Supreme Court of Canada
Rozon v.
The King, [1951] S.C.R. 248
Date:
1951-02-06
François Rozon Appellant;
and
His Majesty The King Respondent.
1950: November 14, 1951: February 6.
Present: Rinfret C.J. and Taschereau, Locke, Cartwright and
Fauteux J.J.
ON APPEAL FROM THE COURT OF KING'S BENCH, APPEAL SIDE,
PROVINCE OF QUEBEC
Criminal law—Manslaughter—Operation of motor
vehicle—Verdict of criminal negligence—Substituted by Court of Appeal for
dangerous driving—Whether dissent in Court of Appeal within section 1023(1) of
Criminal Code—Sections 285(6), 951(3), 1016(2) and 1023(1) of the Criminal
Code.
In 1948, appellant was tried before a jury on a charge of
manslaughter arising out of the operation of a motor vehicle. The jury,
implicitly acquitting him of that offence, returned a verdict of guilty of
criminal negligence. The Court of Appeal was unanimously of the opinion that
this verdict could not stand and the majority, therefore, basing itself on
sections 1016(2), 951(3) and 285(6) of the Criminal Code, substituted a
verdict of guilty of dangerous driving. The minority, expressing a doubt as to
whether section 1016(2) applied and not wanting to speculate as to what the
jury intended by their verdict, would have acquitted the accused.
Held: (Affirming the judgment appealed from) Locke and
Cartwright JJ. dissenting, that the appeal should be dismissed as the dissent
in the Court of Appeal was not on any ground of law dealt with by the majority,
and upon which there was a disagreement in the Court of Appeal. (Expressing a
doubt is not dissenting).
[Page 249]
Per the Chief Justice, Taschereau and Fauteux JJ.: As
an appeal under s. 1023(1) of the Criminal Code is limited to grounds of
law alone, upon which there were points of difference in the Court of Appeal,
and as the ground raised by the minority, assuming that it was a ground of law
alone, was not considered by the majority because of the view they took of the
case, there was, therefore, no disagreement in the Court of Appeal on a
question of law alone and this Court has, consequently, no jurisdiction to
entertain the appeal.
Per Locke and Cartwright JJ. (dissenting): The appeal
should be allowed and a new trial ordered as the Court of Appeal had no right
to substitute a verdict of dangerous driving under 1016(2) since, because of
errors in law in the charge, this verdict could not have stood even if the jury
had found it.
Per Locke and Cartwright JJ. (dissenting): To give this
Court jurisdiction to entertain an appeal under s. 1023(1), it is not necessary
that the dissenting judgment upon which the appeal is based proceeded upon a
point of law with which the majority also dealt and upon which the majority and
the dissenting judges were in disagreement, but it is sufficient under that
section that (a) there be a dissenting judgment and (b) that a
ground upon which such dissenting judgment is based be a question of law.
APPEAL from the judgment of the Court of King's Bench,
appeal side, province of Quebec , substituting, Letourneau C.J.A. and
Barclay J.A. dissenting, for a jury's verdict of guilty of criminal negligence
a verdict of dangerous driving of an automobile pursuant to section 285 of the Criminal
Code, affirming the sentence passed by the trial judge and dismissing the
appeal.
Jean Drapeau for the
appellant.
Noel Dorion K.C. and Lucien
Thinel for the respondent.
The judgment of the Chief Justice and of Taschereau and
Fauteux J.J. was delivered by
Fauteux J.—The
appellant has been charged with the offence of manslaughter, arising out of the
operation of a motor vehicle on the 17th of October 1947, in the district of
Terrebonne, Province of Quebec. On the 26th of October 1948, the jury,
implicitly acquitting him of the major offence of manslaughter, returned a
verdict expressed in the following terms: "guilty of criminal
negligence." The record does not disclose any objection being taken to the
verdict, either as to its form or as to its substance, at the time it could
have been corrected.
[Page 250]
About two weeks later, Rozon appealed to the Court of King's
Bench (Appeal Division) on questions of. law alone. There was no
appeal on questions of fact or mixed law and fact nor was there any leave
granted or even asked to appeal on such questions. Of the three grounds raised
on law, one was that the accused having been indicted for manslaughter as the
result of the operation of a motor vehicle, the verdict of criminal negligence
was illegal.
By a majority judgment (St.-Jacques, Gagné and
MacKinnon (ad hoc), JJ.), that appeal was dismissed; a verdict of reckless driving
was substituted for the one expressed by the jury and the sentence imposed by
the trial judge was allowed to stand. Mr. Justice Barclay, with the concurrence
of the late Chief Justice Létourneau, expressed a dissent
clearly limited to the manner in which the appeal should be disposed of in view
of the illegality of the verdict expressed by the jury: They would have allowed
the appeal and quashed the conviction and the sentence. Thus, there was no
dissent as to any of the grounds of appeal raised by the appellant in the Court
below and, in point of fact, all the judges, as appears by the following
excerpts from the reasons for judgment, agreed that the accused could not, on
the indictment, be found guilty of criminal negligence. Mr. Justice St.-Jacques,
in reference to the accused, said:
Il soutient que depuis l'amendement apporté en
1938, à l'article 951 du Code
Criminel, un verdict de négligence criminelle sous l'autorité de l'article 284
ne peut plus être rendu. Ainsi formulée, la proposition de l'appelant
n'est pas discutable; il faut l'admettre comme bien fondée.
Mr. Justice Gagné:
Comme M. le Juge St.-Jacques et M. le Juge
Barclay, dont j'ai eu l'avantage de lire les notes, je crois qu'en vertu des amendments
adoptés aux articles 951 et 285, en 1938, l'appelant ne pouvait pas être condamné
pour négligence criminelle.
And, then, Mr. Justice MacKinnon:
I am in agreement with the Hon. Messrs. Justices
St.-Jacques, Barclay and Gagné, whose notes I have had the
opportunity of reading and for the reasons given by them that the appellant
could not be found guilty of "criminal negligence" on this charge.
Though no reference is made to ss. 2 of section 1016 of the Criminal
Code, either in the formal judgment or in the reasons for judgment of Mr.
Justice St.-Jacques who wrote
[Page 251]
it, it appears from the reasons for judgment delivered by
the other members of the Court that the dissent is related to this section, in
respect of which the only two questions considered were:
1. Whether section 1016 ss. 2 is, in law, applicable to
the case and, if it is,
2. Whether or not, being applied, the substitution of
verdict could properly be made in the light of the actual finding and the facts
of the case.
It is convenient to quote ss. 2 of section 1016 and, then,
relate the views expressed on the two points by the members of the Court.
2. Where an appellant has been convicted of an offence and
the jury or, as the case may be, the judge or magistrate, could on the
indictment have found him guilty of some other offence, and on the actual
finding, it appears to the Court of Appeal that the jury, judge or magistrate
must have been satisfied of facts which proved him guilty of that other
offence, the court of appeal may, instead of allowing or dismissing the appeal,
substitute for the verdict found a verdict of guilty of that other offence, and
pass such sentence in substitution for the sentence passed by the trial court
as may be warranted in law for that other offence, not being a sentence of
greater severity.
Mr. Justice St.-Jacques first deals with the facts of the
case, then with the charge, and finally, without referring in terms to ss. 2 of
section 1016, concludes, as in the formal judgment, that the jury, really
intending to return a verdict of reckless driving, ill expressed themselves in
wording it: "guilty of criminal negligence." At page 150, the learned
judge says:
Lorsque ce verdict a été
rendu, le président du tribunal aurait pu ordonner au jury
de le libeller, suivant la preuve et la direction donnée, à savoir: conduite
dangereuse ou désordonnée d'une automobile suivant les expressions que l'on
retrouve au cours de la charge. Il ne l'a pas fait. Sans doute, parce que tout
le monde a compris, à ce moment-là, qu'il s'agissait bien, malgré la rédaction
du verdict, de l'offense prévue à l'article 285.
Je ne puis admettre que ce verdict doive être
cassé et mis à néant; il peut être modifié dans sa rédaction, sans en affecter
la substance qui ressort clairement, et de la preuve et de la charge du juge.
Messrs. Justices Gagné and MacKinnon
are clearly of the opinion that the section is applicable
to the case and applying it, conclude that the substitution is justified by the
finding and the facts of the case. Thus, at page 160, the former says:
Il s'agit de savoir si cette Cour a le pouvoir
de modifier le verdict pour le rendre conforme au paragraphe 6 de l'article 285. L'article 1016, paragraphe 2, nous le permet.
[Page 252]
And, having considered the address of the trial judge, he
concludes, at page 163, to the substitution of a verdict:
Comme on le voit, le savant juge confond, dans les remarques qui suivent la lecture de l'article 285,
par. 6, la négligence criminelle, ou
coupable, et ce qu'il appelle la conduite désordonnée d'une automobile. Mais,
tout cela est en relation avec l'offense prévue au dit paragraphe qu'il a lu en
entier.
Le jury n'a pas pu comprendre qu'il puisse
s'agir d'autre chose. L'expression employée au verdict est impropre, mais c'est
bien l'offense de conduite dangereuse que le jury avait à considérer, et c'est
de cette offense qu'il a voulu déclarer l'accusé coupable.
Finally, referring to the evidence, the learned judge says:
Ce qui s'est passé avant et après l'accident,
d'après la preuve, et l'état du cadavre lorsqu'on l'a trouvé, démontrent de façon
tellement évidente la culpabilité de l'appelant, que le jury n'a pas pu être
influencé par les quelques inexactitudes que signale le savant procureur.
Mr. Justice MacKinnon, at page 166,
states:
I consider that under Art. 1016, paragraph 2, C.C., this Court
has the right to substitute for the verdict as found a verdict of guilty of an
offence under paragraph 6 of Art; 285, C.C.
And, at the same page, on the second point, he concludes :
As pointed out by the Hon. Messrs. Justices St.-Jacques and Gagné, the judge in his address to the jury made no reference to
Art. 284 which defines criminal negligence. He did however read to the jury
paragraph 6 of Art. 285 C.C. which deals with reckless driving. To me it is
evident that taking the judge's charge as a whole that he intended to direct
the jury that it could bring in a verdict of guilty of manslaughter or reckless
driving and that it was the offence of reckless driving which the jury
considered when it found the appellant guilty of criminal negligence. For the
reasons given by Messrs. Justices St.-Jacques and Gagné, with
which I concur, I would substitute for the verdict given a verdict of guilty of
reckless driving and would allow the sentence to stand.
For the minority judges, Mr. Justice Barclay did not consider
the facts at all. Dealing first with the second point, he concludes, at page
159:
… With all these directions to the jury, I am of the opinion
that speculation as to what they really intended would be most unfair to the
accused.
And, dealing then with the first point, he expresses a
doubt:
I am also very doubtful as to whether Article 1016-2 is
applicable to the present case.
And he ends his notes of judgment in saying:
I consider therefore that we have no right to substitute any
other verdict.
[Page 253]
On the alleged basis of this dissent and under the
provisions of ss. 1 of section 1023, Rozon now appeals to this Court,
formulating as follows his grounds of appeal:
(a) The verdict of criminal negligence was
illegal in view of the indictment for manslaughter resulting from an automobile
accident against the appellant in the present case;
(b) The Court of Appeal erred in substituting as
it did a verdict of reckless driving to the verdict of criminal negligence
rendered by the jury;
(c) The Court of Appeal, for the reasons
mentioned in the foregoing grounds of appeal, should have quashed the
conviction.
It may, at first, be stated that the sole question of law,
if any, on which a dissent may be suggested by the appellant to establish the
jurisdiction of this Court and its limit is in ground (b). For it
clearly appears from the above excerpts from the various reasons for judgment
that there is no dissent as to ground (a) and what is alleged as ground
(c) does not point to a dissent but to the manner in which the appeal
should have been disposed of had the majority agreed with the minority that the
substitution was not appropriate under ss. 2 of section 1016.
So, whether, on the issue, the different conclusions reached
by the majority and the minority groups in the Court below rest on a point of
difference on a question of law and, if so, the merit of such point of law, are
the matters to be considered. For this purpose, what was said by the members of
the Court below as to each of the three features conditioning the exercise of
the special powers given to the Court of Appeal under ss. 2 of section 1016,
may now be examined.
The first condition is that the appellant must have been
convicted of an offence. The appellant contended that the existence of this
condition is not established because the offence of which he was found guilty
by the jury— criminal negligence—was not, in the case at bar, an offence
included in the indictment. Mr. Justice Barclay dealt with this point but left
it as above indicated with no conclusion but simply the expression of a doubt.
And if the sentence at the very end of his reasons: "I consider there-
[Page 254]
fore that we have no right to substitute any other
verdict" cannot, because of inconsistency with the doubt expressed, be
related to the point being considered, I should not hesitate to say that there
is no dissent within the meaning of section 1023 and, consequently, no
jurisdiction for this Court to deal with this point for dubitante is not
tantamount to dissentiente. (The King v. Bailey et
al ).
Assuming, however, that this conclusion with respect to the
lack of right to substitute another verdict could be related to the point under
discussion, and that our jurisdiction cannot otherwise be questioned, I must
confess that I fail to see the difficulty. Again the first condition reads:
"Where an appellant has been convicted of an offence …" It does not
read: "Where an appellant has been convicted of an offence included in
the indictment." To accept the appellant's suggestion would be
tantamount to add a qualification to the first condition. It would equally
curtail the field of the operation of the section to the limits of the
authority assigned in section 951 to a jury to bring a verdict of guilty for a
lesser offence. That ss. 2 of section 1016 includes a like power for a Court of
Appeal is certain but it goes further for the second condition to its
applicability does not read: "And if the jury could, on the indictment,
have found him guilty of a lesser offence," but reads: "… of some
other offence." In brief, the evident purpose of the section is to
authorize the Court of Appeal to give effect to the finding of the jury or of
the trial judge, if at all possible within the conditions prescribed. And such
authority is consistent with the principle governing the disposal of appeals in
criminal matters that, failing miscarriage of justice or substantial wrong, the
appeal generally should be dismissed, even if it might, on the grounds raised,
be decided in favour of the appellant.
The second condition to the right of substitution is that it
must have been open to the jury on the indictment to find the appellant guilty
of the offence proposed in substitution. The provisions of ss. 3 of section 951
were specifically enacted for the purpose of giving the authority to find
"reckless driving" and this verdict, substituted by the Court of
Appeal, is precisely the only one, the appellant
[Page 255]
contended, which could—failing a verdict of manslaughter or
an acquittal—have been rendered on the indictment. As to the second condition,
there is not even a discussion.
The third condition is that, on the actual finding, it must
appear to the Court of Appeal that the jury must have been satisfied of facts
which proved the appellant guilty of that other offence,—in the premises,
reckless driving. From their reasons for judgment, it is clear that the judges
of the majority have exhaustively dealt with all the material available in the
record to consider and answer the question implied in this condition. To that
end, and to that end only—for there was then no other issue legally before the
Court—they considered the verdict expressed by the jury, the facts revealed in
the evidence put before the latter, and the address of the trial judge. They
ultimately concluded that, on the actual finding of "criminal
negligence," not only was it clear to them that the jury were satisfied of
facts which proved the appellant guilty of the offence of "reckless
driving," but that there was no other rational conclusion. In point of
fact, they formed the opinion that, as expressed in the formal judgment, the
jury ill expressed themselves.
For the minority judges, Barclay J. proceeded on quite a
different basis with, naturally, quite a different result. He completely dismissed
from his examination the facts proven. Dealing simply with the address of the
trial judge and finding confusion as a result of some misdirections— which were
not in issue as such but which he found—he concluded:
With all these directions to the jury, I am of opinion that
speculation as to what they really intended would be most unfair to the
accused.
And, at the end, he said:
I consider that we have no right to substitute any verdict.
In substance, and as I read it, the dissent of the minority
rests on the view that the Court of Appeal cannot, as a matter of law,
substitute a verdict under section 1016 subsection 2 when speculation, needed
to ascertain what the jury intended by their actual verdict, would, because of
misdirections, be unfair to the appellant.
[Page 256]
In brief, what was really intended by the jury—this was the
issue and this cannot be a question of law alone—was clear to the majority,
while it was obscure to the minority the members of which, for the reason they
indicated, refused to speculate.
It is thus manifest that with different elements in mind in
the consideration of the question in issue,—the members of the minority
dismissing the evidence from the study of the question,—the members of the
Court naturally had a different view of the same and for reasons entirely
unrelated, were led, in the result, to a different conclusion. And while the
decision of the majority rests on a question of fact, i.e., the intent of the
jury, the dissent of the minority rests on the question of law above stated. On
this point of law expressed by the latter, the former never dissented either
expressly or by implication. Nor did, upon the view they took, even the
occasion to consider the point of law ever arise.
The appeal to this Court being taken under subsection 1 of
section 1023, as enacted in 1925 c. 38 s. 27 in substitution to the relevant
part of what was then section 1024, it is convenient to quote the material
parts of the two sections and a few of the decisions of this Court rendered
thereunder with respect to the limits of the jurisdiction of this Court in the
matter.
Before 1925, section 1024 read:
Any person convicted of any indictable offence whose
conviction has been affirmed on an appeal taken under section 1013, may appeal
to the Supreme Court of Canada against the affirmance of such conviction:
Provided that no such appeal can be taken if the Court of Appeal is unanimous
in affirming the conviction …
In Davis v. The King , Newcombe,
J., delivering the judgment of the majority, said, at page 526, in reference to
section 1024 above:
The interpretation of the latter section has frequently been
considered by this Court and it is established by a long and practically
uniform course of decision which has become firmly embedded in the practice of
the Court that the only questions open to consideration upon appeals under that
provision are the points of difference between the dissenting judge or
judges and the majority of the Court of Appeal.
[Page 257]
Subsection 1 of section 1023, applicable to this case,
reads:
Any person convicted of any indictable offence whose
conviction has been affirmed on an appeal taken under section 1013, may appeal
to the Supreme Court of Canada against the affirmance of such conviction on any
question of law on which there has been dissent in the Court of Appeal.
It may be observed that the latter provision, clearer in
this respect than the former, does not read "any question of law in the
dissent" but reads "any question of law-ore which there has
been dissent in the Court of Appeal."
In Manchuk v. The King , the
appeal being taken upon subsection 1 of section 1023 above, Sir Lyman Duff, the
then Chief Justice, delivering the judgment of the majority, said at page 346:
The appeal is, by law, necessarily limited to the grounds
upon which the learned judges dissented.
In The King v. Décary , the same learned jurist, again delivering the
judgment for the Court, stated at page 82:
It is well settled by the decision of this Court that such
grounds must raise the question of law in the strict sense and that it is not a
competent ground of appeal if it raises only a mixed question of fact and law.
And having proceeded to compare the reasons for judgment of
the majority with those of the minority, in order to find the points of difference on law, Sir Lyman concluded with respect to the
reasons of the former:
It is quite plain that the judgment does not rest upon any
view of the majority upon a question which is a question of law alone.
And with respect to the reasons of the latter:
Turning now to the judgment of the minority, Mr. Justice
Hall simply says: "I am of opinion that this appeal should be
dismissed." Plainly there is no dissent upon any question of law. Mr.
Justice Walsh, in the reasons delivered by him for his conclusion that there
should be a new trial, does not say either expressly or by implication, that
this conclusion is based upon an opinion that the majority proceeds upon any
error in point of law alone.
Being of opinion that the judgment of the majority in this
case does not rest upon a question of law alone and that the judgment of the
minority rests on a question of law upon which there was no expressed or
implied dissent from the majority, I must conclude that it is not within the
jurisdiction of this Court to review the answer given
[Page 258]
by the Court of Appeal to the question implied in the third
condition of section 1016 subsection 2.
For the appellant, it was suggested, at first, that the
point of law ultimately raised by the minority is that subsection 2 of section
1016 cannot apply to a case where, the verdict proposed in substitution to the
actual verdict would, on the state of the record, have been bad in law, had it
been found by the jury. And then, it was said that the minority effectively
found misdirections which, in their views, could have vitiated the verdict of
reckless driving, had it been rendered.
With respect to the first branch of this contention, I must
say with deference, that I am unable to read this proposition of law as being
either expressed or implied in the views of the minority. It is certainly not
expressed and, even if and with the necessity of involved construction, it
could be said to be implied, again I should not fail to observe that the
members of the majority, because of the view they took, never considered nor
had to consider this proposition for the conclusion they reached and,
therefore, never dissented upon it.
As to the second branch of the contention, it must be
assumed that, had this been the reasoning of the minority, they would not have
failed—as they did—to deal with the facts of the case in order to consider
whether or not, in the light of the principle of subsection 2 of section 1014,
the result, notwithstanding these misdirections, would inevitably have been the
same. And in the event of a doubt on this question, they would, in view of the
evidence on the record, have ordered a new trial.
I may finally add that, if an affirmative conclusion, as to
the existence of such a dissent within the meaning judicially approved of
section 1023 could have been reached, it would then have been necessary, in the
consideration of the merit of the alleged point of law, to note that this Court
in the Manchuk case applied subsection 2 of section 1016
though clearly of the opinion that there were, in the address of the trial
judge, misdirections amounting, in the result, to a mistrial.
For the above reasons, the appeal should be dismissed.
[Page 259]
The dissenting judgment of Locke and Cartwright JJ. was
delivered by
Cartwright J.—This
is an appeal from a judgment of the Court of King's Bench (Appeal Side) of the
Province of Quebec pronounced on the 12th of May, 1949,
substituting for a verdict of "guilty of Criminal Negligence" a
verdict of "Dangerous driving of an automobile pursuant to section 285 of
the Criminal Code", affirming the sentence passed by the learned
trial judge and dismissing the appeal. Létourneau C.J. and
Barclay J. dissenting would have allowed the appeal and directed the acquittal
of the accused.
The appellant was tried before Cousineau J. and a jury on a
charge of manslaughter arising out of the operation of a motor vehicle. The
jury brought in a verdict of guilty of criminal negligence. This verdict was
entered and the appellant was sentenced to fifteen months imprisonment. An
appeal was taken, the grounds of appeal being as follows:
1. Le verdict de
négligence criminelle était illégal vu l'acte d'accusation porté contre
l'appelant dans la présente cause;
2. Les commentaires illégaux du procureur
de la Couronne dans son adresse aux jurés sur le fait que l'accusé n'a pas
témoigné et le refus du président du Tribunal d'arrêter les procédures et
d'ordonner un nouveau procès, tel que demandé par le procureur de l'appelant;
3. Le président du Tribunal a erré dans sa
charge aux jurés en omettant de leur donner les directives requises par la loi
dans le cas de preuve de circonstances.
The Court of Appeal held unanimously that the verdict of
guilty of criminal negligence could not stand and the correctness of that holding
was not questioned before us. It is, I think, clear that, as a matter of law,
on an indictment for manslaughter arising out of the operation of a motor
vehicle only three verdicts are possible, (i) guilty of manslaughter, (ii)
guilty of the offence created by section 285(6) of the Criminal Code (which
by implication is a finding of not guilty on the charge of manslaughter);
[Page 260]
or (iii) not guilty. The majority of the Court of Appeal
were of opinion that the proper course was to substitute a verdict of guilty of
dangerous driving, pursuant to section 285(6), taking the view that this course
was authorized by the provisions of section 1016(2) of the Code.
From this judgment the appellant appeals to this court, the
grounds of appeal being stated as follows:
The grounds of law on which the present appeal is based are
those set forth in the dissenting judgment of the Honourable Messrs. Justices
Barclay and Létourneau of the Court of King's Bench,
Appeal Side, for the Province of Quebec, which heard the case and in the formal
judgment of the other judges and also those mentioned in the appeal, to wit:
A) The verdict of criminal negligence was illegal in view of
the indictment for manslaughter resulting from an automobile accident against
the appellant in the present case;
B) The Court of Appeal erred in substituting, as it did, a
verdict of reckless driving to the verdict of criminal negligence rendered by
the jury;
C) The Court of Appeal, for the reasons mentioned in the
foregoing grounds of appeal, should have quashed the conviction;
I agree with the view of Barclay J. that the Court of Appeal
had no right to substitute a verdict of guilty of dangerous driving.
It must, I think, be clear that the Court of Appeal can
convict an accused of an indictable offence of which he has not been convicted
by the court of first instance only if statutory authority can be found for
such a course. It is suggested that such authority is conferred by section
1016(2).
Before section 1016(2) can be effective to confer this power
upon the court in an appeal following a trial by jury there appear to be three
conditions which must exist.
(1) The appellant must have been convicted of an
offence.
(2) It must have been open to the jury on the
indictment to have found him guilty of some other, offence.
(3) It must appear to the Court of Appeal on the actual
finding that the jury must have been satisfied of facts which proved the
accused guilty of such other offence.
In the case at bar it is evident that the second condition
set out above is satisfied.
[Page 261]
Dealing with the first condition mentioned above, Mr. Drapeau argues that the offence of which the appellant has been
convicted must be an offence of which it was possible in law that he could be
convicted on the indictment and that a conviction of an offence neither charged
nor included in the indictment is a legal nullity and not a conviction at all.
We were not referred to any case in which this argument appears to have been
considered and I have not been able to find one. I have examined a number of
cases decided either under section 1016(2) of the Criminal Code or under
section 5(2) of the English Criminal Appeal Act, 1907, 7 Edward VII c. 23,
which is in substantially the same words, but I have found only one in which it
appeared that the verdict for which a different verdict was substituted was one
which could not in law have been found on the indictment. The case to which I
refer is The King v. Quinton affirming 1947 O.R. 1. In
that case the accused was tried on an indictment charging attempted rape. The
jury returned a verdict of "guilty of assault on a female causing actual
bodily harm." The Court of Appeal for Ontario held unanimously, and it was
apparently not disputed in this court, that the last mentioned offence is not
included in a charge of attempted rape, the only other offences included in
that charge being indecent assault and common assault. The Court of Appeal
substituted a conviction for common assault and passed a lesser sentence. The
Crown appealed to this court arguing that a conviction for indecent assault
should have been substituted. The appeal was dismissed. There is nothing in the
reasons for judgment of the Court of Appeal or of this court to indicate that
the argument put forward in the case at bar by Mr. Drapeau was
advanced or considered and the point appears to me to be still open for
consideration in this court. I do not find it necessary to pass upon it in this
appeal and I think it very doubtful whether it is open for our consideration in
view of the manner in which the dissenting judgments are expressed.
In my view the third condition mentioned above is not
fulfilled in the case at bar. It will be observed that it
[Page 262]
must appear to the Court of Appeal on the actual finding
that the jury must have been satisfied of facts which proved the appellant
guilty of a breach of section 285(6).
In determining whether on the actual finding the jury must
have been satisfied of facts which proved the accused guilty of such offence no
doubt the Court of Appeal would find it necessary to examine the evidence and
the charge of the learned trial judge. If, in the course of such examination,
it should appear that there was error in law in the charge, so grave that had
the jury found a verdict of guilty of dangerous driving it must have been set
aside on appeal, I think that section 1016(2) would not empower the Court of
Appeal to enter such a verdict. The section must, I think, contemplate a
situation where if the jury had found the verdict proposed to be substituted
such verdict would on the state of the record have been good in law. To hold
otherwise would bring about the startling result that the Court of Appeal could
substitute for a verdict, which for some reason can not stand, another verdict
which if the jury had found it must have been set aside.
In my view, for the reasons given by Barclay J., because of
what was, I think, a fatal defect in the charge of the learned trial judge, a
verdict of guilty under section 285(6) could not have stood even if the jury
had made it. I think that in effect the learned trial judge charged the jury
that they could, and indeed should, find the accused guilty if, in their view
of the evidence, his conduct was such as to amount to what is commonly called
civil negligence. I think that this was clearly wrong. The learned trial judge
appears to have adopted a passage from one of the judgments delivered in McCarthy
v. The King , without giving effect to the
explanation of that judgment contained in The King v. Baker .
In my view this is entirely a matter of law and this ground is I think stated
in the dissenting judgment of Barclay J.
It is argued for the Respondent that this ground is not open
for our consideration. It is said that it was not taken in the notice of appeal
to the Court of King's Bench (Appeal Side) and is not a ground of dissent. It
is true
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that the defect in the charge referred to above was not made
a ground of appeal to the Court of Appeal but this seems to me, in this case,
to be unimportant. The conviction from which the appeal was taken was bad in
law as not being possible on the indictment. I do not think that the appellant
was required to set out other grounds or to anticipate that the Court of Appeal
would substitute a different verdict and to state reasons why that course
should not be followed. The appeal to this court is expressly stated to be
based on "the grounds of law set forth in the dissenting judgment."
While it may be proper that the notice of appeal should state with particularity
what those grounds are said to be, it is in the reasons for judgment given by
the dissenting judge rather than in the notice of appeal that our jurisdiction
must be found. The only question as to which there was disagreement in the
Court of Appeal was whether the verdict of guilty of criminal negligence having
been annulled, the Court of Appeal could or should substitute another verdict.
If and in so far as this decision turned on matters of fact or of mixed fact
and law we have no jurisdiction to review it, but if and in so far as it turned
on matters of law and if and in so far as such matters of law form part of the
grounds of dissent, we have jurisdiction. I read the reasons of the minority as
holding inter alia that section 1016(2) cannot be applied because there
was such misdirection by the learned trial judge as to the kind of negligence
which must be found to exist to warrant a verdict of guilty of dangerous
driving under section 285(6) that as a matter of law a verdict of dangerous
driving even if the jury had found it could not have stood.
It will be observed that at the commencement of his reasons
Barclay J. says "In the view which I take of this case, it is not
necessary to consider the facts." After holding that the jury could not on
the indictment legally find a verdict of criminal negligence, the learned judge
goes on to discuss the question whether a verdict of dangerous driving should
be substituted under section 1016(2). He quotes the fatal misdirection referred
to above, adds other criticisms of the charge and continues: "With all
these directions to the jury, I am of the opinion that speculation
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as to what they really intended would be most unfair to the
accused." He then expresses a doubt, but does not decide, as to whether
section 1016(2) applies unless the verdict proposed to be substituted is
included in the offence found by the jury; and concludes "I consider
therefore that we have no right to substitute any other verdict."
I do not think it is a forced construction of the reasons of
the learned judge to read them as indicating that one of the grounds which
moved him to hold that the Court of Appeal had no right to substitute a verdict
was the misdirection referred to above.
In The King v. Décary , in quashing an appeal on the ground that there
was no dissent on any question of law, the judgment of the court at page 84
reads as follows: "Mr. Justice Walsh in the reasons delivered by him for
his conclusion that there should be a new trial, does not say, either expressly
or by implication, that this conclusion is based upon an opinion that the
majority proceeds upon any error in point of law alone."
In my view, in the case at bar, Barclay J. does point out an
error in law, the misdirection referred to above, and does, I think expressly
but certainly if not expressly then by implication, base his judgment upon it,
I think the point is properly before us.
It has been suggested that it is a condition of this Court's
jurisdiction to entertain an appeal under section 1023(1) of the Criminal
Code that the dissenting judgment upon which such appeal is based shall
proceed upon a point of law with which the majority also deals and upon which
the majority and the dissenting judge or judges are in disagreement. I am
unable to accept this view. It is not, I think, disagreement between the judges
of the Court of Appeal on a point of law which gives jurisdiction. If that were
so there would be a right of appeal in a case in which one judge expressed
definite disagreement on a point of law dealt with by the other members of the
court but agreed with them that the appeal should be dismissed. In my opinion
the existence of the following two conditions is sufficient to give this court
jurisdiction: (i) that there be a dissenting judgment in the
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Court of Appeal, that is a judgment
differing from the result proposed by the majority and (ii) that a ground upon
which such dissenting judgment is based be a question of law.
I would allow the appeal and quash the conviction but under
all the circumstances of the case I think that the proper course is not to
direct a verdict of acquittal to be entered but to direct a new trial on the
charge of a breach of section 285(6) of the Criminal Code.
Appeal dismissed.
Solicitor for the appellant: Jean Drapeau.
Solicitor for the respondent: Lucien
Thinel.