Supreme Court of Canada
DeClercq v. R., [1968] S.C.R. 902
Date: 1968-06-26
Gerard William
DeClercq (Plaintiff) Appellant;
and
Her Majesty The
Queen (Defendant) Respondent.
1967: December 6, 7; 1968: June 26.
Present: Cartwright C.J. and Fauteux,
Abbott, Martland, Judson, Ritchie, Hall, Spence and Pigeon JJ.
ON APPEAL FROM THE COURT OF APPEAL FOR
ONTARIO.
Criminal law—Voir dire—Confession—Trial by
judge without jury—Accused asked by trial judge whether inculpatory statement
true—Whether proper question—Criminal Code, 1953‑54 (Can.), c. 51, 5.
592(1)(b)(iii).
In the course of an investigation by the
police, the appellant was taken to the police station where he was subsequently
charged with indecent assault. He was then cautioned and made an inculpatory
statement which he signed. During the voir dire as to the admissibility
of that statement, the trial judge, sitting without a jury, asked the accused,
while he was giving evidence, whether the statement was true. The trial judge
had stated at the outset of the inquiry that he did not propose to look at it.
An objection to the question was overruled, and the accused replied that the
statement was substantially correct. The trial judge admitted the statement.
The appellant was convicted and his conviction was affirmed by a majority
judgment in the Court of Appeal. He appealed to this Court, where the issue was
as to whether the trial judge erred in law when he asked the accused whether
the statement was true.
Held (Hall,
Spence and Pigeon JJ. dissenting): The appeal should be dismissed.
Per Cartwright
C.J.: The trial judge did not err in law in putting the question which he did.
It was not possible to say that, as a matter of law, the question was not
permissible, although it was permissible only on the ground that it might
assist the trial judge in determining the credibility of the evidence which the
accused was giving on the voir dire. However, this was eminently a case
in which the trial judge should, in the exercise of his discretion, have
refrained from putting the question.
Per Fauteux,
Abbott, Martland, Judson and Ritchie JJ.: The question was admissible: R. v.
Hammond, [1941] 3 All E.R. 318. While the
[Page 903]
inquiry on a voir dire is directed to
finding whether a statement is voluntary, it does not follow that the truth or
falsity of the statement must be irrelevant to such an inquiry. There had been
no attempt by the trial judge to use the voir dire as a means of
determining the guilt of the appellant. The inquiry as to the truth of the
statement was related solely to the weight to be given to the evidence on the
issue as to whether or not it was voluntary.
Per Hall J., dissenting:
It is true that the accused cannot be compelled by the Crown to testify on
the voir dire and does so only of his own will. However, the very
purpose of holding a separate inquiry into the admissibility of a confession is
that this issue may be dealt with only on evidence relevant thereto. It is an
essential feature of this system that the accused is thereby permitted to
testify on that issue without prejudice to his right not to testify on the main
issue. If an accused cannot testify on the voir dire without being
liable to be asked questions bearing directly on his guilt or innocence, he is
put in a situation where he cannot do so without in effect being deprived from
the benefit of the rule against compulsory self incrimination. At least this is
so when the trial is by a judge alone. The question as to whether it was proper
for the trial judge to do what he did is a pure question of law.
Per Spence J.,
dissenting: The question should be ruled to be inadmissible. Under the
particular circumstances of the voir dire, the answer of the accused to
the question as to whether the statement was true is not relevant, has no
probative value in determining the voluntary or involuntary character of the
statement, and deprives the accused from the benefit of the rule against self
incrimination. It was not possible to say that the putting of the question by
the trial judge did not cause a miscarriage of justice.
Per Pigeon J.,
dissenting: Questions to an accused concerning the truth of a statement
allegedly made by him cannot be permitted as having a bearing on his
credibility. These questions really go to the main issue of guilt. They cannot
be helpful in reaching a decision on the only issue on the voir dire: the
admissibility of the statement. The result of permitting, on a voir dire, questions
pertaining to the truth or falsity of the statement must inevitably be to
weaken the rule against the admission of involuntary statements and thus to
undermine a very necessary safeguard against improper treatment of suspects.
Droit criminel—«Voir dire»—Confession—Procès
par un juge seul—Le juge demande à l’accusé si sa déclaration incriminante est
véridique—Est-il permis de poser une telle question—Code criminel, 1953-54
(Can.), c. 51, art. 592(1)(b)(iii).
Au cours d’une investigation policière,
l’appelant a été amené au poste de police où il a été subséquemment accusé
d’avoir commis un attentat à la pudeur. Il a fait et signé une déclaration
incriminante après avoir été mis en garde. Lors du «voir dire» pour décider de
l’admissibilité de cette déclaration, le juge au procès, siégeant sans jury, a
demandé à l’accusé au cours de son témoignage si la déclaration était
véridique. Le juge avait déclaré au début de l’enquête qu’il n’avait pas
l’intention de regarder la déclaration. Une objection à
[Page 904]
cette question ayant été rejetée, l’accusé a
répondu que la déclaration était substantiellement exacte. Le juge a admis la
déclaration. L’appelant a été déclaré coupable et ce jugement a été confirmé
par un jugement majoritaire de la Cour d’appel. L’accusé en appela à cette
Cour, où le débat s’est engagé sur la question de savoir si le juge avait erré
en droit lorsqu’il a demandé à l’accusé si la déclaration était véridique.
Arrêt: L’appel
doit être rejeté, les Juges Hall, Spence et Pigeon étant dissidents.
Le Juge en
Chef Cartwright: Le juge n’a pas erré en droit en posant la question. Il n’est
pas possible de dire qu’en droit, la question n’était pas admissible, bien
qu’elle ne l’était que pour aider le juge à en venir à une conclusion sur la
crédibilité du témoignage de l’accusé sur le «voir dire». Cependant, il s’agit
du cas par excellence où le juge aurait dû, dans l’exercice de sa discrétion,
s’abstenir de poser la question.
Les Juges
Fauteux, Abbott, Martland, Judson et Ritchie: La question était admissible: R. v.
Hammond, [1941] 3 All E.R. 313. Bien que l’enquête sur le «voir dire» porte
sur la question de savoir si une déclaration est volontaire, il ne s’ensuit pas
que la véracité ou la fausseté de la déclaration n’a aucun rapport avec l’objet
d’une telle enquête. Le juge n’a pas tenté de se servir du «voir dire» pour
déterminer la culpabilité de l’appelant. L’enquête sur la véracité avait
rapport seulement à la crédibilité du témoignage sur la question de savoir si
la déclaration était volontaire.
Le Juge Hall, dissident:
Il est vrai que l’accusé ne peut pas être contraint par la Couronne de
témoigner sur le «voir dire» et qu’il le fait seulement de sa propre volonté.
Cependant, le but véritable d’une enquête distincte sur l’admissibilité d’une
confession est de faire en sorte que cette question ne soit traitée que sur la
preuve qui lui est pertinente. Permettre ainsi à l’accusé de témoigner sur ce
point sans préjudice de son droit de ne pas témoigner sur la question
principale de culpabilité est une caractéristique essentielle de ce système. Si
un accusé ne peut pas témoigner sur le «voir dire» sans s’exposer à ce qu’on
lui pose des questions portant directement sur sa culpabilité ou son innocence,
il est placé dans une situation telle qu’il ne peut le faire sans être
effectivement privé du bénéfice de la règle que personne n’est tenu de
s’incriminer. Tel est le cas du moins lorsque le juge siège sans jury. La
question de savoir si ce que le juge a fait était permis est une pure question
de droit.
Le Juge
Spence, dissident: La question n’était pas admissible. Selon les
circonstances particulières du «voir dire», la réponse de l’accusé à la
question portant sur la véracité de la déclaration n’est pas pertinente, n’a
pas de valeur probante pour déterminer le caractère volontaire ou involontaire
de la déclaration et prive l’accusé du bénéfice de la règle que personne n’est
tenu de s’incriminer. Il n’est pas possible de dire que le fait d’avoir posé
cette question à l’accusé n’est pas une erreur judiciaire grave.
Le Juge
Pigeon, dissident: Des questions à un accusé sur la véracité de la
déclaration censée avoir été faite par lui ne peuvent pas être admises comme
ayant rapport à sa crédibilité sur le «voir dire». Ces questions portent en
réalité sur la question principale: sa
[Page 905]
culpabilité. Elles ne peuvent pas être utiles
pour en arriver à une conclusion sur le seul point qui se soulève lors d’un
«voir dire»: l’admissibilité de la déclaration. Permettre, alors des questions
sur la véracité ou la fausseté d’une déclaration ne peut avoir d’autre résultat
que d’affaiblir la règle à l’encontre de l’admission d’une déclaration
involontaire et ainsi détruire une protection indispensable contre le mauvais
traitement des prévenus.
APPEL d’un jugement de la Cour d’appel de
l’Ontario, confirmant une déclaration de culpabilité pour attentat à la
pudeur. Appel rejeté, les Juges Hall, Spence et Pigeon étant dissidents.
APPEAL from a judgment of the Court of Appeal
for Ontario1, affirming the appellant’s conviction for indecent
assault. Appeal dismissed, Hall, Spence and Pigeon JJ. dissenting.
Joseph A. Mahon, Q.C., for the appellant.
R.G. Thomas, for the respondent.
THE CHIEF JUSTICE:—The facts out of which this
appeal arises and the course of the proceedings in the Courts below are set out
in the reasons of my brother Hall and I will endeavour to avoid repetition.
The only question not disposed of at the hearing
of the appeal is whether the learned trial Judge erred in law when he asked the
appellant, who was giving evidence on the voir dire, whether the
inculpatory statement, dated August 6, 1964, signed by the appellant, which the
Crown was seeking to introduce in evidence, was true and insisted on an answer
to the question in spite of the objection of counsel.
The rule that when the Crown seeks to introduce
in evidence an inculpatory statement said to have been made by the accused the
onus lies upon the Crown to show that the statement was voluntary is firmly
established. It is stated in the following words in Ibrahim v. R.:
It has long been established as a positive
rule of English criminal law, that no statement by an accused is admissible in
evidence against
[Page 906]
him unless it is shewn by the prosecution
to have been a voluntary statement, in the sense that it has not been obtained
from him either by fear of prejudice or hope of advantage exercised or held out
by a person in authority.
It has frequently been applied in this Court.
While the reason for the rule is said to be the
danger that a confession, the making of which has been induced by threats or
promises made by a person in authority, may well be untrue, it must now, I
think, be regarded as settled that when an inquiry is held during the course of
a trial as to the admissibility of an inculpatory statement sought to be
introduced by the Crown, the question to be determined is whether or not the
statement was voluntary and not whether or not it is true. On the other hand,
an assertion by the accused that the statement is untrue may logically have a
bearing in determining whether or not it was voluntary.
In R. v. Mazerall, Robertson C.J.O., giving the unanimous
judgment of the Court of Appeal, said at page 787:
It would be a strange application of a rule
designed to exclude confessions the truth of which is doubtful, to use it to
exclude statements that the accused, giving evidence upon this trial, has sworn
to be true.
I incline to the view that this observation was obiter.
The statements the admissibility of which was in question in that case had
been made by Mazerall under oath before a Royal Commission under the compulsion
of a statute. The basis of the judgment was that such evidence could be used
against him unless he had objected to answer and thereby become entitled to the
protection afforded by s. 5 of the Canada Evidence Act.
The question to be determined by the Judge on
the voir dire being whether or not the statement was voluntary in the
sense mentioned above, I think it clear that the Crown could not lead evidence
on that inquiry, the sole object of which was to show that the statement given
was true. Such evidence should be excluded on the ground that it was
irrelevant. In Hollington v. F. Hewthron & Co., Lord Goddard, giving the judgment of the
Court of Appeal, drew a distinction between the “modern law” of evidence
[Page 907]
and the law before the passing of the statutes
which removed the incompetency of witnesses and parties and their spouses on
the ground of interest, and, having done so, said at page 594:
The law being what it was before these
statutes were passed, it is not surprising to find Sir FitzJames Stephen
saying, in his Digest of the Law of Evidence, 12th ed., p. 217, Note XVIII,
that the law of competency “was formerly the most, or nearly the most important
and extensive branch of the law of evidence,” and that rules of incompetency
are “nearly the only rules of evidence treated of in the older authorities.”
But, nowadays, it is relevance and not competency that is the main
consideration, and, generally speaking, all evidence that is relevant to an
issue is admissible, while all that is irrelevant is excluded.
I agree with his concluding statement that the
general rule is that all evidence that is relevant to an issue is admissible
while all that is irrelevant is excluded.
I do not understand that counsel for the
respondent seeks to justify the putting of the question as to the truth of the
statement on the ground that it was relevant; his argument is that it was a
question properly put on cross-examination as bearing upon the credibility of
the accused.
It is not possible to say that at the stage when
the question was put the credibility of the accused was not in issue; he had
deposed that one of the officers had said to him “it would be better for me if
I did make a statement and co-operated in this respect”; the two officers who
were present at the time at which the accused said that this had been said to
him had both been examined as witnesses; one had said that he had no
recollection of such a statement being made and the other had in effect denied
the making of any such statement.
While he did not refer to them by name, it would
seem that when the learned trial Judge said he was satisfied by the authorities
that the question which he put to the accused was proper, he had in mind the
cases of R. v. Hammond and LaPlante
v. The Queen.
Neither of these cases suggests that the question put to the accused as to the
truth of his statement was permissible on any ground other than its bearing on
the question of his credibility.
In the Hammond case, supra, Cassels
J., who was the trial Judge, made it clear that he did not decide on the
[Page 908]
admissibility of the confession as the result of
the admission of the appellant that it was a true confession. He admitted it
because he was satisfied on all the evidence that it was a voluntary statement
and this is stressed in the judgment of the Court of Criminal Appeal.
In the LaPlante case, supra, the
second ground of appeal was “that answers made by the accused to questions put
by counsel for the Crown showing that the contents of the statement made by him
were true were not admissible in evidence on the voir dire held to
decide whether those statements should be admitted as voluntary”. Laidlaw J.A.,
who gave the unanimous judgment of the Court of Appeal, dealt with this ground
in the following paragraph, at page 81:
In respect of the second ground, we can add
nothing to the reasons given by Mr. Justice Humphreys in R. v. Hammond (1941),
28 Cr. App. R. 84. The evidence given by the accused in cross-examination on
the voir dire that the statements made by him were true, touches the
issue of credibility. Likewise, the admission by him that he killed Edwin Jones
touches the matter of his credibility, and his answers in respect of both
matters to the questions put by counsel for the Crown were relevant to the
issue as to whether or not the statements made by him were voluntary.
It should be noted that an application for leave
to appeal from the judgment of the Court of Appeal in the LaPlante case
was made to this Court. It was heard on December 16, 1957, and judgment was
reserved. Judgment was given on December 19, 1957, dismissing the application.
As is usual in such cases, written reasons for dismissing the application were
not given. The case being a capital one, five Judges sat to hear the
application. The Court consisted of Kerwin C.J., Rand, Locke, Cartwright and
Abbott JJ.
While it may be that much of what was said in
the judgment in R. v. Hammond, supra, was obiter, the paragraph
quoted above from the judgment in LaPlante v. The Queen, supra, formed
the ratio of that decision.
In the case at bar the decision of the learned
trial Judge at the conclusion of the voir dire was as follows:
The court has to determine whether the
statement is a free and voluntary statement, and I am satisfied on the evidence
that it is. Accordingly, it will be admitted.
I do not find it possible to say that, as a
matter of law, the question put in the case at bar was not permissible
[Page 909]
although I think it clear that it was
permissible only on the ground that it might assist the trial Judge in
determining the credibility of the evidence which the accused was giving on the
voir dire.
However, while it cannot be said that the
question was legally inadmissible, in my respectful opinion, this was eminently
a case in which the trial Judge should, in the exercise of his discretion, have
refrained from putting the question on the ground discussed in Noor Mohamed
v. The King:
It is right to add, however, that in all
such cases the judge ought to consider whether the evidence which it is
proposed to adduce is sufficiently substantial, having regard to the purpose to
which it is professedly directed, to make it desirable in the interest of
justice that it should be admitted. If, so far as that purpose is concerned, it
can in the circumstances of the case have only trifling weight, the judge will
be right to exclude it. To say this is not to confuse weight with
admissibility. The distinction is plain, but cases must occur in which it would
be unjust to admit evidence of a character gravely prejudicial to the accused
even though there may be some tenuous ground for holding it technically
admissible. The decision must then be left to the discretion and the sense of
fairness of the judge.
This passage has frequently been referred to
with approval; an instance is the unanimous judgment of this Court in Lizotte
v. The King.
While, in my opinion, the learned trial Judge
ought not to have put the question and ought not to have required an answer
after the objection of counsel, I find myself unable to say that the course he
followed constituted an error in law. It was, in my view, with the greatest
respect, a mistaken exercise of his discretion but, as has so often been held,
in an appeal to this Court in a criminal case, our jurisdiction, differing
sharply from that of the Court of Appeal, is limited to dealing with questions
of law in the strict sense.
For these reasons, I have reached the conclusion
that it cannot be said that the learned trial Judge erred in law in putting the
question which he did. The ground on which I am of opinion that he ought not to
have put it raises no question of law in the strict sense and it follows that
in my opinion the appeal must be dismissed.
[Page 910]
The judgment of Fauteux, Abbott, Martland,
Judson and Ritchie JJ. was delivered by
MARTLAND J.:—The facts which give rise to this
appeal are set out in the reasons of my brother Hall. The sole issue before
this Court is as to whether the learned trial judge erred in law when he asked
the appellant whether the statement which he had signed was true.
This is exactly the same issue which had to be
determined by the Court of Criminal Appeal in R. v. Hammond. In that case, as in this, a question had
been put to the accused on the voir dire as to whether a statement which
he had made was true. The judgment of the Court was delivered by Humphreys J.,
who said, at p. 321:
This appeal is brought on the sole ground
that the question which was put by counsel for the prosecution in
cross-examination of the accused was inadmissible. In our view, it clearly was
not inadmissible. It was a perfectly natural question to put to a person, and
was relevant to the issue of whether the story which he was then telling of
being attacked and ill-used by the police was true or false. It may be put as
it was put by Viscount Caldecote, L.C.J., in the early part of the argument of
counsel for the appellant, that it surely must be admissible, and in our view
is admissible, because it went to the credit of the person who was giving
evidence. If a man says, “I was forced to tell the story. I was made to say
this, that and the other,” it must be relevant to know whether he was made to
tell the truth, or whether he was made to say a number of things which were
untrue. In other words, in our view, the contents of the statement which he
admittedly made and signed were relevant to the question of how he came to make
and sign that statement, and, therefore, the questions which were put were
properly put. They were admissible, and they could not, therefore, have wrongly
affected the mind of the judge.
It was after stating this conclusion as to the
admissibility of the question that he went on to point out that the trial judge
had not reached his conclusion as to the admissibility of the statement as the
result of the admission as to its truth.
As the Chief Justice has pointed out in his
reasons, the Hammond case was followed by the Court of Appeal for
Ontario in LaPlante v. The Queen,
a capital case, and an application for leave to appeal, which could only have
been granted on a question of law, was refused by this Court.
[Page 911]
The notice of motion for leave to appeal to this
Court, in that case, relied only upon two grounds. The first was that there had
been non-direction amounting to mis-direction in the charge to the jury in
respect of serious inconsistencies in the evidence. The second was stated as
follows:
Were the questions put to the appellant
during the course of cross-examination on the voir dire by counsel for the
Crown as to the truth or falsity of Exhibits 26 and 27 inadmissible, irrelevant
and prejudicial?
The exhibits mentioned were statements made by
the appellant.
The written submission to the Court said, in
respect of this question:
It is submitted that the sole function of
the Voir Dire is to determine whether or not the Statement or Statements are
voluntary. It is submitted that on the Voir Dire the truth or falsity of the
Statement is irrelevant and any question directed to the issue of truth or
falsity is irrelevant, inadmissible and prejudicial.
Reference was made to the Hammond case as
well as to R. v. Weighill and R.
v. Mandzuk.
I am in agreement with the conclusions stated in
the Hammond case. While it is settled law that an inculpatory statement
by an accused is not admissible against him unless it is voluntary, and while the
inquiry on a voir dire is directed to that issue, and not to the truth
of the statement, it does not follow that the truth or falsity of the statement
must be irrelevant to such an inquiry. An accused person, who alleged that he
had been forced to admit responsibility for a crime committed by another, could
properly testify that the statement obtained from him was false. Similarly,
where the judge conducting the voir dire was in some doubt on the
evidence as to whether the accused had willingly made a statement, or whether,
as he contended, he had done so because of pressure exerted by a person in
authority, the admitted truth or the alleged falsity of the statement could be
a relevant factor in deciding whether or not he would accept the evidence of the
accused regarding such pressure.
There was no attempt by the learned trial judge
in the present case to use the voir dire as a means of determining
[Page 912]
the guilt of the appellant. He stated at the
outset of the inquiry that he had not seen the statement and that he did not
propose to look at it. When it was produced it was handed to the witness for
identification and he was questioned concerning it. Had he been satisfied that
the statement was not voluntary, the trial judge would not have become aware of
its contents. The inquiry as to its truth was related solely to the weight to
be given to the evidence on the issue as to whether or not it was voluntary.
In my opinion, the appeal should be dismissed.
HALL J. (dissenting):—The appellant was
convicted by His Honour Judge Waisberg, sitting without a jury in the County
Judges’ Criminal Court for the County of York on May 5, 1965:
THAT he did on or about the 4th day of
August in the year 1964 at the Municipality of Metropolitan Toronto in the
County of York, indecently assault one Patricia D’Amata, a female person,
contrary to the Criminal Code.
He was sentenced on May 14, 1965, to six months
definite and two years less one day indefinite.
The charge arose out of a complaint by an
11-year old child, Patricia D’Amata, that, in the absence of her parents from
the house in which the appellant was a lodger, he had indecently assaulted her
by having carried her to his room and placed her on his bed and while on the
bed had touched her on the thigh above the knee. She objected and was released.
The complaint continued that the appellant grabbed a younger sister, placed her
on the bed and touched her in the same manner, but on being threatened by the
older girl with a broom he released the younger girl and both girls went to
their own room. The complainant’s parents were employed away from the home and
when they came home in the evening the complainant told her father what had
happened. He phoned the police who came to the D’Amata home about 8:00 o’clock
that evening, August 4, 1965.
At approximately 2:00 a.m., August 6, 1965,
Detectives Gossen and Pringle of the Metropolitan Toronto Police Department
went to the appellant’s room and requested him to accompany them to the police
station. They told him they were conducting an investigation but the matter
would not be discussed until they arrived at the police
[Page 913]
station. The appellant got dressed and agreed to
go along with the officers. At the police station the appellant was told by the
officers that they were investigating an alleged indecent assault with respect
to the daughters of his landlord. The appellant was not cautioned and had not
been placed under arrest. After some conversation with the appellant, the
officers charged him with indecent assault. He was cautioned and a statement
taken which was reduced to writing and signed by him.
A voir dire was held as to the
admissibility of that statement. The two detectives testified that no advantage
had been held out to the appellant nor were any threats made. They said the
appellant was nervous, embarrassed and co-operative. The learned trial judge
said when the statement was being tendered as an exhibit on the voir dire that
he did not propose to look at it. The record as to this is as follows:
Q. I am showing you a statement which I ask
to be entered as Exhibit One.
MR. MAHON: It shouldn’t be entered as
an exhibit yet.
MR. HANS: This would be merely, Your
Honour, for identification, his signature and Detective Pringle’s signature,
and the fact that this was read out loud and corrected, not as far as
content...
THE COURT: I haven’t seen the statement
yet. I don’t propose to look at it.
MR. HANS: This is on the voir dire.
The appellant gave evidence on the voir dire as
follows:
DIRECT-EXAMINATION ON THE VOIR DIRE BY
MR. MAHON:
Q. Gerard, the officers say that they came
to your room at 2:00 A.M. on the 6th day of August 1964, is that correct?
A. That is correct.
Q. And that you were asleep in your room
and that they woke you up, is that correct?
A. Yes, sir.
Q. I see; did they say anything to you in
the room as to the nature of the charge against you?
A. No, they didn’t.
Q. I see. And then you put your clothes on,
did you?
A. Yes.
Q. Why did you do that?
A. They asked me to.
Q. Did they ask you to do anything else?
A. To come along with them to the station.
Q. Did you ask them the nature of the
charge?
A. Yes, I did.
[Page 914]
Q. Did they tell you?
A. No, sir.
Q. So you went and got into the car and
went with the officers, is that right?
A. Yes.
Q. There were two officers, and the two
officers who testified, was it these two?
A. Yes.
Q. On the way down to the station, was
there any conversation about the charge, or the nature of the charge?
A. I was trying to find out what it was all
about. I was sort of puzzled.
Q. Did they tell you?
A. No.
Q. Did they tell you the nature of the
charge?
A. I asked whether it was a serious charge?
Q. What did they say?
A. One of the officers agreed to it?
Q. Pardon?
A. One of the officers said it was serious.
Q. He said it was a serious charge, I see.
Now, after you got down to the station, what happened?
A. Well, they began to interrogate me.
Q. They began to question you?
A. Yes, sir.
Q. There were just the two officers there,
Gossen and Pringle, and what happened?.
A. The officers—its such a long time ago,
its very hard to remember exactly what happened.
Q. The exact wording?
A. Yes; they did explain that the indecent
assault had happened in the house at 54 Beatrice Street.
Q. I see.
A. And they asked me would I be so kind…
Q. Speak up, I can’t hear.
A... as to make a statement, which I did.
Q. And did they say anything else before
you made the statement?
A. Well, I asked them what I should do; did
I have to. They said, well, it would be better for me if I did make a statement
and cooperated in this respect.
Q. And was it subsequent to that you told
them—you made a statement?
A. Yes.
Q. Then later, was there a caution given to
you?
A. Yes.
Q. I see. And was what you told them before
caution in the statement itself?
A. More or less, it was all along the same
lines, yes.
Q. The officer said you were nervous and
agitated, would you agree with that?
A. Yes, I may have been.
[Page 915]
Q. And did they tell you you were entitled
to counsel?
A. No, sir.
MR. MAHON: That will be all.
CROSS-EXAMINATION ON THE VOIR DIRE BY
MR. HANS:
Q. Mr. DeClercq, at this time were you
feeling ashamed? Were you feeling ashamed of yourself?.
A. Yes, I think any person with police
officers...
Q. Was your conscience bothering you?
MR. MAHON: No. Objection; the only
matter that is material here—This is not cross‑examination in general. It
is an examination purely on the question of the voluntariness of the statement.
THE COURT: Where is the statement? Have you
it there?—Court receives document.
BY THE COURT:
Q. Give the witness the exhibit. Is that
the statement you signed?
A. Yes, sir.
Q. Is it true?
MR. MAHON: Now, in addition to that,
the question of whether the statement is true or is not is not material here.
THE COURT: I think it is.
MR. MAHON: It is purely whether the
statement is voluntary or not.
THE COURT: Eventually the proper statement
was put to the witness. I think it is very important whether it is true or not.
I note your objection and I think it is a proper question taken at this time.
MR. MAHON: There are all sorts of
cases.
THE COURT: Yes, I have read them all. I am
quite familiar with them and I am satisfied with my ruling.
WITNESS: Yes, Your Honour.
THE COURT: All right.
WITNESS:...except for a few details, I
would say the statement is correct.
THE COURT: All right. Have you any further
questions?
MR. HANS: No further questions, Your
Honour.
It is obvious that the first part of the last
answer was not recorded and it is to be noted that the appellant was not asked
as to the details in which the statement was not correct. After hearing
argument, the learned trial judge admitted the statement. It could not be
successfully argued that the statement should not have been admitted because
the evidence on the voir dire was quite conclusive that it was in fact a
voluntary statement apart altogether from the question as to its truth put by
the judge.
Accordingly, the issue in this appeal is not
whether the statement was properly admitted but whether the learned trial judge
was in error in taking over the cross-examination of the appellant, and having
directed that the
[Page 916]
‘confession’ be put in the appellant’s hands,
put to him the question “Is it true?” Defence counsel objected that the
question was not proper. The learned judge ruled that his question was proper
and required the appellant to answer which he did.
An appeal was taken to the Court of Appeal on a number of grounds, but the only one
we are now concerned with is no. 5 as follows:
5. That I gave evidence on the voir dire;
that when objection was made by my Counsel to my being cross-examined on the
contents of the statement, the Judge himself, over the objection of my Counsel
questioned me as to the truth or otherwise of the statement; that I replied
that the statement was true in part; that the learned trial Judge erred in
questioning me on the statement otherwise than on the ground as to whether or
not the statement was a voluntary statement.
The appeal was heard by MacKay, McLennan and
Laskin JJ.A. MacKay and McLennan JJ.A. dealt with this ground of appeal as
follows:
As to the appellant being asked on the voir
dire if his statement given to the police was true, we are bound by the
decision of this court in Regina v. LaPlante (1958) OWN 80 in which it
was held that such a question is permissible.
Laskin J.A. dissented, saying:
The accused was charged with an offence of
a sexual nature, and the rule of caution against convicting on the
uncorroborated evidence of the complainant is applicable. If the accused’s
statement was properly receivable, it would provide ample corroboration of
competent evidence against the accused. Objection was taken at the trial to its
admissibility, and the trial Judge, who was sitting alone, proceeded to a voir
dire. The accused gave evidence on the trial within a trial, and in the
course of his testimony the presiding Judge asked him if the statement was
true. The reply given after objection was that it was substantially true.
In my opinion, this question was improperly
asked on the voir dire. I do not find fault with the trial Judge because
he was following the judgment of this Court in Regina v. LaPlante, (1958)
O.W.N. 80, which in turn rested on the judgment of the English Court of
Criminal Appeal in Rex v. Hammond, (1941) 3 All E.R. 318, 28 Cr. App. R.
84. To say, as was said in the Hammond case that the question is
relevant to credibility is too simple an analysis of the issues raised by the
question. I prefer the contrary approach of the Saskatchewan Court of Queen’s
Bench in Regina v. Hnedish (1958) 26 W.W.R. 685, 29 C.R. 347. I note
also that Rex v. Hammond was questioned by the British Columbia Court of
Appeal in Rex v. Weighill, (1945) 2 D.L.R. 471, 83 C.C.C. 387, and it is
criticized in Cross on Evidence (2nd ed. 1963) p. 55.
[Page 917]
I do not regard this Court as being
prevented by any principle of stare decisis from reconsidering its
previous decisions. If distinctions must be made, I would readily agree that to
allow a trial Judge sitting alone (or Crown Counsel in such a case) to ask the
incriminating question is more prejudicial than to permit it to be put on a voir
dire in the course of a trial by jury. I do not, however, find it seemly to
rest my difference with the LaPlante case on this distinction alone.
A number of vital principles of criminal
law administration are brought under scrutiny in respect of the matter at hand.
It is, of course, clear that the prevailing rule in Canada that permits
illegally obtained evidence to be adduced at a trial if relevant to the issues
does not apply to what I may call involuntary admissions of guilt made to
persons in authority. The reason for this has to do with the values that we
believe are worth protecting beyond the mere desirability of whether the
holding of a trial within a trial is designed to control improper inducements
or threats or other misbehaviour by the police in any efforts they may make to
secure an incriminating statement from an accused or whether the voir dire is
merely intended to assure the presiding Judge that the statement is reliable. I
realize that I am drawing a line that may be very thin, since reliability or
trustworthiness is closely related to the conduct of the interrogating police
officers. Authorities can be cited to show that both the considerations
mentioned lie back of holding of a trial within a trial for a preliminary
consideration of admissibility. Although the basis of the exclusion of
confessions improperly extracted from an accused has not hitherto been
regarded, at least in our cases, as based on the privilege against self‑crimination,
there is the respected opinion of Dixon J. as he then was, of the High Court of
Australia in McDermott v. The King (1948) 76 C.L.R. 501, at p. 513 that
the rules respecting confessions and the privilege against self-crimination are
related.
If an accused must expose himself on a voir
dire to an incriminating inquiry when he finds it necessary to give
evidence to resist the reception of an inculpatory statement, the relation with
the privilege against self-crimination is more pronounced and the privilege is
prejudiced, especially on a trial by a Judge alone. Indeed, on such a trial,
the distinction between a voir dire and the trial proper becomes blurred
if the accused, who is not then testifying in defence, may be compelled on the voir
dire to answer an incriminating question. However, there is prejudice to
the principle that an accused is not a compellable witness. Strictly speaking,
the Hammond case does not preclude a trial Judge from excluding a
confession as involuntary even where the accused has admitted its truth. But
this possibility seems to me to be weak protection against what I consider
substantial unfairness. I gave fleeting consideration to possible resort to
section 5 of the Canada Evidence Act, R.S.O. 1952, c. 307 in
connection with the voir dire but I do not see how it can be said that
the voir dire and the trial on the merits are separate proceedings.
Apart from this, I would not think that an accused’s admission on the voir
dire that his statement was true could be put before the jury even if the
statement itself was admitted. Even if he gives evidence before the Jury, the
trial Judge ought not to allow cross-examination on his admission on the voir
dire nor should he permit that admission to be adduced through a Crown
witness. This is predicated on the correctness of the Hammond case so
far as it goes. I doubt that even it can be carried so far as to support the
right of a Crown witness to give evidence that the accused admitted the truth
of his inculpatory statement on the voir dire.
[Page 918]
Apart from the foregoing, the law of
evidence has developed policies of exclusion based on confusion of issues and
undue prejudice. The first is more appropriately referable, on the matter under
discussion, to trial by Judge alone, but the second has a general application
for present purposes. The trial within a trial has a limited object—to enable
the trial Judge to decide whether an inculpatory statement made to persons in
authority is admissible by examining the circumstances surrounding its making.
To use such an occasion to obtain verification from the accused of the truth of
his statement is to depart from the purpose for which the voir dire is
held, and is to prejudice the accused unfairly on the very question of
admissibility. Putting the matter another way, the question whether a
confession is true, even if relevant to the issue of its voluntariness (and,
hence, admissibility), involves resort to a line of inquiry that goes to much
beyond the issue for which it is invoked at to make it improper either to
initiate it or pursue it.
Since Rex v. Hammond is the starting point for all subsequent
discussion on the point, it is desirable to see what was really dealt with in Hammond.
The facts as stated in the report at pp. 84-5 are as follows:
In opening the case counsel for the
prosecution stated that the appellant had made a statement amounting to a
confession of the crime to the police and that he proposed to relate the
circumstances in which the statement had been made. Defending counsel said that
he intended to object to the admissibility of the statement, and the Judge then
heard evidence as to its admissibility in the absence of the jury. After the
evidence of the police the appellant went into the witness-box and said that
the confession had been extorted from him by violence and ill-treatment on the
part of the police. Counsel for the Crown then cross-examined the appellant as
follows: “Q.—Your case is that this statement was not made voluntarily? A.—Yes.
Q.—Is it true? A.—Yes.” Counsel put further questions in order to ensure that
the appellant understood what he was saying. After hearing all the evidence on
the preliminary issue, Cassels, J., ruled that the statement was voluntary and
admissible, and it was subsequently put in evidence at the trial before the
jury. The statement described in great detail how the appellant had committed
the crime and included a number of matters which were proved to be unknown to
the police.
It is of great importance to note that Hammond’s
confession was not received in evidence by the trial judge, Cassels J., as a
result of Hammond’s admission that it was a true confession but the confession
was admitted by Cassels J. as a voluntary one apart altogether from Hammond’s
admission that what it contained was true. This is made very clear by
Humphreys J. in the appeal judgment at p. 88 where he said:
The facts of this case go even further, for
it is clear from the statement made by Cassels, J., the presiding Judge, that
he did not decide
[Page 919]
on the admissibility of this confession as
the result of the admission of the appellant that it was a true confession. He
himself had some doubt whether or not the question as to its truth was a
desirable question to put, and he said: “I had almost said that it was unnecessary
to put the statement in detail. I have listened to everything the prisoner had
to say in his evidence-in-chief. I hold that this statement is a voluntary
statement, and admissible in evidence.”
We cannot entertain the smallest doubt that
the appellant was rightly convicted upon evidence which was properly before the
jury. Further, we are satisfied that the evidence of his confession of the
crime was rightly admitted by the Judge, who was in no way misled by anything
which took place. The appeal is dismissed.
The ratio decidendi is clearly in those
last two paragraphs. They show that what was said as to the question respecting
the truth of the confession being relevant to credibility on the voir dire is
an obiter dictum which deserves respect but nothing more.
Concerning the refusal in this Court of leave to
appeal from the judgment of the Ontario Court of Appeal in the LaPlante case,
no reasons were given and, therefore, nothing shows that this was not done on
the view that, it being a jury trial, no substantial wrong or miscarriage of
justice had occurred because, apart from the question respecting the truth of
the confession, there was sufficient evidence to justify the trial judge’s
conclusion that it was voluntary.
The question ‘was the learned trial judge right
or wrong in putting the question which he did to the appellant and in requiring
him to answer?’ now comes to this Court for the first time. A discussion of the
nature of the voir dire in respect of alleged confessions is, therefore,
indicated.
The most quoted and generally recognized
authoritative statement relating to the admissibility of confessions by an
accused is that of Lord Sumner in Ibrahim v. The King, where at pp. 609-10, he said:
It has long been established as a positive
rule of English criminal law, that no statement by an accused is admissible in
evidence against him unless it is shewn by the prosecution to have been a
voluntary statement, in the sense that it has not been obtained from him either
by fear of prejudice or hope of advantage exercised or held out by a person in
authority. The principle is as old as Lord Hale. The burden of proof in the
matter has been decided by high authority in recent times in Reg. v.
Thompson ((1893) 2 Q.B. 12)...
[Page 920]
This statement was accepted and applied by this
Court in Boudreau v. The King.
Kerwin J. (as he then was) said at p. 267:
Again with great respect, I think it
advisable that it should now be stated clearly what this Court considers the
law to be. My view is that it has not been changed from that set out in Ibrahim
v. Rex (1914) A.C. 599 and Rex v. Prosko 63 S.C.R. 226.
and Rand J. at pp. 269-70 said:
The case of Ibrahim v. Rex (1914)
A.C. 599, Rex v. Voisin (1918) 1 K.B. 531 and Rex v. Prosko 63
S.C.R. 226 lay it down that the fundamental question is whether the
statement is voluntary. No doubt arrest and the presence of officers tend
to arouse apprehension which a warning may or may not suffice to remove, and
the rule is directed against the danger of improperly instigated or induced or
coerced admissions. It is the doubt cast on the truth of the statement arising
from the circumstances in which it is made that gives rise to the rule. What
the statement should be is that of a man free in volition from the compulsions
or inducements of authority and what is sought is assurance that that is the
case. The underlying and controlling question then remains: is the statement
freely and voluntarily made?
(Emphasis added)
In The Queen v. Fitton, Rand J. referred to Boudreau and
said at p. 962:
The rule on the admission of confessions,
which, following the English authorities, was restated in Boudreau v. The
King (1949) S.C.R. 262, 94 C.C.C. 1, 7 C.R. 427, (1949) 3 D.L.R. 81, at
times presents difficulty of application because its terms tend to conceal
underlying considerations material to a determination. The bases of torture,
actual or threatened, or of unabashed promises are clear; perplexity arises
when much more subtle elements must be evaluated. The strength of mind and will
of the accused, the influence of custody or its surroundings, the effect of
questions or of conversation, all call for delicacy in appreciation of the part
they have played behind the admission, and to enable a Court to decide whether
what was said was freely and voluntarily said, that is, was free from the
influence of hope or fear aroused by them.
It will be seen that in none of these statements
is the question of the actual truth of the alleged confession put as one of the
factors to be considered. Rand J. stated the proposition in language that
permits of no doubt when he said: “The underlying and controlling question then
remains: is the statement freely and voluntarily made?” There are numerous
decisions to the effect that a confession, even if the truth, will not be
admitted if it was obtained by threats or promises or by duress of any kind.
[Page 921]
See Regina v. McLean and McKinley; R. v. Sim; Regina v. Starr and art. 833 on pp. 267‑68 in
Wigmore on Evidence, 3rd ed.
Another rule of universal acceptance is that the
admissibility of the statement or confession is a question for the judge alone
who must decide after a voir dire whether or not it is admissible. Once
admitted, the statement goes to the jury who alone may decide whether the
statement was in fact made, whether it was true and who may give it such weight
as they think fit. The circumstances of the taking of the statement must be
given in evidence again before the jury even though fully gone into on the voir
dire. One of the most apt statements of the law in this regard is that of
O’Halloran J.A. in Rex v. Mandzuk,
where he said:
Once these distinctive functions of the
Judge and jury (which apply equally in principle where as in this case the
Judge sits alone and thereby assumes the additional function of the jury) are
appreciated, it becomes apparent that, in determining the admissibility of a
statement which may be a confession, it is not the function of the Judge to
consider its likely effect upon the minds of the jury. He is confined to determining
whether the statement in itself is a confession in whole or in part and if so
whether it is voluntary. He is not concerned with its truth or its untruth
as such or the good or bad effect it may ultimately have upon the minds of
the jury. He is of course concerned with the truth of testimony as to whether
the statement was or was not made and as to what statement was made. But once
the confession is admitted in evidence, then it is to be weighed and judged in
the same way as any other testimony which may affect the minds of the jury
advantageously or adversely to the accused.
(Emphasis added)
This being the law, it is elementary that the
function of the judge on a voir dire is to determine:
(1) Whether the evidence establishes that
the statement being tendered was in fact made by the accused. If he is not
satisfied beyond a reasonable doubt as to this, he must not admit the
statement;
(2) Whether the statement was voluntary
within the rule in Ibrahim v. The King and Boudreau v. The King.
The problem is whether the truth of the
statement is relevant to this inquiry. It is obvious that it is not directly
[Page 922]
relevant because fundamentally it is relevant
only to the main issue, namely the guilt or innocence of the accused. However,
it is contended that it is indirectly relevant as bearing on the credibility of
the accused testifying on the voir dire. But is it not rather a petitio
principii, trying to find out from the accused whether he is guilty in
order to decide whether to admit his confession as evidence of his guilt?
Whenever the statement or confession amounts to
an admission by the accused that he has committed the offence of which he is
charged, the truth of the incriminating statement is but theoretically
distinguishable from his guilt. If the statement is totally incriminating,
asking the accused testifying on the voir dire: “Is the statement true?”
is tantamount to asking him: “Are you guilty of the offence?” But that is
precisely what an accused may not be asked unless he chooses to testify at the
trial. In Batary v. Attorney-General for Saskatchewan, Cartwright J. (as he then was) said,
speaking for the majority of the Court:
It would be a strange inconsistency if the
law which carefully protects an accused from being compelled to make any
statement at a preliminary inquiry should permit that inquiry to be adjourned
in order that the prosecution be permitted to take the accused before a coroner
and submit him against his will to examination and cross-examination as to his
supposed guilt. In the absence of clear words in an Act of Parliament or other
compelling authority I am unable to agree that that is the state of the law.
Would it not be a stranger inconsistency if the
law which carefully protects an accused from being compelled to testify at his
trial should permit that, if an incriminating statement has been improperly
obtained from him, he would not be permitted to give evidence of such
impropriety without being submitted against his will to cross-examination as to
his guilt.
It is true that an accused cannot be compelled
by the Crown to testify on the voir dire and does so only of his own
will. However, the very purpose of holding a separate inquiry into the
admissibility of a confession is that this issue may be dealt with only on evidence
relevant thereto. It is an essential feature of this system that the accused is
[Page 923]
thereby permitted to testify on that issue
without prejudice to his right not to testify on the main issue. As Cartwright
J. said in the Batary case (at p. 478):
the maxim nemo tenetur seipsum accusare...has
been described (by Coleridge J. in R. v. Scott, 1856, Dears & B. 47
at 61, 169 E.R. 909) as “a maxim of our law as settled, as important and as
wise as almost any other in it”.
If an accused cannot testify on the voir dire
without being liable to be asked questions bearing directly on his guilt or
innocence, he is put in a situation where he cannot do so without in effect
being deprived from the benefit of the rule against compulsory
self-incrimination. At least this is so when the trial is by a judge alone.
Before a jury, the problem is not so serious. Those who have to pass upon the
guilt or innocence of the accused are to remain in complete ignorance of the
evidence on the voir dire. But when the accused is tried by a judge
alone once this judge has acquired knowledge of the guilt of the accused by a
question that he has himself put to him, how can he properly weigh the evidence
and give the benefit of the doubt if need be? When the question is being put on
the voir dire, it cannot be presumed that the confession will be found
to have been voluntarily made. The inquiry into the truthfulness then being
made as bearing on credibility, it is uncertain whether the confession will be
admitted, even if truthful. If it is rejected, how can the accused not be
seriously prejudiced by an admission of guilt obtained from him while
testifying?
It must also be considered that if it is held to
be permissible to question an accused testifying on the voir dire as to
the truthfulness of the statement of confession sought to be introduced in
evidence, even when the accused is tried by a judge alone, an essential
safeguard against improper pressure by police authorities is being seriously
compromised. If the confession was not voluntarily made, the accused will know
that he cannot go into the witness box to disprove the evidence brought against
him on that issue without, in fact, renouncing the right to refrain from
testifying on the main issue and thus prevent the Court from questioning him on
his guilt or innocence. Under our law this right is so sacred that any comment
by the prosecutor or the judge on the failure to testify is strictly
[Page 924]
prohibited. In the Supreme Court of Ontario by
Rule 317 of the Rules of Practice it is provided that:
...no statement of the fact that money has
been paid into court under the preceding rules shall be inserted in the
pleadings, and no communication of that fact shall at the trial of any action
be made to the judge or jury until all questions of liability and amount of
debt or damages have been decided…
Is it not much more serious for a judge trying a
criminal case to acquire knowledge of the guilt of the accused otherwise than
through evidence properly admitted at the trial? It goes without saying that
evidence on the voir dire is not evidence at the trial.
This Court having jurisdiction in such cases
only on questions of law in the strict sense, a last point remains to be
considered, namely whether questioning the accused as was done is an error in
law. In Demenoff v. The Queen, the
question before this Court was the admissibility, as a voluntary statement, of
the confession of guilt made by the appellant. It was held that the issue being
the inferences to be drawn from the evidence relevant to the voluntariness of
the confession, the question was not one of law in the strict sense. Reference
was made to The Queen v. Fitton, supra, where this principle had been
admitted but it had been held that the rejection or admissibility of the statement
did raise a question of law. Here the question raised is whether it was proper
for the trial judge to question the accused respecting the truthfulness of the
statement that was sought to be introduced in evidence. This does not depend on
any question of fact like the voluntariness or otherwise of the statement. It
is a pure question of law.
Reference has been made to the following
passages of the judgment of Lord Du Parcq in Noor Mohamed v. The King:
It is right to add, however, that in all
such cases the judge ought to consider whether the evidence which it is
proposed to adduce is sufficiently substantial, having regard to the purpose to
which it is professedly directed, to make it desirable in the interest of
justice that it should be admitted. If, so far as that purpose is concerned, it
can in the circumstances of the case have only trifling weight, the judge will
be right to exclude it. To say this is not to confuse weight with
admissibility. The
[Page 925]
distinction is plain, but cases must occur
in which it would be unjust to admit evidence of a character gravely
prejudicial to the accused even though there may be some tenuous ground for
holding it technically admissible. The decision must then be left to the
discretion and the sense of fairness of the judge.
It must be pointed out that in that case the
Privy Council was considering the propriety of allowing in a murder case
evidence of another murder. This had been permitted by the trial judge as
evidence of a “similar pattern”. The Privy Council quashed the conviction.
Immediately after the passage quoted above, which is clearly obiter, Lord
Du Parcq went on to say:
Their Lordships have considered with care
the question whether the evidence now in question can be said to be relevant to
any issue in the case.
He finally concluded by saying (at p. 193):
After fully considering all the facts
which, if accepted, it revealed, their Lordships are not satisfied that its
admission can be justified on any of the grounds which have been suggested or
on any other ground.
When that decision was considered by this Court
in Lizotte v. The King, the
following passages were quoted in addition to the passage first above referred
to, namely at p. 190:
In Makin v. Attorney-General for New
South Wales (1894, A.C. 57, 65), Lord Herschell L.C., delivering the
judgment of the Board, laid down two principles which must be observed in a
case of this character. Of these the first was that “it is undoubtedly not
competent for the prosecution to adduce evidence tending to show that the
accused has been guilty of criminal acts other than those covered by the
indictment, for the purpose of leading to the conclusion that the accused is a
person likely from his criminal conduct or character to have committed the
offence for which he is being tried”. In 1934 this principle was said by Lord
Sankey L.C., with the concurrence of all the noble and learned Lords who sat
with him, to be “one of the most deeply rooted and jealously guarded principles
of our criminal law” and to be “fundamental in the law of evidence as conceived
in this country”. (Maxwell v. The Director of Public Prosecutions, 1935,
A.C. 309, 317, 320).
And at pp. 195-196:
Their Lordships think that a passage from
the judgment of Kennedy J. in the well-known case of Rex v. Bond (1906,
2 K.B. 389, 398) may well be quoted in this connexion:
“If, as is plain, we have to recognize the
existence of certain circumstances in which justice cannot be attained at the
trial without
[Page 926]
a disclosure of prior offences, the utmost
vigilance at least should be maintained in restricting the number of such
cases, and in seeing that the general rule of the criminal law of England,
which (to the credit, in my opinion, of English justice) excludes evidence of
prior offences, is not broken or frittered away by the creation of novel and
anomalous exceptions.”
Their Lordships respectfully approve this
statement, which seems to them to be completely in accord with the later
statement of the Lord Chancellor in Maxwell’s case (1935, A.C. 309, 320),
when he said “It is of the utmost importance for a fair trial that the evidence
should be prima facie limited to matters relating to the transaction which
forms the subject of the indictment and that any departure from these matters
should be strictly confined.” They would regret the adoption of any doctrine
which made the general rule subordinate to its exceptions.
On the basis of those principles this Court held
in the Lizotte case that evidence disclosing the commission of another
murder had been improperly admitted in the course of the cross‑examination
of a witness and the conviction was quashed and a new trial ordered.
I would quash the conviction here and order a
new trial.
SPENCE J. (dissenting):—Upon this appeal,
I agree with my brother Hall. Despite reference in various cases to the
possible impropriety of the exclusion of statements of the accused which are
true, it has most certainly been settled by the decisions both in this Court
and in England that the task of the trial judge in considering the
admissibility of a statement made by the accused to a person in authority is to
determine not whether that statement is true but whether it is voluntary. I
need not cite authorities for that proposition, the Chief Justice has already
done so in his reasons.
The only justification, in my opinion, for
either counsel for the Crown or the trial judge questioning the accused when
giving evidence on the voir dire as to truth or falsity of his
statement, which it is sought to introduce, is the relevance of his answer as
to the truth of the statement upon the question of his credibility. Careful
consideration of the matter convinces me that under the particular
circumstances of the voir dire the answer of the accused to that
question is not relevant and has no probative value in determining the
voluntary or involuntary character of the statement. It must be remembered that
the statement of
[Page 927]
the accused to a person in authority is
introduced during the evidence advanced by the prosecution and very often quite
early in the course of the trial. At that time, of course, no evidence has been
given as to guilt or innocence by the accused or anyone on his behalf, and
indeed in the usual course the only evidence given up to that time is evidence
by such witnesses as the complainant and police officers. If the accused were
to answer the question when put by either Crown counsel or the trial judge in
the negative, then there would be no basis upon which the trial judge could
come to the conclusion that his answer was false and that therefore his
credibility in his testimony to the effect that the statement was not voluntary
might be untrue until the trial had been completed. That conclusion could be
made only on the basis of the whole evidence. Therefore, I cannot see how a
negative answer by the accused to the question as to the truth of the statement
would in any way damage his credibility and assist the trial judge in coming to
the conclusion as to whether the accused’s evidence denying the voluntary
nature of the statement was false.
If, on the other hand, the accused answered the
question as to the truth of the statement in the affirmative, it would not in
any way damage or cast doubt on his other evidence that the statement was not
voluntary. It might well be part of the accused’s case that despite the fact
that he did commit the offence with which he has been charged he cannot be
convicted thereof as the Crown must prove its case beyond reasonable doubt, and
surely it is plain that the Crown cannot proceed to do so by the production of
a statement made to a person in authority which was not voluntary.
Under the circumstances, the affirmative answer
in this situation makes the prejudice two‑fold; firstly, as I have said,
it is not relevant to the issue of whether the statement was voluntary or not
voluntary and, secondly, and particularly when, as in the present case, the
trial was by judge alone without a jury, the accused suffers all the
disabilities pointed out by my brother Hall in his reasons. I am, therefore, of
the opinion that despite the decision in
[Page 928]
Rex v. Hammond and in Regina
v. LaPlante, the
question should be ruled to be inadmissible whether put by Crown counsel or
even in the careful fashion put by the learned trial judge in the present case.
It would appear from the wording of the learned
trial judge’s ruling as cited by the Chief Justice in his reasons that the
learned trial judge realized his task and determined that the statement was a
voluntary one. I am, however, of the opinion that that ruling is not sufficient
justification for this Court to act under the provisions of s. 592(1)(b)(iii)
of the Criminal Code, It would be speculation for this Court to say that
despite the question put by the learned trial judge to the accused, which I am
of the opinion for the above reasons was improper, and the accused’s answer
thereto, the learned trial judge would have ruled the statement voluntary. The
accused’s answer to that question may well have been the telling factor in
causing the learned trial judge to determine that the statement was a voluntary
one. Moreover, had the statement been excluded then counsel for the accused
might well have proceeded in a very different fashion in his defence, and might
well have chosen not to call the accused in defence.
For these reasons, I am of the opinion that this
Court cannot say that the putting of the question by the learned trial judge to
the accused upon the voir dire caused no substantive miscarriage of
justice. I, therefore, agree with my brother Hall that the conviction should be
quashed and a new trial directed.
PIGEON J. (dissenting):—In this appeal I
agree with what my brothers Hall and Spence have said and wish to add the
following observations.
I cannot hold that questions to an accused
concerning the truth of a statement allegedly made by him, although irrelevant
to the inquiry on the voir dire, may be permitted as having a bearing on
his credibility. These questions really go to the main issue: the guilt or
innocence. On the voir dire, the answers to such questions cannot be
tested
[Page 929]
against full evidence, and they cannot be of any
real help in reaching a decision on the only issue: the admissibility of the
statement.
In my view, the result of permitting on a voir
dire questions pertaining to the truth or falsity of the statement must
inevitably be to weaken the rule against the admission of involuntary
statements and, in fact, to admit in evidence statements which otherwise would
have to be rejected as not voluntarily made. This would be unfortunate because
it would tend to undermine a very necessary safeguard against improper
treatment of suspects.
There is no reason for the judge sitting on a voir
dire to put or permit any question respecting the truth of the statement
unless he is in some doubt as to whether it was voluntarily made or not. Seeing
that he must at that time take the answer of the accused as given, the
consequence of such a question must be that any doubt concerning the voluntary
character of the statement is resolved in favour of the prosecution if the
accused says it is a true statement. The end result of such a course of action
is to admit in evidence, because the accused says it is true, an incriminating
statement that would otherwise probably be rejected.
Where this can lead is strikingly illustrated by
what occurred in the Australian case of Reg v. Monks as related in the
Australian Law Journal (1960, vol. 34, p. 111). The accused testifying on the voir
dire said that a confession had been extorted from him by brutal treatment
on the part of the police. This confession was the only evidence of any
consequence against him. When cross-examined he admitted that it was true in
fact and also that he had committed all the offences with which he was charged.
Thereupon the trial judge, the Chief Justice himself, ruled the confession
admissible, saying that it would be a “public scandal” if, after a full
confession upon oath in open court, the accused should thereafter be acquitted.
Who will say that this man should properly have been disbelieved when saying
that the confession had been extorted because he ought to be believed when
confessing his crimes? Yet this is what must be the reasoning on the issue of
credibility if
[Page 930]
one is going to contend that the principle of
not allowing involuntary confessions in evidence remains unimpaired.
In the present case, much is made of the fact
that the trial judge did not look at the statement before he asked the accused
whether it was true. It is said that this shows that the accused would not have
been prejudiced if the judge had decided to reject the statement. In my view,
the fallacy of this reasoning is that under those circumstances the statement
was inevitably going to be received in evidence if the accused admitted it to be
true. Although the contents had not been disclosed to the judge, it was obvious
from what had been said that the statement was inculpatory. When, in order to
resolve his doubt concerning its voluntary character, the judge asked the
accused whether it was true, the admission obtained by this questioning
necessarily resulted in the statement being admitted. To say that the statement
was admitted because the trial judge came to the conclusion that it had been
voluntarily made is not strictly accurate in the circumstances of this case. In
fact, the judge came to this conclusion partly because the accused admitted
that it was true.
Because the rule against compulsory
self-incrimination is the root of the objection, I cannot agree that this is a
matter of judicial discretion respecting the extent of cross-examination on
credibility. In considering the cogency of the reasoning in the Hammond case
we should bear in mind that, in the United Kingdom, judges are allowed to
comment on the omission of the accused to testify. In this perspective it is
much less obnoxious to permit incriminating questions on the voir dire, than
under a system where such comments are strictly prohibited. One only has to
read the Bigaouette case to
appreciate the importance of this difference in the applicable legal
principles.
Appeal dismissed, HALL, SPENCE and
PIGEON JJ. dissenting.
Solicitor for the appellant: J.A. Mahon, Toronto.
Solicitor for the respondent: The
Attorney-General for Ontario.