Supreme Court of
Canada
Paul v. R., [1960]
S.C.R. 452
Date: 1960-04-11
Charles Paul (Plaintiff)
Applicant;
and
Her Majesty The Queen (Defendant)
Respondent.
1959: October 7, 8; 1960: April 11.
ON APPEAL FROM THE COURT OF APPEAL FOR
ONTARIO.
Appeals—Criminal law—Summary
convictions—Leave to appeal—Jurisdiction of Supreme Court of Canada to hear
application for leave to appeal from order of Court of Appeal refusing leave to
appeal or alternatively from County Court—Whether refusal to grant leave
tantamount to dismissal of appeal—The Supreme Court Act, R.S.C. 1952, c. 259,
s. 41(1), (3) Criminal Code, 1953-54 (Can.), c. 51, Part XXIV.
[Page 453]
The accused was
tried and summarily convicted of impaired driving. The County Court judge
dismissed his appeal for want of jurisdiction because the grounds raised in the
notice of appeal were insufficiently stated. Leave to appeal to the Court of
Appeal for Ontario was refused by that Court, indicating orally that it was
bound by its prior decisions with respect to the point decided by the County
Court judge in conformity with these decisions. The accused applied for leave
to appeal to this Court either from the judgment of the Court of Appeal or
alternatively from the judgment of the County Court.
Held (Cartwright,
Martland and Ritchie JJ. dissenting): The application for leave to appeal
should be dismissed.
Per Taschereau
and Abbott JJ.: This Court had no jurisdiction under s. 41(1) or (3) of the Supreme
Court Act to entertain the application for leave to appeal. As the Criminal
Code does not provide for an appeal to this Court in summary conviction
matters, s. 41 is the only one under which leave could be granted. The Court of
Appeal did not acquit or convict, set aside or affirm the conviction, but
simply refused leave to appeal, there was, therefore, no judgment that could be
appealed under s. 41(3). Furthermore, a refusal to grant leave to appeal is not
tantamount to a dismissal of the appeal; it is not a disposal of the case on
its merits. There was no alternative jurisdiction in s. 41(1) to allow this
Court to grant the relief prayed for. In summary matters, jurisdiction to
appeal to this Court is found in s. 41(3). The general proposition that matters
which are not mentioned in s. 41(3) must be taken to be included in s. 41(1)
was ruled out in Goldhar v. The Queen, [1960] S.C.R. 60. Consequently,
since no appeal is given under s. 41(3) against a judgment refusing leave, it
is not permissible to resort to s. 41(1) which gives an appeal with leave of
the Court only from a final or other judgment of the highest Court of final
resort in a province in which judgment can be had, but subject to s. 41(3).
Moreover, there was
no jurisdiction to grant leave to appeal against the judgment of the County
Court judge. Section 41(1) does not say the highest Court of final resort
in a province in which judgment “was had” but in which judgment “can be had in
the particular case”, which meant, in this case, the Court of Appeal for
Ontario.
Per Fauteux,
Abbott and Judson JJ.: This Court had not jurisdiction to grant leave to appeal
from either the judgment of the Court of Appeal or that of the County Court.
In 1949, by
introducing, in s. 41(1), the words “in which judgment can be had in the
particular case sought to be appealed”, Parliament indicated that the Court
referred to was the highest Court of final resort in the particular case and
not generally. There could be only one Court so qualifying in a province. It
could not be suggested that the Court of Appeal was not constituted by s.
743(1) of the Code as the highest Court of final resort in the province, in
which judgment could be had in this case. The suggestion that the Court of
Appeal disqualified itself as such highest Court by refusing leave and thereby
qualified the County Court, could not be entertained. Section 41(1) refers
to the Court which, under statute and not as a result of the proceedings made
thereunder, is the highest Court in the particular case.
[Page 454]
The judgment of the
Court of Appeal, which in this case was the highest Court of final resort, was
not appealable under s. 41. It was not a judgment determining an appeal but a
judgment refusing leave to appeal and as such was not within the terms of s.
41(3). Nor did it come within s. 41(1). The proposition that judgments not
within the scope of s. 41(3) were necessarily embraced in s. 41(1) was ruled
out in Goldhar v. The Queen, supra.
Per Cartwright,
Martland and Ritchie JJ., dissenting: The order sought to be appealed
was a “judgment” within the meaning of s. 2 of the Supreme Court Act and
had the effect of “affirming a conviction¼
of an offence other than an indictable offence.” That judgment came within the
latter words of s. 41(3) and the provisions of s. 41(1) and could be the
subject of an appeal to this Court since, in taking the position that as the
outcome of the appeal was a foregone conclusion it would serve no useful
purpose to grant leave, the Court of Appeal decided the question of law before
it on the merits. The circumstances of this case were such as to make the
reasoning employed in Lane v. Easdaile, [1891] A.C. 210, inapplicable.
It was quite legitimate, in a case such as the present, to raise in the notice
of appeal to the County Court the broader issue of whether or not the accused
had been wrongly convicted. R. v. Bamsey [1960] S.C.R¼; R. v. Dennis [1960] S.C.R. Leave to appeal
to this Court should therefore be granted, the appeal should be allowed, and as
s. 46 of the Supreme Court Act is capable of being construed, and in
this case should be so construed, as empowering this Court to give the judgment
on the merits “that the Court, whose decision appealed against, should have
given or awarded”, the case should be remitted to the County Court judge to be
heard on appeal by way of trial de novo.
Per Cartwright
J., dissenting: Alternatively, on the assumption that the Court of
Appeal refused leave to appeal simply in the exercise of its discretion and
without having reached a decision as to how it felt itself bound to decide the
appeal on the merits, this Court had jurisdiction to grant leave to appeal from
the judgment of the County Court Judge.
Section 41(3)
does not confer jurisdiction, but excepts certain matters which would otherwise
be included in the jurisdiction conferred by s. 41(1). When, in 1949,
Parliament for the first time introduced the words “in which judgment can be
had in the particular case sought to be appealed to the Supreme Court”, it
intended to give to this Court power to grant leave to appeal from the judgment
of whatever Court in the Province had become the highest Court of final resort
in which judgment could be had in the particular case, regardless of whether
that Court was or was not the highest Court of appeal having jurisdiction
generally in the Province. In the present case, the judgment of the County
Court judge was one affirming a conviction of an offence other than an
indictable offence and the leave sought was to appeal from that judgment on a
question of law and jurisdiction. There was therefore, under the combined
effect of s. 41(1) and s. 41(3) jurisdiction since that judgment became that of
the highest Court of final resort in this particular case when the Court of
Appeal, as is assumed, in the exercise of its discretion, refused to grant
leave. Leave should be granted and the appeal allowed.
[Page 455]
APPLICATION for
leave to appeal from refusal of Court of Appeal to hear appeal or alternatively
from dismissal of appeal by County Court judge in a summary conviction matter. Application
dismissed, Cartwright, Martland and Ritchie JJ. dissenting.
G.D. Finlayson, for the appellant.
W.C. Bowman, Q.C., for the respondent.
The judgment of
Taschereau and Abbott JJ. was delivered by
TASCHEREAU J.:—The
appellant was charged that on or about the third day of October, 1958, at
the Town of Brockville in the United Counties of Leeds and Grenville, while his
ability to drive a motor-vehicle was impaired by alcohol or a drug, he did unlawfully
drive his motor‑car, contrary to s. 223 of the Criminal Code of
Canada,
In view of the
election which was made by the prosecutor not to proceed under Part 17 of the Criminal
Code, the trial was held under Part 24 (Summary Convictions). Magistrate
Gordon H. Jermyn found the accused guilty of the said offence, ordered
that he be detained in the County gaol at Brockville for the term of three
days, ordered him to pay a fine of $100, and prohibited the accused from
driving a motor-vehicle on the highway in Canada for a period of six months.
The accused, then,
appealed to the County Court Judge, and the reasons for the appeal were the
following:
1. That the conviction
was against the evidence and the weight of evidence, and contrary to law.
2. That the learned
Magistrate applied the wrong standard of care to the facts and circumstances of
the alleged infraction.
3. On such further and
other grounds as the evidence may disclose and that the Court may permit.
The learned County
Court Judge, His Honour Judge Lewis, dismissed the appeal. Without hearing any
evidence he declined jurisdiction in view of the Crown’s preliminary objection
to the wording used in the Notice of Appeal. His honour held that the grounds
set out in cls. 1 and 3 referred
[Page 456]
to were substantially
the same as those dealt with in Regina v. Gillespie, and that the second ground of appeal was
irrelevant to an appeal from a conviction of driving while impaired. On an
application for leave to appeal, the Ontario Court of Appeal refused leave,
holding that it was bound by its own decision in Regina v. Souter, and that His Honour Judge Lewis was
right in holding that the second clause was inapplicable to an appeal of this
nature.
The appellant made an
application for leave to appeal to this Court on May 25, 1959, and the judgment
of the Court was that this application should be referred to the Court at its
sittings in October, 1959, “for disposition in the event that it is held that there
is jurisdiction in this Court to grant leave to appeal from an order of the
Court of Appeal refusing leave to appeal, or in the event that it is held that
there is jurisdiction in this Court to grant leave to appeal, from the decision
of the County Court Judge.”
The case was heard by
the Court, and the first question which has to be resolved is whether the
Supreme Court of Canada has jurisdiction under s. 41(1) or s. 41(3) of the Supreme
Court Act to hear the application for leave to appeal.
It is only under s. 41
that such a leave may be granted to the applicant. Subsection (1) of
s. 41 reads as follows:
41. (1) Subject
to subsection (3), an appeal lies to the Supreme Court with leave of
that Court from any final or other judgment of the highest court of final
resort in a province, or a judge thereof, in which judgment can be had in the
particular case sought to be appealed to the Supreme Court, whether or not
leave to appeal to the Supreme Court has been refused by any other court.
Subsection (3) to
which subs. (1) refers is in the following terms:
(3) No appeal to
the Supreme Court lies under this section from the judgment of any court acquitting
or convicting or setting aside or affirming a conviction or acquittal of an
indictable offence or, except in respect of a question of law or jurisdiction,
of an offence other than an indictable offence.
As the Criminal
Code does not provide for an appeal to this Court in summary conviction
matters, it follows that our only authority to grant leave to appeal in the
present case, if it exists, must be found in s. 41 of the Supreme Court Act
[Page 457]
Section 41(3)
permits an appeal to this Court in summary conviction matters, against a
judgment from any court acquitting or convicting, or setting aside or affirming
a conviction or acquittal, only on a question of law or jurisdiction. Our
powers are strictly limited, and we would exercise a legislative and not a
judicial power if we went beyond what Parliament has decided.
The Court of Appeal
for Ontario did not acquit or convict, did not set aside or affirm a
conviction; it simply refused leave to appeal. There is no judgment that, under
the Act, may be appealed from.
It is furthermore my
strong view, that a refusal by a Court of Appeal to grant leave to appeal is
not tantamount to a dismissal of the appeal. It simply means that the right of
appeal which does not exist as of right, but only by leave, never came into
being. A judgment on an application for leave to appeal is one judgment, and
the disposal of the case on its merits when leave has been granted is
another judgment. The refusal by the Court of Appeal to grant leave is not
a disposal of the case on its merits.
It has been submitted
that if s. 41(3) does not give jurisdiction to this Court to entertain the
present application, s. 41(1) of the Act is sufficiently wide in its terms to
allow this Court to grant the relief prayed for. In other words, if our
jurisdiction in summary conviction matters cannot be found in 41(3), it is open
to this Court to find it in 41(1).
With deference, I do
not think so. Appeals against convictions or sentence in criminal matters are
dealt with in s. 41(3). In matters of indictable offences, it confers no
jurisdiction on this Court, and we must find in the Criminal Code the
rules that govern such appeals. In summary matters, on the other hand,
jurisdiction to appeal to this Court is given in s. 41(3). It was held in Goldhar
v. The Queen, that if an appeal from a sentence was not given by
41(3), nor the Criminal Code, we could not find any authority in 41(1)
to review a sentence imposed by the Courts below. In that case it was stated by
Fauteux J. with whom all the members of the Court agreed, Cartwright J.
dissenting, that in order to determine if a convicted person could appeal
against a sentence in a matter of indictable offence, it was
[Page 458]
not permissible to
look to s. 41(1) for the authority to intervene, but only in the Criminal
Code which does not permit an appeal against a sentence.
The general
proposition that matters which are not mentioned in 41(3) must be taken to be
included in 41(1) has been ruled out in Goldhar, supra. If it were
otherwise the result would be that even if not given under 41(3), against a
judgment acquitting or convicting, or setting aside or affirming a conviction
or acquittal, in indictable offences, an appeal would, nevertheless, lie from a
judgment of the Court of Appeal, refusing leave on a mixed question of law
and fact, or on a pure question of fact. (Cr. C. 583(a)(2)).
Since no appeal is
given under 41(3) against a judgment refusing leave, it is not permissible in
my view to resort to s. 41(1) which, as I have said, gives an appeal with leave
of the Court only from a final or other judgment of the highest court of
final resort in a province in which judgment can be had, but subject to
subs. (3) of s. 41.
Moreover, it is
contended that if this Court has no jurisdiction to grant leave to appeal from
the judgment of the Court of Appeal, it has jurisdiction to grant leave to
appeal against the judgment of the County Court Judge. I think that this
proposition is untenable. The highest court of final resort in Ontario is the
Court of Appeal, which had jurisdiction, and although the matter had been
referred to it, declined to entertain the application.
Section 41(1)
states clearly that an appeal lies to this Court with leave from any final or
other judgment of the highest court of final resort in a province or a
judge thereof, in which judgment can be had in the particular case. The
section does not say “in which judgment was had”, but “can be had”, which
means “can be had” as a matter of law, and the expression “in the particular
case” means in the particular class of cases to which the case belongs. If we
were to entertain a different view, we would be confronted in this case with a
judgment of the Court of Appeal refusing leave to appeal, and a judgment of this
Court granting leave to appeal on the same matter. This would amount to a total
disregard of the jurisdiction of the Court of Appeal, and the unauthorized
bypassing of that tribunal
[Page 459]
Since writing this
judgment I had the advantage of considering the reasons of my brother Fauteux
with which I entirely agree.
I would refuse the
application for leave to appeal. It becomes therefore unnecessary to deal with
the other branches of this case.
CARTWRIGHT J. (dissenting):—I
agree with the reasons and conclusion of my brother Ritchie and would dispose
of the appeal as he proposes.
I wish, however, to
state my opinion as to the disposition which should be made of this application
on the assumption that the Court of Appeal refused leave to appeal simply in
the exercise of its discretion and without having reached a decision as to how
it felt itself bound to decide the appeal on the merits.
On this assumption,
two questions arise; the first, whether we have jurisdiction to grant leave to
appeal to this Court from the refusal of the Court of Appeal to grant the
applicant leave to appeal to it from the decision of His Honour Judge Lewis;
the second, whether we have jurisdiction to grant the alternative application
for leave to appeal to this Court from the judgment of His Honour.
I have reached the
conclusion that the second of these questions should be answered in the
affirmative and that leave to appeal to this Court from the judgment of His
Honour should be granted; consequently I do not find it necessary to answer the
first question.
The words of subss.
(1) and (3) of s. 41 of the Supreme Court Act are plain and unambiguous.
They are as follows:
41. (1) Subject
to subsection (3), an appeal lies to the Supreme Court with leave of that
Court from any final or other judgment of the highest court of final resort in
a province, or a judge thereof, in which judgment can be had in the particular
case sought to be appealed to the Supreme Court, whether or not leave to appeal
to the Supreme Court has been refused by any other court.
* * *
(3) No appeal to
the Supreme Court lies under this section from the judgment of any court
acquitting or convicting or setting aside or affirming a conviction or
acquittal of an indictable offence or, except in respect of a question of law
or jurisdiction, of an offence other than an indictable offence.
[Page 460]
It will be observed
that subs. (3) does not confer jurisdiction. It excepts certain matters which
would otherwise be included in the jurisdiction which subs. (1) confers in
terms which, when read in the light of the definitions of “judgment” and “final
judgment” contained in s. 2, could scarcely be more widely expressed. While it
appears to me to be self-evident that it is subs. (1) of s. 41 which confers
upon this Court the jurisdiction to grant leave, it may be observed that it was
so declared in the unanimous judgment of this Court in Parkes v. The Queen.
In my view, when s. 41
is considered in the light of the history of the legislation defining,
restricting and enlarging the jurisdiction of this Court it appears that the
intention of Parliament in enacting the section in its present form was to
give this Court the widest power in every case, subject only to the limitations
imposed by subs. (3) of the section, to permit a litigant, who has exhausted
all rights of appeal which are open to him in the provincial courts, to obtain
the decision of this Court. No doubt this is a jurisdiction to be exercised
with great care but, in my opinion, it ought not to be cut down by judicial
decision.
The judgment of His
Honour Judge Lewis is one affirming a conviction of an offence other than an
indictable offence and the leave sought is to appeal from that judgment on a
question of law and jurisdiction. We therefore clearly have jurisdiction under
the combined effect of s. 41(1) and s. 41(3) if the judgment of His Honour
is that of the highest court of final resort in the Province of Ontario in
which judgment can be had in this particular case. When the applicant was
convicted by the learned Magistrate he had an appeal as of right to the learned
County Court Judge, provided he followed the procedure prescribed in the Criminal
Code. When His Honour dismissed the appeal, the applicant had no further
appeal as of right; but he could not, at that point, have applied for leave to
appeal to this Court under s. 41, as it was then uncertain whether judgment
could be had in a higher court in the province. When, however, he had applied
for leave to appeal to the Court of Appeal and that Court, as is assumed, had,
in the exercise of its discretion, refused to grant leave, it was established
[Page 461]
that in the
particular case sought to be appealed to this Court the judgment of His
Honour was that of the highest court of final resort in the province in which
judgment could be had. It is nihil ad rem to point out that it would have
been otherwise if the Court of Appeal had granted leave instead of refusing it.
In this particular case that did not happen; and it is on the particular case
and not on classes of cases that s. 41(1) concentrates attention.
If there were doubt as
to the meaning of the phrase “the highest court of final resort in a province,
or a judge thereof, in which judgment can be had in the particular case sought
to be appealed to the Supreme Court”, it would be of assistance to consider the
state of the law prior to 1949 when s. 41 was first enacted in substantially
its present form by 1949 (2nd Sess.), 13 Geo. VI, c. 37, s. 2.
In International
Metal Industries Ltd. v. The Corporation of the City of Toronto, an appeal to this Court was launched
from a decision of a judge of the County Court of the County of York, affirming
an assessment of the appellant in respect of income for the year 1936. The
relevant sections of The Assessment Act, R.S.O. 1927, c. 238, gave
a right of appeal to the County Court Judge but provided that no appeal should
lie from his decision.
The respondent moved
to quash the appeal on the ground that the judgment of the County Court Judge
was not a judgment of the highest court of final resort established in the
Province of Ontario within the meaning of the Supreme Court Act, R.S.C.
1927, c. 35, ss. 35 to 41, as amended by I Geo VI, c. 42. The appeal was
quashed.
At that time s. 37(3)
read as follows:
(3) Save as
provided by this section, but subject to section forty-four, no appeal
shall lie to the Supreme Court except from the highest court of final resort
having jurisdiction in the province in which the proceedings were originally
instituted.
Duff C.J.C., at page
272, dealt with the point as follows:
In Farquharson
v. Imperial Oil Co. Strong C.J. said:
In the case of Danjou
v. Marquis, which was an appeal to this court from a judgment of the Court
of Review in the Province of Quebec, instituted before the original Act had
been amended by the addition of the provision now contained in
subsection 3 of section 26, it was held that the words ‘highest court
of last resort’ were to be
[Page 462]
construed as
meaning the highest Court of Appeal having jurisdiction generally in the
province, and not as referring to the highest Court of Appeal in the
particular case sought to be appealed; thus excluding jurisdiction in a
case in which the court of Review was by provincial legislation made the court
of last resort in the province.
The phrase
“highest court of last resort” is not distinguishable from the phrase “highest
court of final resort” in section 37(3) of the Supreme Court Act as
it now stands. The words “whether the judgment or decision in such proceeding
was or was not a proper subject of appeal to such highest court of final
resort” appearing in the section as it formerly stood were discarded as
being surplusage in the amending Act of I Geo. VI, ch. 42, s. 1.
Nevertheless, their presence in the section in its earlier form would be
sufficient to demonstrate that the words “highest court of final resort in the
province” had and have the meaning ascribed to the “highest court of last
resort” by Strong C.J. in the passage quoted.
A somewhat similar question
arose in Furlan v. City of Montreal, where leave was sought to appeal to this
Court from a judgment of Gibsone J. quashing a writ of certiorari. The relevant
sections of the Supreme Court Act were in the same form as those
considered in the International Metal case, supra. Leave was
refused on the ground that the Court had no jurisdiction to grant it.
The unanimous judgment
of the Court reads in part as follows, at page 218:
It is contended
on behalf of the applicant that it is contemplated by section 36 that an
appeal lies from a provincial court of original jurisdiction where, for the
purposes of the particular proceeding in question, there is no further
appeal. Even if there were any ambiguity in the language of that
section (and we think there is not) such ambiguity would be resolved by
the express language of section 37, subsection 3. In our opinion all
that section 36 does is to make it immaterial whether “the highest court
of final resort” has appellate or original jurisdiction, or both. In either
event there is to be no appeal except from such highest court and not merely from
a court which may be the court of last resort in any particular proceeding.
The question of
the jurisdiction of this court in a matter such as this has already been
determined adversely to the applicant’s contention by the Privy Council in James
Bay Railway Company v. Armstrong. Their Lordships in dealing with a similar
argument there said:
Now,
unquestionably, the Court of Appeal in Ontario is the highest court of last
resort having jurisdiction in the province. The High Court is not. It was
argued that in this particular case the High Court becomes ‘the highest
court of last resort’ when no appeal lies from it to the Court of Appeal, and
it is placed by statute for the purpose in hand on an equal footing with the
Court of Appeal. But their Lordships think that that result cannot be attained
without
[Page 463]
unduly straining
the words of the statute, and that, except in certain specified cases within
which the present case does not come, an appeal to the Supreme Court lies only
from the Court of Appeal.”
Since the
amendment of the Supreme Court Act in 1937, already referred to, this
court has decided the same point in a similar sense in International Metal
Industries Limited v. The Corporation of the City of Toronto.
It will be observed
that in both of these cases and in the case of James Bay Railway v.
Armstrong, quoted in the latter case, it had been submitted
that an appeal lay to this Court provided that the judgment sought to be
appealed was that of the highest court in which judgment could be had in the
particular case, and, on the then wording of the Act, this submission was
uniformly rejected. This appears particularly from the words, in the quotations
above, which I have italicized.
The conclusion appears
to me to be inescapable that when in 1949 Parliament for the first time
introduced the words which appear in s. 41(1) “in which judgment can be had in
the particular case sought to be appealed to the Supreme Court” it did so
with the intention of changing the law which had been declared in the cases
cited and of giving to this Court power to grant leave to appeal from the
judgment of whatever court in the Province has become the highest court of
final resort in which judgment can be had in the particular case, regardless of
whether that court is or is not the highest court of appeal having jurisdiction
generally in the province.
Having concluded that
we have the necessary jurisdiction, I would, always on the assumption made
above, have granted leave to appeal from the judgment of His Honour Judge
Lewis, and would have allowed the appeal on the merits for the reasons given by
my brother Ritchie.
It is because one of
the bases (the most favourable from the point of view of the Crown) on which
the appeal was argued was that the Court of Appeal refused leave simply in the
exercise of its judicial discretion that I have examined the question as to
how, on that basis, the appeal should be dealt with. In so doing I arrive at
the same result as that reached by my brother Ritchie and I rest my judgment on
the grounds above set out as well as on the reasons which
[Page 464]
he has given. I wish,
however, to make it plain that in the peculiar circumstances of the case before
us it is my opinion that the view of my brother Ritchie as to what was done by
the Court of Appeal is the right one. We are concerned with substance rather
than form.
I would dispose of the
appeal as proposed by my brother Ritchie.
The judgment of
Fauteux, Abbott and Judson JJ. was delivered by
FAUTEUX J.:—The facts
pertaining to the consideration of this case are detailed in the reasons for
judgment of other members of the Court and need be stated here only briefly.
An appeal sought by
Paul to the County Court from a conviction under Part XXIV of the Criminal
Code was dismissed for want of jurisdiction, the grounds raised in the
notice of appeal being considered insufficiently stated. Leave to appeal from
that judgment to the Court of Appeal for Ontario was sought but refused, the
members of the Court indicating orally that the Court was bound by its prior
decisions with respect to the point decided by the County Court in conformity
with these decisions. An application was then made for leave to appeal to this
Court, either from the judgment of the Court of Appeal or alternatively from
the judgment of the County Court. This application, allegedly made under s. 41
of the Supreme Court Act, was, upon first being considered, referred to
the Bench hearing appeals on the merits, for disposition of the appeal itself
in the event that our jurisdiction to grant leave from either the judgment of
the Court of Appeal or that of the County Court, should be found to exist.
The primary question
is that of our jurisdiction. The relevant parts of s. 41 read as follows:
41. (1) Subject
to subsection (3), an appeal lies to the Supreme Court with leave of that
Court from any final or other judgment of the highest court of final resort in
a province, or a judge thereof, in which judgment can be had in the particular
case sought to be appealed to the Supreme Court, whether or not leave to appeal
to the Supreme Court has been refused by any other court.
(2) Leave to
appeal under this section may be granted during the period fixed by
section 64 or within thirty days thereafter or within such further
extended time as the Supreme Court or a judge may either before or after the
expiry of the said thirty days fix or allow.
[Page 465]
(3) No appeal to
the Supreme Court lies under this section from the judgment of any court
acquitting or convicting or setting aside or affirming a conviction or
acquittal of an indictable offence or, except in respect of a question of law
or jurisdiction, of an offence other than an indictable offence.
The judgment from
which an appeal may lie with leave under s. 41(1) is the judgment of the highest
court of final resort in a province,¼, in which
judgment can be had in the particular case. That there can be only one
Court in a province qualifying as “the highest court of final resort¼in which judgment can be had in the particular case”,
and that the identification of such a Court, in any particular case, can only be
ascertained by reference to the Act or Acts relevant to the case under
consideration, goes without saying. Depending upon the law governing in the
particular case, that highest Court of final resort in a province may be the
Court of Appeal or may be a Court of lower jurisdiction if the judgment of the
latter Court is not appealable to another Court in the province. In a criminal
matter such as the one here involved, the Criminal Code governs and s.
743(1) thereof gives an appeal with leave to the Court of Appeal of the
province. No one suggests that the Court of Appeal is not constituted by that
section the highest Court of final resort in the province, in which
judgment can be had in this case. However, it is said that the dismissal, by
the Court of Appeal, of the motion for leave to appeal, had two consequences:
it disqualified the Court of Appeal as the highest Court of final resort in the
province and qualified the County Court as such. Thus, and on this view of the
matter, the nature of the judgment rendered in this case by the highest Court
of final resort, the Court of Appeal, becomes the determining factor of the
question. With deference, I am unable to agree with this suggestion. The true
test, in my opinion, is not one of result, i.e. the actual fate of the
proceedings legally taken before the Court of Appeal, but whether the Court of
Appeal is, in this case, the highest Court of final resort in the province, in
which these proceedings could be taken.
The cases of International
Metal Industries Limited v. The Corporation of the City of Toronto, Furlan v. City of Montreal, as well as the authorities quoted therein,
and the
[Page 466]
law under which they
were decided as well as the subsequent amendment thereto have been considered
but, in my view, supply no support for the proposition advanced for the
appellant. When the above cases were decided, the relevant law was contained in
s. 37(3) reading as follows:
(3) Save as
provided by this section, but subject to s. 44, no appeal shall lie to the
Supreme Court except from the highest court of final resort having jurisdiction
in the province in which the proceedings were originally instituted.
What these cases
decided is that the highest Court of final resort referred to in this
section was the Court which is generally, and not in a particular case,
the highest Court of final resort in the province, i.e. the Court of Appeal. By
introducing, in 1949, the following words in s. 41(1) “in which judgment can be
had in the particular case sought to be appealed to the Supreme Court”,
Parliament indicated that the Court referred to in this amendment was the
highest Court of final resort in the particular case and not generally.
Section 41(1)
refers to the Court which, under statute and not as a result of the
proceedings made thereunder, is the highest Court of final resort in the
province in the particular case.
With deference, the
suggestion that the County Court must, from the date of the dismissal by the
Court of Appeal of the motion for leave to appeal be considered in this case as
the highest Court of final resort brings a rather novel situation in appellate
proceedings. For on the view that the judgment of the County Court is the
judgment to be appealed to this Court, the delays within which proceedings in
appeal to this Court are to be made, must, by force of s. 41(2) and s. 64 of
the Supreme Court Act, be computed from the date of the signing or entry
or pronouncing of the judgment of the County Court. Thus time for the exercise
of the right of appeal begins to run while this conditional right does not yet
exist and while it is still problematical whether it will ever exist.
Agreeing as I do that
the highest Court of final resort in the province, in this particular case, is
the Court of Appeal, the next point to consider is whether the judgment of that
Court, which is here sought to be appealed, is appealable under s. 41.
[Page 467]
As pointed out by our
brother Taschereau, the judgment of the Court of Appeal is not a judgment
determining an appeal but a judgment refusing leave to appeal and as such not
within the terms of s. 41(3). The question is then whether it comes within s.
41(1). The proposition that judgments which are not within the scope of s.
41(3) are necessarily embraced in s. 41(1) has been ruled out in the Goldhar
case, where a strict adherence to the rule of
literal construction of s. 41 was, in the matter, shown to lead to repugnancy.
Such a result would equally obtain if the judgment refusing leave to appeal, in
this case, was held to come within s. 41(1). For on the same reasoning, one
would have to hold that, for indictable offences, s. 41(1) authorizes an appeal
to this Court from a judgment of the Court of Appeal refusing leave to appeal
to its Court from the verdict or judgment of first instance on grounds of mixed
law and facts or pure facts. Such a jurisdiction would be inconsistent with the
limitation of our jurisdiction to pure questions of law in criminal appeals
from convictions or acquittals of offences.
For all these reasons,
I agree that this appeal should be dismissed for want of jurisdiction.
The judgment of
Martland and Ritchie JJ. was delivered by
RITCHIE J. (dissenting):—The
applicant in this case, having been charged with driving a motor vehicle while
his ability to do so was impaired, was proceeded against by way of summary conviction
before Magistrate Gordon M. Jermyn, and having been arraigned and pleaded “not
guilty” he was tried, convicted and sentenced to be imprisoned for three days
and to pay a fine of $100 together with costs and also to be prohibited from
driving a motor vehicle on the highway in Canada for six months from the date
of conviction. From this conviction the applicant gave Notice of Appeal to the
County Court of the United Counties of Leeds and Grenville setting forth
therein the following grounds of appeal:
1. That the
conviction was against the evidence and the weight of evidence and contrary to
law.
[Page 468]
2. That the
learned magistrate applied the wrong standard of care to the facts and
circumstances of the alleged infraction.
3. On such
further and other grounds as the evidence may disclose and this court doth
permit.
At the hearing in the
County Court, objection was taken by counsel for the Crown that these grounds
of appeal were not sufficient to comply with s. 722(1) (a) (i) of
the Criminal Code, and that the County Court, therefore, had no
jurisdiction to hear the appeal. After hearing argument of counsel, the learned
County Court judge delivered reasons for judgment in which he made reference to
the cases of Regina v. Souter, Regina v. Wisnoski and Regina v. Gillespie, and concluded by saying,
I find that the
preliminary objection is well taken and on the preliminary objection I must
dismiss the appeal for want of jurisdiction.
From this decision the
applicant gave Notice of Application for Leave to Appeal to the Court of Appeal
for Ontario upon the grounds following:
1. The learned
County Court judge on appeal erred in finding that there were not sufficient
grounds set forth in my Notice of Appeal to comply with s. 722 of the Criminal
Code.
2. The learned
County Court judge on appeal erred in finding that he had no jurisdiction to
hear the said appeal by way of trial de novo.
The order of the Court
of Appeal for Ontario, made on the return of this notice, directed “that leave
to appeal should be and the same was thereby refused”. Although no written
reasons were given for this decision, an affidavit has been filed by the
solicitor for the applicant as a part of the appeal case before this Court in
which he states that
I am advised by
counsel who appeared on his (Paul’s) behalf and verily believe that leave to
appeal was refused without written reasons being given on the grounds that the
court felt it was bound by its previous decision in Regina v. Souter (1959)
O.W.N. 40.
As will hereafter
appear, this statement of fact is not disputed by counsel for the respondent.
[Page 469]
Application for leave
to appeal from the judgment of the Court of Appeal for Ontario or alternatively
from the said County Court was made to this Court on May 25, 1959, upon the
following questions of law and jurisdiction:
1. Was the Court
of Appeal for Ontario right in holding that there were not sufficient grounds
set forth in the Notice of Appeal before His Honour, Judge Lewis, to comply
with s. 722 of the Criminal Code?
2. Was the Court
of Appeal for Ontario right in holding that His Honour, Judge Lewis, on appeal,
had no jurisdiction to hear the said appeal by way of trial de novo?
and in the
alternative, upon the following questions of law and jurisdiction:
1. Was the
learned County Court judge on appeal right in holding that there were not
sufficient grounds set forth in the Notice of Appeal to comply with s. 722 of
the Criminal Code?
2. Was the
learned County Court judge on appeal right in holding that he had jurisdiction
to hear the said appeal by way of trial de novo?
On June 25, 1959, by
order of this Court, the above applications for leave to appeal were adjourned
to the sittings of the Court commencing in October 1959, and it was further
ordered that these applications be
referred to this
Court at its sittings in October 1959 for disposition in the event that it is
held that there is jurisdiction in this Court to grant leave to appeal from an
order of the Court of Appeal refusing leave to appeal or in the event that it
is held that there is jurisdiction in this Court to grant leave to appeal from
the decision of the County Court judge.
Sections 41(1)
and 41(3) of the Supreme Court Act, pursuant to the provisions of which
leave to appeal is now sought, read as follows:
41. (1) Subject
to subsection (3), an appeal lies to the Supreme Court with leave of that
Court from any final or other judgment of the highest court of final resort in
a province, or a judge thereof, in which judgment can be had in the particular
case sought to be appealed to the Supreme Court, whether or not leave to appeal
to the Supreme Court has been refused by any other court.
* * *
(3) No appeal to
the Supreme Court lies under this section from the judgment of any court
acquitting or convicting or setting aside or affirming a conviction or
acquittal of an indictable offence or, except in respect of a question of law
or jurisdiction, of an offence other than an indictable offence.
[Page 470]
“Judgment” is defined
by s. 2(d) of the Supreme Court Act as follows:
“judgment,” when
used with reference to the court appealed from, includes any judgment, rule,
order, decision, decree, decretal order or sentence thereof; and when used with
reference to the Supreme Court, includes any judgment or order of that Court;
I am of opinion that
the order sought to be appealed from in this case is a “judgment” within the
meaning of s. 2(d) of the Supreme Court Act and
that it has the effect of “affirming a conviction¼
of an offence other than an indictable offence”. If it can also be
said that the judgment is one “in respect of a question of law” and that it
constitutes a determination of the merits of the questions raised by the Notice
of Application for Leave to Appeal, then I am of the opinion that it comes
within the latter words of s. 41(3) and the provisions of s. 41(1) of the Supreme
Court Act and can be made the subject of an appeal to this Court if it is
considered an appropriate case in which to grant leave so to appeal.
Section 743 of
the Criminal Code provides in part as follows:
743. (1) An
appeal to the court of appeal, as defined in section 581, may, with leave
of that court, be taken on any ground that involves a question of law alone,
against
(a) a
decision of a court in respect of an appeal under section 727¼
In my opinion this
section confers on the Court of Appeal a discretionary power to determine
whether or not leave should be granted by that court in such a case as the
present, and if it could be said that leave had been refused in this case
simply in the exercise of that discretion then different considerations would
apply. In the present case, however, it has been made to appear in this Court
to my satisfaction that the learned judges of the Court of Appeal took the
position that they were required to decide the questions of law sought to be
raised by the application for leave to appeal adversely to the applicant in accordance
with the earlier
[Page 471]
decision of that court
in Regina v. Souter, supra, and that as the outcome of the appeal was a
foregone conclusion it would serve no useful purpose to grant leave for it to
be heard.
In taking this
position the Court of Appeal, in my opinion, decided the question of law raised
before it on the merits and reached the same conclusion for the same reasons as
it would have done if leave had been granted. The fact that formal expression
was given to this decision by the granting of an order refusing leave to appeal
does not detract from the result which is that for all practical purposes the
merits of the appeal have been heard and determined. The Criminal Appeal Rules
applicable in the Province of Ontario in such cases and to which further
reference will hereafter be made provide that on an application for leave to
appeal to the Court of Appeal for Ontario, if that court
is of opinion
that leave should be granted, the court may thereupon and without further delay
hear the appeal upon its merits (Rule 19).
As has been said, the
effect of the order granted in the present case was to dispose of the merits of
the appeal without having granted leave, and I am of opinion that in a proper
case leave should be granted to appeal to this Court from such an order. In the
present case the order from which leave to appeal is sought is based on an
earlier decision of the Court of Appeal for Ontario (Regina v. Souter,
supra) which is at variance with decisions of some courts of other
provinces and indeed somewhat difficult to reconcile with another decision of
the same court to the opposite effect (R. v. Kuusela) and it cannot be overlooked that
the liberty of the applicant is involved in these proceedings.
It is true that in
this case we are deprived of the benefit of having any written or recorded
reasons of the Court of Appeal before us and that the formal record of the
decision of its learned members is limited to the certificate of the Assistant
Registrar of that Court which reads:
This Court did
order that leave to appeal should be and the same was thereby refused.
[Page 472]
However, we have been
furnished not only with the affidavit of the applicant’s solicitor which is
referred to above but also with the following statement in the factum filed on
behalf of the Attorney-General for Ontario whose representative appeared for
the respondent herein:
The issue is
whether the Court of Appeal was right or wrong in refusing leave. In the
present case the position of the Court of Appeal was that the point in issue
had already been decided by it and that the appeal, if leave were granted, must
inevitably be dismissed. Therefore, to grant leave would serve no useful
purpose. In refusing leave, the Court of Appeal followed the principle
enunciated by Chief Justice Duff in Laing v. The Toronto General Trusts,
(1941) S.C.R. 32 dealing with a motion to quash an appeal, at p. 34:
“And it is also
the settled course of this court that when on a motion to quash it plainly
appears to the court that the appeal is one, which, if it came on in the
ordinary way, must be dismissed, the court will on that ground quash the
appeal.” (The italics are mine.)
It has been very
forcefully argued on behalf of the respondent that it would be inappropriate
for this Court to grant leave to appeal from an order which takes the form of a
refusal to grant leave by the Court of Appeal, and it was argued that the
reasoning contained in the judgment of Lord Halsbury in Lane v. Esdaile, applied to the present circumstances and
that the granting of such leave by this Court would defeat the very purpose of
requiring leave to be granted by the Court of Appeal before asserting an appeal
under s. 743 of the Criminal Code and that it would open the way to
appeals being heard in this Court from the refusal of a provincial Court of
Appeal to grant leave to appeal on questions of fact and of mixed fact and law
in cases of indictable offences sought to be appealed under s. 583(a)
(ii) of the Criminal Code which latter result was never intended by the
legislature.
In my view the
circumstances of this case are such as to make the reasoning employed in Lane
v. Esdaile, supra, and the above arguments which are based, in part
thereon, inapplicable. In that case what was decided by the House of Lords was
that where the Court of Appeal had exercised its discretion by refusing to
grant leave to appeal after the time limited therefor had expired, its
decision was not susceptible of further appeal under the provisions of the Appellate
[Page 473]
Jurisdiction Act,
1876. It will be noted
that the decision of the Court of Appeal there under consideration did not turn
on the merits of the case which were overwhelmingly in the appellant’s favour
but rather on the ground that
if people have
deliberately elected to let the time for appealing go by, the Court should not
give them leave to appeal without special circumstances. (Per Lindley L.J. in Esdaile
v. Payne, 40 Ch. D. 520 at 535.)
In the present case,
as has been said, although the order from which leave to appeal is now sought
is in form simply an order refusing leave to appeal to the Court of Appeal, it
is apparent from what has been said by both counsel that the merits of the
questions raised were considered and found wanting because the learned judges
of the Court of Appeal felt that the decision of that court in Regina v.
Souter, supra, governed the circumstances. There would have been no
difference in principle if the learned judges of the Court of Appeal had
treated the questions as being governed by their view of some general principle
of law. That such a decision is not one made in the exercise of judicial
discretion is clear from what was said by Cannon J. in Glesby v. Mitchell, where the question was whether an order
of a provincial Court of Appeal directing a new trial was made in the exercise
of the discretion of that court, and Cannon J. said:
These two learned
judges exercised not a discretion but considered themselves bound by their
previous decision and their interpretation of certain rules of law.
As has been indicated,
I would grant leave to appeal to this Court in the present case, but it should
be clearly understood that this decision is strictly confined to the
circumstances here disclosed and is based on the assumption that the Court of
Appeal dealt with and disposed of the merits of the questions of law raised
before it on the application for leave to appeal to that court as fully and
effectually and for the same reasons and with the same result as they would
have done if leave to appeal had been granted. The granting of this application
is not to be construed as a review of the discretion vested in the Court of
Appeal by s. 743 of the Criminal Code and can have no bearing on the
right of the Court of Appeal to refuse leave to appeal in indictable
[Page 474]
offence cases under s.
583(a) (ii) because what is at issue here is a question of law and cases
sought to be appealed under that section are concerned with fact or mixed
fact and law. Nor can it be said that the considerations governing this case
could apply to an application for leave to appeal to this Court from an order granting
leave to appeal to the Court of Appeal because the effect of such an order
can only be to pave the way for the questions of law to be decided on the
hearing, and such an order cannot, therefore, have the effect of determining
the merits of the appeal.
The real question of
law raised by the grounds upon which leave is now sought is whether or not the
grounds set forth in the Notice of Appeal from the summary conviction court were
sufficient to comply with s. 722 of the Criminal Code and to clothe the
County Court judge with jurisdiction to hear the appeal by way of trial de
novo.
As will be seen from
what has been said in the cases of Regina v. Harry P. Bamsey and Regina v. Raymond John Dennis, I take the view that the provisions of
s. 720 of the Criminal Code accord a right of appeal to any “defendant
in proceedings under this Part (Part XXIV)” provided that s. 722 is complied
with, and I am further of opinion that the grounds of appeal referred to in s.
722(a) (ii) are not required to be set forth with the same particularity
as in appeals in indictable offences.
An appeal to the Court
of Appeal in the case of an indictable offence is, except in a restricted
number of cases, largely based upon the record of what has taken place in the
court below and the grounds of appeal in such cases are, generally speaking,
concerned with specific errors which are alleged to have occurred in the
conduct of the trial. As the decision of the Court of Appeal is likely to turn
on whether or not the errors so alleged justify the quashing of the conviction
or the granting of a new trial, it is, of course, necessary that the grounds
set forth in the Notice of Appeal should detail the errors upon which reliance
is to be placed in such manner as to inform the respondent of the issues to be
met on the appeal and to afford him an opportunity to prepare his case
accordingly.
[Page 475]
In the case of an
appeal by way of trial de novo under s. 727 the Appeal Court is not in
the least concerned with specific errors in the conduct of the first trial for
the very good reason that its decision must be based upon the evidence
introduced at the second one, and, accordingly, it is, in my opinion, quite
legitimate, in a case such as the present, for the Notice of Appeal under s.
722 to confine itself to raising the broader issue of whether or not the
accused has been wrongly acquitted or convicted. I venture to say that the
realities of the situation in such cases very often are that an accused who
considers himself to have been wrongly convicted is simply launching his appeal
in the hope that another judge may take a different view of the evidence from
that taken by the magistrate who convicted him, and as I consider that an
accused is entitled to do this under the provisions of ss. 722 to 727 of the Criminal
Code I am of opinion that by saying “that the conviction was against the
evidence and the weight of evidence and contrary to law” the applicant in this
case has sufficiently designated the grounds upon which he seeks relief.
Notwithstanding the
above, I am far from being of opinion that the statement of grounds required by
s. 722 is a mere empty formality. As will appear from what has been said in the
case of Regina v. Bamsey, supra, I consider that grounds which are
obviously irrelevant, frivolous or irreconcilable with the record of the plea
in the court below are unacceptable and that if the ground of appeal is that
the accused wrongly or mistakenly pleaded guilty in the court below, the
reasons which he proposes to urge for being allowed to change his plea in the
Appeal Court should be set forth in the Notice of Appeal. I am also of opinion
that if the appeal is based upon questions of law, those questions should also
be set out in the Notice of Appeal and it is not enough for the applicant to
simply say that the conviction was “contrary to law”.
An example of a ground
of appeal which does not meet the requirements of s. 722 because of irrelevance
is afforded by the second ground set forth in the applicants Notice of Appeal
from the summary conviction court in this case. By that ground the applicant
alleged that the magistrate
[Page 476]
“applied the wrong
standard of care to the facts and circumstances of the alleged infraction” and
as it was not “standard of care” but “degree of intoxication” which was at
issue before the magistrate, this ground is bad on its face, not because it is
lacking in particularity but because it is meaningless in the context in which
it is employed.
It will be seen from
the above that I do not agree with the decision of the Court of Appeal for
Ontario in Regina v. Souter, supra, and that I am of opinion that the
first ground of appeal set forth in the Notice of Appeal to the County Court in
this case was effective to clothe the County Court judge with jurisdiction to
hear the appeal by way of trial de novo.
The appeal should,
therefore, be allowed, but there remains to be considered the question of what
order this Court is entitled to grant in the circumstances.
The Criminal Appeal
Rules applicable in the Province of Ontario in such cases (see ss. 586 and 743
of the Criminal Code) include the following:
RULE 19:
Where upon an
application for leave to appeal the court is of the opinion that leave should
be granted, the court may thereupon and without further delay hear the appeal
upon its merits or may, if it sees fit, direct the case to be placed upon the
list for hearing at such future time as the court may determine.
Section 46 of the
Supreme Court Act provides that:
The Court may
dismiss an appeal or give the judgment and award the process or other
proceedings that the court, whose decision is appealed against, should have
given or awarded.
Without having any
further material before it and without it being necessary for the applicant to
file a Notice of Appeal, the Court of Appeal in the present case could, and in
my opinion should, have heard and allowed the appeal on its merits and the
judgment which should have been given was to order the case to be remitted to
the County Court.
What has been said by
counsel enables me to conclude that what in fact happened was that the Court of
Appeal reached a decision upon the merits of the appeal, and although its
judgment took the form of an order refusing leave to appeal it was in fact a
judgment on the merits. I
[Page 477]
am of opinion that s.
46 of the Supreme Court Act is capable of being construed and on the
particular facts of this case should be construed as empowering this Court to
give the judgment on the merits “that the court, whose decision is
appealed against, should have given or awarded”.
I would accordingly
allow the appeal, set aside the orders of the Court of Appeal and the County
Court judge and remit the case to the County Court judge to be heard on appeal
by way of trial de novo.
Application for leave
to appeal dismissed, CARTWRIGHT, MARTLAND and RITCHIE JJ. dissenting.
Solicitors for the applicant: Stewart, Corbett &
Musclow, Brockville.
Solicitor for the respondent: The Attorney-General
for Ontario.
(1958), 26 W.W.R. 36, 119
C.C.C. 192, 29 C.R. 44.
[1959] O.W.N. 40, 123
C.C.C. 393, 29 C.R. 306.
[1959] O.W.N. 40, 123
C.C.C. 393, 29 C.R. 306.
(1957), 23 W.W.R. 217, 26
C.R. 392.
(1958), 26 W.W.R. 36, 119
C.C.C. 192, 29 C.R. 44.
[1959] O.W.N. 136, 123
C.C.C. 401, 30 C.R. 130.
[1891] A.C. 210 at 211 et
seq.
[1960] S.C.R¼, 125 C.C.C. 329, 32 C.R. 218.
[1960] S.C.R¼, 125 C.C.C. 321, 32 C.R. 210.