Supreme Court of Canada
Kissick
v. The King, [1952] 1 S.C.R. 343
Date:
1952-01-08
John Kissick, Peter Kissick, William Kissick, Stella
(Sally) Smallwood Appellants;
and
His Majesty The King Respondent.
1951: December 3, 4; 1952: January 8.
Present: Kerwin, Taschereau, Estey, Locke and Fauteux JJ.
ON APPEAL FROM THE COURT OF APPEAL FOR MANITOBA.
Criminal law—Evidence—Conspiracy to sell, etc. narcotic
drugs—Certificates of analysts only evidence of narcotics—Whether certificates
admissible—No objection by defence—Testimony of analysts heard before Court of
Appeal—Whether Court has that power and whether it could then affirm
conviction—Opium and Narcotic Drug Act, 1929, S. of C. 1929, c. 49, s.
18—Criminal Code, ss. 1014, 1021.
The appellants were found by a jury to be guilty on three
charges laid under s. 573 of the Criminal Code of conspiracy to possess,
to sell and to transmit narcotic drugs in violation of the Opium and
Narcotic Drug Act, 1929, (S. of C. 1929, c. 49). The only proof tendered at
the trial that the substance was a narcotic drug, consisted of certificates of
two analysts. The analysts were not heard as witnesses, although one of them
was offered for cross-examination. Counsel for the accused did not at any time
object to the admission of the certificates nor to the trial judge's reference
to them in his charge as being "conclusive evidence" of the substance
of the narcotic drug. On appeal, the accused contended that this evidence,
although admissible under s. 18 of the Opium and Narcotic Drug Act, 1929, on
a charge under that Act, was not admissible where the charge was one of
conspiracy under the Code. Thereupon, the Crown asked for, and obtained,
leave under s. 1021 of the Code to call the analysts at the hearing of
the appeal; their testimony was heard in the absence of the accused, who
declined to attend but who were represented by counsel who cross-examined the
witnesses on behalf of the accused. The Court of Appeal for Manitoba affirmed
the convictions.
By leave granted by this Court, the accused appealed on two
questions of law: (a) whether the Court of Appeal was empowered under
ss. 1014 and 1021(1) (b) of the Criminal Code to allow the
Crown to produce before that Court the oral evidence given by the analysts, and
(b) whether the Court of Appeal was empowered on such evidence, taken in
conjunction with that given at the trial, to affirm the convictions.
Held: The appeals should be dismissed and the
convictions affirmed since the Court of Appeal was justified in allowing the
taking of further evidence and in affirming the convictions (Kerwin J.,
dissenting in part, would have ordered a new trial).
Per Kerwin, Estey and Locke JJ.: The certificates were
not admissible in evidence (Desrochers v. The King, 69 C.C.C 322,
overruled). (Taschereau J. expressing no opinion on that question, and Fauteux
J. contra).
[Page 344]
Per Taschereau, Estey and Locke JJ.: In the
circumstances of this case, having considered that it was necessary or
expedient in the interests of justice to admit further evidence on a
non-controversial issue, the Court of Appeal did not infringe any principle of
law governing the exercise of the power to hear further evidence given to it by
s. 1021 (1) (b) of the Code, whose provisions are available to a
respondent as well as to an appellant.
Since there is no restriction as to the effect to be given by
the Court of Appeal to the further evidence in disposing of the appeal under s.
1014 of the Code, and since the evidence heard before the Court of
Appeal was in its nature conclusive and did not reveal new facts that might
influence a jury to come to a different conclusion, the Court of appeal
followed the proper course in confirming the convictions.
Per Fauteux J.: The additional evidence, introduced in
appeal, was not essential to legally support the verdict since the certificates
were admissible evidence of the facts therein stated, as on a true
interpretation of s. 18 of the Opium and Narcotic Drug Act the
prosecution in the present case was a prosecution under that Act. (Simcovitch
v. The King [1935] S.C.R. 26 and Robinson v. The King [1951]
S.C.R. 522 referred to). But in any event, although the failure to object to
inadmissible evidence is not always fatal, since the defence manifested a
positive intention to accept the certificates as sufficient evidence of the
facts therein stated or else opted to attempt to preserve a possible ground of
appeal, the accused cannot now raise this point; and, as there was no
substantial wrong or miscarriage of justice, the appeal should be dismissed.
Per Kerwin J. (dissenting in part) : The Court of
Appeal was empowered by s. 1021 (1) (b) of the Code to direct
that further evidence be taken to support the convictions of the appellants,
but it was not empowered on the evidence of the analysts taken before it and on
the evidence at the trial to affirm the convictions because it would thereby be
usurping the functions of the jury; it is impossible to say what view the jury
might have taken if they had heard the analysts and hence it cannot be said
that no substantial wrong or miscarriage of justice had occurred within s.
1014(2) of the Code.
APPEALS from the judgment of the Court of Appeal for
Manitoba affirming the appellants' convictions
by a jury on charges of conspiracy to sell, etc. narcotic drugs in violation of
the Opium and Narcotic Drug Act, 1929.
Harry Walsh and C. N. Kushner for the appellants. The
certificates of analysis were wholly inadmissible in evidence, they were not
proof of a drug or drugs within the meaning of the Opium and Narcotic Drug
Act, 1929, and the jury should not have been directed that these
certificates constituted such proof and that the jury was to take the contents
of the said certificates as conclusive evidence of the facts stated therein,
since s. 18 of the Opium and Narcotic Drug Act, 1929, is not applicable
to a charge of conspiracy
[Page 345]
under s. 573 of the Criminal Code. It is clear from the
wording of s. 18 of the Act, that the departure from the ordinary rules
of evidence requiring oral testimony, is only authorized in a prosecution under
that Act. It became therefore vitally necessary for the prosecution to
prove the existence of narcotic drugs within the meaning of the Act. When
the certificates are eliminated there is no proof anywhere of the existence of
a drug. The jury therefore should have been directed that there was a complete
lack of proof of the existence of any drug within the meaning of the Act.
The Court of Appeal having come to the conclusion that the
jury's verdict was unsupported by proper evidence, and that the certificates
had been improperly admitted in evidence, should have allowed the appeal under
s. 1014(1) (a) of the Code (Govin v. The King
and The King v. Drummond ).
For an interpretation of what is meant by the words
"having regard to the evidence" in s. 1014(1) (a) of the Code,
the case of R. v. Dashwood is referred to.
The Court of Appeal had no power to order the examination of
the analysts before that Court. S. 1021 (1) (b) of the Code must
be interpreted as referring only to the hearing of "newly-discovered
evidence" or "new evidence" and not to evidence that was known
and that could have been produced at the trial as was the case here.
Furthermore, s. 1021 (1) (b) applies only to evidence that is brought
forward on behalf of an appellant in order to set aside the verdict of a jury,
but not to the evidence that is tendered by a respondent in order to supply
gaps in a case or to support or bolster up a verdict. All the decisions both in
England and Canada point up the fact that such evidence will not be received
unless it was such that could not have been adduced at the trial and the power
to hear fresh evidence is exercised with great caution. S. 1021 was first
passed in Canada in 1923 and is practically the same as s. 9 of the English
Criminal Appeal Act, 1907. A resume of the English decisions indicates that
the instances in which evidence is admitted before the Court of Appeal are very
limited and that, without exception, so far as can
[Page 346]
be found, it is always at the instance of the appellant in the
case that new evidence is admitted, if at all. (McGrath v. R. ,
Thorne v. R. , Hyman Kurasch v. R. ,
Warren v. R. , Knox v. R. ,
Hullett v. R. , Allaway v. R. ,
William Ward v. R. ,
Mason v. R. ,
Weisz v. R. , Starkie v. R. ,
R. v. Mortimer , R. v. Hewitt , R. v. Dutt , R. v. McGerlymchie ,
R. v. Livock
and R. v. Robinson ). It
would be usurping the function of the jury altogether, if every time a certain
essential bit of evidence was not proved properly and by evidence properly
admissible, by the prosecution, it was permitted to the Crown respondent to
adduce that evidence before the Court of Appeal in order to have the appeal
dismissed.
A resume of the Canadian decisions also indicates that the application
can only be made by an appellant who is seeking to upset the verdict of the
jury or trial Court and cannot be invoked by a respondent in order to fill a
gap in the evidence presented to the jury. Neither the case of R. v. Feeney
nor R. v. Buckle
support the course that was adopted by the Court of Appeal in hearing the
analysts. The case of Berret v. Sainsbury is
useful to show what is done in civil matters where the Court has the same power
as given by s. 1021.
Even if the Court of Appeal did have the power to hear the
evidence of the analysts, such evidence could only be used for the purpose of
determining whether there should be a new trial or an acquittal, and could not
be used for the purpose of taking same in conjunction with the evidence given
at the trial, and then used to dismiss the appeal. The Court of Appeal should
have allowed the appeal since there was no proof adduced of any drugs within
the meaning of the Act, and then either quash the convictions or direct a new
trial (R. v. Drummond ).
[Page 347]
S. 1014(2) of the Code cannot effect the result of a
dismissal of the appeal, since the onus is on the respondent to show that the
balance of the evidence, apart from the impugned certificates, would certainly
or inevitably result in a conviction of the appellants. Without the
certificates there cannot have been any possibility of conviction of any of the
appellants since there was then no proof of the existence of any drugs within
the meaning of the Act. (Northey v. The King ).
A. M. Shinbane, K.C., for the respondent. The
certificates were admissible in evidence (Jacobs v. R.
and Desrochers v. The King .
The Court of Appeal was empowered to allow the respondent to
produce before that Court the oral evidence given by the analysts. S. 1021(1) (b)
of the Code gives it that power. This section corresponds substantially
to s. 9 of the English Criminal Appeal Act, 1907. But the Court of
Criminal Appeal has no jurisdiction to direct a new trial and this limitation
of power in some measure at least accounts for the reluctance of that Court to
allow evidence to be called which might have been heard at the trial. (R. v.
Mason ). Almost all the reported cases deal
with "fresh" or "new" evidence. Here the evidence was
merely supplementary and confirmatory. Inasmuch as the form in which their
evidence was tendered was to be considered faulty, the analysts were called
merely to confirm the accuracy of their analyses, the introduction of which as
evidence and the reference thereto were not at any time objected to by the
defence at any stage of the trial. But under s. 1021, the evidence may
be of a character other than "new" or "fresh".
Although the omission by the defence to object does not
prevent the defence from raising the objection in the Court of Appeal,
nevertheless that omission was a circumstance properly to be considered by the
Court. It indicated that the defence either shared in the mistake of the
prosecution and the Court, or believed that the accused was not substantially
prejudiced by the erroneous form in which the proof of drugs was put before the
jury. More so in this case when the notice of appeal arguing that the
certificates were
[Page 348]
not admissible was filed the day after the verdict was
rendered and on the same day that sentence was passed. (R. v. Stirland
and R. v. Cutter ).
The power and the practice of the Court of Appeal in respect
of fresh or new evidence not tendered at the trial may be summarized thus: (a)
The Court has power to admit it; (b) It is a power which must always be
exercised with great care; (c) The Court will not lay down any
definition of what will constitute exceptional or special circumstances; (d)
The Court will allow evidence to be given which might have been given at
the trial, if it is satisfied that the omission was due to a misunderstanding,
inadvertence or mistake. (R. v. Robinson , R.
v. Weisz , R. v. Hullett ,
R. v. Warren , R. v. Knox
and R. v. Collins .
Furthermore, that section is a remedial provision and there is
no ambiguity in its language. (R. v. Robinson et al
and R. v. McTemple .
The Court of Appeal was empowered on the evidence of the
analysts taken in conjunction with that given at the trial, to confirm the
convictions, as there was then such overwhelming evidence of guilt that no
reasonable jury on a proper direction could or would have failed to convict the
appellants, and there was therefore no miscarriage of justice. The converse of
the principle in R. v. Gach
is applicable to the present case, and the Court of Appeal was authorized to
dismiss the appeal by ss. 1014, 1021 of the Code, and by the provisions
of the Court of Appeal Act of Manitoba. Because fresh evidence or further or
additional evidence is admitted on appeal, it does not follow that the case
must be sent back for a new trial (R. v. Feeney and R.
v. Buckle .
The accused had a trial by jury, because, apart from anything
else, there was ample evidence to support the verdict as found out by the Court
of Appeal, and therefore there was no substantial wrong or miscarriage of
justice.
[Page 349]
Kerwin J.
(dissenting in part):—The four appellants were found by a jury to be guilty on
three counts of an indictment charging conspiracies to commit indictable
offences, i.e., to unlawfully sell drugs, to unlawfully possess drugs, and to
unlawfully cause drugs to be taken or carried from one place to another in
Canada—all within the meaning of the Opium and Narcotic Drug Act, 1929, as
amended, without first having obtained a licence. Convictions were entered and
sentences imposed. From these convictions they appealed to the Court of Appeal
for Manitoba (1) and during the hearing of their appeals the Crown applied to
be allowed to produce before the Court of Appeal, in support of the convictions,
the evidence of two analysts who had certified that certain material sold,
possessed, or taken or carried, was a narcotic drug within the meaning of the Opium
and Narcotic Drug Act. The certificates had been put in evidence as if the
prosecutions had been under that Act instead, as was the fact, for
conspiracies under section 573 of the Criminal Code. The evidence of the
sale, possession, taking or carrying was given as part of the evidence upon
which the charges of conspiracy were based.
The Court of Appeal granted the Crown's
application and the evidence of the analysts was taken. Upon that evidence and
the evidence at the trial, the Court of Appeal dismissed the appeals of the
accused. By leave granted under subsection 1 of section 1025 of the Code as
enacted by section 42 of chapter 39 of the 1948 Statutes, the accused appeal to
this Court on the following questions of law:
(1) On the appellants' appeal from their conviction was
the Court of Appeal for Manitoba empowered under sections 1014 and 1021 (1) (b)
of the Criminal Code or otherwise to allow the respondent to produce
before that Court the oral evidence actually given?
(2) If so, was that Court empowered, on such evidence
taken in conjunction with that given at the trial, to affirm the conviction, or
was it authorized merely to order a new trial?
[Page 350]
As to the first point, section 1021 (1) (b) of the Code
is in the following terms:
1021. For the purposes of an appeal under this Part, the
court of appeal may if it thinks it necessary or expedient in the interest of
justice
. . .
(b) if it thinks fit, order any witnesses who would
have been compellable witnesses at the trial to attend and be examined before
the court of appeal, whether they were or were not called at the trial, or
order the examination of any such witnesses to be conducted in manner provided
by rules of court before any judge of the court of appeal, or before any
officer of the court of appeal or justice of the peace or other person
appointed by the court of appeal for the purpose, and allow the admission of
any deposition so taken as evidence before the court of appeal; and
exercise in relation to the proceedings of the court of
appeal any other powers which may for the time being be exercised by the court
of appeal on appeals in civil matters, and issue any warrants necessary for
enforcing the orders or sentences of the court of appeal.
It is contended that by the words "For the purposes of
an appeal under this Part", Parliament never intended to give the Crown,
on an accused's appeal, the right to ask, or to give the Court the right to
permit, that evidence be heard in support of the conviction of the appellant,
particularly when the trial had been with a jury. Emphasis is placed upon
section 1014 of the Code which provides that on the hearing of an appeal
against conviction the Court of Appeal shall allow the appeal if it is of
opinion
(a) that the verdict of the jury should be set aside
on the ground that it is unreasonable or cannot be supported having regard to
the evidence; or
(b) that the judgment of the trial court should be
set aside on the ground of a wrong decision of any question of law;
It is said that the convictions cannot be supported on the
evidence because without the certificates there was no evidence that the material
in question was a drug within the meaning of the Opium and Narcotic Drug
Act. Testimony was given at the trial by which, the Crown contends, the
jury would have been entitled to find that it was such a drug. The Court of
Appeal evidently felt that proposition to be doubtful because, if it were
sound, there would have been no occasion to order the taking of the evidence of
the analysts. Presuming in the meantime that this is so, the question is
squarely raised as to the power of the Court of Appeal to make the order.
[Page 351]
We are told that no Canadian case can be found where
evidence was taken before the Court of Appeal to support a conviction. Reliance
is placed upon the decision of the Ontario Court of Appeal in Rex v. Drummond , where it was
held that on a charge of perjury committed at the trial of an indictment, such
trial and the indictment, verdict and judgment therein must be proved as
matters of record and this not having been done, the conviction was set aside.
It is to be noted that that part of section 1021 quoted above was first enacted
by section 9 of chapter 41 of the Statutes of 1923, so that at the time of the Drummond decision there was no power in the Court of Appeal
to receive further evidence. In another case, which was not referred to, Rex
v. Ivall , the Ontario Court of Appeal ordered a
new trial on a charge that the accused removed a child under the age of
fourteen years from the custody of the Children's Aid Society where, on the
first trial, the child's age had not been proved. No application was made for
leave to produce the evidence before the Court of Appeal.
The 1923 Act was taken from the Criminal Appeal Act of
England, 1907, and no decisions have been found in England in which the
Crown was given leave to do as was done here. In Rex v. Robinson ,
an application was made by the Crown to introduce evidence that arose after the
conviction and therefore could not have been called at the trial, but this was
on the basis that such evidence would have a material bearing on the accused's
application for leave to appeal from a conviction in view of the fact that one
of the grounds stated in the application for leave was that the verdict was
against the weight of the evidence and in those circumstances one question that
would have to be considered was whether there had been any substantial
miscarriage of justice. The evidence admitted was a letter written by the
accused in which he admitted the act which it was alleged constituted murder.
The case does show that further evidence will be admitted
although there it was of something that occurred after the trial. However, the
ground of the decision was the provision in the Criminal Appeal Act that
the Court of Criminal Appeal may exercise in relation to the proceedings in
[Page 352]
the Court any other powers which might for the time being be
exercised by the Court of Appeal in appeals on civil matters. Considering the
similar provisions of section 1021, it appears to me that they are sufficient
to empower the Court of Appeal to direct that further evidence be taken.
On the argument, the attention of counsel was directed to
the decision of the Court of King's Bench (Appeal Side) of the Province of
Quebec in Desrochers v. The King . That
decision was not referred to before the Manitoba Court of Appeal
or on the application for leave to appeal to this Court. There, the accused
were charged under section 573 of the Criminal Code with having
conspired to commit an indictable offence under The Excise Act, 1934 By
section 113 of that Act: "In every prosecution under this Act, the
certificate of analysis … shall be accepted as prima facie evidence";
and in the French version: Dans toute poursuite en vertu de la présente loi, le
certificat d'analyse … est accepté comme prima facie. It was held that a
certificate was admissible by virtue of that section in the prosecution of the
charge of conspiracy under the Code.
Section 18 of the Opium and Narcotic Drug Act, 1929, enacts:
"In any prosecution under this Act a certificate as to the analysis of any
drug or drugs … shall be prima facie evidence." The
French version reads: "Dans toute poursuite instituée sous le régime de la
présente loi, un certificat relatif à l'analyse d'une drogue ou de drogues, …
constitue une preuve prima facie". For present purposes,
this section, in either version, may be taken to bear the same meaning as
section 113 of The Excise Act, 1934, in either version. The present
proceeding not being a prosecution under the Opium and Narcotic Drug Act, section
18 thereof is inapplicable and the decision in Desrochers on that point
should be overruled.
Section 28 of the Interpretation Act, R.S.C. 1927,
chapter 1, reads as follows:
28. Every Act shall be read and construed as if any offence
for which the offender may be
(a) prosecuted by indictment, howsoever such offence
may be therein described or referred to, were described or referred to as an
indictable offence;
[Page 353]
(b) punishable on summary conviction, were described
or referred to as an offence ; and all provisions of the Criminal Code relating
to indictable offences, or offences, as the case may be, shall apply to every
such offence.
That section was considered by this Court in Simcovitch v.
The King in conjunction with section 69 of the Criminal
Code by which anyone is a party to and guilty of an offence who "(d)
counsels or procures any person to commit the offence." It was held
that one who counselled a bankrupt to commit an offence specified in section
191 of the Bankruptcy Act was by the combined operation of section 28 of
the Interpretation Act and section 69 of the Code guilty of an
offence under section 191 of the Bankruptcy Act although that section,
by its terms, referred only to a person having been a bankrupt or in respect of
whose estate a receiving order has been made, or who had made an authorized
assignment under the Bankruptcy Act. That decision can have no
application here because, within the terms of section 28 of the Interpretation
Act, there is no provision of the Criminal Code which it is suggested
might be made applicable. On the contrary, the suggestion is that on a
prosecution under the Code a certificate of analysis is to be taken as prima
facie evidence merely because section 18 of the Opium and Narcotic Drug
Act states that in any prosecution under that Act a certificate is
to be so treated. With respect I can find no justification for reading the
enactment in that manner.
It was argued that there was sufficient evidence without the
certificates but it must be borne in mind that having admitted them, the trial
judge instructed the jury that they were conclusive. I am not now dealing with
a situation where, on a charge of conspiring to commit an indictable offence
under the Opium and Narcotic Drug Act, the evidence of such conspiracy
is based upon something other than the actual commission of an offence itself.
What is relied upon in the present case to prove the conspiracy are specific
acts, and the circumstances that witnesses testified at the trial that the
article dealt with was heroin and that the accused, or some of them, so
designated it to those witnesses, are not sufficient. If articles be sold which
were mere substitutes for a narcotic and not within the class of specified
drugs, there would be no offence. On the other
[Page 354]
hand, the gist of an offence under section 573 of the Code
is the conspiracy itself, and in a proper case a jury might find that a
conspiracy existed to sell a specified narcotic without first having obtained a
licence.
In my opinion the second question raises a question of law
and the Court of Appeal was not empowered on the evidence of the analysts taken
before it and on the evidence at the trial to affirm the conviction because it
would thereby usurp the functions of the jury. It is not a matter of interfering
with a discretion exercised by the Court of Appeal since it is impossible to
say what view a jury might take if they had the analysts before them and hence
it cannot be said that no substantial wrong or miscarriage had occurred within
section 1014(2) of the Code.
The appeal should be allowed and a new trial directed.
Taschereau J.:—The
appellants were jointly charged on four counts of conspiracy to violate the Opium
and Narcotic Drug Act, and were found guilty on three.
At trial, the respondent filed certificates of analysis to
establish that the drugs which were possessed and sold by the appellants, were
heroine, a drug within the meaning of the Act, but the analysts
themselves were not heard. Section 18 of the Act is to the effect that
"in any prosecution under the Act", such certificates signed by a
Dominion analyst, constitute prima facie evidence of the facts therein
stated.
Before the Court of Appeal , the appellants
submitted that, not having been prosecuted under the Act, but for
conspiracy under the Criminal Code, the certificates were illegal
evidence, and that the analysts should have been called. The Court of Appeal
obviously agreed with this contention, for at the request of the respondent, it
received the evidence of the analysts and unanimously confirmed the conviction.
Leave to appeal to this Court was granted by Mr. Justice Kerwin on the two
following questions of law:
(1) Was the Court of Appeal empowered under section
1014 and 1021 (1) and (b) of the Code or otherwise, to allow the respondent
to produce before that Court the oral evidence actually given?
[Page 355]
(2) If so, was the Court empowered on such evidence
taken in conjunction with that given at the trial, to affirm the conviction or
was it authorized merely to order a new trial?
If a prosecution for conspiracy to possess and sell
heroine, is a prosecution under the Opium and Narcotic Drug Act, the
conviction was valid, and the Court of Appeal did not need to hear new
evidence; but in view of the conclusion which I have reached, I do not think it
necessary to determine this question.
Section 1021 (b) of the Criminal Code is as follows:
1021. For the purposes of an appeal under this Part, the
court of appeal may if it thinks it necessary or expedient in the interest of
justice.
(b) if it thinks fit, order any witnesses who
would have been compellable witnesses at the trial to attend and be examined
before the court of appeal, whether they were or were not called at the
trial, or order the examination of any such witnesses to be conducted in manner
provided by rules of court before any judge of the court of appeal, or before
any officer of the court of appeal or justice of the peace or other person
appointed by the court of appeal for the purpose, and allow the admission of
any deposition so taken as evidence before the court of appeal;
As to the power of the Court of Appeal to hear fresh
evidence, I have no doubt, if any meaning is to be given to section 1021(b),
which states that "for the purposes of the appeal", witnesses may be
examined before the court. It is obviously in order to enable the court to
properly determine the case, that such a power is conferred, and these plain
words used by the legislator must be given effect to. Otherwise, the section
would be nugatory, and Parliament's expressed intentions would be defeated.
This section corresponds substantially to section 9(b)
of the English Criminal Appeal Act 1907. It has been held in England that this
authority to hear new evidence must be used with "great care" and in
"exceptional circumstances" only, and I think that the rule here is
the same. (Rex v. Mason) ; (Rex v. Rowland)
.
A too liberal exercise of this power would undoubtedly conflict with the
economy of our criminal law, would in certain instances give the Crown a second
chance to make a case which it has failed to make at trial, and could possibly
also invest a court of appeal with powers exclusively within the province of
the jury.
[Page 356]
But in the case at bar, in view of the special
circumstances, I think that the Court of Appeal was right in granting the
application made by the Crown to hear the analysts. The accuracy of the facts
contained in the certificates were not an issue before the jury, and all
parties seemed to agree that the drug had been properly proved. Although the
failure of counsel for the defence to object to illegal evidence, cannot as a
rule be considered as fatal, it is important to note in the present case, that
he declined to cross-examine one of the analysts who was present at the trial,
and offered by the Crown. The Court of Appeal merely corrected an error upon
which the jury acted, and as Dysart J. said, it has put the case in exactly the
position in which the jury believed it to be, when they convicted the accused.
Under section 1014, Cr. Code, the Court
of Appeal could confirm or order a new trial, and I think that it followed the
proper course in adopting the former. The fresh evidence was in its nature
conclusive and did not reveal new facts that might influence a jury in coming
to a conclusion.
I would dismiss the appeals.
Estey J.:—The
appellants, whose conviction for conspiracy contrary to s. 573 of the Criminal
Code was affirmed by the Court of Appeal for Manitoba , have,
by way of a further appeal, been granted leave, under s. 1025 of the Criminal
Code as amended in 1948 (S. of C. 1948, c. 39, s. 42), to submit two
questions of law to this Court:
"(1) On the Appellants' appeal from their
conviction was the Court of Appeal for Manitoba empowered under sections 1014
and 1021 (1) (b) of the Criminal Code or otherwise to allow the
Respondent to produce before that Court the oral evidence actually given?
(2) If so, was that Court empowered, on such evidence
taken in conjunction with that given at the trial, to affirm the conviction, or
was it authorized merely to order a new trial?"
These appellants were charged upon four counts of conspiracy
to unlawfully (a) sell, (b) possess, (c) cause to be taken
and (d) distribute, drugs within the meaning of
[Page 357]
The Opium and Narcotic Drug Act, 1929, and thereby to
have committed an offence contrary to the provisions of s. 573 of the Criminal
Code. At their trial before a judge and jury they were found guilty of (a),
(b) and (c).
The Crown established the conspiracy by adducing evidence of
specific instances of selling, possessing and causing to be taken, drugs
contrary to The Opium and Narcotic Drug Act. As proof of the fact that
the commodity dealt with in each instance was a narcotic drug, ten certificates
of analysis were placed in evidence without objection. Counsel for the Crown,
in tendering these certificates, was under the impression that they were
admissible by virtue of the provisions of s. 18 of The Opium and Narcotic
Drug Act. This impression was concurred in by the learned trial judge. S.
18 reads as follows:
18. In any prosecution under this Act a certificate as to
the analysis of any drug or drugs signed or purporting to be signed by a
Dominion or provincial analyst shall be prima facie evidence of the
facts stated in such certificate and conclusive evidence of the authority of
the person giving or making the same without any proof of appointment or
signature.
The learned judges in the Court of Appeal held that the
provisions of s. 18 had no application to a trial for conspiracy under s. 573
of the Criminal Code and that the ten certificates prepared by the
analysts were improperly received. The learned judges, however, were of the
opinion that this was an appropriate case in which to hear viva voce evidence
of the analysts under the authority of s. 1021 (1) (b) of the Criminal
Code:
1021. For the purposes of an appeal under this Part, the
court of appeal may if it thinks it necessary or expedient in the interest of
justice.
. . .
(b) if it thinks fit,
order any witnesses who would have been compellable witnesses at the trial to
attend and be examined before the court of appeal, whether they were or were
not called at the trial, or order the examination of any such witnesses to be
conducted in manner provided by rules of court before any judge of the court of
appeal, or before any officer of the court of appeal or justice of the peace or
other person appointed by the court of appeal for the purpose, and allow the
admission of any deposition so taken as evidence before the court of appeal; …
and exercise in relation to the proceedings of the court of
appeal any other powers which may for the time being be exercised by the court
of appeal on appeals in civil matters, and issue any warrants necessary for
enforcing the orders or sentences of the court of appeal.
[Page 358]
Messrs. Jones and Blanchard, who had prepared these
certificates, were accordingly called as witnesses before the Court of Appeal
and there gave evidence to the same effect as set out in their respective
certificates.
S. 1021 (1) (b) was enacted by Parliament in 1923 and
is to the same effect as s. 9(b) of the Court of Criminal Appeal Act in
Great Britain (1907, 7 Edw. VII, c. 23). In the Court of Criminal Appeal the
corresponding English s. 9(b) was commented upon as follows:
Undoubtedly the Legislature has armed this Court with the
widest possible powers for the purposes of investigation, and in a proper case
this Court would not refuse to make use of the powers which are contained in
these paragraphs of s. 9.
Rex v. Thorne .
Parliament has indicated what is "a proper case"
by expressly providing that the wide powers under s. 1021 (1) (b) shall
be exercised only where the court of appeal "thinks it necessary or
expedient in the interest of justice." Under this provision it has been
repeatedly held, as stated by the learned author of Archibald's Cr.
Pl., Ev. & P., 32nd Ed., p. 309, that
The Court will only act upon this power in very special
circumstances.
which, as pointed out by the Lord Chief Justice in Rex
v. Weisz , "they had been careful not to
define." A similar view is expressed in Rex v. MacTemple .
It, therefore, appears that if a court of appeal has concluded that the
circumstances are exceptional and directed the reception of the evidence its
decision should not be disturbed, unless, in arriving at its conclusion, it has
acted contrary to principle.
The learned judges of the Court of Appeal deemed the
circumstances here sufficiently special that, in the interest of justice, the
evidence of the analysts should be heard. It is an unusual case. Apart from a
statutory provision, such evidence as we are here concerned with can only be
received viva voce. S. 18 is enacted as part of, and is applicable only
"in any prosecution under," The Opium and Narcotic Drug Act. Such
a provision has no application to a prosecution for an offence under s. 573 of
the Criminal Code. In so far as Desrochers v. The King ,
[Page 359]
may be contrary to this view, it must be overruled. S. 28 of
the Interpretation Act (R.S.C. 1927, c. 1), which makes certain
provisions of the Criminal Code applicable to other statutes, does not
make the provisions of those other statutes applicable to prosecutions under
the Criminal Code and, therefore, does not assist the prosecution upon
this appeal.
We were informed that these certificates were placed in
evidence at the preliminary without objection. Then, when counsel for the
Crown, prior to the trial, decided that it was unnecessary for him to call all
the witnesses who could depose to the relevant facts, he prepared a list of
these, together with a summary of their evidence, and submitted it to counsel
for the appellant, with a request that if he desired any of these witnesses to
be called for the purpose of cross-examination that he so advise him. This list
included Jones, one of the analysts, who had prepared some of these
certificates. Counsel for the appellant replied that he desired that only one
Porter, whose evidence was not upon any question relative to the analysis of
the commodities, be alone produced for cross-examination. All of this was
explained before the presiding judge and appears in the record of the trial, in
part, as follows:
THE COURT: Your answer is, you don't wish him to call any
except Porter?
Mr. KUSHNER: I don't wish any witness called for the purpose
of cross-examination, other than Inspector Porter.
The failure of counsel for the defence to object to the
reception of inadmissible evidence does not, in general, constitute a bar to
the objection thereto in an appellate court, nor would it alone justify a court
of appeal in exercising its powers under s. 1021 (1) (b). It is,
however, an important circumstance in this case because it corroborates what
was evidenced throughout the trial that the main contentions of the defence
were not directed to whether the substances were narcotic drugs within the
meaning of The Opium and Narcotic Drug Act. In Stirland v. Director
of Public Prosecutions , Viscount Simon stated:
… the court must be careful in allowing an appeal on the ground
of reception of inadmissible evidence when no objection has been made at the
trial by the prisoner's counsel. The failure of counsel to object may have a
bearing on the question whether the accused was really prejudiced.
[Page 360]
Even if the certificates had been admissible under s. 18,
they were only prima facie evidence of their contents and if counsel for
the appellant had intended to raise any question as to their correctness or the
weight of the statements contained therein he would have, upon receipt of the
request from counsel for the Crown, asked that at least Jones be called for
cross-examination.
The certificates, though inadmissible, were received at and
accepted throughout the trial as evidence of the facts therein set out. The
Court of Appeal, under s. 1021 (1) (b), permitted these facts to be
placed in evidence by the calling of the witnesses Jones and Blanchard, who had
made the analyses and prepared the certificates and who deposed to the same
facts as set out in the certificates. In effect, the same facts are now
repeated in the record, but in a form admissible in law. Under these
circumstances the Court of Appeal, in concluding, in the interests of justice,
that the additional evidence should be received, has violated no principle and
has acted within its power under s. 1021 (1)
The contention of counsel for the appellant that the Court
of Appeal had no power to receive the evidence of Jones and Blanchard, because
in neither case was the evidence "newly discovered" or "new
evidence" unknown to the Crown at the time of the trial, is not tenable.
In support of his contention he cited a statement of Lord Chief Justice Goddard
in Rex v. McGrath , which had reference to the
disposition of the case when previously before the court and was not essential
to the decision of the case which was now before the court upon a reference by
the Secretary of State under s. 19(a), where, as pointed out in Rex v.
Collins , different considerations obtain.
Moreover, counsel, in his submission, would construe s. 1021 (1) (b) as
equivalent to the rule in civil cases for the granting of a new trial and the
reception of further evidence. The language of s. 1021 (1) (b) does not
support this submission. The incorporation of the reference to "appeals in
civil matters" follows and is in addition, or supplementary, to the powers
set out in subpara. (b) of
[Page 361]
1021(1). Moreover, neither in England nor in Canada has this
provision been so construed. Rex v. Dutt ; Rex
v. Warren ; Rex v. Hullett
; Rex v. Allaway ; Rex v. Ward ;
Rex v. Mason ; Rex v. Knox ; Rex
v. MacTemple ; Rex v. Buckle .
The further submission of counsel for the appellant, that
the provisions of s. 1021 (1) (b) are applicable only in support of an
appellant who seeks to set aside a verdict of guilty, is not tenable. The
comprehensive language of the section is such as to make it applicable to both
the defence and the Crown and had Parliament intended any such limitation as
here suggested it would have adopted apt language to give expression thereto.
Moreover, in Rex v. Robinson , where the accused
appealed, the Crown was granted leave to call further evidence. The facts of
the case are quite different, but it does support the view that the provisions
of the section are available to the Crown as well as the defence. The section,
as already stated, gives wide powers to a court of appeal, to be exercised only
where that court properly concludes that the evidence should be received in the
interest of justice.
The second question assumes the power of the court of appeal
to hear the evidence, but suggests that, having done so, it is authorized
merely to order a new trial. There does not appear to be, nor was our attention
directed to, any provision in s. 1021 (1) (b), or elsewhere, to
the effect that the reception of evidence under that section by a court of
appeal limits or restricts that court in its disposition of the appeal under s.
1014. On the contrary, the relevant provisions of the Criminal Code rather
contemplate that the evidence so received shall form a part of the record and
be considered along with the evidence taken at the trial. If the court of
appeal finds that there are reasons within s. 1014(1) (a), (b)
and (c) to allow the appeal, it will do so, but, if not, then under
s. 1014(1) (d) it will dismiss the appeal. The Court of Appeal
was of the opinion that this case did not come under s. 1014(1) (a),
[Page 362]
(b) or (c), but under s. 1014(1) (d),
and, therefore, dismissed the appeal. Dysart J.A., speaking on behalf of
the Court, stated:
In the present case the fresh evidence is as nearly
conclusive as oral testimony can be. It is directed to only one point—the
scientific analysis of the material which the prosecution charges was a
narcotic drug; and it proves beyond any doubt that the material was a narcotic
within the meaning of the Opium and Narcotic Drug Act. The evidence is of
highly competent analysts; it has no internal weakness or defect, and is not
contradicted nor challenged by any other evidence in the case.
This evidence was to precisely the same effect as the facts
set forth in the certificates. In cross-examination the witnesses were asked as
to the possibility of mistake or error, but their answers were such that this
contention was not pressed. What was attained by the calling of these witnesses
was the placing in the record, in a form admissible as evidence, facts which
erroneously had been treated as properly before the court at the trial. As
such, they were passed upon by the jury. In effect, it was, therefore, a change
in form rather than substance upon an issue in respect of which contentions
were not raised at the trial. No reason is suggested why a jury, acting
judicially, would not have come to the same conclusion.
In my opinion the judgment of the Court of Appeal should be
affirmed and the appeal dismissed.
Locke J.:—The
charge against the appellants in respect to the offence of conspiring to sell
narcotic drugs was:
That they, the said John Kissick, Peter Kissick, William
Kissick and Stella (Sally) Smallwood … conspired with each other and with other
persons unknown to commit an indictable offence, to wit: to unlawfully sell
drugs, within the meaning of the Opium and Narcotic Drug Act, 1929, and
amendments thereto, without first having obtained a licence from the Minister
of National Health and Welfare or other lawful authority.
The charges as to the offences of possessing, carrying and
distributing narcotic drugs were expressed in similar terms.
The offences created by section 4 of the Opium and
Narcotic Drug Act 1929 are indictable. Section 573 of the Criminal Code provides
that:
Every one is guilty of an indictable offence and liable to
seven years' imprisonment who, in any case not hereinbefore provided for,
conspires with any person to commit any indictable offence.
[Page 363]
and it was under this section of the Code that
these proceedings were taken.
Section 18 of the Opium and Narcotic Drug Act provides
that:
In any prosecution under this Act a certificate as to the
analysis of any drug or drugs signed or purporting to be signed by a Dominion
or provincial analyst shall be prim facie evidence of the facts stated
in such certificate and conclusive evidence of the authority of the person
giving or making the same without any proof of appointment or signature.
On the assumption that this section might be invoked in a
prosecution for conspiracy, ten certificates, certain of which were signed by
J. B. Jones and others by J. F. Blanchard, both Dominion analysts, were
tendered and received in evidence at the trial as proof of the fact that the
drugs said to have been sold by certain of the appellants were substances
mentioned in the schedule to the Act. Neither of the analysts gave oral
evidence. In advance of the hearing, however, counsel for the Crown had advised
counsel for the accused that there were eleven witnesses whose evidence would
be merely corroborative, these including the name of the analyst Jones, whom
the Crown did not propose to call, unless the defence wished any of them to be
called for the purpose of cross-examination, and was advised that they did not
wish Jones and others to be called for this purpose. The name of Blanchard was
not included in the list. In charging the jury Mr. Justice Montague instructed
them that they were to give full credence to the certificates and that the
facts stated in them were to be taken as "proven conclusively" and no
objection was made by counsel for any of the prisoners to this or any other
portion of the charge. The learned trial judge directed the jury to acquit the
appellants of the fourth of the charges, namely, that of conspiring to
distribute narcotic drugs, and of the three other charges they were all found
guilty and sentenced to various terms of imprisonment.
The present appellants appealed to the Court of Appeal for
Manitoba , serving their notice on the day they
were sentenced and raising amongst other grounds the contention that the
certificates were inadmissible, since the prosecution was not under the Opium
and Narcotic Drug Act. During the hearing of the appeal counsel for the
[Page 364]
Crown applied for leave to adduce oral evidence in support
of the conviction and orders were made that the evidence of the analyst Jones
be taken before the Court of Appeal, and that of the analyst Blanchard, who was
ill at the time, before Mr. Justice Adamson. The accused disclaimed any wish to
be present during these proceedings but they were represented by counsel who
cross-examined the witnesses on their behalf. In the result the convictions
were affirmed and the appeals dismissed.
The present appeal has been taken pursuant to special leave
granted by Kerwin J. and by whose order the questions of law to be determined
are thus stated:
"1. On the appellants' appeal from their
conviction was the Court of Appeal for Manitoba empowered under sections 1014
and 1021(1) (b) of the Criminal Code, or otherwise, to allow the
respondent to produce before that Court the oral evidence actually given?
2. If so, was that Court empowered on such evidence,
taken in conjunction with that given at the trial, to affirm the conviction, or
was it authorized merely to order a new trial?"
Section 1013 of the Criminal Code grants a right of
appeal to the Court of Appeal to a person convicted on indictment in certain
defined circumstances, and subsection 4 of that section, introduced into the Act
in 1930, allows an appeal by the Crown from a verdict of acqittal on any
ground of appeal which involves a question of law alone. The powers of the
Court for disposing of such appeals are defined by section 1014. Section 1021
provides in part as follows:
For the purposes of an appeal under this Part, the court of
appeal may if it thinks it necessary or expedient in the interests of justice,
. . .
(b) if it thinks fit,
order any witnesses who would have been compellable witnesses at the trial to
attend and be examined before the court of appeal, whether they were or were
not called at the trial, or order the examination of any such witnesses to be
conducted in manner provided by rules of court before any judge of the court of
appeal or justice of the peace or other person appointed by the court of appeal
for the purpose, and allow the admission of any deposition so taken as evidence
before the court of appeal;
and exercise in relation to the proceedings of the court of
appeal any other powers which may for the time being be exercised by the court
of appeal on appeals in civil matters, …
[Page 365]
By the Court of Appeal Act, c. 40, R.S.M. 1940,
section 27, it is provided that the court upon any appeal, may give any
judgment which ought to have been pronounced and make such further or other
order as is deemed just, and by subsection 3 that:
the Court shall have full discretionary power to receive
further evidence upon questions of fact by oral examination in court, by
affidavit, or by declaration taken before an examiner or a commissioner.
The judgment of the Court of Appeal proceeded on the basis
that the certificates of the analysts were not admissible in evidence and the
application made on behalf of the Crown would indicate that this position was
accepted by counsel on its behalf. On the argument before us, however, counsel
for the Crown contended that section 18 of the Opium and Narcotic Drug Act,
1929, applied to a prosecution such as this and that accordingly the facts
disclosed in the certificates of analysis were proven. If this contention could
be sustained, it would, of course, be unnecessary to deal with either of the
questions submitted. In my opinion, the certificates were not admissible and
the fact that the substances dealt in by the appellants were narcotic drugs,
within the meaning of the Act, was not proven. The offence for which the
accused were indicted was not that of committing any of the offences enumerated
in the Act of which section 18 forms a part, but rather the offence of
conspiring with others to commit such an offence, a conspiracy declared to be
indictable by section 573 of the Criminal Code. The opening words of
section 18 are "in any prosecution under this Act" and there could be
no prosecution under that Act for acts declared to be an offence by a
section of the Criminal Code and not elsewhere in any statute relating
to the criminal law. To invoke section 18 of the Opium and Narcotic Drug Act
in a prosecution such as this would be to import a section of that Act into
the Criminal Code, and for this I find no warrant anywhere.
In ordering the taking of further evidence the Court of
Appeal has acted in the exercise of the discretion vested in it by section 1021
and the determination of the first question requires us to decide whether, in
so doing, it has acted upon the proper principle (Brown v. Dean) .
The relevant portions of section 1021, while not verbatim, are
[Page 366]
indistinguishable from the corresponding portions
of section 9 of the Criminal Appeal Act 1907 of England. There it
may be noted the court is not empowered to order a new trial. In Rex v. Mason
17 C.A.R. 161, Darling J., in delivering the judgment of the court on an
application to adduce further evidence, said in part:
It is now really asked that there should be a new trial,
which this Court is not empowered to order, and that we should hear certain
witnesses whose names have been mentioned, and then consider the whole of the
trial in the light of that new evidence. This Court exercises with very great
caution the power given it to hear fresh evidence because to do so is opposed
to the old established, trusted and cherished institution of trial by jury.
This Court has to be convinced of very exceptional circumstances before it will
reconsider the verdict of a jury in the light of fresh evidence which has not
been laid before the jury, and which, in some cases, might have been put before
the jury at the trial.
As to the evidence of proposed witnesses who were available
but not called at the trial, to the same effect is the judgment of that court
in Rex v. Hatch . In some cases such as Rex v. Warren
,
where the witness was not called at the trial, due to a misunderstanding,
evidence has been received in the Court of Appeal but where, as in Rex v.
Weisz , on the appeal of the prisoner an
application was made to give the evidence of a woman who had been absent from
England at the time of the trial, Reading C.J., in refusing the application,
said that the appellant's legal advisers knew the case they would have to meet
and no application was made to adjourn the trial, that there was no surprise
and that the policy was deliberate of resting the defence upon the available
evidence. These were all cases where the appellant was the prisoner but in Rex
v. Robinson , where a prisoner applied for leave to
appeal, the Crown asked leave to put in further evidence, being a letter
written by the prisoner since his conviction in which he admitted committing the
offence, and this was permitted under the provisions of section 9 of the Act.
In Rex v. Collins ,
further evidence was received on the appeal because the reference had been made
to the court by the Home Secretary who wanted the court to deal with it, but
Goddard L.C.J. pointed out the risk of allowing
[Page 367]
such evidence after conviction and the reason why it is not
done, save in exceptional circumstances, in these terms:
The danger of allowing further evidence to be called after
conviction, and the reason why the Court does not allow it save in exceptional
circumstances, is clear enough. It is very easy after a person has been
convicted to find witnesses who are willing to come forward and say this, that,
or the other thing. If further evidence were allowed in such circumstances, it
could always be said: "If this evidence had been given at the trial, it
does not follow that the jury would have convicted, or they might not have
convicted." That is especially true in cases where the defence is an alibi.
Two or three witnesses perhaps are called to establish an alibi, which the jury
reject. It is very often not difficult after conviction to find another witness
or perhaps two more witnesses who would be willing to come and support the
alibi, and it can always be said: "If only the prisoner had had the
evidence of A or B which is now tendered, the jury might have come to a
different decision, and the prisoner should have the benefit of that
possibility." That is one of the reasons why this Court is necessarily
reluctant to allow further evidence to be called after conviction.
Some further light on the construction which has been placed
upon the English Statute by the court is afforded by the judgment in Rex v.
Rowland , where, on an appeal against a conviction
on a charge of murder, an application was made on behalf of the appellant for
leave to call as a witness a man who, since the trial of the appellant,
confessed that he himself had committed the murder of which the appellant had
been convicted. Humphreys J., delivering the judgment of the court, after
pointing out that to permit this would involve an inquiry of a totally
different character from the simple issue involved in the calling of a fresh
witness to speak to some fact connected with the defence put forward at the
trial and in effect engage the court in trying not only the accused but also
the man who wished to confess to committing the crime, said in part (p. 462):
Now the court has in truth no power to try anyone upon any
charge. It is not a tribunal of fact but a court of appeal constituted by
statute to examine into the proceedings of inferior courts in certain cases of
conviction or indictment. We have no power even to direct a new trial by a
jury; much less have we the right to conduct one ourselves.
These general statements of the principles to be followed in
hearing such appeals in England, while indicating generally the reluctance of
the court to hear further evidence except under exceptional circumstances, do
not touch the exact point to be determined here where there was, in my opinion,
no sufficient evidence of a matter essential to the
[Page 368]
validity of the convictions, and counsel for the Crown seeks
to remedy the defect on the prisoners' appeal to the Court of Appeal. If the
application had been to give further evidence on the ground that its existence
had been discovered since the trial and the issue upon which the evidence was
tendered was controversial, the principles stated in the judgment of the
Judicial Committee in Hosking v. Terry and in
the judgment of this Court in Varette v. Sainsbury ,
would apply. In the view I take of the matter, however, these principles are
inapplicable in the circumstances of the present case.
Section 1021 does not restrict the power of the Court of
Appeal to permit further evidence to be given before it to cases where the
applicant is the appellant, but permits its admission also at the instance of
the respondent if, in the circumstances of the case, it is considered that to
do so is necessary or expedient in the interests of justice. If the evidence
sought to be introduced on the hearing of the appeal touch upon an issue which
is controversial, involving a consideration of the weight to be given to the
evidence, the court of appeal would be involved, as pointed out by Humphreys J.
in Rowland's case, in conducting a trial, and to do this, in my opinion,
is outside of anything contemplated by section 1021.
The reasons for judgment delivered on the application to
take the further evidence direct attention to the fact that, while all of the
accused were represented by counsel, no objection was made to the admission of
the certificates at the time they were offered in evidence, nor was the
objection raised on the argument of the motion made on behalf of the accused at
the conclusion of the Crown's case for a directed verdict of not guilty, nor
after the judge's charge in which he had instructed the jury that the
certificates were to be accepted as proof of the facts stated in them. From the
fact that the appellants were found guilty on October 25, 1950, and were
sentenced on the following morning, and that the notices of appeal were given on
the same day raising the objection to the admissibility of the certificates, an
inference might be drawn that the failure
[Page 369]
to object at the trial was deliberate. In Rex v. Sanders
,
where copies of letters were introduced into the evidence by the Crown without
objection and where the prisoners were represented by counsel, Bray J. said
that the objection ought to have been taken at the time and, as it was not then
taken, it could not be entertained by the court. That this statement cannot be
taken without qualification appears from the judgment in Stirland v. Director
of Public Prosecutions , where Viscount Simon, L.C. said in
part:
No doubt, as was said in the same case (Rex v. Ellis
(1910) 2 K.B. 746,764), the court must be careful in allowing an appeal on
the ground of reception of inadmissible evidence when no objection has been
made at the trial by the prisoner's counsel. The failure of counsel to object
may have a bearing on the question whether the accused was really prejudiced.
It is not a proper use of counsel's discretion to raise no objection at the
time in order to preserve a ground of objection for a possible appeal, but
where, as here, the reception or rejection of a question involves a principle
of exceptional public importance, it would be unfortunate if the failure of
counsel to object at the trial should lead to a possible miscarriage of justice.
It is not the law, in my opinion, that the failure of
counsel for a prisoner to object to the admission of evidence is in all
circumstances fatal to an appeal taken on the ground that the evidence has been
improperly admitted. If it be assumed that in these circumstances the objection
may still properly be raised, the course adopted by counsel on behalf of the
appellants has made manifest that they did not consider the fact that the drugs
were of the nature referred to in the schedule to the Opium and Narcotic
Drug Act was open to dispute and did not intend to tender evidence to
dispute it. The accuracy of the evidence given in the Court of Appeal was not
open to question and where it is clear that there had been no intention on the
part of the accused persons to dispute the facts shown, I am unable to perceive
any principle of law governing the exercise of the discretion vested in the
court which has been infringed by receiving it. In my opinion, the answer to
the first question should be in the affirmative.
Section 1021 permits the taking of further evidence
"for the purposes of an appeal under this part." I see no ambiguity
in this language nor anything in the section or elsewhere in the sections
relating to criminal appeals restricting, or indicating any intention of
restricting the
[Page 370]
effect to be given by the court to the further evidence in
exercising its powers under section 1014. I respectfully agree with Mr. Justice
Dysart that the evidence given before the Court of Appeal in this matter is as
nearly conclusive as oral testimony can be and that it was within the powers of
the Court to affirm the conviction and dismiss the appeals.
I would dismiss these appeals.
Fauteux J.:—At
the Summer Assizes of the Court of King's Bench, held in the Eastern Judicial
District, Province of Manitoba, the appellants were jointly tried, and on the
25th of October 1950, found guilty on three counts of conspiracy, i.e.,
conspiracy (a) to possess, (b) to sell, and (c) to
cause to be carried in Canada, without first having obtained a licence from the
Minister of National Health and Welfare, or other lawful authority, drugs
within the meaning of the Opium and Narcotic Drug Act.
Each of the appellants entered an appeal
against these convictions, raising inter alia, the following points:
beyond the prima facie proof, resulting from the production of several
certificates of analysis, it was argued that there was no evidence establishing
that the drugs referred to therein were drugs within the meaning of the Act,
and that such certificates, admissible as such proof on a charge of actual
possession, sale or transport, were inadmissible on a charge of conspiracy to
possess, sell or transport. These contentions eventually turned out to be those
on which the appeal fell to be determined. During the hearing, without acceding
to the appellants' views, the respondent, nonetheless, applied for and obtained
permission of the Court of Appeal—under section 1021 of the Criminal Code—to
take and introduce in the record, the oral evidence of the two Dominion
analysts who had issued these certificates filed at trial. The new evidence
having been taken and considered, the appeals were dismissed.
Thereupon and pursuant to an application made under section
1025 (1) of the Code, the appellants applied for and
[Page 371]
obtained leave to appeal to this Court on the following
questions of law:
(1) Was the Court of Appeal empowered under section
1014 and 1021 (1) and (b) of the Code or otherwise, to
allow the respondent to produce before that Court the oral evidence actually
given?
(2) If so, was the Court empowered on such evidence
taken in conjunction with that given at the trial, to affirm the conviction or
was it authorized merely to order a new trial?
In my view, it does not appear necessary, for the proper
determination of this appeal, to deal with these two questions. For, while the
additional evidence, introduced in appeal, might serve to confirm the
conviction that there was no substantial wrong or miscarriage of justice in the
premises, I have reached the conclusion that such evidence was not essential to
legally support the verdict rendered. In my view, as I propose to show, the
certificates of analysis were, in this prosecution, admissible evidence of the
facts therein stated and, in any event, the record discloses that the defence,
at trial, either chose—as it was, by law, entitled—not to hold the Crown to
strict proof with respect to this particular issue, or else, opted to attempt
to preserve a ground of objection for a possible appeal.
As to the admissibility of the certificates of analysis,
Section 18 of the Opium and Narcotic Drug Act—hereinafter referred to as
the Act—is the relevant section. The opening words of the English and French
versions governing its operation must be quoted:
In any prosecution under this Act … Dans toute
poursuite sous le régime de la présente loi …
The adequate interpretation of these opening words cannot
legally be gained by merely considering them only within the narrow compass of
the section, or even of the Act in which they are found. It must rather
be gathered in the full light of the relevant provisions of the Interpretation
Act, particularly sections 15 and 28. The true import of section 15 was
recently considered in Robinson or Robertson v. The King ,
particularly at pages 529, 530. Section 28 was equally considered by this Court
in Simcovitch v. The King . In that case, Sir
Lyman Duff, applying
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the provisions of the latter section to section 191 of the Bankruptcy
Act, under which the appellants were prosecuted, said that section 191 must
be read and construed on the footing that the provisions of the Criminal
Code apply-to the offences created by it. The same principle must prevail
as to the Opium and Narcotic Drug Act and so must its provisions,
creating offences, be read and construed.
In this broader view, the following may be said. The opening
words of section 18 are, on one hand, quite adequate to prevent the application
of the section in the case of a prosecution entirely foreign to the Act, e.g.
one exclusively under the Code. Thus, if a person sells a quantity of
drugs, falsely representing them to be heroin, and obtains thereby a sum of
money, the Crown could not, on a prosecution under section 405 of the Criminal
Code, prove by means of a certificate of a Dominion analyst, the nature of
the drugs sold, for this would not be a prosecution authorized under the Act.
I cannot, however, convince myself that the all-embracing meaning of the
language "In any prosecution under this Act", would be apt to include
within the operation of section 18, prosecutions of offences nominally
mentioned in the Act—such as the sale of drugs—and at the same time, be apt to
exclude from its operation prosecutions of the other offences—such as counselling
or conspiring to sell drugs—which Parliament by, and only by, the very same
provision in the Act, virtually created and, therefore, rendered subject
to prosecution. By force of section 28, in making the sale of drugs an offence,
Parliament effectively thereby made the counselling of a sale, or the
conspiracy to sell drugs, offences, and authorized by the Act itself, in
each case, a prosecution. The prosecution of any of these offences is, in my
view, a prosecution under the Act. The opening words of section 18 are
not "In any prosecution for an offence under the Act", but "In
any prosecution under the Act".
In Desrochers v. The King , a
case which was not quoted before the Manitoba Court of Appeal nor on the
application for leave to appeal to this Court, the Court of Appeal of the
Province of Quebec has, on a charge of conspiracy to commit an offence under
the Excise Act, admitted as evidence the certificate of analysis
authorized under the
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latter Act in terms similar to those of section 18.
This decision, rendered in 1937, was always followed in the Province of Quebec.
I do not find it necessary, however, to discuss this point
any further, for the following reason, which led me to the conclusion that the
additional evidence, introduced in appeal, was unessential to legally support
the verdict rendered by the jury, is by itself sufficient.
As indicated above, the record in this case discloses the
following facts: Defence counsel at trial entirely and consistently refrained
from making any objection when these certificates—twelve in number—were filed
by the Crown; properly notified, pursuant to a local practice, of the actual
presence in Court of one of the Dominion analysts, who had issued some of them,
and that, if heard, his testimony would bear on the facts therein appearing,
counsel for the defence not only refrained from taking advantage of the
opportunity to cross-examine him but positively indicated the intention not to
do so; at the close of the evidence for the prosecution, a motion for non suit
was made on behalf of the appellants, but the point as to the admissibility of
the certificates was not even mentioned; the appellants were not heard at
trial, nor was there any evidence adduced by the defence, nor was there any
attempt to assail the facts mentioned in the certificates.
At the close of the judge's address, several objections were
made by counsel for the defence; but, again, and though the judge had, in plain
terms, instructed the jury that the certificates were positive evidence of the
facts they mentioned, nothing was said, in this respect, by the defence. The
verdict was rendered late on the afternoon of the 25th and the sentence imposed
in the forenoon of the 26th and, on the same day, the notice of appeal which
was served revealed, for the first time, this ground for complaint.
A large discretion is given to counsel in the conduct of the
defence. Particularly, and under section 978 of the Criminal Code, it
was open to counsel to make any admission as to any of the issues which the
Crown had to prove as part of its case. Likewise, and in respect to the
relevant issue, the defence had the discretion not to hold the Crown to strict
legal proof. In my view, the whole conduct of
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the defence, in this case, manifested at trial a positive
intention to accept the certificates as sufficient evidence of the facts
therein stated, and to disregard them as one of the issues on which the case
was fought, by the accused, represented by counsel.
In Davis and Ridley , Darling J., as he then
was, said at page 139:
It is stated that in opening the case, counsel for the
prosecution stated matters which were not evidence against the appellant Davis
on his trial, but we have been unable to find the admission of any evidence
that could be objected to; but if it were so, if counsel on the other side do
not object, it is not obligatory on the judge to do so. When a prisoner is
defended by counsel and he chooses, for reasons of his own, to allow
such evidence to be let in without objection, he cannot come here and ask to
have the verdict revised on that ground.
In The King v. Sanders , the
accused was charged with obtaining money by false pretences. During his opening
speech, counsel for the prosecution proposed to read copies of letters alleged
to have been written to the appellant by the prosecutor's wife and solicitor.
As no notice to produce the original letters had been given to the defence,
objection was taken and maintained äs to the reading of
such copies. However and in the course of the examination of the complainant by
the Crown, these copies were admitted in evidence without any objection from
counsel for the defence. The accused having been convicted, appealed on the
ground that the copies of the letters were wrongly admitted. The judgment of
the Court (Bray, Avory and Sankey, JJ.) was delivered by Bray J. At page 553,
Bray J. said:
In our opinion, if it was intended to rely on this point,
the objection should have been repeated at the time the evidence was tendered,
and not having been taken then, it cannot now be taken in this Court, at all
events, when the prisoner was represented by counsel.
Said Viscount Simon in Stirland v. The Director of
Public Prosecutions .
There is no universal rule that a conviction cannot be
quashed on the ground of the improper admission of evidence prejudicial to the
prisoner unless an application is made at the time by counsel for the prisoner
for the trial to begin again before another jury. It has been said more than
once that a judge when trying a case should not wait for objection to be taken
to the admissibility of the evidence but should stop such questions himself. If
that be the judge's duty it can hardly be fatal
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to an appeal founded on the admission of an improper
question that counsel failed at the time to raise the matter. No doubt the
Court must be careful in allowing an appeal on the ground of reception of
inadmissible evidence when no objection has been made at the trial by the
prisoner's counsel. The failure of counsel to object may have a bearing on the
question whether the accused was really "prejudiced." It is not a
proper use of counsel's discretion to raise no objection at the time in order
to preserve a ground of objection for a possible appeal.
These authorities are sufficient to support the proposition
that, as to the consequences of the failure to object, there is no steadfast
rule, and that, while the failure to object to inadmissible evidence is not
always fatal, it cannot be said that it is never so.
Indeed, as stated by Lord Sankey in Maxwell v. Director
of Public Prosecutions :
… the whole policy of English criminal law has been to see
that as against the prisoner every rule in his favour is observed and that no
rule is broken so as to prejudice the chance of the jury fairly trying the true
issues. The sanction for the observance of the rules of evidence in criminal
cases is that, if they are broken in any case, the conviction may be
quashed.
In the present case, however, the record, as indicated
above, discloses more than a mere omission to object, as it shows a consistent
conduct in this respect and a clear and positive intention not to deal with
this particular point as being one in controversy in the case.
It might be, as it was intimated, that the defence acted in
this way to preserve a possible ground of appeal; if so, the open conduct of
the defence sufficiently defeats such a purpose, to which I would not find it
consonant with the due administration of justice, to give effect.
With all these circumstances, there was, in the premises, no
principle involved, no substantial wrong or miscarriage of justice.
The appeal, in each case, should be dismissed.
Appeals dismissed.
Solicitors for the appellants: C. N. Kushner and
Harry Walsh.
Solicitor for the respondent: Hon. C. Rhodes
Smith.