Docket: T-1257-13
Citation: 2014 FC 917
BETWEEN:
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INFORMATION COMMISSIONER OF CANADA
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Applicant
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and
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MINISTER OF NATURAL RESOURCES
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Respondent
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PUBLIC
REASONS FOR JUDGMENT
(Confidential
Reasons for Judgment issued on September 26, 2014)
HENEGHAN J.
I.
INTRODUCTION
[1]
The Information Commissioner of Canada (the “Applicant”) applies for judicial review, pursuant to paragraph 42(1)(a) of the
Access to Information Act, R.S.C. 1985, c. A-1 (the “Act”), of a
decision of the Minister of Natural Resources Canada (the “Respondent” or
the “Minister”) dated March 11th, 2013. In that decision, the
Respondent denied the recommendation of the Applicant that certain material
that had been redacted and deemed “personal information” under subsection 19(1)
was not personal information and should be released. The Minister was of the
opinion that the information was in fact personal information and would remain
redacted.
[2]
By Order dated October 16th, 2013,
Justice McVeigh granted a confidentiality order pursuant to Rules 151 and 152
of the Federal Courts Rules, SOR/98-106 and subsection 47(1) of the Act.
The confidentiality order applies to the information which is the subject of
this application for judicial review and other material that the Respondent
would be authorized to refuse to disclose if requested under the Act.
II.
FACTS
[3]
On June 7th, 2010 the Department of
Natural Resources Canada (the “Department”) received an access to information
request under the Act from Mr. Paul Einarsson, President and Chief Operating
Officer of Geophysical Services Inc. (“GSI”). In that request, Mr. Einarsson
asked the Department for:
Records remaining with the GSC Atlantic and
Western Canada Branch that are relevant to request #DC7040-10-31: “Please
provide copies of posters, powerpoints, webpages, interpretations, seismic sections,
including any materials in all instances where GSI owned Seismic Data (wholly
or partially) forms any part of information disclosed to third parties,
including but not limited to other government agencies, foreign government
agencies, research institutions, or the public, including details and dates of
those disclosures”.
[4]
By letter dated October 15th, 2010
the Department forwarded the requested information to Mr. Einarsson. The
Department noted in its letter that certain information included in the
disclosure was redacted pursuant to subsection 19(1) of the Act. The Department
also notified Mr. Einarsson of his right to complain to the Applicant with
respect to the redaction.
[5]
Mr. Einarsson contacted the Department seeking
clarification of the reasons for the redaction of certain information. The
Department responded by email on December 2nd, 2010, advising Mr.
Einarsson that the information redacted was personal information as defined in
the Privacy Act, R.S.C. 1985, c. P-21 (the “Privacy Act”). The
Department was of the opinion that subsection 19(1) of the Act prevented
disclosure of the information.
[6]
Mr. Einarsson responded by email on December 12th,
2010 and referred to various provisions of the Act and the Privacy Act that, in
his opinion, supported disclosure of the information. He also referenced case
law in support of disclosure and asked the Department to reconsider its refusal
to disclose the information.
[7]
On December 14th, 2010 Mr. Einarsson
filed a complaint with the Applicant about the Department’s refusal to disclose
the redacted information. In his complaint, he alleged that the Department
improperly withheld the requested information.
[8]
The Applicant investigated the complaint.
[9]
In the course of the investigation, the
Department disclosed to the Applicant correspondence to a number of third
parties, advising them of Mr. Einarsson’s initial request and seeking consent
to the disclosure of information.
[10]
On August 25th, 2011 the Applicant
sent a letter to the Department with a summary of its investigation to date.
It took the position that redaction of the information was not justified. It
offered the Department an opportunity to provide further submissions on the
issue. The Department responded on November 17th, 2011 with
extensive submissions justifying the redaction of the information.
[11]
On February 13th, 2013 the Department
wrote to Mr. Einarsson and disclosed further information relevant to his
initial access to information request. Some information was still redacted
under subsection 19(1) of the Act.
[12]
By letter dated February 26th, 2013
the Applicant sent a letter to the Minister of Natural Resources Canada
reporting the outcome of its investigation. The Applicant expressed the opinion
that the complaint was well founded and the refusal to disclose the redacted
information was not justified under subsection 19(1) of the Act. The Applicant
recommended that, as the Minister representing the Department, the information be
disclosed to Mr. Einarsson.
[13]
On March 11th, 2013 the Minister responded
to that letter and rejected the recommendation to disclose.
[14]
On March 28th, 2013 the Applicant
wrote to Mr. Einarsson and informed him of the results of the investigation and
the Respondent’s refusal to disclose the information. It informed Mr. Einarsson
of his right to apply for judicial review of the Respondent’s decision,
pursuant to section 41 of the Act, or to have the Applicant apply for judicial
review with his consent, pursuant to paragraph 42(1)(a).
[15]
Mr. Einarsson responded on June 10th,
2013. He authorized the Applicant to commence an application for judicial
review of the Respondent’s decision on his behalf, and provided his consent
pursuant to paragraph 42(1)(a) of the Act.
III.
DECISION UNDER REVIEW
[16]
In a March 11th, 2013 letter the
Respondent rejected the Applicant’s recommendation that he disclose the
redacted information, on the basis that he was unable to reconcile the
recommendation to release the information with the definition of personal
information under the Privacy Act.
[17]
The Respondent noted the Department’s attempts
to obtain consent from the affected parties to disclose the information in
question and to comply with the earlier recommendation of the Applicant to
apply subsection 19(2) of the Act. The Respondent was of the opinion that the
Department had complied fully with that earlier recommendation to apply
subsection 19(2), and that it had pursued all possible avenues to enable
disclosure of the information.
[18]
Further, the Respondent expressed the opinion
that the Department had soundly determined that the redacted information was
personal information. The Respondent refused to disclose the redacted
information.
IV.
RELEVANT LEGISLATION
[19]
The relevant provisions of the Act are:
Personal information
19.
(1) Subject to subsection (2), the head of a government institution shall
refuse to disclose any record requested under this Act that contains personal
information as defined in section 3 of the Privacy Act.
Where
disclosure authorized
(2)
The head of a government institution may disclose any record requested under
this Act that contains personal information if
(a) the individual to whom it relates
consents to the disclosure;
(b) the information is publicly available;
or
(c) the disclosure is in accordance with
section 8 of the Privacy Act.
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Renseignements personnels
19.
(1) Sous réserve du paragraphe (2), le responsable d’une institution fédérale
est tenu de refuser la communication de documents contenant les
renseignements personnels visés à l’article 3 de la Loi sur la protection des
renseignements personnels.
Cas
où la divulgation est autorisée
(2)
Le responsable d’une institution fédérale peut donner communication de
documents contenant des renseignements personnels dans les cas où :
a) l’individu qu’ils concernent y consent;
b) le public y a accès;
c) la communication est conforme à l’article
8 de la Loi sur la protection des renseignements personnels.
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[20]
The relevant provisions of the Privacy Act are:
“personal
information”
« renseignements
personnels »
“personal
information” means information about an identifiable individual that is
recorded in any form including, without restricting the generality of the
foregoing,
…
(b) information relating to the education or the medical, criminal
or employment history of the individual or information relating to financial
transactions in which the individual has been involved,
…
(i) the name of the individual where it appears with other
personal information relating to the individual or where the disclosure of
the name itself would reveal information about the individual,
but, for the purposes of sections 7, 8 and 26 and section 19 of
the Access to Information Act, does not include
(j) information about an individual who is or was an officer or
employee of a government institution that relates to the position or
functions of the individual including,
(i) the fact that the individual is or was an officer or employee
of the government institution,
(ii) the title, business address and telephone number of the
individual,
(iii) the classification, salary range and responsibilities of the
position held by the individual,
(iv) the name of the individual on a document prepared by the
individual in the course of employment, and
(v) the personal opinions or views of the individual given in the
course of employment,
…
|
« renseignements
personnels »
“personal
information”
« renseignements
personnels » Les renseignements, quels que soient leur forme et leur support,
concernant un individu identifiable, notamment :
…
b) les renseignements relatifs à son éducation, à son dossier
médical, à son casier judiciaire, à ses antécédents professionnels ou à des
opérations financières auxquelles il a participé;
…
i) son nom lorsque celui-ci est mentionné avec d’autres renseignements
personnels le concernant ou lorsque la seule divulgation du nom révélerait
des renseignements à son sujet;
toutefois, il demeure entendu que, pour l’application des articles
7, 8 et 26, et de l’article 19 de la Loi sur l’accès à l’information, les renseignements
personnels ne comprennent pas les renseignements concernant :
j) un cadre ou employé, actuel ou ancien, d’une institution
fédérale et portant sur son poste ou ses fonctions, notamment :
(i) le fait même qu’il est ou a été employé par l’institution,
(ii) son titre et les adresse et numéro de téléphone de son lieu
de travail,
(iii) la classification, l’éventail des salaires et les
attributions de son poste,
(iv) son nom lorsque celui-ci figure sur un document qu’il a
établi au cours de son emploi,
(v) les idées et opinions personnelles qu’il a exprimées au cours
de son emploi;
…
|
V.
ISSUES
[21]
This application for judicial review raises the
following issues:
A.
What is the appropriate standard of review?
B.
Is the redacted information “personal
information” that is exempt from disclosure under subsection 19(1) of the Act?
C.
May the information be disclosed pursuant to
subsection 19(2) of the Act?
VI.
ARGUMENTS
A.
What is the
appropriate standard of review?
Applicant’s
Argument
[22]
The Applicant submits that judicial review under
section 42 of the Act is a de novo review of the Respondent’s decision
to refuse access to records or to redact portions of those records and that the
appropriate standard of review is correctness; see the decision in 3430901
Canada Inc. et. al. v. Canada (Minister of Industry) (2001), 282
N.R. 284 at paragraphs 38 - 39. It argues that the burden of justifying the
refusal to disclose information lies on the Respondent, pursuant to section 48
of the Act.
Respondent’s Argument
[23]
The Respondent submits that the decision
not to disclose information under subsection 19(1) of the Act is reviewable on
the standard of correctness, relying on the decision in Canada
(Information Commissioner) v. Canada (Commissioner of the Royal Canadian
Mounted Police), [2003] 1 S.C.R. 66 at paragraph 19. He further submits
that once it is determined that he was authorized to refuse to disclose the
information, the Court’s de novo power is exhausted; see the decision in
Dagg v. Canada (Minister of Finance), [1997] 2 S.C.R. 403 at paragraph
107.
[24]
The Respondent argues that the discretionary
determination as to whether or not personal information may be disclosed under
subsection 19(2) is reviewable on the standard of reasonableness, relying on
the decision in Dagg, supra, at paragraphs 106 - 11. When the Respondent
establishes that non-disclosure was justified, the burden is on the Applicant
to demonstrate that one of the exceptions under subsection 19(2) applies,
relying on the decision in Mackenzie v. Canada (Minister of National Health
and Welfare) (1994), 88 F.T.R. 52 at paragraph 13.
Analysis
[25]
In my opinion, the parties have correctly
identified correctness as the appropriate standard of review with respect to
the Respondent’s determination that the information at issue is personal
information pursuant to subsection 19(1) of the Act; see the decision in Canada
(Information Commissioner) v. Canada (Commissioner of the Royal Canadian
Mounted Police), supra, at paragraph 19.
[26]
The Respondent’s decision whether or not to
disclose personal information under subsection 19(2) is a discretionary one,
subject to review on the standard of reasonableness; see the decision in Dagg,
supra, at paragraphs 106 - 11.
B.
Is the redacted
information “personal information” that is exempt from disclosure pursuant to
subsection 19(1) of the Act?
Applicant’s
Argument
[27]
The Applicant argues that the Federal Court of
Appeal has set out a principled approach to determining whether or not
information is personal information within the definition of the Privacy Act;
see the decision in Canada (Information Commissioner) v. Canada
(Transportation Accident Investigation and Safety Board), [2007] 1 F.C.R.
203 (F.C.A.) at paragraphs 35 - 64. The Applicant says that this approach
requires that personal information be understood as information falling within
an individual’s right of privacy, connoting concepts of intimacy, identity,
dignity and integrity of the individual. The information must be “about” an
identifiable individual.
[28]
The Applicant submits that information of a
professional and non-personal nature is not personal information within the
meaning of section 3 of the Privacy Act, relying in this respect on the
decision in Canada (Information Commissioner) v. Canada
(Transportation Accident Investigation and Safety Board), supra at
paragraphs 52-54.
[29]
Applying the approach followed by the Federal
Court of Appeal, the Applicant submits that the names, titles and business
contact information of corporate employees, redacted by the Respondent, is not
personal information. It does not disclose information within the scope
of an individual’s identity, intimacy, dignity and integrity.
[30]
The Applicant refers to the Personal
Information Protection and Electronic Documents Act, S.C. 2000, c. 5 (“PIPEDA”)
and argues that this statute expressly provides at subsection 2(1) that
personal information does not include the name, title, business address or
telephone number of an employee of an organization. Given the common objectives
of the Privacy Act and PIPEDA, the Applicant submits that the two statutes
should be given a consistent reading.
Respondent’s
Argument
[31]
The Respondent notes that the Supreme Court of Canada
has found that the definition of personal information in the Privacy Act is
deliberately broad; see the decision in Canada (Information
Commissioner) v. Canada (Commissioner of the Royal Canadian Mounted Police),
supra, at paragraphs 23-24. All information about an
individual is personal information, unless it falls into one of the exceptions
provided for in the definition.
[32]
The Respondent submits that the information does
not have to meet any other requirements to qualify as personal information.
Basic work-related information, when about identifiable individuals, is
personal information; see the decisions in Canada (Information Commissioner)
v. Canada (Commissioner of the Royal Canadian Mounted Police), supra
at paragraph 24 and Dagg, supra at paragraphs 1, 70 and 83. The
information at issue in this case falls squarely within the general definition
under the Privacy Act.
[33]
The Respondent argues that the information that was
redacted by the Department also falls within at least two of the examples of
personal information provided in section 3 of the Privacy Act, that is,
subsections 3(b) and 3(j).
[34]
Subsection 3(b) of the Privacy Act defines information
relating to the employment history of individuals as being personal
information. He argues that information related to employment history is
connected to individual autonomy, dignity, and privacy; see the decision in United
Food and Commercial Workers, Local 401 v. Privacy Commissioner (Alta.) et al.
(2013), 451 N.R. 253 (S.C.C.) at paragraphs 19 and 24.
[35]
There is no basis to distinguish between
personal information and information about an individual acting in a
professional capacity. The Federal Court of Appeal has expressly rejected the
argument that the names of private sector employees were company information,
rather than personal information; see the decision in Janssen-Ortho
Inc. v. Canada (Minister of Health) (2007), 367 N.R. 134 (F.C.A.).
[36]
The Respondent submits that subsection
3(j) of the Privacy Act excludes employment related information about federal
government employees from the definition of personal information. It would not
have been necessary to expressly exclude this from the definition if such
information was not personal information. If Parliament had intended for this
exclusion to apply to private sector employees, it would have done so expressly
as it did for federal government employees.
[37]
Further, the Respondent argues that subsection 3(i) of
the Privacy Act includes in the definition of personal information the name of
an individual where its disclosure would reveal other information about that
individual. The information that accompanies the disclosure does not
itself have to be personal; see the decision in Dagg supra at
paragraphs 1 and 85.
[38]
The Respondent submits that the disclosure of names in
this case would reveal other information about the individuals which is not in
the public domain; see the decision in Janssen-Ortho, supra. The
names are personal information and are exempt from disclosure under subsection
19(1) of the Act.
[39]
Finally, the Respondent argues that the
Applicant’s reliance on the definition of personal information in PIPEDA is
misplaced. PIPEDA expressly provides that it does not apply to any government
institutions to which the Privacy Act applies, including the Department.
Analysis
[40]
The Respondent’s determination that the information at
issue is personal information pursuant to subsection 19(1) of the Act is
reviewable on the standard of correctness. In judicial review, decisions that
are reviewable on a correctness standard are not entitled to deference by the
reviewing judge. The Court must perform its own analysis and decide whether
it agrees with the decision maker. If the reviewing Court does not agree with
the decision maker’s conclusions, it must substitute its own view and provide
the correct answer; see the decision in Dunsmuir v. New Brunswick [2008]
1 S.C.R. 190 at paragraph 50.
[41]
In my opinion, the Respondent correctly determined that
the information at issue in this case is personal information within the
meaning of section 3 of the Privacy Act. The Supreme Court of Canada has held
that the definition of personal information should be read broadly; see
the decision in Canada (Information Commissioner) v. Canada (Commissioner of the Royal Canadian Mounted Police), supra.
[42]
The redacted information falls squarely within the section 3 definition
of personal information, that is, it is information about identifiable
individuals, recorded in a form. It is hard to imagine information that could
be more accurately described as “about” an individual than their name, phone
number and business or professional title.
[43]
Professional or work-related information about an individual may
be classified as personal information; see the decisions in Canada (Information Commissioner) v.
Canada (Commissioner of the Royal Canadian Mounted Police), supra, and Janssen-Ortho, supra. There is no
requirement in the Supreme Court of Canada jurisprudence that the information
reveal anything further about an individual to be classified as personal.
[44]
As for the cases cited by the Applicant in
support of the argument that names and titles of private sector employees is
not personal information, including Geophysical Service Inc. v.
Canada-Newfoundland Offshore Petroleum Board (2003), 26 C.P.R. (4th) 190, I
prefer the approach of the Supreme Court of Canada in Dagg, supra and
the Federal Court of Appeal in Janssen-Ortho, supra.
[45]
In Janssen-Ortho, supra, the Federal
Court of Appeal affirmed a decision of a motions judge that the names of
private sector employees constituted personal information and should not be
disclosed; see paragraphs 9-11 of the decision.
[46]
Similarly, in Dagg, supra, the Supreme
Court of Canada held that names of employees appearing on a sign-in log
constitutes personal information. The information in that case was ordered
disclosed only because it was found to fall under an exception for government
employees pursuant to paragraph 3(j)(iii) of the Privacy Act; see paragraphs 1
and 4 of the decision.
[47]
In the present case, there is no such applicable
exception, because the information relates to private sector employees. The
information therefore constitutes personal information within the meaning of
section 3 of the Privacy Act.
[48]
As for the Applicant’s submissions regarding the
relationship between PIPEDA and the Privacy Act, the Supreme Court of
Canada has rejected the argument that PIPEDA and the Privacy Act should be
interpreted in reference to each other; see the decision in Canada
(Privacy Commissioner) v. Blood Tribe Department of Health, [2008] 2 S.C.R.
574. The proper approach is to interpret each act based on the language of its
own provisions.
C.
May the information
be disclosed pursuant to subsection 19(2) of the Act?
Applicant’s Argument
[49]
Should the Court find that the redacted
information is personal information, the Applicant argues that it should
nonetheless be disclosed under subsection 19(2) of the Act. It relies,
in this regard, upon paragraph 19(2)(b), which provides that the
Respondent may disclose personal information if it is within the public domain.
[50]
Some of the information withheld by the
Department is publicly available on the internet. The conditions permitting
disclosure pursuant to paragraph 19(2)(b) have been met. The Applicant
submits that once the Court determines that information is in the public
domain, the Respondent has no residual discretion to resist disclosure and the
“may” in subsection 19(2) becomes directive; see the decision in Information
Commissioner (Can.) v. Canada (Minister of Public Works and Government
Services) (1996), 121 F.T.R. 1 at paragraphs 35 - 44.
Respondent’s
Argument
[51]
The Respondent argues that he took relevant
factors into account in exercising his discretion to refuse to disclose
information that was not publicly available. The Applicant acknowledged during
the course of its investigation that the Department made reasonable efforts to
obtain consent to disclose the information and to determine whether or not it
was in the public domain. There is no evidence that the information was
available to the Respondent or the Department when they responded to the
initial access to information request, and the fact that the documents are now
in the hands of the Applicant is not relevant to assessing whether he
reasonably exercised his discretion pursuant to subsection 19(2) in originally
replying to the access request.
Analysis
[52]
In my opinion, the decision of the Minister to
not disclose personal information pursuant to subsection 19(2) of the Privacy
Act is a discretionary decision, reviewable on a standard of reasonableness.
The reasonableness standard requires that the decision be justifiable, transparent
and intelligible, and fall within a range of possible, acceptable outcomes; see
the decision in Dunsmuir, supra at paragraph 47.
[53]
I acknowledge that some of the redacted
information is publicly available. The question is whether it should be disclosed
pursuant to paragraph 19(2)(b) of the Act.
[54]
The Applicant includes in the confidential
record evidence indicating that information relating to [redacted] is
publicly available on the internet.
[55]
The Respondent correctly notes that disclosure
is discretionary under section 19(2) and that it is not necessary to search
every possible source before determining whether personal information is
publicly available. He argues that at the time that disclosure of this
information was refused, the said information was not disclosed by the internet
searches that were conducted in response to the access request.
[56]
In my opinion, in asking that the said
information be disclosed pursuant to paragraph 19(2)(b), the Applicant is
asking that the exercise of discretion be put in the hands of the Court. I am
not prepared to go that far.
[57]
Insofar as there was a discretion to be
exercised, it lay with the Respondent, under subsection 19(2)(b). On the basis
of the information available to him, prior to this application, the information
referred to in paragraph 54 above was not publicly available.
[58]
In my view, a condition of disclosure pursuant
to subsection 19(2)(b) is that information was publicly available. That
condition did not exist when the Respondent responded to the access request.
In the circumstances, I fail to see how the Respondent had a discretion that he
could exercise. The reasonableness standard cannot be applied.
[59]
In the alternative, if the information was not
publicly available, the Respondent’s refusal to disclose was reasonable.
[60]
It appears that the so-called publicly available
information was obtained as a result of internet searches conducted after the
commencement of this application.
[61]
As a matter of practicality, this information,
now that it is in the public domain, could be disclosed by the Respondent on a
voluntary basis, but that is a matter for the parties to address and not the
Court.
[62]
In conclusion, this application for judicial
review is dismissed.
[63]
At the hearing, counsel for the Respondent
advised that he would not seek costs. Accordingly, in the exercise of my
discretion pursuant to the Federal Courts Rules, SOR/98-106, I make no
order as to costs.
"E. Heneghan"
Vancouver, British Columbia
October 3, 2014