Supreme Court of Canada
Stanley v. Douglas, [1952]
1 S.C.R. 260
Date: 1951-10-10
Adelaide Christine Stanley and Marguerite Valentine
MacLeod Appellants;
and
Walter Douglas, Executor of the last Will and Codicil of
William F. Jardine, deceased Respondent.
1951: May 28, 29; 1951: October 10.
PRESENT:—Kerwin, Taschereau, Rand, Kellock and Cartwright JJ.
ON APPEAL FROM THE SUPREME
COURT OF PRINCE EDWARD ISLAND.
Will—Admitted to probate in solemn
form—Power of Supreme Court of PM1. in banco to order new trial—The Probate
Act, 1939, c. 41 and amendments, ss. 37, 42, 43—The Judicature Act, 1940, c. 35
and amendments, s. 26(1), O. 68 rules 1, 4 and 5.
The Supreme Court of Prince Edward Island sitting in banco,
set aside the judgment of Palmer J. of the Court of Probate whereby he admitted
to probate in solemn form the will and codicil of the late William Faulkner
Jardine, and ordered a new trial before the Probate Court. An appeal was taken
from that part of the judgment directing a new trial. As to that part which set
aside the judgment of the Probate Court, the appellant contended that the
Appeal Court having found the documents submitted not proved, and no other
document of a testamentary nature having been offered for probate, this was a
finding of intestacy and the Appeal Court had no power to direct a new trial
and further, since the evidence clearly established testamentary incapacity, a
direction for a new trial was unnecessary.
Held: By the majority of the Court, Rand J. expressing
no opinion and Cartwright J. accepting the reasons of Kerwin J. (concurred in
by Taschereau J.) and of Kellock J., the Supreme Court in banco had
power to direct a new trial.
Held: also, Rand and Cartwright JJ. dissenting, that in
the circumstances of the case, a new trial should be had.
Rand J. would have allowed the appeal and pronounced against
both the will and codicil. Cartwright J. would have dismissed the appeal,
allowed the cross-appeal and restored the judgment of the trial judge.
Per Kerwin and Taschereau JJ.—Section 43 of The
Probate Act stating that if the appeal is allowed the Court of Appeal shall
make such order as shall seem fit is sufficient for that purpose. If there be
any doubt then
Per Kerwin, Taschereau and Kellock JJ.—Such authority
is to be found in The Judicature Act, 1940, c. 35, s. 26(1); 0.58 r. 5
passed thereunder, and 1941, c. 16, s. 2.
Per Kerwin and Taschereau JJ.—Without deciding whether
such evidence would be admissible or not, on the new trial to be had, no one
appearing as counsel for any party should give evidence.
[Page 261]
Per Cartwright J.:—While the earlier English and
Canadian cases decided that the fact of counsel acting as a witness on behalf
of his client was in itself a ground for ordering a new trial, such evidence is
now legally admissible in Canada, but agreement is expressed with he statement
of Ritchie C.J. in Bank of British North America v. McElroy, 15 N.B.R.
462 at 463 that the tendering of such evidence "is an indecent proceeding
and should be discouraged".
APPEAL from the judgment of the Supreme Court
of Prince Edward Island in Banco ([1])
setting aside the Judge of Probate's judgment admitting to probate in solemn
form the last will and codicil of the late William Faulkner Jardine, and
ordering a new trial in proof of the said documents per testes or in solemn
form to be held before the Probate Court.
K. M. Martin, K.C.,
for the appellants. This appeal is taken from that part of the judgment of the
Supreme Court of Prince Edward Island en banc which directs a new trial and not
from that part of the judgment which sets aside the judgment of the Probate
Court. The appellants contend as to the latter that the Court found that the
documents which the Probate Court declared were proved before it as the last
will and codicil of a competent testator had not been so proved, and as no
other document of a testamentary nature was offered for probate the judgment is
a finding that the decedent died intestate and therefore no new trial could be
directed. Under the law of Prince Edward Island and under the rules and
practice relating to appeals to the Supreme Court thereof from a judgment or
decree of the Probate Court allowing an instrument of a testamentary nature
alleged to have been executed by a decedent, the Supreme Court after setting
aside the Probate Court's judgment has no power to direct a new trial before
the latter with respect to the same matter or question which the Probate Court
had already decided; and (subject to any appeal that might be taken from the
Supreme Court's judgment setting aside that of the Probate Court) the Supreme
Court's judgment setting aside the Probate Court's judgment allowing the
documents, is final. The evidence before the Court clearly established
incompetence and testamentary incapacity and a direction for a new trial of
proof in solemn form was unnecessary. The
[Page 262]
respondent's application in the Probate Court
and the proceedings taken to prove in
solemn form or per testes were proceedings in rem and not inter
partes. After pronouncement of the Probate Court in such proceedings
there is not and never has been any provision
in the practice of the Probate Court of P.E.I. for a new trial of the
matters dealt with in such application.
The judge of Probate having issued a citation to
all persons interested to show cause, having heard the evidence and found for
the alleged will, his judgment thereupon became res judicata and final and
conclusive with respect to the said application, except the right of appeal
therefrom, and no further or other trial of the issues upon which the judgment
was pronounced could afterward be directed either by the Probate Court itself
or by the Court of Appeal. The Probate Court of P.E.I. has been the only court
in which wills have been proved and filed since the Island was made a separate
colony in 1769. It was and is entirely independent of the Supreme Court with a
practice and procedure all its own. By c. 21 of the Acts of 1873 the Supreme
Court of the Province became the Court of Appeal from the Probate Court and the
practice and procedure in such appeal was therein set out. In 1939 the acts
relating to the Surrogate and Probate Court were repealed by the present Act,
c. 41, which Act with its amendments, and which Act alone regulates and governs
appeals from the Probate Court to the Supreme Court.
The Act regulating the Supreme Court practice is
The Judicature Act, 4 Geo. VI c. 35, 1940, and amendments thereto and the Rules of Court made thereunder.
Neither the Act nor the rules enacted
under its provisions purport to affect
the practice with respect to appeals from the Probate Court, nor with the power
of the Supreme Court on such
appeals; all of which are matters dealt with and regulated by The Probate Act alone. Neither does The Probate
Act adopt any of the provisions of The Judicature Act other
than that by s. 37 it adopts the Supreme Court practice with regard to the
manner of giving Notice of Motion
when an appeal is taken. No where is the right given to the Court of
Appeal to direct a new trial, except where
that Court has directed an issue for the trial of a question arising
upon the appeal. No such question arises
[Page 263]
here. No issue was directed. No claim can
therefore be made that the power of granting new trials given by s. 42 of The
Probate Act was or could be exercised here. The questions arising under
this appeal are the questions which were the issues which the Probate Judge
decided and which upon such appeal the Supreme Court was called upon to decide
and cannot for that reason be referred to some other court for decision. The
power which the Supreme Court purported to exercise in making an order
directing a new trial was a power which neither The Probate Act nor any other
Act had given the Supreme Court, nor did it have any inherent power, it
therefore acted without jurisdiction.
The right of appeal to the Supreme Court from
the Probate Court, first granted in 1873 was a statutory right, and the powers
given the Supreme Court re such appeals were statutory, to be found only in the
Act regulating the practice and procedure of the Probate Court. Such a
proceeding as a new trial by the Probate Court in a proceeding taken in that
Court to prove a will In solemn form was unknown and although appeals have been
taken from the Probate Court decisions many times, not once has a new trial
been previously ordered.
The respondent's application in the Probate
Court and the proceedings taken to prove in solemn form documents alleged to be
the last will and codicil were proceedings in rem, not inter partes:
after pronouncement of the Probate Court in such proceedings, there is not, and
never has been any provision in the practice of the Probate Court for a new
trial of the matters dealt with.
The difference between an action in rem
and an action in personam or inter partes is material and has been
emphasized in admiralty actions. The Cella (1888) P.D. 82 at 87; The
Longford (1889) 14 P.D. 34 at 37; The Burns [1907] P. 137 at 149.
The authorities show that proceedings which are,
or are equivalent to, proceedings in rem, as in this case, are regulated
by rules of procedure differing materially from those of the Common Law courts
with respect to actions inter partes, and that the Court appealed from erred when it directed
such latter procedure to apply to the Probate Court in its direction for a new trial. In England it is neither the
practice of the Admiralty Court nor the Court of
[Page 264]
Chancery to allow a new trial. The
Constitution (1864) 2 Moo P.C. N.S. 453 at 461; Dollman v. Jones
(1879) 12 C.D. 553 at 555.
The Court of Chancery had power to direct
issues, as under s. 42 of the P.E.I. Probate Act the Court of Appeal might have
done, but the Court directed no issue. The order made was that the judge of the
Probate Court should try over again issues he had already decided, a direction
not in accordance with the practice and beyond the powers of the Supreme Court.
Besides the objections taken to the direction
for a new trial on the ground of lack of jurisdiction and upon the ground that
the order made directed a mode of procedure unknown to the Probate Court in the
proving of wills, the Appellants say that the Supreme Court had before it
uncontradicted evidence of an incontrovertible nature which proved conclusively
the testator's lack of testamentary capacity; that it was the duty of the Court
to evaluate and pass upon such evidence and the law applicable thereto, and
that the evidence was such, had it been given effect to, as would have resulted
in the will and codicil being disallowed. It was incumbent upon the respondent
when the evidence in the Probate Court showed the testamentary capacity was
open to grave question, to adduce evidence to show the testator knew and
understood the extent of the property of which he was disposing and the claims
to which he ought to give effect. The respondent failed to do so. There was a
still graver defect, not touched upon at all, except by way of inference by the
Court of Appeal and that was evidence of the deceased's incapacity by reason of
his lacking the moral sense, the sense of moral obligation and of moral
responsibility, the lack of which disqualified the testator and rendered him
incapable of making a will. Banks v. Goodfellow (1870) L. R. 5
Q.B. 549 at 563 per Cockburn C.J. at 563.
Cartwright J. "This might apply to the
codicil but how would it apply to the will
where he makes provision for the
granddaughter?"
There were circumstances of suspicion inviting
inquiry as both Courts below admit. It was the duty of the proponent of the
will and codicil to adduce evidence to remove such suspicion. Leger v. Poirier
[1944] S.C.R. 152; Fulton v.
[Page 265]
Andrew L.R. 7
H.L. 448; Tyrell v. Painton [1894] P. 151. This finding of suspicious circumstances by the
Court of Appeal, should have been the
finding of the trial judge whose
judgment it set aside. The appellants submit that the respondent having failed to discharge the onus
probandi, this Court should
declare the documents referred to not well
proven and that the deceased died intestate.
J. A. Bentley K.C. and Malcolm McKinnon K.C. for the respondent. The judgment of
the Appeal Court cannot be
divided into separate parts and that part, which directs that the pronouncement
for the Will and Codicil be set aside, cannot be regarded as a judgment in
itself without the order for a new trial. The Appeal
Court did not set aside the will and codicil but left
them for further proof per testes and in solemn form before the Judge of
Probate by a new trial and that was the only finding it made. The Judicature
Act and the Rules of Court made thereunder govern all appeals to the Appeal Court including appeals from the
Probate Court, and the Appeal Court acted within its jurisdiction in the present case.
The Judicature Act, 1929, and rules of Court made in pursuance thereof, were
consolidated and revised in 1940 by c. 35 and came into force on Jan. 2, and
Feb. 3, 1941 respectively. Section 37 of The Probate Act (1939) allows
appeals from the Probate Court regulated by The Judicature Act, 1929 and
Rules of the Supreme Court. These rules, including the rule to grant a new
trial (0.58 r. 5), were confirmed in 1941 after the passing of The Probate
Act (1939) and sub-sec. (f) added to sub-sec. 1 of s. 26 of The
Judicature Act expressly made the Supreme Court Rules apply to appeals from
the Probate Court. Whether or not no new trial has ever before been directed in
such a case as the present one, the Appeal Court has had the power to so direct since 1939 and acted under s. 37 of The
Probate Act and in the manner prescribed by 0.58 r. 5 of The Judicature
Act relating to appeals. The Respondent asks that the appellants' appeal be
dismissed with costs of this Court and of the Court of Appeal below.
On the cross-appeal the respondent objected to
the Court of Appeal ordering a new trial and submitted that the respondent
having proved the capacity of the testator and the due execution of the will
and codicil to the satisfaction
[Page 266]
of the judge of Probate was under no further
onus, and that the learned Chief Justice had misconstrued the trial judge's
pronouncement as to the preponderance of evidence of capacity. The learned
Chief Justice had quoted Viscount Dunedin in Robins v. National Trust
[1927] A.C. 519, but respondent submitted there was no even balance in the
instant case and the Probate judge had held the onus was fully met by the
propounders of the will so that the ruling of Viscount Dunedin at 520 was
squarely in favour of no interference with the pronouncement of the trial
judge. Colonial Securities Trust Ltd. v. Massey [1896] 1 Q.B. 38 Re Uz
King (1931) 3 M.P.R. 367 at 371. The appellants failed to meet the onus resting
on them of proving undue influence. Badenach v. Inglis 29 O.L.R. 168 per
Riddle J. at 192; Craig v. Lamoureux, 50 D.L.R. 10 at 14;
Riach v. Ferris [1934] S.C.R. 725; [1935] 1 D.L.R. 118.
The respondent did not dispute the authority of
the Court to order a new trial but submitted that there was no evidence of
incapacity sufficient to warrant such an order. Faulkner v. Faulkner 60
S.C.R. 386, followed in Manges v. Mills 64 D.L.R. 1; Re McGuire [1935]
3 D.L.R. 734.
The judgment of Kerwin and Taschereau, JJ. was
delivered by:
Kerwin J.:—This is an
appeal against a judgment of the Supreme Court of Prince Edward Island in banco ([2]) setting aside the
judgment or pronouncement of the Judge of Probate which had declared that two certain
documents were the last will and codicil thereto,
respectively, of a competent testator, the
late William F. Jardine, and ordering a new trial in proof of the said
documents per testes or in solemn form be held before the Probate
Court. The appellants are two of the
heiresses at law and next of kin of
the deceased, and the respondent is the executor of the said will and
codicil.
William F. Jardine died January 2, 1949, and on
January 5 of that year the appellants filed a caveat in the Probate Court
requiring proof of the will to be made before the Court per testes or in
solemn form of law. On the same day the respondent filed a petition in
pursuance of which a citation was issued citing all the heirs and next of kin
[Page 267]
of the deceased and all persons interested in
the estate to appear before the judge of the Probate Court on February 17,
1949, to show cause, if any they could, why the said will and codicil should
not be proved testes and in solemn form and why probate should not be
granted. The trial took place at a subsequent date when the only appearances
were on behalf of the executor and the present appellants. This procedure was
adopted under s. 50 of The Probate Act, c. 41 of the Prince Edward
Island Statutes of 1939, and a 50a, added thereto by c. 15 of the Statutes of
1942. Since there was no allegation of undue influence or fraud, under Probate
Rule 10 the respondent as the propounder of the will proceeded and was in the position
of a plaintiff in a civil action and the caveator was in the position of a
defendant.
It was in pursuance of s. 37 of The Probate
Act that the respondent appealed "to the Court of Appeal by Notice of
Motion in the manner prescribed by The Judicature Act, 1929, and Rules
of the Supreme Court". By s. 2(c) the "Court of Appeal" means
the Supreme Court sitting in banco. S. 43 provides in part as follows:
43. If the appeal is allowed, the Court of
Appeal shall make such order, touching the same, and the costs thereto, as,
under the circumstances of the case, shall seem fit; ...
The appellants contend that the Supreme Court in
banco could dismiss the appeal, or could allow the appeal and declare that
it had not been proved that the documents were the last will and codicil of a
competent testator, but that it could not order a new trial. For the respondent
it is argued that s. 43 of The Probate Act quoted above, either by
itself or when taken in conjunction with certain provisions of The
Judicature Act and the rules passed thereunder clearly establish
such right. In my view both of the respondent's contentions are correct. S. 43
of The Probate Act in stating that if the appeal is allowed the Court of
Appeal shall make such order as shall seem fit is sufficient for that purpose.
If there should be any doubt on that score, then the power is conferred under The
Judicature Act and Rules.
The present Judicature Act is c. 35 of
the 1940 Statutes, which with the exception of s. 11, was proclaimed as coming
into force on January 2, 1941. The Rules of Court made in pursuance of s. 26 of
that Act came into force on February 3, 1941. By s. 3 of The Judicature Act,
the Supreme
[Page 268]
Court of Judicature of Prince
Edward Island as constituted before the Act a Court *
* * possessing original and appellate jurisdiction is to continue. By s. 10,
the jurisdiction of the Court includes the jurisdiction which immediately
preceding the coming in force of the Act was vested in, or capable of being
exercised by all or any one or more of the judges of the Supreme Court of
Prince Edward Island. By s. 29:
29. In all cases of appeal to the Court
from the decision, judgment, order or decree
of any Court or tribunal in the Province over which the Court has
appellate jurisdiction, the appellant may proceed by notice of motion pursuant
to the provisions of "The Rules of the Supreme Court" respecting
appeals; * * *
By s. 2 of c. 16 of the Statutes of 1941, it was
provided:
2. The Rules of Court made and published
under Section 26 of the Judicature Act are hereby confirmed, and, insofar as
any of the said Rules of Court purport to deal with substantive law, the same
are hereby ratified and confirmed and declared to be within the jurisdiction of
the Judges and Lieutenant-Governor-in-Council, as mentioned in said Section 26
of the Judicature Act.
By virtue of this section, even if the rules had
not been confined to what was authorized under s. 26 of the Act as amended in
1941 and had dealt with substantive law, such rules were ratified and
confirmed. Under rule 1 of order 58, all appeals to the Supreme Court shall be
by way of rehearing and under rule 4 the Court has power inter alia to
make such further or other order as the case requires. Rule 5 provides:
5. If upon the hearing of an appeal it
shall appear to the Court that a new trial ought to be had, it shall be lawful
for the said Court, if it thinks fit, to order that the verdict and Judgment be
set aside and a new trial shall be had.
While on an appeal, strictly so called such a
judgment can only be given as ought to have been given at the original hearing per
Jessel M.R. in Quilter v. Mapleson ([3]),
wider and more extensive powers are conferred when an appeal is by way of
rehearing. Under rule 1 of order 58 appeals to the Supreme Court are by way of
rehearing. When one adds to this the power conferred by rule 5 of order 58, it
appears to me that the Supreme Court in banco had the jurisdiction and
power to order a new trial in the present case as an appeal from the Probate
Court is included in the expression "all appeals" in rule 1 of order
58.
[Page 269]
The appellants attempted to draw an analogy with
proceedings in the Court of Chancery and referred to the statement of Lord
Justice James in Dollman v. Jones ([4]). "In the Court of Chancery there was
no such thing as a motion for a new trial * * * I should be sorry to establish
a rule which would make every case in the Chancery Division subject to a motion
for a new trial." This was said at a time when rule 1 of Order 34 of the
English Rules referred to actions in the Queen's Bench, Common Pleas or
Exchequer Divisions. This is quite apparent from the decision in Krehl v.
Burrell ([5]), upon
which the subsequent decision in Dollman v. Jones was based. The rules
in England have been amended
several times since then and in reading the older cases the distinction must be
borne in mind between appeals and motions for a new trial, which latter were to
be made to a Divisional Court.
Similarly the decisions under the Admiralty
practice must be read in the light of the jurisdiction and procedure provided
for at the time. The decision of the Privy Council in "The
Constitution" ([6]), was
given before The Judicature Act was enacted. In "The Fred"
([7]), Sir Francis Jeune was apparently of the
view that the High Court had power to grant a new trial if it appeared that the
parties never had a clear decision of the trial judge.
We were told that no record could be found of
any case in the Island where a new trial had been ordered on an appeal from the
decision of the Probate Court allowing, or rejecting an alleged testamentary
document but in Riding v. Hawkins ([8]),
the Court of Appeal granted a new trial on the ground of surprise at the trial
of a probate suit to establish a will and codicil.
Circumstances must arise from time to time as in
my opinion they did in this case, where the proper disposition of an appeal is
to order a new trial. Since in my view this appeal should be dismissed, I do
not propose to go over the evidence or what occurred at the trial. I am content
to agree with the Chief Justice of the Island that for the reasons given: by him a new trial should be had. I
would add only that, without deciding whether such evidence
[Page 270]
would be admissible or not, on such new trial no
one appearing as counsel for any party should give evidence. The appeal and the
cross-appeal should be dismissed but under the circumstances without costs.
RAND J. (dissenting):—In the presence
of uncontradicted evidence which, in my opinion, raised a grave suspicion of
the competency of the testator, there rested upon the proponents the onus of
satisfying the conscience of the Court that the documents were those of a man
capable of appreciating the nature and extent of his property, not in piecemeal
as in a dissociated mind but substantially in its entirety and of appreciating
in the same manner those nearest him whose claims to his bounty, as it is
described, are normally influential upon men. This I think they did not do and
I would allow the appeal and pronounce against both the will and codicil. As
the matter is to go to a new trial, however, I refrain from any examination of
the facts.
KELLOCK J.:—The first and main
contention of the appellants is that the court below, in directing a new trial,
was without jurisdiction so to do, and that that part of the order, from which
alone appeal is taken, must be deleted, with the effect of declaring that the
testator died intestate.
It is not necessary to consider whether there is
to be found within the four corners of The Probate Act itself any
provision conferring such power upon the Supreme Court. S. 26(1) of The
Judicature Act, c. 35 of the Statutes of 1940, authorizes the making of
rules not inconsistent with the Act,
(b) For regulating the pleading, practice
and procedure in the Court;
(c) Generally for regulating the conduct of
the business coming within the cognizance of the Court for which provision is
not expressly made by this Act.
Subsequently, and effective from February 3,
1941, Order 58, Rule 5 was passed. This
reads as follows:
If upon the hearing of an appeal it shall
appear to the court that a new trial ought to
be had, it shall be lawful for the said court, if it thinks fit, to
order that the verdict and judgment be set aside and that a new trial shall be
had.
In 1941, by 5 Geo. VI c. 16, assented to on
April 10th of that year, it was enacted by s. 2 that
The Rules of Court made and published under
s. 26 of the Judicature Act are hereby confirmed, and, insofar as any of the
said Rules of Court purport to deal with substantive law, the same are hereby
ratified and
[Page 271]
confirmed and declared to be within the
jurisdiction of the Judges and Lieutenant-Governor-in-Council as mentioned in
said s. 26 of the Judicature Act.
It is therefore no objection that the rule, when
passed, may not have been within the power conferred by either paragraph (b)
or (c) of s. 26(1) of the Act of 1940. Accordingly, in my opinion, the
court below had authority to direct a new trial. I think, however, that the
trial was so unsatisfactory as to render the direction with respect to a new
trial the proper direction. The appeal and cross-appeal should, therefore, be
dismissed with costs.
CARTWRIGHT J. (dissenting):—This is an
appeal from a judgment of the Supreme Court of Prince Edward Island en banc
setting aside the decree of the Judge of the Probate Court whereby a will
bearing date October 14, 1948, and a codicil thereto bearing date November 3,
1948, were admitted to probate as the last will and a codicil thereto of
William Faulkner Jardine who died on the 2nd January, 1949, and directing a new
trial. The appellants, two daughters of the testator, ask that that part of the
order of the Supreme Court en banc which directs a new trial be set
aside and that in effect it be declared that the testator died intestate. The
respondent, the executor named in the will, cross-appeals and asks that the
judgment of the Court of Probate, upholding the will and codicil, be restored.
The Supreme Court set aside the decree of the
Court of Probate on the ground that the cumulative effect of three considerations led them to the conclusion:
"that the evidence, as presented
in this case, was not in a satisfactory form to enable the trial judge
to assess the factual elements at their real
value, or to enable an Appellate Court to decide whether or not the pronouncement of the Court below was a proper one."
After consideration of all the evidence and of
the reasons for judgment of the learned trial judge and bearing in mind the
advantage which he enjoyed of seeing and hearing the witnesses I have formed
the opinion, although not without hesitation, that an Appellate Court could not
say that he had reached a wrong conclusion. I am further of opinion that the
considerations which moved the Supreme Court, weighty though they be, were not
sufficient to warrant the setting aside of the judgment admitting the documents
to
[Page 272]
probate; but as the majority of this Court are
of opinion that the order directing a new trial should be affirmed I will
refrain from discussing the evidence.
I do, however, wish to say something about the
third consideration which moved the Supreme Court to direct a new trial lest it
should be inferred from the disposition which I think should be made of the
appeal that I do not regard it as serious. The senior counsel for the respondent
had been the draftsman of the testator's will and codicil. He was called as a
witness in support of the will. His evidence was of importance. Notwithstanding
the objections of counsel for the appellants he continued as counsel
thereafter, cross-examining several witnesses and giving evidence in reply.
This was not one of those cases which occasionally, although very rarely, arise
in which some quite unexpected turn of events in the course of a trial makes it
necessary to hear a counsel in the case as a witness. It must have been obvious
at all times that the counsel in question was an essential witness and it was
"irregular and contrary to practice"—to use the words of Humphrey J.,
concurred in by Singleton and Tucker JJ. in Rex v. Secretary of State for
India ([9])—that
he should act as counsel and witness in the same case. The fact that one of the
counsel for the appellants followed the same course does not render what was
done less objectionable.
There is no doubt but that the earlier cases in
this country and in England
decided that the fact of counsel also acting as a witness on behalf of his
client was in itself a ground for ordering a new trial. It was so held by
Patteson J. in Stones v. Byron ([10])
and by Erle J. in Deane v. Packwood ([11]),
395 n, although in the latter case it appears from the report in 8 L.T. (O.S.)
371, that counsel conceded that a new trial must be granted on the authority of
Stones v. Byron. A similar view was expressed in New Brunswick in Shields v. McGrath
([12]) and in Ontario in Benedict v. Boulton
([13]) and Cameron v. Forsyth ([14]). It may be that in England the matter is still in doubt. I
have found no case there which expressely overrules Stones v. Byron.
With great respect for the contrary view expressed by Harrison C.J. in Davis v. The Canada Farmers Mutual
[Page 273]
Insurance Co. ([15]), at page 481 it appears to me that Cobbett
v. Hudson ([16]), may
not be of general application as in that
case the plaintiff who, it was held, should have been allowed to testify was acting as his own advocate. In Halsbury 2nd Edition, Vol. 2 at page 523 the
learned authors say:
It is doubtful whether a person who appears
as counsel can give evidence in the same proceeding; such a course is very
unusual.
In Eastland v. Burchall ([17]) there is a dictum of Lush J. concurred in
by Mellor J. indicating that in the view of those learned judges such evidence
is admissible but it was clearly obiter. The form of expression employed by
Humphreys J. in Rex v. Secretary of State for India (supra)
would appear to shew rather that counsel ought not to give evidence than that
such evidence is legally inadmissible.
However the matter may stand in England, it
appears to me that such evidence is at present legally admissible in Canada.
In Brett v. Brett ([18]) Ewing J. after careful
consideration, and under special circumstances, admitted such evidence. His
judgment was affirmed ([19]), in a
unanimous judgment of the Court of Appeal for Alberta delivered by Harvey C.J.
who said at page 372:
Much criticism is offered to the evidence
of Mr. Goodall, who acted as counsel throughout the major part of the trial,
which evidence was received only as the result of an application made after the
evidence was all thought to have been concluded. The plaintiff appeals from the
order allowing the evidence to be given but it was clearly a matter for the
discretion of the trial Judge, and he quite properly considered that the matter
of first importance was the right of the litigants which should not be
jeopardized by any oversight or mistake on the part of solicitor or counsel.
Certainly the trial Judge should, and no doubt did, examine the evidence with
much care, but the weight to be given to it was entirely for his consideration
and if he thought proper to accept it as truthful, as he did, we would not be
justified in differing from him..
In Ward v. McIntyre ([20]), Hazen C.J. delivering the unanimous
judgment of the Court of Appeal for New Brunswick approved the following
statement from Wigmore on Evidence:
There is then, in general, no rule, but
only an urgent judicial reprobation
forbidding counsel or attorney to testify in favour of his client.
[Page 274]
To the same effect is the judgment of the Court
of Appeal for Ontario in Davis v. The Canada Farmers Mutual Insurance Co. (supra) in which, at pages 477
to 483, Harrison C.J. reviews the earlier cases in England and this country.
In Major v. Higgins ([21]), Howard J. after a full review of
the authorities concludes at page 283:
But, although it is widely acknowledged and
authoritatively asserted to be contrary to the ethics and against the best
interests of the profession for an advocate to testify on behalf of his own
client in a case which he is conducting, I can find no rule of law that forbids
him to do so. A canon of legal ethics, no matter how strongly approved by the
members of the profession, and by the public too for that matter, has not the
force of a rule of evidence and cannot be applied as such.
In Prince Edward Island in Grady v. Waite ([22])
Arsenault V.C. reaches a similar conclusion.
While these decisions bring me to the conclusion
that the evidence of counsel in the case at bar was legally admissible, each of
them contains, as indeed does every case which I have read in which the matter
is discussed, a clear expression of judicial disapproval of counsel following
such a course. Nothing would be gained by quoting these expressions at length.
An example is that of Ritchie C.J. in Bank of British North America v.
McElroy ([23]):
It is the privilege of the party to offer
the counsel as a witness: but that it is an indecent proceeding, and should be
discouraged, no one can deny * * *
If such expressions of judicial opinion
extending over a century, coupled with the repeated pronouncements of the
representatives of the Bar to the same effect, have not availed to prevent
counsel following such a course it is perhaps idle to hope that a further
similar expression will prove effective and I shall only say that I am in
agreement with the statement of Ritchie C.J., quoted above.
Having formed the opinion that the judgment of
the learned trial judge should be restored it becomes unnecessary for me to
decide whether the Supreme Court of Prince Edward Island had power to direct a
new trial, but the reasons of my brothers Kerwin and Kellock satisfy me that it
has such power.
[Page 275]
I would dismiss the appeal, allow the
cross-appeal and restore the judgment of the learned trial judge including his
order as to costs. The respondent should have his costs of this appeal, of the
cross-appeal and of the appeal to the Supreme Court of Prince Edward Island out
of the estate and there should be no other order as to costs.
Appeal and cross-appeal dismissed
without costs.
Solicitor for
the appellants: K. M. Martin.
Solicitor for
the respondent: Malcolm MacKinnon.
[1] (1950) 25 M.P.R. 222.
[3] (1882) 9 Q.B.D. 672 at 676.
[4] (1879) 12 Ch. D. 553.
[6] (1864) 2 Moo. P.C. N.S. 453.
[7] (1895) 7 Asp. M.C. 550.
[9] [1941] 2 K.B. 169 at175.
[10] (1846) 4 Dow. & L. 393.
[11] 4 Dow. & L. 395 Note (6)
[12] (1847) 5 N.B.R. 398.
[13] (1847) 4 U.C.Q.B. 96.
[15] (1876) 39 U.C.Q.B. 452.
[16] (1852) 1 E & B. 11; 118 E.R. 341.
[17] (1878) 3 Q.B.D. 432 at 436.
[18] (1937) 2 W.W.R. 689.
[19] (1938) 2 W.W.R. 368.
[20] (1920) 56 D.L.R. 208 at 210.
[21] (1932) 53 Que. K.B. 277.
[22] (1930) 1 M.P.R. 116 at 121.
[23] (1875) 15 N.B.R. 462 at 463.