Supreme Court of Canada
The Queen v. MacDonald, [1965]
S.C.R. 831
Date: 1965-06-24
Her Majesty
The Queen Appellant;
and
Robert Cecil
Macdonald Respondent.
1965: May 17, 18; 1965: June
24.
Present: Taschereau C.J. and
Cartwright, Abbott, Martland, Judson, Ritchie and Hall JJ.
ON APPEAL FROM THE COURT OF
APPEAL FOR BRITISH COLUMBIA
Criminal law—Appeals—Jurisdiction—Finding
of habitual criminal affirmed in Court of Appeal, but sentence of preventive
detention set aside—Whether Supreme Court of Canada has jurisdiction to
entertain appeal by Crown—Criminal Code, 1953-54 (Can.), c. 51, s. 667—Supreme
Court Act, R.S.C. 1952, c. 259, s. 41.
Following his conviction on a charge of theft, the respondent
was found to be an habitual criminal, and a sentence of preventive detention
[Page 832]
was imposed in lieu of the sentence imposed for the
substantive offence. The Court of Appeal affirmed the finding that the
respondent was an habitual criminal, but set aside the sentence of preventive
detention and restored the sentence of one year imposed upon him by the
Magistrate. The Crown was granted leave to appeal to this Court. The only
question raised was whether a sentence of preventive detention should be
imposed. At the hearing of the appeal the question of the jurisdiction of this
Court was raised for the first time from the Bench. The contention of the Crown
was that there was an appeal to this Court under the provisions of s. 41 of the
Supreme Court Act.
Held (Taschereau C.J. and Martland J. dissenting): The
appeal should be quashed.
Per Cartwright J.: Since the decisions of this Court in
Brusch v. The Queen, [1953] 1 S.C.R. 373 and Parkes v. The Queen
[1956] S.C.R. 134, it could not be said that any right of appeal to this Court
was conferred by the Criminal Code. An order made under Part XXI of the
Code is neither a conviction nor an acquittal of an indictable offence. If the
Crown has a right of appeal it must be found in s. 41(1) of the Supreme
Court Act. However, the power to grant the right of appeal sought by the Crown
in this case is not conferred by the general words of s. 41(1) although on
their literal meaning they would appear wide enough to comprehend it. The
construction of s. 41(1), for which the Crown contends in this case would
result in an incongruity. The case of The King v. Robinson (or Robertson),
[1951] S.C.R. 522, could not now be regarded as an authority for the existence
of jurisdiction in this Court to entertain an appeal by the Crown from a
judgment of a Court of Appeal setting aside a sentence of preventive detention.
Per Abbott, Judson, Ritchie and Hall JJ.: This Court
was without jurisdiction to entertain the appeal. Neither the Crown nor the
accused is given any right under the Criminal Code to appeal to this
Court from the disposition made of an application for preventive detention by
the Court of Appeal of a province. The sentence of preventive detention could
only have been imposed on a man who had been found to have the status of an
habitual criminal, but it was the conviction of an indictable offence which
afforded the occasion for its imposition and as this appeal is from the
sentence—the finding as to status not being an issue—it is governed by the
decision of this Court in Goldhar v. The Queen, [1960] S.C.R. 60, where
it was held that this Court has not jurisdiction to entertain an appeal against
sentence. Parliament could not have intended the anomaly which would result
from the provisions of s. 667(2) of the Criminal Code and s. 41(1) of
the Supreme Court Act, if there was an appeal to this Court at the
instance of the Crown from an order of the Court of Appeal setting aside a
sentence of preventive detention.
Per Taschereau C.J. and Martland J., dissenting:
It is clear that no appeal lies to this Court from a sentence imposed under s.
660 of the Criminal Code by virtue of the provisions of the Criminal
Code governing appeals in respect of indictable offences, for such appeals
are limited to judgments respecting convictions or acquittal of an indictable
offence. However, all the necessary elements of s. 41(1) of the Supreme
Court Act are met in this case. The decisions in Goldhar v. The Queen,
supra, and in The Queen v. Alepin Frères Ltée, [1965] S.C.R. 359, do
not preclude an appeal in the present case. A sentence under s. 660 is not
imposed as a punishment for the indictable offence, but
[Page 833]
is imposed because the accused is an habitual criminal and it
is expedient that the public be protected from him. The contention that, while
an appeal to this Court might lie in relation to the finding that the accused
is an habitual criminal, it could not lie in respect of the question as to
whether it was expedient for the protection of the public that he be sentenced,
could not be supported. There is no incongruity in permitting an appeal by the
Crown in this case. Section 41(1) of the Supreme Court Act was a means
provided by Parliament to enable this Court to deal with a situation such as
the one in this case. There is no valid reason for reading into s. 41(1) of the
Supreme Court Act a limitation as to an appeal by the Crown when a right
of appeal by the accused is well recognized. Leave having been granted, this
Court did have jurisdiction to entertain the present appeal.
As to the merits, the Court of Appeal erred when it ruled that
it could not impose a preventive sentence unless there was evidence on which a
magistrate could find beyond a reasonable doubt that it was expedient for the
protection of the public to so sentence the accused. A standard which is
applied in weighing proof of the guilt of the accused has no application to the
formulation of an opinion as to what is expedient to protect the public.
Droit criminel—Appels—Juridiction—Déclaration
que l'accusé est un repris de justice confirmée par la Cour d'Appel, mais
sentence de détention préventive mise de côte—La Cour suprême du Canada a-t-elle
juridiction pour entendre l'appel de la Couronne—Code criminel, 1953-54 (Can.),
c. 51, art. 667—Loi sur la Cour suprême, S.R.C. 1952, c. 259, art. 41.
Ayant été trouvé coupable de vol, l'intimé a
été subséquemment reconnu repris de justice et une sentence de détention
préventive lui fut imposée au lieu de la sentence qui avait été imposée pour
l'infraction dont il avait été déclaré coupable. La Cour d'Appel confirma la
déclaration que l'intimé était un repris de justice, mais mit de côté la
sentence de détention préventive et rétablit la sentence d'un an qui avait été
imposée par le magistrat. La Couronne a obtenu permission d'en appeler devant
cette Cour. La seule question soulevée était de savoir si une sentence de
détention préventive pouvait être imposée. Lors de l'audition de l'appel, la
question de la juridiction de cette Cour a été soulevée pour la première fois
par la Cour. La prétention de la Couronne était qu'il y avait appel devant cette
Cour en vertu des dispositions de l'art. 41 de la Loi la Cour suprême.
Arrêt: L'appel
doit être rejeté, le Juge en Chef Taschereau et le Juge Martland étant
dissidents.
Le Juge
Cartwright: Depuis les jugements de cette Cour dans Brusch v. The Queen,
[1953] 1 R.C.S. 373 et Parkes v. The Queen, [1956] R.C.S. 134, on ne
peut pas dire qu'un droit d'appel devant cette Cour est attribué par le Code
criminel. Une ordonnance passée en vertu de la partie XXI du Code est ni
une déclaration de culpabilité ni un acquittement d'un acte criminel. Si la
Couronne a un droit d'appel, ce droit doit se trouver dans l'art. 41(1) de la Loi
sur la Cour suprême. Cependant, le pouvoir d'accorder le droit d'appel
recherché par la Couronne dans cette cause ne se trouve pas dans les mots
[Page 834 ]
généraux de l'art. 41(1) quoique en regard de
leur sens littéral ces mots semblent avoir une étendue assez grande pour
englober ce pouvoir. L'interprétation de l'art. 41(1) telle que soutenue par la
Couronne dans cette cause aurait le résultat de créer une incongruité. La cause
de The King v. Robinson (or Robertson), [1951] R.C.S. 522, ne peut pas
maintenant être considérée comme une autorité pour l'existence de la
juridiction de cette Cour d'entendre un appel par la Couronne d'un jugement de
la Cour d'Appel mettant de côté une sentence de détention préventive.
Les Juges
Abbott, Judson, Ritchie et Hall: Cette Cour n'avait pas la juridiction
d'entendre l'appel. Le Code criminel ne donne ni à la Couronne ni à
l'accusé le droit d'en appeler devant cette Cour de la disposition faite par la
Cour d'Appel d'une province de la demande pour détention préventive. La
sentence de détention préventive ne peut être imposée qu'à une personne dont la
statut a été déclaré être celui d'un repris de justice, mais c'est la
déclaration de culpabilité d'un acte criminel qui donne ouverture à
l'imposition de cette sentence, et comme cet appel est de la sentence—la
déclaration relativement au statut n'étant pas en litige—l'appel est gouverné
par la décision de cette Cour dans Goldhar v. The Queen, [1960] R.C.S.
60, où il a été jugé que cette Cour n'avait pas juridiction d'entendre un appel
de la sentence. Le parlement n'a pas pu avoir eu l'intention de créer
l'anomalie qui résulterait des dispositions de l'art. 667(2) du Code
criminel et de l'art. 41(1) de la Loi sur la Cour suprême, s'il
existait un appel devant cette Cour de la part de la Couronne d'une ordonnance
de la Cour d'Appel mettant de côté une sentence de détention préventive.
Le Juge en
Chef Taschereau et le Juge Martland, dissidents: Il n'existe aucun appel
devant cette Cour d'une sentence imposée en vertu de l'art. 660 du Code
criminel en vertu des dispositions du Code criminel gouvernant les
appels relativement aux actes criminels, de tels appels étant limités aux
jugements relativement à une déclaration de culpabilité ou un acquittement d'un
acte criminel. Cependant, tous les éléments nécessaires de l'art. 41(1) de la Loi
sur la Cour suprême se rencontrent dans cette cause. Les décisions de Goldhar
v. The Queen, supra, et de The Queen v. Alepin Frères Ltée, [1965]
R.C.S. 359, n'empêchent pas un appel dans cette cause. Une sentence en vertu de
l'art. 660 n'est pas imposée comme punition pour un acte criminel, mais est
imposée parce que l'accusé est un repris de justice et qu'il est opportun que
le public soit protégé contre lui. La prétention à l'effet que, quoiqu'un appel
puisse exister relativement à une déclaration que l'accusé est un repris de
justice, un appel ne peut exister relativement à la question de savoir s'il est
opportun pour la protection du public qu'une sentence soit imposée, ne peut pas
être supportée. Il n'y a aucune incongruité de permettre un appel par la
Couronne dans cette cause. L'art. 41(1) de la Loi sur la Cour suprême est
un moyen prévu par le parlement pour permettre à cette Cour de disposer d'une
situation telle que celle qui se présente dans cette cause. Il n'y a en
conséquence aucune raison valide pour voir dans l'art. 41(1) de la Loi sur
la Cour suprême une restriction quant à un appel par la Couronne lorsqu'un
droit d'appel par l'accusé est reconnu. Permission d'appeler ayant été
accordée, cette Cour avait juridiction d'entendre l'appel.
[Page 835]
Quant aux mérites, la Cour d'Appel a erré
quand elle a décidé qu'elle ne pouvait imposer une sentence préventive à moins
qu'elle ne trouve une preuve sur laquelle un magistrat pourrait déclarer hors
de tout doute raisonnable qu'il était opportun pour la protection du public que
l'accusé reçoive une telle sentence. On ne peut se servir pour formuler une
opinion relativement à l'opportunité de protéger le public d'une norme dont on
se sert pour évaluer la preuve relativement à la culpabilité de l'accusé.
APPEL d'un jugement
de la Cour d'Appel de la Colombie-Britannique, mettant de côté une sentence de
détention préventive. Appel rejeté, le Juge en Chef Taschereau et le Juge
Martland étant dissidents.
APPEAL from a judgment of the
Court of Appeal for British Columbia, setting aside a sentence of preventive detention.
Appeal quashed, Taschereau C.J. and Martland J. dissenting.
W. G. Burke-Robertson,
Q.C., for the appellant.
Angus Carmichael, Q.C.,
for the respondent.
The judgment of Taschereau C.J.
and of Martland J. was delivered by
MARTLAND J. (dissenting):—This
is an appeal, brought by the Crown, pursuant to leave granted by this Court,
from a judgment of the Court of Appeal for British Columbia, which reversed
the decision of a magistrate, who had imposed a sentence of preventive
detention on the respondent pursuant to s. 660 of the Criminal Code,
which provides:
660. (1) Where an accused
has been convicted of an indictable offence the court may, upon application,
impose a sentence of preventive detention in lieu of any other sentence that
might be imposed for the offence of which he was convicted or that was imposed
for such offence, or in addition to any sentence that was imposed for such
offence if the sentence has expired, if
(a) the accused is
found to be an habitual criminal, and
(b) the court is of
the opinion that because the accused is an habitual criminal, it is expedient
for the protection of the public to sentence him to preventive detention.
(2) For the purposes of
subsection (1), an accused is an habitual criminal if
(a) he has
previously, since attaining the age of eighteen years, on at least three
separate and independent occasions been convicted of an indictable offence for
which he was liable to imprisonment for five years or more and is leading
persistently a criminal life, or
(b) he has been
previously sentenced to preventive detention.
[Page 836]
(3) At the hearing of an
application under subsection (1), the accused is entitled to be present.
This section deals exclusively
with the matter of sentence, as is made clear by the opening words of s.
667(1), which deals with the right of appeal of the accused:
A person who is sentenced to
preventive detention under this Part may appeal to the court of appeal. …
Before a sentence of preventive
detention can be imposed the court must reach a decision on two matters,
defined in paras. (a) and (b) of subs. (1); i.e.,
(a) That the accused is an habitual criminal; and
(b) That because of that fact, it is expedient for the
protection of the public that he should be sentenced to preventive detention.
A decision in favour of the accused
on each of these matters was the basis of the dissenting judgment of MacQuarrie
J., in the Supreme Court of Nova Scotia, in Mulcahy v. The Queen
, which was adopted by this Court when
the appeal of the accused was allowed.
These matters are, I think, of
importance in considering the first issue raised by the respondent as to the
jurisdiction of this Court to hear this appeal.
It is clear that no appeal lies
to this Court from a sentence imposed under s. 660 by virtue of the provisions
of the Criminal Code governing appeals in respect of indictable
offences, for such appeals are limited to judgments respecting conviction or
acquittal of an indictable offence.
Appeals to this Court, in respect
of a sentence under s. 660, have been brought, with leave pursuant to s. 41(1)
of the Supreme Court Act, which provides:
41. (1) Subject to
subsection (3), an appeal lies to the Supreme Court with leave of that Court
from any final or other judgment of the highest court of final resort in a
province, or a judge thereof, in which judgment can be had in the particular
case sought to be appealed to the Supreme Court, whether or not leave to appeal
to the Supreme Court has been refused by any other court.
As my brother Cartwright points
out, in the present case, all of the necessary elements of that subsection are
here met. The judgment of the Court of Appeal is a final judgment, and it is
the judgment of the highest court of final resort in which judgment could be
had in this case.
[Page 837]
This being so, on what basis can
it be contended that this Court lacks jurisdiction? In my opinion the decisions
in Goldhar v. The Queen
and in The Queen v.
Alepin Frères Ltée and Clément Alepin do
not preclude an appeal in the present case. Each case was concerned solely with
the matter of sentence in respect of an offence imposed in consequence of a
conviction of such offence. A sentence under s. 660, while it is made following
conviction of an indictable offence, is not imposed as a punishment for that
offence, but is imposed because the accused is an habitual criminal and it is
expedient that the public be protected from him. In Parkes v. The Queen
, Cartwright J., who delivered the judgment of the Court, said, at p. 135:
It appears to me that the
majority of this Court decided in Brusch v. The Queen, (1953) 1 S.C.R.
373, that the "charge" of being an habitual criminal is not a charge
of an offence or crime but is merely an assertion of the existence of a status
or condition in the accused which, if established, enables the Court to deal
with the accused in a certain manner. In so deciding the majority followed the
reasoning of the English courts in Rex v. Hunter, (1921) 1 K.B. 555,
approved by a court of thirteen judges precided over by Lord Hewart L.C.J. in Rex
v. Norman, (1924) 18 Cr. App. R. 81.
It is, therefore, established
that a sentence under s. 660 is not one which is imposed in relation to a
charge of an offence or crime, but is a disposition which may be made by the
court, if it is expedient for the protection of the public, with relation to a
person in a particular status or condition.
Appeals from a sentence under s.
660 have been determined in this Court on a number of occasions, one of the
most recent being the Mulcahy case previously mentioned, in which Chief
Justice Taschereau commenced his judgment with the words: "We are all of
the opinion that the appeal against sentence of preventive detention should be
allowed …"
It is contended that, while an
appeal to this Court might lie in relation to the finding of the accused to be
an habitual criminal, it could not lie in respect of the question as to whether
it was expedient for the protection of the public that he be sentenced. If a
finding as to the status of the accused, on the first point, is not a judgment
acquitting or convicting or setting aside or affirming a conviction or
[Page 838]
acquittal of an indictable
offence, within s. 41(3) of the Supreme Court Act, as was held in the Parkes
case, I find it hard to understand how the decision on the second point as to
expedience can fall within it. Furthermore, I do not agree that the appeal to
this Court respecting matters under s. 660 can be arbitrarily divided in
respect of the two items under paras. (a) and (b) of subs. (1).
Any appeal in relation to s. 660 is an appeal from sentence, but it is not
within s. 41(3) of the Supreme Court Act because, as was said in Parkes,
it does not relate to conviction or acquittal of an indictable offence, but to
a method of dealing with people of a particular status.
Another ground for contending
that no appeal lies in the present case is because this appeal is by the Crown,
and the Crown is limited, in respect of its right of appeal to the court of
appeal, to matters of law, and consequently the general words of s. 41(1) of
the Supreme Court Act should be narrowed in respect of the nature of
this subject-matter. It is said that it would be incongruous to permit an open
appeal by the Crown to this Court, when it has only a limited right in the
court below.
The Crown's right to appeal to
the court of appeal, while limited to a question of law, is absolute, whereas
there is no appeal to this Court under s. 41(1) without leave.
The limitation upon the position
of the Crown in the court of appeal is only in those cases in which the accused
has succeeded in the court of first instance. In a case of that kind, if the
Crown's appeal to the court of appeal failed, it is clear that, if it were to
obtain leave to appeal to this Court, its appeal, of necessity, could only lie
in relation to the question of law which had been determined adversely to it in
the court of appeal. Under s. 46 of the Supreme Court Act, this Court
could only dismiss the appeal or give the judgment which should have been given
in the court below, i.e., on a question of law.
In the case of an appeal to the
court of appeal by an accused who has been sentenced under s. 660, it would be
open to the Crown to raise any ground for contending that the initial decision
should be maintained, and in respect of that kind of an appeal the position of
the Crown is unrestricted. That being so, I do not find it incongruous that it
[Page 839]
should be entitled to seek leave
to appeal to this Court on any ground taken by it before the court of appeal.
In the present case, the ground
for seeking leave was solely with respect to an important question of law on
which it was contended that the Court of Appeal had erred. If the Crown can
appeal on a matter of law to the Court of Appeal, and if the accused can seek
leave to appeal to this Court upon any ground, I see no basis for limiting the
words of s. 41(1) of the Supreme Court Act so as to preclude any right
of appeal by the Crown to this Court, upon a question of law. To deny such a
right is to make it possible for differing applications of s. 660 in different
provinces, with no power in this Court to determine the matter. Section 41(1)
was a means provided by Parliament to enable this Court to deal with a
situation of that kind.
I can, therefore, see no valid
reason for reading into s. 41(1) of the Supreme Court Act a limitation
as to an appeal by the Crown when a right of appeal to this Court by the
accused is well recognized.
I am, therefore, of the opinion
that this Court does have jurisdiction to entertain the present appeal, leave
having been granted.
The decision of the Court of
Appeal, that, although the respondent was an habitual criminal, yet it was not
expedient for the protection of the public to sentence him to preventive
detention, was stated to be based on the proposition that a court, under s.
660, cannot impose that sentence unless there is evidence "on which a
magistrate could find beyond a reasonable doubt that it was expedient for the
protection of the public to sentence him to preventive detention."
Proof beyond reasonable doubt is
the well-recognized standard applied in the criminal law in respect of the
establishing of the guilt of an accused person. In my opinion it has no
application to the matter of the imposition of sentence. A court, under s. 660,
having determined that an accused person is an habitual criminal, is required
to exercise its judgment as to whether it is expedient for the protection of
the public to impose a sentence of preventive detention. Section 660(1) (b)
states specifically that this is a matter of opinion. That opinion must be as
to expediency for public protection. In my view, a standard which is
[Page 840]
applied in weighing proof of a
fact, i.e., guilt of the accused, has no application to the formulation of an
opinion as to what is expedient to protect the public.
I would allow the appeal and
restore the judgment of the magistrate.
CARTWRIGHT J.:—An account of the
proceedings in the courts below is given in the reasons of my brother Ritchie.
On March 15, 1965, an order was
made by this Court the operative part of which reads as follows:
THIS COURT DID ORDER AND
ADJUDGE that leave to appeal from the Judgment of the Court of Appeal for the Province of British Columbia pronounced on the 24th day of February, 1965 be and the same is
granted.
No question as to the
jurisdiction of this Court was raised or considered when this order granting
leave was made. The question of our jurisdiction was raised for the first time
from the bench during the argument of the appeal.
It is well settled that a person
who has been sentenced to preventive detention and whose appeal against that
sentence has been dismissed by the Court of Appeal may be granted leave to
appeal to this Court under s. 41(1) of the Supreme Court Act. On this
point it is sufficient to refer to the unanimous judgment of the Court in Parkes
v. The Queen .
As is pointed out by my brother Ritchie, a number of such appeals have been
allowed by this Court.
As far as I am aware, subject to
something to be said later as to Robinson's case, infra, the
question whether this Court has jurisdiction to grant leave to the Attorney
General to appeal to this Court against the dismissal of an application for an
order that a person be sentenced to preventive detention has not previously
been considered by this Court. The answer to this question depends upon the
proper construction of the relevant statutory provisions.
Little assistance is to be found
in the comparatively short history of the legislation in this country relating
to preventive detention. The predecessors of the group of sections which now
form Part XXI of the Criminal Code were first enacted by Statutes of
Canada, 1947, 11 Geo. VI, c. 55 and
[Page 841]
were numbered 575A to 575H.
Section 575E corresponded to the present s. 667, which is set out in full in the
reasons of my brother Ritchie. It was silent as to any right of the Attorney
General to appeal. It read as follows:
575E. A person convicted and
sentenced to preventive detention, may appeal against his conviction and
sentence, and the provisions of this Act relating to an appeal from a
conviction for an indictable offence shall be applicable thereto.
The first alteration in the
provisions as to appeal was made when the present Criminal Code, 2-3
Eliz. II, c. 51, came into force on April 1, 1955,
at which time s. 667 read as follows:
667(1) A person who is
sentenced to preventive detention under this Part may appeal to the Court of
Appeal against the sentence.
(2) The Attorney General may
appeal to the court of appeal against the dismissal of an application for an
order under this Part.
(3) The provisions of Part
XVIII with respect to procedure on appeals apply, mutatis mutandis, to
appeals under this section.
Section 667, in its present form
was enacted by Statutes of Canada, 1960-61, 9-10 Eliz. II, c. 43, s. 40.
It is clear that the provisions
quoted above deal only with the right of appeal to the Court of Appeal from a
decision of the tribunal of first instance. It cannot be said that sub-section
(3) of s. 667, providing that "the provisions of Part XVIII with respect
to procedure on appeals apply, mutatis mutandis to appeals under this
section", has the effect of conferring jurisdiction on this Court. Part
XVIII deals only with appeals in regard to convictions or acquittals of
indictable offences.
Since the decisions of this Court
in Brusch v. The Queen
and Parkes v. The Queen ,
it cannot be said that any right of appeal to this Court is conferred by the Criminal
Code. An order made under Part XXI is neither a conviction nor an acquittal
of an indictable offence. If the Attorney General has a right of appeal to this
Court it must be found in s. 41(1) of the Supreme Court Act. It is clear
that if on its true construction subs. (1) confers the right of appeal which
the Attorney General seeks to assert that right is not taken
[Page 842]
away by the terms of subs. (3)
for we are not here concerned with the judgment of any court acquitting or
convicting or setting aside or affirming a conviction or acquittal of an
indictable offence or of any offence.
Section 41(1) reads a follows:
41(1) Subject to subsection
(3), an appeal lies to the Supreme Court with leave of that Court from any
final or other judgment of the highest court of final resort in a province, or
a judge thereof, in which judgment can be had in the particular case sought to
be appealed to the Supreme Court, whether or not leave to appeal to the Supreme
Court has been refused by any other court.
Applying these words to the
circumstances of the case before us it appears: (i) that the judgment from which
the Attorney General appeals is a final judgment, it finally determines that
the sentence of preventive detention imposed upon the respondent by the learned
Magistrate is set aside; and (ii) that it is a judgment of the highest court of
final resort in the Province of British Columbia in which judgment can be had
in this particular case. That being so, the application for leave to appeal
made by the Attorney General would appear to be warranted by the literal
meaning of the words of the sub-section and prima facie this Court would
seem to have jurisdiction to entertain the appeal unless it appears by the
application of the rules which guide the Court in the interpretation of
statutes that Parliament did not intend to confer a right of appeal from a
judgment such as that pronounced by the Court of Appeal in this case.
The words of s. 41(1) are general
and it is necessary to consider the possible application of the rule expressed
in the maxim "Verba generalia restringuntur ad habilitatem rei vel
personae" (Bac. Max. reg. 10) Broom's Legal Maxims, 10th ed. 438. The
maxim was applied in Cox v. Hakes .
It was held in that case by the House of Lords that the following words in s.
19 of the Judicature Act, 36 and 37 Vict., c. 66:
19. The said Court of Appeal
shall have jurisdiction and power to hear and determine appeals from any
judgment or order …of Her Majesty's High Court of Justice, or of any Judges or
Judge thereof
[Page 843]
did not confer a right of appeal
from an order of the High Court directing the discharge of a prisoner on habeas
corpus, although as was said by Lord Herschell at page 428:
It cannot be denied that an
order for the discharge of a person in custody, such as was made in the present
case, is, prima facie, an order to which this section applies.
Lord Bramwell, at page 527,
concluded his speech with the following sentence:
I think if an order of
discharge is a judgment or order of judicature, and so within the very words of
section 19, a limitation must be put upon them to avoid futility, inconvenience,
and incongruity which would otherwise result.
The construction of s. 41(1), for
which the Attorney General contends in the case at bar would result in an
incongruity pointed out in the reasons of my brother Ritchie to which further
reference will be made.
I am able to derive little
assistance in the solution of the question before us from the judgments of this
Court in Goldhar v. The Queen
or in The Queen v. Alepin Frères Ltée and Clément Alepin
. They establish only that this Court is without jurisdiction to entertain
an appeal, even on a question of law in the strict sense, against a judgment of
the Court of Appeal affirming or quashing a sentence imposed following
conviction of an indictable offence or of an offence other than an indictable offence;
and it is well settled that this Court has jurisdiction to entertain an appeal
against the imposition of a sentence of preventive detention. There is
something to be said for the view that the Court should have a corresponding
jurisdiction to entertain an appeal against an order dismissing an application
for the imposition of such a sentence, but in dealing with a similar argument
in Cox v. Hakes, supra, Lord Herschell said at pages 535 and 536:
It will be seen that the
reasoning which has led me to the conclusion that an appeal will not lie from
an order discharging a person from custody under a writ of habeas corpus has no
application to an appeal from an order refusing to discharge the applicant. I
intend to express no opinion whether there is an appeal in such a case. That
question does not arise here, and any opinion expressed upon it would be extra-judicial.
I refer
[Page 844]
to it only because it was
suggested that if there was an appeal in the one case, it was scarcely to be
conceived that there should not be an appeal in the other. I do not think so.
There would be to my mind nothing surprising if it should turn out that an
appeal lay by one whose discharge had been refused, but that there was no
appeal against a discharge from custody. It would be in strict analogy to that
which has long been the law. The discharge could never be reviewed or
interfered with; the refusal to discharge, on the other hand, was always open
to review; and although this review was not properly speaking, by way of appeal
its practical effect was precisely the same as if it had been.
My brother Ritchie points out
that if we should uphold the Attorney General's right of appeal in this case it
would have the anomalous result which he describes as follows:
It would mean that although
the Crown is restricted to "any ground of law" when appealing to the
Court of Appeal of a province against the dismissal of an application for
preventive detention by a trial judge, it can obtain access to this Court on
unrestricted grounds when appealing from a judgment of the Court of Appeal
which has the same effect.
The unlikelihood of Parliament
intending such a result appears to me to be a sufficient reason for applying
the maxim quoted above and holding that power to grant the right of appeal
sought by the Attorney General in this case is not conferred by the general
words of s. 41(1) although on their literal meaning they would appear wide
enough to comprehend it.
Before parting with the matter I
wish to refer to the case of The King v. Robinson (or Robertson)
, which, on its face, appears inconsistent with the conclusion at which I
have arrived. The respondent in that case was found to be a habitual criminal
and was sentenced by Whittaker J. to preventive detention. On appeal to the Court
of Appeal for British Columbia the sentence of preventive detention was set aside.
The Attorney General applied to a single judge of this Court under s. 1025 of
the Criminal Code then in force for leave to appeal on a question of
law. Leave was granted and the full Court allowed the appeal, set aside the
judgment of the Court of Appeal and referred the matter back to that Court to
deal with other grounds which had been raised in the notice of appeal but which
the Court had found it unnecessary to consider in view of its decision on the
point
[Page 845]
of law. I was a member of the
Court which heard the appeal and took part in the judgment allowing the appeal
of the Attorney General. I have confirmed my recollection by examining the
record and consulting the Judge who gave leave and it is clear that our
jurisdiction was not questioned at any stage of the proceedings in this Court.
The Court and all counsel concerned appear to have proceeded on the view that
an appeal to this Court lay as if the finding that the respondent was a
habitual criminal was tantamount to his conviction of an indictable offence.
This view may have been induced by the following expressions found in the
sections then in force which no longer appear in Part XXI: in s. 575 C(3) "unless
he thereafter pleads guilty to being a habitual criminal"; in s. 575 C.(4)
"A person shall not be tried on a charge of being a habitual criminal
unless"; in s. 575 E, "a person convicted and sentenced to preventive
detention, may appeal against his conviction and sentence, and the provisions
of this Act relating to an appeal from a conviction for an indictable offence
shall be applicable thereto"; and in s. 575 G(1) "The sentence of
preventive detention shall take effect immediately on the conviction of a
person on a charge that he is a habitual criminal".
It is, I think, a tenable view
that under the wording of the relevant sections then in force the procedure
followed in Robinson's case was correct. The question of a right of
appeal to this Court was not discussed in Brusch v. The Queen, supra,
and by the time Parkes v. The Queen, supra, was decided Part XXI had
been enacted in substantially its present form. In view of the changes in
wording made when the new Code came into force and the decision of this Court
in Parkes v. The Queen, supra, it is my opinion that Robinson's
case cannot now be regarded as an authority for the existence of jurisdiction
in this Court to entertain an appeal by the Attorney General from a judgment of
a Court of Appeal setting aside a sentence of preventive detention.
I would dispose of the appeal as
proposed by my brother Ritchie.
The judgment of Abbott, Judson,
Ritchie and Hall JJ. was delivered by
[Page 846]
RITCHIE J.:—This is an appeal
brought at the instance of Attorney General of British Columbia and with leave
of this Court from a judgment of the Court of Appeal for British Columbia. The order for judgment of that court reads, in part, as follows:
THIS COURT DOTH ORDER AND
ADJUDGE that the Appeal of the above-named Appellant from the finding that the
Appellant is an habitual criminal be and the same is hereby dismissed, the
Appeal of the above-named Appellant from the sentence of preventive detention
imposed on him be and the same is hereby allowed, the sentence of preventive
detention imposed on him as aforesaid be and the same is hereby set aside, and
pursuant to section 667 of the Criminal Code, a sentence of imprisonment in
Oakalla Prison Farm, Burnaby, British Columbia, for a term of one year be and
the same is hereby imposed in respect of the said conviction by Magistrate L.
H. Jackson entered on the 20th day of May 1964 on the above-described charge,
such sentence to run from the 20th day of May, 1964.
No appeal has been asserted from
the finding that the respondent, Robert MacDonald is an habitual criminal and
the Crown seeks to confine its appeal to that part of the judgment which
allowed the appellant's appeal from the sentence of preventive detention
imposed on him by Magistrate Cyril White of Vancouver on December 29, 1964.
Robert MacDonald was tried and
convicted before Magistrate Jackson on the charge that he "unlawfully did
commit theft of one case containing 50 cartons of DuMaurier cigarettes of a
value in excess of $50.00 …" and for this crime he was sentenced to
imprisonment for a term of one year. Having regard to the respondent's past
criminal record, an application was made with the consent of the Attorney
General of British Columbia for the imposition of a sentence of preventive
detention in lieu of the sentence imposed upon him by Magistrate Jackson.
Applications for preventive
detention are governed by s. 660 of the Criminal Code which reads as
follow:
660. (1) Where an accused
has been convicted of an indictable offence the court may, upon application, impose
a sentence of preventive detention in lieu of any other sentence that might be
imposed for the offence of which he was convicted or that was imposed for such
offence, or in addition to any sentence that was imposed for such offence if
the sentence has expired, if
(a) The accused is
found to be an habitual criminal, and
[Page 847]
(b) the court is of
the opinion that because the accused is an habitual criminal, it is expedient
for the protection of the public to sentence him to preventive detention.
(2) For the purposes of
subsection (1), an accused is an habitual criminal if
(a) he has
previously, since attaining the age of eighteen years, on at least three
separate and independent occasions been convicted of an indictable offence for
which he was liable to imprisonment for five years or more and is leading
persistently a criminal life, or
(b) he has been
previously sentenced to preventive detention.
(3) At the hearing of an
application under subsection (1), the accused is entitled to be present.
It is to be observed that the
finding that an accused is an habitual criminal is a necessary prerequisite to
the imposition of a sentence of preventive detention but that it does not
result in the imposition of such a sentence unless the court is of opinion that
it is expedient for the protection of the public that it should be imposed. As
has been indicated, the only question raised on this appeal is whether a
sentence of preventive detention should have been imposed in the present case.
The only provision in the Criminal
Code for an appeal from the disposition of an application made under s. 660
is contained in s. 667 and it was pursuant to the provisions of this section
that the respondent appealed to the Court of Appeal of British Columbia. This section reads as follows:
667.(1) A person who is
sentenced to preventive detention under this Part may appeal to the court of
appeal against that sentence on any ground of law or fact or mixed law and
fact.
(2) The Attorney General may
appeal to the court of appeal against the dismissal of an application for an
order under this Part on any ground of law.
(2a) On an appeal against a
sentence of preventive detention the court of appeal may
(a) quash such
sentence and impose any sentence that might have been imposed in respect of the
offence for which the appellant was convicted, or
(b) dismiss the
appeal.
(2b) On an appeal against
the dismissal of an application for an order under this Part the court of
appeal may
(a) allow the appeal,
set aside any sentence imposed in respect of the offence for which the
respondent was convicted and impose a sentence of preventive detention, or
(b) dismiss the
appeal.
[Page 848]
(2c) A judgment of the court
of appeal imposing a sentence pursuant to this section has the same force and
effect as if it were a sentence passed by the trial court.
(3) The provisions of Part
XVIII with respect to procedure on appeals apply, mutatis mutandis, to
appeals under this section.
Under this section the right of
the Attorney General to appeal against the dismissal of an applicaiton for
preventive detention is strictly limited to "any ground of law" and
it is to be observed also that neither the Crown nor the accused is given any
right under the Criminal Code to appeal to the Supreme Court of Canada
from the disposition made of such an application by the Court of Appeal of a
province. It is contended, however, on behalf of the Attorney General of
British Columbia that an appeal lies to this Court under the provisions of s.
41 of the Supreme Court Act which reads, in part, a follows:
41(1) Subject to subsection
(3), an appeal lies to the Supreme Court with leave of that Court from any
final or other judgment of the highest court of final resort in a province, or
a judge thereof, in which judgment can be had in the particular case sought to
be appealed to the Supreme Court, whether or not leave to appeal to the Supreme
Court has been refused by any other court.
***
(3) No appeal to the Supreme
Court lies under this section from the judgment of any court acquitting or
convicting or setting aside or affirming a conviction or acquittal of an
indictable offence or, except in respect of a question of law or jurisdiction,
of an offence other than an indictable offence.
Counsel for the appellant
concedes that it has been decided in the case of Goldhar v. The Queen
that criminal offences and sentences imposed therefor are excluded from the
operation of s. 41(1) by the terms of s. 41(3), but he contends that a sentence
of preventive detention is imposed as a result of a finding that the accused
has the status of an habitual criminal which this Court has held not to be a
criminal offence (see Brusch v. The Queen ).
It is therefore argued that the judgment of the Court of Appeal setting aside
the sentence of preventive detention is unaffected by s. 41(3) and is a
judgment of the highest court of final resort in a province determining the
rights of an individual and
[Page 849]
accordingly a proper subject for
appeal under section 41(1).
There have been a number of cases
in this Court in which leave to appeal has been granted pursuant to s. 41(1)
from the granting of an application for the imposition of a sentence of
preventive detention under s. 660, but each of these cases involved an appeal
from the finding that the person seeking leave to appeal was an habitual
criminal, and that finding was in each instance set aside with the result that
the sentence of preventive detention for which it was a prerequisite was also
set aside. As has been indicated, it is upon the ground that the finding that a
man is an habitual criminal is a determination of status and not a conviction
of a criminal offence that leave to appeal has been granted in the past and
counsel were unable to cite any case except the present one in which the
finding of status was not in issue and the entire appeal has been limited to
the question of sentence.
Reference was made to the case of
Mulcahy v. The Queen
where the judgment of this Court is reported as follows:
We are all of opinion that
the appeal against the sentence of preventive detention should be allowed for
the reasons given by MacQuarrie J. and that the record should be returned to
the Supreme Court of Nova Scotia in banco to impose a sentence for the
substantive offence of which the appellant was convicted.
It must be noted, however, that
in that case MacQuarrie J. had concluded his reasons for judgment by saying:
I would allow the appeal, quash
the finding that the appellant was an habitual criminal and the sentence
that he be held in preventive detention, and impose a sentence of three years
in Dorchester Penitentiary for the substantive offence".
The italics are my own.
It is true that the finding of
the appellant's status in the present case was not a conviction of a criminal
offence, but the sentence of preventive detention imposed by Magistrate White
was "in lieu of the sentence of one year imposed earlier upon the said
Robert Cecil MacDonald …" upon his conviction for an indictable offence.
The sentence of preventive detention could only have been imposed on a man who
had been found to have the status of an habitual criminal,
[Page 850]
but it was the conviction of an
indictable offence which afforded the occasion for its imposition and as this
appeal is from the sentence and the finding as to status is not an issue, it
is, in my opinion, governed by the decision of this Court in Goldhar v. The
Queen, supra.
The effect of the Goldhar
case is summarized in the judgment of Taschereau J., as he then was, in Paul
v. The Queen ,
where he says at 457 speaking of s. 41(3):
In matters of indictable
offences, it confers no jurisdiction on this Court, and we must find in the Criminal
Code the rules that govern such appeals. In summary matters, on the other
hand, jurisdiction to appeal to this Court is given in s. 41(3). It was held in
Goldhar v. The Queen that if an appeal from a sentence was not given by
41(3), nor the Criminal Code, we could not find any authority in 41(1)
to review a sentence imposed by the Courts below. In that case it was stated by
Fauteux J. with whom all the members of the Court agreed, Cartwright J.
dissenting, that in order to determine if a convicted person could appeal
against a sentence in a matter of indictable offence, it was not permissible to
look to s. 41(1) for the authority to intervene, but only in the Criminal
Code which does not permit an appeal against a sentence.
In the recent case of Her
Majesty the Queen v. J. Alepin Frères Ltéé and Clément Alepin
, the Crown sought to appeal the quashing of a sentence by the court below on
jurisdictional grounds and Fauteux J., speaking on behalf of the Court, had
occasion to comment on the effect of s. 41(1) and 41(3) of the Supreme Court
Act, saying:
It is clear from the terms
of subsection (3) that, unless the judgment sought to be appealed is a judgment
"acquitting or convicting or setting aside or affirming a conviction or
acquittal" of either an indictable offence or an offence other than an
indictable offence, there is no jurisdiction in this Court under that
subsection to entertain this appeal. The judgment here sought to be appealed
does not come within that description. It is not a judgment related to an
acquittal or a conviction of an offence and, while an important question of
jurisdiction is involved therein, this question does not relate to an
acquittal or a conviction within the meaning of subsection (3) but to sentence.
Neither can jurisdiction of this Court be found in subsection (1). The general
proposition that matters which are not mentioned in s. 41(3) must be held to be
comprised in s. 41(1), with the consequence that this Court would have
jurisdiction to entertain an appeal from a judgment of a nature similar to the
one here considered, is ruled out by what was said by this Court in Goldhar
v. The Queen and Paul v. The Queen. It may be a matter of regret
that this Court has no jurisdiction to decide the important question which gave
rise to conflicting
[Page 851]
opinions in the Court below,
but strong as my views may be with respect to that question, I am clearly of
opinion that this Court has no jurisdiction to entertain this appeal.
The italics are my own.
As has been pointed out, the Criminal
Code makes express provision under s. 667 for appealing to the court of
appeal of a province from the disposition made by a trial judge of an
application for preventive detention and by s. 667(2) the Attorney General is
limited to "any ground of law" in appealing from the dismissal of
such an application. If counsel for the appellant were right in his contention
that an appeal can be had to this Court under s. 41(1), at the instance of the
Crown, from an order of the court of appeal setting aside a sentence of
preventive detention, it would mean that although the Crown is restricted to
"any ground of law" when appealing to the Court of Appeal of a
province against the dismissal of an application for preventive detention by a
trial judge, it can obtain access to this Court on unrestricted grounds when
appealing from a judgment of the Court of Appeal which has the same effect. I
cannot think that Parliament intended such an anomaly to result from the
provisions of s. 667(2) of the Criminal Code and s. 41(1) of the Supreme
Court Act.
The limitation to "any
ground of law" of the right of the Attorney General to appeal to the Court
of Appeal was first enacted by Chapter 43 of the Statutes of Canada,
1960-61, and s. 667(2) in its present form has not been previously considered
by this Court.
In view of the above, I am of
opinion that this Court is without jurisdiction in the circumstances and I
would accordingly quash this appeal.
Appeal quashed, TASCHEREAU C.J. and MARTLAND J. dissenting.
Solicitor for the
appellant: R. D. Plommer, Vancouver.
Solicitor for the
respondent: A. Carmichael, Vancouver.