Date: 20070116
Docket: T-872-05
Citation: 2007 FC 45
BETWEEN:
THE
NATIVE COUNCIL OF NOVA SCOTIA
Applicant
and
ATTORNEY GENERAL OF CANADA
Respondent
REASONS FOR JUDGMENT
LAYDEN-STEVENSON J.
[1] This
application for judicial review concerns a decision of the Minister of Fisheries
and Oceans Canada to limit the permitted lobster catch under an Aboriginal
Communal Food, Social and Ceremonial Fishing Licence in two lobster fishing
areas in Nova Scotia. The applicant claims that the decision contravenes the
government’s duty to consult aboriginal peoples, breaches principles of
procedural fairness and violates the terms of a fisheries agreement between the
parties.
[2] The
respondent takes the position that the government’s duty to consult and
accommodate is not engaged within the context of this dispute. Even if the
obligation arises (which is denied), Fisheries and Oceans Canada discharged its
common law duty to consult and no breach of procedural fairness occurred. The Aboriginal
Fisheries Arrangement was honoured both in spirit and in substance. Further,
the application is moot because the impugned licence has expired.
[3] I
conclude that the deficiencies in the record, most notably the paucity of
evidence supporting the applicant’s asserted aboriginal right to fish, are such
that constitutional analysis is not appropriate. Consequently, this matter
cannot be determined on the basis of the constitutional argument advanced by
the applicant.
[4] In
relation to the alleged breach of administrative law principles, I do not find
that the requisite content of procedural fairness was greater than that which
was accorded. The applicant was provided an opportunity to participate and to
express its views. It availed itself of that opportunity. The evidence demonstrates
that its position was considered. No breach of procedural fairness occurred in
the circumstances of this matter.
[5] The
argument regarding a purported violation of the Aboriginal Fisheries Arrangement
is similarly flawed. Although the agreement expresses the parties’ intent to
work together, it does not mandate that consultation must yield a mutually
acceptable resolution. Here, consultation did occur. There is no evidence, or
allegation, of bad faith. Consequently, the applicant’s argument fails.
[6] Finally,
although the application for judicial review is technically moot, it is
appropriate to exercise discretion to determine the matter.
The Parties
[7] The
applicant Native Counsel of Nova Scotia (NCNS) was organized and created in 1974
as an Aboriginal Peoples Representative Organization to assist and give a
collective voice to Mi’kmaq and other Aboriginal persons living “off-reserve”
in Nova
Scotia.
It is a registered society under the Societies Act, R.S.N.S. 1989, c.
435 and is a regional affiliate of the Congress of Aboriginal Peoples (CAP), a
national organization. Both CAP and NCNS lobby various levels of government
regarding services, benefits and programs for their members.
[8] Membership
in NCNS is voluntary and open to any Mi’kmaq or Aboriginal person living
off-reserve in Nova Scotia. There are different categories of
membership. Approximately 3300 to 3500 persons are “full members”. Full
members include Mi’kmaq, Inuit, Métis, or others who claim Aboriginal ancestry.
[9] In
1987, NCNS formed the Netukulimkewe’l Commission (the Commission) as the
“Natural Life Management Authority” for the community of Mi’kmaq/Aboriginal
People residing off-reserve throughout Nova Scotia. Its stated
purpose is to manage the hunting and fishing activities of the community. NCNS
and the Commission require full members wishing to participate in the communal
activities of hunting or fishing to apply for a community “harvester” permit.
The permit issued to each individual harvester is known as an Aboriginal and
Treaty Rights Access Passport (ATRA Passport).
[10] The
respondent Attorney General represents the Minister of Fisheries and Oceans
(the Minister) and the Department of Fisheries and Oceans (DFO). The
Department is also known as Fisheries and Oceans Canada (FOC). The acronyms
DFO and FOC are used interchangeably in the parties’ submissions and throughout
these reasons.
Background
[11] In
1990, NCNS approached DFO to initiate discussions. In 1992, the Aboriginal
Fisheries Working Agreement (AFWA) was signed between NCNS and Her Majesty, as
represented by the Minister and DFO. Its purpose, stated at section 2.1, was
“to provide a general framework for discussions between the Parties with
respect to matters set out in Section 3.0 of [AFWA]” which, in general terms,
deal with fisheries management issues. Since 1992, DFO and NCNS have entered
into a series of written agreements, arrangements and a protocol designed to
address fisheries management issues, including conservation, protection and
enforcement.
[12] On
August 12, 1993, the Protocol Agreement (the Protocol) between NCNS and DFO was
implemented. Its purpose was to establish a process through which the parties
would work together cooperatively to (a) share information…and (b) discuss
issues of concern, including the most appropriate action to be taken when faced
with situations where NCNS harvesting practices had a negative impact on the
management and conservation of fisheries resources. The Protocol set forth a
process whereby a committee of NCNS and FOC representatives discussed incidents
of harmful harvesting practices and resolved transgressions by NCNS harvesters
in accordance with the principles of Aboriginal restorative justice. The terms
of the Protocol provided that it could be terminated by either party upon 90
days notice in writing to the other party. The Protocol was used between 1993
and 1999. Apparently, DFO terminated the Protocol in 2000. The record is
silent as to detail in this respect.
[13] On
October 3, 1995, the Commission and DFO entered into the Aboriginal Fisheries
Arrangement (1995 AFA). In it, the parties professed a commitment to “work
together to develop initiatives related to increasing the involvement of the
Commission in the management of fish harvesting by ATRA [Passport] Holders in
Nova Scotia”. The 1995 AFA provided that NCNS and DFO would use the process delineated
in the Protocol, where applicable, to find mutually acceptable solutions to
issues arising out of the AFA. A schedule to the AFA provided a detailed
annual “harvesting plan” for the fishing of 40 species of fish throughout Nova Scotia (including
lobster) for food, social and ceremonial purposes. This gave rise to the
Communal Food, Social and Ceremonial Purposes (FSC) Licence granted to the
NCNS.
[14] The
licence permits NCNS to designate aboriginal persons to harvest fish under the
authority of the licence through the issuance of certain documents and
certificates. There are also monitoring and catch reporting requirements. The
licence and its conditions are 23 pages in length and contain various
provisions dealing with conservation, protection and other matters pertaining
to the management of the fishery. The conditions that are subject to complaint
in this judicial review application relate to one species of fish – lobster – in
two specific areas of Nova Scotia. I will provide further
detail regarding the impugned conditions and the particular areas later in
these reasons.
[15] For
ATRA Passport Holders (unlike commercial fishing licencees), lobster fishing
season is open all year throughout the province. The FSC Licence conditions
specify prescribed gear, a designated number of tagged traps, size limits, the
mandatory return of egg-bearing (“berried”) female lobsters immediately to the
water and a prohibition regarding possession of female lobsters marked with a
v-shaped notch in the right flipper of the tail. The conditions apply province-wide
and, historically, were used as conservation measures prior to the issuance of
the FSC Licence.
[16] In
relation to lobster specifically, the FSC Licence specifies a recommended
Netukulimk - a Mi’kmawey concept referring to the use of the natural bounty
provided by the Creator for the subsistence and well-being of the individual
and community at large – of six lobster trap tags per ATRA Passport Holder,
within lobster fishing areas (LFAs) 25 to 35. Although it is not entirely
clear from the record, at some point after the execution of the 1995 AFA, the
number of traps that could be used in certain LFAs (LFAs 33, 34 and 35 in
particular) was refined to provide that ATRA Passport Holders could no longer
use all six traps in one LFA.
[17] Under
the 2004-2005 AFA, in LFA 33, a maximum of 40 lobsters could be taken per day
using a total of two traps or two hoop nets per ATRA Passport Holder. In LFA
34, a maximum of 20 lobsters per day could be taken using one trap or two hoop
nets per ATRA Passport Holder. Only the 1995 AFA and the 2004-2005 AFA are
included in the record. These AFAs are said to be representative of the
various AFAs entered into by the parties. The dispute in this matter centers
on the 2004-2005 AFA’s numerical restriction of 20 lobsters per trap in LFAs 33
and 34. These combined lobster fishing areas encompass coastal waters
extending from Halifax to Digby. The circumstances giving rise to the
restriction are discussed in the paragraphs that follow.
[18] The
commercial lobster season in LFAs 33 and 34 is open from the end of November
until the end of May. During the summer of 2002, DFO detected an escalating
problem in LFA 34, specifically, an illegal lobster fishery during the closed
season. DFO Fishery Officers observed illegal fishing being carried out under
the guise of an aboriginal FSC Licence. Certain aboriginal harvesters acting
alone, or in cooperation with non-aboriginals, were selling quantities of
lobster caught under FSC Licences.
[19] In
June 2004, Fishery Officers with the Digby and Meteghan detachments prepared
enforcement plans to deal with illegal lobster poaching in both St. Mary’s Bay
and Yarmouth Harbour. The
enforcement plans identified 28 persons suspected of involvement in illegal
lobster poaching operations, including six members of the NCNS, six members of
other First Nations and one person who self-identified as Métis.
[20] After
unsuccessfully attempting to address the problem through surveillance
operations and prosecution under the Fisheries Act, R.S.C. 1985, c. F-14
(the Act), DFO determined that there would be no reasonable prospect of
successful convictions if numerical limits on allowable lobster catch were not
established under the Act, its Regulations, or as a condition of a FSC
licence. In the meantime, tension in the lobster fishery community increased as
the commercial lobster fishery population grew increasingly angry over the
illegal fishing.
[21] The
Regional Director of the Fisheries and Aquaculture Management, Maritimes Region
(the Regional Director) consulted a marine biologist at DFO and asked for “his
input regarding a reasonable limit” for lobster obtained through a FSC Licence
in LFA 34. The marine biologist examined data in relation to lobster catches
in LFA 34 in September 1998 and found that the traps yielded approximately 14
to 16 legal-sized lobsters per catch. He also reviewed the data from the 2001
commercial fishery in LFA 34 and found that the mean opening day inshore catch
was 11.5 legal-sized lobsters per trap. Based on this information, he
concluded and advised that a limit of 20 lobsters per trap was a reasonable
amount. DFO regarded the numerical limit as the “most viable alternative” to
the “lengthy and costly undercover operations” used in 2004 to combat the rise
in illegal lobster fishing.
[22] At
a scheduled meeting on November 2, 2004, at Truro, NCNS and
DFO officials met to discuss fisheries issues. The illegal lobster poaching
problem was raised, although the formality of the discussion is a matter of
debate. On the one hand, NCNS claims that the primary focus of the meeting was
DFO’s new “Aboriginal Aquatic Resources and Oceans Management Program”. The
DFO representative ostensibly “raised the issue of illegal lobster poaching in
South Western Nova Scotia” near the end of the meeting. DFO, on the other hand,
maintains that the poaching issue was one of two agenda items. In any event,
it is common ground that DFO presented a draft of its proposed new conditions
for the FSC Licence (in LFAs 33 and 34). The draft conditions would limit each
NCNS ATRA Passport Holder to 20 lobsters per trap per day.
[23] On
January 26, 2005, NCNS and DFO entered into the 2004-2005 AFA. Apparently, it
was not unusual for the formal execution of these agreements to be delayed well
beyond their implementation
[24] On
February 28, 2005, the Regional Director sent a letter to NCNS enclosing a
draft of the proposed conditions for the harvesting of lobster under the prospective
FSC Licence. He suggested that DFO and NCNS meet again to discuss the proposed
changes and requested suggestions for a meeting date.
[25] On
April 11, 2005, NCNS and DFO met to discuss the proposed conditions for the FSC
Licence (20 lobsters per trap per day in LFAs 33 and 34). NCNS voiced its objections
to the proposed conditions. NCNS officials asserted that the numerical limit would
not resolve the problem of illegal harvesting and it maintained that it was unfair
to limit the rights of the entire NCNS membership because of the actions of a
few members. The evidence of the NCNS witness, although equivocal, is to the
effect that NCNS officials suggested its preferred alternatives: reinstatement
of the Protocol; crate tagging; and engaging the NCNS membership community in a
broad debate on the issue.
The Decision
[26] By
correspondence dated April 22, 2005, the Regional Director acknowledged the
objections of NCNS on the issue of the proposed conditions, but informed NCNS
that the conditions would be introduced and would be effective June 1, 2005.
Procedural Background
[27] NCNS
filed an application for judicial review of the DFO April 22, 2005 decision on
May 15, 2005. The applicant requests an order “quashing the decision of
FOC”. It will be recalled that FOC refers to Fisheries and Oceans Canada. The
specified grounds for judicial review delineated in the application, as filed,
are:
1.
FOC’s
decision is contrary to the principles of fundamental
justice and procedural fairness;
2.
FOC’s
decision is contrary to its duty to consult and accommodate
aboriginal people; and
3.
FOC’s
decision is contrary to the Native Council of Nova Scotia’s
right to hunt and fish for “food, social
and ceremonial” purposes.
[28] DFO
moved to strike the second and third grounds of the application. On the return
of the motion, NCNS withdrew ground 3 and replaced it with the following:
3.
FOC’s
decision violates the Aboriginal Fisheries Arrangement between
DFO and NCNS dated the 26th
day of January, 2005.
[29] Prothonotary
Morneau, in dismissing the motion, noted that the law with respect to the duty
to consult remains in a state of development and is still being defined and
interpreted. Additionally, the issue as to whether “aboriginal procedural
rights can exist independently from the aboriginal substantive rights remains
open and… requires further argument and examination prior to determination”. Accordingly,
the prothonotary concluded that while it was possible that the second ground of
the application would be unsuccessful on judicial review, it was “not plain and
obvious” that it was devoid of merit. The substituted third ground was “deemed
to replace the initial wording of the third ground in the application without
the necessity for [NCNS] to serve and file an Amended Notice of Application”.
The
Legislation
[30] The
Minister is empowered under section 7 of the Fisheries Act to issue
licenses for fishing. The Aboriginal Communal Fishing Licences Regulations,
SOR/93-332 (ACFL Regulations) are enacted pursuant to subsection 43(f) of the Act.
For ease of reference, the pertinent provisions of the ACFL Regulations are set
out below. Section 35 of the Constitution Act, 1982, being Schedule B to the Canada
Act 1982 (U.K.), 1982, c. 11, is also
reproduced.
Fisheries
Act,
R.S.,
c. F-14
7.
(1) Subject to subsection (2), the Minister may, in his absolute discretion,
wherever the exclusive right of fishing does not already exist by law, issue
or authorize to be issued leases and licences for fisheries or fishing,
wherever situated or carried on.
(2)
Except as otherwise provided in this Act, leases or licences for any term
exceeding nine years shall be issued only under the authority of the Governor
in Council.
Aboriginal
Communal Fishing Licences Regulations,
SOR/93-332
2. In these Regulations,
“aboriginal
organization” includes an Indian band, an Indian band council, a tribal
council and an organization that represents a territorially based aboriginal
community; (organisation autochtone)
“licence”
means a communal licence issued under subsection 4(1); (permis)
4. (1) The
Minister may issue a communal licence to an aboriginal organization to carry
on fishing and related activities.
(2) The
Minister may designate, in the licence,
(a) the
persons who may fish under the authority of the licence, and
(b) the
vessels that may be used to fish under the authority of the licence.
(3) If the Minister does not designate the persons who may
fish under the authority of the licence, the aboriginal organization may
designate, in writing, those persons.
(4) If the
Minister does not designate the vessels that may be used to fish under the
authority of the licence, the aboriginal organization may designate, in
writing, those vessels.)
5. (1) For
the proper management and control of fisheries and the conservation and
protection of fish, the Minister may specify in a licence any condition
respecting any of the matters set out in paragraphs 22(1)(b) to (z.1) of the
Fishery (General) Regulations and any condition respecting any of the
following matters, without restricting the generality of the foregoing:
(a) the
species and quantities of fish that are permitted to be taken or transported;
(b) the method
by which and when the licence holder is to notify the Minister of
designations, the documents that constitute proof of designation, when, under
what circumstances and to whom proof of designation must be produced, the
documents or information that designated persons and vessels must carry when
carrying on fishing and related activities, and when, under what
circumstances and to whom the documents or information must be produced;
(c) the method
to be used to mark and identify vessels and fishing gear;
(d) the
locations and times at which landing of fish is permitted;
(e) the method
to be used for the landing of fish and the methods by which the quantity of
the fish is to be determined;
(f) the
information that a designated person or the master of a designated vessel is
to report to the Minister or a person specified by the licence holder, prior
to commencement of fishing, with respect to where and when fishing will be
carried on, including the method by which, the times at which and the person
to whom the report is to be made;
(g) the
locations and times of inspections of the contents of the hold and the
procedure to be used in conducting those inspections;
(h) the
maximum number of persons or vessels that may be designated to carry on
fishing and related activities;
(i) the
maximum number of designated persons who may fish at any one time;
(j) the type,
size and quantity of fishing gear that may be used by a designated person;
(k) the
circumstances under which fish are to be marked for scientific or
administrative purposes; and
(l) the
disposition of fish caught under the authority of the licence
7. No person
carrying on fishing or any related activity under the authority of a licence
shall contravene or fail to comply with any condition of the licence.
8. No person
other than a designated person may fish under the authority of a licence.
9. (1) No
person who is authorized to fish under the authority of a licence shall fish
for or catch and retain any species of fish in any area of the waters
referred to in subsection 3(1) during the close time beginning on December 29
and ending on December 31.
(2) The close
time established by subsection (1) is considered to be fixed separately and
individually with respect to any species of fish found in any of the waters
referred to in subsection 3(1).
Constitution
Act, 1982
Schedule B, Part
II, Rights of the aboriginal peoples of Canada
35. (1) The
existing aboriginal and treaty rights of the aboriginal peoples of Canada are hereby recognized and affirmed.
(2) In this
Act, "aboriginal peoples of Canada" includes the Indian, Inuit and
Métis peoples of Canada.
(3) For
greater certainty, in subsection (1) "treaty rights" includes
rights that now exist by way of land claims agreements or may be so acquired.
(4)
Notwithstanding any other provision of this Act, the aboriginal and treaty
rights referred to in subsection (1) are guaranteed equally to male and
female persons.
|
Loi
sur les pêches,
S.R.,
ch. F-14
7.
(1) En l’absence d’exclusivité du droit de pêche conférée par la loi, le
ministre peut, à discrétion, octroyer des baux et permis de pêche ainsi que
des licences d’exploitation de pêcheries — ou en permettre l’octroi —,
indépendamment du lieu de l’exploitation ou de l’activité de pêche.
(2)
Sous réserve des autres dispositions de la présente loi, l’octroi de baux,
permis et licences pour un terme supérieur à neuf ans est subordonné à
l’autorisation du gouverneur général en conseil.
Règlement
sur les permis de pêche communautaires des Autochtones, DORS/93-332
2.
Les définitions qui suivent s’appliquent au présent règlement.
«
organisation autochtone » S’entend notamment d’une bande indienne, d’un
conseil de bande indienne, d’un conseil de tribu et d’une association qui
représente une collectivité territoriale autochtone. (aboriginal
organization)
«
permis » Permis communautaire délivré en vertu du paragraphe 4(1). (licence)
4. (1)
Le ministre peut délivrer un permis communautaire à une organisation
autochtone en vue de l’autoriser à pratiquer la pêche et toute activité
connexe.
(2)
Le ministre peut désigner dans le permis :
a)
les personnes autorisées à pêcher au titre du permis;
b)
les bateaux qui peuvent être utilisés au titre du permis.
(3)
Dans le cas où le ministre ne désigne pas les personnes autorisées à pêcher
au titre du permis, l’organisation autochtone peut les désigner par écrit.
(4)
Dans le cas où le ministre ne désigne pas les bateaux qui peuvent être
utilisés au titre du permis, l’organisation autochtone peut les désigner par
écrit.
5. (1)
Afin d’assurer une gestion et une surveillance judicieuses des pêches et de
voir à la conservation et à la protection du poisson, le ministre peut, sur
un permis, indiquer notamment toute condition relative aux points visés aux
alinéas 22(1)b) à z.1) du Règlement de pêche (dispositions générales) et
toute condition concernant ce qui suit :
a)
les espèces et quantités de poissons qui peuvent être prises ou transportées;
b)
par quel moyen et à quel moment le titulaire du permis avise le ministre des
désignations, les documents attestant la désignation, à quel moment, dans
quelles circonstances et à qui les attestations de désignation doivent être
produites, les documents ou les renseignements que les personnes ou les
bateaux désignés doivent respectivement avoir sur elles ou à bord lorsqu’ils
pratiquent la pêche et toute activité connexe et à quel moment, dans quelles
circonstances et à qui les documents ou les renseignements doivent être
produits;
c)
la méthode de marquage et d’identification des bateaux et des engins de
pêche;
d)
les endroits et les moments où le poisson peut être débarqué ou amené à
terre;
e)
la méthode à utiliser pour débarquer le poisson et les méthodes pour en
déterminer la quantité;
f)
les renseignements que la personne désignée ou le capitaine du bateau désigné
doit, avant le début de la pêche, transmettre au ministre ou à la personne
indiquée par le titulaire du permis quant aux endroits et aux moments où la
pêche sera pratiquée, ainsi que le mode et les moments de transmission et
leur destinataire;
g)
les endroits et les moments des inspections du contenu de la cale et la
procédure à suivre lors de celles-ci;
h)
le nombre maximal de personnes ou de bateaux qui peuvent être désignés pour
pratiquer la pêche et toute activité connexe;
i)
le nombre maximal de personnes désignées qui peuvent pêcher en même temps;
j)
le type, la grosseur et la quantité des engins de pêche que toute personne
désignée peut utiliser;
k)
les circonstances dans lesquelles le poisson peut être marqué à des fins
scientifiques ou administratives;
l)
l’aliénation du poisson pris en vertu du permis.
7. Il
est interdit à quiconque pratique la pêche ou toute activité connexe
autorisées en vertu d’un permis de contrevenir ou de déroger aux conditions
de ce permis.
8. Il
est interdit à quiconque n’est pas désigné de pêcher en vertu d’un permis.
9. (1)
Il est interdit à quiconque est autorisé à pêcher en vertu d’un permis de
pêcher, de prendre ou de garder toute espèce de poisson dans toute zone des
eaux visées au paragraphe 3(1) pendant la période de fermeture commençant le
29 décembre et se terminant le 31 décembre.
(2)
La période de fermeture établie au paragraphe (1) est réputée fixée
séparément pour toute espèce de poisson qui se trouve dans toute zone des
eaux visées au paragraphe 3(1).
Loi
de 1982 sur la constitution, Annexe B, Partie II, Droits des peuples autochtones du Canada
35.
(1) Les droits existants — ancestraux ou issus de traités — des peuples
autochtones du Canada sont reconnus et confirmés.
(2)
Dans la présente loi, « peuples autochtones du Canada » s'entend notamment
des Indiens, des Inuit et des Métis du Canada.
(3)
Il est entendu que sont compris parmi les droits issus de traités, dont il
est fait mention au paragraphe (1), les droits existants issus d'accords sur
des revendications territoriales ou ceux susceptibles d'être ainsi acquis.
(4)
Indépendamment de toute autre disposition de la présente loi, les droits —
ancestraux ou issus de traités — visés au paragraphe (1) sont garantis
également aux personnes des deux sexes.
|
Issues
[31] NCNS
asserts that its grounds for judicial review involve three overlapping issues:
an administrative law issue (procedural fairness), a constitutional issue
(section 35 of the Constitution Act, 1982) and a contractual issue (the
2004-2005 AFA). It is the “constitutional issue” that is the primary focus of
its arguments.
Duty to Consult and
Accommodate
Overview of the NCNS
Position
[32] The
NCNS submission is founded on recent jurisprudence from the Supreme Court of
Canada which emphasized the importance of the Crown’s duty to consult
aboriginal communities before taking actions or making decisions that could
negatively impact the lands or resources over which aboriginal claims are
asserted. The crux of the NCNS argument emanates from the Supreme Court’s
comments in Haida Nation v. British Columbia (Minister of Forests),
[2004] 3 S.C.R. 511 (Haida); Taku River
Tlingit First Nation v. British Columbia (Project
Assessment Director), [2004] 3 S.C.R. 550 (Taku) and Mikisew
Cree First Nation v. Canada (Minister of Canadian
Heritage),
[2005] 3 S.C.R. 388 (Mikisew).
[33] NCNS’s
written submissions rely on Haida as support for, among other things,
the “timing” of the duty to consult. The “great jurisprudential significance”
of Haida, according to NCNS, is its confirmation that the government is
required to consult aboriginal persons before an aboriginal or treaty
right has been proved or admitted. There is a duty to engage in “pre-proof”
consultation and to do so in good faith. The honour of the Crown requires no
less. Further, NCNS asserts that Mikisew teaches that the duty to
consult is a procedural rather than a substantive (e.g. hunting, fishing,
trapping) right.
[34] Although
the NCNS written argument is largely devoted to the concepts of “duty to
consult” and the “honour of the Crown”, NCNS maintained, at the hearing, that
it was not alleging that DFO failed to consult. Rather, its concern relates to
the content or scope of the consultation and the steps (or lack thereof) taken
to accommodate its concerns.
[35] Regarding
the problem of illegal poaching in Yarmouth Harbour and St. Mary’s Bay,
NCNS agrees that it must be stopped. It does not defend illegal lobster harvesting.
However, it contends that it is critical that the method chosen to address the
problem strikes a balance. The constitutional rights of the members of NCNS
members must be treated with honour and respect.
[36] NCNS
claims that DFO initially recognized its obligation to consult in June of 2004,
when the lobster poaching enforcement plans were prepared. However, by the
fall of 2004, it made a decision to proceed in a particular direction. The
November meeting (in the same year) provided a forum for DFO to disclose its
proposed course of action and, in the end, it simply mobilized the enforcement
part of its plan over (and notwithstanding) the objections of NCNS. There was
no DFO analysis conducted regarding the alternatives to the numerical limit
proposed by NCNS. Moreover, NCNS was not told of the alternatives that DFO
considered, if any; NCNS was informed of the DFO rationale, without more. NCNS
claims that DFO had a duty to accommodate (grounded in the Crown’s honour and corresponding
obligation to achieve reconciliation) and an obligation to give good faith
consideration to aboriginal concerns. Mikisew is unequivocal: the
objective is the reconciliation of aboriginal people and non-aboriginal peoples
and their respective claims, interests and ambitions.
[37] NCNS
contends that, in addition to imposing a numerical limit for lobsters per trap
in LFAs 33 and 34, DFO criminalized the matter by providing that the numerical
limit applies to “catch, prevention and detention”. From the perspective of
NCNS, DFO completely failed in its obligation to accommodate because it did not
adapt its decision to address the concerns voiced by NCNS.
[38] In
terms of the honour of the Crown “spectrum”, NCNS places this matter at the
high end because it involves food, social and ceremonial aboriginal fishing
rights. Even at the lower end of the spectrum, it maintains that DFO’s duty to
solicit information, listen carefully, and attempt to minimize adverse impacts
remains unfulfilled. NCNS asserts that DFO gave advance notice of discussion
and advised, but did not truly consult because it did not provide information
in a timely manner. The DFO decision was a “done deal” by November 2004.
[39] In
sum, NCNS contends that DFO properly identified its obligation and did not
intend to limit the NCNS members’ food, social and ceremonial fishing rights.
However, the consultation process lacked proper content with respect to “give
and take”. DFO had a duty to take the NCNS feedback seriously and to accommodate
its concerns. The NCNS position is that DFO failed in this respect.
Analysis
[40] In
my view, this matter does not lend itself to a section 35 of the Constitution
Act, 1982 (section 35) analysis primarily because section 35 is not adequately
engaged on the record before me. I will have more to say about this later in
these reasons. However, it is important not to lose sight of the policy which
dictates restraint in constitutional analysis, as “unnecessary constitutional
pronouncements may prejudice future cases”: Phillips v. Nova Scotia (Commission of
Inquiry into the Westray Mine Tragedy), [1995] 2 S.C.R. 97 at para. 9. Regarding
the section 35 argument, this application is fraught with difficulties. I do
not intend to itemize all of them, but I will highlight those which are
particularly problematic.
[41] The
record is unusual in that it is not a “record” that was before the
decision-maker. NCNS relies on the affidavits of Timothy Kenneth Martin, a
member of the NCNS Board of Directors, sworn July 4, 2005 and September 14,
2005. Exhibited to his affidavits are a number of documents that provide
useful background information, but little else. With the exception of copies
of FOC correspondence from D. Leslie Burke, dated February 28, 2005, and April
22, 2005, and FOC correspondence from Neil A. Bellefontaine dated May 27, 2005,
the affidavits are scant on information regarding the issue before the court.
The respondent’s record is more fulsome and contains the affidavits of four
deponents including exhibits, which provide information regarding: the
litigation history between the parties; details with respect to the poaching
problem; articles and correspondence descriptive of the climate existing in
2004; copies of proposed enforcement plans; research documentation on the stock
status of lobster in LFA 34; and NCNS lobster landing records from 1995-2005.
The cross-examinations of D. Leslie Burke (DFO) and Mr. Martin are included in
the respective records of the parties.
[42] The
respondent raises the issue of standing and contends that NCNS, an incorporated
political organization, does not possess aboriginal rights. In view of my
conclusion regarding the unsuitability of section 35 in relation to this
matter, it is not necessary for me to determine whether NCNS has the requisite
standing to mount a section 35 challenge. For present purposes I assume,
without deciding, that it does. However, that does not end the matter.
[43] The
first difficulty with engaging in a section 35 analysis is that the alleged
“aboriginal right” does not directly correspond with the alleged “right of
consultation” put forth by the NCNS. NCNS argues that adequate consultation
requires that the government consult with the aboriginal community using the
mechanisms chosen by the community. Because the off-reserve aboriginal
population of Nova
Scotia
chose the NCNS to represent them in their dealings with DFO, the NCNS (as an
organization) holds the procedural right of consultation while its individual
members hold the substantive right to fish. However, even accepting that a
duty to consult may be owed to an aboriginal organization, the Nova Scotia
Mi’kmaq right to fish for food, social and ceremonial purposes does not belong
(and is not alleged to belong) to the entire membership of NCNS. The
organization’s membership is comprised of Mi’kmaq and other aboriginal people
who reside off-reserve in Nova Scotia. Mr. Martin, in
cross-examination, acknowledged that an application for an ATRA Passport,
although more circumscribed than the general NCNS membership application, was
open to anyone within the membership. Non-Mi’kmaq aboriginal people have ATRA
Passports, which allow them to fish for lobster in the off-season.
[44] Thus,
NCNS is alleging a duty to consult and accommodate for individuals who, on the
basis of the record, do not possess the Mi’kmaq right to fish. There is a
paucity of evidence to support an asserted aboriginal right to fish for food,
social and ceremonial purposes for the non-Mi’kmaq ATRA passport holders. The
respondent referred repeatedly to this deficiency in both written submissions
and at the hearing. NCNS chose not to respond.
[45] Additionally,
NCNS withdrew its allegation of a “breach of an aboriginal right” from its
notice of application. Consequently, no aboriginal right is asserted in the
pleadings. An applicant must indicate in its originating document the
irregularities which it alleges vitiate the impugned decision. The decision of
the court will deal only with the grounds of review invoked by the applicant: Canada (Human
Rights Commission) v. Pathak, [1995] 2 F.C. 455, 180 N.R. 152 (C.A.); leave to
appeal dismissed (1995), 198 N.R. 237n (S.C.C.). To complicate matters
further, there is absolutely no evidence indicating the genesis of any
aboriginal right to fish in relation to the NCNS membership. NCNS turns to Haida
to support the proposition that infringement need not be proved in order to
trigger the duty to consult. With respect, this position begs the question.
The identified difficulty is the failure to assert an aboriginal right.
[46] The
NCNS response to the noted defect is to say that the aboriginal right at issue
is asserted “by implication”. It is noteworthy that, in its written
submissions, NCNS claims that the right to fish for food, social and ceremonial
purposes is “well-established”. At the hearing, it retreated from its initial
position and presented a more nuanced approach: the right to fish for food,
social and ceremonial purposes was clearly asserted by NCNS and the Crown was
well aware of the asserted right. Accordingly, the Crown’s knowledge of this
gave rise to the duty to consult. In support of its position that the Crown
was aware of the asserted aboriginal right, NCNS argues:
• R.
v. Sparrow, [1990] 1 S.C.R. 1075 (Sparrow) and R. v. Denny
(1990), 94 N.S.R. (2d) 253 (C.A.) (Denny) demonstrate that the
Mi’kmaq have a right to fish for food, social and ceremonial purposes;
• the
various fishery agreements between NCNS and DFO over the last 10 to 15 years
indicate that NCNS asserted a right to fish for its members;
• the
2005 ATRA Affirmation Registration Card specifically references jakej (lobster)
at paragraph 12 and the Crown was aware of the existence of the document;
• NCNS
had clearly asserted a right to fish in previous litigation. Paragraph 21 of
the court’s reasons in NCNS v. Canada 2002 FCT 6, F.C.J. No. 4 delineate
the specific asserted rights.
[47] Paragraph
79 of Sparrow cites Denny and states that it “addresses the
constitutionality of the Nova Scotia Micmac Indians’ right to fish in the
waters of Indian Brook and the Afton River, and does so in a way that accords
with our understanding of the constitutional nature of aboriginal rights and
the link between allocation and justification required for government
regulation of the exercise of the rights”. The ruling in Denny held
that the Nova Scotia Mi’kmaq Indians have an aboriginal right to fish in waters
incidental and adjacent to reserve lands. Aside from the fact that the NCNS
membership is not comprised exclusively of Mi’kmaq aboriginals, I have no idea
whether LFA 33 and LFA 34 are waters “adjacent to a reserve” because no
evidence has been offered in this regard. Further, there is no evidence of a
treaty, or of practices, customs or traditions (integral to the pre-contact
culture of an aboriginal people) in relation to the NCNS membership.
[48] As
for the fishery agreements, NCNS acknowledges that each agreement specifically
provides that it “shall not serve to recognize, define, affect or limit
aboriginal rights or to recognize, create, define, affect or limit treaty
rights and that this arrangement and such subarrangements are not intended to
be, and shall not be interpreted to be, arrangements or treaties within the
meaning of section 35 of the Constitution Act, 1982 …”. NCNS also
acknowledges that it, as the representative of its membership, is a signatory
to the agreement.
[49] The
reference to jakej (lobster) in the ATRA Affirmation Registration Card
does little to advance the NCNS position. The evidence is to the effect that
once the FSC Licence is granted to the NCNS, it is for NCNS to designate who,
from within its membership, is granted a licence. DFO has no involvement in
this respect. It stretches elasticity to the breaking point to conclude that
because DFO is aware of the document’s existence, it is aware that the NCNS
membership has asserted a section 35 right.
[50] I
am of a similar view regarding paragraph 21 of NCNS v. Canada, relied
upon by NCNS. It is useful to set out the paragraph in its entirety. The
emphasis is mine.
Paragraphs 27 and 28 of the statement of
claim appear to allege that the fishing agreements infringe a right
enjoyed by certain Mi’kmaq people by virtue of aboriginal or treaty rights, to
engage in a food, social and ceremonial fishery for lobster. The claim appears
to allege that lack of consultation makes this infringement unjustifiable.
I am of the view that, in order for the defendants to be able to defend the
action, the plaintiffs must set forth in an amended statement of claim the
material facts that establish the bases for the right(s) claimed and how the
right(s) is/are said to be infringed.
It seems to me that the terminology “appear(s)
to allege” was carefully chosen. It is self evident that the paragraph does
not establish an asserted right, by implication or otherwise.
[51] Even
if I were to ignore the noted problems, there is no evidence that the impugned
conditions (20 lobsters per trap in LFAs 33 and 34) have negatively impacted
the NCNS membership. How, in the absence of such evidence, is the court to
determine the scope of the duty to consult? There is not a scintilla of
evidence from a single NCNS lobster harvester as to how the new conditions have
had a negative effect. Neither of Mr. Martin’s affidavits provide
enlightenment for they do not address the negative, or any, impact on the NCNS
membership.
[52] The
only relevant evidence in this respect that I have been able to locate anywhere
in the record is the cross-examination of Mr. Martin. In responding to a
question regarding whether he found the conditions to be restrictive, Mr.
Martin responded “[i]n certain circumstances it would be restrictive”. When
asked to be specific, he stated “[f]amily size, need, family needs, community
needs, individual needs. It’s a complete change in how our management system
was managed since 1990 for us, and a complete change in how the lobster fishery
was managed jointly between the Native Council and DFO since 1995”. That is the
extent of the evidence.
[53] In
the absence of further or better evidence from NCNS, the problem is that the
imposition of the limit of 20 lobsters, per trap per day, was based upon and
generated from the landing reports submitted by the NCNS to the DFO over a
ten-year period. Mr. Martin acknowledged this, having prepared the landing
reports. Using those reports, DFO established a limit exceeding the amounts reported
by NCNS from past harvests. As for ceremonial occasions, which counsel argued
(without evidence) would be negatively impacted, the FSC Licence authorizes the
Commission to issue a “Community Harvest Certificate”, which could be used in
LFAs 33 and 34 as required. In submissions, NCNS counsel chose to ignore the
existence of the “Community Harvest Certificate”.
[54] At
the hearing, NCNS raised, for the first time, that the new licence conditions
effectively “criminalized catch possession”. Counsel proffered three
hypothetical scenarios whereby previously lawful activity would now be “criminalized”.
First, there is no evidence upon which to found counsel’s submissions. More
importantly, I regard it as settled law that arguments not contained in the
memorandum of fact and law will not be considered by the court because the
opposing party has not had notice of them and cannot be expected to properly
respond. I will say no more about the allegation of “criminalization”.
[55] The
last of the NCNS arguments in support of its section 35 submissions is that the
DFO decision was a “done deal” by November 2004. Mr. Martin’s
cross-examination belies any such suggestion. Mr. Martin’s evidence was:
[a]t the April meeting it wasn’t decided
what DFO was going to do. They would review the situation again. They had
discussions to go to with regards to the Indian Act bands, okay, that were
going to supposedly (sic) brought into the realm of this issue. They had those
discussions to occur with them. We were the first ones on the list, okay, with
regards to meeting. And they said that they would get back to us. And as with
the response, okay, that we got, what, the May response, okay, where they
decided that that’s what they were going to do is, “We’re going to do this”.
[56] The
evidence of Mr. Burke, Regional Director, Fisheries and Aquaculture Management,
Maritimes Region, was that the suggestions proposed by NCNS were considered
before a final decision was made.
[57] There
are additional arguments that need not be reviewed at this point. Some of them
will be addressed under the “procedural fairness” and “contractual” arguments.
Suffice it to say that I agree with NCNS that Haida stands for the
proposition that the duty to consult goes hand in hand with a duty to
accommodate. However, for the reasons I have given, it is evident that a duty
to consult and accommodate, on the basis of section 35, is not sustained on the
facts, as presented, in this case.
[58] Haida also stands
for the proposition that “one cannot meaningfully discuss accommodation or
justification of a right unless one has some idea of the core of that right and
its modern scope”. Rights need not be proven and it is possible to formulate
an idea of the asserted rights and their strength sufficient to trigger an
obligation to consult and accommodate. “To facilitate this determination,
claimants should outline their claims with clarity, focussing on the scope and
nature of the aboriginal rights they assert and on the alleged infringements”
(paragraph 36). That is not the situation here. NCNS has not demonstrated, on
the record before me, that section 35 is adequately engaged.
[59] Before
leaving this issue, some additional comments are in order. It is obvious that
NCNS is displeased with DFO’s decision to impose the new conditions on its FSC
Licence. It maintains that the licence regime is about access, not
allocation. More input ought to have been sought and accommodation ought to
have followed. The record establishes that DFO provided NCNS with a copy of
its draft proposed conditions in November, 2004 and invited NCNS to respond in
writing. NCNS did not respond. In February, DFO wrote to NCNS and included a
copy of the proposed conditions in its correspondence. It requested a meeting
with NCNS to further discuss the proposed conditions. At that meeting in April
of 2005, NCNS recommended, as an alternative, one mechanism that was already in
place. Another suggested NCNS alternative was to reinstate the protocol.
Although the record is not entirely clear in this regard, it appears that the
reinstatement of the protocol requires a tri-partite arrangement involving the
Department of Justice, the DFO and the NCNS. Communications in that regard are
ostensibly underway.
[60] In conclusion, Haida teaches that every case
must be approached individually. The duty to consult and accommodate does not
guarantee aboriginal groups the outcome they desire.
Breach of Procedural
Fairness
Overview of the NCNS
Position
[61] NCNS
argues that government decision-makers have a common law duty to act fairly
where a decision may affect rights, privileges or interests. The degree of
fairness to be afforded will depend on the circumstances. The factors for
consideration are delineated in Baker v. Canada (Minister of
Citizenship and Immigration), [1999] 2 S.C.R. 817 (Baker).
[62] According
to NCNS, there is considerable overlap between its procedural fairness argument
and its section 35 argument because both arguments go to process. Although the
duty to consult is advanced as an administrative law concept, in the aboriginal
context, it has a “constitutional element”. In the discretionary
decision-making context, the law may limit the results and require certain
procedures.
[63] NCNS
does not suggest that its position must govern. Nor has it attacked the DFO
decision on its merits. Rather, NCNS objects to the procedure employed by the
government in making its decision. Baker reminds us of the purpose
behind the analysis of the procedural fairness factors, which is to ensure that
administrative decisions are made using a fair and open procedure, appropriate
to the decision being made and its statutory, institutional and social context,
with an opportunity for those affected by the decision to put forward their
views and evidence fully and have them considered by the decision-maker.
[64] NCNS
asserts that when considering the legitimate expectations at play in this case,
regard must be had to the history of the relationship between the parties. The
record discloses “deep and fulsome consultation up to this point”. Thus, the
conduct of the DFO (with respect to the new licence conditions) constitutes a
departure from its conduct in the past. The hearing afforded to NCNS did not
meet the required level of natural justice in the circumstances. The required level
of “fairness” should be established by reference to the importance of the
decision to the affected persons. Here, the rights are of great importance to
both the individuals and the community on a personal and a spiritual level.
The issuance of a licence may require trial-type, high-end procedures.
[65] The
bottom line of the NCNS submissions on this issue is that the requisite duty of
procedural fairness required proper consultation. This means that the
alternatives to the new conditions ought to have been properly and openly
analysed.
Analysis
[66] Questions
of procedural fairness do not engage the pragmatic and functional analysis required
for the determination of the applicable standard of review. Absent exceptional
circumstances (which are not present here), a failure to observe procedural
fairness will vitiate a decision.
[67] In
Knight v. Indian Head School Division No. 19, [1990] 1
S.C.R. 653, the Supreme Court of Canada identified three
factors to consider in determining whether a duty of fairness is required. The
court must consider:
• the nature of the decision;
• the relationship between the
parties; and
• the effect of the decision on
the individual.
[68] Once
the threshold question of “whether a duty of fairness is owed” has been
positively determined, the content of the duty must be assessed.
[69] It
appears to be common ground that the threshold question is met and that a duty
of fairness is owed in the present circumstances. While the debate centers on
the content of the duty and whether the duty was breached, it is not disputed
that the content of the duty of procedural fairness is flexible and variable.
[70] It
is important to recall that the objective of the duty of procedural fairness is
to ensure that a party, in a given context, is provided a meaningful
opportunity to present its case fully and fairly. This objective (rather than
the means through which the objective is achieved) better describes the duty: Baker
at para. 22.
[71] The
NCNS submissions regarding procedural fairness suffer from the same deficiency
as its section 35 submissions, i.e. lack of evidence. From a jurisprudential standpoint,
NCNS refers to the following Baker factors for consideration in
determining the content of the duty:
• the nature of the decision
being made and the process followed in making it;
• the
nature of the statutory scheme and the “terms of the statute pursuant to which
the body operates”;
• the importance of the decision
to the individual(s) affected; and
• the legitimate expectations of
the person(s) challenging the decision.
[72] NCNS places particular emphasis on the importance of the
decision to the individuals affected and the legitimate expectations of the
persons challenging the decision. While there is argument, there is scant
evidence with respect to either factor. For example, NCNS cites jurisprudence
ostensibly for the purpose of illustrating the importance of the decision to
the NCNS membership. However, no evidence is presented on this issue.
Counsel’s submissions that the “rights” are of great importance to both the
individuals and the community “on a personal and spiritual level” lack an
evidentiary foundation.
[73] NCNS
refers to Everett v. Canada (Minister of
Fisheries and Oceans) (1994), 169 N.R. 100 (F.C.A.), a case involving
the Minister’s refusal to renew a commercial fishing licence, as authority for
the proposition that the nature of the proceeding is serious. However, in Everett, the
proceeding was deemed serious because it involved a means of gaining a livelihood.
The FSC Licence does not deal with the livelihood of the NCNS membership. As
its title suggests, the FSC Licence enables aboriginals to fish for food,
social and ceremonial purposes. In any event, the appeal in Everett failed
because the appellant had been provided a full opportunity to put his case
before the Minister. The Appellant had been notified by DFO of its intention
to refuse a renewal of the licence and had been given an opportunity to
respond. The appellant had made written submissions, which the Minister had
considered before refusing to renew the licence. The Federal Court of Appeal
determined that the Minister was entitled to decide the matter as he did on the
basis of the information that he had.
[74] Reliance
is placed on Durant v. Canada (Minister of Fisheries and Oceans) (2002),
218 F.T.R. 143 (T.D.) for the purpose of establishing that a decision regarding
the issuance of a licence pursuant to the Fisheries Act may require a
consultation process. In Durant, the applicant failed on this issue
because the court determined that adequate notice and an opportunity to be
heard had been provided.
[75] The
reference to Duguay v. Canada (Department of
Fisheries and Oceans) (1996), 120 F.T.R. 227 (T.D.) is similarly
unhelpful to the NCNS position. There, the court quashed a decision to issue a
fishing licence that reduced the catch limit. However, the breach of
procedural fairness occurred because the decrease in catch constituted the
imposition of a penal sanction upon the applicant without the provision of an
opportunity to “confront his accusers – a right he would have been able to
insist on in a court of criminal law”.
[76] Reliance
on jurisprudence is not a substitute for evidence. Undoubtedly, the harvesting
of lobster for food, social and ceremonial purposes is an important activity
for the ATRA Passport Holders. Yet, there is no evidence before me indicating
the significance of the impugned decision or how it affected the NCNS
membership. The respondent’s evidence is to the effect that every effort was
made to ensure that the food, social and ceremonial needs of the NCNS
membership would not be negatively impacted. Input and advice was sought from
a DFO marine biologist whose affidavit forms part of the record. NCNS did not
cross-examine on that affidavit. Instead, it chose to challenge the affidavit’s
contents through argument, in the absence of contradictory evidence.
[77] Regarding
the doctrine of legitimate expectations, NCNS submits that the doctrine applies
here as an extension of the rules of natural justice and procedural fairness.
It affords the party affected by a government decision a higher level of
fairness where the conduct of public officials has led the affected party to
believe that his or her rights would not be affected without consultation.
NCNS asserts that because of the history of dealings between the parties, there
was a legitimate expectation that a fuller consultation process would be
pursued by DFO officials.
[78] The
evidence does support a history of consultation and discussion between the
parties as to the merits of different management methods and approaches. Mr.
Burke, on cross-examination, emphasized the importance of consultation with the
stakeholders. Mr. Martin stated that NCNS and DFO have had a formal relationship
since 1992 and that the relationship is ongoing. The NCNS has had access to
and has been able to communicate with the Minister and regional DFO officials
regarding the various agreements, arrangements and protocols entered into
between NCNS and the Minister. The NCNS meets with the Regional
Director-General and other DFO officials at least once a year. Mr. Martin has
had a long-standing relationship with the Regional Director-General who, in his
words, “would listen to concerns even if he did not agree with them”.
[79] However,
the record also indicates that the relationship has not always been rosy. The
statement of claim issued April 23, 2001, wherein the NCNS is one of the
plaintiffs and the Minister of Fisheries and Oceans is one of the defendants,
reveals (specifically at paragraphs 27, 28, and 36-39) that the parties have previously
locked horns.
[80] The
NCNS argument in this respect is not developed beyond what I have stated. NCNS
cites Baker to support its argument that the doctrine applies. However,
in Baker, the doctrine of legitimate expectations did not play an
integral role and the Supreme Court determined that it was one of an
indeterminate, non-exhaustive number of factors to consider. Its presence may
affect the procedural protection to be afforded in that, if found to exist, the
presence of legitimate expectations may increase the content of procedural
fairness. I note the insufficiency of evidence with respect to a violation of the
legitimate expectations of NCNS.
[81] NCNS
says nothing regarding the statutory scheme and the context in which the
impugned decision was made. The respondent submits that the Minister has an
absolute discretion under section 7 of the Fisheries Act, subject only
to the requirements of natural justice, i.e. the decision must be based on
relevant considerations, not be arbitrary and not be made in bad faith. I
think that it is more accurate to say that the Minister’s authority, in the
present circumstances, is derived from section 7 of the Act, in conjunction
with the Aboriginal Communal Fishing Licences Regulations. It is
beyond dispute that subsection 5(1) of the noted Regulations affords broad
powers to the Minister.
[82] The
context in which the decision was ultimately taken is described in detail in
the affidavit of Mr. Burke. The climate surrounding the illegal poaching
problem was such that it demanded DFO response. DFO undertook various
initiatives and ultimately determined that they were time-consuming and
expensive. It considered the possibility of imposing a numerical limit (with
respect to the number of lobsters per trap per day for LFAs 33 and 34) that
would not encroach on the family, social and ceremonial needs of NCNS members.
[83] DFO
presented its proposed draft conditions to the NCNS at a meeting in November
2004. In my view, nothing turns on the divergent positions in relation to the
manner in which this introduction occurred. It is evident that the proposed
conditions were presented and were the subject of discussion at the November
meeting. I accept the evidence of Mr. Burke that the NCNS was invited to
forward its comments regarding the proposed conditions. It is clear that NCNS
did not respond.
[84] In
the meantime, in addition to NCNS, DFO was meeting and consulting with 16 First
Nations communities in Nova Scotia, which also had been
issued FSC Licences.
[85] In
February, DFO wrote to NCNS with respect to the proposed conditions and
enclosed a copy of the conditions in its correspondence. It requested a meeting
for further discussion. At the subsequent meeting in April of 2005, the
primary suggestion advanced by NCNS was the reinstatement of the Protocol. As
noted earlier, this appears to require a tri-partite agreement and is currently
being explored. From a DFO perspective, it was not a viable option to deal
with the immediacy of the poaching problem. Beyond reinstating the protocol,
as nearly as I can gather from the record, NCNS did little other than voice its
strong objection to the imposition of the conditions.
[86] The
record discloses that the input of the marine biologist was sought during April
of 2005 and that DFO engaged in further internal discussions at that time. At
the end of the day, it decided to implement the proposed conditions and it
notified NCNS of its decision.
[87] In
all, NCNS was provided five months notice of the proposed conditions. After
the conditions were imposed in September of 2005, NCNS passed a resolution
directing its Commission to impose severe sanctions, including long term
suspensions or life-term expulsions with immediate revocation of the ATRA
Passport, for those NCNS members who violated the Netukulimkewe’l Commission
Institution for Natural Life Management. Query why NCNS did not provide such a
proposal to DFO in April.
[88] At
the end of the day, I disagree with NCNS that the requisite content of
procedural fairness was higher than that accorded to it. NCNS concedes that
consultation occurred, but maintains that the adequacy of the consultation was
flawed. It argues that adequate consultation requires a proper assessment of
the alternatives. It is not at all clear, from the record, what remedial alternatives
(beyond reinstatement of the Protocol) NCNS wanted DFO to consider.
[89] NCNS
participated in the process. It had the opportunity to express its views. The
evidence demonstrates that its views were considered. A decision was taken,
albeit not the decision that NCNS desired. The question is whether the hearing
accorded to NCNS was fair, reasonable and appropriate in the circumstances.
What is required is fairness, not perfection: Canadian Pacific Railway Co.
v. Vancouver (City), [2006] 1
S.C.R. 227 at para.46. In my view, NCNS had a fair and reasonable hearing that
was appropriate in the circumstances.
Breach of Contract
Overview of the NCNS
Position
[90] The
NCNS argument in this respect is skeletal. I reproduce it, in its entirety,
below:
Finally, the Applicant submits that the
process by which the Licence Condition was adopted breached the consultation provisions
in the 2004 AFA, and that the decision to impose the Licence Condition is
therefore reviewable on that basis.
[91] NCNS
did not expand on this submission at the hearing except to refer to the factual
portion of its memorandum of fact and law, which I address below. To summarize
its position, NCNS claimed that the failure to consult constituted a “fettering
of discretion” and that irrespective of the identity of the parties, the
contract was breached.
[92] The
factual portion at page 5 of the NCNS memorandum of fact and law, to which I
was referred, references specific clauses from the 2004-2005 AFA. Those
clauses are reproduced in the analysis portion of my reasons in relation to
this argument.
Analysis
[93] The
pertinent clauses of the 2004-2005 AFA relied upon by NCNS are:
Clause 2.(5): “Management of the
Aboriginal fishery”
The Commission, Netukulimk Prefects, DFO
and the DFO Fishery officers will work together to attempt to find a mutually acceptable
solution to any matters and issues that may arise from the monitoring, catch
reporting under the Aboriginal Fisheries Arrangement and the Aboriginal
Communal Fishing Licence.
Clause 10.(8): “Duration and
Termination”
The parties may, after good faith
consultation, agree to amend the provisions of the Schedules and when agreement
cannot be reached either Party may terminate a Schedule or this Arrangement
upon notice in writing to that effect given to the other Party as set out in subsections
10.(2) and 10.(4) of this Arrangement.
Clause 13.(13): “General”
DFO and the Commission must consult from
time to time at the request of each other on all matters arising out of this
Arrangement and will work together to attempt to find a mutually acceptable solution
to any issue that may arise out of this Arrangement.
[94] The
respondent presents a compelling and forceful argument in response to the NCNS
submission. I do not intend to summarize the respondent’s position. The NCNS
argument was neither seriously developed nor seriously advanced. Moreover, it
cannot succeed. Therefore, I need not comment on the respondent’s arguments.
[95] The
best-case scenario for NCNS is the reference in clause 13.(13) of the AFA that
requires, at the request of either party, the two must consult. This
requirement to consult does not oblige the parties to arrive at a negotiated
solution. Rather, it mandates that the two will “work together to attempt
to find a mutually acceptable solution to any issue that may arise out of this
Arrangement”. The same language attempting to find a mutually
acceptable solution is contained in clause 2.(5). The Agreement does
not impose a requirement that the parties arrive at a mutually acceptable
resolution. Rather, it expresses the parties’ intent to work together. In
short, it does not mandate that the outcome of the consultation will
necessarily be a negotiated resolution.
[96] Clause
10.(8) discusses “good faith consultation” within the context of the amending
provisions of the Schedules. NCNS concedes that consultation did occur in this
case. There is no allegation of bad faith. On the contrary, NCNS specifically
acknowledged that DFO “did not intend to limit” the NCNS members’ food, social
and ceremonial fishing rights.
[97] This
disposes of the NCNS submissions on this issue. The breach of contract
argument fails.
Mootness
[98] For
completeness, I should state that the respondent argued that the issues raised
in the notice of application were moot because the impugned FSC Licence no
longer exists. Thus, granting the requested relief could have no practical
effect. NCNS concedes that the licence in issue expired on March 31, 2006. It
maintains that the same disputed conditions have been attached to the new
2006-2007 Communal FSC Licence and that the court should exercise its
discretion to hear and determine the issues raised by this matter.
[99] The
respondent is correct that the expiration of the 2004-2005 licence renders the
application moot. The general practice of the courts is to decline to
determine cases that are moot. However, it is common ground that the court may
exercise its discretion to depart from the general practice in appropriate
cases. The criteria for consideration by the court, in determining whether to
exercise discretion, are delineated in Borowski v. Canada (Attorney
General),
[1989] 1 S.C.R. 342. In Dorsey v. Millhaven Penitentiary (2002),
224 F.T.R. 309 (T.D.), I summarized the Borowski criteria at paragraphs
6, 7, 9, 10 and 11 as follows:
6 The two-part analysis, outlined in Borowski,
involves consideration of: (i) whether the required tangible and concrete
dispute has disappeared, and (ii) if the dispute has disappeared, whether the
Court should exercise discretion to hear the case. If the answer to the first question
is affirmative, then the issue is moot and regard must be had to the second
part of the analysis.
7 Under
the second stage of the Borowski analysis, the Court may,
notwithstanding that an issue is moot, elect to address the issue if the circumstances
warrant it. The discretion is to be judicially exercised with due regard for
established principles. The three-fold rationale behind the mootness doctrine
is concerned with the requirement of an adversarial context, the concern for
judicial economy and the necessity of judicial awareness of its proper law
making function.
9 The first principle of the second
stage of the analysis deals with the requirement of an adversarial context that
is described, in Borowski, as a fundamental tenet of our legal system.
There may, however, be instances where, despite the fact that a live
controversy no longer exists, the adversarial relationship will continue to
prevail such as in cases where there are collateral consequences of the
outcome. […]
10 The second principle deals with
the concern for judicial economy. In Borowski, Justice Sopinka described
this principle as a need to ration scarce judicial resources among competing
claimants. He determined that the concern may be alleviated if the special
circumstances of the case make it worthwhile to apply scarce judicial resources
to resolve it. The mere fact, however, that a case raising the same point is
likely to recur, even frequently, should not by itself be a reason for hearing
a moot issue. It is preferable to wait and determine the point in a genuine
adversarial context unless the circumstances suggest that the dispute will have
always disappeared before it is ultimately resolved. […].
11 Finally, the third principle of
the rationale is the deployment of judicial resources in cases raising an issue
of public importance of which a resolution is in the public interest. The
economics of judicial involvement are weighed against the social cost of
continued uncertainty in the law. […]
[100] Because
the matter is moot, only the second stage of the Borowski analysis is
relevant. The respondent agrees that an adversarial relationship exists
between the parties. With respect to judicial economy, it is fair to say,
given the time lines associated with judicial review, that the dispute between
these parties will, in all likelihood, have always disappeared before it can
ultimately be resolved. The practical effect would be to immunize DFO from any
and all decisions relating to NCNS Communal FSC Licences. Additionally, the
2005-2006 licence contains identical conditions to those that prompted the
dispute in the previous licence. Therefore, future conditions are not strictly
“hypothetical” in the present circumstances. Finally, it appears to me that
there is a public interest element involved in this matter. The current
conflict is not conducive to future negotiations and co-operation between the
parties. There is much to be gained from ongoing co-operation and negotiation
in this area. I am told that the 2005-2006 AFA is but a mirror image of the
previous agreement. Thus, the consultative process contained in the former AFA
is presumably provided for in the current AFA. Further consultation and
negotiation regarding the conditions remains open. It is to the benefit of all
concerned that this matter be determined.
[101] Accordingly,
I conclude that I ought to exercise my discretion to hear the matter. In
fairness to the respondent, the argument with respect to mootness,
appropriately in my view, was not forcefully advanced at the hearing.
[102] The
application for judicial review will be dismissed and judgment will go
accordingly. The respondent has requested costs. Costs normally follow the
event and no reason has been advanced to suggest that it should be otherwise.
The respondent will have costs, to be paid by the applicant to the respondent,
such costs to be assessed at the mid-range of Column 3 of Tariff B.
“Carolyn
Layden-Stevenson”
Ottawa,
Ontario
January
16, 2007