Supreme Court of Canada
Linney v. The Queen, [1978] 1 S.C.R. 646
Date: 1977-01-25
George Joseph
Linney Appellant;
and
Her Majesty The
Queen Respondent.
1976: December 7; 1977: January 25.
Present: Laskin C.J. and Martland, Judson,
Ritchie, Spence, Pigeon, Dickson, Beetz and de Grandpré JJ.
ON APPEAL FROM THE COURT OF APPEAL FOR
BRITISH COLUMBIA
Criminal law —Non-capital murder —Defence of
provocation —Whether jury properly instructed as to doctrine of reasonable
doubt —Whether miscarriage of justice —Criminal Code, s. 215.
L was charged with the murder by shooting of
his neighbour S. On the night of the murder S had entered L’s house in a
drunken state and, following an argument, had physically and verbally assaulted
him. L retreated to his bedroom but was unable to secure the door and came out
again with a shotgun, which he fired at S thereby killing him. L was charged
with non-capital murder and pleaded self-defence and provocation.
In his instructions to the jury the judge
explained the doctrine of reasonable doubt and applied it to the defence of
self-defence. After a recess, he dealt with the defence of provocation but made
no further reference to the doctrine of reasonable doubt. The appellant claims
that the judge erred in law in failing to explain to the jury that if they were
in doubt as to whether his act was provoked it was their duty to reduce the
offence to manslaughter.
Held (Ritchie
and de Grandpré JJ. dissenting): The appeal should be allowed.
Per Laskin
C.J. and Martland, Judson, Spence, Pigeon, Dickson and Beetz JJ.: In a case
such as this, the Appeal Court
must decide what the jury understood rather than whether the correct formula
was used by the trial judge in his charge to them. The judge’s instruction as
to reasonable doubt may be express or implied. However, in the case at bar
there were three references to the doctrine of reasonable doubt in relation to
self-defence and none in relation to provocation, with the result that the jury
could well have concluded that reasonable doubt and provocation were unrelated.
Since the evidence of provocation was strong and the question as to whether the
appellant acted under provocation was a matter of fact for the jury to decide,
it cannot be said
[Page 647]
that a reasonable jury, properly directed, could
not have done otherwise than find the appellant guilty of murder.
Per Ritchie
and de Grandpré JJ., dissenting: While it is true that the jury must
understand the law, it is also true that an appeal court must not impose a
formula on the trial judge and it is in attempting to reconcile these two
principles that differences of opinion may arise as to whether or not the judge
misdirected the jury in any particular case. The present case may be
distinguished from the Latour case where the judge stated that it was
for the jury to say whether or not the necessary facts had been “established”
to warrant a plea of self‑defence, in that there was no such misdirection
in the case at bar where the judge used the words “find” and “decide”, which
were approved in the Latour case. As to the doctrine of reasonable
doubt, the “golden thread” of the presumption of innocence to which the judge
referred at the outset is present throughout his remarks.
Mancini v. D.P.P., [1941] 3 All E.R. 272; R. v. Prince (1941), 28 Cr. App. R.
60; R. v. Kovach (1930), 55 C.C.C. 40; R. v. Harms, [1936] 2
W.W.R. 114; R. v. Illerbrun, [1939] 3 W.W.R. 546; R. v. Haight (1976),
30 C.C.C. (2d) 168; Latour v. The King, [1951] S.C.R. 19, referred to.
APPEAL from a judgment of the Court of Appeal
for British Columbia dismissing appellant’s appeal from his conviction for
non-capital murder. Appeal allowed and new trial ordered, Ritchie and de
Grandpré JJ. dissenting.
J.E. Hall, for the appellant.
G.S. Cumming, Q.C., for the respondent.
The judgment of Laskin C.J. and Martland,
Judson, Spence, Pigeon, Dickson and Beetz JJ. was delivered by
DICKSON J.—The appellant, George Joseph Linney,
was convicted on a charge of non‑capital murder. An appeal to the British
Columbia Court of Appeal was unsuccessful. By leave of this Court he now
appeals on the following question of law:
Did the Court of Appeal err in failing to
hold that there was non-direction amounting to a misdirection in that the
learned trial Judge failed to instruct the jury that if they were in doubt as
to whether the act of killing was
[Page 648]
provoked it was their duty to reduce the
offence from murder to manslaughter?
The appellant was charged with murdering Eddie
Leonard Strandlund on May 24, 1974, at Fort
St. John, British Columbia. The appellant and Strandlund were neighbours and apparently
friends. The appellant was of mild temperament and failing health. Strandlund
was younger and aggressive. Strandlund had a serious alcohol problem. When
drunk, he was given to violent and bulling conduct, at times abusing the
appellant in a sadistic manner. On the night of the offence alleged in the
indictment, Strandlund entered the appellant’s house uninvited and drunk. Six
people were in the house The appellant, who had been asleep, got up to get something
to eat. An argument ensued between the appellant and Strandlund in the course
of which Strandlund assaulted the appellant, hit him over the head with a
coffee pot, insulted him, threatened him and then began hurling things about
the house. The appellant retreated to his nearby bedroom and sought
unsuccessfully to fasten the bedroom door. Failing to do so, he emerged from
the bedroom with a shotgun which he fired at Strandlund from a distance of a
few feet, killing him. The principal defences put forward at trial were self‑defence
and provocation.
Early in his charge to the jury, the trial judge
adverted to the reasonable doubt doctrine in these words:
Now I should like to talk to you about the
burden of proof beyond a reasonable doubt. The onus or burden of proof of the
guilt of the accused person rests upon the Crown and never shifts. There is no
burden on the accused person to prove his innocence. The Crown must prove
beyond a reasonable doubt that the accused person is guilty of the offence with
which he is charged before he can be convicted. If you have a reasonable doubt
as to whether the accused committed the offence with which he is charged, it is
your duty to give the accused the benefit of the doubt and find him not guilty.
In other words if after considering all the evidence, the arguments of counsel
and my charge you come to the conclusion that the Crown has failed to prove to
your satisfaction beyond a reasonable doubt that the accused
[Page 649]
committed the offence with which he is
charged, then it is your duty to give the accused the benefit of the doubt and
to find him not guilty.
Following the quoted passage the trial judge
discussed at length the general principles to be observed in a criminal case,
reviewed the evidence in detail, instructed upon the applicable
sections of the Criminal Code, and then after recess, dealt with
the defences of self-defence and provocation. The charge as to self-defence
included three references to reasonable doubt. When the judge came to consider
whether the accused was provoked into committing the unlawful act he read to
the jury s. 215 of the Code. He explained that there were two
steps:
First you must decide if an ordinary
person, not necessarily George Linney, but an ordinary person would have been
deprived of self-control by the wrongful acts or insults of Strandlund…
The second test is that you must find if in
fact the accused George Linney was provoked by these things, actually acted on
the provocation on the sudden before it was time for his passion to cool. Now
in coming to a conclusion on these two points you must answer the first
question in favour of the accused before you can proceed to the second
question.
Further instruction followed, concluding:
It follows that if you also answer the
second question in the affirmative, that is to say, you find that Linney acted
on the provocation on the sudden before there was time for his passion to cool,
then you should bring in a verdict of manslaughter.
The judge made no reference to reasonable doubt
while charging on provocation. In the final paragraph of the charge, speaking
of jury unanimity, the judge said:
…if any of you has a reasonable doubt as to
the innocence or guilty [sic] of the accused, it is your duty to obey your
conscience and to refuse to be persuaded against your conscience by your fellow
jurors.
The jury requested further instruction
respecting “the legal definition of the term provoke and intent as related to
the non-capital murder
[Page 650]
charge.” A lengthy recharge followed. The judge
instructed the jury that:
…provocation is a defence to this [charge]
in the sense that if you find provocation, the crime can be reduced from murder
to manslaughter.
And again:
Now you’ve got to decide whether an
ordinary person would be deprived of the power of self‑control by reason
of those acts I have just described, then you go on to the second step… and
decide if in fact George Linney was provoked…
In like manner:
It follows that if you answer the second
question in the affirmative and find that George Linney actually acted on the
provocation on the sudden, then you should bring in a verdict of manslaughter.
Reasonable doubt was not mentioned during the
recharge.
The charge and recharge are attacked as
defective for want of adequately relating reasonable doubt to the provocation
defence. An appeal court, in assessing the adequacy of a jury charge, is
looking for the general sense which the words used must have conveyed, in all
probability, to the mind of the jury. The Court must be satisfied that the jury
would understand the onus was on the Crown to prove each issue or negative each
defence beyond a reasonable doubt. They must realize that the reasonable doubt
doctrine is always engaged; that it is not displaced in respect of the
defences. They must be clear in their minds that, if they have reasonable doubt
on any issue, they have the duty to allow the accused to succeed on that issue.
The relevant question is what the jury
understood, not whether or not a particular formula was recited by the judge. A
jury charge is not a formulary and one set of words may well be as good as
another. An appeal court ought not to be astute to draw recondite or precious
distinctions, or to lay down precise formulae for articulating the principles
upon which the jury must be
[Page 651]
instructed. That point was made by the House of
Lords in Mancini v. D.P.P.
in rejecting the submission that the warning as to reasonable doubt must be
repeated again and again while instructing on the various issues.
In the well-known case of R. v. Prince, Caldecote L.C.J. held a jury
charge:
…insufficient having regard to the absence
of any direction that, if upon a review of all the evidence, the jury were left
in reasonable doubt whether, even if the appellant’s explanation were not accepted,
the act was provoked, the appellant was entitled to be acquitted of the charge
of murder.
That there should be a particular direction on
reasonable doubt accompanying the instructions on defences is supported by such
cases as R. v. Kovach; R.
v. Harms; R.
v. Illerbrun, and
the recent case of R. v. Haight.
In Latour v. The King, the appellant was convicted of
murder after a trial by jury. He had pleaded self-defence, provocation and
drunkenness. The trial judge properly charged the jury as to the burden of
proof and the benefit of doubt, in accordance with the words of Lord Sankey
L.C. in Woolmington’s case. The
fault alleged, as in the case at bar, was that when the judge later dealt with
the defences, he entirely failed to direct the attention of the jurors, in
their consideration of the plea of provocation, to their duty to give the
appellant the benefit of the doubt, if any, in favour of the lesser charge of
manslaughter.
In Latour, the trial judge had also
charged incorrectly in stating that it was for the jury to say whether or not
the necessary facts had been “established” to warrant a plea of self-defence.
[Page 652]
The word “established” was also used in charging
on provocation. In the present case, although the judge did not use the word “establish,”
upon a fair reading of the entire charge, I cannot escape the conclusion that
when the judge spoke repeatedly of “to find” and “to decide” the jury must have
been left with the impression that there was an onus on the accused to satisfy
them that the killing was provoked or, at least, to decide that issue upon a
balance of probabilities. That is error in that it places a lesser burden on
the Crown than the law requires. Provocation, in the relevant sense, is a
technical concept and not easy to apprehend. The jury was clearly in a state of
some doubt as it asked for further direction on provocation. The danger of the
jury being misled into the belief that there was a burden on the accused would
have been increased by the fact that the accused went into the witness box; see
R. v. Lewis. In
all the circumstances I think that, when instructing the jury as to
provocation, the judge should have told them that the appellant was entitled to
a verdict of manslaughter if they found that the appellant was provoked, or if
they entertained a reasonable doubt on the matter.
Counsel for the Crown contended that Latour’s
case was authority for the proposition that the jury could be instructed as
to reasonable doubt in relation to provocation, either expressly or by clear
implication. I agree with that submission. Counsel then submitted that, in the
present case, where the trial judge specifically instructed the jury with
respect to application of the doctrine of reasonable doubt to the plea of
self-defence and then turned immediately to the alternative verdict of
manslaughter which, he explained, could result if the jury were of the view
that the force used was excessive, or the accused was provoked, the principle
that the accused should have the benefit of the doubt in relation to the issue
of provocation was clearly implied. With respect, I do not think any such
implication arises. On the contrary, the jury, having heard of reasonable doubt
three times in
[Page 653]
relation to self-defence, and at no time in relation
to provocation, could well have concluded that reasonable doubt and provocation
were unrelated. The conclusion was open that self‑defence was dealt with
on one basis, provocation on another.
Counsel for the Crown submitted that even if
there was misdirection, as a matter of law, no substantial wrong or miscarriage
of justice resulted. The evidence as to provocation is such, it is contended,
that (i) a properly charged jury could not, as reasonable men, have found
provocation; (ii) that Linney did not act on the sudden and before there was
time for his passion to cool; and (iii) that what is alleged as provocation
cannot be characterized by suddenness, nor did it strike upon a mind unprepared
for it. As to (i), Mr. Justice Robertson, of the British Columbia Court of
Appeal, said that the evidence of provocation was strong and I agree with him.
The point raised in (ii) is something for a jury to decide. The argument on
(iii) proceeds on the basis that because Linney had suffered insults and hurt
from Strandlund more or less routinely for a considerable period, he would be
inured to invective and abuse, so his mind would not be unprepared for what
befell him on the night of May 24, 1974. I do not think that is inevitably so
and, in any case, it is a question for the jury. Anyone may have a breaking
point. I do not think that evidence of earlier bullying negates the possibility
of provocation in a legal sense, or in any way makes the accused volens. I
do not think one can properly say that a reasonable jury, properly directed,
could not on the evidence adduced at the trial of the appellant have done
otherwise than find the appellant guilty of murder.
I would accordingly allow the appeal, set aside
the conviction, and direct a new trial.
[Page 654]
The judgment of Ritchie and de Grandpré JJ. was
delivered by
DE GRANDPRE J. (dissenting)—I have had
the advantage of reading the reasons prepared for delivery by my brother
Dickson.
Like him, my guiding lights are two well
recognized principles: that the accused must have received a fair trial in the
sense that the jury has been made to understand the relevant law, and that an
Appeal Court must be careful not to impose upon trial judges iron-bound
formulae against which must be examined jury charges. It is the reconciliation
of these two principles that gives rise to differences of opinion.
Appellant has relied heavily on the unanimous
decision of this Court in Latour v. The King, where the judgment was delivered by
Fauteux J. as he then was. A reading and re-reading of the charges in Latour
and in the case at bar has convinced me that the differences between the
two cases are so considerable that it is quite possible to reach here a
different result. The Court in Latour was in the presence of numerous
misdirections and reached its conclusion in the light of their gravity and of
their combined effect. Two of these misdirections are relevant to the case at
bar:
(1) the use by the trial judge of the word
“established” in a context which suggested that the duty to establish was on
the accused;
(2) the failure in examining the defence of
provocation to make it plain that the principle as to reasonable doubt was
applicable thereto.
The judgment of the Court deals at great length
with the first of these misdirections and concludes at p. 27:
For, once properly instructed as to what
the law recognizes as ingredients of self‑defence or of provocation, the
accurate question for the jury is not whether the accused has established such
ingredients but whether the evidence indicates them. And they, then,
must be directed that, should they find affirmatively or be left in
doubt on the question put to them, the accused is entitled, in the
[Page 655]
case of self-defence to a complete
acquittal, or in the case of provocation to an acquittal of the major offence
of murder.
(The underlining is mine.) Repeatedly, in his
charge, the trial judge in Latour had used the expressions “if you
decide”, “if you find”, “if you accept”, “should you decide” and these
expressions are not criticized by the judgment of Latour which, on the
contrary, asserts that the jury “must be directed that, should they find
affirmatively…”. The only criticism of the Court is directed to the use of the
word “established” in a context indicating that the burden was on the accused.
We have no such misdirection in our case and it is not possible to find fault
with the trial judge for having used the words “find” and “decide” which have
clearly been approved in Latour.
The second relevant misdirection in Latour is
the one of concern to us, namely as to reasonable doubt. In Latour, reasonable
doubt had been referred to only in one part of the charge, that is at the
outset when the judge was outlining to the jury the basic principles of law. It
was not mentioned again when dealing with the defence of drunkenness, nor was
it mentioned when dealing with self-defence or provocation. In my view, the
situation is radically different here. After having in the first two paragraphs
of his charge underlined the role of the jury in our law, and the functions of
the judge and of the jury, his Lordship continues:
Now let’s deal a bit with the general law.
First of all the presumption of innocence. The golden thread of this
presumption is woven deep into the fabric of our law; simply put it means an
accused person is presumed to be innocent until the Crown has satisfied you
beyond a reasonable doubt as to his guilt. It is a presumption which remains
with the accused from the beginning of the case until the end. This presumption
only ceases to apply if having considered all the evidence you are satisfied
with the accused’s guilt beyond a reasonable doubt. Now I should like to talk
to you about the burden of proof beyond a reasonable doubt. The onus or burden
of proof of the guilt of the accused person rests upon the Crown and never
shifts. There is no burden on the accused person to prove his innocence. The
Crown must
[Page 656]
prove beyond a reasonable doubt that the
accused person is guilty of the offence with which he is charged before he can
be convicted. If you have a reasonable doubt as to whether the accused
committed the offence with which he is charged, it is your duty to give the
accused the benefit of the doubt and find him not guilty.
Again, reasonable doubt is mentioned when
dealing with the credibility of witnesses:
If you have reasonable doubt as to the
accuracy of the evidence given by the witnesses for the Crown or the weight you
should give to such evidence, you must give the benefit of that doubt to the
accused and not to the Crown.
When dealing with the rule as to circumstantial
evidence, the judge reiterates that the accused is entitled to the benefit of
the doubt.
After a full review of the evidence, the judge
examines the various defences raised. Three times, he refers to reasonable
doubt on the issue of self-defence, concluding on this point with the following
words:
If on the whole of the evidence and
considering what I have said, there is reasonable doubt in your mind that the
accused was acting in self-defence then you should bring in a verdict of not
guilty.
Immediately afterwards he turns to the issue of
manslaughter:
I would like to deal with manslaughter.
Even after considering all the above you may believe the accused is not guilty
of the non-capital murder as I have described it but neither is he entitled to
be acquitted on the grounds of self-defence. In that event you should consider
whether he is guilty of manslaughter, for one of two reasons. First, that
although the accused, Linney, did act in self-defence the force used was
excessive in the circumstances. If you find that, bring a verdict of
manslaughter. Or second, that the accused was provoked into committing the
unlawful act because of the actions of the deceased, Strandlund within the
legal meaning of that word as I will now discuss it with you.
[Page 657]
Follows a lengthy discussion of the principles
relevant to a plea of provocation, after which he concludes:
In summary, you may bring in a verdict of
manslaughter if you find the accused acted out of self-defence but used
excessive force in the circumstances or the accused was provoked into killing
Strandlund as I have described provocation to you. This leaves you with three
possible verdicts. 1) guilty as charged. 2) not guilty. 3) guilty of
manslaughter.
In the closing remarks, I find the following
words completing a short summary on the theory of the defence:
Thus the defence suggests there is a
reasonable doubt as to whether or not Linney acted in self-defence and if you
agree, then Linney ought to be acquitted.
The final instruction was, of course, about the
desirability of unanimity:
Since this is a criminal trial it is
necessary that you should be unanimous in your verdict, in other words it is
necessary that each and all of you should agree on whatever verdict you may see
fit to determine. Unless you are unanimous in finding the accused not guilty
you cannot acquit him nor can you find a verdict of guilty unless you are
unanimously agreed that he is guilty. While it is very desirable that you
should reach an unanimous verdict of guilty or not guilty, never the less if
any of you has a reasonable doubt as to the innocence or guilty of the accused,
it is your duty to obey your conscience and to refuse to be persuaded against
your conscience by your fellow jurors. However let me urge you to make every
effort to reach a conclusion one way or the other. When you retire to the jury
room you may take with you the Indictment and the Exhibits and once again I
will remind you that you have three possible verdicts: guilty as charged; not
guilty or guilty of manslaughter.
I find it impossible to conclude, on this charge
read as a whole, that the pertinent directions as to reasonable doubt were not
plainly given. The “golden thread” of the presumption of innocence to which the
trial judge referred at the outset is ever present in his remarks. The benefit
of the doubt rule is repeatedly brought home to the jury. Admittedly, the words
“benefit of the doubt” were
[Page 658]
not used immediately next to the word
“provocation” but the meaning is plainly there for any reasonable jury to grasp
and understand.
More than once, the three possible verdicts are
mentioned:
guilty of murder,
guilty of manslaughter,
not guilty.
As to the first one, the words used are in the
best tradition of our criminal law. As to the third, again no valid criticism
may be proffered: the benefit of the doubt is to play in favour of the accused
whether applied to the evidence generally or more particularly to the plea of
self‑defence. Between these two extremes stands the possible verdict of
manslaughter and I cannot bring myself to believe that, instructed as they
were, the members of the jury could avoid the conclusion that the doctrine of
proof beyond reasonable doubt applied also to that verdict.
The more so, if it is noted that on more than
one occasion the charge deals with the verdict of manslaughter by mentioning in
the same breath: excessive use of force in self-defence and provocation. The
jurors knew that they should bring in a verdict of not guilty if on the whole
of the evidence, they had a reasonable doubt in their minds that the accused
was acting in self‑defence. A logical and necessary corollary was that
the same respect of the reasonable doubt rule was to be shown by them when
dealing with the use of excessive force in self‑defence; thus, on that
aspect of the case, when dealing with the possible verdict of manslaughter,
reasonable doubt was plainly in the picture. To hold that it was also plainly
there in relation to the other aspect of the possible verdict of manslaughter,
namely the plea of provocation, is simply to have faith in the common sense of
the jurors.
For these reasons, I am of the view that the
situation here is very different from what it was in
[Page 659]
the case of Latour. I cannot but agree
with the Court of Appeal which was unanimous in upholding the verdict.
I would dismiss the appeal.
Appeal allowed and new trial ordered, RITCHIE and DE
GRANDPRÉ JJ. dissenting.
Solicitors for the appellant: DuMoulin,
Black, Brazier & Hall, Vancouver.
Solicitors for the respondent: Cumming,
Richards & Co., Vancouver.