Docket: IMM-5521-11
Citation: 2012 FC 512
Ottawa, Ontario, May 3, 2012
PRESENT: The Honourable Mr. Justice Barnes
BETWEEN:
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SURINDER SINGH JHAJJ
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Applicant
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and
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THE MINISTER OF CITIZENSHIP
AND IMMIGRATION
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Respondent
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REASONS FOR JUDGMENT AND
JUDGMENT
[1]
This
is an application for judicial review of a decision by the Immigration Appeal
Division of the Immigration and Refugee Board (Board) which refused the
Applicant’s application to sponsor his adopted daughter as a permanent
resident.
Background
[2]
On
July 3, 2001 the Applicant Surinder Singh Jhajj and his wife adopted their
13-year-old niece, Rajwinder Kaur Jhajj, in India. Shortly
after, they applied to sponsor Rajwinder for landing in Canada as their
adopted daughter. It is not entirely clear from the certified tribunal record
what became of the sponsorship application but the visa office did not convene
an interview of Rajwinder and her natural father until April 18, 2006. At that
point, Rajwinder was 17 years of age. It appears from the CAIPS notes that on
April 27, 2006 the visa officer in New Delhi sent a fax to Alberta
Children’s Services requesting a home study. This was followed up on June 5,
2006 and November 23, 2006 with letters from the visa officer to Mr. Jhajj
asking that arrangements for an Alberta home study be
completed. When the visa officer received no response, he sent further letters
to Mr. Jhajj in February and April 2007.
[3]
On
June 8, 2007, Mr. Jhajj’s legal counsel, Dalwinder Hayer, advised the visa
post that a home study request had been submitted through Alberta Children’s
Services. The record includes an authorization for a home study issued by
Alberta Children’s Services on May 11, 2007, but it contains nothing further
until March 22, 2008 when Mr. Hayer advised the visa post that a home
study could not be completed because Rajwinder was over the age of 18 – that
being the age of majority in Alberta.
[4]
In
the absence of a home study, the Program Manager for International Adoptions at
Alberta Children’s Services, Anne Scully, wrote to the visa post on March 16,
2009 by way of a “Letter of No Involvement”. That letter stated:
Alberta Children and Youth Services has
been asked to provide a Letter of No Involvement on behalf of the above-named
child. Alberta Children and Youth Services has agreed to provide this letter
upon receipt of an adoption order granted in the child’s country of origin.
For all purposes, when an adoption order
is made in Alberta, the adopted child is the
child of the adopting parent and the adopting parent is the parent and guardian
of the adopted child as if the child had been born to that parent in lawful
wedlock. Section 73 of the Alberta Child, Youth and Family Enhancement Act
states “An adoption effected according to the law of any jurisdiction
outside Alberta has the effect in Alberta of an adoption made under
this Act, if the effect of the adoption order in the other jurisdiction is to
create a permanent parent-child relationship”.
The attached Deed of Adoption was
obtained with respect to Rajwinder Kaur, by Mr. and Mrs. Jhajj. An adoption
ceremony was performed on July 2, 2001 in the presence of friends and relatives
according to the adoption custom of India.
The Adoption Deed was registered in the District Registrar Office, in
Newanshahr, Punjab, India on August 21, 2001.
Alberta Children and Youth Services had
no role in arranging this adoptive placement. A home assessment report was not
completed on Mr. and Mrs. Jhajj in Alberta.
The decision concerning the granting of
Canadian citizenship to Rajwinder Kaur, rests with Citizenship and Immigration
Canada.
[5]
The
visa officer then rejected the sponsorship application on the following basis:
Copy of request for home study on file,
received by Alberta Children Services on 09MAY2007.
As per information provided on file, the
applicant was adopted in India prior to the age of 18. As
per R117(3), the adoption is considered to be in the best interests of a child
if it took place under the following circumstances:
a)
a
competent authority has conducted or approved a home study of the adoptive
parents.
This was not complied with at the time of
the adoption. Although the sponsors have explained that no home study [can] be
provided as the applicant is over 18, I note that they had 5 years to ensure
that the appropriate requirements for this adoption were met. I further note
that at the time of our last request, the applicant was under 18 years of age
and that no request for a home study was made until such time as the applicant
had already turned 18 years old. As a result, I am not satisfied by the
explanation provided for the lack of home study. The fact that the sponsors did
not go through the appropriate steps to effect the adoption of their relative
at the time of the adoption (and in the 5 years after the adoption) undermines
the bona fides of the case, in addition to ensuring that the application does
not meet the requirements of R117(3).
Application refused.
[6]
Mr. Jhajj
appealed from this decision and argued the matter before the Board on June 8,
2011. This was almost 10 years after the Indian adoption and Rajwinder was
then 22 years old. The Respondent again raised the absence of an Alberta home study
before the Board. The Board held that the failure to obtain a home study was
fatal to the sponsorship application and it rejected Alberta’s Letter of
No Involvement on the basis that it was not a Letter of No Objection as
stipulated in subsection 117(7) of the Immigration and Refugee Protection
Regulations, SOR/2002-227 [IRP Regulations]. The Board’s analysis
of this issue is set out below:
[6] At the beginning of the
hearing, the Minister of Citizenship and Immigration (the “Respondent”) argued
that the Applicant cannot be considered a “member of the family class” because
there is no evidence that a home study was conducted or approved by a competent
authority in the best interests of the child, pursuant to subsection 117(3) of
the Regulations. The Appellant’s counsel conceded that a home study by a
competent authority was not conducted or approved. The Appellant’s counsel
argued that the letter provided by Anne Scully, who represents the competent
authority in Alberta, the Alberta Children and Youth Services, fulfills that which
is required under paragraph 117(3)(e) or paragraph 117(3)(f) of the Regulations.
He further argued that the letter provided is conclusive evidence that the Applicant
meets the requirements to be considered a member of the family class, as per
subsection 117(7) of the Regulations. He argued that because the
requirements of paragraph 117(3)(e) or paragraph 117(3)(f) have been satisfied,
it was not necessary to conduct or approve a home study.
[7] Subsection 117(7) of the Regulations
provides as follows:
(7) If a statement referred to in
clause (1)(g)(iii)(B) or paragraph (3)(e) or (f) has been
provided to an officer by the competent authority of the foreign national’s
province of intended destination, that statement is, except in the case of an
adoption that was entered into primarily for the purpose of acquiring any
status or privilege under the Act, conclusive evidence that the foreign
national meets the following applicable requirements:
(a) …
(b) …
(c) in the case of a person
referred to in paragraph (1)(b) who is an adopted child described in
subsection (2), the requirements set out in paragraphs (3)(a) to (e)
and (g).
[8] I do not agree with the
Appellant’s counsel. The best interest of the child is defined in the Regulations.
All of subsection 117(3) must be satisfied, including subsection 3(a), which requires
that a home study by a competent authority be conducted or approved.
Furthermore, paragraph 117(3)(e) requires that the competent authority state in
writing that it does not object to the adoption and paragraph 117(3)(f)
requires that the competent authority approve the adoption as conforming to the
Hague Convention on Adoption, if the international adoption took place in a
country that is a signatory of the Convention. I find that the competent
authority in this particular case did not approve or provide a letter of no
objection in writing. The letters in which the Appellant’s counsel refers from
Anne Scully states in part, “At the request of the adoptive parents, enclosed
please find a “Letter of No Involvement” with respect to sponsorship of a child
that they obtained a Deed of Adoption for in 2001.” and “Alberta Children and
Youth Services has been asked to provide a Letter of No Involvement of behalf
of the above-named child…Alberta Children and Youth Services had no role in
arranging this adoptive placement. A home assessment report was not completed
on Mr. and Mrs. Jhajj in Alberta. The decision concerning the
granting of Canadian citizenship to Rajwinder Kaur, rests with Citizenship and
Immigration Canada.” This letter clearly indicates that the competent authority
in this particular circumstance is not involved, which cannot be equated to
their approval or not objecting.
[9] The Appellant’s counsel
submitted that because the Applicant is now over the age of 18 years, a home
study is not necessary and the panel should take into consideration that the
failure to conduct a home study prior to her eighteenth birthday was beyond the
Appellant’s control. The Immigration and Refugee Protection Regulations
are very clear. This adoption took place when the adopted child was 13 years
old; therefore, the best interests of the child as stipulated in paragraph
117(3) must be adhered to. Secondly, section 65 of the Act states, “In
an appeal under subsection 63(1) or (2) respecting an application based on
membership in the family class, the Immigration Appeal Division may not
consider humanitarian and compassionate considerations unless it has decided
that the foreign national is a member of the family class and that their
sponsor is a sponsor within the meaning of the regulations.” The Applicant is
not a member of the family class because a home study was not conducted or
approved in the best interests of the child; therefore I cannot reach beyond the
purview of the Act and consider whether or not the Appellant’s actions
or inactions give rise to sympathy.
[Footnotes omitted]
Issues
[7]
Did
the Board err in its interpretation of subsection 117(7) of the IRP
Regulations having regard to the Articles 5.4 and 5.5 of Operational Manual
OP 3: Adoptions?
Analysis
[8]
At
the center of the disagreement between the parties, is the interpretation of
subsection 117(7) of the IRP Regulations and the departmental
interpretation of that provision as outlined in Articles 5.4 and 5.5 of
Operational Manual OP 3: Adoptions (OP 3). The regulatory provisions state:
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Provincial statement
117(7) Provincial statement - If a
statement referred to in clause (1)(g)(iii)(B) or paragraph (3)(e)
or (f) [no objection letter] has been provided to an officer by the
competent authority of the foreign national’s province of intended
destination, that statement is, except in the case of an adoption that was
entered into primarily for the purpose of acquiring any status or privilege
under the Act, conclusive evidence that the foreign national meets the
following applicable requirements:
(a) [Repealed, SOR/2005-61, s.
3]
…
(c) in the case of a person
referred to in paragraph (1)(b) who is an adopted child described in
subsection (2), the requirements set out in paragraphs (3)(a) to (e)
and (g) [eg. a home study].
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Déclaration de la province
117(7) Sauf si l’adoption visait
principalement l’acquisition d’un statut ou d’un privilège aux termes de la
Loi, la déclaration visée à la division (1)g)(iii)(B) ou aux alinéas
(3)e) ou f) [lettre de non-opposition] fournie par l’autorité
compétente de la province de destination à un agent à l’égard d’un
étranger constitue une preuve concluante que ce dernier remplit les
conditions suivantes :
a) [Abrogé, DORS/2005-61, art. 3]
…
c) dans le cas de la personne visée à
l’alinéa (1)b) qui est l’enfant adoptif mentionné au paragraphe (2),
les conditions prévues aux alinéas (3)a) à e) et g) [ex.
une étude du milieu familial].
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[Emphasis added]
The OP 3 offers the
following additional guidance to the decision-maker with respect to provincial Letters
of No Objection or No Involvement:
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5.4. Home study conducted by a
competent authority
An assessment of prospective parents
with respect to their suitability to adopt is undertaken by provincial and
territorial authorities as a pre-condition to an adoption.
For immigration purposes, the
Regulations require that in the case of an adoption a home study be
conducted. Therefore, officers must ensure that a favourable home study
conducted by a competent authority is available. In Canada, a competent authority
includes provincial or territorial authorities and individuals authorized by
those authorities, such as an accredited social worker.
A private adoption may take place
outside Canada without a proper home study
being done, even when the child is destined to Canada. This usually results in a letter of
no-involvement by the provincial or territorial authorities.
See Section 7.4 for procedures if a
home study has not been provided.
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5.4. Évaluation du foyer d’accueil
effectuée par une autorité compétente
Les autorités provinciales ou
territoriales effectuent une évaluation de l’aptitude à adopter des parents
éventuels en tant que condition préalable à l’adoption.
Pour les fins de l’immigration, le
Règlement exige une évaluation du foyer d’accueil d’un enfant devant être
adopté. Les agents doivent donc s’assurer de l’existence d’une évaluation
favorable du foyer d’accueil effectuée par une autorité compétente. Au
Canada, les autorités compétentes incluent les autorités provinciales et
territoriales ainsi que les personnes autorisées par ces autorités, par
exemple, un travailleur social agréé.
Une adoption privée peut avoir lieu à
l’extérieur du Canada sans qu’une évaluation formelle du foyer d’accueil soit
effectuée, même quand l’enfant doit être accueilli au Canada. Dans un tel
cas, l’autorité provinciale ou territoriale émet habituellement une lettre de
non-intervention.
Voir la section 7.4 pour connaître les
procédures à suivre au cas où une évaluation du foyer d’accueil n’est pas
fournie.
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5.5. Provincial notification letters
The following table describes the types
of provincial notification letters.
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Type of Letter
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Description
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Letter of no-objection
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The province or territory where the
child will live must state in writing that it does not object to the
adoption. This letter is commonly called a "no- objection
letter."
R117(1)(g)
(iii)(B) and R117(3)(e) require that
authorities in the province of destination state in writing that they have
no objection to the adoption.
With respect to adopted children, the
requirement for a letter of no-objection applies only to children adopted
abroad by sponsors residing in Canada.
If a sponsor resides abroad and an adoption takes place abroad, provincial
authorities will not provide a letter of no objection.
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Letter of no-involvement
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Some provinces and territories issue
a letter of no-involvement (“no-involvement letter”) if an adoption is finalised abroad
prior to the adopted
child’s arrival in Canada.
The purpose of the letter of
no-involvement is to inform the visa office abroad that an adoption order,
which is in accordance with the laws of the place where the adoption took
place, will be recognised by the adopting parents’ province or territory of
residence.
Letters of "no-objection"
or "no involvement" satisfy the requirement that adoption is
recognised in the place of residence of the adopting parents and fulfil the
requirements of R117(1)(g) (iii)(B) and R117(3)(e).
Information about responsible
authorities in the provinces and territories can be found in Appendix B.
Province specific information can be
found in Appendix A.
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5.5.
Lettres d’avis des provinces
Le
tableau suivant présente les types de lettres d’avis émises par les
provinces.
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Type
de lettre
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Description
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Lettre
de non-opposition
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La province ou le territoire où l’enfant résidera doit affirmer par écrit
qu’elle ne s’oppose pas à l’adoption. Une telle lettre est habituellement
appelée «lettre de non-opposition».
•
Le R117(1)g)
(iii)B
et le R117(3)e) exigent que les autorités de la province d’accueil
déclarent par écrit qu’elles ne s’opposent pas à l’adoption.
•
En matière d’adoption, l’exigence d’une lettre de non-opposition s’applique
seulement aux enfants adoptés à l’étranger par des répondants résidant au Canada.
Si le répondant réside à l’étranger et que l’adoption a lieu à l’étranger,
les autorités provinciales n’émettront pas de lettre de non-opposition.
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Lettre
de non-intervention
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•
Certaines provinces ou territoires émettent une lettre de non-
intervention dans le cas où une adoption est finalisée à l’étranger
préalablement à l’arrivée de l’enfant au Canada.
•
L’objet de la lettre de non-intervention est d’informer le bureau des visas
à l’étranger qu’une ordonnance d’adoption en conformité avec les lois du pays
où l’adoption a lieu sera reconnue par la province ou le territoire de résidence
des parents adoptifs.
•
Les lettres de «non-opposition» ou de «non-intervention» satisfont à
l’exigence voulant que l’adoption soit reconnue dans l’endroit de résidence
des parents adoptifs ainsi qu’aux exigences des R117(1)g)
(iii)B
et
R117(3)e).
•
Des informations sur les autorités responsables dans les provinces et territoires
se trouvent à l’Appendice B.
•
Des informations particulières à certaines provinces se trouvent à l’Appendice
A.
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[Emphasis added]
[9]
Counsel
for the Applicant argues that once an adoptee reaches the age of majority and
the provincial adoption authority expresses no concern about a foreign
adoption, there is no requirement for a provincial home study. The Applicant
further argues that the letter of March 16, 2009 from Alberta Children’s
Services was sufficient to satisfy subsection 117(7) of the IRP Regulations
because OP 3 states that a Letter of No Involvement and a Letter of No
Objection are equivalent. In other words, the requirements for a home study,
valid parental consent, a genuine adoption in India and Alberta, and no
evidence of child trafficking were conclusively evidenced by Alberta’s letter.
[10]
Counsel
for the Respondent contends that the subsection 117(7) characterization of a
provincial Letter of No Objection as “conclusive evidence” does not mean that
the best interests requirements identified in subsections 117(3)(a) to (e) and
(g) are waived. Notwithstanding a statement by the provincial adoption
authority that it does not object to a foreign adoption, the visa officer and
the Board must still be satisfied that the competent provincial authority has
carried out a home study. The fact that Alberta did not
carry out a home study in this case was, therefore, properly found to be fatal
to the sponsorship application.
[11]
The
IRP Regulations at the centre of this disagreement are unnecessarily
obtuse and the applicable Ministerial Guidelines offer little useful guidance
to anyone trying to identify a regulatory intent.
[12]
It
appears to be the case that the visa officer is expected to pay considerable
deference to the provincial adoption authority with respect to some matters
concerning the adoption of foreign children into Canadian families. This is
not surprising because provincial child welfare authorities have the necessary
expertise to assess when an adoption is in the best interests of a child. In
the usual case of the adoption of a foreign dependant child, a home study would
be completed and the provincial adoption authority would pass judgment on the
appropriateness of the placement. I doubt that the Minister ever intended
that a visa officer could reinterpret a home assessment that satisfied the
provincial authority. Presumably, this was the rationale for the statement in
subsection 117(7) that where the provincial adoption authority does not object
to the proposed adoption of a foreign child, this is “conclusive evidence” that
the best interests of the child requirements have been met.
[13]
The
interpretative problem that arises from subsection 117(7) is that not all of
the “best interests” considerations that are said to be conclusively resolved
by a provincial Letter of No Objection are amenable to provincial
determination. For instance, the provincial authority has no obvious mechanism
to determine if valid consents have been obtained from the natural parents of
the child or if the adoption is lawful and genuine in the foreign jurisdiction
where it took place. Indeed, in this case, Alberta Children’s Services found
it necessary to ask the visa officer if the adoption was valid under Indian
law.
[14]
I
have reservations about whether a home study would still be required pursuant
to section 117 if Alberta Children’s Services had said in its letter that it
did not have concerns for the best interests of Rajwinder and was not involved
in the assessment of the placement because she was an adult. In such a
situation, I also doubt that either the visa officer or the Board would have
demanded a home study. Here, the fundamental problem was the Applicant’s
failure to present sufficient clarifying evidence from Alberta Children’s
Services to establish a foundation for the interpretive point he advanced to
the Board and to this Court. Specifically, he did not put forward evidence
from Alberta Children’s Services as to what it intended by its letter of March
16, 2009 or to verify that it no longer considered a home study to be
necessary. . The Applicant did not satisfy the Board on the evidence
presented that the letter from Alberta Children’s Services was sufficient to
displace the requirement for a home study.
[15]
While
I have some difficulty with the interpretation of section 117 adopted by the
Board, I am not in a position to say that the decision was either incorrect or
unreasonable.
[16]
In
the result, this application is dismissed.
[17]
At
the conclusion of the hearing in this matter, counsel requested an opportunity
to propose a certified question. Should he choose to do so, the Applicant will
have five days from the date of this decision to submit a question for
certification. The Respondent will then have five days to reply.
JUDGMENT
THIS COURT’S
JUDGMENT is that this application is dismissed.
"R.L.
Barnes"