SUPREME COURT OF CANADA
Vetrovec v. The Queen, [1982] 1 S.C.R. 811
Date: 1982-05-31
Joseph Vetrovec Appellant;
and
Her Majesty The Queen Respondent.
and
Joseph Gaja Appellant;
and
Her Majesty The Queen Respondent.
File Nos.: 16348
and 16349.
1981: May 20; 1982:
May 31.
Present: Laskin
C.J. and Martland, Ritchie, Dickson, Beetz, Estey, McIntyre, Chouinard and
Lamer JJ.
ON APPEAL FROM
THE COURT OF APPEAL FOR BRITISH COLUMBIA
Evidence — Corroboration — Accomplices — Charge
to jury — Whether or not trial judge required by law to instruct jury as to
danger of unconfirmed testimony of an accomplice — Whether or not trial judge
to define corroboration and analyse evidence in that regard.
The appellants were convicted with conspiracy
to traffic in heroin. The only question before this Court relates to the rule
of law, long recognized in this Court, requiring a trial judge to warn the jury
that it is dangerous to find a conviction on the evidence of an accomplice
unless that evidence is corroborated in a material particular implicating the
accused. The trial judge so instructed the jury, but the appellants object to
the judge's comments on those pieces of evidence which were capable of
corroborative effect.
Held: These appeals should be dismissed.
This Court has in the past declared its
willingness to depart from its own prior decisions as well as decisions of the
Privy Council and House of Lords. The present case is an appropriate occasion
to exercise this direction. The law of corroboration is unnecessarily complex and
technical.
There is no special category for
"accomplices". The testimony of some accomplices may be
untrustworthy, but this can also be said of many other categories of witnesses.
There is nothing inherent in the evidence of an accomplice which automatically
renders it untrustworthy. To construct a universal rule singling out
accomplices is to fasten upon this branch of the law a
[page 812]
blind and empty
formalism. Rather than attempting to pigeon-hole
a witness into the accomplice category, the trial judge should direct
his mind to all factors which might impair the worth of a witness, and if, in
his judgment, the credit of the witness is
such that the jury should be cautioned, the trial judge may then issue a
clear and sharp warning to attract the jury's
attention to the risks of adopting,
without more, the evidence of the witness.
The fact that some of the corroboration
evidence in this case did not directly relate
to overt acts testified to by the
accomplice is irrelevant. Such evidence is capable of inducing a
rational belief that the accomplice was telling
the truth. The trial judge's instruction to the jury therefore did not
prejudice the appellants.
Director of
Public Prosecutions v. Hester, [1972] 3 All E.R.
1056; Warkentin et al. v. The Queen, [1977] 2
S.C.R. 355; Murphy and Butt v.
The Queen, [1977] 2 S.C.R.
603, considered; R. v. Baskerville,
[1916] 2 K.B. 658; Kirsch et al. v. The Queen, [1981] 1
S.C.R. 440; R. v. McNamara et al. (1981), 56
C.C.C. (2d) 193; Director of
Public Prosecutions v. Kilbourne, [1973] 1 All E.R. 440; Davies v.
Director of Public Prosecutions, [1954]
I All E.R. 507; R. v. Farler
(1837), 8 Car. & P. 106; R. v. Mullins (1848), 3 Cox C.C. 526; Trial of William Davidson and Richard Tidd for High Treason (1820), 33 How. St.
Tr. 1338; R. v. Kelso (1953), 105 C.C.C.
305; Director of Public Prosecutions v. Boardman, [1975] A.C. 421;
Reference re Agricultural Products
Marketing Act, [1978] 2 S.C.R. 1198; A.V.G. Management Science Ltd. v. Barwell Developments
Ltd., [1979] 2 S.C.R. 43; R. v. Bullyment (1979), 46 C.C.C. (2d) 429, referred to.
APPEALS from a judgment of the British
Columbia Court of Appeal (1980), 58 C.C.C. 537, dismissing appeals from
convictions at trial by McKay J. Appeals dismissed.
H. A. D.
Oliver and Randy Walker, for the appellant Vetrovec.
R. J. Allan, for the appellant Gaja.
L. Harris McDonald, Q.C., for the respondent.
The
judgment of the Court was delivered by
DICKSON J.—The
appellants were charged, with seven others, with conspiracy to traffic in
[page 813]
heroin between
September 1, 1974 and May 26, 1976 at the City of Vancouver and elsewhere in
Canada. After a long and complicated trial lasting over one hundred days, and a
charge to the jury which lasted six days, both accused were convicted. Vetrovec
was sentenced to 16 years imprisonment, Gaja to life imprisonment. Appeals to
the British Columbia Court of Appeal were dismissed.
The only question
before this Court relates to the correctness of the trial judge's charge to the
jury on the issue of corroboration. The issue arises in connection with the
testimony of one Langvand, an accomplice who testified on behalf of the Crown.
The trial judge summarized Langvand's evidence as follows:
I will now deal with the evidence of
Langvand. His evidence relates solely to count number two. His evidence does
not purport to implicate Jasicek, Padaras, Starostik and Kotrbaty. His
evidence, if accepted, may implicate Vetrovec and Gaja. It is Langvand's
evidence that he was asked by Emil Cernansky, an unindicted co-conspirator in
count number two, to act as a courier in the transporting of one to one and a
half pounds of heroin from Hong Kong for a consideration of $15,000. He says
that he went to Hong Kong on May 11, 1975, with
$4,000, given to him by Cernansky. He says that he was met by the
accused Vetrovec whom he had never previously met. That he gave the $4,000 to
Vetrovec; that Vetrovec instructed him to buy a suit in a large size. That
on May 16, 1975, Vetrovec and Gaja strapped six pounds of heroin on him. That he, with the assistance of Vetrovec, Cernansky and Sarkozi and Gaja,
managed to smuggle the heroin into the United States and then into
Canada. That he gave one of the three packages to Vetrovec and later gave the
other two to Cernansky and Gaja, and that he was later paid $10,200 by
Cernansky for his efforts.
The trial judge
instructed the jury that, while they could convict on the testimony of an
accomplice, it was dangerous to do so unless this testimony was corroborated.
He charged the jury on the meaning of corroboration in accordance with the
judgment of Lord Reading in R. v. Baskerville, [1916] 2 K.B. 658. He also advised them that "the only rational
conclusion that you can come to is that Langvand must be treated as an
accomplice".
[page 814]
There
is no objection taken to
these portions of his charge.
The
objection of
the
appellants is to the trial judge's comments on those pieces of evidence which are capable of having corroborative
effect. The trial judge stated that a number of items of evidence which were
seized in Vetrovec's apartment on May 26, 1976 could corroborate Langvand's
testimony. The relevant passage is as follows:
Is there any evidence which is capable of
being considered by you as corroborative of the evidence of Langvand insofar as
his evidence may implicate Vetrovec? Yes, there is. There is, first, the
Canadian passport in the name of Joseph Vetrovec, which shows an entry into
Hong Kong on February 9th, 1976, and an exit on February 13, 1976. It also
shows that it was issued by the Canadian Embassy in Paris on October 9th, 1975,
which means there is no record of passport usage prior to that date.
There is, next, one half of a $10.00 U.S.
bank note found in his possession.
When you are determining whether you accept
that evidence and whether you will treat it as corroborative, you will, of
course, keep in mind the remarks of counsel with respect to that bank note:
That it was found with other American money that was in American funds and was
not the $2.00 Canadian bill that had been earlier described.
There is, next, the money found in what
appears to be Mrs. Vetrovec's purse; one
envelope containing nine one thousand dollar bills and another envelope
containing $5,640. Also found in the apartment was $6,000 in travellers'
cheques; some in the name of Mrs. Vetrovec and some in the name of Joseph
Vetrovec. Also found was a brown paper bag containing $2,000 in $100 bills.
This, I believe, was—my recollection is it was found under the sink.
Also found in his safety deposit box was cash
in the amount of $58,850.
There are the custom declarations showing
that Vetrovec, Gaja, Cernansky, Sarkozi and Langvand all arrived in Honolulu on
Air Siam flight 908 on May 16, 1975.
You will, of
course, in determining whether to accept such evidence as corroborative
keep in mind the submissions of Vetrovec's counsel.
[page 815]
With
respect to the appellant Gaja, the trial judge stated that conversations
between the appellant and one Soave, a police undercover officer, were capable
of having corroborative effect.
There is the evidence of Corporal Soave that
he met Gaja at the Prague Restaurant late in the evening of April 28, 1976. The
restaurant was closed. Janda and Soave sat with Gaja. Gaja said that Jasicek,
although a nice fellow, did not have Gaja's power. According to Soave, Gaja indicated that although Soave did not
know it, he, Gaja, had been involved in negotiations for the sale of one pound of brown heroin to Soave some
weeks earlier and that Jasicek had been the middle man. According to
Soave, Gaja said that night in question Jasicek came to him about the sale of
one pound of heroin to Soave and that Jasicek wanted an answer in half an hour. Gaja said that he could not give an
answer in that short a time and,
further, he told Jasicek that the price for one pound would be $35,000.
According to Soave, he then asked Gaja if he was still interested in doing
business and Gaja said; "Of course, but I leave tomorrow". They
agreed to meet the following day. That evidence, if accepted by you, is capable
of being corroborative with respect to Gaja.
The
trial judge also held that certain items of evidence seized from Gaja's
apartment could corroborate Langvand's testimony.
There is the passport of Gaja showing entry
into Hong Kong on May 11, '75, and an exit on
May 16, '75. An entry on February 9, '76, and an exit on February 14,
'76. It is to be noted that the May 11, '75, May 16, '75, visit to Hong Kong coincides with the dates given by
Langvand.
There is the evidence of $7,600 in cash
seized at his apartment. There is the set of scales, the tin of lactose, and
the package of balloons found on the premises of Gaja. There are the customs
declarations showing that Gaja, Vetrovec, Cernansky, Sarkozi and Langvand all
arrived in Honolulu on Air Siam on flight 908 on May 16, '75.
The
objection of the appellants is framed in the following manner. The testimony of
Langvand, the accomplice, related to a trip to Hong Kong for the purpose of
importing heroin between May 11 and May 16, 1975. None of the evidence outlined
by the trial judge, with the exception of the customs declarations and Gaja's
passport, relates directly to this specific trip. It tends to connect the appellants
[page 816]
with drug
trafficking generally, but not necessarily with the trip described by Langvand.
Therefore, according to the appellants, it cannot be regarded as corroborative.
It does not relate to the 'overt act' testified to by Langvand. Putting the
objection another way, the supporting evidence is said to be 'too remote' to
have corroborative effect.
The majority of the
Court of Appeal rejected these arguments. Mr. Justice Seaton, speaking for
himself and Mr. Justice Taggart, stated that the evidence was corroborative
because it tended to connect the accused with the crime charged. It was not
necessary, in his view, that the supporting testimony relate directly to the 'overt
act' described by the accomplice in his evidence. Mr. Justice Anderson agreed
that the appeal of Gaja should be dismissed, but he would have ordered a new
trial for the appellant Vetrovec. In his opinion, the only evidence capable of
directly corroborating Langvand's evidence regarding Vetrovec was the customs
declaration filed on May 16, 1975. The rest of the evidence was 'too remote'
and not directly connected with the events described by Langvand. In his
opinion, the trial judge had erred in leaving this evidence to the jury on the
question of corroboration.
Let me say at the
outset that I agree with the majority of the Court of Appeal that both appeals
should be dismissed.
Before elaborating,
however, I would like to review and reassess general principles relating to the
law of corroboration of accomplices. This is one of the most complicated and
technical areas of the law of evidence. It is also in need of reform. Both the
Law Reform Commission of Canada (Report on Evidence, s. 88(b) of the proposed Code) and the English
Criminal Law Revision Committee (11th Report on Evidence 1972, Cmnd 4991, paras 183-85) have recently recommended
a drastic overhaul of the law of corroboration. The Evidence Code proposed by the Law Reform Commission of
Canada would contain the following provision:
[page 817]
88. For greater certainty it is hereby
provided that
a) ...
b) every rule of law that requires the
corroboration of evidence as a basis for a
conviction or that requires that the
jury be warned of the danger of convicting on the basis of uncorroborated evidence is abrogated.
Professor Heydon
states that "it is at least difficult to deny that the current English law
on accomplice evidence has become both too wide and too narrow for the mischief
it is attempting to control. It is too wide in applying to accomplices who are
in fact trustworthy; it is too narrow in applying only to participants in
exactly the same crime as that charged against the accused" (The Corroboration of Accomplices, [1973] Crim. L.R. 264, at p. 281). Professor
Wakeling questions the necessity for the rules and wonders whether "the
rules will impede justice as often as promote it" (Corroboration in Canadian Law (1977), at p. 103) although she favours
a non-discretionary warning with respect to accomplice evidence (ibid., at pp. 112-13).
As Professor Schiff
has noted, Evidence in
the Litigation Process (1978),
vol. 1, at p. 607, common law doctrine in Canada and England requiring a special jury
instruction for certain categories of witnesses has little counterpart in the
United States. The trial judge has a discretion, whether to give, or
not give, an accomplice/corroboration warning. Judges are not bound to give the
warning in every trial where an accomplice has testified for the prosecution.
"Indeed," says Professor Schiff, "corroboration doctrine has
been of so little relative importance in American evidence law that the term is
not mentioned in either edition of Professor McCormick's book concerning the
testimony of any category of witness, and the term is not mentioned at all in
the Model Code, the Uniform Rules of Evidence or the Federal Rules of
Evidence" (at pp. 607-08).
In the case of a
jury charge in which a witness who might be regarded as an accomplice
testifies,
[page 818]
it has become not
merely a rule of practice but a rule of law for the trial judge to warn the
jury that it is dangerous to found a conviction on the evidence of an
accomplice unless that evidence is corroborated in a material particular
implicating the accused. The jury may convict in such circumstances but it is
dangerous to do so. The judge must determine as a matter of law whether the
witness might be an accomplice for the purposes of the rule. The jury must then
decide whether he is in fact an accomplice. The judge explains the legal
definition of "corroboration" with heavy reliance upon what was said
by Lord Reading in R. v. Baskerville,
supra. The judge lists
for the jury the pieces of evidence which are in his view capable of amounting
to corroboration. Finally, they are told that it is for the jury to decide
whether the evidence to which their attention has been directed does amount to
corroboration. As the study paper of the Law Reform Commission of Canada Evidence II. Corroboration dryly observes at p. 7 an "enormous
superstructure ... has been erected on the original basic proposition that the
evidence of some witnesses should be approached with caution".
The accused is in
the unhappy position of hearing the judge draw particular attention to the
evidence which tends to confirm the testimony the accomplice has given. Cogent
prejudicial testimony is thus repeated and high-lighted. For the jury this part
of the charge can only be, in the words of Lord Diplock in Director of Public Prosecutions v.
Hester, [1972] 3 All
E.R. 1056, at p. 1075, "a frequent source of bewilderment". The task
of a trial judge seeking to identify the evidence capable of amounting to
corroboration is unenviable. Lord Reading in the Baskerville case
said that it would be in high degree dangerous to attempt to formulate the kind
of evidence which could be regarded as corroboration. It is also often a
difficult and dangerous exercise identifying what pieces of evidence are capable
of being corroborative. To take a simple example. In a rape case, to what
degree must the appearance of the complainant be dishevelled, or a garment
torn, in order to constitute evidence capable of amounting to corroboration as
to non-consent?
[page 819]
Two circumstances in
particular make it appropriate, as it seems to me, to pause and reassess the
law as it affects corroboration, with particular reference to accomplice
evidence. The first such circumstance is the increasing length and complexity
of criminal trials, particularly in cases of so-called "white collar"
crime. I think of the case of Kirsch et al. v. The Queen, [1981] 1 S.C.R. 440, which came to the Court recently. After a
trial extending over some weeks and a guilty verdict, the whole process started
afresh after this Court found that the Crown prosecutor was in error in telling
the jury that two pieces of evidence were capable of corroborative effect and
the trial judge had failed to correct the error. I think of the case of R.
v. McNamara et al. (1981), 56 C.C.C. (2d)
193 (Ont. C.A.), another trial that extended over months. At the end, the trial
judge charged the jury that there were some forty-two pieces of evidence, each
of which the judge referred to, as being capable of corroborating certain
accomplice testimony. I think of the instant case and the task facing the trial
judge in sifting through over nine thousand pages of transcript in a search for
evidence capable of corroborative effect.
The second
circumstance is the apparent trend in the English Courts to cast aside the
technical impedimenta with which the idea of corroboration has
increasingly been loaded and return to the conceptual basics. I refer in
particular to Director of Public Prosecutions v. Hester, supra, and Director
of Public Prosecutions v. Kilbourne, [1973] 1 All E.R. 440 (H.L.). The House of Lords has never
specifically approved the definition of corroboration set out in Baskerville.
The same antipathy to the detailed Baskerville doctrine can be
discerned in two recent cases in this Court, Warkentin et al. v. The Queen, [1977] 2 S.C.R. 355 and Murphy and Butt v. The Queen, [1977] 2 S.C.R. 603.
I
The common law,
rejecting the 'numerical criterion' common to some legal systems, has
traditionally held that the testimony of a single witness is a sufficient basis
for a criminal conviction. The general rule applied equally in the case of
[page 820]
accomplices: where
the testimony of an accomplice was admissible, it could justify a verdict of
guilty. But while the common law (after some initial doubts) recognized an
accomplice as a competent witness, it continued to harbour some suspicions as
to the trustworthiness of his testimony. There appeared to be something
unsavoury about a self-confessed knave, often for reward, accusing his
companions in crime. Thus the practice arose in the 18th century of warning the
jury that, while they might legally convict on the basis of the testimony of an
accomplice, it would be dangerous to do so unless the testimony were supported
or 'corroborated' by other unimpeachable evidence. This warning was for many
years a matter for the discretion of the trial judge but in 1916, the English
Court of Criminal Appeal declared that the practice had become "virtually
equivalent to a rule of law" (R. v. Baskerville, supra, at p. 663). The Court also took the opportunity, at p. 667, to state that
'corroboration' had a precise legal meaning:
We hold that evidence in corroboration must
be independent testimony which affects the accused by connecting or tending to
connect him with the crime. In other words, it must be evidence which
implicates him, that is, which confirms in some material particular not only the evidence
that the crime has been committed, but also that the prisoner committed it.
As Lord Diplock
observed in Director of
Public Prosecutions v. Hester, supra, at p. 1075, there are several formulae in the Baskerville judgment, of which the above is one.
Since Baskerville, a failure to instruct the jury in
accordance with Lord Reading's exegesis will usually result in a conviction
being overturned. (See Davies v. Director of Public Prosecutions, [1954] 1 All E.R. 507 (H.L.))
In evaluating the
adequacy of the law in this) area, the first question which must be answered is
a basic one: why have a special rule for accomplices at all? Credibility of
witnesses and the weight of the evidence is, in general, a matter for the trier
of fact. Identification evidence, for example, is notoriously weak, and yet the
trial judge is not automatically required, as a matter of law, to
[page 821]
instruct the jury on
this point. Similarly, the trial judge is not required in all cases to warn the
jury with respect to testimony of other witnesses with disreputable and
untrustworthy backgrounds. Why, then, should we automatically require a warning
when an accomplice takes the stand?
There are a number
of oft-repeated justifications. Wigmore thought the main reason for the rule
was that an accomplice may try to save himself from
punishment by procuring the conviction of others. As Lord Adinger said in R. v.
Farler (1837), 8 Car. & P. 106, at p. 108: "The danger is,
that when a man is fixed, and knows that his own guilt is detected, he
purchases impunity by falsely accusing others". The risk, then, is that
the prosecuting authorities might promise immunity for the accomplice if he
agrees to testify against his partners in crime, and this promise might in turn
induce perjury.
Wigmore was not much
impressed with the soundness of this rationale. As he noted, the promise of
clemency is not invariably made. It may be that an accomplice is testifying
knowing full well that he in turn will face prosecution for his role in the
crime. In these cases, the essential cause for mistrust disappears. Further,
Wigmore argued that the influence of the promise of immunity must depend on the
nature of the charge and the personality of the accomplice. Even in cases where
a promise of immunity is offered, it should not always be assumed that the
accomplice cannot be trusted. "[C]redibility is a matter of elusive
variety," Wigmore said, "and it is impossible and anachronistic to
determine in advance that, with or without promise, a given man's story must be
distrusted" (vol. VII, para. 2057, at p. 417).
The prospect of an
accomplice purchasing immunity through falsely accusing others is not the only
danger traditionally associated with accomplice evidence. It has also been
suggested that an accomplice cannot be trusted because he will want to suggest
his innocence or minor participation in the crime and to transfer the blame to
[page 822]
the shoulders of others. But again, if we
examine this rationale more closely, we see that it cannot be the foundation
for a general rule regarding all accomplices. Some accomplices do indeed
attempt to minimize their involvement in the crime; but experience has shown
this is not always the case. Logically, where an accomplice openly acknowledges
his participation, there should be no need for a warning. Further, even when
the accomplice claims that he played a minor role in the crime, this version of
the events may be admitted by the accused. Where the part played by the
accomplice is common ground, there seems little risk that the accomplice is
deliberately fabricating his own participation in order to play up the guilt of
others. In short, this second reason cannot support a rule affecting all
accomplices: credibility will vary with the facts of the particular case.
It is also said that an accomplice may falsely
accuse others in order to protect his friends. As one judge put it: "It
often happens that an accomplice is a friend of those who committed the crime
with him, and he would much rather get them out of the scrape and fix an
innocent man than his real associates" (Maule J. in R. v. Mullins (1848), 3 Cox C.C. 526, at p.
531). While this may occasionally be a danger, it can hardly be said to be
generally true of all accomplices. As Chief Baron Joy wrote in his treatise Evidence of Accomplices (Dublin, 1836),
at p. 14:
But friendship is not the bond which unites
associates in crime; and the accomplice who avows his own guilt, will not feel
much disposition to conceal that of his associate: at least he will not incur
any risk on his account. In my experience I have ever found it so; the utmost
favor that I have ever known an accomplice to show to any of his companions
having been to assign to him a less prominent part in the transaction, and to
make him comparatively better, by making him less active, than the others.
These considerations have, with me at least, great weight; and therefore,
though I by no means say the case is impossible, I will venture to assert that
it much more rarely happens that an accomplice accuses an innocent man through
malice, than that an unimpeachable witness accuses an innocent man through mistake.
[page 823]
Finally, it has been
suggested that an accomplice is not to be believed since he is a self-confessed
criminal and is 'morally guilty'. This argument is easily rejected. First, we
accept the testimony of other criminals without automatically requiring a
warning as to their credit. Second, the 'moral guilt' of an accomplice must
vary with the nature of the crime involved. One who is guilty of an assault may
be thought to be more trustworthy than an incorrigible counterfeiter. Yet the
present law makes no distinction between them. Once a witness is classified as
an accomplice, his testimony is automatically regarded as suspect.
None of these
arguments can justify a fixed and invariable rule regarding all accomplices.
All that can be established is that the testimony of some accomplices may be
untrustworthy. But this can be said of many other categories of witness. There
is nothing inherent in the evidence of an accomplice which automatically
renders him untrustworthy. To construct a universal rule singling out
accomplices, then, is to fasten upon this branch of the law of evidence a blind
and empty formalism. Rather than attempting to pigeon-hole a witness into a
category and then recite a ritualistic incantation, the trial judge might
better direct his mind to the facts of the case, and thoroughly examine all the
factors which might impair the worth of a particular witness. If, in his
judgment, the credit of the witness is such that the jury should be cautioned,
then he may instruct accordingly. If, on the other hand, he believes the
witness to be trustworthy, then, regardless of whether the witness is
technically an 'accomplice' no warning is necessary.
The "common
sense" approach was originally followed in England. In Trial of William Davidson and Richard Tidd for High Treason (1820), 33 How. St. Tr. 1338
Baron Garrow instructed the jury as follows, at p. 1483:
... you are to look
to the circumstances, to see whether there are such a number of important facts
confirmed as to give you reason to be persuaded that the main body of the story
is correct; ... you are, each
of you, to ask yourselves this question ... Do I, upon the whole, feel
[page 824]
convinced in my conscience, that this
evidence is true, and such as I may safely
act upon?
This common sense
approach to the matter was eventually discarded, however, in favour of the more
technical view of Lord Reading in Baskerville. Corroboration became a certain sort of
evidence, namely, evidence "which confirms in some material particular not
only the evidence that the crime has been committed, but also that the prisoner
committed it". "On this point little can be said save that it forms
part of a conflict running through so much of the law of evidence between
discretionary rules sensibly applied and rigid rules which though they may
cause difficulties because of inflexibility at least constitute a bulwark
against incompetence or prosecution-mindedness" (Heydon, supra, at p.
281).
There are at least
three difficulties associated with the Baskerville definition. The first is that it tends
to obscure and, indeed, confuse the reason behind the 'accomplice warning'. As
noted, the reason for the warning is that the accomplice is potentially
untrustworthy, and we therefore desire other evidence which will accredit his
testimony. After Baskerville courts began to frame the issue in terms
of whether the corroborative evidence conformed to Lord Reading's definition,
and ignored the real issue, whether there was evidence that bolstered the
credibility of the accomplice. The result was, in effect, that in due course
'corroboration' became virtually divorced from the issue of the credibility of
the accomplice. Evidence which strengthened credibility was at the same time
characterized as not corroborative 'in law'. Corroboration became a legal term
of art, wholly unconnected with the original reason for the accomplice warning.
The second
difficulty associated with Baskerville is related to the first. Once it is
decided that corroboration is a legal term of art, the law in the area becomes
increasingly complex and technical. It immediately becomes necessary for the
trial
[page 825]
judge
to define for the jury the legal meaning of corroboration. Moreover, the issue
of whether there is any evidence which may be corroborative, according to that
definition, becomes a matter of law. The trial judge must therefore examine the
evidence to determine that question. The next step is to require the trial
judge to specify for the jury those items of evidence which, in his opinion, may
be corroborative. The reason advanced for this is explained by Laidlaw J.A. in R. v. Kelso (1953), 105 C.C.C. 305 (Ont. C.A.), at p. 308:
When the learned trial Judges [sic] decides
as a matter of law that there is evidence of
a corroborative character that can be accepted by a jury, he knows the
evidence upon which he has made his decision. Why should he not assist the jury
by directing their attention to the evidence and thus enable them to proceed in
their deliberations in a properly-guided way?
Having particular regard to that fact, why should the jury be left to search at large through the evidence to discover,
if they can, that part or parts of it
which is or are known to the learned trial Judge? The danger of their
finding what they should not find and the peril arising from such an error of convicting an innocent person is so great
that, in my opinion, it cannot be said
that the accused has had a satisfactory
or fair trial when the case is left to the jury in that way. If the
learned trial Judge is silent as to the evidence which in his opinion is of a
corroborative character, the accused and his counsel are in effect deprived of
the right to object to the decision of the learned trial Judge on a point of
law. Moreover, a convicted person and his counsel are left in doubt as to
whether the jury properly applied the principles of law and accepted only that
piece or those pieces of the evidence that might properly be regarded as
corroboration. Thus, neither counsel nor this Court can say whether a verdict
of guilty is good or bad in law.
Since
the judge's instructions on this issue involve questions of law, numerous
technical appeals are taken on the issue of whether a particular item of
evidence is 'capable' of constituting corroboration. The body of case law is so
complex that it has in turn produced a massive periodical literature (see
bibliography in Wakeling, Corroboration in Canadian Law (1977), at pp. 149-51). Moreover, the cases are difficult to reconcile. The Law
Reform Commission of Canada has described the case law in the area as full of
"subtleties,
[page 826]
variations,
inconsistencies, and great complexities" (Study Paper 11, supra, at p. 7). The result is that what was
originally a simple, common sense proposition — an accomplice's testimony should
be viewed with caution — becomes transformed into a difficult and highly
technical area of law. Whether this "enormous superstructure" (to use
the description of the Law Reform Commission) has any meaningful relationship
with the task performed by the jury is unknown.
The third and
perhaps most serious difficulty associated with the Baskerville definition is that the definition itself seems
unsound in principle. Prior to the judgment of Lord Reading, there had been
controversy over whether corroborative evidence must implicate the accused, or
whether it was sufficient if it simply strengthened the credibility of the
accomplice. Lord Reading settled the controversy in favour of the former view.
With great respect,
on principle Lord Reading's approach seems perhaps over-cautious. The reason
for requiring corroboration is that we believe the witness has good reason to
lie. We therefore want some other piece of evidence which tends to convince us
that he is telling the truth. Evidence which implicates the accused does indeed
serve to accomplish that purpose but it cannot be said that this is the only
sort of evidence which will accredit the accomplice. This is because, as
Wigmore said, the matter of credibility is an entire thing, not a separable
one:
. . whatever restores our trust in him
personally restores it as a whole; if
we find that he is desiring and intending to
tell a true story, we shall believe one part of his story as well as another; whenever, then, by any
means, that trust is restored, our object is
accomplished, and it cannot matter whether the efficient circumstance related
to the accused's identity or to any other matter. The important thing is, not how our trust is restored, but whether it is
restored at all [Vol. VII, para. 2059, at p. 424].
The point can be
illustrated with the following simple example. The accomplice, "A",
testifies against the accused "B" and "C". There is
evidence implicating "B" in the crime, but no evidence implicating
"C". Nevertheless, since the
[page 827]
supporting evidence relates to a vital issue in
the case (the guilt of one of the accused) it bolsters the credibility of
"A" and increases the probability that he is telling the truth. We
therefore believe his story and convict both "B" and "C".
Such a situation arose in Murphy and Butt v. The Queen, supra. The
complainant alleged that she had been raped by the two appellants. Murphy
admitted intercourse but alleged that it was with the complainant's consent,
while Butt denied intercourse altogether. The principal issue was whether the
complainant's distraught condition was corroboration of her testimony against
Butt as well as against Murphy. The difficulty was that in and of itself, the
hysterical condition merely tended to rebut the suggestion of intercourse with
consent. This implicated the accused Murphy, who had admitted intercourse but
alleged consent. But considered in isolation, the hysterical condition did not
directly implicate the accused Butt, who denied intercourse altogether. How
then, could the hysterical condition corroborate the complainant's testimony as
against Butt?
The majority of the Court emphasized that what
was required was confirmation of a material particular of the evidence of the
complainant. Once such confirmation was supplied, her testimony was rendered
credible as a whole. Mr. Justice Spence, speaking for the majority, put the
matter in this way at p. 615:
It is a material particular of that evidence
which must be corroborated. There is no
requirement that the whole of her evidence be corroborated. Were that
the requirement, there would be no need for even the evidence of the complainant. The so-called corroborative
evidence would be sufficient for a conviction.
Mr. Justice Spence did not contend that the
corroborative evidence implicated the accused Butt. Rather, in a carefully
worded conclusion, Spence J. noted at p. 616 that the corroborative evidence
confirmed the complainant's story implicating each of the accused:
It is all of that evidence plus the
complainant's distraught condition upon which the Crown relies as corroboration
of not only Murphy's but Butt's rape of the
[page 828]
complainant. The jury were entitled to
consider all of that evidence and to come to the conclusion that that evidence
with its rather unusual outline of events does corroborate the evidence of the complainant. It was that evidence which the learned trial judge left to the jury as
evidence which they might find corroborative of the complainant's testimony.
In my view, the learned trial judge was
correct in his conclusion that that evidence was capable of corroborating the
complainant's story implicating each of the accused.
[Emphasis added.)
Mr. Justice Spence's approach was to look for
evidence which confirmed the story of the complainant. Once the story was
confirmed, the complainant could be believed and the accused convicted.
Implicit in this approach, it seems to me, is a recognition of the inadequacy
of the Baskerville definition of corroboration. Evidence implicating the
accused is a possible but not a necessary element for corroboration. Here, even
though there was no evidence implicating Butt, there was evidence confirming
the story of the complainant and thus it was safe to convict. The important
question, as Wigmore pointed out, is not how our trust is restored, but whether
it is restored at all.
In my view, a return to the earlier common law
approach, to the earlier "common sense" approach has already
been foreshadowed in our law. In Warkentin et al. v. The Queen, supra, Mr.
Justice de Grandpré spoke of corroboration in these terms, at p. 374:
Corroboration is not a word of art. It is a
matter of common sense. In recent years,
this Court has repeatedly refused to give a narrow legalistic reading of
that word and to impose upon trial judges
artificial restraints in their instructions to juries or to themselves.
Later, he observed at p. 377:
This treatment of corroboration as a matter
of common sense, the purpose of which is to ensure that no conviction will be
entered if there is a reasonable doubt as to the guilt, is not restricted to
Canada. It is sufficient for my purpose to refer to two recent decisions of the
[page 829]
House of Lords,
namely Director of
Public Prosecutions v. Hester, and
Director of Public Prosecutions v.
Kilbourne. From the holding of this last case, I extract two sentences:
The word "corroboration" had no
special technical meaning; by itself it meant no more than evidence tending to
confirm other evidence. No distinction could, therefore, be drawn between
evidence which could be used as corroboration and evidence which might help the
jury to determine the truth of the matter. [Emphasis added.]
It
is, I think, unfortunate that the word "corroboration" ever became
part of the legal lexicon. It is not a word of common
parlance. When explained to juries it is given a technical definition, the
exact content of which is still a matter giving rise to difference of opinion
among jurists. As Lord Diplock observed in Director of Public Prosecutions v. Hester, supra, at p. 1071, the
ordinary sense in which the verb "corroborate" is used in the English
language is the equivalent of "confirmed" and, at p. 1073:
What is looked for under the common law rule
is confirmation from some other source that the suspect witness is telling the
truth in some part of his story which goes to show that the accused committed
the offence with which he is charged.
With
respect, I would adopt also this further language of Lord Diplock, at p. 1075:
My Lords, to incorporate in the summing-up a
general disquisition on the law of corroboration in the sort of language used
by lawyers, may make the summing-up immune to appeal on a point of law, but it
is calculated to confuse a jury of laymen
and, if it does not pass so far over their heads that when they reach
the jury room they simply rely on their native common sense, may, I believe, as respects the weight to be attached to
evidence requiring corroboration, have the contrary effect to a sensible
warning couched in ordinary language directed to the facts of the particular
case.
I
agree with Lord Diplock that the nature of the summing up upon the concept of
corroboration and the respective functions of judge and jury is likely to be
unintelligible to the ordinary layman.
[page 830]
In Director of Public Prosecutions v. Kilbourne,
supra, Lord Hailsham
of St. Marylebone L.C. spoke in like vein, at p. 447:
I agree with the opinions expressed in this
House in Director of Public Prosecutions v. Hester that it is wrong for a judge to confuse the jury with a
general if a learned disquisition on
the law. His summing-up should be tailor-made to suit the circumstances
of the particular case. The word 'corroboration' is not a technical term of
art, but a dictionary word bearing its ordinary meaning; since it is slightly
unusual in common speech the actual word need not be used, and in fact it may
be better not to use it. Where it is used it needs to be explained.
As did Lord Reid at p. 456:
There is nothing technical in the idea of
corroboration. When in the ordinary affairs of life one is doubtful whether or
not to believe a particular statement one naturally looks to see whether it
fits in with other statements or circumstances relating the particular matter;
the better it fits in the more one is inclined to believe it. The doubted statement
is corroborated to a greater or lesser extent by the other statements or
circumstances with which it fits in.
These words of Lord
Reid were repeated with approval by Lord Hailsham in Director of Public Prosecutions v.
Boardman, [1975] A.C. 421 (H.L.).
This Court has in
the past declared its willingness to depart from its own prior decisions as
well as decisions of the Privy Council and the House of Lords (Reference re Agricultural Products
Marketing Act, [1978]
2 S.C.R. 1198; A.V.G. Management
Science Lid. v. Barwell Developments Ltd., [1979] 2 S.C.R. 43). The present case is an appropriate
occasion to exercise this discretion. The law of corroboration is unduly and
unnecessarily complex and technical.
I would hold that
there is no special category for "accomplices". An accomplice is to
be treated like any other witness testifying at a criminal trial and the
judge's conduct, if he chooses to give his opinion, is governed by the general
rules.
[page 831]
I would only like to
add one or two observations concerning the proper practice to be followed in
the trial court where as a matter of common sense something in the nature of
confirmatory evidence should be found before the finder of fact relies upon the
evidence of a witness whose testimony occupies a central position in the
purported demonstration of guilt and yet may be suspect by reason of the
witness being an accomplice or complainant or of disreputable character. There
are great advantages to be gained by simplifying the instruction to juries on
the question as to when a prudent juror will seek some confirmation of the
story of such a witness, before concluding that the story is true and adopting
it in the process of finding guilt in the accused as charged. It does not,
however, always follow that the presiding justice may always simply turn the
jury loose upon the evidence without any assisting analysis as to whether or
not a prudent finder of fact can find confirmation
somewhere in the mass of evidence of the
evidence of a witness. Because of the infinite range of circumstance which will
arise in the criminal trial process it is not sensible to attempt to compress
into a rule, a formula, or a direction the concept of the need for prudent
scrutiny of the testimony of any witness. What may be appropriate, however, in
some circumstances, is a clear and sharp warning to attract the attention of
the juror to the risks of adopting, without more, the evidence of the
witness. There is no magic in the word
corroboration, or indeed in any other comparable expression such as
confirmation and support. The idea implied in those words may, however, in an
appropriate case, be effectively and efficiently transmitted to the mind of the
trier of fact. This may entail some illustration from the evidence of the
particular case of the type of evidence, documentary or testimonial, which
might be drawn upon by the juror in confirmation of the witness' testimony or
some important part thereof. I do not wish to be taken as saying that such
illustration must be carried to exhaustion. However, there is, in some
circumstances, particularly in lengthy trials, the need for helpful direction
on the question of sifting the evidence where guilt or innocence might, and
probably will turn on the acceptance or rejection, belief or disbelief, of the
[page 832]
evidence of one or
more witnesses. All of this applies equally in the case of an accomplice, or a
disreputable witness of demonstrated moral lack, as for example a witness with
a record of perjury. All this takes one back to the beginning and that is the
search for the impossible: a rule which embodies and codifies common sense in
the realm of the process of determining guilt or innocence of an accused on the
basis of a record which includes evidence from potentially unreliable sources such
as an accomplice.
I would point out
that my comments have been limited to situations in which corroboration is
required as a matter of common law. The Criminal Code specifies a number of instances in which
corroboration is required, and defines the nature of the corroboration which
must be supplied. (See, for example, ss. 139 and 195). The statutory
requirements would, of course, be controlling in cases coming under any of
those sections.
II
I return to the
facts of the present case. In light of my earlier comments, it would have been
sufficient for the trial judge simply to have instructed the jury that they
should view the testimony of Langvand with great caution, and that it would be
wise to look for other supporting evidence before convicting the appellants.
However, since the trial judge outlined for the jury items of evidence he
considered capable of corroborating Langvand's testimony, it is necessary to
examine this evidence to ensure that the appellants were not prejudiced by the
instruction. The question that must be kept in mind is: does this supporting
evidence strengthen our belief that Langvand is telling the truth?
The answer to this
question can only be in the affirmative. Langvand had testified as to a trip to
Hong Kong in 1975 for the purpose of purchasing and importing heroin. The
supporting evidence strongly implicated the accused in illegal drug
trafficking. As Mr. Justice Seaton noted in the Court below, the supporting
evidence against Gaja would, considered alone, have been sufficient to
[page 833]
support his conviction on the charge. As for the
appellant Vetrovec, the material found in his apartment all pointed to his
participation in illegal drug trafficking (see the evidence on this point of
Sgt. Domansky, at trial). The items of evidence were, to use the phrase of Mr.
Justice Seaton, "badges of membership in this conspiracy". All of
this incriminating evidence, when considered together, strongly strengthens the
belief that Langvand was telling the truth regarding the participation of
Vetrovec and Gaja. It rebuts any suggestion that he is falsely implicating
innocent individuals. The fact that this supporting evidence does not directly
relate to the other overt acts testified to by Langvand is irrelevant. The
evidence is capable of inducing a rational belief that Langvand is telling the
truth and is for that reason corroborative. It seems to me that the point was
covered in R. v. Bullyment (1979), 46 C.C.C. (2d) 429 (Ont. C.A.), and in my view that
case was correctly decided.
In the result, the instructions by the trial
judge did not prejudice the appellants. The appeals should be dismissed.
Appeals dismissed.
Solicitors for the appellant Vetrovec:
Oliver, Waldock, Richardson, Vancouver.
Solicitor for the appellant Gaja: Robert
J. Allan, Vancouver.
Solicitor for the respondent: L. Harris
McDonald, Vancouver.