Supreme Court of Canada
Poole v. The Queen, [1968] S.C.R. 381
Date: 1968-03-13
Gerald William
Poole Appellant;
and
Her Majesty The
Queen Respondent.
1967: December 11; 1968: March 13.
Present: Cartwright C.J. and Fauteux,
Abbott, Martland, Judson, Ritchie, Hall, Spence and Pigeon JJ.
ON APPEAL FROM THE COURT OF APPEAL FOR
BRITISH COLUMBIA
Criminal law—Habitual
criminal—Jurisdiction—Sentence of preventive detention—Finding that accused an
habitual criminal not distur0062ed—Whether expedient to impose sentence of
preventive detention—Whether jurisdiction in Supreme Court of Canada to
entertain appeal from imposition of such sentence—Supreme Court Act, R.S.C.
1952, c. 259 s. 41—Criminal Code, 1953-54 (Can.), c. 51, ss. 660(1),
667(1).
The appellant, who was then 34 years of age,
was convicted on August 10, 1965, of two offences of obtaining goods by false
pretences and two offences of attempting to obtain goods by false pretences.
This was done by drawing cheques on non-existent bank accounts. The amount
involved in each offence was under $100. He was subsequently found to be an
habitual criminal and sentenced to preventive detention. His record of
convictions commenced at age 16 and all but one included an element of theft.
On June 25, 1965, the day of the expiration of a four-year sentence for theft
of an automobile, he was given money to take him from New Brunswick to
Vancouver. On his arrival in Vancouver the same day, he at once obtained a job
as a labourer and appeared to have been continuously so employed until his
conviction on August 10 of the substantive offences. The Court of Appeal, by a
majority judgment, affirmed the sentence of preventive detention. The appellant
was granted leave to appeal to this Court, where his appeal was dismissed on
June 26, 1967. In this Court, [1967] S.C.R. 554, the majority came to the
conclusion that the magistrate and the majority in the Court of Appeal had
rightly found him to be an habitual criminal, and that this Court had no
jurisdiction to substitute its opinion on the question as to whether or not it
was expedient for the protection of the public to impose a sentence of
preventive detention. The judgment rendered by the minority concluded that it
was not expedient for the protection of the public to impose such a sentence.
As the question of jurisdiction on which the decision of the majority was
founded had not been argued at the hearing of that appeal, an application for a
re-hearing was granted. At this re-hearing, which was argued on the assumption
that the appellant had rightly been found to be an habitual criminal, counsel
for the appellant and for the respondent both contended that this Court had
jurisdiction to deal with the question whether or not it was expedient for the
protection of the public to sentence the appellant to preventive detention.
Held (Fauteux,
Abbott, Martland and Ritchie JJ. dissenting): The appeal should be allowed, the
sentence of preventive detention quashed and the sentences imposed on the
convictions of the substantive offences restored.
[Page 382]
Per Cartwright
C.J. and Judson and Hall JJ.: It has not been shown that it was expedient for
the protection of the public to sentence the appellant to preventive detention.
Section 660(1) of the Code, giving jurisdiction to impose a sentence of preventive
detention, is worded permissively and is not mandatory. Since his convictions
in 1959, the appellant had not been found guilty of any violent crime. For the
crime of theft of an automobile in 1962 and the four substantive offences in
1965, he has been sentenced to severe punishment. There is some evidence of his
trying to live a normal life. It has not been satisfactorily shown that his
release at the expiration of the terms of imprisonment to which he has been
sentenced for the substantive offences will constitute a menace to society or
that the protection of the public renders it expedient that he should spend the
rest of his life in custody.
The judgment in The Queen v. MacDonald, [1965]
S.C.R. 831, does not bind this Court to hold that, unless it can say that the
finding of the Courts below that the appellant was an habitual criminal should
be set aside, this Court is without jurisdiction to interfere with the
imposition of the sentence of preventive detention. On the plain meaning of the
words of s. 41 of the Supreme Court Act, it seems clear that this
Court has jurisdiction to deal with the appeal on the merits. This is an appeal
for which leave was granted under s. 41 and which is not barred by subs.
(3) thereof. The appeal given by s. 667(1) raises only one question for
decision, that is whether the sentence of preventive detention is to be
sustained or set aside. The answer to the question whether this Court has
jurisdiction to hear and determine an appeal sought to be brought before it
depends on the subject matter of the appeal and on the terms of the statute
conferring jurisdiction.
Per Spence J.:
Accepting the view that it was not expedient for the protection of the public
to sentence the accused to preventive detention, an appeal lies to this Court
from that finding.
This is an appeal from a decision which has
resulted in the appellant being sentenced to preventive detention. The matters
considered are not the matters considered in an ordinary appeal from sentence
but resemble the consideration of an appeal from conviction. Under s. 667
of the Code, the provincial Court of Appeal must find affirmatively as to three
elements before it may affirm the sentence of preventive detention. These
elements are: (1) conviction on the substantive offence; (ii) that the accused
is an habitual criminal; (iii) that it is expedient to sentence him to
preventive detention. The leave to appeal to this Court, which was properly
granted under s. 41 of the Supreme Court Act, brings forward for
consideration the same three elements and it is the right and the duty of this
Court acting within its jurisdiction to consider all three elements. In doing
so, this Court would not be going beyond its jurisdiction.
Per Pigeon J.:
It has not been shown that it was expedient for the protection of the public to
sentence the appellant to preventive detention.
This Court has jurisdiction under s. 41
of the Supreme Court Act to hear appeals by leave in the case of persons
sentenced to preventive detention, and this jurisdiction is not restricted to a
review of the finding that the accused is an habitual criminal.
[Page 383]
Per Fauteux,
Abbott, Martland and Ritchie JJ., dissenting: Once the finding as to the
status of the accused as an habitual criminal is not in issue, this Court has
no jurisdiction to entertain an appeal against the sentence of preventive
detention. There is a clear line of authority which establishes that this Court
has no jurisdiction to. entertain an appeal with respect to sentences for an
indictable offence. No appeal lies to this Court from the determination that it
is expedient for the protection of the public to sentence the accused to
preventive detention. Parkes v. The Queen, [1955] S.C.R. 134, is not an
authority for the submission that this Court has jurisdiction to entertain an
appeal from the sentence of preventive detention in isolation from the finding
as to status. The only reported case in this Court in which an appeal has been
taken from a sentence of preventive detention when the finding as to status of
the accused was not in issue is the case of The Queen v. MacDonald, [1965]
S.C.R. 831. In that case the majority of the Court decided that there was no
jurisdiction under s. 41 to entertain an appeal from a sentence of
preventive detention alone. There is no distinction between the present case
and the case of The Queen v. MacDonald in so far as the question of
jurisdiction is concerned.
Droit criminel—Repris de
justice—Juridiction—Sentence de détention préventive—Déclaration que l’accusé
est un repris de justice—Opportunité de la condamnation à la détention
préventive—La Cour suprême du Canada a-t-elle juridiction pour entendre un
appel d’une telle sentence—Loi sur la Cour suprême, S.R.C. 1952, c. 259,
art. 41—Code criminel, 1958-54 (Can.), c. 61, arts. 660(1), 667(1).
L’appelant, alors âgé de 34 ans, a été
déclaré coupable le 10 août 1965, de deux infractions d’obtention de biens par
faux semblant et de deux infractions de tentative de pareille obtention. Il
s’agissait de chèques tirés sur un compte de banque qui n’existait pas. Le
montant en jeu dans chaque infraction était de moins de $100. L’appelant a été
subséquemment déclaré repris de justice et condamné à la détention préventive.
Son dossier de condamnations commence à l’âge de 16 ans et toutes, sauf une,
contiennent un élément de vol. Le 25 juin 1965, le jour de l’expiration d’une
sentence de quatre ans pour vol d’automobile, il a reçu une somme d’argent pour
se rendre du Nouveau-Brunswick à Vancouver. A son arrivée à Vancouver le même
jour, il a immédiatement obtenu un emploi comme manœuvre et il paraît avoir été
continuellement employé de la sorte jusqu’au jour de sa condamnation le 10 août
pour les infractions sur lesquelles la sentence de détention préventive est
basée. La Cour d’appel, par un jugement majoritaire, a confirmé cette sentence.
L’appelant a obtenu permission d’appeler devant cette Cour, mais son appel a
été rejeté le 26 juin 1967 par un jugement majoritaire statuant, [1967] R.C.S.
554, que le magistrat et les juges majoritaires en Cour d’appel avaient eu
raison de déclarer qu’il était un repris de justice, et que cette Cour n’avait
pas juridiction pour substituer son opinion sur la question de savoir s’il
était opportun pour la protection du public de lui imposer une sentence de détention
préventive. L’opinion de la minorité dans cette Cour était qu’il n’y avait pas
lieu de juger opportun pour la protection du public d’imposer une telle
sentence. Vu que la question de juridiction sur laquelle la décision
majoritaire était basée n’avait
[Page 384]
pas été discutée lors de l’audition de
l’appel, une requête pour nouvelle audition a été accordée. Lors de cette
nouvelle audition, on a pris pour acquis que l’appelant avait été à bon droit
déclaré repris de justice, et les avocats de l’appelant et de l’intimée ont
tous deux soutenu que cette Cour avait juridiction pour considérer s’il était
opportun pour la protection du public d’imposer à l’appelant une sentence de
détention préventive.
Arrêt: L’appel
doit être accueilli, la sentence de détention préventive doit être annulée et
les sentences imposées pour les infractions sur lesquelles elle est basée
doivent être rétablies, les Juges Fauteux, Abbott, Martland et Ritchie étant
dissidents.
Le Juge en
Chef Cartwright et les Juges Judson et Hall: Il n’a pas été démontré qu’il
était opportun pour la protection du public de condamner l’appelant à la
détention préventive. Le texte de l’art. 660(1) du Code, qui confère la
juridiction pour imposer une sentence de détention préventive, est permissif et
non pas obligatoire. Depuis ses condamnations en 1959, l’appelant n’a été
trouvé coupable d’aucun crime de violence. Pour le vol d’une automobile en 1962
et pour les quatre infractions en 1965 sur lesquelles la sentence est basée, il
a reçu des punitions sévères. Il y a une certaine preuve qu’il essaie de vivre
une vie normale. Il n’a pas été démontré d’une façon satisfaisante que sa mise
en liberté à l’expiration de l’emprisonnement. auquel il a été condamné pour
les infractions dont il s’agit aurait pour effet de constituer. une menace à la
société ou que pour la protection du public il serait opportun qu’il passe le
reste de sa vie en détention.
Le jugement dans The Queen v. MacDonald, [1965]
R.C.S. 831, n’oblige pas cette Cour à décider que, à moins qu’elle puisse dire
que la déclaration des Cours inférieures à l’effet que l’appelant est un repris
de justice doit être mise de côté, elle n’a pas juridiction pour intervenir
dans l’imposition de la sentence de détention préventive. Les mots de l’art. 41
de la Loi sur la Cour suprême, dans leur sens ordinaire, semblent
indiquer clairement que cette Cour a juridiction pour juger l’appel sur le
fond. Il s’agit d’un appel admis par permission sous l’art. 41 et qui n’est pas
prohibé par l’alinéa (3) de cet article. L’appel visé par l’art. 667(1)
requiert la solution d’une seule question, savoir si la sentence de détention
préventive doit être confirmée ou mise de côté. La juridiction de cette Cour
pour entendre et juger un appel que l’on tente de lui faire entendre dépend de
la matière de l’appel et des termes du statut donnant la juridiction.
Le Juge
Spence: S’il n’était pas opportun pour la protection du public de condamner
l’appelant à la détention préventive, cette Cour a juridiction pour entendre un
appel de cette décision.
Il s’agit d’un appel d’une décision qui a eu
pour résultat d’imposer à l’appelant une sentence de détention préventive. Les
questions à étudier ne sont pas les questions à considérer dans un appel
ordinaire d’une sentence mais ressemblent à un appel d’une déclaration de
culpabilité. Avant qu’elle puisse confirmer la sentence de détention préventive
sous l’art. 667 du Code, la Cour provinciale d’appel doit en venir à une
conclusion affirmative sur trois éléments qui sont: (i) la déclaration de
culpabilité; (ii) le fait que l’accusé est un repris de
[Page 385]
justice; (iii) l’opportunité de lui imposer
une sentence de détention préventive. La permission d’appeler devant cette
Cour, qui a été à bon droit accordée sous l’art. 41 de la Loi sur la Cour
suprême, requiert la considération de ces mêmes trois éléments, et c’est le
droit et le devoir de cette Cour agissant selon sa juridiction de considérer
chacun d’eux. En ce faisant, cette Cour n’agit pas au-delà de sa juridiction.
Le Juge
Pigeon: Il n’a pas été démontré qu’il était opportun pour la protection du
public d’imposer à l’appelant une sentence de détention préventive.
Cette Cour a juridiction, en vertu de l’art.
41 de la Loi sur la Cour suprême, pour entendre, avec permission, un
appel dans le cas de personnes condamnées à la détention préventive, et cette
juridiction n’est pas limitée à des questions touchant la déclaration que
l’accusé est un repris de justice.
Les Juges
Fauteux, Abbott, Martland et Ritchie, dissidents: Lorsqu’il n’est pas
question de l’état de l’accusé comme repris de justice, cette Cour n’a pas la
juridiction pour entendre un appel de la sentence de détention préventive. Il
est clairement établi par la jurisprudence que cette Cour n’a pas juridiction
pour entendre un appel d’une sentence imposée pour un acte criminel. Aucun
appel ne peut être entendu par cette Cour concernant la décision qu’il est
opportun pour la protection du public d’imposer une sentence de détention
préventive. La cause de Parkes v. The Queen, [1955] R.C.S. 134, ne
démontre pas que cette Cour a juridiction pour entendre un appel d’une sentence
de détention préventive autrement que sur la déclaration que l’accusé est un
repris de justice. La cause de The Queen v. MacDonald, [1965] R.C.S.
831, est la seule décision rapportée où un appel d’une sentence de détention
préventive a été porté devant cette Cour alors que la déclaration sur l’état de
l’accusé n’était pas en litige. La majorité de la Cour a alors décidé qu’elle
n’avait pas juridiction sous l’art. 41 pour entendre un appel d’une sentence de
détention préventive. Il n’y a aucune distinction à faire entre le cas présent
et la cause de The Queen v. MacDonald en autant que la question de
juridiction est concernée.
AUDITION nouvelle d’un appel, rapporté à
[1967] R.C.S. 554, 60 W.W.R. 641 [1968] 1 C.C.C. 242, d’un jugement de la Cour
d’appel de la Colombie-Britannique confirmant une sentence de détention
préventive. Appel accueilli, les Juges Fauteux, Abbott, Martland et Ritchie
étant dissidents.
RE-HEARING of an appeal, reported at [1967]
S.C.R. 554, 60 W.W.R. 641, [1968] 1 C.C.C. 242, from a judgment of the Court of
Appeal for British Columbia affirming a sentence of preventive detention.
Appeal allowed, Fauteux, Abbott, Martland and Ritchie JJ. dissenting.
[Page 386]
Bryan H. Kershaw, for the appellant.
W.G. Burke-Robertson, Q.C., for the
respondent.
The judgment of Cartwright C.J. and of Judson
and Hall JJ. was delivered by
THE CHIEF JUSTICE:—This appeal is brought,
pursuant to leave granted by this Court, from a judgment of the Court of Appeal
for British Columbia affirming, by a majority, a sentence of preventive
detention imposed on the appellant by His Worship Magistrate G.L. Levey at
Vancouver on June 14, 1966. Bull J.A., dissenting, would have allowed the
appeal, quashed the sentence of preventive detention and restored the sentences
imposed in respect of convictions of four substantive offences in lieu of which
the sentence appealed against had been imposed.
The appeal was first argued on June 5, 1967,
before a Court of five judges and on June 26, 1967, the appeal was dismissed by a majority. My brothers
Fauteux, Martland and Ritchie were of opinion (i) that the learned magistrate
and the majority in the Court of Appeal were right in finding the appellant to
be an habitual criminal and (ii) that this Court had no jurisdiction to
substitute its opinion for that of the Court of Appeal on the question as to
whether or not it was expedient for the protection of the public to sentence
the appellant to preventive detention. My brother Judson and I were of opinion
that it was unnecessary to decide whether the appellant was rightly found to be
an habitual criminal because, on the assumption that he was, it was not
expedient for the protection of the public to sentence him to preventive
detention.
As the question of jurisdiction on which the
decision of the majority was founded had not been raised by counsel or the
Court at the hearing of the appeal, an application for a re-hearing was granted
and the appeal was argued before the full Court on December 11, 1967. At this
time counsel for the appellant and for the respondent both contended that, on
the assumption that the appellant was rightly found to be an habitual criminal,
this Court has jurisdiction to deal with the question whether or not it was
expedient for the protection of the public to sentence the
[Page 387]
appellant to preventive detention; counsel for
the respondent submitted that on the merits this question should be answered in
the affirmative and the appeal dismissed.
The appellant was born on March 3, 1932.
The evidence as to his past record is accurately
summarized by Bull J.A. as follows:
Just after reaching 16 years of age, the
appellant was convicted of a charge of taking an automobile without consent and
stealing four pairs of shoes a day or so earlier, and was fined $20.00 and
given a suspended sentence, respectively. Three years later, at the age of 19
years, he was convicted of breaking and entering a drug store and was sentenced
to two years in the penitentiary. Upon being released from this imprisonment
about 19 months later, he joined the Canadian Army and served with it in Canada
and Korea for about 2 years until he was dishonourably discharged shortly after
having been convicted in Montreal of two charges of robbery and sentenced to
five years on each to run concurrently. On his release at expiration of
sentence the appellant had odd jobs in and around his home area in New
Brunswick for about five months, when he again fell foul of the law. This time
he was convicted on four charges of breaking and entering business premises
within the space of a few days, and was awarded various sentences to run
concurrently, of which the longest was three years in the penitentiary. The
appellant was released from imprisonment on November 19, 1961, and worked
fairly steadily with some success and employer approval at labouring work for
about ten months when he was convicted of theft of a U-Drive automobile which
he had rented. For this offence he was sentenced to four years in the
penitentiary. On his release from this sentence in June, 1965, the somewhat
unusual events occurred which led to his commission of, and convictions on, the
substantive offences. On the day of release and provided with funds and an
airline ticket by his mother in the Maritimes, he flew to Vancouver claiming to
be filled with the admirable resolution to there start a new honest life away
from the associations which he claimed had always led him into trouble.
Although there were many inconsistencies in his evidence as to exactly what the
appellant did for the next few weeks, it does appear quite clear and
uncontradicted that promptly after arrival he did get a job with a wrecking
company, which lasted about two weeks, followed by a job with a salvage company
commencing on July 12, 1965. On July 9, 1965, however, he purchased $41.85, and
attempted to purchase a further $91.37, worth of goods from a department store
with cheques signed in his own name but drawn on a non-existent account in a
local bank. The appellant said the account number used was that of an account
that he had in the same bank in Fredericton, N.B., but quite properly little
credence was given to this excuse. It is clear that some at least of the goods
in question were working clothes and gear needed by the appellant in the new
job he was just starting. On the same day, allegedly to replace one stolen from
his room, the appellant attempted to buy a watch from a jeweller with a cheque
for $83.99 drawn on the same nonexistent account. The appellant was released on
bail, went back to work and about ten days later obtained a pipe and some
tobacco from a tobacconist with a cheque for $12.74 drawn on a fictitious
account. The appellant was convicted of these four depredations on August 10,
1965, and given concurrent sentences aggregating 3 years. Apparently,
notwithstanding these shopping sprees, the appellant did have gainful
employment for substantially the whole time from his release on June 25,
1965,
[Page 388]
to his conviction on August 10, 1965. There
was no evidence adduced that during this last period of freedom the appellant
associated with criminals or undesirable characters.
I do not find it necessary to choose between the
conflicting views of Bull J.A. and of the majority in the Court of Appeal as to
whether on the evidence the finding that the appellant is an habitual criminal
can safely be upheld; for the purpose of these reasons I will assume that it
can.
On the assumption that the finding that the
appellant is an habitual criminal should not be disturbed, I have reached the
conclusion that it has not been shewn that it is expedient for the protection
of the public to sentence him to preventive detention.
Whether or not in any particular case it is
expedient to so sentence a person found to be an habitual criminal is a
question of fact or perhaps a question of mixed law and fact; it is certainly
not a question of law alone. But, leave to appeal to this Court having been
granted, it is clear that we have jurisdiction to deal with questions of fact.
In Mulcahy v. The Queen, this Court in a unanimous judgment
expressly adopted the reasons of MacQuarrie J. who had dissented from the
judgment of the majority in the Supreme Court of Nova Scotia (in banco) and set
aside the sentence of preventive detention which had been imposed upon the
appellant. The dissenting judgment of MacQuarrie J. is reported in 42 C.R. at
page 1.
In that case the record shewed that, prior to
being convicted of the substantive offence, the appellant had been convicted
between 1941 and 1961 on nineteen occasions of offences, for which he had been
sentenced to a total of fifteen years and six months in the penitentiary and
twenty-six months in prison. None of his convictions were for crimes of violence;
six were for breaking and entering and the remainder for theft or having
possession of stolen goods.
MacQuarrie J. based his judgment on two distinct
grounds. The first of these was that there was no evidence to support a finding
that the appellant was leading persistently a criminal life. The second ground
was expressed as follows:
While I do not attempt to minimize the
record of the appellant, a perusal of it (apart from the lack of evidence to
justify finding him to be
[Page 389]
leading persistently a criminal life)
indicates that he is not the type of person of whom it can properly be said “it
is expedient for the protection of the public to sentence him to preventive
detention”. In my opinion the Crown has failed to prove that (even although the
accused was leading persistently a criminal life) a sentence of preventive
detention was expedient for the protection of the public.
In the case at bar no exception can be taken to
the terms in which the learned Magistrate instructed himself as to the applicable
principles of law. Following the judgment of the Court of Appeal for British
Columbia in Regina v. Channing, he
expressed the view that in order to impose a sentence of preventive detention
he must be satisfied beyond a reasonable doubt that the appellant was leading
persistently a criminal life, that the decision of each case must depend on its
own particular facts, (i) as to whether the finding that a person is an
habitual criminal should be made and, (ii) as to whether that finding having
been made, a sentence of preventive detention should be imposed. It is, I
think, implicit in the last sentence of his reasons, read in the light of his
reference to Regina v. Charnning, that he held it necessary that he
should be satisfied beyond a reasonable doubt on the second of these points as
well as on the first. The sentence to which I refer reads as follows:
I find that the Crown has proved beyond all
reasonable doubt, in my mind, that it is expedient for the protection of the
public to sentence you to preventive detention, and I so do.
In the Court of Appeal Lord J.A., with whom
McFarlane J.A. expressed substantial agreement, dealt with this branch of the
matter as follows:
Nor can I say that he reached the wrong
opinion in finding it expedient for the protection of the public that the
appellant be sentenced to preventive detention.
Bull J.A., having held that the finding that the
appellant was an habitual criminal could not safely be upheld, did not find it
necessary to deal with this question.
In Regina v. Channing, supra, Sheppard
J.A., with whom Norris, Lord and MacLean JJ.A. agreed and Davey J.A. agreed “in
general”, said at page 110:
In the case at bar, the crown must assume
the onus of proving that it is expedient for the protection of the public that
the accused be
[Page 390]
sentenced beyond that imprisonment for the
substantive offence: Mulcahy v. Reg., and that must be proven beyond a
reasonable doubt: Parkes v. Reg. and Kirkland v. Reg.
In the same case at page 101, Davey J.A. said:
Likewise it is undesirable for us to lay
down detailed tests of the sufficiency of evidence to prove either that an
accused is a habitual criminal or that it is expedient for the protection of
the public that he be sentenced to preventive detention. All that is required is
that the evidence be sufficient to prove both these essential matters beyond a
reasonable doubt to the satisfaction of the magistrate or trial judge.
As already indicated, I am dealing with this
appeal on the assumption that the finding that the appellant is an habitual
criminal should not be disturbed and the question to be answered is therefore
whether it can properly be said “that because the accused is an habitual
criminal, it is expedient for the protection of the public to sentence him to
preventive detention”.
The answer to this question depends upon the
application to the facts of the case of the words of s. 660(1) of the Criminal
Code which reads as follows:
660.(1) Where an accused has been convicted
of an indictable offence the court may, upon application, impose a sentence of
preventive detention in lieu of any other sentence that might be imposed for
the offence of which he was convicted or that was imposed for such offence, or
in addition to any sentence that was imposed for such offence if the sentence
has expired, if
(a) the accused is found to be an
habitual criminal, and
(b) the court is of the
opinion that because the accused is an habitual criminal, it is expedient for
the protection of the public to sentence him to preventive detention.
It will be observed that the section is
worded permissively. Even if both conditions (a) and (b) are
fulfilled the Court is not bound to impose the sentence of preventive
detention. The wording may be contrasted with that used by Parliament in
s. 661(3):
(3) Where the court finds that the accused
is a dangerous sexual offender it shall, notwithstanding anything in this Act
or any other Act of the Parliament of Canada, impose upon the accused a
sentence of preventive detention…
The wording of s. 660 may also be compared
with that of the corresponding sub-section in the Criminal Justice Act,
1948, of the United Kingdom, 11 and 12 George VI, c. 58, s. 21(2) of
which reads as follows:
(2) Where a person who is not less than
thirty years of age—
(a) is convicted on indictment of an
offence punishable with imprisonment for a term of two years or more; and
[Page 391]
(b) has been convicted on indictment
on at least three previous occasions since he attained the age of seventeen of
offences punishable on indictment with such a sentence, and was on at least two
of those occasions sentenced to Borstal training, imprisonment or corrective
training;
then, if the court is satisfied that it is
expedient for the protection of the public that he should be detained in
custody for a substantial time, followed by a period of supervision if released
before the expiration of his sentence, the court may pass, in lieu of any other
sentence, a sentence of preventive detention for such term of not less than
five or more than fourteen years as the court may determine.
I do not consider that the use of the words “The
court is of the opinion” in s. 660(1) (b) of the Criminal Code prevents
the Court of Appeal or this Court from substituting its opinon for that of the
learned Magistrate. That course has been followed in Mulcahy v. The Queen,
supra.
In Regina v. Channing, supra, after
stating that what is expedient for the protection of the public is a question
of fact in each case, Sheppard J.A. continued at page 109:
Moreover, as the sentence for the
substantive offence will have considered the protection of the public as one of
the elements, it would follow that preventive detention should not be imposed
unless the crown has proven that the protection of the public is not
sufficiently safeguarded by sentence for the substantive offence, but does
require some additional protection involved in a sentence of preventive
detention: Mulcahy v. Reg., supra; Reg. v. Rose, supra, to the
extent of making that sentence expedient for the protection of the public.
and at page 110 he quoted with approval the
following passage in the reasons of Currie J.A. in Harnish v. The Queen:
The real, essential principle of the
preventive detention provisions of the Criminal Code, s. 660, and of the
Prevention of Crime Act, 1908, 8 Edw. VII, ch. 59, is the
protection of the public. It is not enough that the accused is merely
anti-social, or is a nuisance, or that it is a convenience to the police to
have a person removed to a penitentiary.
In R. v. Churchill, Lord Goddard, giving the judgment
of the Court of Criminal Appeal, said at page 110:
The object of preventive detention is to
protect the public from men or women who have shown by their previous history
that they are a menace to society while they are at large.
and at page 112:
As we have already said, when such
sentences have to be passed the time for punishment has gone by, because it has
had no effect. It has become a matter of putting a man where he can no longer
prey upon society even though his depredations may be of a comparatively small
character, as in the case of habitual sneak thieves.
[Page 392]
In considering the decisions in England it must
always be borne in mind that the maximum sentence of preventive detention which
can be imposed there is fourteen years and that, as stated by Lord Goddard on
the page last referred to, in the great majority of cases which had come before
that Court the sentence passed had been one of eight years. In Canada if the
sentence is passed at all it must decree imprisonment for the remainder of the
prisoner’s life subject to the possibility of his being allowed out on licence
if so determined by the parole authorities, a licence which may be revoked
without the intervention of any judicial tribunal.
Since his convictions in 1959, the appellant has
been guilty of no violent crime. For the crime of theft of an automobile in
1962 and the four substantive offences in 1965, which involved comparatively
trifling sums, he has been sentenced to severe punishment; there is some evidence
of his trying to live a normal life; he is now 35 years of age. While I cannot
say, in the words used by Currie J.A., that he is merely a nuisance I am not
satisfied that his release at the expiration of the terms of imprisonment to
which he has been sentenced for the substantive offences will, to use the words
of Lord Goddard, constitute a menace to society or that the protection of the
public renders it expedient that he should spend the rest of his life in
custody. Any doubt that I feel in this case arises from the fact that I am
differing from the learned Magistrate and the majority in the Court of Appeal.
In a case in which the consequences of an adverse decision are so final and so
disastrous for the man concerned I think that doubts should be resolved in his
favour.
For the above reasons I have reached the
conclusion that I would dispose of the appeal as Bull J.A. would have done
unless the view suggested by some members of the Court, although neither put
forward nor supported by either counsel, compels us to hold that we are without
jurisdiction.
The suggestion, as I understand it, is that the
reasons of Ritchie J. speaking for a majority of the Court in The Queen v.
MacDonald, bind
us to hold that, unless we can
[Page 393]
say that the finding of the Courts below that
the appellant is an habitual criminal should be set aside, we are without
jurisdiction to interfere with the imposition of the sentence of preventive
detention.
When a question is raised as to the jurisdiction
of this Court it is well to look first at the provisions of the Statute which
confer the jurisdiction which the parties seek to invoke; in the case at bar
these are contained in s. 41 of the Supreme Court Act which reads:
41.(1) Subject to subsection (3), an
appeal lies to the Supreme Court with leave of that Court from any final or
other judgment of the highest court of final resort in a province, or a judge
thereof, in which judgment can be had in the particular case sought to be
appealed to the Supreme Court, whether or not leave to appeal to the Supreme
Court has been refused by any other court.
(2) Leave to appeal under this
section may be granted during the period fixed by section 64 or
within thirty days thereafter or within such further extended time as the
Supreme Court or a judge may either before or after the expiry of the said
thirty days fix or allow.
(3) No appeal to the Supreme Court lies
under this section from the judgment of any court acquitting or convicting
or setting aside or affirming a conviction or acquittal of an indictable
offence or, except in respect of a question of law or jurisdiction, of an
offence other than an indictable offence.
(4) Whenever the Supreme Court has granted
leave to appeal the Supreme Court or a judge may, notwithstanding anything in
this Act, extend the time within which the appeal may be allowed.
On the plain meaning of the words of this
section it seems clear that the Court has jurisdiction. The appeal is
brought, pursuant to leave duly granted by this Court, from the judgment of the
Court of Appeal for British Columbia affirming the imposition by the learned
magistrate of a sentence of preventive detention. This is a final judgment of
the highest court of final resort in the province in which judgment can be had
in this particular case. This Court is not deprived of jurisdiction by the
terms of subs. 3 of s. 41 for the judgment of the Court of Appeal is not
one acquitting or convicting or setting aside or affirming a conviction or
acquittal of an indictable offence or of an offence other than an indictable
offence. The jurisprudence in this Court on this point is settled and has been
applied consistently since the decisions in Brusch v. The Queen and Parkes v. The Queen.
[Page 394]
The contrary view is said to be founded, as
mentioned above, on the reasons of my brother Ritchie, concurred in by a
majority of the Court in The Queen v. MacDonald, supra. In approaching a
consideration of that decision it is well to bear in mind the rule, often
stated, that a case is only an authority for what it actually decides; vide Quinn
v. Leatham, per
Lord Halsbury at 506.
While in The Queen v. MacDonald, supra, I
agreed with the conclusion of the majority that the appeal should be quashed it
was for reasons differently expressed. The sole question relating to our
jurisdiction which was raised for decision in that appeal was whether the
Attorney‑General had a right of appeal to this Court from the order of a
Court of Appeal expressly affirming a finding that an accused was an habitual
criminal but deciding that the sentence of preventive detention imposed upon
him should be set aside. No question arose as to the nature or extent of an
accused’s right of appeal.
The formal order of the Court of Appeal in that
case read as follows:
THIS COURT DOTH ORDER AND ADJUDGE that the
appeal of the above-named Appellant from the finding that the Appellant is an
habitual criminal be and the same is hereby dismissed, the Appeal of the
above-named Appellant from the sentence of preventive detention imposed on him
be and the same is hereby allowed, the sentence of preventive detention imposed
on him as aforesaid be and the same is hereby set aside, and pursuant to
section 667 of the Criminal Code, a sentence of imprisonment in Oakalla
Prison Farm, Burnaby, British Columbia, for a term of one year be and the same
is hereby imposed in respect of the said conviction by Magistrate L.H. Jackson
entered on the 20th day of May 1964 on the above-described charge, such
sentence to run from the 20th day of May, 1964.
This may be contrasted with the order of the
Court of Appeal in the case at bar, the operative part of which reads:
THIS COURT DOTH ORDER AND ADJUDGE THAT the
said Appeal of the above‑named Appellant from the sentence of preventive
detention imposed on him be and the same is hereby dismissed;
With respect, I think that the formal order of
the Court of Appeal in The Queen v. MacDonald, supra, was improperly
drawn. The Criminal Code gives no right of appeal from the finding that
the appellant is an habitual criminal.
[Page 395]
Such a finding unless followed by the imposition
of a sentence of preventive detention is brutum fulmen. This is made
plain by the reasons of Bird C.J.B.C. speaking for the Unanimous Court of
Appeal in Regina v. MacNeill. It is
a misconception to regard the appeal given by s. 667(1) as raising two
matters for decision. There is only one question to be answered, that is
whether the sentence of preventive detention is to be sustained or set aside.
It may be set aside for various reasons, for example (i) because the Crown has
not satisfied the onus of proving that the appellant is an habitual criminal or
(ii) because it has not satisfied the onus of proving that it is expedient for
the protection of the public that a sentence of preventive detention be imposed
or (iii) for both of these reasons or (iv) because of some technical defect or
illegality in the proceedings; this list is not necessarily exhaustive. It
appears to me to be a novel proposition that the answer to the question whether
the Court has jurisdiction to entertain and decide an appeal may depend on the
reasons which it assigns for allowing or dismissing it.
In my view the present case is distinguishable
from The Queen v. MacDonald, supra. In the case at bar the appeal to the
Court of Appeal was and the appeal to this Court is simply from the imposition
of the sentence, and this is as it should be for, as pointed out above, the
only right of appeal given to a person sentenced to preventive detention is
that set out in s. 667(1) of the Criminal Code:
667.(1) A person who is sentenced to
preventive detention under this Part may appeal to the Court of Appeal against
that sentence on any ground of law or fact or mixed law and fact.
It is a trite observation that an appeal is from
the judgment pronounced in the Court appealed from and not from its reasons. It
appears to me that the existence of our jurisdiction cannot depend upon the
grounds upon which we think the sentence should be upheld or set aside. Our
jurisdiction to set aside the sentence in the case at bar upon the grounds set
out in the reasons of Bull J.A. could not be questioned; in my opinion, it
would be consistent with neither principle nor authority to hold that we cease
to have jurisdiction because, as it appears to me, the same result should be
reached by a different line of reasoning.
[Page 396]
At the risk of appearing repetitious, I wish to
emphasize that the answer to the question whether we have jurisdiction to hear
and determine an appeal sought to be brought before us depends on the subject
matter of the appeal and on the terms of the Statute conferring jurisdiction.
The question arises in limine and can and should be answered before we
enter upon the merits of the appeal. Either we have or have not jurisdiction to
decide the appeal; it is, in my view, a misconception to suggest that our
jurisdiction, if we have it, can be lost because we would allow or dismiss the
appeal for one reason rather than another. We have held often enough in dealing
with the question whether an inferior tribunal has exceeded its jurisdiction
that we cannot say it has jurisdiction to decide a question rightly but not to
decide it wrongly.
I have reached the conclusion that the judgment
of the majority in The Queen v. MacDonald, supra, does not bind us to say
that we are without jurisdiction in the case at bar and I am satisfied that we
have jurisdiction to deal with the appeal on the merits.
I would dispose of the appeal as Bull J.A. would
have done, that is to say, I would allow the appeal, quash the sentence of
preventive detention and restore the sentences imposed on the convictions of
the four substantive offences.
The judgment of Fauteux, Abbott, Martland and
Ritchie JJ. was delivered by
RITCHIE J. (dissenting):—I have had the
advantage of reading the reasons for judgment prepared by the Chief Justice in
which he has described the circumstances giving rise to the re-hearing of this
appeal and concluded that this Court has jurisdiction to hear it and that is
should be allowed, but I remain in agreement with the reasons for judgment
rendered by Martland J. at the first hearing in which he says that:
Once the finding as to the status of the
accused as an habitual criminal is not an issue, this Court has no jurisdiction
to entertain an appeal against sentence.
As has been pointed out by the Chief Justice, if
there be jurisdiction in this Court to hear an appeal from the imposition of a
sentence of preventive detention, imposed “in lieu of any other sentence that
may be imposed” for an
[Page 397]
indictable offence pursuant to the provisions of
s. 660(1) of the Criminal Code, then that jurisdiction must be
found in s. 41 of the Supreme Court Act (hereinafter called “the
Act”), and it accordingly appears to me to be of first importance to consider
the jurisprudence of this Court governing the interpretation of s. 41 in
relation to appeals against sentence.
The first case in which it was contended that
s. 41 of the Act gave the Court jurisdiction to consider an appeal against
sentence was Goldhar v. The Queen,
in which Mr. Justice Fauteux, after a detailed review of the
provisions of the statute, concluded, at page 71 that:
Under the former Code, appeals against
sentence have always been left to the final determination of the provincial
courts and there is nothing, under the new Code or s. 41 of the Supreme
Court Act, indicating a change of policy in the matter, with respect to
indictable offences.
The Court is without jurisdiction to
entertain the present application which I would dismiss.
These reasons for judgment were reaffirmed in Paul
v. The Queen, where
Taschereau J. (as he then was) said:
It was held in Goldhar v. The Queen that
if an appeal from a sentence was not given by 41(3), nor the Criminal Code, we
could not find any authority in 41(1) to review the sentence imposed by the
Courts below.
In that case it was stated by Fauteux J.:
…that in order to determine if a convicted
person could appeal against a sentence in a matter of indictable offence it was
not permitted to look at s. 41(1) for authority to intervene but only to
the Criminal Code which does not permit an appeal against sentence.
The effect of these decisions appears to me to
have been accurately summarized by Mr. Justice Fauteux in rendering the
judgment of the Court in The Queen v. Alepin Freres Ltee. et al, in which case the Crown had, with
leave granted under s. 41, launched an appeal against the finding of
the Court of Appeal on the question of whether the Court of Queen’s Bench or
the magistrate had jurisdiction to impose sentences, and after quoting ss.
41(1) and 41(3), Mr. Justice Fauteux went on to say:
It is clear from the terms of
subsection (3) that, unless the judgment sought to be appealed is a
judgment ‘acquitting or convicting or setting aside or affirming a conviction
or acquittal’ of either an indictable offence
[Page 398]
or an offence other than an indictable
offence, there is no jurisdiction in this Court under that subsection to
entertain this appeal. The judgment here sought to be appealed does not come
within that description. It is not a judgment related to an acquittal or a
conviction of an offence and, while an important question of jurisdiction is
involved therein, this question does not relate to an acquittal or a conviction
within the meaning of subsection (3) but to sentence. Neither can
jurisdiction of this Court be found in subsection (1). The general
proposition that matters which are not mentioned in s. 41(3) must be held
to be comprised in s. 41(1), with the consequence that this Court would
have jurisdiction to entertain an appeal from a judgment of a nature similar to
the one here considered, is ruled out by what was said by this Court in Golkar
v. The Queen and Paul v. The Queen. It may be a matter of regret
that this Court has no jurisdiction to decide the important question which gave
rise to conflicting opinions in the Court below, but strong as my views may be
with respect to that question, I am clearly of opinion that this Court has no
jurisdiction to entertain this appeal.
There is accordingly a clear line of authority
which establishes that this Court has no jurisdiction to entertain an appeal
with respect to sentences for an indictable offence.
In the present case like the Chief Justice, I
proceed on the assumption that the finding that the appellant is an habitual
criminal should not be disturbed, and that the sole question to be determined
is whether an appeal lies to this Court from the determination made by the
Court of first instance, in conformity with the provisions of s. 660(1) (b)
of the Criminal Code, that “The Court is of the opinion that because the
accused is a habitual criminal, it is expedient for the protection of the
public to sentence him to preventive detention”.
The concept of imposing preventive detention in
the case of habitual criminals was first introduced into our Criminal Code by
Chapter 55 of the Statutes of Canada, 1947, which enacted sections 575A to
575H under the heading “PART X(A) HABITUAL CRIMINALS”, where it was provided
that a statement that the accused was an habitual criminal was to be added to
the indictment after the charge for the substantive offence and further
provided that the offender should first be arraigned on the substantive offence
and if found guilty the judge or jury were charged to inquire whether or not he
was an habitual criminal. Section 575c (4) of the same statute provided, in
part, that:
(4) A person shall not be tried on a charge
of being a habitual criminal unless
(a) the Attorney General of the
Province in which the accused is to be tried consents thereto; and
[Page 399]
(b) not less than seven days’
notice has been given by the proper officer of the court by which the offender
is to be tried and the notice to the offender shall specify the previous
convictions and the other grounds upon which it is intended to found the
charge.
It will thus be seen that in the 1947 statute
the allegation that an offender was an habitual criminal was included in the
indictment and was regarded as being in the nature of an additional charge.
This is made clear by the case of The King v. Robinson which was decided under the 1947
Code and is illustrative of the way in which s. 575c was applied by the
Crown authorities. In that case, as Mr. Justice Fauteux said at page 523:
…Each of the respondents was separately
indicted on two counts: one being that, at some definite time in 1950, in the
province of British Columbia, he was found in unlawful possession of drugs,
under the Opium and Narcotic Drug Act, 1929 as amended, and the second
one charging him to be a habitual criminal within the meaning of the provisions
of Part X(A) of the Criminal Code of Canada.
The appeal in the Robinson case, supra,
raised a question of law as to the meaning to be attached to the provisions
of s. 575c and the jurisdiction of this Court was not in question, the
matter being treated in all respects and by all concerned as if it were an
appeal from a conviction for an indictable offence. This is no doubt explained
by the fact that s. 575E of the Criminal Code at that time provided
that:
A person convicted and sentenced to
preventive detention, may appeal against his conviction and sentence, and
the provisions of this Act relating to an appeal from a conviction for an
indictable offence shall be applicable thereto.
The italics are my own.
This meant that the provisions of s. 1025
of the Code providing for an appeal to this Court from a conviction for an
indictable offence were applicable to “a person convicted and sentenced to
preventive detention” and accordingly that such an appeal would lie “on a question
of law” if leave to appeal were granted by a judge of this Court. That this is
the meaning which was attached to s. 575E is made plain from a further
excerpt from the reasons for judgment of Mr. Justice Fauteux in the Robinson
case, supra, at page 523 where he said:
…the judgment rests on the interpretation
of the provisions of s. 575c 1(a) of Part X(A). On this point and
under the authority of s. 1025 of the Criminal Code leave to appeal
to this Court was granted to the appellant.
[Page 400]
The next “HABITUAL CRIMINAL” case heard in this
Court was Brusch v. The Queen which
was also decided under the 1947 Code and where there was a dissenting judgment
so that the appeal came here under s. 1023 of the Code which provided
that:
Any person convicted of an indictable
offence whose conviction has been affirmed on appeal taken under s. 1013
may appeal to the Supreme Court against the affirmance of such conviction on
any question of law on which there has been a dissent in the Court of Appeal.
The italics are my own.
The question of law with which the appeal was
concerned was whether the “charge” of being an habitual criminal was “a charge
of a criminal offence” entitling the accused to make an election as to his mode
of trial and the Court decided in the clearest terms that it was not such a
charge and in so doing adopted the language of Lord Reading in Rex v. Hunter, where he said at page 74, speaking
of s. 10 of the English Statute (The Prevention of Crimes Act, 1908,
Ch. 59) upon which Part X(A) of the 1947 Code was based:
…that to be a habitual criminal within the
meaning of the statute is not a substantive offence, but is a state of
circumstances affecting the prisoner which enables the court to pass a further
or additional sentence to that which has been already imposed;…
Although it was clearly held in the Brusch case,
supra, that “the charge” of being an habitual criminal was not a charge
for a criminal offence, it was nevertheless recognized that the penalty of
preventive detention attached to the habitual criminal finding as distinct from
the crime which was charged. As Mr. Justice Estey said at page 382:
Throughout the proceeding the offence or
crime charged is treated in every respect, even as to punishment, as
separate and distinct from being a habitual criminal.
The italics are my own.
The Criminal Code was, however, revised
by Chapter 51 of the Statutes of Canada 1953-54 by which the provisions of Part
X(A) were recast and appeared as Part XXI under the general heading of
“PREVENTIVE DETENTION”. The new statute adopted a completely different
[Page 401]
approach to the whole question and under the new
Part XXI the practice of making “the charge” of being an habitual criminal a
part of the indictment was abolished and a procedure for making of “an application
for preventive detention” was substituted therefor. The new section 660(1)
provided:
660(1) Where an accused has been convicted
of an indictable offence the court may, upon application, impose a sentence of
preventive detention in addition to a sentence for the offence of which he is
convicted if
(a) the accused is found to be an
habitual criminal, and
(b) the court is of the opinion that
because the accused is an habitual criminal, it is expedient for the protection
of the public to sentence him to preventive detention.
It is important also to notice the changes in
the section providing for appeals. The new s. 667 provided that:
667. (1) A person who is sentenced to
preventive detention under this Part may appeal to the Court of Appeal against
the sentence.
(2) The Attorney General may appeal to the
Court of Appeal against the dismissal of an application for an order under this
Part.
(3) The provisions of Part XVIII with
respect to procedure on appeals apply, mutatis mutandis, to appeals
under this section.
This is a far cry from the terms of the old
s. 575E which, as I have said, provided that in appeals from convictions
and sentence of preventive detention
…the provisions of this Act relating to an
appeal from a conviction for an indictable offence shall be applicable thereto…
Under the new Code there was no provision for an
appeal to this Court in habitual criminal cases and accordingly in Parkes v.
The Queen, which
was the next such case to come here, application for leave to appeal was not
made under the Criminal Code but was made under s. 41 of the Act on
the ground that the judgment of the Court of Appeal of Ontario finding the
accused to be an habitual criminal was a final judgment of the highest Court of
final resort in the Province within the meaning of s. 41(1) and that it
was not a judgment affirming conviction of an indictable offence or indeed any
offence. (See Brusch v. The Queen, supra).
In the Parkes case, supra, the
application for leave to appeal was granted and the judgment granting leave was
[Page 402]
delivered by the present Chief Justice who, at
page 135, cited the decision in Brusch v. The Queen, supra, as authority
for the proposition
…that the ‘charge’ of being an habitual
criminal is not a charge of an offence or crime but is merely an assertion of
the existence of a status or condition in the accused which enables the Court
to deal with the accused in a certain manner,…
and who then continued:
It follows from this that when His Honour
Judge Grosch decided that the applicant was an habitual criminal he was not
convicting him of an indictable offence but was deciding that his status or
condition was that of an habitual criminal. It was this decision which was
affirmed by the Court of Appeal. That such a decision is a ‘judgment’ within
the meaning of that word in s. 41(1) does not appear to me to admit of
doubt. It is indeed a ‘final judgment’ under the definition contained in
s. 2(b). It is a ‘decision which determined in whole… a substantive
right… in controversy in a judicial proceeding’—i.e., the right of an accused
to his liberty at the conclusion of whatever sentence might be imposed for the
substantive offence of theft of which he was convicted prior to the trial and
adjudication of the question whether his status was that of an habitual
criminal, or, alternatively, the right of the Crown to ask that he be
sentenced to preventive detention.
The italics are my own.
In my respectful opinion, the “substantive
right… in controversy” in an appeal from a finding that the accused has the
status of an habitual criminal is “the right of the Crown to ask that he be
sentenced to preventive detention”, because although such a sentence cannot be
awarded unless the accused has been found to be an habitual criminal it by no
means follows that the “habitual criminal” finding automatically carries with
it a sentence of preventive detention. In order to fully understand what was
decided on the motion for leave to appeal in the Parkes case, supra, it
appears to me to be desirable to quote the last three paragraphs of the reasons
for judgment where it was said:
Mr. Common’s argument that for the
purpose of determining whether or not a right of appeal is given the
adjudication that the applicant is an habitual criminal should be treated as a
conviction of an indictable offence cannot in my view be reconciled with the
decision in Brusch v. The Queen, I conclude that we have jurisdiction to
grant leave under s. 41(1).
As to the merits, it was intimated at the
hearing that it was the view of the Court that leave should be granted if we
have jurisdiction to grant it and accordingly counsel for the applicant was
directed to confine his reply to the question of jurisdiction.
[Page 403]
I would accordingly grant leave to appeal,
pursuant to the terms of s. 41(1) of the Supreme Court Act, from
the affirmation by the Court of Appeal of the decision of His Honour Judge
Grosch that the applicant is an habitual criminal.
I have quoted at such length from this decision
because it is the case which established the jurisdiction of this Court to hear
appeals under s. 41 of the Act in habitual criminal cases, and because it
limits the ground upon which leave was granted to the question of whether the
accused had been properly found to have the status of an habitual criminal.
The Parkes case, supra, does not
appear to me to afford any authority for the submission that this Court has
jurisdiction to entertain an appeal from the sentence of preventive detention
in isolation from the finding as to status, although it might perhaps have been
contended that, as the sentence under the 1953-54 Code was specified as being
“in addition to” any sentence for the indictable offence, it was a sentence for
being an habitual criminal and was therefore not a sentence for a criminal charge
so that the reasoning in Goldhar v. The Queen, supra, did not apply to
it.
Any doubts in this latter regard have, however,
been resolved by the enactment of s. 33(2) of Chapter 43 of the Statutes
of Canada 1960-61 whereby s. 660 was amended so as to make it clear that
the sentence of preventive detention is no longer to be treated as being “in
addition to the sentence for the substantive offence”, but that it is in lieu
of such sentence. The new section reads:
660.(1) Where an accused has been convicted
of an indictable offence the court may, upon application, impose a sentence of
preventive detention in lieu of any other sentence that might be imposed for
the offence of which he was convicted or that was imposed for such offence, or
in addition to any sentence that was imposed for such offence if the sentence
has expired, if
(a) the accused is found to be an
habitual criminal, and
(b) the court is of the
opinion that because the accused is an habitual criminal, it is expedient for
the protection of the public to sentence him to preventive detention.
(2) For the purposes of
subsection (1), an accused is an habitual criminal if
(a) he has previously, since
attaining the age of eighteen years, on at least three separate occasions been
convicted of an indictable offence for which he was liable to imprisonment for
five years or more and is leading persistently a criminal life, or
(b) he has been previously
sentenced to preventive detention.
(3) At the hearing of an application under
subsection (1), the accused is entitled to be present.
[Page 404]
In the case of Gordon v. The Queen, Judson J. had occasion to comment
on this section and said, at page 316:
…the only sentence of preventive detention
which could be imposed in the circumstances of this case was one in lieu of
the sentence that had been imposed.
The italics are my own.
Had it not been for the decision on the
application for leave to appeal in the Parkes case, supra, it
would, I think, have been arguable that s. 660(1) (a) and (b)
should be read together and that the section should be construed as
dealing with sentence alone and raising no separate question of the finding as
to status,, This would perhaps have been more in line with s. 667(1) which
now provides that:
667.(1) A person who is sentenced to preventive
detention under this Part may appeal to the court of appeal against that
sentence on any ground of law or fact or mixed law and fact.
This section appears to treat the whole
matter as being one of sentence, but in view of the Parkes decision and the
decisions subsequently delivered in this Court concerning the habitual criminal
finding, I do not think that our jurisdiction under s. 41 in appeals from
the findings as to status can be questioned.
I have read the habitual criminal cases which
have come to this Court since the Parkes case and it appears to me that
until the case of The Queen v. MacDonald, to which reference has been made
by the Chief Justice, there was no case of an appeal against sentence when the
question of the finding as to status was not in issue. In each case the appeal
was treated as an appeal from the “habitual criminal” finding and was decided
on that basis.
It is said, however, that the case of Mulcahy
v. The Queen was
an exception and is to be treated as an appeal against the sentence of
preventive detention simpliciter.
In the Mulcahy case, supra, Chief
Justice Taschereau delivered the following oral judgment on behalf of this
Court:
We are all of opinion that the appeal
against the sentence of preventive detention should be allowed for the reasons
given by MacQuarrie J.
[Page 405]
and that the record should be returned to
the Supreme Court of Nova Scotia in banco to impose a sentence for the
substantive offence of which the appellant was convicted.
Any suggestion that this decision recognized the
jurisdiction of this Court to entertain an appeal against a sentence of
preventive detention as opposed to an appeal from a finding that the
accused was an habitual criminal, must be considered in light of the dissenting
judgment of Mr. Justice MacQuarrie, which this Court adopted, in which he
said:
I would allow the appeal, quash the
finding that the appellant was an habitual criminal and the sentence that
he be held in preventive detention and impose a sentence of three years… for the
substantive offence.
The italics are my own.
With the greatest respect for those who hold a
contrary view, I do not think that if the appeal presently before us is to be
disposed of on the assumption that the finding that the appellant is an
habitual criminal should not be disturbed, it can at the same time be said that
the Mulcahy case, supra, is an applicable authority because in
that case the finding that the accused was an habitual criminal was quashed and
it therefore followed that the question of whether it was expedient for the
protection of the public to sentence the accused to preventive detention could
not arise. The fact that Mr. Justice MacQuarrie expressed the view that
the accused’s record indicated to him that he was not the type of person of
whom it could properly be said “it is expedient for the protection of the
public to sentence him to preventive detention”, is, in my view, with the
greatest respect, beside the point because once the habitual criminal finding
had been quashed, the matter of sentence was no longer in issue.
The grounds of appeal considered in this Court
in the Mulcahy case, supra, are made apparent from a
consideration of the notice of appeal and of the factum of the appellant. The
notice of appeal set forth the following grounds:
(1) That the Supreme Court of Nova Scotia
In Banco erred in failing to hold that the Crown did not prove beyond
reasonable doubt that the accused was leading persistently a criminal life as
required under Section 660(2)(a) of the Criminal Code.
[Page 406]
(2) That the Supreme Court of Nova Scotia
In Banco erred in failing to hold that there was no evidence against the
appellant to sustain a finding that the accused was leading persistently a
criminal life as required by Section 660(2)(a).
(3) That the Supreme Court of Nova Scotia
In Banco erred in failing to hold that even although the Crown proved the
accused was leading persistently a criminal life a sentence of preventive
detention was not necessary or expedient for the protection of the public.
This Court, having found, as Mr. Justice
MacQuarrie did, in favour of the appellant on the first two grounds, it
followed that the appeal against the sentence of preventive detention must be
allowed.
It has been suggested that the fact that leave
to appeal to this Court was granted in the present case should have some
controlling effect on the decision to be made, after having heard the appeal,
with respect to our jurisdiction to entertain it. In this regard it does not
appear to me to have been the practice of this Court on hearing an appeal to
consider itself in any way affected in deciding the question of whether or not
it has jurisdiction, by the fact that leave to appeal has been granted. The
matter arose in the case of The Queen v. Warner, where leave had been granted and
where the Chief Justice, in the course of his reasons for judgment in the
appeal, said:
While it was announced that we had
jurisdiction, further consideration has persuaded the majority of the Court
that such is not the case.
Other illustrations which come to my mind are The
Queen v. Alepin Frères Ltée et al, supra, and The Queen v. MacDonald,
supra, in both of which cases leave to appeal had been granted and the
Court subsequently held that it had no jurisdiction.
As I have indicated, in my view the only
reported case in this Court in which an appeal has been taken from a sentence
of preventive detention when the finding as to the status of the accused was
not an issue, is the case of The Queen v. MacDonald, and in that case
the majority of the Court decided that there was no jurisdiction under
s. 41 to entertain an appeal from a sentence of preventive detention
alone. The majority opinion was there expressed in the following terms:
The sentence of preventive detention could
only have been imposed on a man who had been found to have the status of an
habitual criminal but it was the conviction of an indictable offence which
afforded the
[Page 407]
occasion for its imposition and as this
appeal is from the sentence and the finding as to status is not an issue it is
in my opinion governed by the decision of this Court in Goldhar v. The
Queen, supra.
As will be apparent from what I have said, I am
unable to appreciate any distinction between the present case and the case of The
Queen v. MacDonald in so far as the question of jurisdiction is concerned.
In my opinion the question is a fundamental one
because when such an appeal is taken against the sentence in isolation from the
finding as to status, it is nothing more than an appeal from a sentence imposed
“in lieu” of a sentence for an indictable offence and I can see no logical
distinction between the case of a man who has been sentenced to imprisonment
for life for manslaughter, in which case we would have no jurisdiction under
the Goldhar case, supra, and those which followed it, and the
case of a man sentenced to preventive detention.
For all these reasons I would dismiss this
appeal.
SPENCE J.:—I have had the advantage of reading
the reasons for judgment prepared by the Chief Justice and by Ritchie J. It is
my intention to follow the course which both of my learned brethren have
adopted and consider this appeal on the basis that the appellant has been
properly found to be an habitual criminal. I am also ready to accept the view
of the Chief Justice that it is not expedient for the protection of the public
to sentence the accused to preventive detention and I adopt the reasons
outlined by the Chief Justice for such conclusion.
This leaves, therefore, only the question of
whether this Court has any jurisdiction to allow the appeal for the latter
reason. It is, in my opinion, unnecessary to analyze the various decisions of
this Court referred to in the judgments of the Chief Justice and of Ritchie J.
They have performed that task most adequately and repetition would add nothing.
I propose to approach the problem in a different way and to attempt to
determine just what is the appeal which now comes before this Court.
In this case, the accused was convicted on
August 10, 1965, on four charges as outlined by the Chief Justice in his
reasons and was sentenced to terms of three years’ imprisonment upon two of
them and two years’ imprisonment on the other two, all to run concurrently. By
notice
[Page 408]
of application dated November 5, 1965, properly
served upon the accused, the prosecutor gave to the accused notice that he was
applying to have the accused found to be an habitual criminal and that,
therefore, it was expedient for the protection of the public to sentence him to
protective detention.
On June 14, 1966, Magistrate Levey found that
the accused was an habitual criminal and that it was expedient for the
protection of the public to sentence him to protective detention, and,
therefore, imposed a sentence of preventive detention upon the accused.
By notice of application for leave to appeal and
notice of appeal to the Court of Appeal for British Columbia, the accused
appealed “from the said finding (that he was an habitual criminal) and the said
sentence (the sentence of preventive detention)” and by a judgment of the Court
of Appeal for British Columbia pronounced on November 1, 1966:
The appeal of the above named appellant
from the sentence of preventive detention imposed on him by Magistrate G.L.
Levey at Vancouver, B.C., on the 14th June 1966…
THIS COURT DOTH ORDER AND ADJUDGE that the
said appeal by the above named appellant from the sentence of preventive
detention imposed on him be and the same is hereby dismissed.
The accused obtained leave to appeal to this
Court and pursuant to such leave did appeal by notice of appeal dated January
27, 1967. That appeal purported to be “from the judgment of the Court of Appeal
for British Columbia made on the 1st day of November 1966 whereby it was
adjudged that the appeal of the above named appellant from the judgment of
Magistrate G.L. Levey made on the 14th of June 1966 finding that the appellant
was an habitual criminal and imposing the sentence of preventive detention was
dismissed…”.
As has been said by the Chief Justice, this is
an appeal for which leave was granted under the provisions of s. 41 of the
Supreme Court Act and is not one which is barred by the provisions of
subs. (3) of that section as it is not an appeal “from the judgment of any
court acquitting or convicting or setting aside or affirming a conviction or
acquittal of an indictable offence…”.
[Page 409]
Despite the appearance of being an appeal from a
sentence of preventive detention, what the appeal consisted of in the Court of
Appeal for British Columbia and what, in my view, it consists of here, is an
appeal from a decision which has resulted in the accused being sentenced to
preventive detention. I say this despite the words of s. 667(1) of the Criminal
Code which provides “a person who is sentenced to preventive detention
under this Part may appeal to the Court of Appeal against that sentence on any
ground of law or fact or mixed law and fact”. However much those words may
imply an ordinary appeal against sentence the matters considered in this case
and in all the other cases in the provincial courts of appeal are not the
matters considered in an ordinary appeal from sentence but on the other hand
resemble the consideration of appeals from conviction. So in s. 583(b)
of the Criminal Code:
583. A person who is convicted by a trial
court in proceedings by indictment may appeal to the court of appeal
* *
*
(b) against the sentence passed by
the trial court, with leave of the court of appeal or a judge thereof unless
that sentence is one fixed by law.
(The underlining is my own.)
In consideration of such appeals against
sentence the court of appeal commences and should commence with the conviction
and proceed to consider whether the form and length of sentence chosen by the
trial court is appropriate to the particular circumstances of the case and the
characteristics of the convicted person.
The task of the provincial Court of Appeal in
considering an appeal under the provisions of s. 667 of the Criminal
Code is quite different. There the Court must consider whether each element
of the finding of the Court hearing the application is supportable. Those
elements are as follows:
(a) the conviction of an indictable
offence, i.e., the substantive offence;
(b) that the accused is an habitual
criminal in that he has since attaining the age of 18 years on at least
[Page 410]
three separate and independent occasions been
convicted of an indictable offence for which he was liable to imprisonment for
five years or more, and that he is leading a persistently criminal life;
(c) that because the accused is an
habitual criminal it is expedient for the protection of the public to sentence
him to preventive detention.
If the Court hearing the application found that
each of these three prerequisites was satisfied then the Court hearing the
application may impose a sentence of preventive detention. The Court hearing
the application had no alternative but to impose such sentence of preventive
detention or refuse to do so. The court hearing the application, for instance,
could not have imposed a sentence of eight years rather than the 2 or 3 years
given for the substantive offences. It is an example of a sentence fixed by law
in the words of s. 583(b) of the Criminal Code. So the
provincial Court of Appeal when considering the appeal from the sentence of
preventive detention must consider the same three questions which I have
recited above. The provincial Court of Appeal must find affirmatively as to
these three questions before it may affirm the sentence of preventive
detention.
In my view, the leave to appeal to this Court,
which was properly granted by this Court, brings forward for consideration the
same three matters and it is the right and the duty of this Court acting within
its jurisdiction as granted by s. 41 of the Supreme Court Act to
consider all three matters. In doing so, this Court is not going beyond its
jurisdiction as limited by the series of cases such as Goldstar v. The Queen, Paul v. The Queen and The Queen v. Alepin Frères
Ltée, et al..
In each of these cases the Court refused to
consider an appeal which concerned the propriety of a sentence imposed after a
conviction. In the present case, it is proposed that this Court consider
whether or not a sentence of preventive detention should be imposed upon the
[Page 411]
accused and determine that question upon its
opinion as to whether he falls within the three categories in which it is
necessary for him to fall before such sentence may be imposed.
For these reasons I concur with the opinion of
the Chief Justice and would allow the appeal.
PIGEON J.:—Having had the advantage of reading
the reasons for judgment prepared by the Chief Justice and by Ritchie and
Spence JJ., I agree with the Chief Justice that, on the assumption that the
finding that the appellant is an habitual criminal should not be disturbed, it
has not been shown that it is expedient for the protection of the public to
sentence him to preventive detention.
On the question of jurisdiction, all my brethren
agree that this Court has jurisdiction under s. 41 of the Supreme Court
Act to hear appeals by special leave in the case of persons sentenced to
preventive detention. The only difference of opinion is whether this
jurisdiction is limited to a review of the finding that the accused is an
habitual criminal in the same way as in appeals from indictable offences under
the provisions of the Criminal Code, it is restricted to questions
pertaining to conviction as opposed to sentence.
After anxious consideration, I have come to the
conclusion that no such restriction exists. The basis for the distinction in
appeals under the Criminal Code is that its provisions for appeals to
the Court of Appeal in ordinary cases contemplate separate and distinct rights
of appeal against conviction and against sentence. (Sections 583, 584, 720,
etc.). In the case of sentences of preventive detention passed upon habitual
criminals, a single right of appeal is provided for embracing all grounds of
law or fact or mixed law and fact (Section 667). This appeal is given against
the sentence of preventive detention, not separately against the finding that
the accused is an habitual criminal and the conclusion that it is expedient to
sentence him to preventive detention. It does therefore contemplate a review of
all the questions involved in passing this sentence, that is the question of
whether this is expedient for the protection of the public as well as the
finding that the
[Page 412]
accused is an habitual criminal. Seeing that no
one doubts that s. 41 of the Supreme Court Act confers jurisdiction
to hear appeals by special leave from the decision of the Court of Appeal in
such cases, I can find no basis for deciding that this jurisdiction is limited
to a consideration of a part only of the questions involved in the judgment
appealed from.
The previous decisions of this Court concerning
our jurisdiction over sentences of preventive detention are reviewed in the
reasons for judgment of the Chief Justice and of my brother Ritchie. I agree
with the Chief Justice that in considering them one should bear in mind the
rule, often stated, that “a case is only an authority for what it actually
decides”. On that basis, I do not find that it was ever decided that our
jurisdiction in dealing with appeals against sentences of preventive detention
is limited to a review of the finding that the accused is an habitual criminal.
For those reasons, I concur in disposing of the
appeal as proposed by the Chief Justice.
Appeal allowed, FAUTEUX, ABBOTT,
MARTLAND and RITCHIE JJ. dissenting.
Solicitor for the appellant: B.H.
Kershaw, Vancouver.
Solicitor for the respondent: R.D.
Plommer, Vancouver.