Supreme Court of Canada
R. v. Barnier, [1980] 1 S.C.R. 1124
Date: 1980-03-03
Her Majesty The
Queen Appellant;
and
Guy Jean Barnier Respondent.
1979: October 18; 1980: March 3.
Present: Martland, Ritchie, Dickson, Beetz,
Estey, McIntyre and Chouinard JJ.
ON APPEAL FROM THE COURT OF APPEAL FOR
BRITISH COLUMBIA
Criminal law—Murder—Defence of
insanity—Meanings of the words “appreciating” and “knowing” in s. 16(2) of
Criminal Code distinct and separate—Criminal Code, R.S.C. 1970, c. C-34,
ss. 16(2), 613(1)(d).
Witnesses—Self-misdirection as to the
law—Propriety of reference by witnesses to the law as it is said to be
enunciated in specific judgments of the courts.
During a trial on a charge of murder in which
the accused raised the defence of insanity, the trial judge instructed the jury
that the words “appreciating” and “knowing” as they appear in s. 16(2) of
the Criminal Code, have the same meaning. The issue as to the difference
in meaning, if any, between “appreciating” and “knowing” arose in fact much
earlier in the trial when, in the course of giving evidence, two psychiatrists
called by the Crown revealed that they had found the accused to be insane
within the meaning of that section, but after they had examined the judgment of
this Court in Schwartz v. The Queen, [1977] 1 S.C.R. 673, they reversed
themselves and found the accused not to be insane. The jury found the accused
guilty. The Court of Appeal, acting under s. 613(1)(d) of
the Criminal Code set aside the conviction (one member of the Court
dissenting) and ordered that the accused “be kept in safe custody to await the
pleasure of the Lieutenant Governor, this Court being of the opinion that
although the appellant committed the act of murder charged against him he was
insane at the time the act was committed so that he was not criminally
responsible for his conduct.” From this decision the Crown appealed to this
Court.
Held: The
appeal should be dismissed.
One must commence the analysis of a statutory
provision by seeking to attribute meaning to all the words used therein. In the
definition of insanity in s. 16(2) of the Code, Parliament has
employed two different words in the critical portion of the definition, which
words in effect established two tests or standards in determining
[Page 1125]
the presence of insanity. The
subsection in form and substance provides that: a person is insane when he
has a disease of the mind to an extent that renders him incapable (a) of
appreciating the nature and quality of an act… or, (b) of knowing that an act
is wrong. Under the primary canon of construction already referred to,
‘appreciating’ and ‘knowing’ must be different, otherwise the Legislature would
have employed one or the other only. The meanings of the two verbs from which
the participle form is derived are separate and distinct in the ordinary usage
of language.
In the ordinary usage of these words it would
appear that to appreciate embraces the act of knowing but the converse is not
necessarily true. The verb “know” has a positive connotation requiring a bare
awareness, the act of receiving information without more. The act of
appreciating, on the other hand, is a second stage in a mental process
requiring the analysis of knowledge or experience in one manner or another. It
is therefore clear on the plain meaning of the section that Parliament
intended that for a person to be insane within the statutory definition, he
must be incapable firstly of appreciating in the analytical sense the nature
and quality of the act or of knowing in the positive sense that his act was
wrong. With these processes, the Schwartz case was in no way concerned.
The second issue involved the propriety of
the reference by witnesses to the law as it is said to be enunciated in
specific judgments of the courts. It was clear beyond dispute that the expert
witnesses here had been misdirected as to the meaning of the Schwartz case
and hence the definition of insanity prescribed by Parliament in the Criminal
Code. This misdirection was taken up and restated to the jury in the charge
by the presiding justice. In the result the jury heard expert opinion evidence
which was founded on an erroneous understanding of the law of insanity, and
hence their decision cannot stand.
The Court of Appeal correctly applied
s. 613(1)(d) in finding the accused not guilty on account of
insanity.
APPEAL by the Crown from a judgment of the
Court of Appeal for British Columbia,
allowing an appeal by the accused from his conviction on a charge of
non-capital murder. Appeal dismissed.
[Page 1126]
David Gibbons, for the appellant.
John P. MacKrow, for the respondent.
The judgment of the Court was delivered by
ESTEY J.—During a trial on a charge of murder in
which the respondent raised the defence of insanity, the trial judge instructed
the jury that the words “appreciating” and “knowing” as they appear in
s. 16(2) of the Criminal Code, have the same meaning. The issue as
to the difference in meaning, if any, between “appreciating” and “knowing”
arose in fact much earlier in the trial when, in the course of giving evidence,
two psychiatrists called by the Crown revealed that they had found the
respondent-accused to be insane within the meaning of that section, but after
they had examined the judgment of this Court in Schwartz v. The Queen, they reversed themselves and found
the respondent-accused not to be insane. The jury found the appellant guilty.
The Court of Appeal, acting under s. 613(1)(d) of the Criminal
Code set aside the conviction (Maclean J.A. dissenting) and ordered that
the respondent-accused “be kept in safe custody to await the pleasure of the
Lieutenant Governor, this Court being of the opinion that although the
appellant committed the act of murder charged against him he was insane at the
time the act was committed so that he was not criminally responsible for his
conduct.”
Before considering the impact of the Schwartz
decision on this proceeding, it is helpful to turn to the evidence. The
trial proceeded on the basis of an admission of facts pursuant to s. 582
in which the killing of the deceased by the respondent was admitted. The
evidence revealed that the only apparent contact between the deceased and the
accused was that the former was employed as Office Manager in the business
where the respondent was employed and she (the deceased), in the course of her
job, signed the letter terminating the respondent’s employment.
One of the psychiatrists called by the Crown,
Dr. Whitman, gave a written opinion prior to trial
[Page 1127]
to the effect that the accused “was unable to
appreciate the nature and the quality of an act or [to know] that an act was
wrong.” Another psychiatrist called by the Crown, Dr. Stephenson,
testified that prior to trial he shared the opinion of Dr. Whitman. At
trial both doctors testified that they had had the opportunity of examining the
judgments of this Court In Schwartz v. The Queen, supra, with reference
to the defence of insanity as contained in s. 16 of the Criminal Code and
thereupon changed their minds and decided that the accused was sane within that
definition.
In his examination-in-chief, Dr. Whitman
stated with reference to his report of April 23 and thereafter with reference
to his subsequent opinion:
Q. And what was your opinion as stated in
that report?
A. The conclusion—I am of the opinion—this
is a record of mine dated April the 23rd, 1976, and following my examination of
the previous day, I am of the opinion that Banner’s presently as fit for trial
as he is ever likely to be. I am of the opinion that at the time of the alleged
offence he was suffering from a disease of the mind to such an extent that he
was unable to appreciate the nature and quality of an act or knowing that an
act was wrong.
Q. Now, following your rendering of that
opinion, were you given a copy of a decision of the Supreme Court of Canada, Regina v. Schwartz, May 5th, 1976?
A. Yes.
Q. And did that decision deal with the
definition of insanity set out in Section 16?
A. That is my understanding.
Q. And based upon the reasons of the
majority of the members of the Supreme Court in that case, did you alter your
opinion as to the legal sanity of the accused at the time of the offence?
A. I did.
Q. And what were the basis [sic] of
your having done so?
A. My understanding, my Lord, of the
meaning of the words “appreciate the nature and quality of an act as defined by
the Supreme Court of Canada”, I had previously used that word in much more
[Page 1128]
liberal and wider sense where I was of the
opinion that the accused person was suffering from a disease of the mind.
Q. Now, assuming that the words “nature and
quality of the act” refer to the physical character of the act, and assuming
that the law is that if a person who has committed a crime did not, by reason
of disease of the mind, know what he was doing, that he was not to be
convicted, what is your opinion now as to whether the accused was at the time
of the offence insane or sane within the definition?
A. It’s my opinion that at the time of the
alleged offence while he suffered from a disease of the mind he was still able
to appreciate the nature and quality of an act in that sense.
Q. Is it your opinion that he knew what he
was doing?
A. Yes.
Q. Is it your opinion that when he pulled
the trigger of the rifle, he knew what he was doing?
A. Yes.
Q. Is it your opinion that when he loaded
the rifle with bullets including placing bullets in the firing chamber he knew
what he was doing?
A. Yes.
…
Q. During the time described by the
witnesses that the gun was shot in the offices, what is your opinion as to
whether the accused realized the consequences of what he was doing?
A. Well, he would be aware in a physical
sense the effect of discharging a rifle, high‑powered rifle pointing at
someone, that that would cause serious injury or death.
Q. Now, with respect to the second aspect
of the test, that is whether he knew that the act was wrong?
A. I believe that he knew that this was
something which is prohibited by law from doing.
Under cross-examination Dr. Whitman
testified as follows:
MR. MACKROW:
Q. All that I am getting at, then, doctor,
is that were it not for these cases, you then would still be of the opinion
that you were when you made that report on April 23rd?
A. Yes.
Q. As to both aspects, as to whether he was
able to appreciate the nature and quality of his acts?
[Page 1129]
A. That is the one that would decide the
issue in my mind.
Dr. Stephenson, a psychiatrist called by
the Crown, testified when examined in chief as follows:
Q. Alright, now, aside from the—in addition
to your opinion that he was suffering from a mental disease, what other opinion
did you form initially?
A. Initially I formed the opinion that he
was suffering from a disease of the mind of such intensity and quality that he
was unable to fully appreciate the nature and quality of his acts, and I was of
the opinion that he had been in this state of mind for some considerable time
before the commission of the alleged offence and that he was still in that
state when I examined him on the 29th of April.
Q. Now, before I get into any question of
any change of that opinion, did you also form an opinion on the 29th of April
with respect to whether he knew what he was doing was wrong?
A. Yes, I did. And it was my opinion that
he did know that what he was doing was wrong in the moral sense although he
felt in his own mind justified in what he was doing.
Q. Was your opinion that he knew what he
was doing was against the law?
A. Yes, it is my opinion that he did know
that what he was doing was against the law.
Q. Now, with respect to your opinion, your
opinion originally was that he was incapable of fully appreciating the nature
and quality of his acts?
A. Yes, that’s true.
Q. Now, was the case of Regina v. Schwartz
I already referred to given to you to read?
A. I had not—I was not aware of the Regina
v. Schwartz case at the time 1 did my first examination and gave my first
opinion and my opinion at that time was based on the more traditional
interpretation of the understanding of the nature and quality of an act,
appreciating the nature and quality of an act in that in my opinion at that
time, to appreciate the nature and quality of an act one must be able to form
an appropriate opinion, I should say, an opinion about the appropriateness of
the act that one is to perform. For instance, whether one is justified in one’s
own mind either, for instance, by reason of one’s own safety or the safety of
others, in doing an act
[Page 1130]
which in a cognitive sense one might know
to be wrong and in my opinion Mr. Barnier at that time did feel by reason
of his dillusional system and the narrowing down of his sort of responses to
dillusions that what he was doing was justified, and that was my reason for
saying at that time that he was unable to appreciate the nature and quality of
his acts.
Q. Now, assuming for the time being that
the law is that nature and quality deal with the physical act and that the test
is whether a person suffering from a disease of the mind knows what he’s doing,
what is your opinion now as to whether the accused at the time of the offence
appreciated the nature and quality of his acts?
A. Assuming that the law is that, to
appreciate the nature and quality of an act means to know that one is doing it,
and to know the probable consequences of it, then I would have to say that by
that definition Mr. Barnier does appreciate the nature and quality of his
acts.
Q. Now, I understand you haven’t been here
throughout the whole of the evidence, doctor?
A. That’s true.
Q. You have had an opportunity to read
Exhibit 1, the Statement of Facts?
A. I read the Statement of Facts, yes.
Q. And you’ve heard the evidence given by
the other medical witnesses here today?
A. Yes, I have.
Q. And based on the evidence which you are
aware of as well as the observations you made of the accused in your
interviews, is it your opinion that he knew that he had a rifle at the time of
the alleged offence?
A. Yes, it’s my opinion that he did know he
had a rifle.
Q. Do you have an opinion as to whether he
knew whether it was loaded?
A. I don’t know whether it was loaded but I
assume it was and if it was loaded I am sure he knew it was loaded.
Q. And do you have an opinion of whether he
knew if he pointed a loaded rifle and pressed the trigger it would go off and
strike the person he had pointed it to?
A. In my opinion, he was well aware of
that.
On cross-examination Dr. Stephenson stated:
[Page 1131]
Q. Doctor, I understand that before you
were given a copy of the Schwartz decision to read your idea was that
“appreciate” meant a little more than “know”, is that true?
A. That’s true.
Q. You felt that it must be able to form an
opinion as to the appropriateness of what he was doing, as you said?
A. Yes, customarily once interpretation of
the term “appreciate” as used in the Criminal Code was that an individual, in
order to properly evaluate his behaviour, must be able to evaluate it from the
point of view of reality function, must be able to evaluate what was going on
in real terms and if he was able to do that, if his evaluation or reality was a
denial of reality and a projection of his own imaginations or dillusions onto
the situation, then certainly he wasn’t appreciating the nature and quality of
his acts properly.
Q. In your idea then the word “appreciate”
involves a proper appraisal and interpretation of the nature and quality of the
act, is that true?
A. That’s true.
Q. Now, had you never seen or considered
the Schwartz decision, your opinion would still be, I take it, that at the time
of the act he was unable to appreciate the nature and quality of his act by
reason of his mental illness?
A. Yes, using the old standard, old
definition, that would be my opinion.
Q. And in between—I take it that a copy of
the Schwartz decision, you were presented with this by Crown Counsel and it was
discussed with you at that time?
A. Yes.
Q. And it was suggested to you, I take it,
by Crown Counsel that the Schwartz decision in some way changed the law or
modified it, is that true?
A. That was my understanding.
Dr. J.P. Duffy, called as a witness for the
accused, testified on cross-examination concerning the state of mind of the
accused as follows:
Q. Now, there is, of course, no question
that the accused here suffered from a disease of the mind and I think you are
aware that all of the psychiatric evidence tends to that direction?
A. Yes, I am.
[Page 1132]
Q. Now, the definition, for our purposes
here, has two aspects: one of involving an inability to appreciate the nature
and quality of this act and one of—to deal with knowing that the act or
omission is wrong. Let me deal with the latter part of that definition first. I
am not sure if I follow your evidence insofar as that aspect is concerned. Was
it your view that at the material time the accused did not know that his
actions were wrong?
A. Yes.
Q. Now, I understand that you are familiar
with a recent decision of the Supreme Court of Canada in Schwartz?
A. I have read it.
Q. Are you implying the language, when you
come to your conclusion, as to that, with respect to that part of the
definition that the Supreme Court was using, knowing that the act was legally
wrong?
A. I am not implying either of the definitions
used in the case you are referring to. I am talking about the words “to know”
and I am bringing in—I hope I did bring in that there is no such thing as a
static condition of mind, and that my opinion with regards to
Mr. Barnier’s knowledge is specifically directed to the instant of
commission. I would say that it’s perfectly consistent to find a person whose
mental illness deprives him of knowledge at the time of the commission of the
offence who can later give evidence that he could know—I think that’s the
dilemma.
Q. But your view is that at the time of the
commission of the offence that the accused did not know that his actions were
wrong?
A. My position is that at the time of the
commission of the offence the accused suffered from mental illness of such a
degree as to render him incapable of appreciating the quality and nature of his
actions, and that of such a degree as to prevent him from knowing?
Q. Knowing that his act was wrong?
A. Yes.
Q. That he was suffering from a disease of
the mind to the extent that he did not know that it was wrong to shoot somebody
with a gun?
A. Yes.
Q. And that he did not know that was
against the law?
A. He may have had this knowledge before
and he may have been able to talk about it afterwards but
[Page 1133]
we are talking about one instant in time
and we are attempting to make an artificial dicotomy [sic] and I can’t
underline this too strongly. We are dealing with an instant of time.
All the psychiatrists in one way or another deal
with the interpretation of the words “know and appreciate” as they appear in
the definition of insanity contained in s. 16(2) of the Criminal Code, which
I will set out later, and the alleged purport of Schwartz v. The Queen,
supra. These witnesses of course are qualified as experts in a branch of
medicine and not in the law. The position of a juror listening to such a
discussion by a witness is very difficult. Such testimony does not assist the
trier of fact, and the introduction of such evidence should be avoided. The
instruction of the jury on questions of law is, of course, for the Court, and
to have a discussion of the law reach the jury through a witness is at best
confusing and at worst destructive of a fair and proper trial.
The charge to the jury given by the judge on the
issue of insanity is as follows:
The next question to ask yourselves is
whether the accused had a disease of the mind to an extent that rendered him at
the time he fired that gun incapable of appreciating the nature and quality of
the act of firing the rifle at Doreen Garbutt. I must tell you that as a matter
of law the words ‘nature and quality’ refer to the physical character of the
act. The questions to be asked are these: Did the accused know that he was
pointing a loaded rifle at Doreen Garbutt? Did he know what the bullet would do
to her if and when it hit her? If you find that he was incapable of
understanding what he was doing, that is, that he was incapable of appreciating
the nature and quality of the act, that he did not know what he was doing, the
defence of insanity would succeed.
I will review the evidence of the
psychiatrists later but at this point I must say to you that the law, as I have
just given it to you, is the basis, as I understood the evidence, on which
Dr. Whitman and Dr. Stephenson founded the opinions they expressed
yesterday. Initially each of them had reached the opposite conclusion, namely,
that the accused did not appreciate the nature and quality of his act. You may
find it unsettling and disturbing that two highly qualified psychiatrists have
been proceeding for some years on the interpretation of the law which is the
wrong interpretation. You must take from me what I have said the law to be. The
initial opinions of Dr. Whitman and Dr. Stephenson were
[Page 1134]
based on what the Supreme Court of Canada
in the case which you heard about, the Schwartz case has held to be wrong. You
were entitled to be told that they had changed their opinions and to be told
the reason for that change, a reason not related to any matter of fact but a
reason related to the legal interpretation to be given to the word
‘appreciate’.
I repeat then, if you find on the balance
of probabilities that the disease of the mind rendered the accused incapable of
appreciating the nature and quality of his act the defence of insanity would
succeed. Your verdict would be not guilty by reason of insanity. If, however,
you find that he was capable of appreciating the nature and quality of what he
was doing you must then ask yourselves whether the disease of the mind was such
as to render him incapable of knowing that his conduct was wrong. When I use
the word ‘wrong’ that means according to law, wrong in the sense that the act
was forbidden by law. If you find on the balance of probabilities that he was
incapable of knowing what he was doing was wrong in the sense that I have used
that word, that is contrary to the law, then the defence of insanity would
succeed. Your verdict would be not guilty by reason of insanity…
…Dr. Duffy said that the accused would
know but would not appreciate. I have told you that as a matter of law those
words have the same meaning for the purpose of section 16.
Against this background of evidence received in
the course of the trial and the judge’s charge to the jury, I turn to the
judgment of the majority in Schwartz v. The Queen, supra. It is
imperative to recall that the question before this Court on that appeal was
simply the meaning of the word ‘wrong’ as it is used in the definition of
insanity in s. 16(2). The Court was not dealing with the balance of the
subsection and no issue was raised with reference to that part of the
definition of insanity relating to the capacity to appreciate and to know. One
excerpt from the judgment of this Court as delivered by my brother Martland is
sufficient to demonstrate that the Schwartz appeal has no bearing on the
outcome of the issue now before us:
There is no evidence in the case which
relates to the issue as to whether, at the time the offences were committed,
the appellant, owing to disease of the mind, though appreciating the nature and
quality of his acts, did not know that what he was doing was morally, or
[Page 1135]
legally, wrong. That issue never arose on
the facts of this case. There was no evidence to meet the onus imposed on the
appellant by s. 16(4) to establish his insanity within the latter part of
the definition in s. 16(2) no matter how the word “wrong” be interpreted.
([1977] 1 S.C.R. 673, at p. 694)
The question raised here cannot be answered by
the application of any principle advanced in the disposition of the single and
different issue which arose in Schwartz, supra.
I turn then to the crux of this appeal, namely
the interpretation of the definition of insanity as found in subs. (2) of
s. 16, and particularly the proper meaning in law of the words
‘appreciating’ and ‘knowing’ found in that definition. The
subsection reads as follows:
|
(2) For the purposes of this
section a person is insane when he is in a state of natural imbecility
or has disease of the mind to an extent that renders him incapable of
appreciating the nature and quality of an act or omission or of knowing that
an act or omission is wrong.
|
(2) Aux fins du présent article, une
personne est aliénée lorsqu’elle est dans un état d’imbécillité naturelle ou
atteinte de maladie mentale à un point qui la rend incapable de juger la
nature et la qualité d’un acte ou d’une omission, ou de savoir qu’un acte ou
une omission est mauvais.
|
One must, of course, commence the analysis of a
statutory provision by seeking to attribute meaning to all the words used
therein. Here Parliament has employed two different words in the critical
portion of the definition, which words in effect established two tests or
standards in determining the presence of insanity. The subsection in form
and substance provides that:
a person is insane when he has a disease of
the mind to an extent that renders him incapable
(a) of appreciating the nature and quality
of an act… or
(b) of knowing that an act is wrong.
(I have eliminated those words with which we are
not here concerned.) Under the primary canon of construction to which I have
referred, ‘appreciating’ and ‘knowing’ must be different, otherwise the
[Page 1136]
Legislature would have employed one or the other
only. The meanings of the two verbs from which the participle form is derived
are separate and distinct in the ordinary usage of language.
“Appreciate” is defined in the Shorter Oxford
Dictionary, 1959, as:
1. trans. To form an estimate of
worth, quality, or amount…
2. …to be sensitive to, or sensible of, any
delicate impression or distinction…
The definition assigned to “appreciate” in the Random
House Dictionary of the English Language, 1973, is as follows:
2. to be fully conscious of; be aware of;
detect: to appreciate the dangers of a situation…
The participle “appreciating” is rendered in
French as “juger” which connotes a mental process approximating that of the
verb “to appreciate.” In Harrap’s Standard French and English Dictionary, 1962,
the verb is defined in part:
to think, believe; to be of opinion.
The definition of the verb “juger” as found in Larousse,
1952 is, in part:
Apercevoir, entre deux idées un rapport de
convenance ou de disconvenance.
and in the 1975 Larousse:
porter une appréciation sur les êtres ou
les choses.
On the other hand, the verb “to know” is defined
in the Shorter Oxford Dictionary, 1959, as:
I …To recognize; to identify; to
distinguish…
II. To be acquainted with (a thing, place,
person); to be familiar with;… to have personal experience of (something) as
affecting oneself.
…
III. 1. To be aware or apprised of… to
become cognizant of, ascertain…
3. To apprehend or comprehend as fact or
truth…
and in Random House, the verb “to know”
is given these definitions:
1. to perceive or understand as fact or
truth; to apprehend clearly and with certainty:…
[Page 1137]
2. to have established or fixed in the mind
or memory;
…
3. to be cognizant or aware of; be
acquainted with (a thing, place, person, etc.), as by sight, experience, or
report:
5. to be able to distinguish, as one from
another:
The French version of s. 16(2) employs
“savoir” where “knowing” is found in the English version. Harrap’s gives
the meanings:
to know; to be aware of.
Larousse gives, inter
alia, the following meaning:
avoir conscience de quelque chose.
In the ordinary usage of these words in the
language, therefore, it would appear that to appreciate embraces the act of
knowing but the converse is not necessarily true. This lies behind the comment
in Black’s Legal Dictionary, 4th ed., 1951, at p. 130:
Appreciate may be synonymous with “know” or
“understand.”
The verb “know” has a positive connotation
requiring a bare awareness, the act of receiving information without more. The
act of appreciating, on the other hand, is a second stage in a mental process
requiring the analysis of knowledge or experience in one manner or another. It
is therefore clear on the plain meaning of the section that Parliament
intended that for a person to be insane within the statutory definition, he
must be incapable firstly of appreciating in the analytical sense the nature
and quality of the act or of knowing in the positive sense that his act was
wrong. With these processes, of course, the Schwartz case was in no way
concerned. The psychiatrists, in preparing for trial, either misconstrued the
judgment and thereby the definition contained in s. 16, or the judgment
was misconstrued for them in their preparation for testimony before the
tribunal, and it matters not which is the case.
These words were the subject of comment in the Report
of the Royal Commission on The Law of Insanity as a Defence in Criminal Cases (Canada
[Page 1138]
Queen’s Printer, 1956) (Chairman, Chief Justice
J.C. McRuer):
An examination of the civil law of England
and Canada shows that there is an important difference between “know” or
“knowledge” on the one hand and “appreciate” or “appreciation” on the other
when used and applied to a given set of circumstances. This is best illustrated
by the principles of law underlying those cases in which the maxim volenti
non fit injuria is involved. There is a clear distinction between mere
knowledge of the risk and appreciation of both the risk and the danger.
(at p. 12)
The same process of interpretation of the words
“knowing” and “appreciating” as they are employed in s. 16(2) may also be
found in the judgment of this Court in Gary Albert Cooper v. The Queen (reasons issued March 3, 1980,
unreported), in a case also involving a charge of murder.
I turn now to the question of the propriety of
the reference by witnesses to the law as it is said to be enunciated in
specific judgments of the courts. In Stavroff v. The Queen (judgment rendered October 2, 1979)
this Court was concerned with the propriety of the presiding judge instructing
the jury on the applicable law by making explicit reference to judgments of
other courts, including those of this Court. Of that practice, McIntyre J.
speaking on behalf of the Court stated:
While the adoption of this course by a
trial judge will not always amount to error in law, it is generally to be
avoided. The trial judge faces a task of great difficulty in charging a jury.
He must explain the law and he must as well relate the law to the facts. While
he is entitled to comment on and express opinions on the evidence, he must
always keep in mind the separate functions of the judge and jury and avoid any
interference with the jury’s prerogative to find facts. The trial judge is
fully entitled to all the assistance he can find in the decided cases and other
authorities and he is entitled to utilize the language of learned judges and
authors in making his explanations and in answering questions.
I refer to that decision (although it deals not
with instruction of witnesses by counsel or by their own
[Page 1139]
research but rather with instruction of juries
in the law by judges) because it illustrates the sensitivity of the courts to
the practice of leaving to laymen the problem of the analysis of and the
conclusions to be drawn from individual judgments of courts of law dealing with
the same or similar issues. Whether the law be placed before the jury
indirectly through a witness or directly by a judge, by reference to earlier
decisions, the same risks and dangers exist. However, here the dangers are more
pronounced because a witness, by misdirecting himfelf as to the law, can
fatally mislead the trier of fact, be it judge or jury. Fortunately, the act of
self-misdirection was detected here, as it generally will be, by one of the
fundamental components of our adversarial trial system, namely the cross-examination
of witnesses by the opposing interest. It is clear beyond dispute that the
expert witnesses here had been misdirected as to the meaning of the Schwartz
case and hence the definition of insanity prescribed by Parliament in the Criminal
Code. This misdirection was taken up and restated to the jury in the charge
by the presiding justice. In the result the jury heard expert opinion evidence
which was founded on an erroneous understanding of the law of insanity. To
compound the problem, the jury was not thereafter properly instructed by the
presiding judge as to the law on this subject which was to be applied to the
facts when found by the jury, in the process of determining the guilt or
innocence of the accused. Hence the jury have not in law reached a determination
on the charge under which the accused was delivered to their custody.
The circumstances of this appeal fall squarely
within the specific provision made by Parliament in s. 613(1)(d),
which provision has been applied by the Court of Appeal in finding the accused
not guilty on account of insanity. Accordingly the appeal should be dismissed.
Appeal dismissed.
Solicitors for the appellant: Department
of the Attorney-General for British Columbia, Vancouver.
Solicitor for the respondent: J.P.
MacKrow, Vancouver.