Supreme Court of Canada
Moore v. The Queen, [1979] 1 S.C.R. 195
Date: 1978-10-17
Richard Harvey
Moore Appellant;
and
Her Majesty The
Queen Respondent.
1978: June 6, 7; 1978: October 17.
Present: Martland, Ritchie, Spence, Pigeon,
Dickson, Beetz and Estey JJ.
ON APPEAL FROM THE COURT OF APPEAL FOR
BRITISH COLUMBIA
Criminal law—Obstructing peace
officer—Cyclist seen committing traffic infraction—Police officer asking
cyclist for identification with intention of giving traffic ticket—Cyclist
refusing to give name—Motor-vehicle Act, R.S.B.C. 1960, c. 253, ss. 2, 58, 63,
127, 128, amended 1975 (B.C.), c. 46, ss. 121, 173(1)—Police Act, 1974 (B.C.),
c. 64, ss. 17(1), 22, 30—Summary Convictions Act, R.S.B.C. 1960, c. 373,
s. 101—Criminal Code, R.S.C. 1970, c. C-34, s. 450(2).
The accused went through an intersection, in
the City of Victoria, against a
red light on his bicycle. A peace officer employed with the Victoria City
Police, who was on duty and observed the infraction, stopped the accused and,
with the intention of giving him a traffic ticket, asked for identification.
The accused refused to give his name and address. As a result, he was charged
with unlawfully and wilfully obstructing a peace officer in the execution of
his duty, contrary to s. 118 of the Criminal Code. At trial, the
trial judge directed the jury that there was no evidence of obstruction of the
police officer and the jury, accordingly, returned a verdict of acquittal. On
appeal by the Crown, this verdict was reversed and a new trial directed. From
that decision the accused appealed to this Court.
Held (Dickson
and Estey JJ. dissenting): The appeal should be dismissed.
Per curiam: The
appellant was not in breach of s. 58 of the British
Columbia Motor‑vehicle Act when he
refused to give his name and address to the constable. The argument that
although a bicycle is neither a “motor-vehicle” nor a “vehicle” under the
definitions in s. 2, nevertheless s. 58 of the Act applied thereto
because of other sections was rejected.
Per Martland,
Ritchie, Spence, Pigeon and Beetz JJ.: A bicylce is a “cycle” within the
definition in s. 121 of the Motor-vehicle Act, R.S.B.C. 1960, c.
253, as amended by 1975 (B.C.), c. 46, and, therefore, by the provisions of
s. 173(1) the appellant was under the same
[Page 196]
duties as the driver of a vehicle. The driver
of a vehicle, in reference to traffic signals, is governed by the provisions of
ss. 127 and 128 of the Motor-vehicle Act. Therefore, under the
provisions of ss. 127 and 128, the appellant was prohibited from proceeding
against the red light.
It being the duty of a municipality, under
s. 17(1) of the Police Act, 1974 (B.C.), c. 64, to provide policing
“for the purpose of adequately enforcing municipal by-laws, the criminal law,
and the laws of the Province, and of generally maintaining law and order,
within the municipality”, the constable was carrying out those duties on this
occasion, as directed by s. 30 of the said statute.
The actions of the appellant were not within
any of the four classes of actions set out in s. 63 of the Motor-vehicle
Act so that section gave no power to the constable to arrest the
appellant without a warrant. The provisions of the Criminal Code as to
summary convictions are applicable in British Columbia by virtue of s. 101 of the Summary Convictions Act, R.S.B.C.
1960, c. 373. The said provisions of the Criminal Code as to summary
convictions of relevance here are those contained in s. 450(2) of the Criminal
Code.
In accordance with those provisions, the
constable could only have arrested the appellant for the summary conviction
offence of proceeding against a red light if it were necessary to establish his
identity. The constable, therefore, in requesting the appellant to identify
himself, was carrying out the duty of enforcing the law of the Province in this
summary conviction matter by attempting to identify the accused person so that
he might proceed to lay an information or take the more modern form permitted
under the said Summary Convictions Act of issuing a ticket.
Accordingly, the officer was under a duty to
attempt to identify this wrong-doer and the failure to identify himself by the
wrong-doer did constitute an obstruction of the police officer in the
performance of his duty.
Neither the provisions of the Bill of
Rights nor the topic of individual freedom generally were applicable in
this case. There is not even minimal interference with any freedom of a citizen
who is seen committing an infraction by a police constable in the police
constable simply requesting his name and address without any attempt to obtain
from that person any admission of fault or any comment whatsoever.
Rice v. Connolly, [1966] 2 All E.R. 649, distinguished.
Per Dickson
and Estey JJ., dissenting: Any duty to identify oneself must be found in
either common law or
[Page 197]
statute, quite apart from the duties of the
police. A person is not guilty of the offence of obstructing a police officer
merely by doing nothing, unless there is a legal duty to act. Omission to act
in a particular way will give rise to criminal liability only where a duty to
act arises at common law or is imposed by statute.
There was no statutory duty on a cyclist
caught committing a traffic infraction to divulge his name and address. While,
as held by the majority, the constable, under the relevant statutory
provisions, could have arrested the accused for the offence of proceeding
against a red light if it were necessary to establish his identity, it was not
accepted that as a consequence the accused was guilty of the further, and much
more serious, offence of obstructing the constable in the performance of his
duties by refusing to divulge his name and address.
There is no duty at common law to identify
oneself to police, and the refusal to so identify oneself cannot constitute
obstruction of the police. A person cannot “obstruct” by refusing to answer a
question unless he is under a legal duty to answer. The argument that because a
duty rested upon constables to investigate crime and enforce provincial laws,
an “implied” or “reciprocal” duty rested upon a person, suspected of an
infraction, to give his name and address, and refusal to do so amounted to such
frustration as to constitute the offence of obstructing the police in the
execution of their duty was rejected. Only if the police have a lawful claim to
demand that a person identify himself, does the person have a corresponding
duty to do so.
Regina v. Patrick (1960), 32 C.R. 338; Hatton v. Treeby, [1897]
2 Q.B. 452; Rice v. Connolly, supra; Ingleton v. Dibble, [1972] 1
All E.R. 275; Regina v. Carroll (1959), 31 C.R. 315; Regina v.
Bonnycastle, [1969] 4 C.C.C. 198; Elder v. Evans, [1951] N.Z.L.R.
801, referred to.
APPEAL from a judgment of the Court of Appeal
for British Columbia, allowing an appeal
by the Crown from the accused’s acquittal on a charge of obstructing police
contrary to s. 118 of the Criminal Code. Appeal dismissed, Dickson
and Estey JJ. dissenting.
[Page 198]
B.A. Crane, Q.C., for the appellant.
R.M. Lang, for the respondent.
The judgment of Martland, Ritchie, Spence, Pigeon
and Beetz JJ. was delivered by
SPENCE J.—This is an appeal from the judgment of
the Court of Appeal for British Columbia pronounced on June 7, 1977.
The appellant had been acquitted after his trial
before His Honour Judge Millward and a jury upon an indictment charging him:
THAT at the City of Victoria, County of
Victoria, Province of British Coumbia, on the 19th day of April, 1976, he did
unlawfully and wilfully obstruct a Peace Officer, to wit, Constable Sutherland,
in the execution of his duty as such Peace Officer, contrary to the Criminal
Code of Canada.
The appellant was acquitted by a verdict
directed by the learned trial judge at the close of the Crown’s case. The facts
are outlined in an admission by counsel for Moore which I quote:
If it please, your Honour, I have certain
admission of facts to make to expedite matters. Firstly, I am instructed to
admit that on or about the 19th of April 1976, at or about 9:10 a.m., the Accused, Richard Harvey Moore, was
southbound on Government Street
at Pandora and at that intersection proceeded through a light which had
not yet turned green and was, in fact red when he proceeded through on his
ten-speed bicycle. That is the extent of my admission of fact.
and are further dealt with by Carrothers J.A. in
his reasons for judgment as follows:
Constable Sutherland, a peace officer with
the Victoria City Police, in uniform and on a motorcycle, observed this
infraction on the part of Moore
and set about to “ticket” Moore.
The constable and Moore proceeded side by side on their respective cycles, with
Moore sometime taking elusive
action by riding his bicycle on the sidewalk, with the constable repeatedly
requesting Moore to “pull over and stop” and Moore lewdly rebuffing each such
request with an obscene demand to leave him alone as he was in a hurry. I
attach no importance to the particular salacious vulgarity used by Moore in
rejecting the policeman’s request to stop as it has been used by the
unimaginative so excessively and indiscriminately as to have lost its literal
quality, but
[Page 199]
there is no doubt that it constituted flat
refusals on the part of Moore to stop as requested by the policeman.
As a result of this occurrence, Moore was
charged upon an indictment, as I have said above, but he was not charged with
failing to stop at a stop light only with obstructing a peace officer in the
performance of his duty. The obstruction which the Crown put forward as
constituting the offence was the failure of the appellant to give his name when
requested to do so by the police constable.
The relevant sections of the provincial
statutes with which I shall deal hereafter are as follows: Firstly, the Motor-vehicle
Act, R.S.B.C. 1960, c. 253. Section 2 contains definitions of “motor‑vehicle”
and “vehicle”, as follows:
“motor-vehicle” means a vehicle, not run
upon rails, that is designed to be self-propelled or propelled by electric
power obtained from overhead trolley-wires;
…
“vehicle” means a device in, upon, or by
which a person or thing is or may be transported or drawn upon a highway,
except a device designed to be moved by human power or used exclusively upon
stationary rails or tracks.
Section 58 of the said Motor-vehicle Act provides:
58. Every person driving or operating or in
charge of a motor-vehicle on any highway who refuses or fails
(a) to stop his motor-vehicle
when signalled or requested to stop by any police officer or constable who is
in uniform or who displays his police badge conspicuously on the outside of his
outer coat; or
(b) to state correctly his name
and address and the name and address of the owner of the motor-vehicle when
requested by any peace officer or constable to state the same
is guilty of an offence.
It will be seen plainly that a bicycle is
neither a “motor-vehicle” nor a “vehicle” of any kind under the provisions of
the aforesaid definition. A bicycle is plainly not self-propelled and,
therefore, cannot be a “motor-vehicle” and it is a device designed to be moved
by human power and, therefore, it cannot be a “vehicle” at all. Much argument
was
[Page 200]
spent in the Court of Appeal for British
Columbia and in this Court in an attempt to say that although a bicycle was
neither a “motor-vehicle” nor a “vehicle” s. 58 of the Motor-vehicle
Act applied thereto because of other sections with which I shall deal
hereafter. As the Courts below, I am quite unable to accept any such submission
and I have come to the conclusion, with respect, that the Court of Appeal for
British Columbia was quite correct in holding that the appellant was not in breach
of s. 58 of the Motor-vehicle Act when he refused to give his name
to the constable.
I turn next to the question of whether the
appellant was guilty of an offence when he proceeded into the
intersection of Government Street and Pandora when facing a red traffic
light. Section 121 of the Motor-vehicle Act, as amended by 1975 (B.C.),
c. 46, provides as follows:
“cycle” means a device having any number of
wheels that is propelled by human power and on which a person may ride
and s. 173(1) of the Motor-vehicle Act provides:
In addition to the duties imposed by this
section, a person operating a cycle upon a highway has the same rights and
duties as a driver of a vehicle.
The appellant Moore was riding a bicycle. A
bicycle is a device having any number of wheels, to wit, two, and
self-propelled by human power and a person may ride on it, as Moore was riding.
Therefore, it is a “cycle” within the definition and, therefore, by the
provisions of s. 173(1) Moore was under the same duties as the driver of a
vehicle. The driver of a vehicle, in reference to traffic signals, is governed
by the provisions of ss. 127 and 128 of the Motor‑vehicle Act, which
provide, in part:
127. Except where otherwise directed by a
peace officer, every driver of a vehicle and every pedestrian shall obey the
instructions of an applicable traffic-control device.
128. (6) When a red light alone is
exhibited at an intersection by a traffic-control signal,
(a) the driver of a vehicle
approaching the intersection and facing the red light shall cause the
vehicle to stop before entering the marked crosswalk on the near
[Page 201]
side of the intersection, or if there is no
such marked crosswalk, then before entering the intersection, and, subject to
the provisions of clause (b), shall not cause the vehicle to proceed
until a traffic-control signal instructs him that he is permitted to do so;
Therefore, the appellant Moore was, by the
provisions of the Motor-vehicle Act, prohibited from proceeding against
this red light.
Constable James Lawrence Sutherland was a peace
officer employed with the Victoria City Police. Sections 17(1), 22 and 30 of
the Police Act, 1974 (B.C.), c. 64, provide:
17. (1) Subject to subsection (3), it
is the duty of every municipality having a population of more than five thousand
persons to provide, in accordance with this Act and the regulations, policing
for the purposes of adequately enforcing municipal by-laws, the criminal law,
and the laws of the Province, and of generally maintaining law and order,
within the municipality.
…
22. (1) A board may establish a municipal
police force consisting of a chief constable and such other constables and
employees as the board considers necessary for the purpose of providing
policing within the municipality.
(2) The duties and functions of a municipal
force are, under the direction of the board,
(a) to enforce, within the
municipality, municipal by-laws, the criminal law, and the laws of the
Province; and
(b) to generally maintain law
and order within the municipality.
30. (1) Subject to subsection (2) and
section 24(2), a municipal constable and a special municipal constable
has, subject to the direction of the board, jurisdiction within the
municipality of the board that appointed him to exercise and carry out the
powers, duties, privileges, and responsibilities that a police constable or
peace officer is entitled or required to exercise or carry out at law or
under any Act.
It being the duty of a municipality to provide
policing “for the purpose of adequately enforcing municipal by-laws, the
criminal law, and the laws of the Province, and of generally maintaining law
and order, within the municipality”, the constable
[Page 202]
was carrying out those duties on this occasion,
as directed by s. 30 of the said statute.
Section 63 of the Motor-vehicle Act provides:
63. Every officer or constable of the Royal
Canadian Mounted Police, or of the police force of any municipality, may arrest
without warrant
(a) any person driving a
motor-vehicle upon which no number-plate issued by the Superintendent under
this Act is displayed whom the officer or constable finds committing any act in
violation of any of the provisions of this Act or of the regulations;
(b) any person whom the
officer or constable finds committing any act in violation of section 138;
(c) any person whose driver’s
licence is under suspension or has been cancelled, or whose right to obtain a
licence is suspended under the provisions of this Act, and whom the officer or
constable finds driving a motor-vehicle on any highway;
(d) any person driving a
motor-vehicle who is not insured as required by this Act or who does not hold a
valid and subsisting motor-vehicle liability insurance card or financial
responsibility card,
and may detain the person arrested until he
can be brought before a Justice to be dealt with according to law.
The actions of Moore were not within any of
those four classes of actions so that s. 63 of the Motor-vehicle Act gave
no power to Constable Sutherland to arrest Moore without a warrant. The
provisions of the Criminal Code as to summary convictions are applicable
in the Province of British Columbia by virtue of s. 101 of the Summary
Convictions Act, R.S.B.C. 1960, c. 373, which provides:
101. Where, in any proceeding, matter, or
thing to which this Act applies, express provisions has not been made in this
Act or only partial provision has been made, the provisions of the Criminal
Code relating to offences punishable upon summary conviction apply, mutatis
mutandis, as if the provisions thereof were enacted in and formed part of this
Act.
The said provisions of the Criminal Code as
to summary convictions of relevance here are those contained in s. 450(2)
of the Criminal Code which provides:
[Page 203]
450. (2) A peace officer shall not arrest a
person without warrant for
(a) an indictable offence
mentioned in section 483,
(b) an offence for which the
person may be prosecuted by indictment or for which he is punishable on summary
conviction, or
(c) an offence punishable on
summary conviction,
in any case where
(d) he has reasonable and
probable grounds to believe that the public interest, having regard to all the
circumstances including the need to
(i) establish the identity of the person,
(ii) secure or preserve evidence of or relating to the offence, or
(iii) prevent the continuation or
repetition of the offence or the commission of another offence, may be
satisfied without so arresting the person, and
(e) he has no reasonable
grounds to believe that, if he does not so arrest the person, the person will
fail to attend in court in order to be dealt with according to law.
In accordance with those provisions, Constable
Sutherland could only have arrested Moore for the summary conviction offence of
proceeding against a red light if it were necessary to establish his identity.
The constable, therefore, in requesting the appellant Moore to identify
himself, was carrying out the duty of enforcing the law of the Province in this
summary conviction matter by attempting to identify the accused person so that
he might proceed to lay an information or take the more modern form permitted
under the said Summary Convictions Act of British Columbia of issuing a
ticket.
I am of the opinion that the Court of Appeal of
British Columbia was correct in finding that when the appellant Moore refused
to accede to the constable’s request for his identification he was obstructing
that constable in the performance of his duties. As did the members of the
Court of Appeal, I am confining my consideration of this matter to the actual
circumstances which occurred, that is, that a constable on duty observed the
appellant in the act of committing an infrac-
[Page 204]
tion of the statute and that that constable had
no power to arrest the accused for such offence unless and until he had
attempted to identify the accused so that he might be the subject of summary
conviction proceedings.
I also agree, with respect, with the learned
members of the Court of Appeal that this conclusion in no way opposes or
ignores the judgment of the Queen’s Bench in Rice v. Connolly. In that case, the appellant was
seen by police officers behaving suspiciously. On being questioned, he refused
to say where he was going or where he had come from. He refused to give his
full name and address, although he did give a name and the name of a road which
were not untrue. He refused to accompany the police to a police box for
identification purposes saying, “if you want me, you will have to arrest me”.
He was acquitted by the Court of Appeal upon a charge of obstructing the
police. It is paramount to note that the appellant there had not committed any
offence in the presence or view of a police officer. He had simply been acting
in what the constable regarded as a suspicious manner. I view the situation
very differently when a person is actually seen by the constable committing an
offence.
Therefore, for the reasons which I have outlined
above, I am of the opinion that the officer was under a duty to attempt to
identify the wrong-doer and the failure to identify himself by the wrongdoer
did constitute an obstruction of the police officer in the performance of his
duties.
I add that in coming to this conclusion I have
not forgotten the provisions of the Bill of Rights nor the topic of
individual freedom generally but I am of the opinion that there is not even
minimal interference with any freedom of a citizen who is seen committing an
infraction by a police constable in the police constable simply requesting his
name and address without any attempt to obtain from that person any admission
of fault or any comment whatsoever. On the other hand, the refusal of a citizen
to identify himself under such circumstances causes a major inconvenience and
obstruction to the police in carrying out their proper duties. So that if
anyone were engaged in
[Page 205]
any balancing of interest, there could be no
doubt that the conclusion to which I have come would be that supported by the
overwhelming public interest.
I would dismiss the appeal.
The judgment of Dickson and Estey JJ. was
delivered by
DICKSON J. (dissenting)—These proceedings
originated in a minor traffic infraction in the City of Victoria, British
Columbia. The issue raised, however, is an important one having to do with
police power of interrogation and the right of citizens to remain silent. That
right has always been regarded as absolute and as being firmly anchored to two
fundamental common law principles: the presumption of innocence and the
privilege against self-incrimination. Explicit statutory provisions may impose
a duty upon a person to identify himself to police officers in certain
situations, but in this appeal the Court is being asked to impose such a duty
in the absence of any statutory underpinning whatever. In more stark terms, the
question is whether a person committing a petty traffic offence exposes himself
to a criminal charge of “obstructing” and a maximum penalty of two years’
imprisonment, if he refuses to give his name and address to a police officer.
The appellant went through an
intersection against a red light on his bicycle. A motorcycle policeman,
observing the infraction, stopped the appellant and, with the intention of
giving him a traffic ticket, asked for identification. The appellant refused to
give his name and address. As a result, he was charged with unlawfully and wilfully
obstructing a peace officer in the execution of his duty. The point is whether
the failure of the accused to identify himself when requested to do so by the
constable was evidence to go to the jury of the offence of wilfully obstructing
a police officer in the execution of his duty, contrary to s. 118 of the Criminal
Code.
The General Principle
Any duty to identify oneself must be found in
either common law or statute, quite apart from the
[Page 206]
duties of the police. A person is not guilty of
the offence of obstructing a police officer merely by doing nothing, unless
there is a legal duty to act. Omission to act in a particular way will give
rise to criminal liability only where a duty to act arises at common law or is
imposed by statute: 11 Hals. (4th ed.) p. 15. This idea was
expressed by Mr. Justice Schroeder in Regina v. Patrick, at p. 343:
Counsel for the appellant submitted that to
sustain a charge of obstructing a peace officer in the execution of his duty,
it was necessary for the Crown to prove either a positive act of interference,
or a refusal to perform some act required to be done by a statute. …It not
having been shown that the appellant was under any duty or obligation to
communicate to the peace officer the information required of him under the
provisions of either s. 221(2) of the Criminal Code, or
s. 110(1) of The Highway Traffic Act, the Crown has failed to bring
home to the appellant the commission of a criminal offence. This is sufficient
to dispose of the appeal.
The point under discussion is dealt with at some
length by Dr. Glanville Williams in an article entitled “Demanding Name
and Address” appearing in (1950), 66 Law Quarterly Review, at p. 465. The
general principle of the common law is stated:
…neither a private person nor a constable
has any effective power to demand the name and address of a person on the
ground that he has committed an offence or is under a civil liability.
Dr. Williams refers to the case of Hatton
v. Treeby as
an illustration of this principle. The head-note reads:
A constable who sees a person riding a
bicycle at night without a proper light, contrary to the provisions of
s. 85 of the Local Government Act, has no power to stop him for the
purpose of ascertaining his name and address.
The constable in that case called on the rider
to stop, in order to ascertain his name and address. On the rider failing to do
so, the constable caught hold of the handlebar of the bicycle, whereby the
[Page 207]
rider was thrown to the ground. The rider
summoned the constable for assault. The justices found that the constable did
not know the name or address of the rider, and could not have ascertained his
name or address in any other way than by stopping him, and that in so stopping
him he used no more force than was necessary. They were of opinion that, as the
rider was committing an offence punishable on summary conviction within view of
the constable, the latter was justified in stopping him as he did in order to
prevent a continuance of the offence and to ascertain his name and address.
They accordingly dismissed the complaint, subject to a case for the opinion of
the Court. The appellate Court held that the constable had no power to stop the
bicycle rider at common law and the only question was whether he had statutory
authority to do so. It was found that there was no statutory authority for the
constable acting as he did. In the result the constable was convicted of
assault.
No Statutory Duty
It appears to me impossible to extract from the
statutory provisions of the British Columbia Motor-vehicle Act, R.S.B.C.
1960, c. 253, a duty on a cyclist, caught riding through a red light, to
identify himself. Section 58 of the Act specifically places a duty on a person
driving a “motor-vehicle” to state correctly his name and address when
requested to do so by a peace officer. This in itself appears to recognize the
absence of any such duty where there is no statutory requirement. Section 58
does not apply to persons operating either “vehicles” (as defined in s. 2)
or bicycles, and there is no other provision in the Motor-vehicle Act, or
any other relevant statute, placing such a duty on a cyclist caught committing
a summary conviction offence under the Motor-vehicle Act.
I have had the advantage of reading the reasons
of Mr. Justice Spence and I am in full agreement, for the reasons stated
by him and by the Court of Appeal of British Columbia, that the accused was not
in breach of s. 58 of the Motor-vehicle Act, when he refused to
give his name and address to the constable.
[Page 208]
At trial, the Crown took the position that the
obligation on the part of the accused to respond to the police officer’s
questions lay within the confines of the Motor-vehicle Act. That
argument was pursued unsuccessfully in the British Columbia Court of Appeal and
in this Court. There is simply no statutory duty on a cyclist committing a
traffic infraction to divulge his name and address.
Power of Arrest
But law enforcement, for that reason, does not
grind to a halt. There is no possibility of frustrating the enforcement of
provincial law by refusing to identify oneself since the police have the clear
power of arrest in these circumstances for the primary offence, to establish
the identity of the accused or to assure his attendance in court. It is beyond
dispute that the accused was prohibited by the provisions of the Motor-vehicle
Act from proceeding against the red light, an act which he has admitted.
Constable Sutherland was carrying out his duties under the Police Act, 1974
(B.C.), c. 64, when he stopped the accused and asked his name and address.
Although Constable Sutherland had no power under s. 63 of the Motor-vehicle
Act to arrest the accused without a warrant, additional powers of arrest
contained in s. 450(2) of the Criminal Code were available. These
provisions of the Code are made applicable by virtue of s. 101 of
the Summary Convictions Act, R.S.B.C. 1960, c. 373. The most important
result follows, as Mr. Justice Spence concludes, that Constable Sutherland
could have arrested the accused for the offence of proceeding against a red
light if it were necessary to establish his identity. However, with great
respect, I cannot agree that, as a consequence, the accused was guilty of the
further, and much more serious, offence of obstructing the constable in the
performance of his duties by refusing to divulge his name and address.
No Common Law Duty
There is no duty at common law to identify
oneself to police. As was stated by Lord Parker in Rice v. Connolly, at p. 652:
[Page 209]
It seems to me quite clear that though
every citizen has a moral duty or, if you like, a social duty to assist the
police, there is no legal duty to that effect, and indeed the whole basis of
the common law is the right of the individual to refuse to answer questions put
to him by persons in authority, and to refuse to accompany those in authority
to any particular place, short, of course, of arrest.
The case stands for the proposition that refusal
to identify oneself to the police could not constitute obstruction of the police.
The Court distinguished a refusal to answer, which is legal, from a “cock and
bull” story to the police, which might constitute obstruction. No other
distinction was made. Lord Parker said, p. 652:
In my judgment there is all the difference
in the world between deliberately telling a false story, something which on no
view a citizen has a right to do, and silence or refusing to answer, something
which he has every right to do.
In Ingleton v. Dibble, a distinction was drawn between a
refusal to act, on the one hand, and the doing of some positive act, on the
other. Bridge J. (with whom Lord Widgery C.J. and Ashworth J. concurred) said,
at p. 279:
In a case, as in Rice v. Connolly, where
the obstruction alleged consists of a refusal by the defendant to do the act
which the police constable has asked him to do—to give information, it might
be, or to give assistance to the police constable—one can see readily the
soundness of the principle, if I may say so with respect, applied in Rice v.
Connolly, that such a refusal to act cannot amount to a wilful obstruction
under s. 51 unless the law imposes on the person concerned some obligation
in the circumstances to act in the manner requested by the police officer.
The legal position in England and Wales has been
described in these terms in Police Powers in England and Wales (1975),
by Leigh, at p. 195:
And in general it still remains the rule
that a citizen has a right to be as unco-operative as he pleases, provided that
he does not impede the course of justice by knowingly giving false information
to the police.
[Page 210]
In the Ontario case of Regina v. Carroll, the facts, as disclosed in the
headnote, were these. The accused was charged with unlawfully and wilfully
obstructing a police constable while engaged in his duties as a peace officer,
contrary to s. 100(a) of the Criminal Code, 1953-54 (Can.),
c. 51. The accused, in company with three other men, was proceeding along a
highway at an early hour in the morning. The constable heard them whistling and
yelling and he advised them to be quiet and go home. Three of the party
followed his advice. The accused remained. The constable asked him to produce
his identification but the accused refused to do so and proceeded on his way.
The constable caught up to him and again asked accused to identify himself. An
argument and struggle followed and the accused was arrested. He was later
charged with obstructing a police officer and was convicted. He appealed. The
conviction was quashed. It was held that under the circumstances, the accused
was not under any duty to identify himself as requested.
The Crown conceded in this Court that no such
obligation was to be found in the common law. From whence then comes such a
duty? Where does one find the legal compulsion to answer? A person cannot
“obstruct” by refusing to answer a question unless he is under a legal duty to
answer.
An “Implied” or “Reciprocal” Duty?
It was strongly urged in argument before us that
because a duty rested upon constables to investigate crime and enforce
provincial laws, an “implied” or “reciprocal” duty rested upon a person,
suspected of an infraction, to give his name and address, and refusal to do so
amounted to such frustration as to constitute the offence of obstructing the
police in the execution of their duty.
The Crown perforce had to fall back upon the
proposition that because there was duty upon the police officer to inquire
before exercising the power to arrest under s.450 of the Code, there was
a reciprocal duty upon the alleged culprit to respond. The alleged duty, as I
understand the
[Page 211]
argument, is to be limited to divulging name and
address, when caught in the commission of an offence and prior to arrest.
The notion of “found committing” or “within his
view” is not unknown. The concept has been resorted to on occasion to give a
power of arrest where the offence is committed in the presence of the arrester.
But even here the application of the concept is not without problems. In an
article “Arrest: a General View”, [1966] Crim. L.R. 639, at p. 645, the
following appears:
The difficulty with this formula is two
fold—first, there has been no consistency in the judicial approach to the
interpretation of the section, courts holding variously that reasonable
suspicion that an offence has been committed is sufficient, or that in fact the
arrested person must be guilty to justify the arrest. The second problem is
that to confine the power in this way deprives the officer of a power in many
situations where it is necessary to arrest, for no apparent reason. Thus a
person who, having caused an accident by his dangerous driving, refuses to
stop, cannot be arrested unless the accident has actually been witnessed by the
officer. It seems equally absurd that a person who throws a brick through a shop
window can be arrested if the officer sees him do it, but not if the officer is
around the corner and hearing the crash of the glass, sees the offender,
perhaps the only possible culprit, or if the offence is witnessed by a private
person who calls the police.
Although the idea of “within his view” has been
applied to arrests, its application is relation to a duty to disclose identity
is novel and bizarre. It runs counter to all authority. The right to remain
silent, enunciated in Rice v. Connolly, does not admit of such erosion.
There is nothing in the language nor in the facts of that case to suggest that
the broad principle ceased to have application in the event of a police officer
witnessing an infraction.
A limited obligation to respond, effective only
when the policeman is an eyewitness, introduces into the criminal law, which
should rest upon
[Page 212]
“broad, plain, intelligible” principles a
qualification unsound in principle and unworkable in practice.
The fact that a police officer has a duty to
identify a person suspected of, or seen committing, an offence says nothing
about whether the person has the duty to identify himself on being asked. Each
duty is entirely independent. Only if the police have a lawful claim to demand
that a person identify himself, does the person have a corresponding duty to do
so. As McFarlane J.A. said in R. v. Bonnycastle, at p. 201, the duty of a peace
officer to make inquiries must not be confused with the right of a person to
refuse to answer questions in circumstances where the law does not require him
to answer.
The Legislature deliberately imposed a duty to
identify upon the drivers of motor vehicles—perhaps because of their more
lethal nature—but chose not to impose such duty on the drivers of other
vehicles such as bicycles. The Legislature must be taken to have intended to
relieve bicycle riders of the duty. To require the riders of bicycles to give
their names and addresses would be tantamount to amending the Motor-vehicle
Act. It would also appear that Parliament, in providing in ss. 450(2) and
452(1)(f)(i) of the Criminal Code for arrest and detention for
the purpose of establishing identity, did not recognize a duty to identify
oneself existing apart from statute, breach of which would expose the offender
to a charge of “obstructing”. Examples from English legislation of statutory
obligation to disclose identity to police constables, unnecessary if the
obligation existed otherwise, are to be found in the Protection of Birds
Act, 1954, 2 & 3 Eliz. 2, c. 30, s. 12(1)(a); Dangerous
Drugs Act, 1965, 13 & 14 Eliz. 2, c. 15, s. 15; Representation
of the People Act, 1949, 12 & 13 Geo. 6, c. 68, s. 84(3); Road
Traffic Act, 1960, 8 & 9 Eliz. 2, c. 16, s. 228; Prevention of
Crime Act, 1953, 1 & 2 Eliz. 2, c. 14, s. 1(3).
[Page 213]
The criminal law is no place within which to
introduce implied duties, unknown to statute and common law, breach of which
subjects a person to arrest and imprisonment.
The “reciprocal duty” argument advanced by the
Crown in this case was considered by Dr. Glanville Williams in the article
to which I have referred. Dr. Williams effectively disposed of the
argument in words which I should like to adopt, p. 473:
The question may be asked whether the power
of the police to demand name and address is in effect generalized by the
statutes creating the offence of obstructing the police in the execution of
their duty—so that refusal to comply with the demand amounts to an obstruction.
At first sight it would seem that a good case could be made out for an
affirmative answer. Although it is not the duty of the police to prosecute
every crime, it can be said to be their duty to make inquiries into crimes with
a view to prosecution. The courts have held that interference with the police
when they are collecting evidence of an offence constitutes an obstruction.
Moreover, it has been decided that an obstruction may take place merely by a
nonfeasance, where there is a refusal to comply with the lawful orders of the
police. Notwithstanding these authorities, it is submitted that the refusal by
an offender to give his name and address does not constitute an obstruction,
for at least two reasons. First, if it were an obstruction, all the statutes
making it an offence to refuse to give name and address in specific situations
would have been unnecessary. When, for example, Parliament passed the Public
Order Act in 1936, it must have been thought that the police had no general
power to demand name and address. Secondly, it is a fundamental principle of
English law that an accused person cannot be interrogated or at least cannot be
forced to answer questions under a legal penalty if he refuses; this principle
is absolute, and does not admit of exception even for a demand of name and
address, unless a statute has expressly created an exception. To say that the
police have a duty to gather evidence, and therefore that a criminal’s refusal
to give his name and address is an obstruction, is far too wide, because the
same premise would yield the conclusion that a criminal’s refusal to confess to
the crime is an obstruction.
The views expressed by Dr. Williams were
adopted in the New Zealand case of Elder v. Evans.
[Page 214]
I would allow the appeal, set aside the judgment
of the Court of Appeal and restore the judgment at trial.
Appeal dismissed, DICKSON and ESTEY
JJ. dissenting.
Solicitors for the appellant: Gowling
& Henderson, Ottawa.
Solicitor for the respondent: The
Attorney General of British Columbia.