Supreme Court of Canada
Latour v. R., 1951 S.C.R. 19
Date: 1950-10-13
Adelard Latour (Plaintiff)
Appellant;
and
His Majesty The
King (Defendant) Respondent.
1950: October 12, 13.
Present: Rinfret C.J. and Kerwin,
Taschereau, Rand, Estey, Cartwright and Fauteux JJ.
ON APPEAL FROM THE COURT OF APPEAL FOR
ONTARIO.
Criminal law—Murder—Trial by
jury—Misdirection—Pleas of self-defence, provocation and drunkenness—Onus
probandi—Reasonable doubt—Evidence—Use of word “establish” in charge is
potentially dangerous—Intent in drunkenness—Criminal Code, ss. 263, 1025(1).
Appellant was convicted of murder after a
trial by jury. He had pleaded self-defence, provocation and drunkenness. His
appeal was unanimously dismissed by the Court of Appeal.
Held: The
appeal should be allowed and a new trial ordered.
Held: That,
when dealing with the specific pleas of self-defence and provocation, there was
a grave departure by the trial judge from the general principles he had laid
down in the opening part of his charge with respect to the burden of
proof—using the word “establish” in such a way that the jury could reasonably
understand it to mean “if it was established by the accused”—and that it was
never stated to the jury, either expressly or by clear implication, that, if
they were in doubt as to whether the act was provoked, it was their duty to
reduce the offence from murder to manslaughter.
Held: A
direction to the jury (which could reasonably be, by them, related to the
accused) that, if on one point they found the evidence of a witness to be
deliberately untrue, they could not believe him in any other particular, was a
misdirection of a most serious nature and tantamount to an encroachment upon
the right of full answer and defence.
Held: The
validity of the defence of drunkenness is dependent upon the proof that the
accused was at the time of the commission affected by drunkenness to the point
of being unable to form not any intent but the specific intent to commit the
crime charged.
Held: As it is
the duty of a juror to disagree if unable conscientiously to accept the views
of his colleagues, it is wrong in law to tell the jury that they “must agree
upon a verdict”.
APPEAL from the judgment of the Court of
Appeal for Ontario dismissing appellant’s appeal from his conviction by a judge
and jury on a charge of murder.
C.L. Dubin, M.N. Lacourcière and R.H.
Frith for the appellant.
W.B. Common K.C. and H.D. Wilkins K.C.
for the respondent.
[Page 20]
The judgment of the Court was delivered by
FAUTEUX J.:—The appellant has been convicted, in
the city of Sudbury, in the province of Ontario, of the murder of the wife of
his first cousin, one Cécile Rainville. His appeal against such conviction was
unanimously dismissed by the Court of Appeal, the reasons for judgment reading:
After listening to the able and elaborate
argument addressed to us, we are quite unable to find anything in what has been
adduced, which would warrant our interfering with the verdict of the jury.
There is nothing to be gained by going over, one by one, the items so ably put
before us but the facts in this case are overwhelming and, in view of the
findings of the jury and the interpretation they put upon them, there is
nothing to be said. The appeal will be dismissed.
Pursuant to section 1025(1), 1948 ch. 39 s.
42 of the Criminal Code, leave to appeal was granted on the following
points of law: (a) Misdirection of the trial judge as to the onus
probandi. (b) Lack of adequate direction with respect to the benefit
of reasonable doubt on every issue raised in the defence (Latour v. The King) (c) Misdirection in the following
instructions to the jury:—
Should you come to the conclusion that any
witness came here and told something that he knew was not true, that would be
tantamount to perjury, and anybody who gives evidence that was not true in any
one instance, could not be believed in any other particular.
and (d) Failure of the trial judge
to relate to the specific crime charged, the rule as to intent applicable in
the defence of drunkenness.
At the close of the argument, the Court
indicating that reasons for judgment would be delivered later, allowed the
appeal, quashed the conviction and ordered a new trial. In view of this order,
only such circumstances as are necessary for the determination of the questions
raised will be referred to.
On the morning of September 12, 1949, the
appellant, both hands badly bleeding, was seen by the landlady and another
tenant of the building, leaving the apartment occupied by his cousin Peter
Rainville, the deceased Cécile Rainville, and her brother Alexander Verdon.
After a short visit to the home of some friends, to wash his hands, he
immediately proceeded to the police department where he reported that he had
been in a fight and, from there, was escorted to the hospital where he received
[Page 21]
surgical attendance on his injuries on both
hands. Meanwhile, the police, alerted by the landlady of the apartment,
proceeded thereto and found the body of the deceased, bearing some thirty-two
wounds; they also found a knife admittedly identified as belonging to the
appellant and a coat the latter had borrowed from Verdon. As to what took place
in the apartment, there is no evidence but the incomplete account—hereinafter
referred to—given by the appellant himself; the evidence of the landlady and of
the other witness on the point throws little or no light. The theory submitted
to the jury by the Crown was that the appellant, well aware of the absence of
both his cousin and the brother of the victim, Verdon, visited the apartment
that morning for the purpose of having carnal knowledge with the victim and
that, when she refused, he stabbed her with his knife. It was conceded that
there is no evidence in point of an assault prompted by such motives nor of any
prior guilty passion by the accused towards the deceased. The evidence reveals
that the appellant, a bushman, was, on the day of the fatal occurrence,
terminating, in the city of Sudbury, a two-weeks vacation during which, being
on good terms with the Rainvilles, he freely visited their home. The appellant
testified that the return of the coat of Verdon was the purpose of his visit to
the apartment on the morning of the 12th. He relates the following facts:
Having delivered the coat, he was departing from the apartment when the
deceased invited him to stay, sit and talk and, eventually, proposed to have
sexual relations with him. He says that he then scolded her and told her he
knew much of how she was carrying on. It may be pointed out here that
independent evidence shows that the day before, the appellant having, in the
presence of Peter Rainville and Verdon, made unfavourable remarks as to the
moral conduct of the deceased, Verdon became angry and left the company in
protest. There is no evidence, however, that these remarks of the appellant were
subsequently conveyed to the victim either by her husband or by Verdon. The
appellant testified that the victim became incensed and told him he knew too
much of her past and that she then drew a knife from behind her back and went
to stab him. He protected
[Page 22]
himself with his hands but being then stabbed
and by reason of the combined effect of the stabbing, of pain in his hands and
of two weeks of persistent drinking, he said he lost his head and does not
recall what happened from that moment, up to time he was washing his hands at
the home of their common friends. He further denied having brought the knife
with him suggesting the deceased must have taken it from his room, which she
visited with him two days before, for the purpose of looking over some old
family pictures. The occurrence of this visit is corroborated by an independent
witness. On the basis of these facts, pleas of self‑defence, provocation
and drunkenness were advanced on behalf of the appellant, and with respect to
each of these pleas, the jurors received from the trial judge instructions
which must now be considered conjunctively with the above grounds of appeal.
Dealing with grounds (a) and (b).
The principles of the criminal law as to the onus probandi and the
benefit. of the doubt being substantially correlated in their application, the
merits of the first two grounds of appeal may, in this case, conveniently be
dealt with together.
In the early part of his charge the trial judge,
before entering upon the discussion of the facts of the case and before any
reference whatever to the pleas of self-defence, provocation and drunkenness,
and to the different verdicts resulting respectively therefrom, properly
charged the jury as to the burden of the proof and the benefit of the doubt, making
his own the following words of Viscount Sankey, Lord Chancellor, in Woolmington
v. Director of Public Prosecutions,
particularly at page 94:—
…it is not until the end of the evidence
that a verdict can properly be found and that at the end of the evidence, it is
not for the prisoner to establish his innocence but for the prosecution to
establish his guilt. Just as there is evidence on behalf of the prosecution, so
there may be evidence on behalf of the prisoner which may cause a doubt as to
his guilt. In either case, he is entitled to the benefit of the doubt. It must
be kept in mind that while the prosecution must prove the guilt of the
prisoner, there is no such burden laid upon the prisoner, to prove his
innocence and it is sufficient for him to raise a doubt as to his guilt. He is
not called upon to satisfy the jury of his innocence.
And he further instructed the jury with respect
to circumstantial evidence, giving them the rule formulated
[Page 23]
by Baron Alderson in the Hodge case. No complaint is made as to the way in
which these matters were explained as general principles in criminal law. It is
complained, however, that, when he later dealt with the pleas of self-defence
and of provocation, there was a grave departure by the learned trial judge from
the general principles he had laid down with respect to the doubt, he entirely
failed throughout the charge to direct the attention of the jurors, in their
consideration of the plea of provocation, to their duty, to give the appellant
the benefit of the doubt, if any, in favour of the lesser charge of
manslaughter. The following excerpts from the charge, fairly representing the
substance of the directions with which the jury was left in the matter, are
impeached by the appellant as casting the burden of proof upon him and,
therefore, as being in violation of the principles laid down particularly in
the Woolmington case. As to the plea of self-defence, the trial judge said, at
page 407 of the record:
It is for the jury to say whether or not
the necessary facts have been established to warrant a plea of self-defence.
and as to the plea of provocation, he said, at
page 413:
The doctrine is that an unlawful killing
resulting from a deliberate act of violence is prima facie murder but
that, if it is established that the accused acted under a certain set of
conditions which were such as to deprive an ordinary person of the power of
self-control, that presumption is rebutted and the killing is only
manslaughter.
On behalf of the respondent, it was pointed out
that the trial judge did not say “established by the accused” but simply
“established” and then argued that no burden was consequently cast upon the
appellant to prove the ingredients necessary to a plea of self-defence or to a
plea of provocation as had been explained to the jury. In the circumstances of
this case, the jury, in my view, could only, or to say the least, could
reasonably understand the directions as if it had, in effect, been said: “if it
was established by the accused” for, in this case, it is virtually only from
the account given by the appellant of what took place in the apartment between
himself and the victim, that the proof of the ingredients necessary to each
defence could, if at all, be found. It is on that view that the legality
[Page 24]
of the instructions must be considered for, in Bigaouette
v. The King, Duff
J., as he then was, delivering the judgment for the Court, stated at page 114:
The law, in our opinion, is correctly
stated in the judgment of Mr. Justice Stuart in Rex v. Gallagher, in
these words:
…it is not what the judge intended but what
his words as uttered would convey to the minds of the jury which is the
decisive matter. Even if the matter were evenly balanced, which I think it is
not, and the language used were merely just as capable of the one meaning as
the other, the position would be that the jury would be as likely to take the
words in the sense in which it was forbidden to use them as in the innocuous
sense and in such circumstances I think the error would be fatal.
It is suggested, on behalf of the appellant,
that according to the dictionary, the word “establish” means “place beyond
dispute.” (Shorter Oxford English Dictionary, 3rd edition, page 684). On that
basis, it would then appear sufficient to substitute these words to the word
“establish” to conclude that, had it been said:
It is for the jury to say whether or not
the necessary facts have been placed beyond dispute by the accused to warrant a
plea of self-defence.
or had it been said with respect to the plea of
provocation:
…if it is placed beyond dispute by the
accused that he acted under a certain set of conditions…
the two directions, standing alone, would have
been palpably wrong, for the law only requires that the evidence in the
record,—introduced by the Crown or the defence, it does not matter—be
sufficient to raise in the minds of the jury a reasonable doubt as to whether
the accused acted in self-defence or under provocation.
In judicial proceedings, the word “establish” is
correlated to the burden of the proof but to the burden of the proof not in the
sense of the necessity there may be for an accused in the course of the enquête
to introduce evidence in order to explain away the case being made by the
Crown, but in the sense of the permanent and paramount obligation there is for
the Crown, at the end and on the whole of the case, to have proved the guilt
beyond all reasonable doubt.
In Phipson on Evidence, 8th edition, it is
stated at page 27:
As applied to judicial proceedings, the
phrase “burden of proof” has two distinct and frequently confused meanings: (1)
The burden of proof as a matter of law and pleading—the burden, as it has been
called, of
[Page 25]
establishing a case, whether by preponderance of evidence, or beyond a reasonable doubt;
and (2) The burden of proof in the sense of introducing evidence… So in
criminal cases, even where the second, or the minor burden of introducing
evidence is cast upon or shifted to the accused, yet the major one of
satisfying the jury of his guilt beyond a reasonable doubt is always upon the
prosecution and never changes; and if, on the whole case, they have such a
doubt, the accused is entitled to the benefit of it and must be acquitted.
(Mancini v. D.P.P.; Woolmington v.
D.P.P.)
It is clearly in relation to the “major burden,”
it may be pointed out, that the word “establish” is used by the House of Lords
in the above excerpt from the Woolmington case. In giving directions to the
jury, the use of the word “establish” in relation to the “minor burden” of introducing
evidence, is inadequate, confusing and potentially dangerous as it may,
depending upon the context or upon the whole charge and the nature and
circumstances of the case, lead the jury into error as to the plain nature of
their duty with respect to the most important feature of our criminal law, the
paramount and permanent burden of the Crown to establish ultimately its case
beyond all reasonable doubt. Not that it is suggested that the word “establish”
is necessarily improper in all cases. Used with proper qualifications, it has
been approved—it was pointed out on behalf of the respondent—in cases where a
defence of insanity is raised. This, however, affords no argument in favour of
the latter’s views, for a defence of insanity is a matter altogether different.
In point of fact, the legislature affirms a legal but rebuttable presumption
against insanity. Section 18 of the Criminal Code reads:
Everyone shall be presumed to be sane at
the time of doing or omitting to do any act until the contrary is proved.
So, there is, in such case, an obligation to
prove or to establish the defence of insanity even if it needs not be
established beyond reasonable doubt but only to the reasonable satisfaction of
the jury. Smythe v. The King No
similar presumption exists, however, with respect to the issue of self-defence
or of provocation. Even the presumption that everyone intends the natural
consequences of his act needs, in order to be rebutted, no more than evidence
sufficient to raise a doubt as to the intent.
[Page 26]
Nor is it suggested that the use of the word
“establish” will always be fatal in all of the cases, for each case must be
judged upon its merits but confusion in words naturally, if not always, leads
to confusion in ideas and, in the matter, to confusion as to what the duty is.
Again and in the case at bar, all what was said as to the burden of proof and
the benefit of reasonable doubt, has been indicated above and was further
stated as general principles in the earlier part of a charge, necessarily
lengthy, and long before any reference was made to the special issues raised in
the case, to the necessary ingredients thereof and to the different verdicts
resulting therefrom. But the principle that, if the jurors were in doubt as to
whether the act was provoked, it was their duty to reduce the offence from
murder to manslaughter, was never stated to them, either expressly or by clear
implication. In the case of Prince,
the accused, charged with murder, pleaded provocation. This was the only issue.
A verdict of murder was set aside for the following reasons stated by the Lord
Chancellor at page 64:
We think that the summing up was
insufficient. Having regard to the absence of any direction that, if upon the
review of all the evidence, the jury were left in reasonable doubt whether,
even if the appellant’s explanation were not accepted, the act was provoked,
the appellant was entitled to be acquitted of the charge of murder.
In the case of Manchuk v. The King, the jury, while considering the case,
returned to Court to request the assistance of the learned trial judge upon a
difficulty which they explained in the following question:
In order to reduce a murder charge to a
manslaughter charge, is it necessary to establish the fact that the person
killed committed the act of provocation?
At page 349, Sir Lyman Duff, the then Chief
Justice of Canada, said:
The terms in which the question is
expressed manifest plainly that (notwithstanding some observations in the
earlier part of the charge as to the burden resting upon the Crown up to the
end of the case of establishing guilt beyond a reasonable doubt) they had
fallen into the very natural error of thinking that, in proving the killing,
the Crown had disposed of the presumption of the prisoner’s innocence and that
they must find the prisoner guilty of murder unless he affirmatively
established to their satisfaction provocation in the pertinent sense. The
interrogatory of the jury ought to have been answered in such a manner as to
remove this error from their minds. It ought to have been made clear to them
[Page 27]
that in the last resort the prisoner could
not properly be convicted of murder if, as the result of the evidence as a
whole, they were in reasonable doubt whether or not he was guilty of that
crime.
On behalf of the respondent, it was suggested
that the general instructions given at the beginning of the charge of the trial
judge as to the burden of proof and the doubt, were sufficient and that, as
stated at page 280 in the Mancini case (supra):
There is no reason to repeat to the jury
the warning as to the reasonable doubt again and again, provided that the
direction is plainly given.
It is not difficult to agree with this sentence
from the Mancini case but it is impossible to accept that in the charge
made in the present case, the pertinent direction was “plainly given.”
In Albert Edward Lewis, Avory J., as he then was, stated, at page
34:
The importance of telling the jury that the
burden has not shifted is probably greater in a case in which the defendant
goes into the witness-box (as the appellant did) than in one in which he does
not. The jury not unnaturally are apt to think that when a defendant goes into
the witness-box the burden is on him to satisfy them of his innocence.
While one may regard the direction given with
respect to the plea of self-defence as being less questionable because of the
general instructions given in the earlier part of the charge, the impeached
direction with respect to the plea of provocation, coupled with the complete lack
of direction as to the duty of the jury to give the benefit of the doubt, if
any, on the issue raised and bring a verdict of manslaughter instead of a
verdict of murder, leaves no doubt, I must say with deference, that the jury
was not instructed according to law. For, once properly instructed as to what
the law recognizes as ingredients of self-defence or of provocation, the
accurate question for the jury is not whether the accused has established such
ingredients but whether the evidence indicates them. And they, then,
must be directed that, should they find affirmatively or be left in doubt on
the question put to them, the accused is entitled, in the case of self-defence
to a complete acquittal, or in the case of provocation to an acquittal of the
major offence of murder.
[Page 28]
To dispose of the third ground of appeal, it
could be sufficient to say that, with natural fairness, it was conceded by
Mr. Common, K.C., of counsel for respondent, that it was a misdirection to
instruct the jury in the following terms:
Should you come to the conclusion
that any witness came here and told something that he knew was not true, that
would be tantamount to perjury and anybody who gives evidence that was not true
in any one instance, could not be believed in any other particular.
And it could be added that this Court, in Deacon
v. The King,
approved, at page 536, what had been said by Riddell J. in Rex v.
Kadeshewitz, when
the latter refused to accept, as being the law in Canada, the following
summarized statement, the substance of which is attributed to Lord C.J. Hewart
in the case of Harris:
If a witness is proved to have made a
statement, though unsworn, in distinct conflict with his evidence on oath, the
proper direction to the jury is that his testimony is negligible and that their
verdict should be found on the rest of the evidence.
But to examine in a proper light the ultimate
suggestion made on behalf of the respondent that no substantial wrong or
miscarriage of justice resulted from such misdirection, it is further
convenient to consider two questions: To which of the witnesses heard in this
case such warning could reasonably be related by the jury, and, then, what
effect, if any, it could have in the result.
The facts, proof of which was material to the
case of the Crown—the death of Cécile Rainville, the violent cause of her
death, and the author of her death,—were not virtually disputed by the
appellant who, by his very testimony, assumed the task of explaining them away
in relating what, according to him, took place between him and the victim in
the apartment, for the advancement of his pleas of self-defence and of
provocation. At the end of the case, the veracity and the credibility of the
accused really turned to be the crucial point for the decision of the case.
Naturally, any direction in this respect would particularly and at first be
applied to the accused by the jury. Furthermore, the manner and the measure in
which the appellant was cross-examined by the Crown Attorney and the trial
judge as well, could only add to the natural disposition of
[Page 29]
the jury to relate the misdirection to him.
Throughout the address to the jury, the instructions with respect to the
special pleas advanced, were either prefaced or followed by the caveat:
“If you accept the testimony of the accused.” To be virtually directed that, if
on one point, they found his evidence deliberately untrue, they could not
believe him in any other particular, was a misdirection of a most serious
nature as, if the condition on which rested the direction was found to exist,
the jury was then instructed to entirely disregard the whole defence. To say
that, in the circumstances of this case, this misdirection could be tantamount
to an encroachment upon the right of full answer and defence, would not be an
extravagant statement.
Dealing now with the last ground of appeal. It
was formulated orally in the course of the argument, leave to do so being then
granted upon the consent of the Crown, and in view of the importance of the
case. The grievance is that the trial judge failed to direct the jury that the
validity of the defence of drunkenness is dependent upon the proof that the
accused was, at the time of the commission, affected by drunkenness to the
point of being unable to form not any intent but the specific intent to commit
the crime charged in this case, the crime of murder, or the lesser crime of
manslaughter. As it turned out, this ground was not pressed in the argument
and, for this reason, its merits will not be discussed. As there will be a new
trial, it may be pertinent to say a word on this and another matter. The rules
of law for determining the validity of the defence of drunkenness have been
stated, in the two following propositions, by Lord Birkenhead, in the Beard case:
That evidence of drunkenness which renders
the accused incapable of forming the specific intent essential to
constitute the crime should be taken into consideration with the other facts
proved in order to determine whether or not he had this intent.
That evidence of drunkenness falling short
of a proved incapacity in the accused to form the intent necessary to
constitute the crime, and merely establishing that his mind was affected by
drink so that he more readily gave way to some violent passion, does not rebut the
presumption that a man intends the natural consequences of his acts.
Reference may equally be had to the judgment of
this Court in MacAskill v. The King
[Page 30]
The other matter in which comments may be added,
although the point was not raised by the appellant, is related to the following
direction given to the jury:
This is an important case and you must
agree upon a verdict. This means that you must be unanimous.
This is all that was said on the subject. If one
of the jurors could have reasonably understood from this direction—and it may
be open to such construction—that there was an obligation to agree upon a
verdict, the direction would be bad in law. For it is not only the right but
the duty of a juror to disagree if, after full and sincere consideration of the
facts of the case, in the light of the directions received on the law, he is
unable conscientiously to accept, after honest discussion with his colleagues,
the views of the latter. To render a verdict, the jurors must be unanimous but
this does not mean that they are obliged to agree, but that only a unanimity of
views shall constitute a verdict bringing the case to an end. The obligation is
not to agree but to co-operate honestly in the study of the facts of a case for
its proper determination according to law.
In the presence of the misdirections above
discussed, their gravity and their combined effect, I am unable to say that the
respondent has affirmatively shown that there was, in the result, no
substantial wrong and that justice was done according to law. And, as above
indicated, the judgment rendered by the Court is that the appeal is allowed,
the verdict of murder is quashed and a new trial is ordered.
Appeal allowed and new trial directed.
Solicitor for the appellant: J.E.
Lacourcière.
Solicitor for the respondent: W.B.
Common.