Supreme Court of Canada
R. v. Lupien, [1970] S.C.R. 263
Date: 1969-11-17
Her Majesty The
Queen Appellant;
and
Jean Lupien Respondent.
1968: November 13; 1969: November 17.
Present: Martland, Judson, Ritchie, Hall and
Spence JJ.
ON APPEAL FROM THE COURT OF APPEAL FOR
BRITISH COLUMBIA
Criminal law—Evidence—Act of gross
indecency—Psychiatric evidence of state of mind of
accused—Intent—Admissibility—Criminal Code, 1953-54 (Can.), c. 51, s. 149.
The respondent was convicted of attempting to
commit an act of gross indecency. He was found by the police in a hotel bedroom
in bed with another man, who was a female impersonator, and their respective
positions in relation to each other were such as to justify the police in
thinking that an act of gross indecency was taking place or was about to take
place. The respondent seemed stunned after the entry of the police and during
the interview that then took place. His defence was that he had believed his
companion to be a woman. He sought to support his own evidence in this regard
by the evidence of a psychiatrist. The trial judge excluded the psychiatric
evidence based on interviews and tests which was tendered for the purpose of
showing that the respondent had a certain type of defence mechanism which made
him react violently against any homosexual activity and that he therefore would
not have knowingly engaged in the homosexual practices which formed the subject
of the charge.
[Page 264]
The majority of the Court of Appeal held the
evidence to be admissible, set aside the conviction and directed a new trial.
The Crown appealed to this Court.
Held (Ritchie
and Spence JJ. dissenting): The appeal should be allowed and the conviction
restored.
Per Martland
and Judson JJ.: The evidence in question was inadmissible. The psychiatrist was
being tasked for an opinion, not as to whether the respondent was mentally
capable of formulating an intent to commit the crime, but as to whether he did,
on the facts of this case, formulate such an intent. There is no authority
which establishes that the evidence of a psychiatrist can be introduced for a
purpose such as this. What is sought to be done here is to enable a
professional man to express his view to the jury upon the issue of the intent
of the accused, upon evidence which is not before the jury, and which is, in
part, hearsay evidence from the accused himself. The decision of this Court in Wilband
v. R., [1967] S.C.R. 14, is not contrary to this conclusion.
Per Hall J.:
The trial judge should have admitted all the evidence which the psychiatrist
was prepared to give. Whatever other causes there may be for the condition of
homosexuality, psychological factors are of great importance. It follows that
the evidence of psychiatrist is particularly relevant in cases involving
homosexuality and the admissibility of opinion evidence from psychiatrists must
be determined by its relevancy to the matter in issue at the trial. The
evidence was relevant to the defence being put forward on behalf of the
respondent, it was therefore admissible and the trial judge erred in rejecting
it.
However, this was a proper case for the
application of s. 592(1)(b)(iii) of the Criminal Code. The
evidence against the respondent was overwhelming and the verdict would
necessarily have been the same even if the jury had heard the opinion which the
psychiatrist was prepared to give.
Per Ritchie
and Spence JJ., dissenting: The trial judge should have admitted the
evidence in question. The fact that the methods pursued by the psychiatrist in
reaching his opinion necessitated dependence on information obtained from the
respondent and others which was not before the jury, does not make his opinion
inadmissible although it may well be a fact to be considered in assessing the
weight to be attached to it. The admission of the psychiatrist’s
[Page 265]
evidence as to the respondent’s normal state
of mind would not have offended the rule against the admissibility of hearsay.
On the record, the evidence was tendered for the purpose of proving the
doctor’s opinion that this particular man had a certain type of defence
mechanism that made him react violently against homosexual behaviour. The
question of whether or not a man is homosexually inclined or otherwise sexually
perverted is one upon which an experienced psychiatrist is qualified to express
an opinion and if such opinion is relevant, as it is here, it should be
admitted at a trial such as this even if it involves the psychiatrist in
expressing his conclusion that the accused does not have the capacity to commit
the crime with which he is charged.
APPEAL by the Crown from a majority judgment
of the Court of Appeal for British Columbia,
setting aside the conviction of the respondent and directing a new trial.
Appeal allowed and conviction restored, Ritchie and Spence JJ. dissenting.
W.G. Burke-Robertson, Q.C., for the
appellant.
G.A. Martin, Q.C., and R.V. Carter, for
the respondent.
The judgment of Martland and Judson JJ. was
delivered by
MARTLAND J.—This is an appeal by the Crown from
a judgment of the Court of Appeal for British Columbia1, Davey C.J.
dissenting, which set aside the conviction of the respondent of attempting to
commit an act of gross indecency, and directed a new trial.
The facts are as follows:
On February 3, 1967, in the early hours of the
morning, the respondent was observed leaving a cabaret with a person dressed
and made up as a woman and taking a taxi to a hotel where, after registering
under a false name, the two went to a room. Police officers listened at the
locked door for some minutes, heard male voices conversing
[Page 266]
in French, obtained the key for the room from
the hotel clerk and entered. They found the respondent and the other person
naked on a bed. They noticed that the other person was a male, still wearing
the blond female wig and heavy facial makeup in which he had been seen earlier.
Although the officers saw no activity between the two on the bed, at the time
of entry, their position was such that the respondent’s head was lying a very
short distance from the female impersonator’s genital organs. The officers saw
the respondent swing around on the bed away from that position. The respondent
seemed stunned after the entry and during the interview that then took place
with the police officers.
The respondent’s defence was that he had
believed his companion to be a woman.
The legal issue to be determined in this appeal
is as to the admissibility of psychiatric evidence tendered on behalf of the
respondent, which the trial judge ruled was inadmissible, but which the
majority of the Court of Appeal held to be admissible.
The nature of the proposed evidence was
described by counsel for the respondent in the following statement to the Court
at trial:
The purpose for which I am attempting to
tender this evidence is for the Doctor to describe what is the normal state of
mind of Mr. Lupien, and on that basis compare the normal state of mind to
the events that occurred in the room. When that is done then the Doctor has a
norm from which to draw, upon which to base his opinion. Now that fundamentally
is the basis upon which this evidence is being tendered.
Counsel then proceeded to review the nature and
extent of the proposed psychiatric evidence as follows:
The Doctor will say that this man had a
certain type of defensive mechanism that made him react violently to any
homosexual overtone. He will say that is the normal state. And then he will
compare that opinion with what occurred this night and say, “Taking the two
together and having regard to the impact of one upon the other I have the
following opinion to say, namely, he must have believed this
[Page 267]
person was a woman,” and in so far his
perception was diminished because of the things I did state in the hypothetical
question, that because his perception was diminished one of two things occur,
either he was not consciously aware of the genital organ he saw in front of him
in the sense of being able to understand the person was a male or as soon as he
became aware of it he should have rejected it and it would be inconceivable for
him not to reject it.
The psychiatric examination involved the
obtaining of information from the respondent and the psychiatrist said:
This is where I would have to assume the
truthfulness of what he said referable to his background, his attitudes, his
feelings, his beliefs, those things that would allow me to gain some idea and
some opinion as to the sort of person that this man is, basically. As far as an
answer to the question as to the state of this man’s mind at the time or what
happened at that time or what his thinking was at that time, no, it was not
necessary to rely upon the truthfulness of what he had to say.
Essentially, the opinion would be that, based
upon the psychiatric examination, the respondent’s defence must be true.
In criminal trials, psychiatric evidence is most
frequently introduced in cases where a plea of insanity is raised. There the
issue is as to mental capacity and the opinions of experts on the subject of
disease of the mind are clearly relevant and admissible.
In cases under s. 661 of the Criminal Code,
involving the determination as to whether or not the accused is a dangerous
sexual offender, the Court is required to hear the evidence of at least two
psychiatrists. The reason for this provision would appear to be that the Court
is being asked to forecast the likelihood, in the future, of a particular form
of behaviour. The issue is not as to guilt in respect of a crime. It was in
respect of this kind of inquiry that Fauteux J., delivering the judgment of the
Court in Wilband v. R.,
defined the permissible sources of information upon which the psychiatrist
could properly rely, including second-hand information.
[Page 268]
In Fisher v. R., which involved a charge of murder, the
defence was that the accused was top drunk to have been capable of forming the
requisite intent. The evidence of the Crown consisted largely of a statement
given by the accused, which gave details of his movements before and after the
killing, which he admitted. Psychiatric evidence was admitted in that case, in
relation to the issue of mental capacity. The witness, having read the
statement and being asked a hypothetical question, in which were included
substantially the material facts related in the statement, stated that, in his
opinion, anyone capable of doing what the accused was alleged to have done,
would have the capacity to form an intent to murder, even if he had consumed 25
glasses of beer, or more.
There is no submission by the respondent in this
case as to incapacity to form an intent to commit the crime charged, on the
basis of insanity, drunkenness, or any other cause. The evidence which counsel
for the respondent sought to lead was not to show that he was mentally
incapable of forming the intent to commit the crime with which he was charged.
Its purpose was to establish (partly on the basis of what the respondent had
told the witness) that because the respondent normally reacted violently to
homosexual practices he must have been telling the truth when, in the proved
situation in which he was discovered, he said he thought his companion was a
women. In other words, the psychiatrist is being asked for an opinion, not as
to whether the respondent was mentally capable of formulating an intent, but as
to whether he did, on the facts of this case, formulate such intent. We have
not been referred to any Canadian or English authority which establishes that
the evidence of a psychiatrist can be introduced for a purpose such as this. If
such evidence is held to be admissible in a case of this kind, then there would
seem to be no reason why, on a charge of murder, psychiatric evidence could not
be led as to the innate abhorrence of the accused
[Page 269]
in respect of physical violence, or on a charge
of theft, of the innate respect of the accused for private property rights.
I agree with the view expressed by Davey C.J. in
this case:
The opinion that Lupien would not have
knowingly engaged in the acts alleged is in the particular circumstances of
this case too dangerous to be admitted, because without any necessity it comes
too close to the very thing the jury had to find on the whole of the evidence.
The jury is required to determine the intent of
the accused upon the evidence before it. What is sought to be done here is to
enable a professional man to express his view to the jury upon that issue, upon
evidence which is not before the jury, and which is, in part, hearsay evidence
from the accused himself. In my opinion evidence of this kind should not be
admitted.
I do not regard the decision of this Court in
the Wilband case, supra as being contrary to this conclusion. As
I have already indicated, the psychiatric evidence in question in that case was
required to be heard by virtue of s. 661(2) of the Criminal Code on
a hearing to determine whether an accused person, already convicted, was a
dangerous sexual offender. That determination involved an inquiry as to whether
he was a person likely to cause injury, pain or other evil to any person
through failure to control his sexual impulses or was likely to commit a
further sexual offence. On that issue Parliament has required that the Court
have the assistance of evidence from at least two psychiatrists. The Wilband
case held that, in giving their evidence, they were entitled to form an
opinion through recognized psychiatric procedures and to consider all possible
sources of information.
In the present case the issue is as to guilt on
the basis of proved facts, which already exist, not a forecast as to future
conduct. In this case there is no statutory requirement to hear psychia-
[Page 270]
tric evidence. It is sought to adduce such
opinion evidence on the very issue which the jury is bound to determine on the
facts proved before it.
For these reasons, I would allow the appeal and
restore the conviction and sentence.
The judgment of Ritchie and Spence J.J. was
delivered by
RITCHIE J. (dissenting)—This is an appeal
brought by the Attorney General of British Columbia under the provisions of
s. 598(1)(a) of the Criminal Code from a judgment of the
Court of Appeal of British Columbia (Davey
C.J. dissenting) whereby that Court set aside the conviction of the respondent
for attempting to commit an act of gross indecency and ordered a new trial
limited to that issue.
The respondent was found by the police in a
hotel bedroom in bed with another man, who was a female impersonator, and there
is, in my view, no doubt that their respective positions in relation to each
other were such as to justify the police in thinking that an act of gross
indecency was taking place or was about to take place.
The respondent’s main defence was that at all
times, until just before the police entered the room, he thought that his
companion was a woman, and it was sought to support his own evidence in this
regard by the evidence of Dr. Newman, a highly qualified psychiatrist, who
was present throughout the trial and who had interviewed the respondent and
others and subjected the respondent to certain psychiatric tests for the
purpose of determining what his normal state was in relation to sex.
Counsel for the Crown took objection to the
introduction of this evidence from Dr. Newman and after lengthy argument
from counsel on both sides, the learned trial judge ruled that questioning by
defence counsel in this regard should be limited to asking the doctor a hypothetical
question based on the assumption of the truth of the evidence adduced at the
trial in order to
[Page 271]
obtain his opinion as to the effect which the
respondent’s lack of sleep, heavy work schedule and consumption of liquor had
had on his state of mind at the time when he was found in such a compromising
position by the police officers in the early hours of the morning.
The learned trial judge, however, excluded the
psychiatric evidence based on interviews and tests which was tendered for the
purpose of showing that, in Dr. Newman’s opinion, Lupien had a certain
type of defence mechanism which made him react violently against any homosexual
activity and that he therefore would not have knowingly engaged in the
homosexual practices which formed the subject of the charge.
The members of the Court of Appeal were
unanimous in expressing the opinion, with which I agree, that the doctor’s
opinion given in answer to the hypothetical question which was put to him was
properly admitted in evidence, but the majority of the Court, in ordering a new
trial, took the view that the learned trial judge had erred in excluding the
doctor’s opinion based on the interviews he had conducted and on the
psychiatric tests and procedures to which he subjected the respondent. It is the
dissenting opinion of the learned Chief Justice in this latter regard which
forms the basis of this appeal.
In excluding the opinion formed by the doctor as
a result of his own investigations and tests, the learned trial judge cited the
decision of this Court in Bleta v. The Queen, where it was said, at p. 564:
The question of whether or not an accused
person was in a state of automatism so as not to be legally responsible at the
time when he committed the acts with which he is charged, is a question of fact,
and indeed may be the most vital question of fact in a criminal case, and it is
because the opinion of an expert witness on such a question can serve only to
confuse the issue unless the proven facts upon which it is based have been
clearly indicated to the jury that the practice has grown up of requiring
counsel,
[Page 272]
when seeking such an opinion, to state
those facts in the form of a hypothetical question.
The case of Bleta v. The Queen, supra, was
concerned with the proper way in which to elicit an opinion from an expert
witness based upon evidence which has been adduced in his presence at the
trial. The sentence cited by the learned trial judge from the decision of this
Court is directly followed in the same paragraph by these words:
In cases where the expert has been present
throughout the trial and there is conflict between the witnesses, it is
obviously unsatisfactory to ask him to express an opinion based upon the
evidence which he had heard because the answer to such a question involves the
expert in having to resolve the conflict in accordance with his own view of the
credibility of the witnesses and the jury has no way of knowing upon what
evidence he based his opinion. Where, however, there is no conflict in the
evidence, the same difficulty does not necessarily arise and different
considerations may therefore apply.
The Bleta case came to this Court on
appeal from a judgment of the Court of Appeal for Ontario which had allowed an
appeal by the Crown and ordered a new trial on the ground, inter alia, that
a doctor called for the defence “was improperly permitted to express an opinion
based on his assessment of the evidence.” There is no such suggestion in the
present case and I do not think that the Bleta case is to be taken as
deciding that a counsel is precluded from eliciting the opinion of a doctor as
to a person’s state of health based on his medical knowledge and on his
questioning of his patient out of the presence of the jury.
It was contended in the present case that
Dr. Newman’s opinion as to the way in which the respondent would normally
react to homosexual advances was inadmissible as offending the rule against the
introduction of hearsay evidence in that it must of necessity have been based
upon what he was told by the respondent and others in the course of the
interviews he conducted and on the results of the tests which he had carried
out.
[Page 273]
The truth of any statements made to the doctor
in the course of his psychiatric enquiry was not at issue in the present case.
What was being sought here was evidence of the opinion which he had formed as
the result of applying his medical knowledge of an analysis of the respondent’s
disposition as manifested by his words, attitudes and reactions when subjected
to questioning, and to other psychiatric procedures designed to reveal his true
character. It is the admissibility or inadmissibility of an opinion so formed
which is at issue here and, in my view, the fact that the methods pursued by
the psychiatrist in reaching his opinion necessitated dependence on information
obtained from the respondent and others which was not before the jury, does not
make his opinion inadmissible although it may well be a factor to be considered
in assessing the weight to be attached to that opinion. If it were otherwise,
the Courts would be denied many medical opinions based on clinical methods of
diagnosis.
In the case of Wilband v. Her Majesty the
Queen, the
point was taken that certain evidence given by psychiatrists under the
provisions of s. 661(2) of the Criminal Code was inadmissible as
offending against the hearsay rule, and in the course of his reasons for
judgment, Mr. Justice Fauteux had this to say, at p. 21:
Dealing with hearsay:—The evidence, in this
case, indicates that to form on opinion according to recognized normal
psychiatric procedures, the psychiatrist must consider all possible sources of
information, including second-hand source information, the reliability,
accuracy and significance of which are within the recognized scope of his
professional activities, skill and training to evaluate. Hence, while
ultimately his conclusion may rest, in part, or second-hand source material, it
is nonetheless an opinion formed according to recognized normal psychiatric
procedures. It is not to be assumed that Parliament contemplated that the
opinion which the psychiatrists would form and give to assist the Court would
be formed by methods other than those recognized in normal psychiatric
procedures. The value of a psychiatrist’s opinion may be affected to
[Page 274]
the extent to which it may rest on second-hand
source material; but that goes to the weight and not to the receivability in
evidence of the opinion, which opinion is no evidence of the truth of the
information but evidence of the opinion formed on the basis of that
information.
It is true that in the Wilband case
Mr. Justice Fauteux was considering psychiatric evidence on the issue of
whether an accused person who had already been convicted was “a dangerous
sexual offender”, and that it was the status of the accused rather than his
guilt or innocence which was at issue, but I am satisfied that what was said in
that case in relation to the hearsay rule applies with equal force to the
present circumstances.
In view of the above, I am of the opinion that
the admission of the psychiatric evidence sought to be adduced from
Dr. Newman as to the respondent’s normal state of mind would not have
offended the rule against the admissibility of hearsay, but this is far from
the end of the matter as the dissent of the learned Chief Justice is based on
broader grounds. In the course of his reasons for judgment he said:
I would exclude the evidence on the broad
ground that it was not admissible for the purpose it was tendered. It must be
clearly understood what that purpose was, so I reiterate that it was to show
that Lupien’s normal personality and his defence mechanisms would cause him to
reject homosexual advances or commerce, and so in the opinion of the experts he
would not knowingly have engaged in them. They sought to explain the evidence
on the ground that Lupien must have honestly believed Boisvert to be a woman,
or by impairment of his understanding and judgment.
The opinion that Lupien would not have
knowingly engaged in the acts alleged is in the particular circumstances of
this case too dangerous to be admitted, because without any necessity it comes
too close to the very thing the jury had to find on the whole of the evidence.
But there is a more basic objection. Put in simple English the doctors were
being invited to say that Lupien was a normal man, and as a normal man he would
be instinctively repelled by and recoil from a homosexual act. The jurors were
the proper people to say what a normal
[Page 275]
man would do in those circumstances for that
would depend upon their knowledge of people.
I agree with the Chief Justice that if the
evidence had been tendered for the purpose of showing that Lupien was a normal
man, the conclusion as to how he would have acted under the circumstances would
have been a question for the jury; but, with all respect, as I understand the
record, the evidence was not tendered for this purpose at all but rather for
the purpose of proving the doctor’s opinion that this particular man bad a
certain type of defence mechanism that made him react violently against
homosexual behaviour. The evidence which the learned trial judge excluded was
described by the respondent’s counsel in the following terms:
Now, here the doctor will say—and I am
going to be a little bit inept in doing it—the doctor will say that this man
had a certain type of defensive mechanism that made him react violently to any
homosexual overtone. He will say that is the normal state. And then he will
compare that opinion with what occurred this night and say, “Taking the two
together and having regard to the impact of one upon the other I have the
following opinion to say, namely, he must have believed this person was a
woman”, and (2) in so far his perception was diminished because of the things I
did state in the hypothetical question, that because his perception was
diminished one of two things occur, either he was not consciously aware of the
genital organ he saw in front of him in the sense of being able to understand
the person was a male or (2) as soon as he became aware of it he should have
rejected it and it would be inconceivable for him not to reject it.
As I understand it, the evidence thus sought to
be adduced was directed towards obtaining Dr. Newman’s opinion to the
effect that the respondent was so constituted as to be incapable of formulating
the intention to commit a homosexual act, and it appears to me that the
question of whether or not a man has homosexual tendencies or inclinations is
one which is well adapted to the diagnosis of a psychiatrist and that such an
[Page 276]
opinion formed in this area of human behaviour
is relevant and admissible in a case such as the present one.
This was not a question of adducing character
evidence in the sense of reputation, and I think that the rule laid down in
1865 by Cockburn C.J., in Reg. v. Rowton,
to the effect that evidence of character can only be introduced by seeking
evidence of the accused’s general reputation in the neighbourhood to which he
belongs, is singularly inappropriate to the introduction of evidence from
psychiatrists as to the accused’s disposition.
The Rowton case was decided many years
before the development of psychiatry as an accepted branch of medicine and we
were not referred to any case in which the rule there stated was applied so as
to exclude such evidence.
In the course of his reasons for judgment in the
case of Fisher v. The Queen, with
which nine members of this Court were “in substantial agreement” (see [1961]
S.C.R. 535 at 538) Aylesworth J.A. said at page 21, speaking of the evidence of
the pyschiatrist called by the Crown in that case:
He was, of course, assuming the facts given
him as an hypothesis to be true, giving his opinion upon one of the vital
issues to be decided by the jury, but that does not per se render his
opinion inadmissible. …Psychiatry is a comparatively modern and special branch
of medical science which deals with the study of the mind, the working of the
mind, the mental state of an individual as demonstrated by his conversation,
attitude and actions. I entertian no doubt that Dr. Easton as a specialist
in psychiatry for many years and with the experience which his position
entails, is qualified to express an opinion upon the mental capacity of an
individual such as appellant to form a certain intent,…
In the Fisher case the accused, who was
charged with murder, had given a statement to the police in which he described
in great detail his activities during the evening up until the time when the
murder was alleged to have taken place. In the course of the cross‑examination
of certain Crown
[Page 277]
witnesses it became apparent that an attempt was
being made to make out a defence of drunkenness and before closing the case for
the prosecution, the Crown called Dr. Baston, the Director of Psychiatry
at the Ontario Hospital in New Toronto, who was asked a hypothetical question
based in large measure on the statement made by the accused to the police in
answer to which he expressed the opinion that anyone able to do what the
appellant was alleged to have done could have the capacity to form the intent
to murder, even after he had consumed 25 glasses of beer or more. It appears to
me that the opinion so sought by the Crown came as close as possible to being
evidence of the very thing that the jury had to find if the defence of
drunkenness was to be negated and the accused convicted. In approving the
admission of the psychiatrist’s evidence, Aylesworth J.A. concluded, at page
21:
The relation of appellant’s actions and
conduct, as posed to the doctor, to appellant’s mental capacity, was surely a
matter upon which the witness could call into play his special knowledge in
that field. The fact that the witness did not examine the appellant, in my
opinion, can have no bearing upon the question of the admissibility of his
evidence; the whole basis of his evidence, as has been said already, was the
effect of appellant’s activities as demonstrating to an expert in the field of
psychiatry, the presence or absence of a specific degree of mental capacity.
While the value of that evidence was for the jury, it was in my view,
admissible evidence.
(The italics are my own.)
What was sought to be introduced in the present
case was evidence from a specialist in the field of psychiatry as to the
absence of a specific degree of behavoural capacity and I think that
Mr. Justice Aylesworth’s language applies and that “while the value of
that evidence was for the jury it was… admissible evidence.”
I am far from saying that as a general rule
psychiatric evidence of a man’s disinclination to commit the kind of crime with
which he is charged should be admitted, but the present case is con-
[Page 278]
cerned with gross indecency between two men and
I think that crimes involving homosexuality stand in a class by themselves in
the sense that the participants frequently have characteristics which make them
more readily identifiable as a class than ordinary criminals. See Reg. v.
Thompson. In any
event, it appears to me that the question of whether or not a man is
homosexually inclined or otherwise sexually perverted is one upon which an
experienced psychiatrist is qualified to express an opinion and that if such
opinion is relevant it should be admitted at a trial such as this even if it
involves the psychiatrist in expressing his conclusion that the accused does
not have the capacity to commit the crime with which he is charged.
For all these reasons, as well as for those
expressed in the reasons for judgment rendered by Mr. Justice Bull on
behalf of the majority of the Court of Appeal, I would dismiss this appeal.
HALL J.—The facts relative to this appeal are
set out in the reasons of my brothers Martland and Ritchie.
I agree with my brother Ritchie that the learned
trial judge should have admitted all the evidence which the psychiatrist,
Dr. Newman, was prepared to give.
Homosexuality is not a disease of the mind nor a
mental illness nor a condition arising out of mental incapacity or deficiency.
It is a sexual attraction and interest between members of the same sex. There
are all gradations of the condition from those at the one end of the scale who
have never had a normal sexual impulse to those at the other end who are only
homosexual under exceptional conditions; e.g., when they are totally segregated
from the opposite sex, and in their case their homosexuality generally
disappears as soon as they return to a normal environment. In between, others
have both homosexual and heterosexual impulses and are known as “bisexuals”. In
whatever category the homosexual falls, his condition is an acquired aberration
from the normal state. No one is destined at birth to be a homosexual any more
than any given individual is earmarked to be an alcoholic or a drug addict.
[Page 279]
Heredity plays no part in the development.
Environment is said to be the decisive factor.
The literature on the subject of homosexuality
is very divergent in attributing specific causes or reasons for the condition,
but all writers are agreed that whatever other causes there may be
psychological factors are of great importance and are to be considered in what
might be termed an ascending scale of complexity of explanation. Psychiatry has
concerned itself in a special way with the study of homosexuality, and
…throughout psychiatry one finds that the
structure of the personality is an interplay between environment and
constitutional endowment, so much so that it is almost possible to devise an
equation that constitution X the environment = a constant. (“They Stand Apart”,
Windmill Press, London, 1955, p. 78.)
Accordingly it follows that the evidence of
psychiatrists is particularly relevant in cases involving homosexuality and the
admissibility of opinion evidence from psychiatrists must be determined by its
relevancy to the matter in issue at the trial. In the present case the learned
trial judge admitted all the evidence being tendered from Dr. Newman
except the opinion he was prepared to give to the effect that Lupien’s normal
personality and his defence mechanisms would cause him to reject homosexual
advances and that he would not knowingly have engaged in them. Dr. Newman
was allowed to answer the hypothetical question put to him based on the
assumption of the truth of the evidence adduced at the trial but was not
permitted to give the opinion above set out based on tests made by and for him
and in conversations with Lupien.
It is a question where the line between
admissibility and inadmissibility is to be drawn. If the evidence was relevant
to the defence being put forward on behalf of Lupien, and I think it was, then
it was admissible and the learned trial judge erred in rejecting it.
It is true, as Davey C.J.B.C. points out in his
dissent, that the answer which the psychiatrist was expected to give “comes too
close to the very
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thing the jury had to find on the whole of the evidence”.
I do not think that this is a valid reason for rejecting the evidence. Actually
it cannot be considered an innovation in regard to medical evidence.
Psychiatrists are permitted to testify that from their examination and study,
sometimes long after the event, of an accused, including conversations with him
and from facts proven in evidence, that the accused was incapable of forming
the intent necessary to constitute the crime with which he is charged. That
type of evidence is very close, if not identical, to the conclusion the jury
must come to in such a case if it is to find that the accused was not guilty
because he did not have intent necessary to support conviction. The weight to
be given the opinion of the expert is entirely for the jury, and it is the
function of the trial judge to instruct the jury that the responsibility for
weighing the evidence is theirs and theirs alone.
The next question for decision is whether the
error in this instance was fatal to a valid conviction or whether the provisions
of s. 592(1)(b)(iii) which read:
592. (1) On the hearing of an appeal
against a conviction, the court of appeal
(b) may dismiss the appeal where…
(iii) notwithstanding that the court is of
the opinion that on any ground mentioned in subparagraph (ii) of paragraph (a)
the appeal might be decided in favour of the appellant, it is of the opinion
that no substantial wrong or miscarriage of justice has occurred;
should be applied.
The conditions under which this provision should
be invoked are set out in the reasons of Cartwright J. (now C.J.C.) in Colpitts
v. The Queen as
follows:
A number of authorities which should guide
the Court of Appeal in deciding whether, misdirection
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having been shewn, it can safely be
affirmed that no substantial wrong or miscarriage of justice has occurred are
quoted in the reasons of my brother Spence. Upon reading these it will be
observed that, once error in law has been found to have occurred at the trial,
the onus resting upon the Crown is to satisfy the Court that the verdict would
necessarily have been the same if such error had not occurred. The satisfaction
of this onus is a condition precedent to the right of the Appellate Court to
apply the terms of the subsection at all. The Court is not bound to apply
the subsection merely because this onus is discharged.
The section recognizes that there are cases
in which, notwithstanding error on the part of the learned trial judge, the
appeal court may in its discretion, where the weight of the evidence impels it
to do so, conclude that no substantial wrong or miscarriage of justice has
occurred. This is such a case. The evidence against the accused was
overwhelming, and in my view the verdict would necessarily have been the same
even if the jury had heard the opinion which Dr. Newman was prepared to
give.
I think that this is a proper case for the
application of the provisions of s. 592(1)(b)(iii). I would,
accordingly, allow the appeal and restore the conviction and sentence.
Appeal allowed and conviction
restored, RITCHIE and SPENCE JJ. dissenting.
Solicitor for the appellant: G.L. Murray,
Vancouver.
Solicitors for the respondent: Braidwood,
Nuttall & MacKenzie, Vancouver.