Supreme Court of Canada
The Queen v. George, [1960] S.C.R.
871
Date: 1960-11-21
Her Majesty
The Queen Appellant;
and
Baptiste
Roosevelt William George Respondent.
1960: June 7; 1960: November
21.
Present: Taschereau, Locke,
Fauteux, Martland and Ritchie JJ.
ON APPEAL FROM THE COURT OF
APPEAL FOR BRITISH COLUMBIA
Criminal law—Robbery with
violence—Acquittal on ground of drunkenness rendering accused incapable of
forming specific intent to commit robbery—Omission of Crown to raise issue of.
included offence of common assault at trial—Drunkenness as a defence to a
charge of common assault—Mens rea—Criminal Code, 1953-54 (Can.), c. 51,
ss. 288, 569(1) (a).
Respondent was charged under s. 288 of the Criminal Code
with robbery with violence, and was acquitted by the trial judge on the ground
that he was so intoxicated as to be incapable of forming the specific intent to
commit robbery. In appealing this decision the Crown contended that the trial
judge did not consider the included offence of common assault and, in the
result, failed to direct himself with respect to the divisibility of the charge
laid and to the incidence of drunkenness as a defence to a charge of common
assault, as distinguished from a charge of robbery with violence. The appeal
was dismissed by the Court of Appeal, and the Crown then sought and obtained
the leave of this Court to appeal from that judgment.
Held (Locke J. dissenting) : The appeal should
be allowed, the verdict of acquittal with respect to common assault set aside,
and a verdict of guilty of that offence entered.
Per Taschereau and Fauteux JJ.: As provided by s.
569(1) (a) of the Code, when the commission of the offence charged, as
described in the enactment creating it or as charged, includes the commission
of another offence, the charge is divisible, and the accused may be convicted
of the offence so included, if proved, notwithstanding that the whole offence
that is charged is not proved. The King v. Wong On (No. 3), 8 C.C.C.
423; Rex v. Stewart, 71 C.C.C. 206, referred to.
In a like situation, the offence included is part of the case
which the accused has to meet under the law. The mere omission of the Crown to
raise the issue cannot per se and without more relieve the trial judge
from the duty imposed upon him under the section. The words "may
convict" give an authority which must be exercised when the
circumstances described in the section are present. Rex v. Bishop of Oxford,
(1879) 4 Q.B.D. 245, applied; Wexler v. His Majesty The King, [1939]
S.C.R. 350, distinguished.
Contrary to what is the case in the crime of robbery, where,
with respect to theft, a specific intent must be proved, there is no specific
intent necessary to constitute the offence of common assault. Here the manner
in which force was applied by the respondent to his victim was not accidental
or unintentional. Re Beard, [1920] A.C. 479, referred to.
[Page 872]
The finding of the trial judge that the accused had not the
capacity to form the specific intent to commit robbery did not justify the
conclusion reached in appeal that he could not then have committed the offence
of common assault.
Per Martland and Ritchie JJ.: Pursuant to s. 569 of the
Code the trial judge was under a duty to consider the included offence of
assault, and the fact that his report to the Court of Appeal contained a
statement "that common assault was not raised by Crown counsel at the
trial" is not sufficient ground for concluding that he did not consider
this offence.
The duty which rests upon the trial judge to consider all
included offences of which there is evidence can, in no way, be affected by the
fact that the Crown has omitted to make reference to such offences, and it
follows that where the trial judge has wrongly applied the law applicable to an
included offence the Crown is not deprived of its statutory right of appeal
because of its omission at trial to address the Court on the matter.
The offence of robbery requires the presence of the kind of
intent and purpose specified in ss. 269 and 288 of the Code, but the use of the
word "intentionally" in defining "common assault" in s.
230(a) is exclusively referable to the physical act of applying force to
the person of another.
Per Locke J., dissenting: The Crown's contention
that where a trial judge hearing a criminal charge fails not to deal with, but
to consider independently, an offence included in the offence specifically
charged, and this is done with the approval of counsel for the Crown, the
provisions of s. 584 of the Code may be invoked to again place the accused in
jeopardy, should be rejected.
The right of the Crown to appeal, while given in clear terms,
may not be exercised in all circumstances, as was decided in Wexler v. R.,
supra. To construe the section differently would mean that accused persons
could be subjected to a succession of trials for the same offence on grounds
that were not advanced at the first and succeeding previous trials, and which
the accused person had not accordingly attempted to meet. The King v. Miles,
(1890) 24 Q.B.D. 423, referred to.
Although s. 569 imposes a duty upon the judge to consider the
included offence of assault, his failure to do so does not render the
proceeding defective and a new trial necessary. The King v. Wong On, supra,
applied; The Queen v. Bishop of Oxford, supra, referred
to.
APPEAL from a judgment of the
Court of Appeal for British Columbia affirming a judgment of Morrow C.C.J. Appeal
allowed, Locke J. dissenting.
J. Urie, for the
appellant.
E. P. Newcombe and R.
Cleary, for the respondent.
The judgment of Taschereau and
Fauteux JJ. was delivered by
[Page 873]
FAUTEUX J.:—Respondent was
charged with robbery with violence and tried by Morrow C.C.J., in the County
Court of Cariboo holden at Prince George in the Province of British Columbia. In answer to the charge, the
accused raised, amongst others, the issues of identification and drunkenness.
At the end of a lengthy hearing, the trial Judge acquitted him and, in doing
so, said in part:
(i) as to identification.
I have reached the
conclusion, therefore, without any doubt, that it was the accused who committed
the offence on the night in question.
(ii) as to drunkenness.
The law seems to be that in
the case of intoxication an accused person can claim that drunkenness need not
result in absolute incapacity rendering the accused incapable of awareness of
the nature of his physical act, but it is sufficient if there is a degree of
drunkenness which renders the accused incapable of forming the specific intent
essential to constitute the crime.
I will be frank and say that
this defence of drunkenness in this instance is one that caused me much
concern. To me it is very much a border line case. That being so it is my duty
to give the accused the benefit of the doubt on the defence of drunkenness that
has been set up in my mind.
Having announced the acquittal,
the trial Judge then addressed these remarks to the accused:
You are being acquitted not
because you didn't do it—there is no doubt in my mind that you did do it—you
are being acquitted because I have found that you were so drunk on the night in
question that you were unable to form an intent to do it. In that respect, you
have been very fortunate, and perhaps fortunate in another respect in that you
were not up on a charge of murder, because anyone that tackles a man as you did
and the man survives after an attack of double pneumonia, you can only put it
down to good luck. Perhaps this will be a warning to you. The next time, you
see, you may not be so fortunate. This defence of drunkenness does not excuse a
crime, it merely is a defence under the circumstances that we have had during
this rather lengthy trial.
In the reasons for judgment,
there is nothing expressed or implied with reference to common assault, an
offence included in the major offence of robbery with violence.
The Crown appealed this decision
to the Court of Appeal for the Province, on grounds stated as follows in the
notice of appeal:
(i) The learned trial Judge
erred in holding that drunkenness was a defence to said charge at all;
(ii) In the alternative, the
learned trial Judge erred in not convicting the respondent of common assault;
(iii) The learned trial
Judge misdirected himself on the defence of drunkenness and its effect on
question of intent.
[Page 874]
In clear reference to the second
ground, the trial Judge, in his report to the Court of Appeal, stated that
common assault had not been raised by Crown counsel at the trial. From this
statement, the Crown contended in the Court below, one must infer that common
assault was not considered by the trial Judge who, in the result, failed to
direct himself with respect to the divisibility of the charge laid and to the
incidence of drunkenness as a defence to a charge of common assault, as
distinguished from a charge of robbery with violence.
In dismissing the appeal
O'Halloran J.A., with the concurrence of Bird J.A., rejected as ill-founded the
inference drawn by the Crown from the report of the trial Judge and further
expressed the view that "if the respondent could not, through the effect
of liquor, have the intent to rob, then he could not, because of liquor's
effect upon him, have the intent to assault and steal, where as here these two
essential ingredients of robbery occurred concurrently and integrated in the
robbery as charged."
Sheppard J.A. declared that if,
as suggested, the trial Judge omitted to consider the included offence of
common assault, such an omission was entirely due to the failure of Crown
counsel to raise that issue as part of the case to be met by the accused.
Assimilating such a situation to the one considered in Wexler v. His Majesty
the King,
he concurred in the dismissal of the appeal.
The Crown then sought and
obtained leave of this Court to appeal from this judgment. As stated in
appellant's factum, the questions submitted for determination are:
1. Whether or not evidence
of drunkenness falling short of insanity can be used as a defence not only to
negative the capacity of the accused to form a specific or special intent, but
also to negative the ordinary mens rea which is a constituent of all crime.
2. Whether or not the Court
of Appeal should substitute a conviction for the included offence of common
assault, or order a new trial with respect thereto, when Crown counsel at the
trial of the accused did not raise the issue of the accused's capacity to
commit the included offence of common assault.
That the trial Judge did not
consider the included offence of common assault is, in my view, the reasonable
inference flowing from his statement in the report to the Court of Appeal. This
is specially so when this statement, made in
[Page 875]
reference to the second ground
raised by the Crown in its notice of appeal, is considered in the light of the
reasons given by the trial Judge in support of the acquittal.
In the circumstances of this
case, it was the duty of the trial Judge to consider common assault. For when,
as in the present case, the commission of the offence charged, as described in
the enactment creating it or as charged, includes the commission of another
offence, the charge is divisible, and the accused may be convicted of the
offence so included, if proved, notwithstanding that the whole offence that is
charged is not proved. The law and the jurisprudence in this respect are clear.
Section 569(1) (a) Cr. C. reads as follows:
569. (1) A count in an
indictment is divisible and where the commission of the offence charged, as
described in the enactment creating it or as charged in the count, includes the
commission of another offence, whether punishable by indictment or on summary
conviction, the accused may be convicted
(a) of an offence so
included that is proved, notwithstanding that the whole offence that is charged
is not proved, or
See The King v. Wong On (No.
3);
Rex v. Stewart.
In a like situation, the offence
included is part of the case which the accused has to meet under the law. The
mere omission of counsel for the Crown to have raised the issue cannot per
se and without more relieve the trial Judge from the cardinal duty imposed
upon him under the section. This is not a civil but a criminal case. The words "may
convict", appearing in the opening phrase thereof, give an authority
which must be exercised when, as in this case, the circumstances described in
the section are present. In Reg. v. Bishop of Oxford
it was held that
so long ago as the year 1693
it was decided in the case of R. v. Barlow, that when a statute
authorizes the doing of a thing for the sake of justice or the public good, the
word "may" means "shall" and that rule has been acted upon
to the present time ….
This proposition was relied on in
Welch v. The King
where, at page 426, this Court said:
For new and extraordinary
would be a rule of construction stating that, being empowered to make an order
required by justice, a Court of justice would be free to refrain from making it
when the occasion to do so arises.
[Page 876]
With deference, the decision of
this Court in Wexler v. His Majesty the King, supra, has no application
in the matter. The question of divisibility did not arise in that case. What
the Court decided was simply that subsection 4 of section 1013 Cr.C. was not
intended to confer jurisdiction upon an appellate court to set aside a verdict
of acquittal and so entitle the Crown to an order for a new trial for the
purpose of presenting an entirely new case against the accused. Furthermore,
the circumstances which gave rise to that decision are entirely different from
those present in this case. As stated by Sir Lyman Duff, C.J., at pp. 351 and
352:
The case presented by the
Crown was that the appellant had intentionally shot the deceased Germaine
Rochon with the intention of killing her. The defence relied upon the testimony
given by the appellant himself. It was agreed by both counsel for the Crown and
for the defence, and the learned trial Judge so instructed the jury, that if
they believed the account given by the accused he was entitled to be acquitted.
I quote the words of the learned judge in which he summed up the whole matter
at the request of counsel for the defence after the jury had retired and had been
recalled:
The COURT: Gentlemen, I have
been asked by the defence attorneys, to give a further explanation on a certain
point. I have told you that, if you are satisfied with the explanation given by
the accused, that the shooting was an accident, that he was entitled to an
acquittal, but I must add—and I think I did—I must add, even on that evidence,
he is entitled to the benefit of the doubt; that is, if you are not reasonably
sure that his explanations are not true, that you must give him the benefit of
the doubt and acquit him.
That is, the accused is
entitled to the benefit of the doubt on the entire evidence. You must be
reasonably sure that he has committed the offence before finding him guilty.
We are left in no doubt that
this instruction by the learned trial judge was accepted as satisfactory by
counsel both for the Crown and for the accused and that it correctly formulated
the single issue of fact which both counsel put before the jury as the sole
issue upon which it was their duty to pass.
In the present case, the record
does not indicate any agreement between counsel, or any suggestion that robbery
was the only issue or that common assault which, under the law, was part of the
case that the accused had to meet, was excluded. Nor was there any occasion for
counsel to approve or disapprove the manner in which the trial Judge directed
himself. The Wexler case, supra, is no authority for the
proposition that the mere omission of the Crown to raise the issue of common
assault amounted to an approval of
[Page 877]
the trial Judge's failure to
direct himself in the matter or to a circumstance relieving him of the duty he
had under s. 569(1) (a).
It must then be held that the
failure of the trial Judge to consider common assault amounted to non-direction.
It follows that the appeal of the
Crown should have been allowed, unless it be shown by respondent that, but for
this error, the verdict would necessarily have been the same.
This indeed is the view which
appears to have been reached by O'Halloran and Bird JJ.A., who, as above
indicated, said in substance that if, as found by the trial Judge, the accused
did not, owing to drunkenness, have the capacity to form the specific intent
required as a constituent element of the crime of robbery, he could no more,
for the same reason, have had the intent to assault and steal.
With deference, I do not think
that this conclusion legally follows from the premises upon which it rests.
In considering the question of mens
rea, a distinction is to be made between (i) intention as applied to acts
considered in relation to their purposes and (ii) intention as applied to acts
considered apart from their purposes. A general intent attending the commission
of an act is, in some cases, the only intent required to constitute the crime
while, in others, there must be, in addition to that general intent, a specific
intent attending the purpose for the commission of the act.
Contrary to what is the case in
the crime of robbery, where, with respect to theft, a specific intent must be
proved by the Crown as one of the constituent elements of the offence, there is
no specific intent necessary to constitute the offence of common assault, which
is defined as follows in s. 230 Cr.C.:
A person commits an assault
when, without the consent of another person or with consent, where it is
obtained by fraud,
(a) he applies force
intentionally to the person of the other, directly or indirectly, or
(b) he attempts or
threatens, by an act or gesture, to apply force to the person of the other, if
he has or causes the other to believe upon reasonable grounds that he has
present ability to effect his purpose.
[Page 878]
The word
"intentionally" appearing in s. 230(a) is exclusively related
to the application of force or to the manner in which force is applied. This,
indeed, is also made clear in the French version, reading:
230. Commet des voies de
fait, ou se livre à une attaque, quiconque, sans le consentement d'autrui, ou
avec son consentement, s'il est obtenu par fraude,
a)d'une manière
intentionnelle, applique,
directement ou indirectement, la force ou la violence contre la personne
d'autrui, ou
b)tente ou menace, par un acte ou un geste, d'appliquer
la force ou la violence contre la personne d'autrui, s'il est en mesure
actuelle, ou s'il porte cette personne à croire, pour des motifs raisonnables,
qu'il est en mesure actuelle d'accomplir son dessein.
(The italics are mine).
There can be no pretence, in this
case, that the manner in which force was applied by respondent to his victim
was accidental or—excluding at the moment, from the consideration, the defence
of drunkenness—unintentional.
On this finding of fact, the
accused was guilty of common assault unless there was evidence indicating a
degree of drunkenness affording, under the law, a valid defence.
The rules for determining the
validity of a defence of drunkenness have been stated by the House of Lords in
the well known case of Beard:
(i) Insanity, whether
produced by drunkenness or otherwise, is a defence to the crime charged.
(ii) Evidence of drunkenness
which renders the accused incapable of forming the specific intent essential to
constitute the crime should be taken into consideration with the other facts
proved in order to determine whether or not he had this intent.
(iii) Evidence of drunkenness
falling short of a proved incapacity in the accused to form the intent
necessary to constitute the crime, and merely establishing that his mind was
affected by drink so that he more readily gave way to some violent passion,
does not rebut the presumption that a man intends the natural consequences of
his acts.
The first rule has no relevancy
here for there is no pretence that, owing to drunkenness, respondent was
insane, even temporarily, at the time of the assault.
The second rule was relevant and
indeed properly applied by the trial Judge who entertained a doubt on the
question whether the Crown had proved, as part of its case, that the
[Page 879]
accused had, owing to
drunkenness, the capacity to form the specific intent required in the
offence of robbery, i.e., the intent to steal.
However, and consequential to the
applicability of the rule of divisibility, the included offence of common
assault is to be considered independently of the major offence of robbery, and
the law as to the validity of a defence of drunkenness has to be related to
that particular included offence.
Hence, the question is whether,
owing to drunkenness, respondent's condition was such that he was incapable of
applying force intentionally. I do not know that, short of a degree of
drunkenness creating a condition tantamount to insanity, such a situation could
be metaphysically conceived in an assault of the kind here involved. It is
certain that, on the facts found by the trial Judge, this situation did not
exist in this case.
The accused was acquitted of the
offence of robbery, not on the ground that he could not have applied force
intentionally, but because of the doubt entertained by the trial Judge on the
question whether he had the capacity to form the specific intent required as a
constituent element for the offence of theft.
In these views, the finding of
the trial Judge that the accused had not the capacity to form the specific
intent to commit robbery did not justify the conclusion reached in appeal that
he could not then have committed the offence of common assault; nor is it shown
that, had the trial Judge considered common assault, the verdict would
necessarily have been the same.
In these circumstances, the Court
of Appeal should have allowed the appeal from the acquittal and should have
proceeded to make an order pursuant to its authority under s. 592(4) (b),
to wit, either enter a verdict of guilty with respect to the offence of which,
in its opinion, formed in the light of the law applicable in the matter, the
accused should have been found guilty but for the error in law, and pass a
sentence warranted in law, or order a new trial.
Under section 600 Cr. C., this
Court is given the authority to make any order that the Court of Appeal might
have made. At the hearing before this Court, it was intimated
[Page 880]
that should the appeal of the
Crown be maintained, this case should be finally disposed of, if possible, and
that in such event, respondent could appropriately be given a suspended
sentence.
Being of opinion that the accused
should have been found guilty of common assault, had that offence been
considered in the light of the law applicable to the facts of this case, I
would maintain the appeal, set aside the verdict of acquittal with respect to
common assault and enter a verdict of guilty of that offence. Prior to his
acquittal in the Court below, respondent has been incarcerated during a number
of weeks. It would appear more consonant with the representations made with
respect to sentence, to sentence respondent to the time already spent by him in
jail; and this is the sentence that I would pass.
LOCKE J. (dissenting) :—This
is an appeal by the Crown pursuant to leave granted by this Court from a
judgment of the Court of Appeal for British Columbia, which dismissed an appeal
from the acquittal of the respondent by His Honour Judge Morrow, Judge of the
County Court Judges' Criminal Court for the County of Cariboo, on a charge
that:
He did on the 8th day of
February, 1959, at the City of Prince
George, in the County of Cariboo, Province of British Columbia, unlawfully and by violence
steal from the person of Nicholas Avgeris the sum of Twenty-two dollars,
contrary to the form of Statute in such case made and provided.
The charge appears to have been
laid under the provisions of s. 288 of the Criminal Code. The evidence
disclosed that the respondent, an Indian, had gone on the afternoon of the day
in question to the home of Avgeris, a man 84 years of age who apparently
purchased furs, and was informed that the latter would not purchase a fisher
skin which the respondent offered for sale. Later that night, or early the next
morning, the respondent returned to the home of Avgeris demanding money,
beating him severely with his fists, breaking his nose and causing other grievous
bodily injuries and obtaining a sum of $22. According to Avgeris, the
respondent, in addition to beating him, threatened to kill him unless he gave
him money and wrenched the telephone in the house from the wall.
[Page 881]
The defence advanced on behalf of
the respondent was that he had been drinking heavily during the day, apparently
following the first occasion that he went to the house of Avgeris, and that
this reduced him to such a state that he was unable to form the intent of
committing the offence charged against him. At the conclusion of the hearing
the learned trial judge acquitted the accused, saying that while he was
satisfied that he had committed the offence he was being acquitted because:
I have found that you were
so drunk on the night in question that you were unable to form an intent to do
it.
While two questions of law were
raised in the factum filed on behalf of the Crown, only the second of these was
argued before us. This was expressed in the following terms:
Whether or not the Court of
Appeal should substitute a conviction for the included offence of common
assault, or order a new trial with respect thereto, when Crown counsel at the
trial of the accused did not raise the issue of the accused's capacity to
commit the included offence of common assault.
While the question, therefore, as
to whether the learned County Court judge was right in acquitting the
respondent of the offence charged on the ground above stated is not questioned,
some reference should be made to the evidence. The only account of what had
occurred was that given by Avgeris who described the severe beating he had
received before he gave his attacker the sum of $22. He was, however, unable to
identify the respondent. The latter, however, after his arrest gave two statements
to the Royal Canadian Mounted Police. In the first of these, which appears to
have been expressed in the language employed by the respondent, he said that he
had been drinking heavily and did not remember where he had gone but that he
had gone to a house and remembered hitting a man. In the second statement he
described in more detail his movements on the day in question, saying that he
had brought a fisher fur from Summitt Lake and had
gone to a fur buyer and tried to sell the fur to an old man who came to the
door and who said he did not want to buy it. After describing the drinking he
had done after this, he then said:
Then I blacked out and the
next thing I remember I was in a house. It was the house I was at in the
afternoon where the fur buyer lived. I remember hitting a man in this house. I
was hitting him with my fists.
I had mitts on. The person I
was hitting was old and I think he was wearing a kimona. I think it was the fur
buyer I had talked to in the afternoon. I remember seeing the same furniture in
the house then as I had seen in the afternoon. Then I don't remember anything.
The constables by whom these
statements were taken swore that they were made voluntarily, that the
respondent had been duly warned and that no promises or threats had been made
to induce him to make the statements, and the learned County Court judge
admitted both of them in evidence. They had both been signed by the respondent.
While the first statement had
been couched in the language of the respondent, the second was in the language
of the police officer who took the statement, being his interpretation of what
the respondent had said. The respondent did not deny having signed the
statements but denied having said that he remembered hitting the man and said
that the police had told him to sign the statement. The learned judge
apparently did not believe this but, while holding the second statement
admissible in evidence, said that he considered that, as it was not in the
language of the prisoner but of that of the police officer, he should not
attach any weight to it.
Section 569 of the Criminal
Code reads in part:
A count in an indictment is
divisible and where the commission of the offence charged, as described in the
enactment creating it or as charged in the count, includes the commission of
another offence, whether punishable by indictment or on summary conviction, the
accused may be convicted
(a) of an offence so
included that is proved, notwithstanding that the whole offence that is charged
is not proved.
Section 288 of the Criminal
Code, so far as relevant, reads:
Every one commits robbery
who
(a) steals, and for
the purpose of extorting whatever is stolen or to prevent or overcome
resistance to the stealing, uses violence or threats of violence to a person or
property,
(b) steals from any
person and, at the time he steals or immediately before or immediately
thereafter, wounds, beats, strikes or uses any personal violence to that
person.
That violence was used for the
purpose of extorting and stealing money from Avgeris was proved and this upon
the evidence involved an assault within the meaning of that term in s. 230 of
the Criminal Code, and an assault occasioning bodily harm within s. 231
(2).
[Page 883]
In the reasons for judgment
delivered by O'Halloran J.A., with whom Bird J.A. agreed, that learned judge
said that it followed rationally in the circumstances that the judge must also
be deemed to have found that the respondent was equally incapable, for the same
reason, of having an intent to commit an assault and that if he could not have
the intent to commit robbery he could not have the intent either to assault or
to steal, and did not say that he disagreed with this conclusion.
The offences described in subss.
(a) and (b) of s. 288 of the Code include the offence of assault
described in s. 230 and it was, in my opinion, the duty of the learned trial
judge to consider this offence upon the hearing of the charge of robbery with
violence. In view of the severity of the injuries inflicted upon Avgeris by the
brutal beating to which he was subjected, it is clear that George might
properly have been charged with assault occasioning bodily harm under s. 231.
That had not been done and that offence is not an included offence within the
meaning of s. 569. In respect of the offence charged and the offence of
assault, it was necessary to prove that force was applied intentionally and in
the case of the charge under s. 288 that it was done with intent to steal, and
the case of the Crown has been argued on the footing that it is only the latter
question that was considered by the learned judge in arriving at the conclusion
that the prisoner should be acquitted.
It is not made clear in the
reasons for judgment delivered at the trial that the learned judge had not
considered the included offence and O'Halloran and Bird JJ.A. were of the
opinion that it was to be assumed that he had done so. They do not, however,
mention the judge's report referred to by Sheppard J.A. This is required by s.
588(1) of the Code. The report is not in the case and the only information we
have relating to it is in the reasons of Sheppard J.A. who says that it
"states that common assault was not raised by Crown counsel at the
trial." In my opinion, the proper inference to be drawn from this is that
the trial judge did not consider the question of common assault and we should
deal with the appeal on that footing.
[Page 884]
The effect of the acquittal
extended to both offences and the basis of the appeal taken by the Attorney-General
to the Court of Appeal of British Columbia under the provisions of s. 584 of
the Code, in so far as the included offence of common assault was concerned,
was that the learned judge had not considered whether or not the accused was
intoxicated to such an extent that he was incapable of forming the intent to
assault Avgeris. The appeal proceeded, of necessity, on the footing that the
accused had been acquitted of the charge.
The decision to be made in these
circumstances is of general importance in dealing with the Crown's right of
appeal under s. 584 of the Code. That right was first given by the amendment of
s. 1013 of the Criminal Code effected by s. 28 of c. 11 of the Statutes
of 1930. The long-standing principle of the common law that was affected by
this enactment was stated by Hawkins J. in The King v. Miles
in the following terms:
Where a criminal charge has
been adjudicated upon by a Court having jurisdiction to hear and determine it,
that adjudication, whether it takes the form of an acquittal or conviction, is
final as to the matter so adjudicated upon, and may be pleaded in bar to any
subsequent prosecution for the same offence.
In Hawkins' Pleas of the Crown,
vol. 2, p. 515, it is stated:
The plea of autrefoits
acquit is grounded on this maxim that a man should not be brought into danger
of his life for one and the same offence more than once.
The right of appeal thus given to
the Attorney-General is a departure from this long-established principle of the
common law. The appeal is on a question of law alone. The question of whether
George was at the time of the commission of the offence capable of forming the
intent to assault Avgeris was a question of fact and not of law. The trial
judge did not consider it and this was obviously due to the fact that he was
not asked to do so by counsel for the Crown and, apparently, overlooked the
fact that the offence of common assault was included in the charge laid under
s. 288.
[Page 885]
Had the matter been tried before
a jury, it would clearly have been the judge's duty to have instructed them
that they were to consider not merely the offence of robbery with violence, but
also that of common assault. The question, and indeed the only question, that
arises on this appeal is whether in these circumstances the Crown may ask that
the accused be again placed in jeopardy.
Sheppard J.A. considered that the
question as to whether a new trial should be ordered was affected by the
decision of this Court in Wexler v. R..
In Wexler's case the charge was murder. The defence was that the shooting
was the result of an accident. The evidence of the accused was that at the time
in question he had intended to commit suicide and informed Rochon, the woman
who was killed, of his intention to do so: that she had seized hold of the
revolver to prevent this and that while they were struggling it had
accidentally discharged, killing her. The case for the Crown was that the
killing of the woman had been intentional and the jury were not charged by the
trial judge on manslaughter or upon an issue suggested on appeal that, as upon
his own admission the accused was in the course of committing the unlawful act
of suicide, the killing of the woman was murder. The jury acquitted the accused
but this verdict was set aside on appeal to the Court of King's Bench and a new
trial ordered. On the appeal to this Court the judgment at the trial was
restored.
In that case the trial judge had,
with the consent of both counsel, charged the jury that if they accepted
Wexler's account of what had occurred, they should acquit him. As a matter of
law, the jury should also have been charged upon both of the issues suggested
in this Court. These were not, of course, included offences within the meaning
of that expression in the present section 569, but were offences of which the
accused might have been found guilty if the jury reached certain conclusions on
the evidence. As all of the judgments delivered show, it was by reason of the
course of the trial that the order for a new trial was held to be error.
In the present case, the learned
judge dealt only with the charge of robbery with violence with the apparent
consent and approval of counsel for the Crown, overlooking
[Page 886]
the fact that it was his duty to
deal with the included offence. In this respect, Wexler's case touches
the matter and must be considered.
Stated bluntly, the contention of
the Crown is that where a trial judge hearing a criminal charge fails not to
deal with, but to consider independently, an offence included in the offence
specifically charged, and this is done with the approval of counsel for the
Crown, the provisions of s. 584 may be invoked to again place the accused in
jeopardy. I do not think that it was ever contemplated when the legislation was
enacted that it might be exercised in circumstances such as these.
The principle of law referred to
by Hawkins J. in Miles' case was, prior to 1930, as firmly imbedded in
the criminal law of this country as the principle that a man is to be presumed
innocent until the contrary is proven in a court of competent jurisdiction. The
right to appeal, while given in clear terms, may not be exercised in all
circumstances, as was decided by this Court in Wexler's case. To
construe the section differently would mean that accused persons could be
subjected to a succession of trials for the same offence on grounds that were
not advanced at the first trial and succeeding previous trials, and which the
accused person had not accordingly attempted to meet. The section should not be
construed as permitting in criminal prosecutions a course so contrary to this
long-established principle and, in my opinion, to the public interest.
In my opinion, the decision in The
Queen v. Bishop of Oxford,
does not affect the question. In that case a section of the Church
Discipline Act (3 & 4 Vict. (Imp.), c. 86) reading that "it shall
be lawful" in defined circumstances for the Bishop of a diocese to issue a
commission of enquiry, was held to be imperative rather than permissive. The
proceedings were instituted by a parishioner for a mandamus to the
Bishop to compel the issue of a commission to enquire into a charge made
against the rector. From this it may be suggested that the word "may"
in s. 569 should be construed as meaning "shall" and that,
accordingly, the failure of the judge to consider the included offence renders
the proceedings defective and a new trial necessary. I agree that the section
imposes such a duty
[Page 887]
upon the judge but I do not agree
that his failure to do so has the suggested consequences. It was also the duty
of the judge who presided at the trial in Wexler's case to charge the
jury that upon the evidence they might return a verdict of manslaughter or a
verdict of murder if they were of the opinion that it was while endeavouring to
commit suicide that Wexler had fired the shot that killed Rochon. The law is as
stated by Hunter C.J. in The King v. Wong On,
in these terms:
The cardinal duty of the
judge in his address to the jury is to define the crime charged and to explain
the difference between it and any other offence of which it is open to the jury
to convict the accused.
a statement concurred in by Drake
and Duff JJ. The trial judge was not relieved of that duty by the views
asserted by the counsel at the trial. The duty was not discharged but it was
held by this Court that, in the circumstances, an appeal did not lie.
As to the question of fact as to
whether the respondent was at the time capable of forming the intent necessary
to constitute the crime of assault, I express no opinion in view of my
conclusion upon the point of law.
I would dismiss this appeal.
The judgment of Martland and
Ritchie JJ. was delivered by
RITCHIE J.:—This is an appeal
from a judgment of the Court of Appeal of British
Columbia affirming the acquittal of the respondent by Morrow
C.C.J. of the charge that he did "unlawfully and by violence steal from
the person of Nicholas Avgeris the sum of Twenty-two Dollars".
The learned trial judge has found
that:
…a man of 84, was violently
manhandled by an Indian on the date noted in the Indictment …as a result of
which he was in hospital for a month. During this scuffle he was badly injured,
dumped into a bathtub and pulled out again when he agreed to give the Indian
what money he had, $22.
and he has also
…reached the conclusion …
without any doubt that it was the accused who committed the offence on the
night in question.
[Page 888]
The learned trial judge
continued:
The first statement perhaps
should be considered. It was obviously written in the words of someone who has
not had too much education. In his second paragraph after recalling the
drinking period, he said: "Then I came to and I was in house and I
remember hitting man and I don't remember where I went after."
Notwithstanding these findings,
the learned trial judge acquitted the respondent, saying:
To me it is very much a
border line case. That being so it is my duty to give the accused the benefit
of the doubt on the defence of drunkenness that has been set up in my mind.
After acquitting him, the learned
trial judge addressed the accused in part as follows:
You are being acquitted not
because you didn't do it—there is no doubt in my mind that you did do it—you
are being acquitted because I have found that you were so drunk on the night in
question that you were unable to form an intent to do it.
From this acquittal the Crown
appealed to the Court of Appeal of British
Columbia, and in rendering the decision
of the majority of that Court Mr. Justice O'Halloran said:
I am unable with respect to
accept Crown counsel's submission that in failing to convict respondent of
assault upon this charge of robbery, the learned trial Judge omitted to
instruct himself regarding any difference between the intent to commit the
robbery and a specific intent to commit assault as one of the essential
ingredients of the robbery with which he was charged.
In my judgment, with
respect, a sufficient answer thereto is; that having found the respondent so
incapacitated by liquor that he could not form an intent to commit the robbery,
it follows rationally in the circumstances here, that he must also be deemed to
have found that respondent was equally incapable for the same reason of having
an intent to commit the assault. If he could not have the intent to commit the
robbery, viz. to assault and steal as charged, then he could not have the
intent either to assault or to steal when both occurred together as charged;
the charge reads "by violence steal".
Mr. Justice Sheppard dismissed
the appeal on another ground, namely, that the Crown's case at the trial was
confined to the charge of robbery with violence, and that in any event a
conviction of assault should not be entered in the Court of Appeal without the
accused having been given an opportunity to meet that included offence as the
failure to do so in the circumstances of this case may have
[Page 889]
been due to his having been
misled by Crown counsel presenting the case as solely that of robbery with
violence.
In the course of his decision Mr.
Justice Sheppard said:
The learned trial Judge in
his report states that common assault was not raised by Crown counsel at the
trial. It, therefore, appears that the case presented by the Crown at the trial
was that of robbery with violence; that is the sole offence which the accused
was here called upon to meet.
It is to be noted that the report
of the learned trial judge was not part of the record before this Court and
this observation by Mr. Justice Sheppard is the sole reference made to it in
the course of the proceedings.
Leave to appeal to this Court was
granted pursuant to an application made on behalf of the Attorney-General of British Columbia. No appeal was taken from the acquittal of the respondent on the charge
of robbery and the first five grounds of appeal are, in large measure, devoted
to the question of whether a distinction should be drawn "between the
degree of drunkenness required to negative the existence of" that intent
which is, under the Criminal Code, an essential ingredient of the crime
of robbery and the degree of drunkenness which is necessary to negative such
intent as is an ingredient of common assault.
The sixth ground of appeal was
directed to the decision of Mr. Justice Sheppard and the appellant put the
question thereby raised in the following terms:
Whether or not the Court of
Appeal should substitute a conviction for the included offence of common
assault, or order a new trial with respect thereto, when Crown counsel at the
trial of the accused did not raise the issue of the accused's capacity to
commit the included offence of common assault.
Pursuant to s. 569 of the Criminal
Code, the learned trial judge was under a duty to direct his mind to the
"included offence" of assault, and in the absence of any evidence to
the contrary, I do not think that it should be assumed that he did not do so.
Whether or not he properly directed himself as to the effect of drunkenness in
negativing the intent to commit this offence is another question.
The report of the learned trial
judge is not before us, and, with the greatest respect for those who may take a
contrary view, I do not consider that the fact that it contains
[Page 890]
a statement "that common
assault was not raised by Crown counsel at the trial" is sufficient ground
for concluding that the learned trial judge did not consider this offence.
In my opinion, the duty which
rests upon the trial judge to direct himself with respect to all included
offences of which there is evidence can, in no way, be affected by the fact
that the Crown Prosecutor has omitted to make reference to such offences. It
follows, in my view, that in a case where the trial judge has wrongly applied
the law applicable to such an offence the Crown is not deprived of its
statutory right of appeal because of the omission of its agent at the trial to
address the Court on the matter.
The fact that the learned trial
judge found, as I think he did, that the respondent had "violently
manhandled" an old man but was not guilty of assault because he was drunk
at the time raises the question of law posed by the appellant as to whether, under
the circumstances as found by the trial judge, drunkenness is a valid defence
to common assault.
In considering the question of mens
rea, a distinction is to be drawn between "intention" as applied
to acts done to achieve an immediate end on the one hand and acts done with the
specific and ulterior motive and intention of furthering or achieving an
illegal object on the other hand. Illegal acts of the former kind are done
"intentionally" in the sense that they are not done by accident or
through honest mistake, but acts of the latter kind are the product of
preconception and are deliberate steps taken towards an illegal goal. The
former acts may be the purely physical products of momentary passion, whereas
the latter involve the mental process of formulating a specific intent. A man,
far advanced in drink, may intentionally strike his fellow in the former sense
at a time when his mind is so befogged with liquor as to be unable to formulate
a specific intent in the latter sense. The offence of robbery, as defined by
the Criminal Code, requires the presence of the kind of intent and
purpose specified in ss. 269 and 288, but the use of the word
"intentionally" in defining "common assault" in s. 230(a)
of the Criminal Code is exclusively referable to the physical act of
applying force to the person of another.
[Page 891]
I would adopt the following
passage from Kenny's Outlines of Criminal Law, 17th ed., p. 58, para. 42, as an
authoritative statement on this subject. He there says:
…in Director of Public
Prosecution v. Beard, (1920) A.C. 479 …it was laid down that evidence of
such drunkenness as "renders the accused incapable of forming the specific
intent, essential to constitute the crime, should be taken into consideration,
with the other facts proved, in order to determine whether or not he had this
intent". In such a case the drunkenness, if it negatives the existence of
the indispensable mental element of the crime "negatives the commission of
that crime". Thus a drunken man's inability to form an intention to kill, or
to do grievous bodily harm involving the risk of killing, at the time of
committing a homicide, may reduce his offence from murder to manslaughter
(which latter crime requires no more than a realization that some bodily harm
may be caused). Drunkenness may likewise show that a supposed burglar had no
intention of stealing, or that wounds were inflicted without any "intent
to do grievous bodily harm", or that a false pretence was made with no
"intent to defraud". But it must be remembered that a man may be so
drunk as not to form an intention to kill or do grievous bodily harm while yet
in sufficient control of his senses to be able to contemplate some harm and so
to be guilty of manslaughter or of an unlawful wounding.
The decision of the learned trial
judge, in my opinion, constitutes a finding that the respondent violently
manhandled a man and knew that he was hitting him. Under these circumstances,
evidence that the accused was in a state of voluntary drunkenness cannot be
treated as a defence to a charge of common assault because there is no
suggestion that the drink which had been consumed had produced permanent or
temporary insanity and the respondent's own statement indicates that he knew
that he was applying force to the person of another.
In view of the above, I would
allow the appeal, and, having regard to the circumstances mentioned by him, I
would dispose of this appeal as proposed by my brother Fauteux.
Appeal allowed, Locke
J. dissenting. Accused found guilty of common assault and sentenced to time
already spent in gaol.
Solicitor for the
appellant: V. L. Dryer.
Solicitor for the
respondent: E. A. Alexander.