Kimberley. At some time during the afternoon, L'Ortye borrowed Ochs' car and
retrieved a rifle, which was used in the shooting, from a hiding place where he
said he had concealed it. It is not clear whether Ochs or Simpson accompanied
him on this occasion. Dumoulin testified that at approximately 6:00 p.m. the
same evening, May 2nd, she made a telephone call to Ochs, during which there
was a discussion about preparation to kill Brousseau. Ochs denied this
conversation. Ochs' daughter testified as to the events at Ochs' home during
the afternoon and evening of May 2nd. She said that after some conversation
between the three men, Ochs, Simpson and L'Ortye, Ochs went to sleep on a
chesterfield in the living room. L'Ortye brought in a rifle from the car. When
he was cleaning and loading it, the rifle went off and made a hole in the
kitchen ceiling. Ochs slept through this incident. There was continual drinking
on this occasion by the three men.
5. According
to the evidence given at trial, at some time in the evening on May 2nd Simpson
and L'Ortye left Ochs' home and drove in Ochs' car to a public house. After a
short stay, they left with Simpson driving. He was drunk, however, and L'Ortye
took over the driving while Simpson went to sleep. L'Ortye drove to Brousseau's
house and on arrival Simpson awoke. According to Dumoulin's evidence, between
9:00 and 9:30 p.m. on May 2nd, a car drove into the driveway of the Brousseau
home. Simpson came to the door and asked for Brousseau. He entered the house
and told Brousseau that there was someone outside who wished to speak to him.
Brousseau went out and returned shortly, saying no one was there, but at
Simpson's suggestion, he went out a second time and on this occasion L'Ortye
shot and killed him. The evidence is unclear as to exactly where Simpson was
when the shot was fired. Simpson and L'Ortye then drove off, with Simpson
driving. At some point, they stopped and L'Ortye hid the rifle. They then went
to the home of one Thompson where they did some drinking. After some time, they
left Kimberley, still in Ochs' car, and drove to Cranbrook where they arrived
at one Malberg's house at about 2:00 a.m., May 3rd, 1980.
6. When
Simpson and L'Ortye departed from Ochs' home with his car in the early evening
of May 2nd, Ochs himself was asleep. He awoke about 11:00 p.m. and went to a
public house in Kimberley. When it closed, he came home where he received a
telephone call about 4:00 a.m. from Simpson. Ochs then went by taxi to
Malberg's house in Cranbrook, where he met Simpson and L'Ortye, and where he
learned of the shooting and the disposal of the rifle.
7. At
about 8:00 a.m. on May 3rd, the police came to Malberg's home in Cranbrook and
arrested Ochs and Simpson. L'Ortye, who was present at that time, was allowed
to leave. He was later arrested in Kimberley. Ochs and Simpson were taken to
the police station in Cranbrook, where Ochs gave a statement to the police at
8:50 a.m. in which he said that at the time of the shooting he was in a hotel
bar and that Simpson had his car. He said that his relationship with Dumoulin did
not involve sexual relations. At approximately 9:00 a.m., Simpson made a
statement to the police, in which he said that he was last at Brousseau's house
some five days before the killing. The police then drove Ochs and Simpson to
the police station in Kimberley. Ochs gave a second statement to the police
about 11:00 a.m. in which he told much the same story as before. Both
statements were put in evidence at the trial. Simpson was also interviewed a
second time at Kimberley commencing about 11:15 a.m. on May 3rd. The ensuing
conversation, partly in the police station and continuing later in a police
car, was recorded on tape and then transcribed. It will hereafter be referred
to as the second or 11:15 a.m. statement. It, in effect, repudiated the earlier
statement and described at some length his participation in the events in
connection with the case. It was not put into evidence by the Crown, despite
the fact that counsel for Simpson repeatedly endeavoured to have it admitted.
Dumoulin, Simpson, Ochs and L'Ortye were arrested and charged with first degree
murder. Dumoulin pleaded guilty to a charge of conspiracy to kill Brousseau and
the murder charge was withdrawn. She was sentenced to four years' imprisonment.
She then gave evidence for the Crown at the trial of L'Ortye, Ochs and Simpson.
8. At
trial, all three accused were convicted of second degree murder and sentenced
to life imprisonment without eligibility for parole for ten years. The Crown's
theory at the trial was that L'Ortye committed the murder and Simpson and Ochs
aided and abetted the killing. In this, the Crown relied on ss. 21(1) (b)
and (c) of the Criminal Code . The Crown also took the position
that s. 21(2) of the Code was applicable because the three accused formed
an intention in common to carry out an unlawful purpose, that is, to murder
Brousseau, and L'Ortye did so. Alternatively, the Crown took the position that
the three accused together formed an intention in common to effect the unlawful
purpose of scaring Brousseau and in carrying out the purpose one of them,
L'Ortye, killed Brousseau.
9. Ochs'
defence was that he had never formed the intent to kill Brousseau. He said that
the talk and discussions about killing him were merely "drunk talk".
It was also said that he thought L'Ortye only intended to frighten Brousseau.
Though not raised as a defence by Ochs at his trial, the trial judge considered
that on the evidence, the defence of abandonment of the common purpose could be
open and he instructed the jury upon it. He also instructed on the effect of
drunkenness on Ochs' capacity to form the intent to kill. Simpson's defence was
also that he had not formed the intent to kill Brousseau and that talk of such
a thing was all drunk talk. He raised the defence of duress, saying he was
afraid of L'Ortye and that he only went to Brousseau's house out of fear. The
charge with respect to drunkenness also applied to Simpson. L'Ortye abandoned
his appeal and the appeals of Ochs and Simpson were dismissed on July 5. Notice
of appeal to this Court was given on September 13, 1983.
10. In
the Court of Appeal (McFarlane, Taggart, Seaton, Craig and Macfarlane JJ.A.)
three judgments were written. Taggart J.A., with whom McFarlane and Macfarlane
JJ.A. concurred, dismissed the appeal on the grounds that in his view the trial
judge did not err in his instructions to the jury in respect of s. 21(2) of the
Criminal Code , there was no error in the failure to instruct the jury as
to the effect of Dumoulin's plea of guilty to the conspiracy charge, and
Simpson's second statement was properly rejected. Craig J.A. wrote a separate
judgment which concurred in the result, but in which he expressed the view that
the trial judge had erred in his instructions to the jury on s. 21(2) and in
failing to warn them about Dumoulin's guilty plea. He was of the opinion,
however, that no substantial wrong or miscarriage of justice had occurred, and
he applied the proviso in s. 613(1)(b)(iii) of the Code to
dismiss the appeal. Seaton J.A. dissented and the grounds of his dissent are
recorded in the formal order of the Court of Appeal in these terms:
1. THAT the learned trial court judge erred in
instructing the jury to the effect that Section 21(2) of the Criminal Code is
applicable to a case in which the unlawful purpose in question is the offence
with which the accused is charged in the indictment.
2. THAT, in the circumstances to this case, the
learned trial court Judge erred in failing to instruct the jury that the fact
that Giselle Dumoulin pled guilty to a charge of conspiracy to commit murder
was not evidence as against the accused Simpson and Ochs.
3. THAT, the learned trial court judge erred in
refusing to allow the admission into evidence of a tape‑recorded
statement made by the accused Simpson to the police shortly after 11:00 a.m.
May the 3rd 1980.
Section 21 of the Criminal
Code
11. The
first ground of dissent in the Court of Appeal has been set out above. Seaton
J.A. was of the view that it was error to equate the unlawful purpose referred
to in s. 21(2) with the actual offence charged. It is apparent that, in his
view, this case was not one which engaged s. 21(2) of the Criminal Code
but rather fell for decision under the provisions of s. 21(1) .
12. In
charging the jury, the trial judge gave directions upon both s. 21(1) and s.
21(2) of the Criminal Code and directed the jury on the evidence
relevant to these issues. No exception was taken to his direction as it applied
to s. 21(1) and no error in respect of it is asserted before this Court. It was
the trial judge's treatment of s. 21(2) which provoked Seaton J.A.'s dissent on
this issue. As stated in the formal order of the Court of Appeal, the question
is: Is section 21(2) of the Criminal Code "applicable to a case in
which the unlawful purpose in question is the offence with which the accused is
charged in the indictment?"
13. There
has been a good deal of controversy on this issue and it has been agreed by
most judges who have expressed views on the matter that the words of s. 21(2)
of the Criminal Code on their face could bear either meaning, that is to
say, the one attributed to the section by Taggart J.A. or that favoured by
Seaton J.A. in his dissent. Taggart J.A. was of the view that a trial judge was
entitled to leave s. 21(2) of the Code with the jury, even when the
intention in common to carry out an unlawful purpose which renders the
subsection applicable was to commit the actual offence charged. He discussed
various authorities and relied upon the statement of McFarlane J.A. in R. v.
Wong (1978), 41 C.C.C. (2d) 196 (B.C.C.A.), at p. 202:
Again, with great respect, there is
confusion between intention (to carry out an unlawful purpose and assist
therein) and the knowledge, actual or imputed, of a probable consequence of
carrying out the purpose. So far as intention is an element I think the
provisions of our subsection are satisfied if there is an intention in common
to carry out an unlawful purpose and it matters not whether the unlawful common
purpose was culpable homicide. Our subsection makes a person party to an
offence where his only intention is to carry out an unlawful purpose, provided
he knew or ought to have known that the offence actually committed was a
probable consequence of carrying out the unlawful purpose.
It may be observed,
however, that while this statement has frequently been cited as authority
supporting the view favoured by Taggart J.A., it was made in a somewhat
different context. McFarlane J.A. in Wong, when he used the words
referred to above, was responding to an argument raised on behalf of Wong that
there had been error at trial when the trial judge failed to leave open a
possible conviction of manslaughter if there had been no intent to kill.
McFarlane J.A. was pointing out that the only element of intent required in s.
21(2) of the Code is the intent to carry out an unlawful purpose and
assist each other in connection therewith. Thereafter, any offence committed by
one of them would render the other guilty of the actual offence committed
without any further consideration of intent. I would therefore express some
doubt as to the applicability of these words in considering the question
arising here which involves no question of an included offence with a differing
intention. Both Seaton and Craig JJ.A. disagreed with Taggart J.A. Dealing with
this question, Seaton J.A. said, at pp. 535‑36:
I see no need to strain the language
of s. 21(2) to encompass a case where the offence committed is the offence that
was intended. The provisions of ss. 21(1) and 22 are quite sufficient,
especially when the word "abet" is given its full meaning. Much of the
evidence that points to Ochs and Simpson being parties pursuant to s. 21(2)
points also to them being abettors, aiders and counsellors.
Offering s. 21(2) in the manner it
was offered here might induce confusion. To say that "when two or more
form an intention in common to murder Brousseau and in murdering Brousseau, one
of them murders Brousseau each of them who knew that the murdering of Brousseau
would be a probable consequence of carrying out the murder of Brousseau...'' is
bound to confuse the jury. Of course, the trial judge did not put it in those
words, but that was what was meant . . . .
And in a similar
vein Craig J.A. said, at p. 543:
In other words, the "unlawful purpose" and
"the offence" committed in the course of carrying out the
"unlawful purpose" are different. I think that s‑s.(2) is
supplementary to s‑s.(1) and that in enacting it Parliament intended to
ensure that a person would be a party not only to an offence which he aided or
abetted but also to an offence which he did not aid nor abet but which he knew
or ought to have known was a probable consequence of carrying out the unlawful
purpose.
They also relied on
the words of Robertson J.A. in R. v. Miller and Cockriell (1975), 24
C.C.C. (2d) 401 (B.C.C.A.) (appeal to the Supreme Court of Canada dismissed,
[1977] 2 S.C.R. 680), at pp. 439‑40:
I cannot accede to this argument. I
doubt that this was a case under s. 21(2) at all. That deals primarily with a
case where A and B form an intention in common to carry out an unlawful purpose
and in carrying out that purpose one of them commits an offence. It does not
appear to me to be directed to a case where A and B form an intention to commit
a particular crime and in carrying out their intent do commit that crime. The
latter type of case is covered by s. 21(1). In s. 21(1) I think that para. (a)
fits the case at bar: Miller held the barrel of the rifle in position to shoot
out the window and Cockriell pulled the trigger; together they aimed and fired
the rifle and each was equally guilty of shooting the constable to death.
Alternatively, if I am wrong and Cockriell alone did the shooting, para. (b)
makes Miller a party to the offence.
In my opinion the effect of s. 21(2)
does not extend back into s. 21(1) so as to make it necessary, where s. 21(1)
applies, to charge the jury about probable consequence. It would be absurd to
tell a jury that, if they find that the accused intended to kill a man, they
must be satisfied that he knew that, if he did kill the man, a probable
consequence would be that the man would be dead.
Taggart J.A., who
had carefully examined many of the authorities, did not consider that these
words of Robertson J.A. in Miller and Cockriell supported the position
taken by Seaton J.A. In his view, Robertson J.A. had simply held that s. 21(2)
of the Code did not apply to the facts in that case. It was a case which
fell properly into s. 21(1) and reference to s. 21(2) was therefore
unnecessary. Nevertheless, the words of Robertson J.A. have frequently been
used to support the position of Seaton J.A. in his dissent. The Ontario Court
of Appeal dealt with this issue in R. v. Turkiewicz, Barrow and MacNamara
(1979), 50 C.C.C. (2d) 406, where Zuber J.A., speaking for the court (Brooke,
Arnup and Zuber JJ.A.), said at p. 409:
Section 21(2) which speaks of the knowledge of probable
consequences has no application to this case when the parties did precisely
what they set out to do: see R. v. Miller and Cockriell (1975), 24
C.C.C. (2d) 401 at p. 440, 63 D.L.R. (3d) 193 at p. 232, 33 C.R.N.S. 129
(affirmed 31 C.C.C. (2d) 177, [1977] 2 S.C.R. 680, 70 D.L.R. (3d) 324). It is
only s. 21(1) that can have any application to this case and in the light of
the facts of this case the mere reading of the section was sufficient.
And, more recently,
Howland C.J.O. in R. v. Howard and Trudel (1983), 3 C.C.C. (3d) 399,
said at p. 408:
It was held by this court in R. v. Turkiewicz, Barrow
and MacNamara (1979), 50 C.C.C. (2d) 406, 103 D.L.R. (3d) 332, 26 O.R. (2d)
570, that s. 21(2) does not apply where the parties do precisely what they set
out to do. Under s. 21(2) where two or more persons form an intention in common
to carry out an unlawful purpose and to assist each other therein, the unlawful
purpose referred to is not the offence charged.
It could be said
that both Turkiewicz and Howard were cases where on their facts
s. 21(2) of the Code did not apply; that they were cases of aiding and
abetting more properly to be considered under s. 21(1). They do, however, in my
view, support the views expressed by Seaton J.A. in his dissent and by Craig
J.A. on this issue.
14. While
acknowledging that the words of s. 21 of the Criminal Code could be read
to support either contention, and while not overlooking the fact that I was a
member of the court in Wong and in Miller and Cockriell, which
cases are said to express conflicting views on the question, I am of the
opinion that the weight of the authorities supports the dissenting view of
Seaton J.A., to the effect that the unlawful purpose mentioned in s. 21(2) must
be different from the offence which is actually charged. In reaching this
conclusion, I adopt the words of Craig J.A., supra. The "unlawful
purpose" and "the offence" committed in the course of the
pursuit of the unlawful purpose are different. The two subsections of s. 21
deal with different circumstances. Subsection (1) applies to make everyone a
party to an offence who commits it or who aids and abets in its commission.
Subsection (2) covers the case where, in the absence of aiding and abetting, a
person may become a party to an offence committed by another which he knew or
ought to have known was a probable consequence of carrying out an unlawful
purpose in common with the actual perpetrator. I am of the opinion that the
trial judge was in error in his charge to the jury with respect to s. 21(2) of
the Criminal Code .
Dumoulin's Guilty
Plea
15. It
will be recalled that Dumoulin, after pleading guilty to conspiracy and being
sentenced, gave evidence for the Crown. In dealing with her evidence in his
charge to the jury, the trial judge instructed the jury that there was evidence
upon which they could conclude that she had been an accomplice of Ochs, Simpson
and L'Ortye and that it was dangerous to convict upon the evidence of an
accomplice in the absence of corroboration but they could do so if satisfied
beyond a reasonable doubt that the accomplice evidence was true. The charge was
delivered before the rendering of this Court's judgment in Vetrovec v. The
Queen, [1982] 1 S.C.R. 811. He gave further instructions as to the nature
of corroborative evidence and reviewed the relevant evidence for them. No
objection is taken to the charge in this respect. The appellants, however,
argue that the jury should have been directed, as well, that the fact that
Dumoulin had pleaded guilty to the conspiracy charge could not be considered as
evidence against Simpson, Ochs and L'Ortye on the issue of their guilt or
innocence.
16. In
the Court of Appeal, Seaton J.A., with whom Craig J.A. agreed on this issue,
was of the view that the omission of a direction to the above effect, with respect
to the evidence of Dumoulin, was an error of great significance. He referred to
R. v. Caron (1971), 9 C.C.C. (2d) 447 (Ont. C.A.), and R. v. Ellis
(1972), 6 C.C.C. (2d) 220 (Ont. C.A.), as well as other authorities which deal
with the question. Taggart J.A. distinguished the decisions relied upon by
Seaton J.A. on the basis that they dealt with cases where the plea of guilty
had been entered to the same offence with which a co‑accused was charged,
whereas in the case at bar Dumoulin had pleaded guilty to a charge of
conspiracy while the others had been charged with murder. This distinction was
not considered sufficient by Seaton J.A.
17. This
question was said to be of particular importance in this case. Dumoulin pleaded
guilty to a charge of conspiracy to commit the crime which was, in fact,
committed, and with which her co‑conspirators were charged. In addition
she gave evidence, the admissibility of which was incontestable, which, taken
with other evidence including that of Ochs and Simpson, tied Ochs and Simpson
into the conspiracy and furnished evidence of motive and of the actual killing.
It was argued that it would have been a very natural mistake for the jury to
consider that, since she had pleaded guilty to entering into an agreement to
procure the killing of Brousseau, she could only have done so with Ochs and
Simpson. This they might naturally consider as cogent evidence of guilt of the
murder of Brousseau by Ochs and Simpson. It is for this reason that it has been
considered necessary to warn juries of the danger of misapplying evidence in
this fashion.
18. In
R. v. Caron, supra, the Ontario Court of Appeal (Aylesworth,
McGillivray and Evans JJ.A.) considered this question. In that case, on a
charge of robbery an accomplice of Caron pleaded guilty to robbery and gave
evidence for the Crown. Aylesworth J.A., speaking for the court, said at
pp. 447‑48:
The entire trial, and it was a
lengthy trial, of the appellant is permeated, and not improperly permeated, but
nevertheless permeated with evidence of the actions of the accomplice Funnell.
The question of the guilt or innocence of the appellant is irrevocably entwined
with the actions of Funnell.
That being so, we think it was
directly incumbent upon the trial Judge to warn the jury not only as to his
being an accomplice, which we think was done satisfactorily, but that the fact
that Funnell had pleaded guilty to the same charge as was before them with
respect to the appellant and had been convicted and sentenced on that plea, was
no evidence whatsoever of the guilt of the appellant. We think it was vital to
a fair trial that this be done despite the fact, as I have said, that the
evidence of Funnell's actions permeated the entire evidence as to trial and
that Funnell himself gave extensive evidence in the witness‑box. It still
remained a paramount duty of the trial Judge in such circumstances, we think,
to warn the jury against their very likely mistake, if not warned, that Caron
must be guilty since he was associated with Funnell and Funnell had pleaded
guilty, had been convicted upon that plea and sentenced.
19. This
view was approved in the related case of R. v. Ellis, supra, and,
for an English case dealing with the same point, see R. v. Moore (1956),
40 Cr. App. R. 50. It may well be observed, however, that while the role played
in this case by Dumoulin was indeed significant, particularly when it is
recalled that she instigated the plot, her evidence was largely consistent with
that given by both Ochs and Simpson at trial. On the authorities, however, a
warning such as that contended for here should have been given to the jury.
20. This
question was considered again in R. v. Pentiluk and MacDonald (1974), 28
C.R.N.S. 324 (Ont. C.A.) Pentiluk and MacDonald were jointly charged with
murder in two indictments dealing with two killings. Both killings occurred in
one transaction and the indictments were tried together. Pentiluk pleaded
guilty to manslaughter. MacDonald argued that the trial judge should have
warned the jury that the guilty plea of manslaughter by Pentiluk was not
evidence against him. At page 330, Martin J.A., speaking for the court (Gale
C.J.O., Evans and Martin JJ.A.) said:
The other grounds of appeal with
respect to which the Court required to hear argument from the Crown relate only
to the appellant MacDonald. The first of such grounds is that the learned trial
Judge erred in failing to direct the jury that the plea of guilty by Pentiluk
was not evidence in any way against the appellant MacDonald, in conformity with
the judgment of this Court in Regina v. Caron (1973), 9 C.C.C. (2d) 447.
In some circumstances the failure to so direct the jury would constitute
serious non‑direction. However, in the present case the foundation of the
defence advanced by the appellant MacDonald was that Pentiluk had shot the
deceased, but that he was not a party to the killings. It is difficult to
understand how an admission by Pentiluk that he had killed the deceased could
prejudice the appellant MacDonald, in view of the nature of his defence.
Moreover, the learned trial Judge was not requested by counsel at the trial to
instruct the jury in the way it is now argued that he should have instructed
them in this respect.
A similar comment
was made by Martin J.A. for the court (Arnup, Martin and Thorson JJ.A.) in R.
v. MacGregor (1981), 64 C.C.C. (2d) 353, at pp. 357‑58, in these
terms:
The second ground of appeal on which
we required to hear argument from Crown counsel is that the trial Judge erred
in failing to instruct the jury that the pleas of guilty by the co‑accused
were not evidence against the appellant and in failing to direct the jury to
disregard those pleas in considering the case against the appellant.
Admittedly, it was error for the trial Judge to fail to instruct the jury that
in considering the case against the appellant they should disregard the pleas
of guilty of manslaughter by the co‑accused and that those pleas were not
in any way to be taken into account in considering the case against the
appellant. In some circumstances this failure would be fatal but in the
circumstances of this case it did not result in any real prejudice to the
appellant and Mr. Rosen, in the course of a very able argument, was unable to
satisfy us what prejudice there might have been.
These comments
follow Caron, but may be said to import the need to find a risk of
prejudice to the accused by the omission of the warning against the use of the
evidence of a guilty plea as evidence against a co‑accused. They also
stand for the proposition that an omission to give the warning against such
misuse of the evidence will not always be fatal. In this case, where, as has
been noted, there was no real conflict between the evidence of Dumoulin on
significant points and that of both co‑accused, as to the particulars of
the conspiracy and the actual killing, it is difficult to see how the omission
of the warning could amount to reversible error.
Admissibility of
Statement Made at 11:15 a.m., May 3, 1980
21. It
will be recalled that on the morning after the killing the police arrested
Simpson and Ochs at Cranbrook. They took a statement from Simpson at
approximately 9:00 a.m. which, having been found voluntary on a voir dire,
was admitted in evidence. They then took Simpson to Kimberley and commencing at
approximately 11:15 a.m. they took a second statement. This statement was made
in the presence of two R.C.M.P. officers, Lawson and Zaichkowsky. It was
recorded on tape and transcribed. It consists of some fourteen pages of
questions and answers covering the events which gave rise to these proceedings.
It was not tendered in evidence by the Crown but was exhibited on a voir dire.
It is difficult to ascertain from the record whether a specific finding was
made as to whether it was voluntary. This fact is unimportant for it is the
defence, not the Crown, which seeks the admission of the statement. The defence
at trial sought on various occasions to have the transcript admitted so it
could be considered by the jury, but its admission was refused. It is this
refusal which led to the third ground of dissent relied upon by Seaton J.A. in
the Court of Appeal. The first statement was recorded in the handwriting of the
officer Zaichkowsky. It is only two pages in length. It consists largely of a
series of questions posed by the police officer with the answers given by
Simpson. Simpson denies any participation in the events of the previous night
and denies that he was in Kimberley on that occasion, having spent the night in
Cranbrook. He also denies that he knew Brousseau. The answers attributed to
Simpson appear to be those of a rational person in full possession of his
faculties. The transcript of the second statement reveals a different picture.
He appears to be a "vulgar drunk" suffering withdrawal symptoms and
confused about many details. Seaton J.A. expressed the view that it was
difficult to believe that the first statement could be made by the same
rambling, drunken individual who made the second statement some two hours later
and without having done any further drinking in the interval. He was of the
view that the second statement was wrongly excluded by the trial judge, because
it was clear evidence of the state of mind of Simpson at the time he made the
first statement. He said, at p. 539:
If the jury had heard the tape‑recording
it is unlikely that they would have thought Simpson capable at nine o'clock in
the morning of the conduct which Crown counsel attributed to him. The tape‑recording
demonstrated Simpson's condition as no description could. He had nothing to
drink between the two statements, yet at 11:15 a.m. he was in a terrible state.
The answers in the nine o'clock statement bear no resemblance to the answers
given by the rambling, vulgar drunk we heard on the tape.
He saw as well a
further objection to the exclusion of the second statement. Crown counsel, he
said, had vigorously attacked the evidence given by Simpson, Ochs and L'Ortye,
partly on the basis that they had recently fabricated their defences. By
excluding the second statement, prejudice resulted to Simpson because the jury
was left with the suggestion that Simpson was a calculating liar, that he had
lied in the first statement and had persisted in the lies to the date of trial
when a recently fabricated story was then presented to the jury. In these
circumstances, ordinary justice required that the second statement, made only
two hours after the first, which he considered was largely consistent with the
evidence given by Simpson at trial, should be admitted. He said, at p. 540:
There is no rule excluding previous
consistent statements. They are rejected simply because they are valueless: see
Wigmore on Evidence (Chadbourn Rev.), vol. 4, § 1124. If for some reason
they become valuable then they become admissible. Thus a suggestion that
evidence was recently contrived makes an earlier consistent statement
admissible: see R. v. Wannebo (1972), 7 C.C.C. (2d) 266, [1972] 5 W.W.R.
372. The statement rebuts the suggestion of recent fabrication.
22. The
Crown position, briefly stated, is that the trial judge made no error in
declining to admit the second statement. It was contended that the second
statement is not admissible as a previous consistent statement to rebut the
allegation of recent fabrication, because the statement is not consistent with
the evidence given by Simpson at his trial.
23. Before
this Court it was contended for Simpson that the second statement was
receivable for four reasons. The first was that the 11:15 a.m. statement was
merely a continuation of the 9:30 statement. This ground was not seriously
argued before us and, in my view, has no merit. The second and third grounds
overlap. They are based on the proposition that the second statement recorded on
tape provided original circumstantial evidence of the state of mind and general
condition of Simpson when he made the first statement, and it was therefore
admissible on the issue of the weight that should be attributed to the first
statement and to the defence raised by Simpson. The fourth ground asserted that
the second statement was admissible to rebut the suggestion of recent invention
of a defence.
24. As
a general rule, the statements of an accused person made outside court‑‑subject
to a finding of voluntariness where the statement is made to one in authority‑‑are
receivable in evidence against him but not for him. This rule is based on the
sound proposition that an accused person should not be free to make an unsworn
statement and compel its admission into evidence through other witnesses and
thus put his defence before the jury without being put on oath and being
subjected, as well, to cross‑examination. It is, however, not an
inflexible rule, and in proper circumstances such statements may be admissible;
for example, where they are relevant to show the state of mind of an accused at
a given time or to rebut the suggestion of recent fabrication of a defence. The
first exception has been recognized in the authorities and in the text
writings. In Phipson on Evidence (13th ed. 1982), para. 7‑34, the
following appears:
Whenever the physical condition,
emotions, opinions and state of mind of a person are material to be proved, his
statements indicative thereof made at or about the time in question may be
given in evidence. In the case of physical condition or emotions, if they were
the natural language of the affection, whether of body or mind, they furnish
original and satisfactory evidence of its existence, and the question whether
they were real or feigned is for the jury to determine.
In the English case
of R. v. Willis (1959), 44 Cr. App. R. 32, at p. 37, Parker L.C.J. put
it in these terms:
...provided the evidence as to his state of mind and
conduct is relevant, it matters not whether it was in regard to the conduct at
the time of the commission of the offence or, as here, at a subsequent time to
explain his answers to the police and his conduct when charged.
As noted above,
Seaton J.A. found it impossible to believe that the "vulgar drunk"
revealed in the second statement could have made the precise statement earlier
taken. The weight which the jury might give to the first statement could be
affected if they heard the second, and the significance of the lies in the first
statement might be greatly diminished upon a consideration of the state of mind
revealed in the second.
25. The
suggestion of recent fabrication may, as well, be met by the introduction of a
previous statement of the accused. Phipson, supra, at para. 33‑50,
states:
(c) Statements rebutting an
allegation of recent fabrication. "If, in cross‑examination, a
witness's account of some incident or set of facts is challenged as being a
recent invention, thus presenting a clear issue as to whether at some previous
time he said or thought what he has been saying at the trial, he may support
himself by evidence of earlier statements by him to the same effect. Plainly
the rule that sets up the exception cannot be formulated with any great
precision, since its application will depend on the nature of the challenge
offered by the course of cross‑examination and the relative cogency of
the evidence tendered to repel it." The rule was applied by the Court of
Appeal (Criminal Division) in 1971. The mere fact that the witness's testimony
is impeached in cross‑examination does not render such evidence
admissible.
and in a similar
vein see McWilliams in Canadian Criminal Evidence (2nd ed. 1984), at p.
355:
If, on cross‑examination, a
witness' account of some incident or set of facts is challenged as being of
recent invention or concoction, this raises an issue which the party calling
the witness is permitted to rebut by showing that at some earlier time, the
witness made an earlier statement to the same effect: Fox v. General Medical
Council, [1960] 3 All E.R. 225 (P.C.); R. v. Benjamin (1913), 8 Cr.
App. R. 146; R. v. Neigel (1918), 29 C.C.C. 232 (Alta. S.C. App. Div.); R.
v. Coyle (1855), 7 Cox C.C. 74; R. v. St. Lawrence (1949), 93 C.C.C.
376 (Ont. H.C.J.); R. v. Lalonde (1971), 5 C.C.C. (2d) 168 (Ont.
H.C.J.); R. v. Wannebo (1972), 7 C.C.C. (2d) 266 (B.C.C.A.). As to
admission of previous consistent statements prior to cross‑examination
see: R. v. Giraldi (1975), 28 C.C.C. (2d) 248 (B.C.C.A.); R. v.
Racine (1977), 32 C.C.C. (2d) 468 (Ont. C.A.); R. v. Campbell, supra.
See generally, "Consistent Statements of a Witness" by M. T.
MacCrimmon, 17 Osgoode Hall L.J. 285 (1979).
26. The
courts have recently applied this exception to the general rule against the
admission of self‑serving statements by the accused where no direct
allegation of recent fabrication has been made. In R. v. Giraldi (1975),
28 C.C.C. (2d) 248 (B.C.C.A.), McFarlane J.A., speaking for the court
(McFarlane, Branca, Carrothers JJ.A.), said, at p. 253:
I find the reasoning of the Judges in
this case impelling. That reasoning does not support the proposition that the
only basis for applying the exception and admitting the evidence is the fact
that cross‑examination of the witness has been of such a nature as to lay
a foundation for inferring a recently fabricated or contrived story. On the
contrary it supports the view, which in my opinion is the correct one, that
that foundation may be laid in other ways including the whole circumstances of
the case and the conduct of the trial. Moreover, it is very much a matter for
the trial Judge who is required to consider the question of admissibility with
great care before allowing the earlier self‑serving statement to be
admitted.
I think also this view that a
suggestion of recent fabrication need not necessarily be made expressly but may
arise implicitly is supported on a careful consideration of the judgments of
the Ontario Court of Appeal in R. v. Pappin (1970), 12 C.R.N.S. 287, and
R. v. Rosik (1970), 2 C.C.C. (2d) 351, [1971] 2 O.R. 47, 13 C.R.N.S. 129
(appeal in the latter to the Supreme Court of Canada dismissed, 2 C.C.C. (2d)
393n, [1971] 2 O.R. 89n, [1971] S.C.R. vi).
And in R. v.
Campbell (1977), 38 C.C.C. (2d) 6 (Ont. C.A.), Martin J.A., speaking for
the court (Arnup, Martin and Lacourcière JJ.A.), said, at pp. 18‑19:
I accept the proposition that an
express allegation of recent fabrication in cross‑examination is not
necessary before the exception with respect to rebutting an allegation of
recent fabrication becomes operative, and that a suggestion that the accused's
story has been recently contrived may also arise implicitly from the whole
circumstances of the case, the evidence of the witnesses who have been called,
and the conduct of the trial. Where the circumstances are such as to raise the
suggestion that the accused's evidence is a recent fabrication, counsel may
properly anticipate the allegation of recent fabrication in cross‑examination,
and examine the accused in chief with respect to previous statements to other
persons, prior to his being cross‑examined: see R. v. Giraldi
(1975), 28 C.C.C. (2d) 248, [1975] W.W.D. 166; R. v. Racine (1977), 32
C.C.C. (2d) 468, at p. 473; Previous Consistent Statements, at pp. 86‑7,
by R. N. Gooderson.
From these
authorities, it is my view that the second statement made by Simpson could in
proper circumstances have been admitted in evidence at the request of Simpson.
The Crown, of course, could not have been compelled or directed to tender it.
It remains then to consider whether in the facts of this case the trial judge
should have exercised his discretion by admitting the second statement on the
application of the defence.
27. I
have read the transcript of the second statement, I have examined the evidence
of the appellants, in chief and in cross‑examination, and I have reached
the conclusion that the second statement is, in general, a statement consistent
with the evidence given by Simpson at his trial. There are discrepancies, but
they assume relatively little significance when the whole of Simpson's evidence
is read with the second statement. The statement is, of course, self‑serving,
but on the whole is consistent with his testimony. It may be that the statement
would be relevant on the issue of Simpson's state of mind when he made it and,
to some extent, when the killing occurred. However, the essence of the second
statement was heard by the jury in the testimony of Simpson and it would shed
little if any light not already found in the viva voce evidence on the actual
killing. The only basis, in my view, upon which it could be said to be
admissible would be to rebut any suggestion by the Crown of recent invention of
a defence by Simpson. The Crown had taken the position that Simpson was a liar
and had illustrated that fact by the introduction of his earlier statement
which stood in marked contrast to his evidence given at trial. In these
circumstances, Simpson would be entitled to have the second statement before
the jury to show that whatever falsehoods he had given the police in his first
statement, he had in his second statement, made some two hours after his
arrest, given the same or substantially the same account of events which he
gave in evidence. In my view, the second statement should have been admitted.
Application of s.
613(1) (b)(iii) of the Criminal Code
28. The
Crown argues that even though the Court might find errors on the part of the
trial judge, it should apply the proviso in s. 613(1) (b)(iii) of the Criminal
Code and dismiss the appeals. To do so, the Court would have to reach the
conclusion that, while there had been a wrong decision on a question or
questions of law, no substantial wrong or miscarriage of justice has occurred.
In the Court of Appeal, Craig J.A. considered that despite the error in
charging the jury on s. 21(2) of the Criminal Code , the case was an
appropriate one for the application of the proviso. Seaton J.A. in his dissent
expressed the view that it should not apply. He said, at p. 542:
The failure to explain the guilty
plea on the part of the witness Dumoulin is aggravated by the charge under s.
21(2) . In the end the jury could find that Ochs and Simpson conspired with
Dumoulin and L'Ortye and that they formed a common intention to kill Brousseau.
The charge here was not conspiracy, but with the direction under s. 21(2) it
might well have been. The only difference is that these appellants are
convicted of murder and the witness only of conspiracy.
When taken with the refusal to admit
Simpson's statement, I am unable to say that s. 613(1) (b)(iii) ought to
be invoked. Simpson's evidence was as important to Ochs' defence as it was to
his own.
29. The
authoritative statement of the test to be applied by the Court when considering
the application of the proviso in s. 613(1) (b)(iii) of the Criminal
Code was made by Cartwright J. (as he then was) in Colpitts v. The Queen,
[1965] S.C.R. 739. Speaking for himself and Hall J., he said at p. 744,
referring to the then s. 592(1) (b)(iii) and to various authorities
referred to in the same case by Spence J.:
A number of authorities which should
guide the Court of Appeal in deciding whether, misdirection having been shewn [sic],
it can safely be affirmed that no substantial wrong or miscarriage of justice
has occurred are quoted in the reasons of my brother Spence. Upon reading these
it will be observed that, once error in law has been found to have occurred at
the trial, the onus resting upon the Crown is to satisfy the Court that the
verdict would necessarily have been the same if such error had not occurred.
The satisfaction of this onus is a condition precedent to the right of the
Appellate Court to apply the terms of the subsection at all. The Court is not
bound to apply the subsection merely because this onus is discharged.
Spence J., with
whom Ritchie J. agreed, reviewed many authorities on this question and said, at
p. 755:
Therefore, this Court must apply the
test set out in the aforesaid cases and, to quote again from Brooks v. The
King:
The onus is upon the Crown to satisfy
the Court that the jury, charged as it should have been, could not, as
reasonable men, have done otherwise than find the appellant guilty.
He added, at p.
756:
I am of the opinion that this Court
cannot place itself in the position of a jury and weigh these various pieces of
evidence. If there is any possibility that twelve reasonable men, properly
charged, would have a reasonable doubt as to the guilt of the accused, then
this Court should not apply the provisions of s. 592(1)(b)(iii) to
affirm a conviction.
30. The
formulation of the test by Cartwright J. has been followed in later cases and
has been accepted in later decisions of this Court: see Mahoney v. The Queen,
[1982] l S.C.R. 834, at p. 845, in which case reference was also made to the
words of Kerwin J. in Schmidt v. The King, [1945] S.C.R. 438, at p. 440:
The meaning of these words has been
considered in this Court in several cases, one of which is Gouin v. The King,
[1926] S.C.R. 539, from all of which it is clear that the onus rests on the
Crown to satisfy the Court that the verdict would necessarily have been the
same if the charge had been correct or if no evidence had been improperly
admitted. The principles therein set forth do not differ from the rules set
forth in a recent decision of the House of Lords in Stirland v. Director of
Public Prosecutions, [1944] A.C. 315, i.e., that the proviso that the Court
of Appeal may dismiss the appeal
if they consider that no substantial miscarriage of
justice has actually occurred in convicting the accused assumes a situation
where a reasonable jury, after being properly directed, would, on the evidence
properly admissible, without doubt convict.
Cartwright J.'s
test has been approved more recently in this Court in Wildman v. The Queen,
[1984] 2 S.C.R. 311, where Lamer J., speaking for the Court, dealt with the
matter at pp. 328‑30. Reference may be made as well to Miller and Cockriell,
supra, at pp. 456‑57. The foregoing authorities clearly set out
the test to be applied. The whole of the evidence must be considered and, where
the Court cannot conclude that in the absence of the errors shown to have been
made the result would necessarily have been the same, the proviso cannot be
applied.
31. Turning
to this case, as to the error in respect of s. 21(2) of the Criminal Code
it is not possible, in my view, to conclude that the charge under that
subsection could have affected the result. The jury was properly charged under
s. 21(1) and there was an abundance of evidence before the jury upon which it
could find that both Ochs and Simpson aided in the commission of the crime and,
as well, that they formed a common intent to carry it out. The directions given
regarding s. 21(2) could not have distracted the jury from the true purpose of
its inquiry. As to the omission of the warning concerning the use of the
evidence of the conviction for conspiracy of Dumoulin, I have already indicated
that I would not consider it reversible error. The defence in this case, it
must be remembered, was not a denial of the killing nor was it a denial of the
planning and preparation for that event. It was that the earlier incriminating
discussions were mere drunk talk and that no intent to carry out the killing of
Dumoulin existed. The defence of drunkenness was raised as well and on that
point a charge was given to which no objection was taken in this Court. The
jury rejected that defence. There was therefore evidence before the jury,
independent of the evidence of Dumoulin's conviction, which standing alone, in
my view, made the conviction of Ochs and Simpson inevitable. As to the refusal
of the trial judge to admit the second or 11:15 a.m. statement by Simpson, it
could not in my view have affected the result. As earlier pointed out, its
essence was before the jury through the evidence of Dumoulin and Ochs and, as
well, the pattern of joint action involving Dumoulin, Ochs, L'Ortye and Simpson
was clearly established before the jury and it would dispel any suggestion that
Simpson had recently invented a defence.
32. Error
was made at trial and, therefore, if the appeal is to be dismissed, it must be
on the basis of the application of the proviso in s. 613(1) (b)(iii) of
the Criminal Code . In accordance with the test referred to above, I
would conclude upon a consideration of all the evidence that despite the errors
the result would necessarily have been the same in respect of both appellants.
The only conclusion the jury could have reached on the evidence was that
Simpson and Ochs aided and abetted L'Ortye in the killing. The case in some
respects parallels that of Miller and Cockriell, supra, and the
words of Robertson J.A., speaking for the British Columbia Court of Appeal, at
p. 458, are applicable here:
Each accused said that he never
intended anything by what he said about shooting a policeman: it was just drunk
talk. This could raise no reasonable doubt, for their deeds belie their
statements: they set out with a rifle, they hunted until they found a policeman
and, when they did, he was shot. Their conduct was entirely consistent with
their expressed intention and fortifies their expression of it; it is equally
inconsistent with an absence of intention.
33. I
would accordingly apply the proviso and dismiss the appeals.
Appeals
dismissed.
Solicitors
for the appellant Simpson: Clarke, Covell, Banks, Vancouver.
Solicitors
for the appellant Ochs: Orris, La Liberté, Burns, Vancouver.
Solicitor
for the respondent: The Ministry of the Attorney General, Vancouver.